Republic of the Philippines

SUPREME COURT
Manila
EN BANC
G.R. No. 179271

April 21, 2009

BARANGAY ASSOCIATION FOR NATIONAL ADVANCEMENT AND

TRANSPARENCY (BANAT), Petitioner,
vs.
COMMISSION ON ELECTIONS (sitting as the National Board of
Canvassers), Respondent.
ARTS BUSINESS AND SCIENCE PROFESSIONALS, Intervenor.
AANGAT TAYO, Intervenor.
COALITION OF ASSOCIATIONS OF SENIOR CITIZENS IN THE
PHILIPPINES, INC. (SENIOR CITIZENS), Intervenor.
x - - - - - - - - - - - - - - - - - - - - - - -x
G.R. No. 179295

April 21, 2009

BAYAN MUNA, ADVOCACY FOR TEACHER EMPOWERMENT THROUGH

ACTION, COOPERATION AND HARMONY TOWARDS EDUCATIONAL
REFORMS, INC., and ABONO, Petitioners,
vs.
COMMISSION ON ELECTIONS, Respondent.
DECISION
CARPIO, J.:
The Case
Petitioner in G.R. No. 179271 Barangay Association for National
Advancement and Transparency (BANAT) in a petition for certiorari and
mandamus,1 assails the Resolution2 promulgated on 3 August 2007 by the
Commission on Elections (COMELEC) in NBC No. 07-041 (PL). The COMELECs
resolution in NBC No. 07-041 (PL) approved the recommendation of Atty.
Alioden D. Dalaig, Head of the National Board of Canvassers (NBC) Legal
Group, to deny the petition of BANAT for being moot. BANAT filed before the
COMELEC En Banc, acting as NBC, a Petition to Proclaim the Full Number of
Party-List Representatives Provided by the Constitution.
The following are intervenors in G.R. No. 179271: Arts Business and
Science Professionals (ABS), Aangat Tayo (AT), and Coalition of Associations
of Senior Citizens in the Philippines, Inc. (Senior Citizens).
Petitioners in G.R. No. 179295 Bayan Muna, Abono, and Advocacy
for Teacher Empowerment Through Action, Cooperation and Harmony
Towards Educational Reforms (A Teacher) in a petition for certiorari with
mandamus and prohibition,3 assails NBC Resolution No. 07-60 4 promulgated
on 9 July 2007. NBC No. 07-60 made a partial proclamation of parties,
organizations and coalitions that obtained at least two percent of the total
votes cast under the Party-List System. The COMELEC announced that, upon
completion of the canvass of the party-list results, it would determine the

total number of seats of each winning party, organization, or coalition in

accordance with Veterans Federation Party v. COMELEC5 (Veterans).
Estrella DL Santos, in her capacity as President and First Nominee of the
Veterans Freedom Party, filed a motion to intervene in both G.R. Nos. 179271
and 179295.
The Facts
The 14 May 2007 elections included the elections for the party-list
representatives. The COMELEC counted 15,950,900 votes cast for 93 parties
under the Party-List System.6
On 27 June 2002, BANAT filed a Petition to Proclaim the Full Number of
Party-List Representatives Provided by the Constitution, docketed as NBC No.
07-041 (PL) before the NBC. BANAT filed its petition because "[t]he Chairman
and the Members of the [COMELEC] have recently been quoted in the
national papers that the [COMELEC] is duty bound to and shall implement
the Veterans ruling, that is, would apply the Panganiban formula in allocating
party-list seats."7 There were no intervenors in BANATs petition before the
NBC. BANAT filed a memorandum on 19 July 2007.
On 9 July 2007, the COMELEC, sitting as the NBC, promulgated NBC
Resolution No. 07-60. NBC Resolution No. 07-60 proclaimed thirteen (13)
parties as winners in the party-list elections, namely: Buhay Hayaan
Yumabong (BUHAY), Bayan Muna, Citizens Battle Against Corruption (CIBAC),
Gabrielas Women Party (Gabriela), Association of Philippine Electric
Cooperatives (APEC), A Teacher, Akbayan! Citizens Action Party (AKBAYAN),
Alagad, Luzon Farmers Party (BUTIL), Cooperative-Natco Network Party
(COOP-NATCCO), Anak Pawis, Alliance of Rural Concerns (ARC), and Abono.
We quote NBC Resolution No. 07-60 in its entirety below:
WHEREAS, the Commission on Elections sitting en banc as
National Board of Canvassers, thru its Sub-Committee for PartyList, as of 03 July 2007, had officially canvassed, in open and
public proceedings, a total of fifteen million two hundred
eighty three thousand six hundred fifty-nine (15,283,659)
votes under the Party-List System of Representation, in
connection with the National and Local Elections conducted last
14 May 2007;
WHEREAS, the study conducted by the Legal and
Tabulation Groups of the National Board of Canvassers reveals
that the projected/maximum total party-list votes cannot go any
higher than sixteen million seven hundred twenty three
thousand one hundred twenty-one (16,723,121) votes
given the following statistical data:
Projected/Maximum Party-List Votes for May 2007
Elections
i.

Total
party-list
votes
already
canvassed/tabulated

15,283,65
9

ii.

Total
party-list
votes
remaining
uncanvassed/
untabulated (i.e. canvass
deferred)

1,337,032

iii
.

Maximum party-list votes

(based on 100% outcome)
from
areas
not
yet
submitted
for
canvass
(Bogo, Cebu; Bais City;
Pantar, Lanao del Norte;
and
Pagalungan,
Maguindanao)

102,430

Maximum Total
List Votes

16,723,1
21

Party-

WHEREAS, Section 11 of Republic Act No. 7941 (Party-List

System Act) provides in part:
The parties, organizations, and coalitions receiving at least
two percent (2%) of the total votes cast for the party-list system
shall be entitled to one seat each: provided, that those garnering
more than two percent (2%) of the votes shall be entitled to
additional seats in proportion to their total number of votes:
provided, finally, that each party, organization, or coalition shall
be entitled to not more than three (3) seats.
WHEREAS, for the 2007 Elections, based on the above
projected total of party-list votes, the presumptive two percent
(2%) threshold can be pegged at three hundred thirty four
thousand four hundred sixty-two (334,462) votes;
WHEREAS, the Supreme Court, in Citizens Battle Against
Corruption (CIBAC) versus COMELEC, reiterated its ruling in
Veterans Federation Party versus COMELEC adopting a formula
for the additional seats of each party, organization or coalition
receving more than the required two percent (2%) votes, stating
that the same shall be determined only after all party-list ballots
have been completely canvassed;
WHEREAS, the parties, organizations, and coalitions that
have thus far garnered at least three hundred thirty four
thousand four hundred sixty-two (334,462) votes are as
follows:
RANK

PARTY/ORGANIZATION/
COALITION

VOTES
RECEIVED

BUHAY

1,163,218

BAYAN MUNA

972,730

CIBAC

760,260

GABRIELA

610,451

APEC

538,971

A TEACHER

476,036

AKBAYAN

470,872

ALAGAD

423,076

BUTIL

405,052

10

COOP-NATCO

390,029

11

BATAS

386,361

12

ANAK PAWIS

376,036

13

ARC

338,194

14

ABONO

337,046

WHEREAS, except for Bagong Alyansang Tagapagtaguyod

ng Adhikaing Sambayanan (BATAS), against which an URGENT
PETITION FOR CANCELLATION/REMOVAL OF REGISTRATION AND
DISQUALIFICATION OF PARTY-LIST NOMINEE (With Prayer for the
Issuance of Restraining Order) has been filed before the
Commission, docketed as SPC No. 07-250, all the parties,
organizations and coalitions included in the aforementioned list
are therefore entitled to at least one seat under the party-list
system of representation in the meantime.
NOW, THEREFORE, by virtue of the powers vested in it by
the Constitution, the Omnibus Election Code, Executive Order No.
144, Republic Act Nos. 6646, 7166, 7941, and other election
laws, the Commission on Elections, sitting en banc as the
National Board of Canvassers, hereby RESOLVES to PARTIALLY
PROCLAIM, subject to certain conditions set forth below, the
following parties, organizations and coalitions participating under
the Party-List System:
1

Buhay
Hayaan
Yumabong

BUHAY

Bayan Muna

BAYAN
MUNA

Citizens
Against
Corruption

Gabriela Womens
Party

GABRIELA

Association
of
Philippine Electric
Cooperatives

APEC

Advocacy
Teacher

A TEACHER

Battle

for

CIBAC

Empowerment
Through
Action,
Cooperation and
Harmony Towards
Educational
Reforms, Inc.
7

Akbayan!
Citizens
Party

AKBAYAN
Action

Alagad

ALAGAD

Luzon
Party

1
0

CooperativeNatco
Network
Party

COOPNATCCO

1
1

Anak Pawis

ANAKPAWIS

1
2

Alliance of Rural
Concerns

ARC

1
3

Abono

ABONO

Farmers

BUTIL

This is without prejudice to the proclamation of other

parties, organizations, or coalitions which may later on be
established to have obtained at least two percent (2%) of the
total actual votes cast under the Party-List System.
The total number of seats of each winning party,
organization or coalition shall be determined pursuant to
Veterans Federation Party versus COMELEC formula upon
completion of the canvass of the party-list results.
The proclamation of Bagong Alyansang Tagapagtaguyod ng
Adhikaing Sambayanan (BATAS) is hereby deferred until final
resolution of SPC No. 07-250, in order not to render the
proceedings therein moot and academic.
Finally, all proclamation of the nominees of concerned
parties, organizations and coalitions with pending disputes shall
likewise be held in abeyance until final resolution of their
respective cases.
Let the Clerk of the Commission implement this Resolution,
furnishing a copy thereof to the Speaker of the House of
Representatives of the Philippines.
SO ORDERED.8 (Emphasis in the original)
Pursuant to NBC Resolution No. 07-60, the COMELEC, acting as NBC,
promulgated NBC Resolution No. 07-72, which declared the additional seats

allocated to the appropriate parties. We quote from the COMELECs

interpretation of the Veterans formula as found in NBC Resolution No. 07-72:
WHEREAS, on July 9, 2007, the Commission on Elections
sitting en banc as the National Board of Canvassers proclaimed
thirteen (13) qualified parties, organization[s] and coalitions
based on the presumptive two percent (2%) threshold of 334,462
votes from the projected maximum total number of party-list
votes of 16,723,121, and were thus given one (1) guaranteed
party-list seat each;
WHEREAS, per Report of the Tabulation Group and
Supervisory Committee of the National Board of Canvassers, the
projected maximum total party-list votes, as of July 11, 2007,
based on the votes actually canvassed, votes canvassed but not
included in Report No. 29, votes received but uncanvassed, and
maximum votes expected for Pantar, Lanao del Norte, is
16,261,369; and that the projected maximum total votes for the
thirteen (13) qualified parties, organizations and coalition[s] are
as follows:
Party-List

Projected
votes

BUHAY

1,178,747

BAYAN MUNA

977,476

CIBAC

755,964

GABRIELA

621,718

APEC

622,489

A TEACHER

492,369

AKBAYAN

462,674

ALAGAD

423,190

BUTIL

409,298

10

COOP-NATCO

412,920

11

ANAKPAWIS

370,165

12

ARC

375,846

13

ABONO

340,151

total

number

WHEREAS, based on the above Report, Buhay Hayaan

Yumabong (Buhay) obtained the highest number of votes among
the thirteen (13) qualified parties, organizations and coalitions,
making it the "first party" in accordance with Veterans
Federation Party versus COMELEC, reiterated in Citizens Battle
Against Corruption (CIBAC) versus COMELEC;

of

WHEREAS, qualified parties, organizations and coalitions

participating under the party-list system of representation that
have obtained one guaranteed (1) seat may be entitled to an
additional seat or seats based on the formula prescribed by the
Supreme Court in Veterans;
WHEREAS, in determining the additional seats for the "first
party", the correct formula as expressed in Veterans, is:
Number of votes of first
party

Proportion of votes of first

party relative to total
votes for
party-list system

Total votes for party-list

system

wherein the proportion of votes received by the first party

(without rounding off) shall entitle it to additional seats:
Proportion
of
received
by the first party

votes

Additional
seats

Equal to or at least 6%

Two
(2)
additional seats

Equal to or greater than 4%

but less than 6%

One
(1)
additional seat

Less than 4%

No
seat

additional

WHEREAS, applying the above formula, Buhay obtained the

following percentage:
1,178,747
16,261,369

0.07248 or 7.2%

which entitles it to two (2) additional seats.

WHEREAS, in determining the additional seats for the other
qualified parties, organizations and coalitions, the correct
formula as expressed in Veterans and reiterated in CIBAC is, as
follows:

Additiona
l
seats
for
a
concerne
d party

No. of votes of
concerned party
No. of votes of
first party

No.
of
additiona
l
seats
allocated
to
first
party

WHEREAS, applying the above formula, the results are as

follows:
Party List

Percenta
ge

Additional
Seat

BAYAN MUNA

1.65

CIBAC

1.28

GABRIELA

1.05

APEC

1.05

A TEACHER

0.83

AKBAYAN

0.78

ALAGAD

0.71

BUTIL

0.69

COOP-NATCO

0.69

ANAKPAWIS

0.62

ARC

0.63

ABONO

0.57

NOW THEREFORE, by virtue of the powers vested in it by

the Constitution, Omnibus Election Code, Executive Order No.
144, Republic Act Nos. 6646, 7166, 7941 and other elections
laws, the Commission on Elections en banc sitting as the National
Board of Canvassers, hereby RESOLVED, as it hereby RESOLVES,
to proclaim the following parties, organizations or coalitions as
entitled to additional seats, to wit:
Party List

Additional Seats

BUHAY

BAYAN MUNA

CIBAC

GABRIELA

APEC

This is without prejudice to the proclamation of other parties,

organizations or coalitions which may later on be established to
have obtained at least two per cent (2%) of the total votes cast
under the party-list system to entitle them to one (1) guaranteed
seat, or to the appropriate percentage of votes to entitle them to
one (1) additional seat.

