Professional Documents
Culture Documents
No. 12-2543
1:12-cv-01905-MJG
FREDERICK E. BOUCHAT,
Plaintiff - Appellant,
v.
BALTIMORE RAVENS LIMITED PARTNERSHIP,
Defendant - Appellee.
-----------------------INTERNATIONAL DOCUMENTARY ASSOCIATION; FILM INDEPENDENT;
MOTION PICTURE ASSOCIATION OF AMERICA, INCORPORATED,
Amici Supporting Appellee.
No. 12-2548
1:12-cv-01495-MJG
FREDERICK E. BOUCHAT,
Plaintiff - Appellant,
v.
NFL ENTERPRISES LLC; NFL NETWORK
PRODUCTIONS LLC, d/b/a NFL Films,
Ventures L.P.,
SERVICES, INC.;
a subsidiary of
NFL
NFL
Defendants - Appellees.
------------------------INTERNATIONAL DOCUMENTARY ASSOCIATION; FILM INDEPENDENT;
MOTION PICTURE ASSOCIATION OF AMERICA, INCORPORATED,
Amici Supporting Appellees.
O R D E R
PUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
No. 12-2543
FREDERICK E. BOUCHAT,
Plaintiff - Appellant,
v.
BALTIMORE RAVENS LIMITED PARTNERSHIP,
Defendant - Appellee.
-----------------------INTERNATIONAL DOCUMENTARY ASSOCIATION; FILM INDEPENDENT;
MOTION PICTURE ASSOCIATION OF AMERICA, INCORPORATED,
Amici Supporting Appellee.
No. 12-2548
FREDERICK E. BOUCHAT,
Plaintiff - Appellant,
v.
NFL ENTERPRISES LLC; NFL NETWORK
PRODUCTIONS LLC, d/b/a NFL Films,
Ventures L.P.,
Defendants - Appellees.
-------------------------
SERVICES, INC.;
a subsidiary of
NFL
NFL
Appeals from the United States District Court for the District
of Maryland, at Baltimore.
Marvin J. Garbis, Senior District
Judge. (1:12-cv-01905-MJG; 1:12-cv-01495-MJG)
Argued:
Decided:
wrote
the
case
presents
the
latest
chapter
in
extensive
in
three
videos
featured
on
its
television
network
and
I.
In June 1996, months before the beginning of the Baltimore
Ravens inaugural season, the organization unveiled the Flying B
logo as its symbol. The logo featured a gold shield with a
purple B at its center and purple wings extending from either
side.
Frederick
Bouchat,
the
plaintiff
and
appellant
here,
months
earlier,
to
be
passed
on
to
the
Ravens
Upon
recognizing
the
logo,
Bouchat
obtained
copyright
of
the
National
Football
League
(NFL),
alleging
that
the
defendants
were
liable
as
to
one
of
the
(the
Raven
Profile
Logo)
and
no
longer
featured
the
three
more
decisions
in
lawsuits
brought
by
Bouchat
jury
award
of
zero
dollars
for
the
original
because
Bouchat
was
precluded
from
obtaining
actual
F.3d
301
(4th
Cir.
2010)
4
(Bouchat
IV)
(finding
that
using
the
Flying
Logo
incidentally
in
videos
and
of
the
copyrighted
work;
(3)
the
amount
and
upon
the
potential
market
for
the
copyrighted
work.
17
U.S.C. 107. For both the videos and the photos, the district
court found that the first factor counseled in favor of fair
5
or
different
character,
altering
the
first
with
new
displays
substantially
was
minimally
transformative
commercial,
nature
of
the
and
that
the
use
offset
any
videos
factor
and
the
counseled
displays,
strongly
in
and
favor
determined
of
fair
that
the
first
use,
while
the
fair
use.
Consequently,
it
found
the
uses
in
both
II.
The power over patent and copyright granted to Congress in
Article
I,
Section 8
of
the
Constitution
is
intended
to
the
products
of
their
genius
after
the
limited
period
of
and
the
useful
arts
that
underlies
the
Patent
and
fosters
of
new
creation
writers
and
and
authors
innovation
to
control
by
limiting
the
use
of
the
their
works. Harper & Row, 471 U.S. at 549 (internal quotation marks
omitted).
The Copyright Act of 1976 codified the fair use doctrine
for the first time, creating 107 as a statutory exception to
the typical protections provided to copyright holders in 106.
Bouchat
IV,
619
F.3d
at
307
(citing
Campbell
v.
