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This article was written for the volume "Frontiers of Knowledge in the Study of Man"
published by Harpers in the fall of 1956. The publisher has kindly permitted the reprint of the
essay. The volume contains seventeen contributions discussing the present status of the various
fields of learning within the Humanities. It is edited by Dr. Lynn White jr., President of Mills
College. There were certain editorial conditions to be met which explain the absence of footnotes and the very limited use of names of scholars in art history to whom otherwise I would
have liked to pay tribute. My task was to introduce the educated layman to our field without
frightening him by too many unfamiliar terms and names. I found this task a challenge.-A.N.
(Professor Neumeyer teaches the history of art at Mills College-Ed.)
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Neumeyer:VictorywithoutTrumpet
with 28, England with 15 and Holland with 13. Joining the two groups of
figures we get a clear picture of the overwhelming concern with the Mediterranean world, particularly in the Early Christian, Byzantine, Mediaeval and
Renaissance periods. One notices especially the relatively large number of
Spanish studies as compared to research in the arts of Northern Europe. The
picture differs considerably from that of a similar journal in Europe. There
the arts of Central Europe (especially Holland, Belgium, Germany, Austria
and England) would prevail while the Oriental countries and Antiquity
would be relegated to specialized periodicals. As to periods, the later epochs,
especially the Baroque, would be more strongly represented.
In seeking to discover why, research in the United States should differ
so markedly from that in Europe we arrive not so much at ideological causes
as at very personal ones: the influence of a few great scholars who gave
momentum to a slowly growing field of learning and direction to succeeding
generations.
At Harvard under the leadership of a great teacher, Charles Eliot Norton
(active as a lecturer between 1873 and 1897), a "mediaevalist" atmosphere
developed toward the end of the last century. From it emerged Bernard
Berenson's interpretation of Italian art, too modern to be appreciated by
Norton himself. Berenson has influenced the collecting activities of museums
and private individuals more than anyone in our time, and from his library
a host of critical essays, books, and "catalogues raisonnees," full of wisdom,
wit and anger have emanated.
If Berenson directed our attention to Italy, Henry Adams, man of
letters and member of a presidential family, turned the interest of a wider
audience to mediaeval France. His Mont St. Michel and Chartres (1905) is
written with a fine sense for the use of literature, theology and the visual
arts in conjuring up the peculiar spirit of time and place. In him the Puritan
reserve toward the Catholic and feudal aspects of the Middle Ages yielded
to aesthetic admiration. Another ten years and the fruits of the mediaeval interests would begin to show and to make America one of the centers of mediaeval
research in the world. In 1923 Kingsley Porter's Romanesque Sculpture of the
Pilgrimage Roads appeared in 10 volumes in which he traced the spread of
mediaeval sculpture from the heart of France to westernmost Spain in Santiago
de Compostela. We follow the actual expansion of a style, its modification on
the way from the center and its absorption into another artistic idiom.
Investigation of individual monuments in order to explain the larger
context is a method favored also by Charles Rufus Morey who gave to research in Early Christian and Byzantine art a permanent home in Princeton.
His quest for the origins of the art of the Early Church, which he found in
three main currents (Rome, Constantinople, Alexandria), his concern for
book illumination and objects of the minor arts, have lent scope and direction to this field. The peculiar interest in Spanish art which gained impetus
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helminian society with its expansive but undifferentiatedtastes, and "Mannerism" presented a spiritualizedand "abstract"art to the anti-naturalistic
tendencies of contemporarycreation. However, within the frame work of
such visions, sober rational investigationhas taken place, has assembledand
organizedthe material,has shown the peculiarpatternof time-and-space,has
determinedartifacts,until at length the accumulatedfacts and a new attitude
begin againto questionthe correctnessof the vision.