Finally, all proclamation of the nominees of concerned parties,

organizations and coalitions with pending disputes shall likewise
be held in abeyance until final resolution of their respective
cases.
Let the National Board of Canvassers Secretariat implement this
Resolution, furnishing a copy hereof to the Speaker of the House
of Representatives of the Philippines.
SO ORDERED.9
Acting on BANATs petition, the NBC promulgated NBC Resolution No.
07-88 on 3 August 2007, which reads as follows:
This pertains to the Petition to Proclaim the Full Number of Party-List
Representatives Provided by the Constitution filed by the Barangay
Association for National Advancement and Transparency (BANAT).
Acting on the foregoing Petition of the Barangay Association for
National Advancement and Transparency (BANAT) party-list, Atty. Alioden D.
Dalaig, Head, National Board of Canvassers Legal Group submitted his
comments/observations and recommendation thereon [NBC 07-041 (PL)],
which reads:
COMMENTS / OBSERVATIONS:
Petitioner Barangay Association for National Advancement and
Transparency (BANAT), in its Petition to Proclaim the Full Number of Party-List
Representatives Provided by the Constitution prayed for the following reliefs,
to wit:
1. That the full number -- twenty percent (20%) -- of Party-List
representatives as mandated by Section 5, Article VI of the
Constitution shall be proclaimed.
2. Paragraph (b), Section 11 of RA 7941 which prescribes the 2%
threshold votes, should be harmonized with Section 5, Article VI of the
Constitution and with Section 12 of the same RA 7941 in that it should
be applicable only to the first party-list representative seats to be
allotted on the basis of their initial/first ranking.
3. The 3-seat limit prescribed by RA 7941 shall be applied; and
4. Initially, all party-list groups shall be given the number of seats
corresponding to every 2% of the votes they received and the
additional seats shall be allocated in accordance with Section 12 of RA
7941, that is, in proportion to the percentage of votes obtained by
each party-list group in relation to the total nationwide votes cast in
the party-list election, after deducting the corresponding votes of those
which were allotted seats under the 2% threshold rule. In fine, the
formula/procedure prescribed in the "ALLOCATION OF PARTY-LIST
SEATS, ANNEX "A" of COMELEC RESOLUTION 2847 dated 25 June 1996,
shall be used for [the] purpose of determining how many seats shall be
proclaimed, which party-list groups are entitled to representative seats
and how many of their nominees shall seat [sic].

5. In the alternative, to declare as unconstitutional Section 11 of

Republic Act No. 7941 and that the procedure in allocating seats for
party-list representative prescribed by Section 12 of RA 7941 shall be
followed.
R E C O M M E N D A T I O N:
The petition of BANAT is now moot and academic.
The Commission En Banc in NBC Resolution No. 07-60 promulgated
July 9, 2007 re "In the Matter of the Canvass of Votes and Partial
Proclamation of the Parties, Organizations and Coalitions Participating Under
the Party-List System During the May 14, 2007 National and Local Elections"
resolved among others that the total number of seats of each winning party,
organization or coalition shall be determined pursuant to the Veterans
Federation Party versus COMELEC formula upon completion of the canvass of
the party-list results."
WHEREFORE, premises considered, the National Board of Canvassers
RESOLVED, as it hereby RESOLVES, to approve and adopt the
recommendation of Atty. Alioden D. Dalaig, Head, NBC Legal Group, to DENY
the herein petition of BANAT for being moot and academic.
Let the Supervisory Committee implement this resolution.
SO ORDERED.10
BANAT filed a petition for certiorari and mandamus assailing the ruling
in NBC Resolution No. 07-88. BANAT did not file a motion for reconsideration
of NBC Resolution No. 07-88.
On 9 July 2007, Bayan Muna, Abono, and A Teacher asked the
COMELEC, acting as NBC, to reconsider its decision to use the Veterans
formula as stated in its NBC Resolution No. 07-60 because the Veterans
formula is violative of the Constitution and of Republic Act No. 7941 (R.A. No.
7941). On the same day, the COMELEC denied reconsideration during the
proceedings of the NBC.11
Aside from the thirteen party-list organizations proclaimed on 9 July
2007, the COMELEC proclaimed three other party-list organizations as
qualified parties entitled to one guaranteed seat under the Party-List System:
Agricultural Sector Alliance of the Philippines, Inc. (AGAP), 12 Anak Mindanao
(AMIN),13 and An Waray.14 Per the certification15 by COMELEC, the following
party-list organizations have been proclaimed as of 19 May 2008:
Party-List

No. of Seat(s)

1.1

Buhay

1.2

Bayan Muna

1.3

CIBAC

1.4

Gabriela

1.5

APEC

1.6

A Teacher

1.7

Akbayan

1.8

Alagad

1.9

Butil

1.10

Coop-Natco [sic]

1.11

Anak Pawis

1.12

ARC

1.13

Abono

1.14

AGAP

1.15

AMIN

The proclamation of Bagong Alyansang Tagapagtaguyod ng Adhikaing

Sambayanan
(BATAS),
against
which
an
Urgent
Petition
for
Cancellation/Removal of Registration and Disqualification of Party-list
Nominee (with Prayer for the Issuance of Restraining Order) has been filed
before the COMELEC, was deferred pending final resolution of SPC No. 07250.
Issues
BANAT brought the following issues before this Court:
1. Is the twenty percent allocation for party-list representatives
provided in Section 5(2), Article VI of the Constitution mandatory or is
it merely a ceiling?
2. Is the three-seat limit provided in Section 11(b) of RA 7941
constitutional?
3. Is the two percent threshold and "qualifier" votes prescribed by the
same Section 11(b) of RA 7941 constitutional?
4. How shall the party-list representatives be allocated?16
Bayan Muna, A Teacher, and Abono, on the other hand, raised the
following issues in their petition:
I. Respondent Commission on Elections, acting as National Board of
Canvassers, committed grave abuse of discretion amounting to lack or
excess of jurisdiction when it promulgated NBC Resolution No. 07-60 to
implement the First-Party Rule in the allocation of seats to qualified
party-list organizations as said rule:
A. Violates the
representation.

constitutional

principle

of

proportional

B. Violates the provisions of RA 7941 particularly:

1. The 2-4-6 Formula used by the First Party Rule in
allocating additional seats for the "First Party" violates the
principle of proportional representation under RA 7941.

2. The use of two formulas in the allocation of additional

seats, one for the "First Party" and another for the
qualifying parties, violates Section 11(b) of RA 7941.
3. The proportional relationships under the First Party Rule
are different from those required under RA 7941;
C. Violates the "Four Inviolable Parameters" of the Philippine
party-list system as provided for under the same case of
Veterans Federation Party, et al. v. COMELEC.
II. Presuming that the Commission on Elections did not commit grave
abuse of discretion amounting to lack or excess of jurisdiction when it
implemented the First-Party Rule in the allocation of seats to qualified
party-list organizations, the same being merely in consonance with the
ruling in Veterans Federations Party, et al. v. COMELEC, the instant
Petition is a justiciable case as the issues involved herein are
constitutional in nature, involving the correct interpretation and
implementation of RA 7941, and are of transcendental importance to
our nation.17
Considering the allegations in the petitions and the comments of the
parties in these cases, we defined the following issues in our advisory
for the oral arguments set on 22 April 2008:
1. Is the twenty percent allocation for party-list representatives in
Section 5(2), Article VI of the Constitution mandatory or merely a
ceiling?
2. Is the three-seat
constitutional?

limit

in

Section

11(b)

of

RA

7941

3. Is the two percent threshold prescribed in Section 11(b) of RA

7941 to qualify for one seat constitutional?
4. How shall the party-list representative seats be allocated?
5. Does the Constitution prohibit the major political parties from
participating in the party-list elections? If not, can the major
political parties be barred from participating in the party-list
elections?18
The Ruling of the Court
The petitions have partial merit. We maintain that a Philippine-style
party-list election has at least four inviolable parameters as clearly stated in
Veterans. For easy reference, these are:
First, the twenty percent allocation the combined number of
all party-list congressmen shall not exceed twenty percent of the total
membership of the House of Representatives, including those elected
under the party list;
Second, the two percent threshold only those parties
garnering a minimum of two percent of the total valid votes cast for

the party-list system are "qualified" to have a seat in the House of

Representatives;
Third, the three-seat limit each qualified party, regardless of
the number of votes it actually obtained, is entitled to a maximum of
three seats; that is, one "qualifying" and two additional seats;
Fourth, proportional representation the additional seats which
a qualified party is entitled to shall be computed "in proportion to their
total number of votes."19
However, because the formula in Veterans has flaws in its
mathematical interpretation of the term "proportional representation," this
Court is compelled to revisit the formula for the allocation of additional seats
to party-list organizations.
Number of Party-List Representatives:
The Formula Mandated by the Constitution
Section 5, Article VI of the Constitution provides:
Section 5. (1) The House of Representatives shall be composed of not
more than two hundred and fifty members, unless otherwise fixed by law,
who shall be elected from legislative districts apportioned among the
provinces, cities, and the Metropolitan Manila area in accordance with the
number of their respective inhabitants, and on the basis of a uniform and
progressive ratio, and those who, as provided by law, shall be elected
through a party-list system of registered national, regional, and sectoral
parties or organizations.
(2) The party-list representatives shall constitute twenty per centum of
the total number of representatives including those under the party-list. For
three consecutive terms after the ratification of this Constitution, one-half of
the seats allocated to party-list representatives shall be filled, as provided by
law, by selection or election from the labor, peasant, urban poor, indigenous
cultural communities, women, youth, and such other sectors as may be
provided by law, except the religious sector.
The first paragraph of Section 11 of R.A. No. 7941 reads:
Section 11. Number of Party-List Representatives. The party-list
representatives shall constitute twenty per centum (20%) of the total
number of the members of the House of Representatives including those
under the party-list.
xxx
Section 5(1), Article VI of the Constitution states that the "House of
Representatives shall be composed of not more than two hundred and fifty
members, unless otherwise fixed by law." The House of Representatives shall
be composed of district representatives and party-list representatives. The
Constitution allows the legislature to modify the number of the members of
the House of Representatives.1avvphi1.zw+
Section 5(2), Article VI of the Constitution, on the other hand, states
the ratio of party-list representatives to the total number of representatives.

We compute the number of seats available to party-list representatives from

the number of legislative districts. On this point, we do not deviate from the
first formula in Veterans, thus:
Number of seats
available to legislative districts
.80

Number of seats available to

x .20 = party-list representatives

This formula allows for the corresponding increase in the number of

seats available for party-list representatives whenever a legislative district is
created by law. Since the 14th Congress of the Philippines has 220 district
representatives, there are 55 seats available to party-list representatives.
220
.80

x .20 =

55

After prescribing the ratio of the number of party-list representatives to

the total number of representatives, the Constitution left the manner of
allocating the seats available to party-list representatives to the
wisdom of the legislature.
Allocation of Seats for Party-List Representatives:
The Statutory Limits Presented by the Two Percent Threshold
and the Three-Seat Cap
All parties agree on the formula to determine the maximum number of
seats reserved under the Party-List System, as well as on the formula to
determine the guaranteed seats to party-list candidates garnering at least
two-percent of the total party-list votes. However, there are numerous
interpretations of the provisions of R.A. No. 7941 on the allocation of
"additional seats" under the Party-List System. Veterans produced the First
Party Rule,20 and Justice Vicente V. Mendozas dissent in Veterans presented
Germanys Niemeyer formula21 as an alternative.
The Constitution left to Congress the determination of the manner of
allocating the seats for party-list representatives. Congress enacted R.A. No.
7941, paragraphs (a) and (b) of Section 11 and Section 12 of which provide:
Section 11. Number of Party-List Representatives. x x x
In determining the allocation of seats for the second vote, 22 the
following procedure shall be observed:
(a) The parties, organizations, and coalitions shall be ranked from the
highest to the lowest based on the number of votes they garnered
during the elections.
(b) The parties, organizations, and coalitions receiving at least two
percent (2%) of the total votes cast for the party-list system shall be
entitled to one seat each: Provided, That those garnering more
than two percent (2%) of the votes shall be entitled to
additional seats in proportion to their total number of votes:

Provided, finally, That each party, organization, or coalition shall be

entitled to not more than three (3) seats.
Section
12.
Procedure
in
Allocating
Seats
for
Party-List
Representatives. The COMELEC shall tally all the votes for the parties,
organizations, or coalitions on a nationwide basis, rank them according to the
number of votes received and allocate party-list representatives
proportionately according to the percentage of votes obtained by each party,
organization, or coalition as against the total nationwide votes cast for the
party-list system. (Emphasis supplied)
In G.R. No. 179271, BANAT presents two interpretations through three
formulas to allocate party-list representative seats.
The first interpretation allegedly harmonizes the provisions of Section
11(b) on the 2% requirement with Section 12 of R.A. No. 7941. BANAT
described this procedure as follows:
(a) The party-list representatives shall constitute twenty percent (20%)
of the total Members of the House of Representatives including those
from the party-list groups as prescribed by Section 5, Article VI of the
Constitution, Section 11 (1st par.) of RA 7941 and Comelec Resolution
No. 2847 dated 25 June 1996. Since there are 220 District
Representatives in the 14th Congress, there shall be 55 Party-List
Representatives. All seats shall have to be proclaimed.
(b) All party-list groups shall initially be allotted one (1) seat for every
two per centum (2%) of the total party-list votes they obtained;
provided, that no party-list groups shall have more than three (3) seats
(Section 11, RA 7941).
(c) The remaining seats shall, after deducting the seats obtained by the
party-list groups under the immediately preceding paragraph and after
deducting from their total the votes corresponding to those seats, the
remaining seats shall be allotted proportionately to all the party-list
groups which have not secured the maximum three (3) seats under the
2% threshold rule, in accordance with Section 12 of RA 7941.23
Forty-four (44) party-list seats will be awarded under BANATs first
interpretation.
The second interpretation presented by BANAT assumes that the 2%
vote requirement is declared unconstitutional, and apportions the seats for
party-list representatives by following Section 12 of R.A. No. 7941. BANAT
states that the COMELEC:
(a) shall tally all the votes for the parties, organizations, or coalitions
on a nationwide basis;
(b) rank them according to the number of votes received; and,
(c) allocate party-list representatives proportionately according to the
percentage of votes obtained by each party, organization or coalition
as against the total nationwide votes cast for the party-list system.24

