DSP BlackRock Micro Cap Fund

FUND MANAGER
Vinit Sambre
Total work experience of 16 years.
Managing this Scheme since June
2010.
Jay Kothari (Dedicated fund
manager for overseas investment)
Total work experience of 13 years.
Managing this Scheme since March
2013.

INVESTMENT OBJECTIVE
An open ended diversied
equity growth scheme seeking
to generate long term capital
appreciation from a portfolio
that is substantially constituted
of equity and equity related
securities, which are not part of
the top 300 companies by market
capitalisation. From time to time,
the Investment Manager will also
seek participation in other equity
and equity related securities
to achieve optimal portfolio
construction.

ASSET ALLOCATION
1 (a) Equity and equity related
securities which are not part of
the top 300 stocks by market
capitalization: 65% - 100%,
1 (b) Equity and equity related
securities which are in the top 300
stocks by market capitalization:
0% - 35%
of 1 (a) & (b) above, investments
in ADRs, GDRs and foreign
securities: 0% - 25%
2. Debt* and Money Market
Securities: 0% - 35%
*Debt Instruments may include
securitised debts up to 10% of the
net assets of the Scheme.

REDEMPTION PROCEEDS
Normally within 10 Business Days
from acceptance of redemption
request.

FEATURES
PLANS: REGULAR PLAN (RP) &
DIRECT PLAN (DP)
Minimum investment and minimum
additional purchase (RP & DP)
` 1,000/- & any amount
thereafter
Options available: (RP & DP)
Growth
Dividend
- Payout Dividend
- Reinvest Dividend
Entry load: Not Applicable
Exit load:
Holding period <12 months: 1%
Holding period >=12 months: Nil

INCEPTION DATE
Jun 14, 2007

TOTAL AUM AS ON
JULY 31, 2016

Portfolio
Sr. Name of Instrument
No.

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50
51
52

3398.58 Cr

53

MONTHLY AVERAGE
AUM AS ON JULY 31,
2016

54
55
56

3,261.39 Cr

14

EQUITY & EQUITY RELATED

Listed / awaiting listing on
the stock exchanges
SRF Limited
Sharda Cropchem Limited
K.P.R. Mill Limited
Navin Fluorine International
Limited
Manappuram Finance Limited
Atul Limited
Finolex Cables Limited
V-Guard Industries Limited
APL Apollo Tubes Limited
Eveready Industries India
Limited
Cera Sanitaryware Limited
DCB Bank Limited
Thyrocare Technologies Limited
Aarti Industries Limited
NIIT Technologies Limited
Repco Home Finance Limited
Solar Industries India Limited
Finolex Industries Limited
Indoco Remedies Limited
Somany Ceramics Limited
Kalpataru Power Transmission
Limited
Majesco Limited
Suprajit Engineering Limited
Symphony Limited
8K Miles Software Services
Limited
Siti Cable Network Limited
Swaraj Engines Limited
Chambal Fertilizers &
Chemicals Limited
Mayur Uniquoters Ltd
JK Lakshmi Cement Limited
IPCA Laboratories Limited
Essel Propack Limited
Fiem Industries Limited
Ratnamani Metals & Tubes
Limited
Navkar Corporation Limited
JB Chemicals &
Pharmaceuticals Limited
Astral Poly Technik Limited
IFB Industries Limited
UFO Moviez India Limited
Siyaram Silk Mills Limited
Aarti Drugs Limited
WABCO India Limited
Welspun Corp Limited
Igarashi Motors India Limited
Excel Crop Care Limited
Triveni Turbine Limited
Skipper Limited
Kennametal India Ltd.
KSB Pumps Limited
Ashiana Housing Limited
CEAT Limited
Kirloskar Ferrous Industries Ltd.
Techno Electric & Engineering
Company Limited
NRB Bearing Limited
Maharashtra Seamless Limited
Sterlite Technologies Limited

Rating/Industry

Quantity Market value % to Net

(` In lakhs)@ Assets

Textile Products
Pesticides
Textile Products

940,364
3,550,125
1,195,439

13,783.86
13,689.28
13,198.24

4.06%
4.03%
3.88%

450,018

10,486.09

3.09%

Finance
Chemicals
Industrial Products
Industrial Capital Goods
Ferrous Metals

12,145,551
511,274
2,457,695
544,327
921,407

9,959.35
9,824.90
9,672.26
8,665.96
8,615.62

2.93%
2.89%
2.85%
2.55%
2.54%

Consumer Non Durables

3,436,017

8,574.58

2.52%

Construction
Banks
Healthcare Services
Chemicals
Software
Finance
Chemicals
Industrial Products
Pharmaceuticals
Construction

357,926
7,508,816
1,380,354
1,406,788
1,701,647
886,761
1,121,150
1,506,185
2,271,980
1,150,799

8,442.40
8,349.80
7,898.39
7,807.67
7,658.26
7,498.01
7,385.58
7,099.40
6,979.52
6,970.39