Acuff-Rose
Music, Inc., 510 U.S. 569, 576 (1994)). Congress meant 107 to
restate
the
present
change,
narrow,
courts
continue
adjudication.
or
judicial
enlarge
the
Campbell,
doctrine
it
in
common-law
510
U.S.
7
any
of
fair
way
and
tradition
at
577
use,
not
intended
of
(internal
fair
to
that
use
quotation
142
F.3d
194,
202
(4th
Cir.
1998)
(internal
quotation
marks omitted).
Nonetheless, Congress did provide a list of four factors
that guide the determination of whether a particular use is a
fair use. Bouchat IV, 619 F.3d at 308 (internal quotation marks
omitted). Those factors are:
(1) the purpose and character of the use, including
whether such use is of a commercial nature or is for
nonprofit educational purposes;
(2) the nature of the copyrighted work;
(3) the amount and substantiality of the portion used
in relation to the copyrighted work as a whole; and
(4) the effect of the use upon the potential market
for or value of the copyrighted work.
one
another,
but
instead
must
be
weighed
together,
in
balancing
necessitates
case-by-case
analysis
in
any
fair use inquiry. Id. at 577. Our precedents have placed primary
focus on the first factor. See Bouchat IV, 619 F.3d at 308-11,
313-14; Bond v. Blum, 317 F.3d 385, 394-95 (4th Cir. 2003);
Sundeman,
142
F.3d
at
202-04.
finding
of
fair
use
is
III.
Bouchat first challenges the NFLs fleeting uses of the
Flying B logo in three videos featured on the NFL Network and
various
websites.
Bouchat
claims
that
these
uses,
described
below, are not fair use and consequently infringe his copyright.
For the reasons that follow, we hold that the NFLs incidental
displays of the Flying B logo in the videos are indeed fair use.
A.
The three videos Bouchat challenges were produced by the
NFL for display on the NFL network, and were also featured on
websites including NFL.com and Hulu.com. Two of the videos were
part of the film series Top Ten, each episode of which features
a countdown of ten memorable players, coaches, or events in NFL
history. The third video is part of the Sound FX series, which
provides viewers with an inside look at the sights and sounds of
the NFL through players who wear microphones. Consistent with
9
our
responsibility
to
examine
each
use
on
case-by-case
Ten:
Draft
Classes
recounts
and
analyzes
in
short
segments the ten best NFL draft classes of all time. It begins
by explaining that the purpose of the video is to declare which
draft classes are most impressive. The video features a fourminute segment on the Baltimore Ravens 1996 draft class, rated
number six by the show. It contains interviews with players,
journalists,
and
teams
to
move
Ravens
front
Baltimore
and
office
the
personnel
quality
of
regarding
the
1996
the
draft
the
video.
In
two
spots,
however,
the
Flying
logo
is
visible for less than one second: once on a banner and a helmet
at the opening of the segment, and again on the side of a helmet
during game footage toward the end of the segment. The four
minute
video
uses
its
interviews
and
historical
footage,
players
helmet
if
one
chances
to
look
at
it
for
the
show,
as
Lewis
makes
tackle,
the
Flying
logo
is
partially visible for less than one second. Otherwise, the Raven
11
Profile logo is the only logo visible throughout Sound FX: Ray
Lewis.
Bouchat argues that the use of the Flying B logo in these
three videos does not qualify as fair use. First, Bouchat argues
that this courts decision in Bouchat IV bars the NFLs fair use
claim because the highlight videos at issue in that case are
materially
indistinguishable
from
the
videos
in
this
case.
of
the
fair
use
factors
requires
finding
of
infringement. Focusing largely on the first fair use factor -the purpose and character of the use -- Bouchat contends that
the use of the Flying B logo was not transformative. It is, he
claims, being used in the same way in these videos as it was in
the infringing videos in Bouchat IV: to identify Ravens players.
And
even
erred
if
by
the
not
use
were
weighing
transformative,
the
the
district
transformation
court
against
the
first
of
fair
the
use
use,
factor
including
12
focuses
whether
on
the
such
purpose
use
is
and
of
into
two
parts:
whether
the
new
work
is
transformative, see id. at 579, and the extent to which the use
serves a commercial purpose. See Bouchat IV, 619 F.3d at 310-11.
We discuss each in turn.
1.
A transformative use is one that employ[s] the quoted
matter in a different manner or for a different purpose from the
original,
iParadigms,
thus
LLC,
transforming
562
F.3d
it.
