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Social History of the Orient
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DAVID AYALON
The Hebrew University, Jerusalem
TABLE OF CONTENTS
? i Preface.
tion grant. Another part of the same study, called "The Hist
his Background" will appear in the June i96o number of B
"A Comparison between the Mamluk Societies of Egypt in th
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? 25 Appendix
? i Preface
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150
D.
AYALON
origins
If
we
and
the
exclude
process
the
militar
which is undoubtedly a
owing to special circum
lines
than
an
ordinary
Ma
the
existence
of
the
greatest
of
the
ch
historians
the
greatest historian of
is extremely valuable fo
he dedicates very ample
pivotal theme is the hist
seventeenth to the begin
the study of al-Jabarti
available sources on Ott
as far as the phenomenon
through an intimate kn
sultanate and through a c
I)
'Aja'ib
chronicles
than
to
the
al-Athar
dealing
chronicle
which
fi
with
of
al-Jabarti
at-Ta
the
hi
al-Jabarti
alludes
on
sulted for this work. The material of the Ottoman Archives which has become
available in recent years to the historians may add, of course, very much to our
knowledge of Ottoman Egypt. Stanford J. Shaw, of the Center for Middle Eastern
Studies, Harvard University, has recently completed a comprehensive study on the
administration and finances of Ottoman Egypt, based mainly on archive material.
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STUDIES IN AL-JABARTI15 I1
a) The enormously wide gulf separating the mamluks from the rest
of the gulf was caused by the example which the Ottoman masters
gave in this respect and by the ever-growing power of the beduins
(nomads and semi-nomads).
b) The hatred between the various Mamluk factions which had been
quite strong in the Mamluk sultanate had become incomparably more
intense under the Ottomans. This was caused by the abandonment of
one of the main principles of Mamlukdom, namely, that the status of a
mamluk cannot be inherited by his son; by the introduction of firearms
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2 D. AYALON
under the Ottomans, for the Ottoman ruling class, including the
whole Ottoman "slave" society, usually bore Muslim (i.e. mainly Arab)
names. It would, therefore, have been quite unnatural if, under Ottoman
ing to the Mamluk ruling class and as a most distinctive mark of their
illustrate the supreme importance which the mamluks of the preOttoman period attached to the name-barrier separating them from
the local Muslim population, and the prestige which the non-Arab
names bestowed upon the mamluks even outside their realm.
Sultan az-Zihir Timurbugha, like his predecessor az-Zhir Yalbay,
paid the nafaqa to the mamluks but withheld it from the sons of the
mamluks (awldd an-nis). Some of these awldd an-nds expressed the wish
that Timurbughd's reign, like that of his predecessor, would come to
an end, because both of them withheld the pay from those who bore
the names of the prophets and of the companions of Muhammad and
gave it to those who bore the names of the mamluks, for "they hate
alladhi qablahu li-kawnihimd mana'd man ismuhu ism nabi aw sa!hdbi wa-
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li-.annihim
kawnahu
min mention
ghayr al-atrdk)
1). of non-mamluks
The contemporary
sources
several instances
who joined the Mamluk upper class by fraudulent means. The first step
Had the mamluks kept their foreign names under the Ottomans,
they would have inevitably become superior to the members of the
Ottoman army and administrative service stationed in Egypt, whose
names were similar to those of the local population. So the mamluks
had to discard their foreign names and adopt Arab ones instead.
This change into Arab names seems to have been quite rapid 3),
and in withholding or drastically curtailing their pay (see the writer's "Studies on
the Structure of the Mamluk Army", BSOAS, 1953, pp. 456-459; Gunpowder and
Firearms in the Mamluk Kingdom", London, 1956, pp. 64 f; "The System of Payment
in Mamluk Military Society", Journal of the Economic and Social History of the Orient,
III, p. 74, 11. 24-26. Nujim (P), VII, pp. 609, 1. i6-6io, 1. 5. Daw', VI, p. 197,
11. 8-12. paw', III, pp. i6, 90; IV, p. 12, 11. 2-13.