This concept of autonomousstyle-epochssuch as the Renaissancehas
been attackedfrom two sides: first by those who believe that many qualities
assignedas original to the Renaissancehad alreadybeen presentin the Middle
Ages, at least since Giotto, and second by those who do not acceptsuch collective phenomena and see in them errors of historical perspective and
fashionableproductsof ideological couturiers.The latter was the position of
the Italian philosopher Benedetto Croce who exalted "individualintention"
beyond collective formal compulsions.But also from the point of view of
empiricism, English and American scholars have shown resistance against
such constructedentities. Is it surprisingthat in the countryof William James
and John Dewey empiricalapproachesare preferredto a searchfor a priori
laws in the realmof art?
Not only has the existence of styles as living beings with their own
evolutionarylaws been debated,but also the peculiarlynationalcharacteristics
of artistic phenomenahave been questionedas a result of the ever growing
revelation of artistic interaction between the various nations and cultural
areas. We know today, for instance, how much of the Germanic animal
ornamentof the migrationperiod (400-800 A.D.) is really CentralAsiatic.
Or we may recall the "Internationalstyle" in Gothic painting of around
1400 A.D. which often makes national localization a guessing game. And
who has not been struckby the truly internationalcharacterof contemporary
abstract art? While national characteristicsand modifications of foreign
"imports" by national traits do exist, forming by their manifoldness the
orchestrationof a world art, these nationalfeaturescan alwaysbe transgressed
or transformedby the spontaneouscreationof genius, of which the earmarks
are anticipationand consummation.Today the complex interactionbetween
individual and collective traits is generallyrecognizedand notions of isolated
historicalunits may be relegatedto a mythographicpast.
Yet transgressionand interaction do not eliminate the fact that there
exist national styles and period styles. Their characteristicway of expression
evokes the question of whether these "handwritings"of entire epochs do not
point-just as in human beings-to consciousintentions, inherent ideas and
unconsciousmeanings.In the light of such a question,a work of art becomes
raised to the status of a symbol and art history conceives of itself as a history of ideas. It assigns to the art work its place within the context of
literatureand philosophy of its time, all of which are taken as expressions
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frontality of his figures, his admiring denotation of each detail with equal
exactitude,his naive distortionof space, in short his "magic"intensification
of the world, have-according to their own testimony-influenced great modern artistslike FernandLegerand Max Beckmannin their searchof a pictorial
realityindependentof merelyopticalsensations.
Vast as the field of art history has grown, from iconographyto the
social aspects of creation, there are still two areas of scholarshipthat have
not sufficientlybeen absorbedinto it. One is anthropology.The studyof man's
habitat on earth had by necessityto examine the way in which artifactsare
related to the life processes of man. But anthropologistsin classifying and
describingform and ornamenthave made, in general, all too little use of the
interpretivemethods developed by art history. On the other hand an art
historian, George Kubler of Yale, in his Mexican architectureof the 16th
century has fused demography (population analysis) and other approaches
worked out by anthropology with the form analysis of art history in a
method beautifully fitted to the mixed Indian-Europeansetting of this culture.His work points the roadto futureresearches.
Much, likewise, can still be done to draw from contemporarypsychology
for the interpretationof the history of artisticcreation.While it is true that
admirablebiographiesof artistshave been written which containa great deal
of psychologicalinsight, the results of modern methods of scientificpsychology are rarely used. Since the beginning of our centurythe interest of the
psychologists has been directed toward the field of cultural creation as a
symbolic expression of man's dreams, drives and memories. In general, the
approachof the psychoanalystshas suffered from the unhistoricaland materialistictrend of thought of the analysers.Yet such a fusion of art history
and psychoanalysishas also given us historicallyvalid and psychologically
convincing interpretationsof importantaspects of Oriental and Occidental
art. In recognition of such pioneering work, Thomas Mann dedicated his
Hindu legend The TransposedHeads to Heinrich Zimmer, a scholar who,
with a deep understandingof the context of myth and art in India has
worked towards such a fruitful fusion. We have gained in insight by psychoanalyticallytrained art historians who interpretedthe appearance,since
the second part of the 18th century,of physiognomicalstudies of "abnormal
cases"in sculpturesand paintings.The art of the insane and of prisoners,but
most of all the creativework of children,have been examinedin the light of
such research and have given us access to a deeper understandingof the
creative process. The very fact that such combinationsof disciplines have
been worked out successfullyand have provided us with clues to the nature
of myth, of obsessionsand of formal habits, must be taken as an incentivefor
a muchwidermutualstimulation.
