Todd Martin BSc Math

#2808-361 Front St Toronto, ON (647)766-1185 tmartin6713@gmail.com

Team oriented professional Mathematician, seeking a challenging position as a Risk Analyst
providing Assuris with quantitative investment analytics for derivatives/investment analysis
using the synergy of my derivatives strategies, capital markets acumen, treasury and accounting
experience to mitigate risk.
Core Skills:

Derivatives
Investment Analysis
Financial Systems
Trade Surveillance
Problem Resolution

Risk Management
Team Work
Auditing
Data-Analysis
Market Forecasting

Portfolio Management
Engineering
Detail Investigation
Oral and Written
Communicatio

Computer Software & Systems:

WebPost, Thomson Reuters, Scotia Capital & BMO proprietary investment systems, Starquote,
Databank, SWIFT, AXYS, Bloomberg, MFACT (Mutual Fund Accounting System) Unigraphics, Visual
Basic, MATLAB, AutoCad, RIS, MAAS, CMCI, FACTIVA, Customer Connect, Norkom, Web IR &
ITRACS
Employment History - Canada / USA / Bahamas:
Institutional Consultant -Guidepoint Global
2008 Present
Consult with capital asset managers to reduce currency, credit, investment and portfolio risk
through telephone consultations.
Derivatives Compliance Officer (Contract) Scotiabank Toronto, ON
2012 - 2014
Conducted Option Trade Surveillance for margin requirements, restricted or unauthorized
trading strategies, position limits and excessive risk, policy compliance on accounts nationally
of $50K-$500 Million.
Approved Option accounts by examining client risk tolerance, net worth, net income, option
knowledge, corporate documentation and adjudicating options trading strategy or levels.
Stealth Analytics Trader Training - Quantitative Alpha Trading Toronto, ON
2012
4 Weeks paper trading 20 different futures markets including Crude oil, Silver, Gold, Natural
Gas,
Foreign Exchange [GBP, JPY, CHF, EUR, CAN, AUD, USD, etc.] on state-of-the-art trading
system.
Credit Counsellor CIBC Bank (Contract)
2009
Make payment arrangements for bank product credit facilities with customers using TS2
(VISA), COINS (loans & PLC's) and Plexus (Excaliber - Mortgages).

Anti-Money Laundering Adjudicator - BMO Bank (Contract)

2008 2009

Mitigated institutional risk by analyzing accounts for Compliance mandated Watchlist

Mgt./Tactical Transaction Monitoring related to Anti-Money Laundering.
Investment Counsellor Private Capital Assets
2006 2008
Possessed discretionary trading authority with Scotiabank of private client assets.
Sales Consultant Investors Group/Freedom 55 Windsor/Ontario
100% Commissions
2003 2006
Advised on investment acquisition, portfolio composition and provide market analysis
minimizing risk of loss through capital preservation.
Achieved returns of 16% on mutual funds and 30% avg. return on private equity portfolios
over the last two years.
Investment Advisor - BMO Nesbitt Burns, Windsor, Ontario
2002 - 2003
Stock brokers license issued by the Investment Dealers Association to trade options/futures
in margin accounts for private clients. Completed the BMO Nesbitt Burns training program.
100% Commissions
Equity Research Analyst - Alpha Capital Management, Detroit, Michigan
Dec./00 Apr./01
Analyze and research portfolio equities, sectors, industries and markets using economic
indicators, financial statements, and government statistics for investment opportunities in a
$200 million portfolio.
Pension Administrator Michigan Benefit Consulting Bloomfield, Michigan
June/00 - Sept./00
Prepared IRS Form 5500's for Qualified Pension Plans and the attending IRS Schedules
(A,D,I,S,T) to maintain 401kand other retirement benefit plans in their qualified tax exempt
status.
Investment Advisor/Portfolio Manager - Bahamas Air Pension Fund Nassau/Bahamas
Aug./99 - June/00
Increased investment portfolio value from $15.8 million to $18.2 million through strategic risk
management of trading & profit-taking.
Optimized returns on cash and equity that doubled net income from $0.9 million to $2.4
million.
Acquired a membership seat on the Bahamas International Securities Exchange (BISX)
Produced the Investment Board Report and authorized trades, monitored cash positions,
acquisitions/divestitures of Private Placements, Rights, Warrants, Government Securities and
Bonds to hedge risk exposures.
Mutual Fund Accountant - MeesPierson (ScotiaTrust),
Nassau/Bahamas
Jan./98 - June/99
Performed Derivative Margin Account reconciliations in the Treasury Department for futures
and option P&L reports against trading statements from Morgan Stanley, JP Morgan Chase and
Bear Sterns. Reviewed complex accounts, financial statements, and derivative contracts for
pertinent information on income accruals between transaction counter-parties.