3) Cf. the names of Mamluk amirs mentioned by J. J. Marcel and A. Ryme in
.6gypte, depuis la Conquite des Arabes Jusqu'h la Domination Franfaise, Paris, 1848,
pp. 191 ff. During the first fifty years or so of Ottoman rule names of sanjaqs
like Ibrahim, 'Isa, Hamza, Muhammad b. 'Umar, Jahm al-Hamzdwi, etc. are
mentioned (ibid. pp. 197; 198, n. 3; I99b, zooa). One finds also a Mamluk name:
MImAy (ibid., p. zoo-a-b). In the works of Muhammad b. Abi as-Surfir al-Bakri
and his son, which cover the early part of Ottoman rule in Egypt, Arab names of
Mamluk amirs are encountered most frequently. On these two chroniclers see S. J.
Shaw, art. al-Bakri, E12.
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154
D.
and
AYALON
in
the
majority
Ism'il,
period
of
the
'Abd
Salim,
cover
mamluk
Allh,
'Abd
Sulaymin,
Mu
two
brings
in
out
important
these
of
the
nume
beginnin
sanjaqs
only
one
of
(Qdns
historian mentions th
killed by Muhammad '
Only two of them (Sh
As may be seen, howe
Arab names have not
Shihin
5)
Duqmdq
and
8),
Qildn?)"l).
Turkish
Rustum
Bashtak
The
name
name,
is
of
on
2)
3)
IV,
It
is
p.
amongst
4)
5)
6)
7)
131,
11.
worthy
the
of
local
12-24.
note
I, p. 39, 1. I6.
III, p. 351, 1. 31; IV,
I, p. 305, 11. 4, 5; P. 4
The
name
of
this
5,
1.
9)
that
populatio
III,
p.
sanjaq
name,
22;
IV,
i1) These two persons appear always together. See, for example, I, p. 54, 1
p. ii6, 1. 22.
12) I, pp. 94, 1. 33-95, 1. 2. Ad-Dimurdishi writes 'Iwad throughout. See, for
example, fol. 100oo, 11. 3-5. Sometimes a Turkish addition or a "nickname" is appended
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STUDIES IN AL-JABARTI 15 5
Whatever the reason for the survival under the Ottomans of few
expulsion from the Mamluk upper class on the one hand, and as a long
step towards his assimilation in the local population on the other hand.
This was undoubtedly one of the most formidable arbitrary measures
obtaining their common aim, the result would have been quite
It is a well-known fact that the Ottomans, by allowing the son
the Janissaries-from a given moment onwards-to join the Jani
corps, have caused, by this single measure, the ultimate disintegr
of the whole Ottoman military "slave" system.
and this, together with an even more important factor, viz. the ge
to the Arab name of the mamluk and becomes an integral part of it: Ku
Muhammad (I, p. 90, 1. 24); Qard Ismd'il (I, p. 41, 1. zz22); .Srl (the 'yellow') 'All
(I, p. 16, 11. 9, z3; P. 135, 11. 17-18); Muhammad QatTmish (I, pp. 52, 1. 30-53, 1. 3;
p. I29, i. 22; p. 143, 1. 32). It has even happened that a Turkish name had been
attached to the name of a religious man: ash-Shaykh 'Ali Qdytbdy (I, p. 304, 1. I6;
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156
D.
AYALON
'Ali
Sagh7r)
Kitkhudi
3).