BANAT used two formulas to obtain the same results: one is based on
the proportional percentage of the votes received by each party as against
the total nationwide party-list votes, and the other is "by making the votes of
a party-list with a median percentage of votes as the divisor in computing
the allocation of seats."25 Thirty-four (34) party-list seats will be awarded
under BANATs second interpretation.
In G.R. No. 179295, Bayan Muna, Abono, and A Teacher criticize both
the COMELECs original 2-4-6 formula and the Veterans formula for
systematically preventing all the party-list seats from being filled up. They
claim that both formulas do not factor in the total number of seats alloted for
the entire Party-List System. Bayan Muna, Abono, and A Teacher reject the
three-seat cap, but accept the 2% threshold. After determining the qualified
parties, a second percentage is generated by dividing the votes of a qualified
party by the total votes of all qualified parties only. The number of seats
allocated to a qualified party is computed by multiplying the total party-list
seats available with the second percentage. There will be a first round of seat
allocation, limited to using the whole integers as the equivalent of the
number of seats allocated to the concerned party-list. After all the qualified
parties are given their seats, a second round of seat allocation is conducted.
The fractions, or remainders, from the whole integers are ranked from
highest to lowest and the remaining seats on the basis of this ranking are
allocated until all the seats are filled up.26
We examine what R.A. No. 7941 prescribes to allocate seats for partylist representatives.
Section 11(a) of R.A. No. 7941 prescribes the ranking of the
participating parties from the highest to the lowest based on the number of
votes they garnered during the elections.
Table 1. Ranking of the participating parties from the highest to the
lowest based on the number of votes garnered during the elections.27
Ran
k

Party

Votes
Garner
ed

BUHAY

1,169,2
34

BAYAN MUNA

Ran
k
48

Party

Votes
Garnere
d

KALAHI

88,868

979,039 49

APOI

79,386

CIBAC

755,686 50

BP

78,541

GABRIELA

621,171 51

AHONBAYAN

78,424

APEC

619,657 52

BIGKIS

77,327

A TEACHER

490,379 53

PMAP

75,200

AKBAYAN

466,112 54

AKAPIN

74,686

ALAGAD

423,149 55

PBA

71,544

COOP-NATCCO

409,883 56

GRECON

62,220

10

BUTIL

409,160 57

BTM

60,993

11

BATAS

385,810 58

A SMILE

58,717

12

ARC

374,288 59

NELFFI

57,872

13

ANAKPAWIS

370,261 60

AKSA

57,012

14

ABONO

339,990 61

BAGO

55,846

15

AMIN

338,185 62

BANDILA

54,751

16

AGAP

328,724 63

AHON

54,522

17

AN WARAY

321,503 64

ASAHAN MO

51,722

18

YACAP

310,889 65

AGBIAG!

50,837

19

FPJPM

300,923 66

SPI

50,478

20

UNI-MAD

245,382 67

BAHANDI

46,612

21

ABS

235,086 68

ADD

45,624

22

KAKUSA

228,999 69

AMANG

43,062

23

KABATAAN

228,637 70

ABAY PARAK

42,282

24

ABA-AKO

218,818 71

BABAE KA

36,512

25

ALIF

217,822 72

SB

34,835

26

SENIOR CITIZENS

213,058 73

ASAP

34,098

27

AT

197,872 74

PEP

33,938

28

VFP

196,266 75

ABA ILONGGO

33,903

29

ANAD

188,521 76

VENDORS

33,691

30

BANAT

177,028 77

ADD-TRIBAL

32,896

31

ANG KASANGGA

170,531 78

ALMANA

32,255

32

BANTAY

169,801 79

AANGAT
PILIPINO

KA 29,130

33

ABAKADA

166,747 80

AAPS

26,271

34

1-UTAK

164,980 81

HAPI

25,781

35

TUCP

162,647 82

AAWAS

22,946

36

COCOFED

155,920 83

SM

20,744

37

AGHAM

146,032 84

AG

16,916

38

ANAK

141,817 85

AGING PINOY

16,729

39

ABANSE! PINAY

130,356 86

APO

16,421

40

PM

119,054 87

BIYAYANG BUKID

16,241

41

AVE

110,769 88

ATS

14,161

42

SUARA

110,732 89

UMDJ

9,445

43

ASSALAM

110,440 90

BUKLOD FILIPINA

8,915

44

DIWA

107,021 91

LYPAD

8,471

45

ANC

99,636

92

AA-KASOSYO

8,406

46

SANLAKAS

97,375

93

KASAPI

6,221

47

ABC

90,058

TOTAL

15,950,9
00

The first clause of Section 11(b) of R.A. No. 7941 states that "parties,
organizations, and coalitions receiving at least two percent (2%) of the total
votes cast for the party-list system shall be entitled to one seat each." This
clause guarantees a seat to the two-percenters. In Table 2 below, we use the
first 20 party-list candidates for illustration purposes. The percentage of
votes garnered by each party is arrived at by dividing the number of votes
garnered by each party by 15,950,900, the total number of votes cast for all
party-list candidates.
Table 2. The first 20 party-list candidates and their respective
percentage of votes garnered over the total votes for the party-list.28

Rank

Party

Votes
Votes
Garnered over
Garnered Total Votes for
Party-List, in %

Guarantee
d Seat

BUHAY

1,169,234 7.33%

BAYAN MUNA

979,039

6.14%

CIBAC

755,686

4.74%

GABRIELA

621,171

3.89%

APEC

619,657

3.88%

A TEACHER

490,379

3.07%

AKBAYAN

466,112

2.92%

ALAGAD

423,149

2.65%

COOP-NATCCO

409,883

2.57%

10

BUTIL

409,160

2.57%

11

BATAS29

385,810

2.42%

12

ARC

374,288

2.35%

13

ANAKPAWIS

370,261

2.32%

14

ABONO

339,990

2.13%

15

AMIN

338,185

2.12%

16

AGAP

328,724

2.06%

17

AN WARAY

321,503

2.02%

Total

17

18

YACAP

310,889

1.95%

19

FPJPM

300,923

1.89%

20

UNI-MAD

245,382

1.54%

From Table 2 above, we see that only 17 party-list candidates received

at least 2% from the total number of votes cast for party-list candidates. The
17 qualified party-list candidates, or the two-percenters, are the party-list
candidates that are "entitled to one seat each," or the guaranteed seat. In
this first round of seat allocation, we distributed 17 guaranteed seats.
The second clause of Section 11(b) of R.A. No. 7941 provides that
"those garnering more than two percent (2%) of the votes shall be entitled to
additional seats in proportion to their total number of votes." This is
where petitioners and intervenors problem with the formula in Veterans lies.
Veterans interprets the clause "in proportion to their total number of votes"
to be in proportion to the votes of the first party. This interpretation is
contrary to the express language of R.A. No. 7941.
We rule that, in computing the allocation of additional seats, the
continued operation of the two percent threshold for the distribution of the
additional seats as found in the second clause of Section 11(b) of R.A. No.
7941 is unconstitutional. This Court finds that the two percent threshold
makes it mathematically impossible to achieve the maximum number of
available party list seats when the number of available party list seats
exceeds 50. The continued operation of the two percent threshold in the
distribution of the additional seats frustrates the attainment of the
permissive ceiling that 20% of the members of the House of Representatives
shall consist of party-list representatives.
To illustrate: There are 55 available party-list seats. Suppose there are
50 million votes cast for the 100 participants in the party list elections. A
party that has two percent of the votes cast, or one million votes, gets a
guaranteed seat. Let us further assume that the first 50 parties all get one
million votes. Only 50 parties get a seat despite the availability of 55 seats.
Because of the operation of the two percent threshold, this situation will
repeat itself even if we increase the available party-list seats to 60 seats and
even if we increase the votes cast to 100 million. Thus, even if the maximum
number of parties get two percent of the votes for every party, it is always
impossible for the number of occupied party-list seats to exceed 50 seats as
long as the two percent threshold is present.
We therefore strike down the two percent threshold only in relation to
the distribution of the additional seats as found in the second clause of
Section 11(b) of R.A. No. 7941. The two percent threshold presents an
unwarranted obstacle to the full implementation of Section 5(2), Article VI of
the Constitution and prevents the attainment of "the broadest possible
representation of party, sectoral or group interests in the House of
Representatives."30

In determining the allocation of seats for party-list representatives

under Section 11 of R.A. No. 7941, the following procedure shall be observed:
1. The parties, organizations, and coalitions shall be ranked from the
highest to the lowest based on the number of votes they garnered
during the elections.
2. The parties, organizations, and coalitions receiving at least two
percent (2%) of the total votes cast for the party-list system shall be
entitled to one guaranteed seat each.
3. Those garnering sufficient number of votes, according to the ranking
in paragraph 1, shall be entitled to additional seats in proportion to
their total number of votes until all the additional seats are allocated.
4. Each party, organization, or coalition shall be entitled to not more
than three (3) seats.
In computing the additional seats, the guaranteed seats shall no longer
be included because they have already been allocated, at one seat each, to
every two-percenter. Thus, the remaining available seats for allocation as
"additional seats" are the maximum seats reserved under the Party List
System less the guaranteed seats. Fractional seats are disregarded in the
absence of a provision in R.A. No. 7941 allowing for a rounding off of
fractional seats.
In declaring the two percent threshold unconstitutional, we do not limit
our allocation of additional seats in Table 3 below to the two-percenters. The
percentage of votes garnered by each party-list candidate is arrived at by
dividing the number of votes garnered by each party by 15,950,900, the
total number of votes cast for party-list candidates. There are two steps in
the second round of seat allocation. First, the percentage is multiplied by the
remaining available seats, 38, which is the difference between the 55
maximum seats reserved under the Party-List System and the 17 guaranteed
seats of the two-percenters. The whole integer of the product of the
percentage and of the remaining available seats corresponds to a partys
share in the remaining available seats. Second, we assign one party-list seat
to each of the parties next in rank until all available seats are completely
distributed. We distributed all of the remaining 38 seats in the second round
of seat allocation. Finally, we apply the three-seat cap to determine the
number of seats each qualified party-list candidate is entitled. Thus:
Table 3. Distribution of Available Party-List Seats

Ran
k

Party

Votes
Garner
ed
Guarant
over
eed
Votes
Total
Seat
Garner Votes
(First
ed
for
Round)
Party
(B)
List, in
%
(A)

(B)
Additio
plus Applyi
nal
(C), ng the
Seats
in
three
(Secon
whole seat
d
integ
cap
Round)
ers
(E)
(C)
(D)

BUHAY

1,169,2
7.33%
34

2.79

N.A.

BAYAN
MUNA

979,03
9

6.14%

2.33

N.A.

CIBAC

755,68
6

4.74%

1.80

N.A.

GABRIEL
A

621,17
1

3.89%

1.48

N.A.

APEC

619,65
7

3.88%

1.48

N.A.

A Teacher

490,37
9

3.07%

1.17

N.A.

AKBAYAN

466,11
2

2.92%

1.11

N.A.

ALAGAD

423,14
9

2.65%

1.01

N.A.

931

COOPNATCCO

409,88
3

2.57%

N.A.

10

BUTIL

409,16
0

2.57%

N.A.

11

BATAS

385,81
0

2.42%

N.A.

12

ARC

374,28
8

2.35%

N.A.

13

ANAKPAW 370,26
IS
1

2.32%

N.A.

14

ABONO

339,99
0

2.13%

N.A.

15

AMIN

338,18
5

2.12%

N.A.

16

AGAP

328,72
4

2.06%

N.A.

17

AN
WARAY

321,50
3

2.02%

N.A.

18

YACAP

310,88
9

1.95%

N.A.

19

FPJPM

300,92
3

1.89%

N.A.

20

UNI-MAD

245,38
2

1.54%

N.A.

21

ABS

235,08
6

1.47%

N.A.

22

KAKUSA

228,99
9

1.44%

N.A.

23

KABATAA
N

228,63
7

1.43%

N.A.

24

ABA-AKO

218,81
8

1.37%

N.A.

25

ALIF

217,82
2

1.37%

N.A.

26

SENIOR
CITIZENS

213,05
8

1.34%

N.A.

27

AT

197,87
2

1.24%

N.A.

28

VFP

196,26
6

1.23%

N.A.

29

ANAD

188,52
1

1.18%

N.A.

30

BANAT

177,02
8

1.11%

N.A.

31

ANG
170,53
KASANGG
1
A

1.07%

N.A.

32

BANTAY

169,80
1

1.06%

N.A.

33

ABAKADA

166,74
7

1.05%

N.A.

34

1-UTAK

164,98
0

1.03%

N.A.

35

TUCP

162,64
7

1.02%

N.A.

36

COCOFED

155,92
0

0.98%

N.A.

Tot
al

17

55

Applying the procedure of seat allocation as illustrated in Table 3

above, there are 55 party-list representatives from the 36 winning party-list
organizations. All 55 available party-list seats are filled. The additional seats
allocated to the parties with sufficient number of votes for one whole seat, in
no case to exceed a total of three seats for each party, are shown in column
(D).

