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Kwan Tun Lee
Jui-Yi Ho
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Journal of Hydrology
journal homepage: www.elsevier.com/locate/jhydrol
a r t i c l e
i n f o
Article history:
Received 16 May 2009
Accepted 28 June 2009
s u m m a r y
Hillslope failure usually occurs as soil resistance deteriorates in the presence of the acting stress developed by a rising groundwater level during rainstorms. The present study adopted a slope-instability analysis and a hydrological model for landslide prediction during heavy rainstorms. Variation of the
groundwater table on hillslope was simulated by using the hydrological model and then the temporal
groundwater level at each grid was substituted into the slope-instability analysis to determine the instability of the grids in watersheds for prediction of massive landslides.
Hydrological records from two landslide-prone areas in northern Taiwan were collected. Digital elevation model was adopted to obtain the geomorphologic factors required for the slope-instability analysis
and the hydrological model. The spatial distribution of soil thickness required for performing the innite
slope model was estimated by using a wetness index. Results showed that the temporal variation of the
percentage of unstable grids in the study watersheds basically followed the variation of rainfall hyetographs. The percentage of the unstable grids reached a maximum value when the centroid of the hyetograph passed. A comparison between the landslide records and the model analytical results revealed that
a massive landslide might occur if more than 50% of the grids in the subwatershed were classied as
unstable in the study areas. The predicted time and location of landslide occurrence were consistent with
those obtained from eld investigations. It is therefore considered promising to apply the developed analytical method for landslide warning to alleviate the loss of lives and property.
2009 Elsevier B.V. All rights reserved.
Introduction
Landslides often occur during heavy rainstorms in highly developed mountainous terrains, resulting in casualties and property
losses. The possible time and locations where landslides are likely
to occur should thus be identied in advance in order to avoid or
reduce the harm. In this regard, establishing a landslide warning
system which provides information for evacuation and hazard mitigating is a top priority.
Prediction of rainfall-triggered hillslope disasters has relied
mostly on the valley slope (Campbell, 1975; Ellen and Wieczorek,
1988), rainfall intensity and duration that can cause hillslope failure (Caine, 1980; Cannon and Ellen, 1985; Wieczorek, 1987; Keefer et al., 1987). However, these important empirical methods did
not provide a theoretical framework as to how hydrological processes can affect landslide occurrence in terms of the time and
location, and how landslide hazards may occur as a result of climate change and land use. Recently, theoretical models have been
developed to predict landslide susceptibility based on watershed
* Corresponding author. Fax: +886 2 24634122.
E-mail address: ktlee@ntou.edu.tw (K.T. Lee).
0022-1694/$ - see front matter 2009 Elsevier B.V. All rights reserved.
doi:10.1016/j.jhydrol.2009.06.053
490
(Okimura, 1989; DeRose et al., 1991, 1993). Soil of spatially constant thickness and saturated conductivity were adopted in the
analysis of Montgomery and Dietrich (1994). Wu and Sidle
(1995) used few soil-thickness sampling data for their analysis.
Dietrich et al. (1995) proposed a soil-thickness estimation model
based on mass balance between the soil production from underlying bedrock and the divergence of diffusive soil transport. Van
Westen and Terlien (1996) and Delmonaco et al. (2003) used a
soil-thickness map to represent the connection between soil thickness and slope angle. Their approaches have provided a simple way
to fulll the requirement of soil-thickness data for a slope-instability analysis.
In this study, a hydrological simulation based on a modied version of TOPMODEL was developed to estimate the temporal
groundwater level for conducting the slope-instability analysis.
TOPMODEL is a physically based, semi-distributed catchment runoff model that has been applied worldwide (Beven and Kirkby,
1979; Beven et al., 1995; Campling et al., 2002; Peters et al.,
2003). A wetness index, ln (a/tan b), in which a is the contributing
area and tan b is the local slope, is used in TOPMODEL to describe
the tendency of water to accumulate and to be moved downslope
by gravitational forces (Kirkby, 1975). In considering the concentrated rainstorms that often result in landslides in Taiwan, a Hortonian surface runoff mechanic algorithm using a non-inertia
wave approximation was included in the TOPMODEL framework
to account for a large amount of surface runoff in severe rainstorms. Moreover, the spatial distribution of soil thickness required
for performing the innite slope model was estimated by using the
wetness index. The spatial distributions of the groundwater table
and soil thickness were then substituted into the slope-instability
analysis to estimate unstable grids in the watershed. The analytical
methodology was adopted to predict the time and location of landslide occurrence in two mountainous watersheds in northern
Taiwan.