When
al-Hindi
(md
walad)only
4).natural
Whenthat
Iw.ztheir
Baksons
andIsmd'il
Ibrdhim
Bak Abii
it
was labu
considered
and Muhammad
succee
Shanab died,
11. 9-10, 11. 11-12; p. 134,11. 5-6; p. I35, 11. 13-14; p. 136,11. 3-4; P. 150, 1. 30; P. 153,
11. 30-32; p. 169, 11. 18-20o; p. 170, 1. 22; p. 173, 11. 22-23; p. 178, 1. 27;
p. 85, 11. 12, 13-15 ; p. 204, 11. 4-5; P. 249, 1. 25; p. 376, 11. o1-Iz; II, p. 38, 11. 29'33;
p. 80, 11. 27-30; p. 92, 11. 3-4; III, p. 268, 11. io-26. Some of the above mentioned
references contain information about two and more sons of the same father who
reached the rank of a sanjaq. Few other references mention the transfer of t
eight, when he himself was murdered (I, pp. 114, 1. 33-Izz, 1. 14). Yet even
Mamluk society under the Ottomans the case of Marziq Bak, the son of Ibrdh
Bak (the khusbddsh and rival of Murad Bak), is an exception. He became sanjaq
his father's lifetime when he was still a baby (tifl faghbr wa-ma'ahbu ad-ddda wal
mur4di'a) (II, 80, 11. 27-30). He was killed by Muhammad 'Ali during the gre
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If such was the state of affairs at the top of Mamluk hietarchy, the
chances are that in the lower ranks, about which al-Jabarti and other
contemporary historians supply much scantier information, the nonmamluk element had been represented even more strongly. One of the
greatest obstacles in the way of reconstructing the Mamluk institution
in Ottoman Egypt lies in the difficulty of drawing an exact line between
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I J 8 D. AYALON
But though the admission of the sons of the mamluks into the
Mamluk upper class did not bring about its disintegration, it had
greatly changed its structure and its character and made it very different
Egypt witnessed the peculiar mixture and blending of Mamluk ties with
natural family ties. But in order to draw a reliable picture of this strang
The slave merchants were called jallibiin 2) or yasarjfya 3), and that
is practically all that is known about them. Their relations with the
3) 1, p. 391, 1. 32; II, p. I, 11. 1y-I6; p. i8o, 11. 12-13; III, p. 178, 11. 6-7; IV,
p. I 6, 11. 30-3 .
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fa-tarabbd
ft al-.har7m wa-aqra'ahu al-Qur'dn wa-ba'd mutin al-fiqh wata'allama al-furfisfya wa-ramy as-sihdm wa-taraqqd hattd 'amila khgZinddr
'indahu ...... thumma a'taqahu) 1).
Now the question which arises in connection with this biography is
whether it is typical of the normal career of the mamluk or not. The
absence of a similar biography or biographies in al-Jabarti's chronicle
prevents us from giving an authoritative answer forthwith. Each element
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60o D. AYALON
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in the past and did not adopt the custom of their conqu
their rides in the main streets, holding their pipes in their hands
this without being denounced, although they still were in the stat
unmanumitted) (wa-hum ft ar-riqq). It did not even occur to them
hurry to his powerful patron, kiss his hand and ask him that he w
dead man's wife. The patron would usually grant him his request a
would ride forthwith to the house of the deceased even before th
there, live in the house, take possession of the dead man's pro
the men's apartment waiting for the termination of the widow's per
In the meantime he would give orders and demand lunch, dinner,
and drinks from the Harem, and he would behave as if he had bee
of the house. Often this would suit the purpose of the widowe
found that the mamluk was a young, strong and good looking
buried husband had been the opposite-she would show him the
we have witnessed and upon which we have been brought up' (fa-q
and triviality (wa-nddfi bihi min qabil ash-shughl al-firigh) (II, p. 145,
Gibb and Bowen, Islamic Society and the West, Vol. I, part I, p. zz
remained in the state of slavery for a short while and then his p
him" (fa-aqdma ft ar-riqq ayydman qalila thumma a'taqahu) (III, p.
i) Volney, Voyage en Syrie et en 1Egypte pendant les annies 1783,
III
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II
16z
D.
the
AYALON
conquest
process
of
Egypt
from
the
which
disintegrated.
Additional and, in my
of the unmanumitted m
and
Ibrthim,
the
maml
208,
land
op.
cit.,
and
the
pp.
So-5I.
About
the
horse
the
which
chances
the
of
mam
the
sons
Frangois
in
his
memoirs.