630,
A.V.
638
ex
(4th
rel.
Cir.
Vanderhye
2009)
v.
(quoting
science
and
the
arts,
is
generally
furthered
by
the
13
new
to
the
original
purpose
of
the
copyrighted
work.
Id.;
Classes
recounts
the
Ravens
1996
draft,
documenting
and
the
four-minute
impressive
segments
result
of
interviews,
its
efforts.
archival
During
footage,
the
and
disappointing
path
of
Lawrence
Phillipss
once
promising
has
identified
the
Ravens
since
the
1999
season,
is,
use
of
the
Flying
logo
in
each
of
these
videos
differs from its original purpose. Bouchat IV, 619 F.3d at 314.
See also Campbell, 510 U.S. at 579. It initially served as the
brand
symbol
for
the
team,
its
14
on-field
identifier,
and
the
of
past
careers.
drafts,
Bouchat
major
IV,
events
619
F.3d
in
Ravens
at
314;
history,
see
also
and
Bill
no
doubt
adds
something
new.
Id.
And
contrary
to
not
alter
or
augment
the
work
to
be
transformative
in
simply
as
historical
guidepost
--
to
those
who
even
copyrighted
works
as
historical
context),
overruled
on
runs
for
nearly
24
minutes,
and
features
just
one
and
not
the
Flying
B,
that
16
now
serves
an
expressive
noted
Bouchat
above,
IV
highlight
experienced
differs
videos.
videos
the
We
did
logo,
in
found
not
two
in
change
making
the
important
that
the
use
case
way
respects
that
in
from
the
which
the
season
viewers
non-transformative.
Id.
See id. at 314. Equally important is the fact that, while the
logo was featured substantially, again and again, in the season
highlight films, it was used only fleetingly and insignificantly
here.
Its
function
as
an
identifier
was
significantly
courts
two
hypotheticals
in
Bouchat
IV
provide
second,
it
cannot
possibly
serve
as
meaningful
first
commercial
factor
nature
of
also
the
requires
use
at
an
issue.
inquiry
While
into
the
commercial
at
579,
emphasize
the
its
Supreme
impact:
Court
If,
has
warned
indeed,
us
not
to
commerciality
over-
carried
teaching,
scholarship,
and
research,
since
these
uses
overbroad
occur
in
reading
the
of
course
the
of
commercial
commercial
sub-prong
ventures.
would
An
thus
transformative
significance
of
the
other
new
work,
factors,
like
the
less
will
commercialism,
be
the
that
may
19
transformative
nature
of
the
use
renders
its
IV,
when
evaluating
the
commerciality
of
the
season
logo
non-transformative,
we
have
no
hesitation
in
the
NFLs
profit-seeking
weighs
much
less
enterprise
--
affects
the
weight
due
to
the
gain,
its
role
in
facilitating
that
gain
was
unquestionably minimal.
3.
Bouchat has also urged this court to make a finding of bad
faith on the part of the NFL and the Ravens, largely due to past
findings of infringement by both entities. Appellants Br. at
40-41, 50. As an initial matter, good faith is not listed as a
fair
use
factor
in
107
of
the
Copyright
Act
and
it
is
585
n.18.
Even
assuming
that
they
could,
however,
the
district court refused to find that the NFL and the Ravens acted
in bad faith here, noting:
the NFLs good faith in believing that the uses of the Flying B
Logo in Documentaries were non-infringing fair uses. J.A. 201.
See also J.A. 195 (making the same finding with regard to the
Ravens). Bouchat directs us to previous examples of infringement
by the Ravens and the NFL, and asks that we infer bad faith.
Absent any evidence to support this conclusion, we decline to
disturb the ruling of the district court. The transformative
nature of the defendants uses of the Flying B logo provided
21
them with every reason to believe that their use was fair. In
Bouchat IV, we addressed the past actions of the defendants, and
noted that they were relevant in part because the purpose of
the use [was] not transformed. 619 F.3d at 311. Here, because
the
use
is
transformative,
any
past
infringement
is
simply
inapposite.
C.
The fleeting and transformative use of the Flying B logo in
the
videos
means
that
the
first
factor
in
107
counsels
quotation
marks
omitted).
Nonetheless,
if
the
expression
but
rather
to
its
historical
facts,
then
the
Vanderhye,
562
F.3d
at
640
(internal
quotation
marks
used
(quoting
for
Bill
transformative
Graham
Archives,
purpose.