Participation of Major Political Parties in Party-List Elections

The Constitutional Commission adopted a multi-party system that
allowed all political parties to participate in the party-list elections.
The deliberations of the Constitutional Commission clearly bear this out,
thus:
MR. MONSOD. Madam President, I just want to say that we
suggested or proposed the party list system because we wanted
to open up the political system to a pluralistic society through a
multiparty system. x x x We are for opening up the system,
and we would like very much for the sectors to be there.
That is why one of the ways to do that is to put a ceiling
on the number of representatives from any single party
that can sit within the 50 allocated under the party list
system. x x x.
xxx
MR. MONSOD. Madam President, the candidacy for the 198 seats
is not limited to political parties. My question is this: Are we
going to classify for example Christian Democrats and Social
Democrats as political parties? Can they run under the party list
concept or must they be under the district legislation side of it
only?
MR. VILLACORTA. In reply to that query, I think these parties that
the Commissioner mentioned can field candidates for the Senate
as well as for the House of Representatives. Likewise, they can
also field sectoral candidates for the 20 percent or 30
percent, whichever is adopted, of the seats that we are
allocating under the party list system.
MR. MONSOD. In other words, the Christian Democrats can field
district candidates and can also participate in the party list
system?
MR. VILLACORTA. Why not? When they come to the party
list system, they will be fielding only sectoral candidates.
MR. MONSOD. May I be clarified on that? Can UNIDO participate
in the party list system?
MR. VILLACORTA. Yes, why not? For as long as they field
candidates who come from the different marginalized
sectors that we shall designate in this Constitution.
MR. MONSOD. Suppose Senator Taada wants to run under
BAYAN group and says that he represents the farmers, would he
qualify?
MR. VILLACORTA. No, Senator Taada would not qualify.
MR. MONSOD. But UNIDO can field candidates under the party
list system and say Juan dela Cruz is a farmer. Who would pass
on whether he is a farmer or not?

MR. TADEO. Kay Commissioner Monsod, gusto ko lamang linawin

ito. Political parties, particularly minority political parties,
are not prohibited to participate in the party list election
if they can prove that they are also organized along
sectoral lines.
MR. MONSOD. What the Commissioner is saying is that all
political parties can participate because it is precisely the
contention of political parties that they represent the broad base
of citizens and that all sectors are represented in them. Would
the Commissioner agree?
MR. TADEO. Ang punto lamang namin, pag pinayagan mo ang
UNIDO na isang political party, it will dominate the party list at
mawawalang saysay din yung sector. Lalamunin mismo ng
political parties ang party list system. Gusto ko lamang bigyan ng
diin ang "reserve." Hindi ito reserve seat sa marginalized sectors.
Kung titingnan natin itong 198 seats, reserved din ito sa political
parties.
MR. MONSOD. Hindi po reserved iyon kasi anybody can run there.
But my question to Commissioner Villacorta and probably also to
Commissioner Tadeo is that under this system, would UNIDO be
banned from running under the party list system?
MR. VILLACORTA. No, as I said, UNIDO may field sectoral
candidates. On that condition alone, UNIDO may be
allowed to register for the party list system.
MR. MONSOD. May I inquire from Commissioner Tadeo if he
shares that answer?
MR. TADEO. The same.
MR. VILLACORTA. Puwede po ang UNIDO, pero sa sectoral
lines.
xxxx
MR. OPLE. x x x In my opinion, this will also create the stimulus
for political parties and mass organizations to seek common
ground. For example, we have the PDP-Laban and the UNIDO. I
see no reason why they should not be able to make common
goals with mass organizations so that the very leadership of
these parties can be transformed through the participation of
mass organizations. And if this is true of the administration
parties, this will be true of others like the Partido ng Bayan which
is now being formed. There is no question that they will be
attractive to many mass organizations. In the opposition parties
to which we belong, there will be a stimulus for us to contact
mass organizations so that with their participation, the policies of
such parties can be radically transformed because this
amendment will create conditions that will challenge both the
mass organizations and the political parties to come together.
And the party list system is certainly available, although it is
open to all the parties. It is understood that the parties will enter

in the roll of the COMELEC the names of representatives of mass

organizations affiliated with them. So that we may, in time,
develop this excellent system that they have in Europe where
labor organizations and cooperatives, for example, distribute
themselves either in the Social Democratic Party and the
Christian Democratic Party in Germany, and their very presence
there has a transforming effect upon the philosophies and the
leadership of those parties.
It is also a fact well known to all that in the United States, the
AFL-CIO always vote with the Democratic Party. But the
businessmen, most of them, always vote with the Republican
Party, meaning that there is no reason at all why political parties
and mass organizations should not combine, reenforce, influence
and interact with each other so that the very objectives that we
set in this Constitution for sectoral representation are achieved in
a wider, more lasting, and more institutionalized way. Therefore, I
support this [Monsod-Villacorta] amendment. It installs sectoral
representation as a constitutional gift, but at the same time, it
challenges the sector to rise to the majesty of being elected
representatives later on through a party list system; and even
beyond that, to become actual political parties capable of
contesting political power in the wider constitutional arena for
major political parties.
xxx

32

(Emphasis supplied)

R.A. No. 7941 provided the details for the concepts put forward by the
Constitutional Commission. Section 3 of R.A. No. 7941 reads:
Definition of Terms.
(a) The party-list system is a mechanism of proportional representation
in the election of representatives to the House of Representatives from
national, regional and sectoral parties or organizations or coalitions
thereof registered with the Commission on Elections (COMELEC).
Component parties or organizations of a coalition may participate
independently provided the coalition of which they form part does not
participate in the party-list system.
(b) A party means either a political party or a sectoral party or a
coalition of parties.
(c) A political party refers to an organized group of citizens advocating
an ideology or platform, principles and policies for the general conduct
of government and which, as the most immediate means of securing
their adoption, regularly nominates and supports certain of its leaders
and members as candidates for public office.
It is a national party when its constituency is spread over the
geographical territory of at least a majority of the regions. It is a
regional party when its constituency is spread over the geographical
territory of at least a majority of the cities and provinces comprising
the region.

(d) A sectoral party refers to an organized group of citizens belonging

to any of the sectors enumerated in Section 5 hereof whose principal
advocacy pertains to the special interests and concerns of their sector,
(e) A sectoral organization refers to a group of citizens or a coalition of
groups of citizens who share similar physical attributes or
characteristics, employment, interests or concerns.
(f) A coalition refers to an aggrupation of duly registered national,
regional, sectoral parties or organizations for political and/or election
purposes.
Congress, in enacting R.A. No. 7941, put the three-seat cap to prevent any
party from dominating the party-list elections.
Neither the Constitution nor R.A. No. 7941 prohibits major political
parties from participating in the party-list system. On the contrary, the
framers of the Constitution clearly intended the major political parties to
participate in party-list elections through their sectoral wings. In fact, the
members of the Constitutional Commission voted down, 19-22, any
permanent sectoral seats, and in the alternative the reservation of the partylist system to the sectoral groups. 33 In defining a "party" that participates in
party-list elections as either "a political party or a sectoral party," R.A. No.
7941 also clearly intended that major political parties will participate in the
party-list elections. Excluding the major political parties in party-list elections
is manifestly against the Constitution, the intent of the Constitutional
Commission, and R.A. No. 7941. This Court cannot engage in socio-political
engineering and judicially legislate the exclusion of major political parties
from the party-list elections in patent violation of the Constitution and the
law.
Read together, R.A. No. 7941 and the deliberations of the
Constitutional Commission state that major political parties are allowed to
establish, or form coalitions with, sectoral organizations for electoral or
political purposes. There should not be a problem if, for example, the Liberal
Party participates in the party-list election through the Kabataang Liberal ng
Pilipinas (KALIPI), its sectoral youth wing. The other major political parties
can thus organize, or affiliate with, their chosen sector or sectors. To further
illustrate, the Nacionalista Party can establish a fisherfolk wing to participate
in the party-list election, and this fisherfolk wing can field its fisherfolk
nominees. Kabalikat ng Malayang Pilipino (KAMPI) can do the same for the
urban poor.
The qualifications of party-list nominees are prescribed in Section 9 of
R.A. No. 7941:
Qualifications of Party-List Nominees. No person shall be nominated
as party-list representative unless he is a natural born citizen of the
Philippines, a registered voter, a resident of the Philippines for a period of not
less than one (1) year immediately preceding the day of the elections, able
to read and write, bona fide member of the party or organization which he
seeks to represent for at least ninety (90) days preceding the day of the
election, and is at least twenty-five (25) years of age on the day of the
election.

In case of a nominee of the youth sector, he must at least be twentyfive (25) but not more than thirty (30) years of age on the day of the
election. Any youth sectoral representative who attains the age of thirty (30)
during his term shall be allowed to continue until the expiration of his term.
Under Section 9 of R.A. No. 7941, it is not necessary that the party-list
organizations nominee "wallow in poverty, destitution and infirmity" 34 as
there is no financial status required in the law. It is enough that the nominee
of the sectoral party/organization/coalition belongs to the marginalized and
underrepresented sectors,35 that is, if the nominee represents the fisherfolk,
he or she must be a fisherfolk, or if the nominee represents the senior
citizens, he or she must be a senior citizen.
Neither the Constitution nor R.A. No. 7941 mandates the filling-up of
the entire 20% allocation of party-list representatives found in the
Constitution. The Constitution, in paragraph 1, Section 5 of Article VI, left the
determination of the number of the members of the House of
Representatives to Congress: "The House of Representatives shall be
composed of not more than two hundred and fifty members, unless
otherwise fixed by law, x x x." The 20% allocation of party-list
representatives is merely a ceiling; party-list representatives cannot be more
than 20% of the members of the House of Representatives. However, we
cannot allow the continued existence of a provision in the law which will
systematically prevent the constitutionally allocated 20% party-list
representatives from being filled. The three-seat cap, as a limitation to the
number of seats that a qualified party-list organization may occupy, remains
a valid statutory device that prevents any party from dominating the partylist elections. Seats for party-list representatives shall thus be allocated in
accordance with the procedure used in Table 3 above.
However, by a vote of 8-7, the Court decided to continue the ruling in
Veterans disallowing major political parties from participating in the party-list
elections, directly or indirectly. Those who voted to continue disallowing
major political parties from the party-list elections joined Chief Justice
Reynato S. Puno in his separate opinion. On the formula to allocate party-list
seats, the Court is unanimous in concurring with this ponencia.
WHEREFORE, we PARTIALLY GRANT the petition. We SET ASIDE the
Resolution of the COMELEC dated 3 August 2007 in NBC No. 07-041 (PL) as
well as the Resolution dated 9 July 2007 in NBC No. 07-60. We declare
unconstitutional the two percent threshold in the distribution of additional
party-list seats. The allocation of additional seats under the Party-List System
shall be in accordance with the procedure used in Table 3 of this Decision.
Major political parties are disallowed from participating in party-list elections.
This Decision is immediately executory. No pronouncement as to costs.
SO ORDERED.
ANTONIO T. CARPIO
Associate Justice
WE CONCUR:
REYNATO S. PUNO
Chief Justice

LEONARDO A. QUISUMBING
Associate Justice

CONSUELO YNARESSANTIAGO
Associate Justice

MA. ALICIA AUSTRIAMARTINEZ

Associate Justice

RENATO C. CORONA
Associate Justice

CONCHITA CARPIO MORALES

Associate Justice

DANTE O. TINGA
Associate Justice

MINITA V. CHICO-NAZARIO
Associate Justice

PRESBITERO J. VELASCO, JR.

Associate Justice

ANTONIO EDUARDO B.
NACHURA
Associate Justice

ARTURO D. BRION
Associate Justice

TERESITA J. LEONARDO-DE
CASTRO
Associate Justice

DIOSDADO M. PERALTA
Associate Justice

LUCAS P. BERSAMIN
Associate Justice
CERTIFICATION
Pursuant to Section 13, Article VIII of the Constitution, I certify that the
conclusions in the above Decision had been reached in consultation before
the case was assigned to the writer of the opinion of the Court.
REYNATO S. PUNO
Chief Justice
Footnotes
1
Under Rule 65 of the 1997 Rules of Civil Procedure.
2
Rollo (G.R. No. 179271), pp. 86-87. Signed by Chairman Benjamin S.
Abalos, Sr., Commissioners Resurreccion Z. Borra, Florentino A. Tuason,
Jr., Romeo A. Brawner, Rene V. Sarmiento, and Nicodemo T. Ferrer.
3
Under Rule 65 of the 1997 Rules of Civil Procedure.
4
Rollo (G.R. No. 179295), pp. 103-108. Signed by Chairman Benjamin
S. Abalos, Sr., Commissioners Resurreccion Z. Borra, Florentino A.
Tuason, Jr., Romeo A. Brawner, Rene V. Sarmiento, and Nicodemo T.
Ferrer.
5
396 Phil. 419 (2000).
6
Rollo (G.R. No. 179271), pp. 969-986; rollo (G.R. No. 179295), pp.
798-815. Party-List Canvass Report No. 32, as of 31 August 2007, 6:00
p.m.
7
Rollo (G.R. No. 179271), p. 70.
8
Rollo (G.R. No. 179271), pp. 88-92.
9
Id. at 150-153.
10
Id. at 86-87.
11
Rollo (G.R. No. 179295), p. 112.
12
Rollo (G.R. No. 179271), pp. 158-159. NBC Resolution No. 07-74, 24
July 2007.

13

Id. at 160-161. NBC Resolution No. 07-87, 3 August 2007.