Cap
important
Baldwin,
agent of
and
penetrating
Native
Provinces
(North
Geor
their
Replenishment
too
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bein
the year I829, the Russians have occupied the whole of Transc
who wrote his report only a few years after the Ottoman in
164 D. AYALON
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wa-ld ma'rifat din wa-ld kitdb kullu dhlika .hirsan 'ald muqdw
p. 8).
forthe
thefollowing
numbers
of mamluks
possessed
by individual
(p.
I43)As
quotes
figures:
Ibrdhim-6oo;
Murad-40o;
each of the.anjaqs,
other Volney
fanjaqs, whose number was 18 to zo, possessed o50 to 200 mamluks. According to
Browne, Ibrihim possessed i,ooo mamluks; Murdd-700oo (!); Muhammad al-
Alfi-800; IbrShim al-Wdli-6oo to 700 (pp. 9 1-92). Al-Jabarti says that the number of
Muhammad al-Alfi's mamluks at the end of his career was about i,ooo (IV, p. 27,
11. I5-17).
i) II, p. 18o, 11. i2-i5. The furisbya exercises, not only with modern weapons,
but also with weapons of the period preceding the introduction of firearms, were
extremely popular with the mamluks. Mamluks excelling in "furfis~a and courage"
were mentioned for these accomplishments (I, p. 99, 1. 31; p. iz6, 11. 14-15); "the
arrow ranges" (marma an-nushshdb, madrib an-nushshdb, masdtib an-nushshdb) are
mentioned very frequently (for example: I, p. 30, 1. 9; II, p. 22, 11. ii ff.; p. 37, 1. 29;
IV, p. 74). Exercises with rumb andjarid were also part of Mamluk life (III, p. 260,
11. I-4; IV, p. 250. See also Volney, pp. 150-5 2). Even the awlid al-khazna (see
Appendix) were armed during ceremonies with bows, arrows and lances (I, p. 25 2,
11. I6-i8). The Faqiriya and Qdsimiya could be distinguished in parades and ceremonies by means of their different lances (I, p. 23, 11. 31-33). A group of exiled
Mamluk amirs in Istanbul aroused the admiration of the Ottomans by their furifsya
exercises (II, p. 246, 11. I2-18). 'Uthmdn Bak Dhfi al-Faqdr, who lived as an
exile in Istanbul, did not stop his furfsilya exercises in spite of his old age and
crippleness (I, p. I85, 11. 6-8). A mamluk who could bend a heavy bow which
nobody in the Ottoman capital could bend, had been transferred from Cairo to
Istanbul (I, p. 33, 11. 8-I5).
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-166
D.
AYALON
the
landing
in
proof
that
religious
many
to
I)
the
mashayikh
Alexandria
the
individual
Volney,
and
pp.
in
mamluks
atmosphere.
cilm
and
It
amirs
the
Ioi-Ioz.
in
is
for
'ulam
Though
tution.
such
It
is
steps.
very
For
likely
the
that
existence
Is
of
al-Kabir,
the
mamluk
of
Muh
but as soon as the Mamluks had been wiped out, they completely changed their
attitude to the local population, whose money and property they robbed by all
'ulama' during
possible means, not sparing the orphans and the widows (IV, p. 248, 1. 1z-250, 1. I.
See especially: p. 248, 11. I3-17 and 11. 28-31). For a similar view see Gibb-Bowen,
op. cit., p. 226 and the references in note 4.
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p. 104, 11. 6-8; p. 140, 1i. 1-13; p. 213, 11. 16-32; P. 227, 11. 2-17
p. 204, 11. -9), and it is clear from the whole of Ibn Iy~s's narr
mans are always compared with their predecessors the Mamluk
V, p. 159, 11. 7-i4; p. 194, 11. 1-2, 6-8, 9-1o; 195, 11. I, , 3-5, 7, 1
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168
D.