448
F.3d
619
at
F.3d
612)
at
315
(internal
of
its
appearances
in
the
videos,
which
militat[es]
IV,
Universal
619
City
F.3d
at
Studios,
315
(quoting
Inc.,
464
Sony
U.S.
Corp.
417,
of
449-50
Am.
v.
(1984);
Sundeman v. Seajay Soc'y, Inc., 142 F.3d 194, 205 (4th Cir.
1998))
(internal
extent
of
quotation
permissible
marks
copying
omitted).
varies
with
Ultimately,
the
the
purpose
and
510
U.S.
at
586-87)
(internal
quotation
marks
omitted). Here, the NFL had no choice but to film the whole logo
in order to fulfill its legitimate transformative purpose of
creating the historical videos at issue. Bouchat IV, 619 F.3d at
315. Though the NFL has used Bouchats work in its entirety, the
transformativeness of the use and the character of Bouchats
work lead us to give very little weight to this factor. It would
be senseless to permit the NFL to use the Flying B logo for
factual, historical purposes, but permit it to show only a half,
or two-thirds of it.
23
The
fourth
factor
is
the
potential
market
for
or
U.S.C.
107(4).
We
are
required
of
the
logo]
defendants
[use
value
effect
of
of
the
to
would
the
use
copyrighted
determine
materially
upon
the
work.
17
whether
the
impair
the
alone.
As
result,
the
new,
transformative
use
is
arguments
neither
for
nor
against
fair
use.
24
Our
Courts
analysis
under
explication
of
107
the
is
confirmed
underlying
by
the
interests
Supreme
that
inform
in
labors
the
of
general
authors.
benefits
Sony
derived
Corp.,
by
464
the
U.S.
public
at
429
from
the
(internal
inventors
societys
by
granting
competing
them
interest
control
in
the
over
their
work
free
flow
of
with
ideas,
use,
subsequent
writers
and
artists
would
be
unable
to
build and expand upon original works, frustrating the very aims
of copyright policy. Campbell, 510 U.S. at 575-76. For creation
itself
is
cumulative
process;
those
who
come
after
will
inevitably make some modest use of the good labors of those who
came before. See Br. for Intl Documentary Assn, Motion Picture
Assn of Am., Inc. & Film Indep. as Amici Curiae (IDA Brief)
at 9. After all, it should not be forgotten that the Framers
intended copyright itself to be the engine of free expression.
Harper & Row, Publishers, Inc. v. Nation Enters., 471 U.S. 539,
558 (1985).
25
It
protects
inevitable
chilling
filmmakers
effects
of
and
documentarians
allowing
an
from
artist
too
the
much
The
case-by-case
nature
of
the
inquiry
offers
the
protects
the
core
value
of
free
expression
from
examples
in
107s
preamble:
criticism,
comment,
news
factual
copyright
uses
holders
of
to
their
exert
works,
we
enormous
would
allow
influence
over
those
new
holders
It
substantial
would
documentaries
force
to
leverage
those
receive
wishing
approval
and
over
to
select
create
historical
endorsement
videos
from
and
their
regime,
the
logical
outgrowth
of
Bouchats
fair
use
when
the
Flying
logo
represented
the
Ravens.
These
videos have told new stories and feature all of the hallmarks of
documentary
films.
They
also,
of
course,
contain
fleeting,
have
been
terrible
shame
to
prevent
Edward
Hopper
from
consequences
of
this
case
reach
far
beyond
its
facts.
IV.
Bouchat next challenges the incidental use of the Flying B
logo in certain historical displays located on the Club Level
of the Baltimore Ravens stadium. The facts of this particular
claim
are
detailed
below.
For
the
reasons
that
follow,
we
among
other
things,
28
spacious
seating,
carpeted
and
enhanced
customer
service.
The
Club
Level
purchase
Club
Level
tickets.
These
tickets
are
priced
reel,
and
significant
plays
exhibit
--
are
all
football
history.
The
Flying
logo
plays
an
years
Baltimore
football
that
illustrate
story.
For
important
instance,
the
events
in
the
portion
of
the
exhibit devoted to the year 1959, which surrounds the exit from
the womens restroom, states in bold letters TWO IN A ROW and
includes as a caption Baltimore repeats as NFL Champions in
Baltimore
Again
Against
Giants.
