Professional Documents
Culture Documents
Author(s): W. S. Heckscher
Source: Journal of the Warburg Institute, Vol. 1, No. 3 (Jan., 1938), pp. 204-220
Published by: The Warburg Institute
Stable URL: http://www.jstor.org/stable/750006
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T hearemost
obvious
of relics
Antiquity
in mediaeval setting
the ancient
gems examples
and precious stones
which, of
in spite
of their pagan
Excavations and Researches in the Middle Ages, pp. 14-24, 98-105, 191-203, E. Babelon,
Archaologia XXX, 1844, PP. 438-457, G. La gravure en pierres fines : Camies et intailles,
Zappert, Ueber Antiquitdtenfunde im Mittelalter,Paris 1894, chapters I, II, VII. Furtwaingler,
Sitzungsberichte der k. Akademie der Wissen- Die antiken Gemmen, 1900, III, p. 373 ff.,
schaften, hist. philos. Classe, IV, Vienna 185o, H. Leclercq, "Gemmes" (Cabrol-Leclercq's
pp. 752-798. Ch. Roach Smith, Collectanea Dictionnaire d'Archeologie Chritienne), 1924.
Antiqua IV, (London I86o ff.) pp. 65-79 andG. E. Pazaurek, Glas-und Gemmenschnitt im
VI, p. 200, C. W. King, Antique Gems, etc.,ersten Jahrtausend, Belvedere II, i, 1932, p. I2.
204
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structions all available accounts of events from the creation of the world
down to their own present, political history to them meant first of all Roma
post-Republican history. This helps to explain the relative ease with whi
Christus veniret in carnem. Unde vera religio, quae jam erat, coep
appellari Christiana."'
assumed that the sympathy with these ideas represents but a small unde
current of thought and was confined to a few 'mediaeval humanists' whos
endeavour it was to extol the values of the pagan era-values which cou
only be reached by the pathways of heresy. The idea of concordanc
however, was quite common and anything but heretical, as it went in th
wake of dogmatic tenets held by the Church. To show this, it will suffi
to refer to the mediaeval idea of a 'final realm' in which all earthly occurrenc
and depicted by St. Augustine as the 'City of God' on earth, was expecte
to last until the arrival of the Antichrist ; that is, until the end of the world
brought peace to the world in that he put an end to the civil wars. It w
Christ's birth that had simultaneously given spiritual peace to "all men o
good will" (Luke ii, I4). This formula, essentially Augustinian, still rin
m Beatrice's promise to Dante :
E sarai meco senza fine cive
Even in the elaborate writings of the later Middle Ages all 'historic
constructions (by men like Otto of Freising) were meant to support the o
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eo6 W. S. HECKSCHER
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was to play an important part in the rites with which some 150 years la
Cola di Rienzo celebrated his coronation. In the twelfth century it failed
impress the German Emperors. Konrad III was never crowned, while Fred
Barbarossa declined the alliance repeatedly offered to him by the Sena
house, was not incited by vain love of glory, when he built it, but that he d
it Romae veterem renovare decorem."' One could imagine, though this is me
an idle play of thought, that this man Nicolaus, who was neither cleric
taken from Roman ideology. The man who built the brick tower
Ponte Rotto may have been incited by similar prospects and ideals.
highest degree of resignation, and at the same time the most sweeping
round' view of what Roman and pagan Antiquity may have meant in
Middle Ages, is found in the often discussed Roma and Item de Roma of the c
Hildebert of Lavardin (died 1133) who was a pessimist in matters of renovati
This pessimism, no less than the pragmatic optimism of the politician
rooted in the principium unitatis. The eventual goal of the mediaeval str
for unity was peace: PAx. It had been brought into existence with
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208
W.
St.
S.
HECKSCHER
Augustine
as
tranquillitas
summum
ordinis
bonum
(xx,
I3).
regno
Christi
crescente
regnum
jacent,
neforte
personified
dated
state,
diruta
meus
spem
Roma,
but
pulso.
ponat
in
representing
finds
consolation
Hildebert
makes
impress
the
beholder
with
hi
Two
facts
emerge
from
this
la
reshape
(2)
It
them
is
in
the
their
vision
original
of
this
fo
or
Ottonis
geschichtsphilosoph
Episc. Die
Frisingensis
Chronica
Ottos
duabus Weltanschauung
ciuitatibus, Liber
IV, ?