What have been the majorresultsto date of art history?Probablythe most
apparentis the gradualemergenceof the continuityin man's creativehistory.
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history in the past has been where to look for the Orientalstyle from which
the early Christian,Syrianand Egyptianartisansand their Europeandisciples
had developed their semi-primitive,half-abstractand magic art. The solution
came in connectionwith British military actions at the conclusionof World
War I when the sand-covereddesert city of Dura-Europoswas discoveredat
the middle Euphrates.It revealed itself to the subsequent excavations by
French and Americanexpeditionsas one of the most importantarcheological
sites since Pompeii came to light in the middle of the 18th century.Here all
the great civilizations of Antiquity met on the caravanroute to Persia and
left their tracesin the sand. Temples founded by the armyof Alexanderthe
Great and by the Roman legion from Palmyra,introducedEuropeanreligion
and art into the heart of the Middle East. In their shrines, Persians and
legionnairesworshippedthe hero-GodMithras,of whom anothertemple was
recentlydiscoverednear St. Paul's in London; Syriansadoredthe great Baal
of Hebrew defamation;Jews erected their synagoguewhich they coveredagainst the Mosaic law-with picturesof Old Testamentstories, and finally,
some time before the destructionof the city by the Persians in 256 A.D.,
the Christiansbuilt a baptistrywith some of the earliest painted representations of New Testamentscenes. Not only was a melting pot of immeasurable
interest for the history of religion discovered,but here in the muralsof the
Temple of Baal (80 A.D.) one encountered an artistic style of magic
frontalitywhich clearly revealeditself as the Orientalantecedentof the early
Byzantine mosaics on the walls of the churches of Ravenna. Due to this
discovery, the unknown Oriental sources of the style of early Christianart
could be establishedin at least one major example whose existence, so far,
had been only a postulate. In the light of this new discoveryearly Christian
and Byzantineart can now be understoodas a dramaticdialoguebetweenthe
hieratic style of the Orient, as it was handed down in the East since 3000
B.C., and the naturalisticstyle of Greco-Romantradition.
While the excavation at Dura brought light to the "Dark Ages" of
Christianart, the discoveryof the muralsof Castelseprioilluminatedanother
period between the Byzantine and the Mediaeval epoch. This little country
church in Lombardylost its whitewash in 1944 and revealed a series of
Biblical frescoespainted in the liveliest late Antique manner (fig. 3) such as
hithertowas known only in copies of Byzantinebook illuminationsof the 5th
centuryexecuted500 yearslater (fig. 3). If the assigneddateof about700 A.D.
is correct(which has been contested), a missinglink has been insertedbetween
the art of dying Roman naturalismand that lively flowering of the arts at
the court of Charlemagneand his sons (800-850 A.D.) which is known
under the name of the CarolingianRenaissance.We might be hesitant to
entrustto a single and small monumentsuch far reachingconclusions,were
it not for the fact that the discoveryof Castelsepriois not an isolatedincident.
Within the last 20 yearsnew discoverieshave pushed the historyof mediaeval
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mural painting back to the 9th and 10th centuries.Muensterin the Grisons
of Switzerlandand other sites the West of Francehave yielded totally unexpected murals, while Northern Greece and Yugoslavia have shown the
extension of the Byzantinestyle in magnificentmural cycles from the 12th
to the 15th century.Clearly then, we can make out in the Byzantinerealm
and within the confines of the former Roman empire an unbroken continuity of Christianart from the days of Constantine(320 A.D.) to those
of Giotto and Dante (1300 A.D.).