NBC Resolution No. 07-97, 4 September 2007.
15
Rollo (G.R. No. 179295), pp. 816-817. This COMELEC certification
should have included An Waray, which was proclaimed on 4 September
2007 under NBC Resolution No. 07-97.
16
Rollo (G.R. No. 179271), p. 14.
17
Rollo (G.R. No. 179295), pp. 21-22.
18
Rollo (G.R. No. 179271), p. 553; rollo (G. R. No. 179295), p. 341.
19
Supra note 5 at 424.
20
Id. at 446-451. We quote below the discussion in Veterans explaining
the First Party Rule:
Formula for Determining
Additional Seats for the First Party
Now, how do we determine the number of seats the first party is
entitled to? The only basis given by the law is that a party
receiving at least two percent of the total votes shall be entitled
to one seat. Proportionally, if the first party were to receive twice
the number of votes of the second party, it should be entitled to
twice the latters number of seats and so on. The formula,
therefore, for computing the number of seats to which the first
party is entitled is as follows:
Number of votes
of first party
Proportion of votes of first party relative to
=
total votes for party-list system
Total votes for
party-list system
If the proportion of votes received by the first party without
rounding it off is equal to at least six percent of the total valid
votes cast for all the party list groups, then the first party shall
be entitled to two additional seats or a total of three seats
overall. If the proportion of votes without a rounding off is equal
to or greater than four percent, but less than six percent, then
the first party shall have one additional or a total of two seats.
And if the proportion is less than four percent, then the first party
shall not be entitled to any additional seat.
We adopted this six percent bench mark, because the first party
is not always entitled to the maximum number of additional
seats. Likewise, it would prevent the allotment of more than the
total number of available seats, such as in an extreme case
wherein 18 or more parties tie for the highest rank and are thus
entitled to three seats each. In such scenario, the number of
seats to which all the parties are entitled may exceed the
maximum number of party-list seats reserved in the House of
Representatives.
xxx
Note that the above formula will be applicable only in
determining the number of additional seats the first party is
entitled to. It cannot be used to determine the number of
additional seats of the other qualified parties. As explained
earlier, the use of the same formula for all would contravene the
proportional representation parameter. For example, a second
party obtains six percent of the total number of votes cast.
According to the above formula, the said party would be entitled
to two additional seats or a total of three seats overall. However,
if the first party received a significantly higher amount of votes
say, twenty percent to grant it the same number of seats as
14

the second party would violate the statutory mandate of

proportional representation, since a party getting only six
percent of the votes will have an equal number of
representatives as the one obtaining twenty percent. The proper
solution, therefore, is to grant the first party a total of three
seats; and the party receiving six percent, additional seats in
proportion to those of the first party.
Formula for Additional
Seats of Other Qualified Parties
Step Three The next step is to solve for the number of additional
seats that the other qualified parties are entitled to, based on
proportional representation. The formula is encompassed by the
following complex fraction:
No. of votes of
concerned party

Additional seats
for concerned party

Total No. of votes

of party-list system
No. of votes
of first party

No. of additio
seats allocat
to the first pa

Total No. of votes

of party-list system
In simplified form, it is written as follows:
No. of votes of
No. of addition
concerned party
Additional seats
=
x
seats allocated
for concerned party
No. of votes
the first party
of first party
xxx
Incidentally, if the first party is not entitled to any additional
seat, then the ratio of the number of votes for the other party to
that for the first one is multiplied by zero. The end result would
be zero additional seat for each of the other qualified parties as
well.
The above formula does not give an exact mathematical
representation of the number of additional seats to be awarded
since, in order to be entitled to one additional seat, an exact
whole number is necessary. In fact, most of the actual
mathematical proportions are not whole numbers and are not
rounded off for the reasons explained earlier. To repeat, rounding
off may result in the awarding of a number of seats in excess of
that provided by the law. Furthermore, obtaining absolute
proportional representation is restricted by the three-seat-perparty limit to a maximum of two additional slots. An increase in
the maximum number of additional representatives a party may
be entitled to would result in a more accurate proportional
representation. But the law itself has set the limit: only two
additional seats. Hence, we need to work within such extant
parameter.
21
Id. at 475-481.
22
The second vote cast by a registered voter is for the party-list
candidates as provided in Section 10 of R.A. No. 7941.
23
Rollo (G.R. No. 179271), p. 47.

24

Id. at 48.
Id. at 1076.
26
Rollo (G.R. No. 179295), pp. 66-81.
27
Rollo (G.R. No. 179271), pp. 969-974; rollo (G.R. No. 179295), pp.
798-803. Party-List Canvass Report No. 32, as of 31 August 2007, 6:00
p.m.
28
Id.
29
Proclamation deferred by COMELEC.
30
Section 2, R.A. No. 7941.
31
The product of the percentage and the remaining available seats of
all parties ranked nine and below is less than one.
32
II Record, Constitutional Commission 256-257 (25 July 1986), 568 (1
August 1986).
33
Id. at 584 (1 August 1986). Dissenting opinion of Justice Jose C. Vitug
in Ang Bagong Bayani- OFW Labor Party v. COMELEC, 412 Phil. 308,
350 (2001).
34
Ang Bagong Bayani-OFW Labor Party v. COMELEC, 412 Phil. 308, 336
(2001).
35
Section 2, R.A. No. 7941.
25

CONCURRING AND DISSENTING OPINION

PUNO, C.J.:
History has borne witness to the struggle of the faceless masses to find
their voice, even as they are relegated to the sidelines as genuine functional
representation systemically evades them. It is by reason of this underlying
premise that the party-list system was espoused and embedded in the
Constitution, and it is within this context that I register my dissent to the
entry of major political parties to the party-list system.
The Court today effectively reversed the ruling in Ang Bagong Bayani v.
Comelec1 with regard to the computation of seat allotments and the
participation of major political parties in the party-list system. I vote for the
formula propounded by the majority as it benefits the party-list system but I
regret that my interpretation of Article VI, Section 5 of the Constitution with
respect to the participation of the major political parties in the election of
party-list representatives is not in direct congruence with theirs, hence this
dissent.
To revisit the crux of the controversy, the pertinent portion of Article VI,
Section 5 of the Constitution reads:
Section 5. (1) The House of Representatives shall be
composed of not more than two hundred and fifty members,
unless otherwise fixed by law, who shall be elected from
legislative districts apportioned among the provinces, cities, and
the Metropolitan Manila area in accordance with the number of
their respective inhabitants, and on the basis of a uniform and
progressive ratio, and those who, as provided by law, shall be
elected through a party-list system of registered national,
regional, and sectoral parties or organizations.

(2) The party-list representatives shall constitute twenty

per centum of the total number of representatives including
those under the party list. For three consecutive terms after the
ratification of this Constitution, one-half of the seats allocated to
party-list representatives shall be filled, as provided by law, by
selection or election from the labor, peasant, urban poor,
indigenous cultural communities, women, youth, and such other
sectors as may be provided by law, except the religious sector.2
It will be remembered that the petitioners in Ang Bagong Bayani
sought the disqualification of the major political parties on the ground that
the party-list system was intended to benefit the marginalized and
underrepresented, and not the mainstream political parties, the nonmarginalized or overrepresented. Rising to the occasion, the Court ruled
through then Associate, later Chief Justice Panganiban, that while any duly
registered political party, organization or group may participate, the role of
the Comelec is to ensure that only those who are marginalized and
underrepresented become members of Congress through the "Filipino-style"
party-list elections. Characterizing the party-list system as a social justice
vehicle, the Court batted for the empowerment of the masses, thus
It is ironic, therefore, that the marginalized and underrepresented in
our midst are the majority who wallow in poverty, destitution and infirmity. It
was for them that the party-list system was enacted to give them not only
genuine hope, but genuine power; to give them the opportunity to be elected
and to represent the specific concerns of their constituencies; and simply to
give them a direct voice in Congress and in the larger affairs of the State. In
its noblest sense, the party-list system truly empowers the masses and
ushers a new hope for genuine change. Verily, it invites those marginalized
and underrepresented in the past the farm hands, the fisher folk, the
urban poor, even those in the underground movement to come out and
participate, as indeed many of them came out and participated during the
last elections. The State cannot now disappoint and frustrate them by
disabling and desecrating this social justice vehicle.
Today, less than a decade after, there is an attempt to undo the
democratic victory achieved by the marginalized in the political arena in Ang
Bagong Bayani. In permitting the major political parties to participate in the
party-list system, Mr. Justice Carpio relies on the deliberations of the
Constitutional Commission. Allegedly, the said deliberations indicate that the
party-list system is open to all political parties, as long as they field
candidates who come from the different marginalized sectors. 3 Buttressing
his view, Mr. Justice Carpio notes that the major political parties also fall
within the term "political parties" in the Definition of Terms in Republic Act
7941, otherwise known as the Party-List System Act. 4 Likewise, he holds that
the qualifications of a party-list nominee as prescribed in Section 9 of the
said law do not specify any financial status or educational requirement,
hence, it is not necessary for the party-list nominee to "wallow in poverty,
destitution and infirmity."5 It is then concluded that major political parties
may now participate in the party-list system.
With all due respect, I cannot join this submission. We stand on solid
grounds when we interpret the Constitution to give utmost deference to the
democratic sympathies, ideals and aspirations of the people. More than the
deliberations in the Constitutional Commission, these are expressed in the
text of the Constitution which the people ratified. Indeed, it is the intent of

the sovereign people that matters in interpreting the Constitution. In Civil

Liberties Union v. Executive Secretary, we held:
While it is permissible in this jurisdiction to consult the debates and
proceedings of the constitutional convention in order to arrive at the reason
and purpose of the resulting Constitution, resort thereto may be had only
when other guides fail as said proceedings are powerless to vary the terms of
the Constitution when the meaning is clear. Debates in the constitutional
convention "are of value as showing the views of the individual members,
and as indicating the reason for their votes, but they give us no light as to
the views of the large majority who did not talk, much less of the mass or our
fellow citizens whose votes at the polls gave that instrument the force of
fundamental law. We think it safer to construe the constitution from what
appears upon its face.6
Everybody agrees that the best way to interpret the Constitution is to
harmonize the whole instrument, its every section and clause. 7 We should
strive to make every word of the fundamental law operative and avoid
rendering some words idle and nugatory.8 The harmonization of Article VI,
Section 5 with related constitutional provisions will better reveal the intent of
the people as regards the party-list system. Thus, under Section 7 of the
Transitory Provisions,9 the President was permitted to fill by appointment the
seats reserved for sectoral representation under the party-list system from a
list of nominees submitted by the respective sectors. This was the result of
historical precedents that saw how the elected Members of the interim
Batasang Pambansa and the regular Batasang Pambansa tried to torpedo
sectoral representation and delay the seating of sectoral representatives on
the ground that they could not rise to the same levelled status of dignity as
those elected by the people.101avvphi1 To avoid this bias against sectoral
representatives, the President was given all the leeway to "break new ground
and precisely plant the seeds for sectoral representation so that the sectoral
representatives will take roots and be part and parcel exactly of the process
of drafting the law which will stipulate and provide for the concept of sectoral
representation."11 Similarly, limiting the party-list system to the marginalized
and excluding the major political parties from participating in the election of
their representatives is aligned with the constitutional mandate to "reduce
social, economic, and political inequalities, and remove cultural inequalities
by equitably diffusing wealth and political power for the common good"; 12 the
right of the people and their organizations to effective and reasonable
participation at all levels of social, political, and economic decision-making; 13
the right of women to opportunities that will enhance their welfare and
enable them to realize their full potential in the service of the nation; 14 the
right of labor to participate in policy and decision-making processes affecting
their rights and benefits in keeping with its role as a primary social economic
force;15 the right of teachers to professional advancement; 16 the rights of
indigenous cultural communities to the consideration of their cultures,
traditions and institutions in the formulation of national plans and policies, 17
and the indispensable role of the private sector in the national economy.18
There is no gainsaying the fact that the party-list parties are no match
to our traditional political parties in the political arena. This is borne out in
the party-list elections held in 2001 where major political parties were
initially allowed to campaign and be voted for. The results confirmed the fear
expressed by some commissioners in the Constitutional Commission 19 that
major political parties would figure in the disproportionate distribution of
votes: of the 162 parties which participated, the seven major political

parties20 made it to the top 50. These seven parties garnered an

accumulated 9.54% of the total number of votes counted, yielding an
average of 1.36% each, while the remaining 155 parties (including those
whose qualifications were contested) only obtained 90.45% or an average of
0.58% each. Of these seven, three parties 21 or 42.8% of the total number of
the major parties garnered more than 2% of the total number of votes each,
a feat that would have entitled them to seat their members as party-list
representatives. In contrast, only about 4% of the total number of the
remaining parties, or only 8 out of the 155 parties garnered more than 2%. 22
In sum, the evils that faced our marginalized and underrepresented
people at the time of the framing of the 1987 Constitution still haunt them
today. It is through the party-list system that the Constitution sought to
address this systemic dilemma. In ratifying the Constitution, our people
recognized how the interests of our poor and powerless sectoral groups can
be frustrated by the traditional political parties who have the machinery and
chicanery to dominate our political institutions. If we allow major political
parties to participate in the party-list system electoral process, we will surely
suffocate the voice of the marginalized, frustrate their sovereignty and
betray the democratic spirit of the Constitution. That opinion will serve as the
graveyard of the party-list system.
IN VIEW WHEREOF, I dissent on the ruling allowing the entry of major
political parties into the party-list system.
REYNATO S. PUNO
Chief Justice
Footnotes
1
G.R. No. 147589, June 26, 2001, 359 SCRA 698.
2
Id.
3
II Record, Constitutional Commission, 25 July 1986, pp. 256-257.
4
Section 3.
5
Main opinion, p. 33.
6
G.R. No.83896, February 22, 1991, 194 SCRA 317, 337.
7
Lamborn v. Bell, 20 L.R.A. 241, 18 Colo. 346, 32.
8
Id.
9
Article XVIII.
10
V Record, Constitutional Commission, 1 October 1986, p. 332.
11
Id. at 330.
12
Article XIII, Section 1.
13
Article XIII, Sec. 16.
14
Article XIII, Sec. 3, in relation to section 14.
15
Article XIII, Sec. 3, in relation to Article II, Sec. 18.
16
Article XIV, Sec. 5.
17
Article XIV, Sec. 17.
18
Article II, Sec. 20.
19
Id., at 562.
20
As noted in Bagong Bayani: Nationalist Peoples Coalition, Lakas
NUCD-UMDP, Laban ng Demokratikong Pilipino, Aksyon Demokratiko,
Partido ng Masang Pilipino, Partido Demokratikong Pilipino Lakas ng
Bayan and Liberal Party.
21
Nationalist Peoples Coalition, Lakas NUCD-UMDP and Laban ng
Demokratikong Pilipino.
22
Party List Canvass Report No. 26, Commission on Elections.