2.48%
2.46%
2.32%
2.30%
2.25%
2.21%
2.17%
2.09%
2.05%
2.05%

Power

1,973,940

5,359.25

1.58%

Software
Auto Ancillaries
Consumer Durables

986,350
2,663,011
209,478

5,336.15
5,139.61
5,033.13

1.57%
1.51%
1.48%

255,356

4,750.13

1.40%

11,754,575
391,715

4,578.41
4,558.39

1.35%
1.34%

Fertilisers

6,722,629

4,326.01

1.27%

Textile Products
Cement
Pharmaceuticals
Industrial Products
Auto Ancillaries

990,789
973,346
786,335
1,874,503
383,537

4,176.18
4,136.23
4,055.52
3,984.26
3,896.74

1.23%
1.22%
1.19%
1.17%
1.15%

Ferrous Metals

717,091

3,737.48

1.10%

Transportation

1,743,191

3,731.30

1.10%

Pharmaceuticals

1,388,737

3,728.06

1.10%

Industrial Products
Consumer Durables
Media & Entertainment
Textile Products
Pharmaceuticals
Auto Ancillaries
Ferrous Metals
Auto Ancillaries
Pesticides
Industrial Capital Goods
Industrial Capital Goods
Industrial Capital Goods
Industrial Products
Construction
Auto Ancillaries
Ferrous Metals

700,134
901,095
594,481
311,485
605,301
48,759
3,537,494
441,176
211,367
2,099,414
1,553,372
359,184
347,320
1,267,744
230,649
2,499,787

3,584.69
3,462.91
3,438.48
3,223.87
3,203.86
3,093.71
3,079.39
2,976.61
2,626.23
2,571.78
2,506.37
2,428.80
2,348.58
2,132.35
1,992.23
1,976.08

1.05%
1.02%
1.01%
0.95%
0.94%
0.91%
0.91%
0.88%
0.77%
0.76%
0.74%
0.71%
0.69%
0.63%
0.59%
0.58%

Construction Project

285,833

1,962.39

0.58%

Industrial Products
Ferrous Metals
Industrial Products

1,678,629
881,862
2,029,663

1,921.19
1,877.93
1,801.33

0.57%
0.55%
0.53%

Chemicals

Software
Media & Entertainment
Industrial Products

57
58
59
60
61
62
63
64
65

66

67

Kewal Kiran Clothing Limited

KNR Constructions Limited
Disa India Ltd.
MBL Infrastructures Limited
VST Industries Limited
J.Kumar Infraprojects Limited
Sun Pharma Advanced Research
Company Limited
Automobile Corporation of
Goa Ltd.
Career Point Limited
Total
PREFERENCE SHARES
Listed / awaiting listing on
the stock exchanges
Sterlite Power Transmission
Limited
Total

Textile Products
Construction
Industrial Products
Construction
Consumer Non Durables
Construction

97,253
277,252
36,763
1,019,997
67,408
346,852

1,781.09
1,661.85
1,599.19
1,379.04
1,373.34
755.79

0.52%
0.49%
0.47%
0.41%
0.40%
0.22%

Pharmaceuticals

208,320

743.60

0.22%

Auto

151,121

709.06

0.21%

Diversied Consumer Services

284,144

328.90
315,627.05

0.10%
92.89%

Power

405,932

MONEY MARKET INSTRUMENTS

CBLO / Reverse Repo
Investments
Total
Cash & Cash Equivalent
Net Receivables/Payables
Total
GRAND TOTAL

455.86

0.13%

455.86

0.13%

22,531.28

6.63%

22,531.28

6.63%

0.35%
1,243.47
0.35%
1,243.47
339,857.66 100.00%

Notes: 1. Weighted Average Expense Ratio : RP: 2.53% DP: 1.79% 2. Classication of % of holdings based on
Market Capitalisation: Large-Cap 0.00%, Mid-Cap 6.67%, Small-Cap 23.45%, Micro-Cap 62.77%.
3. Portfolio Turnover Ratio (Last 12 months): 0.13 3 Year Risk Statistics: 1. Standard Deviation: 18.88%
2. Beta: 0.82 3. R-Squared: 82.40% 4. Sharpe Ratio: 2.41 @ Market value includes accrued interest but not due

Sectoral Allocation
INDUSTRIAL PRODUCTS
TEXTILE PRODUCTS
CHEMICALS
CONSTRUCTION
FERROUS METALS
PHARMACEUTICALS
SOFTWARE
FINANCE
AUTO ANCILLARIES
PESTICIDES
INDUSTRIAL CAPITAL GOODS
CONSUMER NON DURABLES

10.76%
10.64%
10.45%
6.28%
5.68%
5.50%
5.22%
5.14%
5.04%
4.80%
4.76%
2.92%

CONSUMER DURABLES
BANKS
MEDIA & ENTERTAINMENT
HEALTHCARE SERVICES
POWER
FERTILISERS
CEMENT
TRANSPORTATION
CONSTRUCTION PROJECT
AUTO
DIVERSIFIED CONSUMER SERVICES
CASH & EQUIVALENT

2.50%
2.46%
2.36%
2.32%
1.71%
1.27%
1.22%
1.10%
0.58%
0.21%
0.10%
6.98%

NAV AS ON JULY 29, 2016$

Regular Plan
Growth: ` 49.383

Direct Plan
Growth: ` 50.605

Investors are requested to note that with effect from August 10, 2016, no fresh purchase/additional
purchase/switch ins/ STP-ins/ SIP-ins amounting to more than Rs. 1 Lakh (Rupees One Lakh) and daily STP
of any amount shall be accepted under any plan of the Scheme. Investors are requested to read the
relevant notice and addenda to the SID and KIM available at www.dspblackrock.com for further details.
The suspension of aforesaid transactions will continue till issuance of further notice.
$
Investors are requested to visit the website of DSP BlackRock Mutual Fund (the Fund) at
www.dspblackrock.com or AMFIs website at www.amindia.com for NAV at each plan and option level for
the Schemes of the Fund, which is updated on each business day.