Produced monthly financial statements and NAV by accounting for trades, accruals of interest,
foreign exchange, and all transactions using mark-to-market pricing, journal entries, general
ledger entries, and trade settlements

Director of Revenue - Cable Bahamas (TV), Nassau, Bahamas

(Contract)
May/97 Jan./98
Monitored cash payment processing of $1.5 mil per month and expanded monetary internal
controls and customer service efficiency.
Staff Auditor - First Independence National Bank, Detroit,
Michigan
Oct./91 Dec./93
Audited all major bank departments and functions including treasury, proof, credit card,
ATMs, vault/teller cash and loans for internal controls. Represented the Audit dept. in Board
credit committee meetings for loan analysis.
Education: MBA Wayne State University Completed 3 courses: Marketing, Management,
and Production Control
Bachelors of Science Degree in Applied Mathematics
University of Windsor Graduated
June/90
Bachelors of Science Degree in Engineering
University of Western Completed 3 years in
Mechanical Engineering
OLC, FLC, DFC, CSC, Conduct & Practices Courses Canadian Securities Institute
BMO Nesbitt Burns Registered Representative with Options

Pension Administrators Course American Society of Pension Actuaries

Certification for the administration of pension plans, pension portfolios, and other qualified
retirement plans such as 401k, ESOPs, Defined Contribution, Defined Benefit and other profit
sharing plans.

Mr. Todd A. Martin

#2808-361 Front St.
Toronto, Ontario, Canada
Aug. 29, 2016

Dear Hiring Manager,

As a Mathematician with derivatives, pension accounting, treasury, and investment management
experience, I would like to apply my analytical, pension investment and financial capabilities in
contributing to quantitative investment analysis with Assuris. The scope of fiduciary activities
conducted as a Risk Analyst has prompted my submission.
Strong Financial Management Skills Most recently, I have been studying predictive
analytics, finance and monetary history related to investment management optimization.
Previously, I was a Derivatives Compliance Officer for Scotiabank where I conducted trade
surveillance on all retail equity options accounts under $500 Million for all Scotiabank options
licensed advisors across Canada. As the Pension Fund Investment Advisor for the Bahamasair
Employees Provident Fund I was responsible for optimizing the profitability of the investment

portfolio by adding approximately $3 Million to the funds net income. I acquired a founding
membership seat on the Bahamas Securities Exchange to invest in private equity opportunities
accretive to the profitability of the pension fund.
My value added proposition to BMO Nesbitt Burns was to enhance my private clients net worth
as an Investment Advisor in the Private Client Division where I bought un-hedged gold equities
when the spot price was $335 per ounce. As the Equity Research Analyst with Alpha Capital
Management I provided timely market guidance to profit take on $40 Million of unrealized gain to
the Equity Portfolio Manager of investments in a $200 million portfolio. While in the Treasury
Dept. at MeesPierson , I performed P&L reconciliations of futures in derivative margin accounts,
and analyzed trades, trade settlements, and investment transactions for calculation of mutual
fund NAVs. In my position as Director of Revenue for Cable Bahamas, I optimally managed a
staff of 25 including 5 Supervisors and enhanced departmental efficacy by increasing internal
controls, ensuring account processing accuracy and technical service efficiency as well as
training staff.
Strong Quantitative Skills I hold a Bachelors of Science Degree in Applied Mathematics with
extensive coursework in computer science which permits me to interpret derivative strategies
and pricing models, or identify accounting irregularities, and quickly assimilate computer
software, functions, reports and programs. As an internal bank auditor I audited all bank
departments including cash, securities, proof transactions, wire transfers, travelers checks,
credit card activity, ATMs, commercial, installment and mortgage loans etc.
It would be a pleasure to contribute to Assuris profitability through risk optimization and
investment analysis. If you would like to increase returns, minimize risk and preserve capital, I
would be very pleased to further discuss this opportunity anytime at (647) 766-1185. Thank-you.
Cordially yours,
Todd Martin