Hofineister, Mon.
Germ. SS. RR.
und Darstellungen
ausG
d
Historia
A.
IrI2,
p.
de
I9I.)
Heft 2 and
Fr
Cf. IV,
in general
J. 3),
Schm
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The mediaeval 'humanists,' because they lamented the fall of Rome, have
often enough been hailed as predecessors of the Renaissance. This is misleading. For it was only with the dawn of new historical theories, when the
scholastic thought began to fade, that the idea of distance could become fata
to that of continuity. The new nostalgia was no longer dependent upon th
belief in a pre-ordained eschatology, but was nourished by the emotion of
historical sentiment, under the spell of which the fall of great cities began
to assume the glamour of an individual destiny.
No trace of this 'individualism' of fate is found in the mediaeval conception of the goddess Fortuna who bridges the gulf between the permanent
order of the eternal world and the changing order of the temporal.2 She
held responsible for all features of earthly debility, which she imparted a
a blind but righteous instrument of divine Providence. Whatever seemed
Merrifield and Ilg). A. Giry, who com- says (Cons. Philos., IV, 6 :) "Fato (i.e.
mented upon the ms. (Notice sur un traiti duFortuna) vero haec ipsa quae disposuit
Itudes, 35 ieme fascicule, Paris, 1878, pp. 20o9The same idea in Dante (Div. Comm., Inferno
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210o W. S. HECKSCHER
ominous call of the owl which foretells disaster. Fruitful trees are
splendour of silver, gems and gold, crowns the summit of the rock, the o
consisting of squalid material (vili materie), is about to tumble down the sl
in ruins.1
covering some of the reasons why the mediaeval interest in relics of the Antique
was so strongly specialized on gems and stones. What the mediaeval mind
idyllic union between the efforts of man and the impersonal forces of nature.
The mediaeval view will not allow of such pleasant mingling of opposites. It
conceives the universe as a static order in which each thing is well established
and ranked, according to the divine plan. Such a system rejects anything
that has forsaken the form originally assigned to it. A palace, to the mediaeval
mansio."
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flawless form ; but never can they lead up into another stage of existence in
which the object concerned might claim a new significance and a beauty
of its own. To my knowledge there is in mediaeval literature no collective
noun which has the range of our term 'ruin'.
In the Distinctiones Dictionum, the etymological and moralistic dictionary
which Alanus of Lille wrote in the second half of the twelfth century,1 we
find under frangere in the first place: proprie dividere signat humiliare unde
Prudentius in Psychomachia : frangit Deus omne superbum. And St. Thomas,
in his famous definition of the beautiful postulates that there be: primo
quidem integritas sive perfectio ; quae enim diminuta sunt, hoc ipso turpa sunt -"in
the first place integrity or perfection : things impaired are ugly for that very
reason."
formed intact units in themselves. Our P1. 28d shows, for example, the
Fall of Babylon as represented in a Beatus manuscript of the Cathedral of
Burgo de Osma, dating from the end of the eleventh century.3' In the uppe
half of the miniature we see people tumbling down and in their fall hanging
on to such entire units as columns and arches. The actual outlines of those
kings. From above the angel is coming down and a hand holding
this is stressed by the people to the left, who have fled from the city. But no
reason for 'overturning' the city can be found in the actual text. The art
probably associated, by way of concordance, the passage from Isaiah (xiii,
2 Ed. Migne, Patr. Lat. 210, col. 798. fol. 7 (cf. M. R. James, The Trinity College
2 Summa Theol., I, q. 39, a. 8.
Apocalypse, London 190gog9, pp. 27 and 30).
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212
W.
S.