SEPARATE OPINION
NACHURA, J.:
I concur with the well-written ponencia of Justice Antonio T. Carpio.
However, I wish to add a few words to support the proposition that the
inflexible 2% threshold vote required for entitlement by a party-list group to
a seat in the House of Representatives in Republic Act (R.A.) No. 7941 1 is
unconstitutional. This minimum vote requirement fixed at 2% of the total
number of votes cast for the party list system presents an unwarranted
obstacle to the full implementation of Section 5 (2), Article VI, of the
Philippine Constitution. As such, it effectively defeats the declared
constitutional policy, as well as the legislative objective expressed in the
enabling law, to allow the peoples broadest representation in Congress, 2 the
raison detre for the adoption of the party-list system.
Article VI, Section 5 of the 1987 Constitution pertinently provides:
Section 5.
(1) The House of Representatives shall be composed of not more than
two hundred and fifty members, unless otherwise fixed by law, who
shall be elected from legislative districts apportioned among the
provinces, cities, and the Metropolitan Manila area in accordance with
the number of their respective inhabitants, and on the basis of a
uniform and progressive ratio, and those who, as provided by law, shall
be elected through a party-list system of registered national, regional,
and sectoral parties or organizations.
(2) The party-list representatives shall constitute twenty per centum of
the total number of representatives including those under the partylist. For three consecutive terms after the ratification of this
Constitution, one-half of the seats allocated to party-list
representatives shall be filled, as provided by law, by selection or
election from the labor, peasant, urban poor, indigenous cultural
communities, women, youth, and such other sectors as may be
provided by law, except the religious sector.
(3) Each legislative district shall comprise, as far as practicable,
contiguous, compact and adjacent territory. Each city with a population
of at least hundred fifty thousand, or each province, shall have at least
one representative.
(4) Within three years following the return of every census, the
Congress shall make a reapportionment of legislative districts based on
the standards provided in this section.3
This party-list provision in the Constitution intends to open the system 4
of representation by allowing different sectors, parties, organizations and
coalitions to win a legislative seat. It diversifies the membership in the
legislature and "gives genuine power to the people." 5 As aforesaid, the
Constitution desires the peoples widest representation in Congress.

To determine the total number of seats that will be allocated to partylist groups based on the foregoing constitutional provision, this Court, in
Veterans Federation Party v. Commission on Elections,6 declared:
Clearly, the Constitution makes the number of district representatives
the determinant in arriving at the number of seats allocated for party-list
lawmakers, who shall comprise "twenty per centum of the total number of
representatives, including those under the party-list." We thus translate this
legal provision into a mathematical formula, as follows:
No. of district representatives
.80

x .20 = No. of party-list representatives

This formulation means that any increase in the number of district

representatives, as may be provided by law, will necessarily result in a
corresponding increase in the number of party-list seats.
On the basis of this formula, the number of party-list seats is not static;
it could add up to a substantial figure depending on the additional number of
legislative districts which Congress may create. Thus, for instance, the
ponencia states that "since the 14th Congress of the Philippines has 220
district representatives, there are 55 seats available to party-list
representatives," based on the following computation:
220

x .20 = 55

.80

To provide the mechanics for the implementation of the party-list

system, Congress enacted R.A. No. 7941, Section 11 7 of which sets, among
others, the inviolable parameter that a party, sectoral organization or
coalition, must obtain at least two percent (2%) of the total votes cast for the
party-list system in order to claim one seat in the House of Representatives.
This is referred to as the threshold vote, or the minimum vote requirement.
Here lies the crux of its unconstitutionality.
Given this fixed 2% threshold vote, the maximum number of seats in
the House of Representatives which may be occupied by party-list
representatives can never exceed fifty (50), because:
100%
(Total number of votes cast for party-list system)

= 50

2%
In other words, there will never be a situation where the number of
party-list representatives will exceed 50, regardless of the number of district
representatives.
I see a scenario in the future when, because of the inexorable growth
in the countrys population, Congress should see fit to increase the
legislative district seats to 400. If that happens, there would be a

corresponding adjustment in party-list representation that will translate to

100 party-list seats, applying the formula in Veterans Federation Party, viz:
400
.80

x .20 = 100

Yet, by virtue of the rigid 2% threshold requirement, the number of

seats that the political parties, organizations or coalitions registered under
the party-list system could ever aspire for would still be limited to only 50.
This is not an unlikely scenario. Today, a little over eight (8) years after
this Courts decision in Veterans Federation Party, we see that in the 14th
Congress, 55 seats are allocated to party-list representatives, using the
Veterans formula. But that figure (of 55) can never be realized, because the
2% threshold vote requirement makes it mathematically impossible to have
more than 50 seats. After all, the total number of votes cast for the party-list
system can never exceed 100%.
This, to my mind, stigmatizes the 2% minimum vote requirement in
R.A. 7941. A legal provision that poses an insurmountable barrier to the full
implementation and realization of the constitutional provision on the partylist system should be declared void. As Chief Justice Reynato S. Puno says in
his Concurring and Dissenting Opinion, "(W)e should strive to make every
word of the fundamental law operative and avoid rendering some word idle
and nugatory."8
Lest I be misunderstood, I do not advocate doing away completely with
a threshold vote requirement. The need for such a minimum vote
requirement was explained in careful and elaborate detail by Chief Justice
Puno in his separate concurring opinion in Veterans Federation Party. I fully
agree with him that a minimum vote requirement is needed
1. to avoid a situation where the candidate will just use the party-list
system as a fallback position;
2. to discourage nuisance candidates or parties, who are not ready and
whose chances are very low, from participating in the elections;
3. to avoid the reserve seat system by opening up the system;
4. to encourage the marginalized sectors to organize, work hard, and
earn their seats within the system;
5. to enable sectoral representatives to rise to the same majesty as
that of the elected representatives in the legislative body, rather than
owing to some degree their seats in the legislative body either to an
outright constitutional gift or to an appointment by the President of the
Philippines;
6. if no threshold is imposed, this will actually proliferate political party
groups and those who have not really been given by the people
sufficient basis for them to represent their constituents and, in turn,
they will be able to get to the Parliament through the backdoor under
the name of the party-list system; and

7. to ensure that only those with a more or less substantial following

can be represented.9
However, with the burgeoning of the population, the steady increase in
the party-list seat allotment as it keeps pace with the creation of additional
legislative districts, and the foreseeable growth of party-list groups, the fixed
2% vote requirement is no longer viable. It does not adequately respond to
the inevitable changes that come with time; and it is, in fact, inconsistent
with the Constitution, because it prevents the fundamental law from ever
being fully operative.
It is correct to say, and I completely agree with Veterans Federation
Party, that Section 5 (2), Article VI of the Constitution, is not mandatory, that
it merely provides a ceiling for the number of party-list seats in Congress. But
when the enabling law, R.A. 7941, enacted by Congress for the precise
purpose of implementing the constitutional provision, contains a condition
that places the constitutional ceiling completely beyond reach, totally
impossible of realization, then we must strike down the offending condition
as an affront to the fundamental law. This is not simply an inquiry into the
wisdom of the legislative measure; rather it involves the duty of this Court to
ensure that constitutional provisions remain effective at all times. No rule of
statutory construction can save a particular legislative enactment that
renders a constitutional provision inoperative and ineffectual.
In light of the foregoing disquisition, what then do we use as the norm
for a minimum vote requirement to entitle a political party, sectoral
organization or coalition, to a party-list seat in the House of Representatives?
I submit that, until Congress shall have effected an acceptable
amendment to the minimum vote requirement in R.A. 7941, we abide by the
sensible standard of "proportional representation" and adopt a gradually
regressive threshold vote requirement, inversely proportional to the increase
in the number of party-list seats. Thus, at present, considering that there are
55 seats allocated for party-list groups, the formula should be:
100%
(Total number of votes cast for party-list)

= 1.818%

55 party-list seats
The minimum vote requirement will gradually lessen as the number of
party-list seats increases. Accordingly, if the scenario we presented above
should ever come to pass, and there are 100 seats allocated for party-list
groups, then the threshold vote should be 1%, based on the following
computation:
100%
(Total number of votes cast for party-list)

= 1%

100 party-list seats

This is the more logical and equitable formula. It would judiciously
respond to the inevitable changes in the composition of the House of

Representatives; it would open opportunities for the broadest peoples

representation in the House of Representatives; and more importantly, it
would not violate the Constitution.
Time changes and laws change with it. 10 And the Constitution --- must
grow with the society it seeks to re-structure and march apace with the
progress of the race, drawing from the vicissitudes of history the dynamism
and vitality that will keep it, far from being a petrified rule, a pulsing, living
law attuned to the heartbeat of the nation.11
Thus, with respect to the fixed threshold vote of 2% in Section 11 of
R.A. No. 7941, I join the Court in declaring it unconstitutional, since all
enactments inconsistent with the Constitution should be invalidated.12
ANTONIO EDUARDO B. NACHURA
Associate Justice
Footnotes
1
Entitled "AN ACT PROVIDING FOR THE ELECTION OF PARTY-LIST
REPRESENTATIVES THROUGH THE PARTY-LIST SYSTEM, AND APPROPRIATING
FUNDS THEREFOR," approved on March 3, 1995.
2
Section 2, R.A. 7941, provides:
"The State shall promote proportional representation in the election of
representatives to the House of Representatives through a party-list
system of registered national, regional and sectoral parties or
organizations or coalitions thereof, which will enable the Filipino
citizens belonging to the marginalized and underrepresented sectors,
organizations and parties, and who lack well-defined political
constituencies but could contribute to the formulation and enactment
of appropriate legislation that will benefit the nation as a whole, to
become members of the House of Representatives. Towards this end,
the State shall develop and guarantee a full, free and open party
system in order to attain the broadest possible representation of party,
sectoral or group interests in the House of Representatives, by
enhancing their chances to compete for and win seats in the
legislature, and shall provide the simplest scheme possible." (Emphasis
supplied.)
3
Emphasis supplied.
4
Ang Bagong Bayani-OFW Labor Party v. Commission on Elections, G.R. No.
147589, June 26, 2001, 359 SCRA 698, 716.
5
Id. at 717.
6
G.R. No. 136781, October 6, 2000; 342 SCRA 244.
7
In full, the provision reads:
"Section 11. Number of Party-List Representatives. The party-list
representatives shall constitute twenty per centum (20%) of the total
number of the members of the House of Representatives including
those under the party-list.
"For purposes of the May 1998 elections, the first five (5) major
political parties on the basis of party representation in the House of
Representatives at the start of the Tenth Congress of the Philippines
shall not be entitled to participate in the party-list system.
"In determining the allocation of seats for the second vote, the
following procedure shall be observed:
"(a) The parties, organizations, and coalitions shall be ranked
from the highest to the lowest based on the number of votes
they garnered during the elections.

"(b) The parties, organizations, and coalitions receiving at least

two percent (2%) of the total votes cast for the party-list system
shall be entitled to one seat each: Provided, That those garnering
more than two percent (2%) of the votes shall be entitled to
additional seats in proportion to their total number of votes :
Provided, finally, That each party, organization, or coalition shall
be entitled to not more than three (3) seats."
8
Citing Lamborn v. Bell, 20 L.R.A. 241, 18 Colo. 346, 32.
9
Id. at 290.
10
Chavez v. National Housing Authority, G.R. No. 164527, August 15, 2007,
530 SCRA 235, 314-315.
11
Isagani A. Cruz, "A Quintessential Constitution," San Beda Law Journal,
April 1972.
12
Sabio v. Gordon, G.R. No. 174340, October 17, 2006, 504 SCRA 704, 730731.