Historical
photographs,
29
respect
year
BALTIMORE
to
--
and
Bouchats
1996
the
--
challenge,
features
caption
NFL
the
the
segment
heading
Returns
to
for
TOUCHDOWN
Baltimore.
To
bears
the
Flying
logo.
No
other
year
in
the
highlight
significant
moments
series
largely
of
reel
in
similarly
Ravens
includes
history.
interconnected
The
illustrations
reel
depictions,
of
features
located
near
former
Ravens
player,
supplemented
by
the
date
April
19,
reel
and
the
important
plays
exhibit
--
discussed
players.
throughout
the
The
photographs
Club
Level.
are
exhibited
Bouchat
independently
challenges
only
two
the
angle
of
the
photo,
the
Flying
logo
is
only
featuring
quarterback
celebrating
similar
a
layout,
touchdown;
depicts
the
Flying
Ravens
logo
also
an
infringement
challenge
31
to
historical
display
like
the
one
at
issue
here,
contained
incidental
the
three
types
of
exhibits
at
issue
here
are
32
Each
of
the
three
challenged
Club
Level
displays
is
important
plays,
specific
player
achievements,
and
Baltimore.
The
Flying
logo
is
included
merely
as
an
2013).
Its
current
function
as
historical
artifact
exhibits
--
like
in
the
documentaries
--
is
purely
(noting,
defendants
in
use
the
of
context
many
of
of
an
the
Elvis
documentary,
television
clips
that
is
overruled
on
other
grounds
as
stated
in
Flexible
Lifeline Sys., Inc. v. Precision Lift, Inc., 654 F.3d 989, 995
33
(9th Cir. 2011) (per curiam). It is the Raven Profile logo -not the Flying B logo -- that now serves the purpose served by
the Flying B logo from 1996 to 1998.
Furthermore,
the
Flying
logo
represents
merely
(2d
Cir.
2006);
Campbell,
510
U.S.
at
587.
The
logos
confirms
their
transformative
34
quality,
and
militates
in
2.
The first factor inquiry also involves determining whether
the
allegedly
determination
between
two
fair
does
polar
use
not,
is
commercial
however,
require
characterizations,
in
a
nature.
clear-cut
commercial
and
This
choice
non-
lobbys
dcor
was
not
intended
to
induce
particular
picture
displays
are
not
any
meaningful
part
of
the
--
i.e.,
[the
teams]
profits,
revenues,
and
overall
F.3d
at
314
(internal
quotation
marks
omitted).
This
is
conspicuous
financial
rewards
from
its
use
of
the
venture,
however,
is
quite
different
from
its
as
part
of
commercial
enterprise
--
is
what
is
the
[Ravens],
commercial
gain.
not
to
exploit
Bill
Graham
copyrighted
Archives,
448
artwork
F.3d
at
for
611.
remaining
implications
of
fair
the
use
first.
criteria
The
second
do
not
factor
alter
the
concerns
the
recognizes
greater
need
to
disseminate
factual
for
its
historical
significance
rather
than
its
intrinsic creative worth. Bill Graham Archives, 448 F.3d at 61213. As in the documentary context, this factor is thus of no
assistance to Bouchat.
The third factor centers on the amount and substantiality
of the portion used in relation to the copyrighted work as a
37
in
its
entirety
as
an
incidental
component
of
the
use
upon
the
potential
market
for
or
value
of
the
whether
the
defendants
[use
of
the
logo]
would
396
(4th
transformative,
Cir.
market
2003).
When
substitution
(and
defendants
the
use
resulting
is
market
Level
historical
displays
serves
different
market
function than does the logo standing alone. The new use -- which
is both transformative and only minimally commercial -- does not
38
643;
J.A.
196.
Finally,
we
reiterate
that
although
the
use,
in
as
our
a
analysis
crucial
of
First
the
challenged
Amendment
documentaries.
safeguard[],
is
an
unjustifiably
at
the
subsequent
expense
of
free
V.
Our rejection of Bouchats challenge to the incidental uses
of the Flying B logo provides no support for a fair use defense
where the alleged infringer exploits a protected work for profit
based on its intrinsic expressive value. That scenario, however,
39
is simply not presented on the facts before us. The uses here
were not only transformative, but also -- take your pick -fleeting,
failed
to
incidental,
qualify
as
de
minimis,
fair,
innocuous.
host
of
If
perfectly
these
benign
uses
and
would
discourage
the
makers
of
all
sorts
of
historical
respect
to
the
documentary
videos
and
the
historical
40