HECKSCHER
was
sign.
found.
sicut s
literary
Destruction
wa
demand
is
colour
of the
"clarity,
that
for
for
on
claritas
that
unde
account
all
The
same
apocalyptic
vision
Bernard,
of
whom
tradit
1 "Nam ad pulchritudinem
tria
"mystica seu moralis applicatio" of the twelfth
untur. Primo quidem
century (attributed to
integritas
Marbod of Rennes)
s
fectio
quae
which deals
'moraliter' with the twelve
enim
diminuta
sunt,
Parisiis, 1667, p. 137) chapter XI : "Ponunhave probably drawn the number twelve
tur dehinc in ecclesia gemmatae non coronae,
from the symbolism of the twelve precious
sed rotae, circumseptae lampadibus, sed non
stones in the vestis sancta Aaron (Exodus
minus fulgentes insertis lapidibus; cernimus
xxviii, 21) (cf. Alfred Doren, Wunschrdume
et pro candelabris arbores quasdam erectas,
und Wunschzeiten, in: Vortrdge der Bibl. War-
virtues of precious stones; so e.g., in theFor the number twelve ibid., pp. 66-7.
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28
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objections reveal his sensibility to the oblectamenta corporea, through which the
examples.
III
his stables." 6 The alternative sounds funny only as long as one assum
that his stables contained just a few horses or cows, but there c
be no doubt that all sorts of rare and precious breeds were kept in them
that the pleasure and pride he felt in looking at these more or less fabulo
specimens could be justly considered by him as equivalent to the enjoym
he derived from the jewels in his treasury. A sense of power and glory
conveyed to the possessor of these useless and-literally-far-fetched thing
and the Church, as the chosen administrator of marvels in this world a
the next, naturally vied with the secular potentates in the ambition to displa
magischen
x "Quoniam audivimus, a primis fere
5 Sidon.
Middle Ages and the Renaissance, Oxford, 1922,
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214 W. S. HECKSCHER
root of many a standard of economic values lies a magical atavism, a superstition, which happens to be calculable in economic terms because in a given
state of society it is in common to the majority of human beings. Of that
nature is the love of precious stones, and to account for it by economic arguments alone is to put the cart before the horse. The accumulation of treasures,
The use of amulets brings us one step nearer to our problem. For here
it is not only the stone by itself but the sign engraved on it, which is supposed
to have magical power. These signs are of purely pagan origin, but the
mediaeval practitioners, who believed in their virtue, were able to blend their
whoever owns it will be so rich in wisdom and grace that nobody shall be able
to resist him." Then the language becomes Christian: "gratus erit Deo
soldier by the name of Severus discovers a (Early English Text Society, No. 90o).
hidden treasure in a field near Via Salaria
For the French tradition: L. Pannier,
Les Lapidaires franfais, Bibliothique de I'icole
while ploughing with a cow. He immediately
kills the animal and fills its belly withdes
thehautes Itudes. Sciences hist. et philol.
spoil "which God had made known to 52,
himI882. Furthermore R. Creutz, Hilde-
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own portrait. In the first two stages, he still felt the need of invoki
power superior to himself, and the engraving of the Sphinx might be
pared-mutatis mutandis-to the figure of Mercury in our mediaeval tr
recipiant
effectum virtutum quas eis te
Die Entwicklung des menschlichen Bildnisses,
I)
Leipzig, I928, i, p. 23.
Siegel").
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216
W.
S.
HECKSCHER
that
Jupiter's
image
was
taken
lo
"Jesus
autem
beginning
of
transiens
the
per
Gospel
of
surnamed
"the
son
of
thunde
adaptation.'
IV
We shall see that both forms merge into each other by imperceptible
degrees.
Of the first, the most impressive example is tlie famous 'eagle vase' of
Sugerius, abbott of St. Denis, which is now preserved in the Louvre (P1. 29a).
It is inscribed around the lip with a dedication of Sugerius to his church,
and there can be no doubt that it was made under his supervision.3 The
wings, claws, neck and head, of gilded silver, enshrine the antique (in this
case probably Egyptian) core which is treated as a delicate treasure. We
may take this as a typical instance of a purely 'additive' procedure which
clearly expresses the reverence for the antique unit by leaving it intact;
adaptavimus is the term used by Suger himself, while the creative act proper
356-67.
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Ar;
V7.