Republic of the Philippines

SUPREME COURT
Manila
EN BANC
G.R. No. 179271

July 8, 2009

BARANGAY ASSOCIATION FOR NATIONAL ADVANCEMENT AND

TRANSPARENCY (BANAT), Petitioner,
vs.
COMMISSION ON ELECTIONS (sitting as the National Board of
Canvassers), Respondent.
ARTS BUSINESS AND SCIENCE PROFESSIONALS, Intervenor.
AANGAT TAYO, Intervenor.
COALITION OF ASSOCIATIONS OF SENIOR CITIZENS IN THE
PHILIPPINES, INC. (SENIOR CITIZENS), Intervenor.
x - - - - - - - - - - - - - - - - - - - - - - -x
G.R. No. 179295
BAYAN MUNA, ADVOCACY FOR TEACHER EMPOWERMENT THROUGH
ACTION, COOPERATION AND HARMONY TOWARDS EDUCATIONAL
REFORMS, INC., and ABONO, Petitioners,
vs.
COMMISSION ON ELECTIONS, Respondent.
RESOLUTION
CARPIO, J.:
The House of Representatives, represented by Speaker Prospero C.
Nograles, filed a motion for leave to intervene in G.R. Nos. 179271 and
179295. The House of Representatives filed a motion for clarification in
intervention and enumerated the issues for clarification as follows:
A. There are only 219 legislative districts and not 220.
Accordingly, the alloted seats for party-list representation should only
be 54 and not 55. The House of Representatives seeks clarification on
which of the party-list representatives shall be admitted to the Roll of
Members considering that the Court declared as winners 55 party-list
representatives.
B. The House of Representatives wishes to be guided on whether
it should enroll in its Roll of Members the 32 named party-list
representatives enumerated in Table 3 or only such number of
representatives that would complete the 250 member maximum
prescribed by Article VI, Sec. 5(1) of the Constitution. In the event that
it is ordered to admit all 32, will this act not violate the above-cited
Constitutional provision considering that the total members would now
rise to 270.
C. The Court declared as unconstitutional the 2% threshold only
in relation to the distribution of additional seats as found in the second

clause of Section 11(b) of R.A. No. 7941. Yet, it distributed first seats to
party-list groups which did not attain the minimum number of votes
that will entitle them to one seat. Clarification is, therefore, sought
whether the term "additional seats" refer to 2nd and 3rd seats only or
all remaining available seats. Corollary thereto, the House of
Representatives wishes to be clarified whether there is no more
minimum vote requirement to qualify as a party-list representative.
D. For the guidance of the House of Representatives, clarification
is sought as to whether the principle laid down in Veterans that "the
filling up of the allowable seats for party-list representatives is not
mandatory," has been abandoned.1
On the other hand, Armi Jane Roa-Borje (Roa-Borje), third nominee of
Citizens Battle Against Corruption (CIBAC), filed a motion for leave for partial
reconsideration-in-intervention, alleging that:
The Supreme Court, in ruling on the procedure for distribution of seats,
has deprived without due process and in violation of the equal protection
clause, parties with more significant constituencies, such as CIBAC, Gabriela
and APEC, in favor of parties who did not even meet the 2% threshold. 2
Following the Courts Decision of 21 April 2009, the Commission on
Elections (COMELEC) submitted to this Court on 27 April 2009 National Board
of Canvassers (NBC) Resolution No. 09-001. NBC Resolution No. 09-001
updated the data used by this Court in its Decision of 21 April 2009. The total
votes for party-list is now 15,723,764 following the cancellation of the
registration of party-list group Filipinos for Peace, Justice and Progress
Movement (FPJPM). Moreover, the total number of legislative districts is now
219 following the annulment of Muslim Mindanao Autonomy Act No. 201
creating the province of Shariff Kabunsuan. Thus, the percentage and
ranking of the actual winning party-list groups are different from Table 3 of
the Decision in G.R. Nos. 179271 and 179295.
The Number of Members of the House of Representatives
in the 2007 Elections
Section 5(1), Article VI of the 1987 Constitution reads:
The House of Representatives shall be composed of not more than two
hundred and fifty members, unless otherwise fixed by law, who shall be
elected from legislative districts apportioned among the provinces, cities,
and the Metropolitan Manila area in accordance with the number of their
respective inhabitants, and on the basis of a uniform and progressive ratio,
and those who, as provided by law, shall be elected through a party-list
system of registered national, regional, and sectoral parties or organizations.
(Emphasis supplied)
The 1987 Constitution fixes the maximum number of members of the
House of Representatives at 250. However, the 1987 Constitution expressly
allows for an increase in the number of members of the House of
Representatives provided a law is enacted for the purpose. This is clear from
the phrase "unless otherwise provided by law" in Section 5(1), Article VI
of the 1987 Constitution. The Legislature has the option to choose whether
the increase in the number of members of the House of Representatives is
done by piecemeal legislation or by enactment of a law authorizing a general

increase. Legislation that makes piecemeal increases of the number of

district representatives is no less valid than legislation that makes a general
increase.
In 1987, there were only 200 legislative districts. Twenty legislative
districts were added by piecemeal legislation after the ratification of the
1987 Constitution:
Republic
Act

Year Signed Legislative District

into Law

7160

1992

Biliran

7675

1994

Mandaluyong City

7854

1994

Makati (2nd District)

7878

1995

Apayao

7896
7897

and 1995

7926

1995

Muntinlupa City

8470

1998

Compostela Valley

8487

1998

Taguig City (2nd District)

8526

1998

Valenzuela City (2nd District)

1
0

9229

2003

Paraaque (2nd District)

1
1

9230

2003

San Jose del Monte City

1
2

8508
9232

and 1998
2003

1
3

9232

2003

Antipolo (2nd District)

1
4

9269

2004

Zamboanga City (2nd District)

1
5

9355

2006

Dinagat Island

1
6

9357

2006

Sultan Kudarat (2nd District)

1
7

9360

2006

Zamboanga
District)

1
8

9364

2006

Marikina City (2nd District)

1
9

9371

2007

Cagayan de Oro (2nd District)

2
0

9387

2007

Navotas City

Guimaras

and Antipolo (1st District)

Sibugay

(2nd

Thus, for purposes of the 2007 elections, there were only 219 district
representatives. Navotas City became a separate district on 24 June 2007,
more than a month after the 14 May 2007 elections.
The Number of Party-List Seats
in the 2007 Elections
Section 5(2), Article VI of the 1987 Constitution reads in part:
The party-list representatives shall constitute twenty per centum of the
total number of representatives including those under the party-list. x x x
The 1987 Constitution fixes the ratio of party-list representatives to
district representatives. This ratio automatically applies whenever the
number of district representatives is increased by law. The mathematical
formula for determining the number of seats available to party-list
representatives is
Number
of
seats
Number of seats available
available
.
x
= to
to legislative districts
20
party-list representatives
.80
As we stated in our Decision of 21 April 2009, "[t]his formula allows
for the corresponding increase in the number of seats available for
party-list representatives whenever a legislative district is created
by law." Thus, for every four district representatives, the 1987 Constitution
mandates that there shall be one party-list representative. There is no need
for legislation to create an additional party-list seat whenever four additional
legislative districts are created by law. Section 5(2), Article VI of the 1987
Constitution automatically creates such additional party-list seat.
We use the table below to illustrate the relationship between the
number of legislative districts and the number of party-list seats for every
election year after 1987.

Number of
Legislative
Districts

Electio
n Year

Total Number
of Members
Number
of the House
of Partyof
List Seats
Representati
ves

1992

200

50

250

1995

206

51

257

52

261

New Districts:
Biliran
Mandaluyong City
Makati (2nd District)
Apayao
Guimaras
Muntinlupa City
1998

209

New Districts:
Compostela Valley
Taguig City (2nd
District)
Valenzuela City (2nd
District)
2001

209

52

261

2004

214

53

267

54

273

55

275

New Districts:
Paraaque City (2nd
District)
San Jose del Monte
City
Antipolo (1st District)
Antipolo (2nd
District)
Zamboanga City (2nd
District)
2007

219
New Districts:
Dinagat Island
Sultan Kudarat (2nd
District)
Zamboanga Sibugay
(2nd District)
Marikina City (2nd
District)
Cagayan de Oro (2nd
District)

2010

220
New District:
Navotas City
(assuming no
additional districts
are created)

We see that, as early as the election year of 1995, the total number of
members of the House of Representatives is already beyond the initial
maximum of 250 members as fixed in the 1987 Constitution.
Any change in the number of legislative districts brings a
corresponding change in the number of party-list seats. However, the
increase in the number of members of the House of Representatives went
unnoticed as the available seats for party-list representatives have never
been filled up before. As of the oral arguments in G.R. Nos. 179271 and
179295, there were 220 legislative districts. Fifty-five party-list seats were
thus allocated. However, the number of legislative districts was subsequently
reduced to 219 with our ruling on 16 July 2008 declaring void the creation of
the Province of Sharif Kabunsuan.3 Thus, in the 2007 elections, the number of
party-list seats available for distribution should be correspondingly reduced
from 55 to 54.

The filling-up of all available party-list seats is not mandatory. Actual

occupancy of the party-list seats depends on the number of participants in
the party-list election. If only ten parties participated in the 2007 party-list
election, then, despite the availability of 54 seats, the maximum possible
number of occupied party-list seats would only be 30 because of the threeseat cap. In such a case, the three-seat cap prevents the mandatory
allocation of all the 54 available seats.
Under Section 11(b) of R.A. No. 7941, garnering 2% of the total votes
cast guarantees a party one seat. This 2% threshold for the first round of
seat allocation does not violate any provision of the 1987 Constitution. Thus,
the Court upholds this 2% threshold for the guaranteed seats as a valid
exercise of legislative power.
In the second round allocation of additional seats, there is no minimum
vote requirement to obtain a party-list seat because the Court has struck
down the application of the 2% threshold in the allocation of additional seats.
Specifically, the provision in Section 11(b) of the Party-List Act stating that
"those garnering more than two percent (2%) of the votes shall be entitled to
additional seats in the proportion to their total number of votes" can no
longer be given any effect. Otherwise, the 20 percent party-list seats in the
total membership of the House of Representatives as provided in the 1987
Constitution will mathematically be impossible to fill up.
However, a party-list organization has to obtain a sufficient number of
votes to gain a seat in the second round of seat allocation. What is deemed a
sufficient number of votes is dependent upon the circumstances of each
election, such as the number of participating parties, the number of available
party-list seats, and the number of parties with guaranteed seats received in
the first round of seat allocation. To continue the example above, if only ten
parties participated in the 2007 party-list election and each party received
only one thousand votes, then each of the ten parties would receive 10% of
the votes cast. All are guaranteed one seat, and are further entitled to
receive two more seats in the second round of seat allocation.
Similarly, a presidential candidate may win the elections even if he
receives only one thousand votes as long as all his opponents receive less
than one thousand votes. A winning presidential candidate only needs to
receive more votes than his opponents. The same policy applies in every
election to public office, from the presidential to the barangay level. Except
for the guaranteed party-list seat, there is no minimum vote requirement
before a candidate in any election, for any elective office, can be proclaimed
the winner. Of course, the winning candidate must receive at least one vote,
assuming he has no opponents or all his opponents do not receive a single
vote.
In the absence of a minimum vote requirement in the second round of
party-list seat allocation, there is no need to belabor the disparity between
the votes obtained by the first and last ranked winning parties in the 2007
party-list elections. In the same manner, no one belabors the disparity
between the votes obtained by the highest and lowest ranked winners in the
senatorial elections. However, for those interested in comparing the votes
received by party-list representatives vis-a-vis the votes received by district
representatives, the 162,678 votes cast in favor of TUCP, the last party to
obtain a party-list seat, is significantly higher than the votes received by 214
of the 218 elected district representatives.4

The Actual Number of Party-List Representatives

in the 2007 Elections
The data used in Table 3 of our Decision promulgated on 21 April 2009
was based on the submissions of the parties. We used the figures from PartyList Canvass Report No. 32, as of 6:00 p.m. of 31 August 2007. The NBC
issued NBC Report No. 33 on 11 June 2008, updating the 31 August 2007
report. The parties did not furnish this Court with a copy of NBC
Report No. 33. In any case, we stated in the dispositive portion of our
Decision that "[t]he allocation of additional seats under the Party-List System
shall be in accordance with the procedure used in Table 3 of this decision."
Party-List Canvass Report No. 32 is not part of the procedure.1avvphi1
The computation of the COMELEC in NBC No. 09-001 applying the
procedure laid down in our Decision requires correction for purposes of
accuracy. Instead of multiplying the percentage of votes garnered over the
total votes for party-list by 36, the COMELEC multiplied the percentage by
37. Thirty-six is the proper multiplier as it is the difference between 54, the
number of available party-list seats, and 18, the number of guaranteed
seats. Only the figures in column (C) are affected. The allocation of seats
to the winning party-list organizations, however, remains the same
as in NBC No. 09-001. Our modification of the COMELECs computation in
NBC No. 09-001 is shown below:
Votes
Garnered
over
Votes
Total
Garnere
Votes for
d
Party
List, in %
(A)

Guarante
ed
Seat
(First
Round)
(B)

Addition
al
Seats
(Second
Round)
(C)

(B) plus
(C), in
whole
integer
s
(D)

Applyin
g
the
three
seat
cap
(E)

Ran
k

Party

BUHAY

1,169,33 7.44%
8

2.68

N.A.

BAYAN
MUNA

979,189

6.23%

2.24

N.A.

CIBAC

755,735

4.81%

1.73

N.A.

GABRIELA

621,266

3.95%

1.42

N.A.

APEC

619,733

3.94%

1.42

N.A.

A Teacher

490,853

3.12%

1.12

N.A.

AKBAYAN

466,448

2.97%

1.07

N.A.

85

ALAGAD

423,165

2.69%

N.A.

COOPNATCCO

409,987

2.61%

N.A.

10

BUTIL

409,168

2.60%

N.A.

11

BATAS

385,956

2.45%

N.A.

12

ARC

374,349

2.38%

N.A.

13

ANAKPAWI

370,323

2.36%

N.A.

S
14

AMIN

347,527

2.21%

N.A.

15

ABONO

340,002

2.16%

N.A.

16

YACAP

331,623

2.11%

N.A.

17

AGAP

328,814

2.09%

N.A.

18

AN WARAY

321,516

2.04%

N.A.

19

UNI-MAD

251,804

1.60%

N.A.

20

ABS

235,152

1.50%

N.A.

21

ALIF

229,267

1.46%

N.A.

22

KAKUSA

229,036

1.46%

N.A.

23

KABATAAN

228,700

1.45%

N.A.

24

ABA-AKO

219,363

1.40%

N.A.

25

SENIOR
CITIZENS

213,095

1.36%

N.A.

26

AT

200,030

1.27%

N.A.

27

VFP

196,358

1.25%

N.A.

28

ANAD

188,573

1.20%

N.A.

29

BANAT

177,068

1.13%

N.A.

30

ANG
170,594
KASANGGA

1.08%

N.A.

31

BANTAY

169,869

1.08%

N.A.

32

ABAKADA

166,897

1.06%

N.A.

33

1-UTAK

165,012

1.05%

N.A.

34

TUCP

162,678

1.03%

N.A.

35

COCOFED

156,007

0.99%

N.A.

Total

18

54

Bagong Alyansang Tagapagtaguyod ng Adhikaing Sambayanan (BATAS)

and Ang Laban ng Indiginong Filipino (ALIF) both have pending cases before
the COMELEC. The COMELEC correctly deferred the proclamation of both
BATAS and ALIF as the outcome of their cases may affect the final
composition of party-list representatives. The computation and allocation of
seats may still be modified in the event that the COMELEC decides against
BATAS and/or ALIF.
To address Roa-Borjes motion for partial reconsideration-inintervention and for purposes of computing the results in future party-list
elections, we reiterate that in the second step of the second round of seat
allocation, the preference in the distribution of seats should be in accordance
with the higher percentage and higher rank, without limiting the distribution
to parties receiving two-percent of the votes. 6 To limit the distribution of
seats to the two-percenters would mathematically prevent the filling up of all
the available party-list seats.