The analytical method coupled an innite slope model, a hydrological model and a simple way to estimate the spatial distribution
of soil thickness in the valley. The groundwater level and soil thickness were the required factors for analysis as the innite slope
model calculated the instability of the soil prism for landslide
potentiality. Accordingly, a hydrological model was adopted to
estimate the temporal variation of groundwater table, and the spatial distribution of the wetness index (Kirkby, 1975) was used to
estimate soil thickness on hillslopes.
ted zone
S aturate
zj
Dj
d zone
S lip su rf
ace
hw
Bedro ck
To accomplish the requirement of groundwater level when calculating the FS in Eq. (1), watershed runoff simulations are required. In this study, a hydrological simulation framework based
on TOPMODEL (Beven and Kirkby, 1979) is developed. In the TOPMODEL, the depth from the hillslope to the groundwater table is
estimated based on the assumption of an exponential decay of
hydraulic conductivity in relation to the depth, and a quasi-steady
state conguration of the groundwater table is parallel to the local
surface slope. The depth to the groundwater level can be expressed
as
"
U nsatura
ne
Analytical method
FS
R oot zo
#
a
zj z m k ln
tan b j
zt 1 zt Q b t Dt Q v t Dt
where Qb(t) is the output from the saturated zone as baseow, and
Qv(t) is the surface recharge to the groundwater table. The baseow
from the saturated zone can be estimated as (Beven, 1986)
zt
Q b t K o m expk exp
m
491
To account for the concentrated rainstorms in Taiwan that usually produce a large amount of surface runoff during typhoons, the
GreenAmpt equation (Green and Ampt, 1911) was adopted to
estimate the inltration excess and then a non-inertia wave model
was used to simulate the transport of runoff during a storm. The
non-inertia wave routing equations, including continuity and
momentum equations, can be written as follows
@h @U h
ie
@t
@x
@h
Sf So
@x
6
7
where h is the ow depth; U is the ow velocity which can be determined by Mannings equation; Sf is the friction slope; So is the bed
slope; ie is the sum of the inltration excess and the quantity of local water table above the ground surface (zi < 0) estimated by the
TOPMODEL.
The numerical solution for the non-inertia wave approximation
was accomplished through the explicit nite-difference scheme
proposed by MacCormack (1969). The MacCormack scheme has
second order accuracy. It is probably the simplest of the available
explicit, dissipative numerical scheme which has been widely used
in hydraulic applications. A forward nite-difference scheme for
the prediction step and a backward scheme for the correction step
are included in the algorithm. In the prediction step, the continuity
and momentum equations can be written as
Dt j
j
j
U h U ji hi ie ji Dt
Dx i1 i1
h hi
Sfi Soi i1
Dx
j
hi hi
Fig. 2. Location maps of the Chung-Ho and Da-Tsu-Keng watersheds. (a) Chung-Ho
watershed (W1) and (b) Da-Tsu-Keng watershed (W2).
Q v t
1X
z t
aK o Aj exp j
A j
m
where j is the time index; i is the space index; Dt is the time interval; Dx is the distance between grids centers of i and i + 1; superscript denotes the prediction state. A backward scheme for the
continuity equation in the correction step is shown as
5
j
hi hi
where A is the total catchment area; Aj is the area for the vertical
ux at a specied location j. a is the effective vertical hydraulic gradient set to unity, which assumes that the vertical ux is equal to
the saturated hydraulic conductivity at the water table (Beven
et al., 1995).
Dt
U h U i hi ie ji Dt
Dx i1 i1
10
hi
1
h hi
2 i
11
Table 1
Geomorphologic factors of study watersheds.
Watershed
Stream
order i
ith-order stream
number Ni
ith-order contributing
ith-order channel
ith-order overland
ith-order channel
area Ai (km2)
Chung-Ho
(W1 watershed)
1
2
2
1
0.43
1.40
1.07
0.50
0.554
0.471
0.248
0.176
Da-Tsu-Keng
(W1 watershed)
1
2
3
1
0.22
1.91
0.32
1.74
0.631
0.649
0.259
0.104
Table 2
The variation of the safety of factor for Typhoon Xangsane during October 30 November 2, 2000.
Watershed
Subwatershed
Area (km2)
FS at initial condition
W1
I
II
III
IV
0.68
0.16
0.08
0.20
1.46
1.24
1.76
1.67
1.18
0.93
1.46
1.36
W2
I
II
III
0.39
0.31
0.22
1.65
1.42
1.13
1.47
1.24
0.98
492
30
25
i (mm/hr)
20
20
40
60
80
100
2000
15
recorded
simulation
D = 0.1 ln
1600
Q (m3/s)
10
m = 0.023 m
1200
800
400
0
0.0
0.5
1.0
1.5
2.0
Soil thickness, D (m)
2.5
3.0
0
Fig. 3. Relationship between soil thickness and wetness index in northern Taiwan.
Sj1
So i
fi
j1
hi1 hi
Dx
12
12
24
36
48
60
72
84
96
Time (hr)
Fig. 5. Hydrograph simulation of the Chieh-Shou Bridge watershed in Typhoon
Xangsane.
Dj C S lna= tan bj
13
Model applications
Description of the study watersheds
To demonstrate the capability of the proposed landslide prediction model, hydrological records from two landslide-prone areas in
northern Taiwan were collected to conduct the slope-instability
Intensity (mm/hr)
1000
493
Caine (1980)
Cannon & Ellen (1985)
Wieczorek (1987)
Hong et al. (2006)
T = 2 yr.