,?a
?Ir
4A
1A
JAI
-~i
a-"Eagle
Vase"
(P. 217)
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b
of
30
rr
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Sk
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astical setting, in accordance with the principles of the honestum and dec
Mathilda cross' of the cathedral of Essen shows on the left (Pl. 3oa, b
enamel figure of the Sun, lamenting over the death of Christ, and nex
a translucent antique gem with the nude figure of a youth. On the rig
the figure of the Moon, also lamenting, and next to it again an antique
All these figures face the bronze sculpture of the crucified Christ.s
The attention paid to these inserted gems was so great' that we find
reproduced in a Carolingian miniature painting as parts of the decor
is urgently needed.
precious material, marble, porphyry, serpen-
4 The few examples which we quote in thisdates the alterations in the eleventh century.
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ea8 W. S. HECKSCHER
the clerics, i.e. the literati of this time, were familiar with the classical story.'
So there can be no doubt that they understood the scene. It is not impossible that they placed upon it an Interpretatio Christiana. In the 'spiritual
sense' of the exegetical writers, who admitted Danaei as a symbol of the
immaculate conception, the union of Leda with the swan might well be
interpreted as a scene foreshadowing the union of the Virgin with the Holy
Ghost. There is a somewhat remote passage in the writings of Valentius
No. 27; according to Babelon the inten-shows its author to be a thoroughly welltional alterations of this gem as well asinformed man.
the inscription in Hebrew, are the work of 5 On the Use of Antique Gems, op. cit., pp.
pierres gravies, op. cit., p. Ioo) mentions-- 6There were strong objections to the
without further reference-"Alpheus and
use of mythological subjects throughout the
Arethusa as Adam and Eve." G. Rodenwaldt
Middle Ages. Clement of Alexandria e.g.,
(Archdologischer Anzeiger. Beiblatt zum Jahrbuch
inveighed against those who had their signet
seated figure for that of the Virgin in the solatio, I, v), shows a certain aversion to the
avaritia of those who collect gold and gems
(cf. his description of the blissful aboriginal
2 S. Reinach, Lidda sur un sceau ecdclsiastique,
state of mankind : ibid. II, v (versifiRevue Archdologique, VI, 1918, p. 219 (with
catio). We can only hint, however, at these
illustr.).
instances, as the problems connected with
3 C. W. King, On the Use of Antique Gems,
the animosity against precious stones and
op. cit., p. 124, note 7. Ch. Roach Smith,
pagan intagli would exceed the limits of our
Collectanea antiqua, IV, 1857, No. 8 (illustr.
study. Cf. C. Babington's article "Rings"
plate xix).
scene of the Annunciation.
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~"?r'~-
1"
a,: 3?-?
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and the Virgin Mary. An antique cameo was used not only for the vanquished lion, but also for the head of the King. The force which overcame
and destroyed the old glamour was also the force which preserved it.
There is actual evidence that both forces could be combined in the
activities of one person. The same Sugerius of Saint Denis who had taken
such pains to preserve the intactness of the ancient stone of his 'eagle vas
has left a record of a monumental project of 'adaptation by destraction'. I
his Liber de Consecratione which describes the various stages in the reconstru
Burckhardt, Die Kunstdenkmaler des KantonsMiInster in Essen, op. cit., fig. 48). A peculiar
crown, erroneously taken for that of Richard 5 Ed. J. von Schlosser, Quellenbuch, op. cit.,
of Cornwall, has a beautiful Medusa cameop. 283 if.
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220
W.
S.
HECKSCHER
remembered
in
the
the
'palace'
beautiful
of
colum
Diocletian.
out
his
plan,
it
would
undoub
lessness.
of
the
few
exceptions
is
the
Sugerius'
procedure
in
the
lig
the
Church
of
pictorial,
in
St.
Denis.
The
and
1
the
pattern
of
Epistola,
Jaff6
Delphic
Maxims
No. (The
167 (anno
I 49)
; ed
Illinois,
Bibliotheca
RR. 1929),
Germ.,whic
op.
to our
passage.
Cf. E. G.refer
Wilkins'
comprehe
in:
p. 287.
study on
the
afterlife
of
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yv&Oe
ac