In the table above, CIBAC cannot claim a third seat from the seat
allocated to TUCP, the last ranked party allocated with a seat. CIBAC's 2.81%
(from the percentage of 4.81% less the 2% for its guaranteed seat) has a
lower fractional seat value after the allocation of its second seat compared to
TUCP's 1.03%. CIBAC's fractional seat after receiving two seats is only 0.03
compared to TUCP's 0.38 fractional seat. Multiplying CIBAC's 2.81% by 37,
the additional seats for distribution in the second round, gives 1.03 seat,
leaving 0.03 fractional seat. Multiplying TUCP's 1.03% by 37 gives a
fractional seat of 0.38, higher than CIBAC's fractional seat of 0.03. The
fractional seats become material only in the second step of the second round
of seat allocation to determine the ranking of parties. Thus, for purposes of
the second step in the second round of seat allocation, 7 TUCP has a higher
rank than CIBAC.
Roa-Borjes position stems from the perceived need for absolute
proportionality in the allocation of party-list seats. However, the 1987
Constitution does not require absolute proportionality in the allocation of
party-list seats. Section 5(1), Article VI of the 1987 Constitution provides:
(1) The House of Representatives shall be composed of not more than
two hundred and fifty members, unless otherwise fixed by law, who shall be
elected from legislative districts apportioned among the provinces,
cities, and the Metropolitan Manila area in accordance with the
number of their respective inhabitants, and on the basis of a
uniform and progressive ratio, and those who, as provided by law, shall
be elected through a party-list system of registered national, regional, and
sectoral parties and organizations. (Boldfacing and italicization supplied)
The phrase "legislative districts apportioned among the provinces,
cities, and the Metropolitan Manila area in accordance with the number of
their respective inhabitants, and on the basis of a uniform and progressive
ratio" in Section 5(1) of Article VI requires that legislative districts shall be
apportioned according to proportional representation. However, this principle
of proportional representation applies only to legislative districts, not to
the party-list system. The allocation of seats under the party-list system is
governed by the last phrase of Section 5(1), which states that the party-list
representatives shall be "those who, as provided by law, shall be
elected through a party-list system," giving the Legislature wide
discretion in formulating the allocation of party-list seats. Clearly, there is no
constitutional requirement for absolute proportional representation in the
allocation of party-list seats in the House of Representatives.
Section 2, on Declaration of Policy, of R.A. No. 7941 provides that the
"State shall promote proportional representation in the election of
representatives to the House of Representatives through a party-list system
of registered national, regional and sectoral parties or organizations or
coalitions thereof x x x." However, this proportional representation in Section
2 is qualified by Section 11(b)8 of the same law which mandates a threeseat cap, which is intended to bar any single party-list organization from
dominating the party-list system. Section 11(b) also qualifies this
proportional representation by imposing a two percent cut-off for those
entitled to the guaranteed seats. These statutory qualifications are valid
because they do not violate the Constitution, which does not require
absolute proportional representation for the party-list system.

To summarize, there are four parameters in a Philippine-style party-list

election system:
1. Twenty percent of the total number of the membership of the
House of Representatives is the maximum number of seats available to
party-list organizations, such that there is automatically one party-list
seat for every four existing legislative districts.
2. Garnering two percent of the total votes cast in the party-list
elections guarantees a party-list organization one seat. The guaranteed
seats shall be distributed in a first round of seat allocation to parties
receiving at least two percent of the total party-list votes.
3. The additional seats, that is, the remaining seats after
allocation of the guaranteed seats, shall be distributed to the party-list
organizations including those that received less than two percent of
the total votes. The continued operation of the two percent threshold
as it applies to the allocation of the additional seats is now
unconstitutional because this threshold mathematically and physically
prevents the filling up of the available party-list seats. The additional
seats shall be distributed to the parties in a second round of seat
allocation according to the two-step procedure laid down in the
Decision of 21 April 2009 as clarified in this Resolution.
4. The three-seat cap is constitutional. The three-seat cap is
intended by the Legislature to prevent any party from dominating the
party-list system. There is no violation of the Constitution because the
1987 Constitution does not require absolute proportionality for the
party-list system. The well-settled rule is that courts will not question
the wisdom of the Legislature as long as it is not violative of the
Constitution.
These four parameters allow the mathematical and practical fulfillment
of the Constitutional provision that party-list representatives shall comprise
twenty percent of the members of the House of Representatives. At the same
time, these four parameters uphold as much as possible the Party-List Act,
striking down only that provision of the Party-List Act that could not be
reconciled anymore with the 1987 Constitution.
WHEREFORE, the Courts Decision of 21 April 2009 in the present
case is clarified accordingly.
SO ORDERED.
ANTONIO T. CARPIO
Associate Justice
WE CONCUR:
REYNATO S. PUNO
Chief Justice
LEONARDO A. QUISUMBING
Associate Justice

CONSUELO
SANTIAGO
Associate Justice

YNARES-

RENATO
C.
Associate Justice

CORONA

CONCHITA CARPIO MORALES

Associate Justice

MINITA V. CHICO-NAZARIO
Associate Justice

PRESBITERO J. VELASCO, JR.

Associate Justice

ANTONIO
EDUARDO
NACHURA
Associate Justice

ARTURO
D.
Associate Justice

BRION

DIOSDADO
M.
Associate Justice

PERALTA

B.

TERESITA J. LEONARDO-DE
CASTRO
Associate Justice
LUCAS P. BERSAMIN
Associate Justice

CERTIFICATION
Pursuant to Section 13, Article VIII of the Constitution, I certify that the
conclusions in the above Resolution had been reached in consultation before
the case was assigned to the writer of the opinion of the Court.
REYNATO S. PUNO
Chief Justice
Footnotes
1

Urgent Motion for Clarification in Intervention, pp. 6-17.

Motion for Partial Reconsideration-in-Intervention, p. 11.
3
Bai Sandra S.A. Sema v. Commission on Elections, et al., G.R. Nos.
177597 & 178628, 16 July 2008, 558 SCRA 700.
4
Rollo (G.R. No. 179271), pp. 1148-1163.
5
The product of the percentage and the remaining available seats of
all parties ranked eight and below is less than one.
6
In our Decision of 21 April 2009, we stated: "[W]e do not limit our
allocation of additional seats in Table 3 below to the two-percenters.
The percentage of votes garnered by each party-list candidate is
arrived at by dividing the number of votes garnered by each party by
15,950,900 [now 15,723,764], the total number of votes cast for partylist candidates. There are two steps in the second round of seat
allocation. First, the percentage is multiplied by the remaining
available seats, 38 [now 37], which is the difference between the 55
[now 54] maximum seats reserved under the Party-List System and the
17 guaranteed seats of the two-percenters. The whole integer of the
product of the percentage and of the remaining available seats
corresponds to a partys share in the remaining available seats.
Second, we assign one party-list seat to each of the parties next in
rank until all available seats are completely distributed. We distributed
all of the remaining 38 [now 37] seats in the second round of seat
allocation. Finally, we apply the three-seat cap to determine the
number of seats each qualified party-list candidate is entitled."
7
Id.
8
SECTION 11. Number of Party-List Representatives. The party-list
representatives shall constitute twenty per centum (20%) of the total
2

number of the members of the House of Representatives including

those under the party-list.
xxx
In determining the allocation of seats for the second vote, the following
procedure shall be observed:
(a) The parties, organizations, and coalitions shall be ranked from the
highest to the lowest based on the number of votes they garnered
during the elections.
(b) The parties, organizations, and coalitions receiving at least
two percent (2%) of the total votes cast for the party-list
system shall be entitled to one seat each: Provided, That those
garnering more than two percent (2%) of the votes shall be
entitled to additional seats in proportion to their total number
of votes: Provided, finally, That each party, organization, or
coalition shall be entitled to not more than three (3) seats.
(Emphasis supplied)

SEPARATE OPINION
NACHURA, J.:
This will clarify my position in these consolidated cases.
I concurred in the April 24, 2009 ponencia of the Honorable Justice
Antonio T. Carpio subject to my submission that Section 11, 1 Republic Act No.
79412 or the Party-List System Act, insofar as it requires a two percent (2%)
threshold vote to entitle a party, sectoral organization or coalition to a seat in
the House of Representatives under the party-list system, is unconstitutional.
As explained in my Separate Opinion, the 2% minimum vote requirement
poses an insurmountable barrier to the full implementation of Section 5 (2),
Article VI of the Philippine Constitution.
My advocacy, however, does not extend to the complete disregard of a
threshold vote. I expressed full agreement with [now Chief] Justice Reynato
S. Puno who, in his Separate Concurring Opinion in Veterans Federation Party
v. Commission on Elections,3 validated the need for a minimum vote
requirement, in order
1. to avaoid a situation where the candidate will just use the party-list
system as a fallback position;
2. to discourage nuisance candidates or parties, who are not ready and
whose chances are very low, from participating in the elections;
3. to avoid the reserve seat system from opening up the system;
4. to encourage the marginalized sectors to organize, work hard and
earn their seats within the system;
5. to enable sectoral representatives to rise to the same majesty as
that of the elective representatives in the legislative body, rather than
owing to some degree their seats in the legislative body either to an
outright constitutional gift or to an appointment by the President of the
Philippines;
6. if no threshold is imposed, this will actually proliferate political party
groups and those who have not really been given by the people
sufficient basis for them to represent their constituents and, in turn,
they will be able to get to the Parliament through the backdoor under
the name of the party-list system; and
7. to ensure that only those with a more or less substantial following
can be represented.4
Thus, we proposed that, until Congress shall have effected an
acceptable amendment to Section 11, R.A. 7941, we should abide by the
sensible standard of "proportional representation" and adopt a gradually
regressive threshold vote requirement, inversely proportional to the increase
in the number of party-list seats. Expressed differently, we do not propose
that Section 11 or a paragraph thereof be scrapped for being
unconstitutional. It is only the ratio of 2% that we find as unconstitutional
the steady increase in the party-list seat allotment as it keeps pace with the
creation of additional legislative districts, and the foreseeable growth of

party-list groups, the fixed 2% vote requirement/ratio is no longer viable. It

does not adequately respond to the inevitable changes that come with time;
and it is, in fact, inconsistent with the Constitution, because it prevents the
fundamental law from ever being fully operative.
Obviously, the ponencia did not fully accept our submission. It declared
as unconstitutional the 2% threshold vote only with respect to the second
round of allocating party-list seats (on the additional seats); it continued to
apply the 2% minimum vote requirement for entitlement to a seat under the
first round of allocation (on the guaranteed seats). This, clearly, was not the
intent of our modified concurrence to the ponencia, as expressed in our
Separate Opinion.
As expressed in that opinion, the formula which must be adopted
scrapping only the 2% ratio but still adopting a threshold vote requirement,
is as follows:
100%
(Total number of votes cast for party-list)

1.8518%

54 party-list seats (as clarified)

Clearly, the minimum vote requirement will gradually lessen as the
number of party-list seats increases. Thus, in a scenario in which there are
100 party-list seats, the threshold vote is computed as follows:
100%
(Total number of votes cast for party-list)

1%

100 party-list seats

This is the more logical and equitable formula. It would judiciously
respond to the inevitable changes in the composition of the House of
Representatives; it would open opportunities for the broadest peoples
representation in the House of Representatives; and more importantly, it
would not violate the Constitution. Moreover, the threshold vote requirement,
as enacted by Congress and as validated by this Court in Veterans, is
maintained.
Additionally, the formula will not be discriminatory as it will not only
apply in the first round of allocation of seats, but will also be applicable in the
second round. While I do not wish to belabor the point, the erroneous
application by the ponencia of a threshold vote (2%) in the first round of
allocation of seats, and its disregard in the second round, might cause an
unintended transgression of the equal protection clause, which requires that
all persons or things similarly situated should be treated alike, both as to the
rights conferred and responsibilities imposed.5
Thus, as I have expressed before, with respect to the fixed threshold
vote of 2% (only the ratio) in Section 11 of R.A. No. 7941, I join the Court in
declaring it unconstitutional, since all enactments inconsistent with the
Constitution should be invalidated.
ANTONIO EDUARDO B. NACHURA
Associate Justice

Footnotes
1

The provision reads in full:

Section 11. Number of Party-List Representatives. The party-list
representatives shall constitute twenty per centum (20%) of the total
number of the members of the House of Representatives including
those under the party-list.
For purposes of the May 1998 elections, the first five (5) major political
parties on the basis of party representation in the House of
Representatives at the start of the Tenth Congress of the Philippines
shall not be entitled to participate in the party-list system.
In determining the allocation of seats for the second vote, the following
procedure shall be observed:
(a) The parties, organizations, and coalitions shall be ranked from the
highest to the lowest based on the number of votes they garnered
during the elections.
(b) The parties, organizations, and coalitions receiving at least two
percent (2%) of the total votes cast for the party-list system shall be
entitled to one seat each: Provided, That those garnering more than
two percent (2%) of the votes shall be entitled to additional seats in
proportion to their total number of votes: Provided, finally, That each
party, organization, or coalition shall be entitled to not more than three
(3) seats. [Emphasis supplied]
2
Entitled "AN ACT PROVIDING FOR THE ELECTION OF PARTY-LIST
REPRESENTATIVES THROUGH THE PARTY-LIST SYSTEM, AND APPROPRIATING
FUNDS THEREFOR"; approved on March 3, 1995.
3
G.R. No. 136781, October 6, 2000; 342 SCRA 244.
4
Id. at 290.
5
Philippine Judges Association v. Prado, supra note 11, at 711-712.