AYALON
al-'ulamda
wa-qara'i
al-Qu
infidel
would
1).
depict
It
to
is
highl
the
mam
The
adherence
striking
mad
expression
'Ali
learnt
in
from
execution,
istighfdr
and
prayed
water
the
in
th
Cairo
person
that
and
yanahum
the
find
'a
of
they
some
two
who
rea
of
th
rak'as
performed
bil-bubifs
the
wa-ft
yantuqina bish-shahddatayn
da' a wa-salld rak 'atayn qa
tayammama)
Thus
religion
mamluks'
?
The
The
3).
and
religi
upbringing
Mamluk's
relations
in
Relations
between
and set him free as well as the relations between the mamluk and his
I) IV, p. 49, 11. I-zz. The claim of the 'ulamd' that the Mamluks participated in
the jibid is true. Besides fighting the French they sent regular contingents which
took part in the general wars of the Ottoman Empire.
z) From their study of the Koran and Muslim law it should not be concluded
that the Mamluks knew Arabic well. In the above mentioned meeting the Ottoman
Qidi al-'Askar, who was present, translated for the leaders of the Mamluks the
words of the mashdyikh into Turkish (ibid., 11. i 8-zo).
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.Hasan
Baktoal-Jadddwi,
Ayyab
Bak Bak
andal-Kabir.
Ridwin Hasan
Bak 4).Bak
Allal-these four
are
known
be the mamluks
of 'Ali
Jadddwi is mentioned, in addition, as the khushddsh of Muhammad
Abii Dhahab 5).
i) The main reason for starting our study with the comrades in servitude and
manumission is that the early clarification of their relations is essential to the understanding of the relations between the patron and his mamluks.
2) See "L'Esclavage, etc.," pp. 29-3I, "Studies on the Structure of the Mamluk
Army", BSOAS, 1953, PP. 20o6-zo207.
3) For some examples see: I, p. 65, 11. 3-4; P. 138, 1. 5; P. 141, 1. 6; p. 150, 1. z22z;
p. 167, 1. I8; p. i68, 1. 15; p. 170, 11. 1-6; p. i72, 11. 8-1o; p. 178, 1. 23; p. zo6, 1. 32;
p. 207,11. 7-8, I2-13; P. 208, 11. 3-4; P. 250, 11. 14-15, 1. 29; p. 252, 11. 3-, 7-9; P. 254,
11.32-33;p. 255,11. 1-3,1. 7; P. 258, 11. 7, 8; p. 304, 11. 23-25;P. 344, 11. 9-I4; p. 335,
11. I8-I9; p. 365, . 1. ; p. 366; p. 380, 11. 27-30; II, p. 8, 1. 19; p. 12, 1. 7; P. I9,1. 10o;
p. 37, 11. 5, 14-16; p. 58, 11. Io-12, 18-I9; p. 73, 11. 20-21; p. 73; P. 79, 11. 10-21; p.
8o, 11. 23-25; p. 81, 1. 13 f.; p. 82, 11. 23-26; III, p. 322; IV, pp. 29, 32, 41-434) 11, p. 37, 11. 14-16.
5) See for Muhammad Ab& Dhahab: I, p. 417, 11. 13-14; for Hasan Bak al-Jaddawi:
III, p. 171, 11. 5-6; for Ayynb Bak: III, p. 172, 1. 33; for Ridwin Bak: II, p. 220,
11. I7-I8.
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170
D.
The
and
AYALON
amir
the
mamluk
'Ali
Bak
as-Sari
khushddsh
of
of
Ibrdhim
Muhammad
Bak
Qitdsand
Bak
stated toBakbeQatdmish
the mamluk
Faqdri
theal-A'war
khushddshwas
of Muhammad
5).
Ism
Kitk
Qatdmis
ddsh~ya of each other and the mamluks of Ibrdhim Kitkhudi (waghdlibuhd saknu al-umard' al-a'ydn aktharuhum khushddsh7n ba'dihim al-ba'd
wa-mamdilk Ibrdhim Kitkhudd) 6).
are instructive.
wanted
to faction,
dissuadefrom
'Alimaking
Bak al-Hindi,
Iw.zite branch
of
the same
common the
causehead
with of
thethe
Faqariya,
he sent him two emissaries with the purpose of coming to terms with
I) II, p. 58, 11. Io-I2.