T = 10 yr.
T = 50 yr.
T = 100 yr.
100
10
12
16
20
Duration (hour)
Intensity (mm/hr)
1000
Caine (1980)
Cannon & Ellen (1985)
Wieczorek (1987)
Hong et al. (2006)
T = 2 yr.
T = 10 yr.
T = 50 yr.
T = 100 yr.
100
10
12
16
20
Duration (hour)
Fig. 7. Spatial distributions of the FS at the time for landslide occurrence in W1 and
W2 watersheds.
Rainfall (mm/hr)
494
20
40
60
80
2
1.8
Subwatershed I
Subwatershed II
Subwatershed III
Subwatershed IV
Landslide occurred
1.6
FS
1.4
1.2
1
0.8
0.6
29-Oct
30-Oct
31-Oct
1-Nov
2-Nov
3-Nov
Time
Rainfall (mm/hr)
(a) W1 watershed
0
20
40
60
80
2
Subwatershed I
Subwatershed II
Subwatershed III
Landslide occurred
1.8
1.6
FS
1.4
1.2
1
0.8
0.6
29-Oct
30-Oct
31-Oct
Time
1-Nov
2-Nov
(b) W2 watershed
Fig. 8. Temporal variation of the spatial average FS value in the study watersheds
during Typhoon Xangsane.
Soil thickness data from 17 points in northern Taiwan were collected. The soil thickness ranged from 0 m to 2 m, in which thin soil
was found on narrow ridges and thick colluviums were accumulated at the bottom of the valley (more than 1 m). As shown in
Fig. 3, a linear relationship between the soil thickness and wetness
index can be found. The R-square value for this regression is 0.848.
Consequently, the CS value in Eq. (13) was set equal to 0.1. By using
Eq. (13), the soil thickness was found in a range from 0.48 m to
1.99 m in W1 and 0.43 m to 2.00 m in W2. Fig. 4 shows the spatial
distribution of soil thickness in W1 and W2, and thick soil is found
at the bottom of the valley and thin soil near the ridges.
The modied version of TOPMODEL developed in this study is a
semi-distributed conceptual model. The model parameters cannot
be obtained directly through eld measurements. Since both W1
and W2 were ungauged, hydrological records from a nearby
gauged watershed were collected and used to calibrate the parameters. The outlet of the watershed is located at Chieh-Shou Bridge
where hourly ow record is available. Chieh-Shou Bridge is located
495
0
20
40
60
80
1.4
60
50
1.2
FS
40
30
20
10
0.8
13-Oct
14-Oct
15-Oct
16-Oct
17-Oct
0
18-Oct
i (mm/hr)
0
20
40
60
80
60
1.4
50
40
FS
1.2
30
20
10
0.8
23-Oct
24-Oct
25-Oct
26-Oct
27-Oct
0
28-Oct
i (mm/hr)
0
20
40
60
80
Landslide occurred
1.4
60
50
40
FS
1.2
30
20
10
0.8
29-Oct
30-Oct
31-Oct
1-Nov
2-Nov
0
3-Nov
i (mm/hr)
0
20
40
60
80
1.4
60
50
40
FS
1.2
30
1
20
10
0.8
13-Oct
14-Oct
15-Oct
16-Oct
0
17-Oct
i (mm/hr)
496
0
20
40
60
80
1.4
60
50
1.2
FS
40
30
1.0
20
10
0.8
23-Oct
24-Oct
25-Oct
26-Oct
0
27-Oct
i (mm/hr)
0
20
40
60
80
Landslide occurred
1.4
60
50
40
FS
1.2
30
1.0
20
10
0.8
29-Oct
30-Oct
31-Oct
1-Nov
0
2-Nov
i (mm/hr)
10 missing. The total losses in Taiwan reached US$ 156 million. Typhoon Babs killed three people and caused another three missing,
and agricultural losses amounted to US$ 12 million. Nevertheless,
these two typhoons did not induce landslide in the study
watersheds.
Fig. 9 shows the temporal variation of the FS and the percentage
of the unstable grids at Subwatershed II of W1 for the three severe
Conclusion
A framework for predicting landslide occurrence is developed
based on conducting a slope-instability analysis and a hydrological
model. The hydrological model can generate the spatial distribution of groundwater level if the incoming rainfall is provided (for
example, next 6-h rainfall forecasting). Then the groundwater level
can be substituted into the slope-instability analysis to assess local
hillslope instability for landslide warning. A simple way to fulll
the requirement of soil thickness when conducting the slope-instability analysis is also developed by assuming a linear relationship
between the wetness index and soil thickness. On the basis of
the analysis of historical records from two landslide-prone areas
in Taiwan, it is concluded that more than 50% of unstable grids
in the subwatershed can lead to a massive landslide. The present
study has also showed that the empirical rainfall intensityduration threshold curves are not applicable beyond the geomorphologic and hydrological conditions from which they were
developed. Therefore, the developed physically-based method is
considered promising for shallow landslide forecasting.
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