By contrastto the approachin the United States,mediaevalresearchin
the variousEuropeancountrieshas put its supremeeffort in isolating the national characteristicsof art in the soil of the Middle Ages. Together with a
continuousanalysis of individual monuments,the establishmentof typically
French, German or Italian artistic languages became a main endeavor of
continentalscholars.
After decades of researchon the great cathedralsculptureof the 12th
and 13th centuries,the emphasisseems now to swing to churcharchitecture,
to stainedglass and the decorativearts.Through this pre-occupationwith the
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history and the aestheticsof glass and metal, a deeper insight into the spirit
of an era has been gained, in which artistic expression did not concentrate
so much on representationas on symbolizationand decoration.Accordingly
color, light, transparencyand opaquenesshave been discoveredas instruments
of meaningsand carriersof conceptsof beautywhich disappearedat the end
of the Middle Ages.
With the realizationthat the Renaissancewas the period of the great
artist-individuals,the Saintsof a beauty-worshipping
age, modernscholarship,
equipped with a refinedscience of attributionand purifiedof Romanticexaltation, has given a new status to the art of the monograph.Comprehensive
presentationsof Duerer, Leonardoand Michelangelohave been undertaken,
with a tendencyto favor a criticalevaluationof the works over a traditional
biographicalapproach.For the Baroque age Caravaggio,a favorite of contemporaryscholarship,has receivednot less than four monographsin as many
years,while Rembrandt,at last, has been given his first scholarlybiography
in English. Thus the biographicalapproachwith which art historyfirst made
its appearancein Vasari's Lives of the Painters, Sculptors and Architects
(1550) appearsas a naturalliteraryform for the interpretationof the age
of rising individualism.
Interest in the post-Renaissanceextension of Europe overseas is reflected in the emergence of a new field of scholarship: Latin American
studies, investigatingthe artisticheritage of the Iberian realms on American
soil, embodied in thousands of churches,statues and paintings which have
added a so far totally unconsideredprovince to the art-geographicalmap of
the world. Thus an unknown chapterof a Gothic style in the New World,
lingering on for over a centuryafter its disappearancein Europe,has come
to light. The wonderful Mestizo Baroqueof Mexico, the PortugueseRococo
wonders of church architecturein the Brazilian mining province of Minas
Gerais, have enriched our outlook on the creativeachievementsof the New
World. The woodcarvers'"retablo"style impressedits ornateand flat carving
mannerupon the churchfacades of Mexico and createdan intriguing decorative style of ornamentationin the remotechurchesof the LakeTiticacaregion
in Peru and Bolivia. One of the most fascinatingfolk arts of the world here
conquereda monumentalarchitectureimported from Spain. And, of course,
the chapteron modern architecturecan never be written again without considerationof North America'scontributionin this field.
This brings us to the modernepoch. Slowly the sense of a historicalcontinuum begins to include our own period and its antecedentsin the 19th
century.In architecturethe stylistic garmentsof the eclectic ages such as the
Neo-Gothic, the Victorian and the Art Nouveau architectureare beginning
to be examined.As a result one can now detect beneaththe pseudo-historical
costumes of the 19th century a new interest in structureas a generator of
form: the open ground plan, the curtainwall, the asymmetricalbalance,the
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Cezanne liked to speak about "realization" as the very essence of his heroic
struggle with his subjects. This "inevitable imperative of realization" is the
very stuff of art history.
In these terms we can perhaps understand better the meaning of the
restoration of our "Victory without Trumpet." Not satisfied with the chancegiven appearance of a mutilated statue, historical investigation has suggested
the most probable solution and by it has transformed a seemingly definite
status of "being" into an open situation of "becoming." It has exposed the
sediments of past life to the growth processes of the present mind, to its
store of knowledge and its perceptive sensibility. Without the trumpet sound
of poetic inspiration it won a quiet victory. Thus as an interpreter of man's
creative self-realization, art history gradually realizes itself.