2) II, p. 58, 11. I8-I9.
3) II, p. 219, 11. 9-I0.
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(kznfZ 4).
ma'a
wa-uadbu.tR
amrakumconstitute
wa-ld tudkhilf
nakum)
Theba'.dikum
moral is clear:
the khushjddshya
one bodyal-a'diya baywith a common interest and their strength lies in their unity.
The solidarity of the khushddshiya is demonstrated as well in their
attitude towards "foreigners" and "outsiders" and in the attitude of
these "foreigners" towards them, exactly as has been the case in the
Mamluk sultanate 5).
'All Bak al-Ghazzdwi had four brothers, all of whom were the
2) I, p. 363, 1. I2.
4) II, p. 8, 1. 19.
5) See "L'Esclavage, etc.", p. 30.
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17Z
D.
AYALON
manumitted
of
their
One,
held
of
relation
ayydman
'Ali
entered
short
Ibrahim
however,
in
Bashir
brother
IsmQ'il,
for
by
the
while
Kitkhuda.
against
to
him
them"
thumma
qdmat
It was only after Muhammad Abi Dhahab had killed his khushddsh
Ayyuib Bak that the "foreigners", including even a Qdsimite like 'All
camp (ild an istawhasha Muhammad Bak min sayyidihi 'Al- Bak wakharaja ild as-Sa'7d wa-qatala khushddshahu Ayyfb Bak wa-tahaqqaqa alajdnib bi-dhdlika si.h.hat al-'addwa fa-aqbali 'ald Mu.hammad Bak min kulli
idnib bi-rijdlihim wa-amwdlihim wa-minhum 'Ali Aghd al-madhkir) 2).
? / The Synonymity of Khushddsh and Akh
The strong links binding the khushddshlya to one another are brought
into special prominence by the fact that, like in the Mamluk sultanate 3),
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th
an
(wa-'
minhum) 1).
tu'dkhidhn7) 4).
in
'a
to be the brother (akh) of the above mentioned Ibr~him 4). The same
is the case with 'Uthman Bak al-Bardisi and Muhammad Bak al-Alfi 5),
both the mamluks of MurId Bak. On one occasion al-Alfi is called the
not imply that they lived peacefully amongst themselves. Very similarly
to their predecessors9), they fought one another after having got rid
I) I, p. 206, 11. 31-32.
2) I, p. 208, 11. 3-4 Fikum al-khalaf wal-buraka is a common phrase of consolation
to the berieved family. Its literal translation is: "May you have offspring and may
4) II, p. 80, 11. 24-z5. Mudhakkirit Niqzla Turc, edited, translated and annotated
by G. Wiet, Cairo, I950, p. I15, 11. I-x 8 (later to be cited: Nicolas Turc).
5) IV, p. 35, 11. 9-10; p. 113, 11. 15-I17.
6) IV, p. 35, 11. io-Ix. See also I, p. 182, 1. 6; p. 255, 1. 17; P. 257, 1. 10; IV,
p. 117, 1. I6 (cp. with ibid., p. Ii6, 11. 24-27).
7) "L'Esclavage, etc.", pp. 36, 37, 63.
8) I, p. 184, 11. 7-8; p. z5z2, 11. 7-99) "L'Esclavage, etc.", p. 30.
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many of whom he killed and exiled 2). The long and pro
khushddshlya see I, p. 250, 1. 29. See also I, p. 207, 11. 7-9, 12-13.
2) I, p. 2z5, 11. 14-15; P. 254, 11. 32-33; P. 255, 11. I-3; P. 344, 11. 3-14; P- 380,
11. 27-30.
3) II, p. 73, 11. 29-21; p. 75; P. 79, 11. Io-2z; p. 8o, 11. 16-19; 23-25; 27-30; p. 81,
4) IV, p. 32, 11. 5-6; p. 35, 11. 7-II; p. II13, 11. I15-7.
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