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INTRODUCTION
Piled foundations are the most prevalent class of deep
foundations; they are often designed with the intention of
resisting dead load and to demonstrate a factor of safety
during their working life. Numerous piled foundations are
subjected to significant cyclic lateral loads because of their
fluid environment, particularly in high-rise buildings and
offshore platforms, which may suffer wind and wave
actions. Pile heads may also be subjected to largemagnitude cyclic loads arising from the swaying and
rocking motions of superstructures during earthquakes.
These significant cyclic lateral loads lead to permanent
deformations of the soil surrounding the pile shafts,
causing significant accumulated permanent displacements.
Consequently, many piled foundations have failed catastrophically owing to these cyclic loads, causing overturning or collapse of major pile-supported structures.
In order to understand such behaviour, many researchers (e.g. Long & Vanneste, 1994) have investigated the
response of single piles to cyclic lateral loads. However,
piles are rarely constructed in isolation but work together
as pile groups. The response of a pile group under cyclic
lateral loads is generally different from that of an
individual pile because of the interaction between neighbouring piles, resulting in a reduction of pile group
capacity.
The leading piles in a group will carry significantly
higher loads than the trailing piles at the same deflection.
The piles in trailing rows are thought to exhibit less lateral
resistance because of interference (shadowing) with the
failure surface of the row of piles in front of them. This
shadowing or group interaction effect is expected to
become less significant as the spacing between piles
increases because there is less overlap between adjacent
failure zones (Ochoa & ONeill, 1989).
Prakash (1962) and Franke (1988) suggest that bored
Manuscript received 26 March 2010, revised manuscript
accepted 17 June 2010.
Discussion on this paper should reach the editor by 15 February
2011.
* Department of Engineering, University of Cambridge,
Cambridge, UK.
47
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48
Motor
3D load cell
2D actuator
Adaptor
3D load cell
Pile cap
Strain gauges
Strain gauges
Pile cap
Lasers
Model piles
Encoder
Lasers
P3 and P4
350 mm
P1 and P2
Dry sand
Load cells
850 mm
(a)
(b)
Fig. 1. The centriguge test package: (a) side view of the test package; (b) front view of the test package
Axial force
strain gauges
Bending moment
strain gauges
65
70
METHODOLOGY
Test apparatus
Pile group tests were conducted at 50g on the Turner beam
centrifuge at the Schofield Centre, Cambridge University.
A two-axis servo actuator was used to install the pile group
as an integrated assembly and then to apply vertical and
horizontal loads, as shown in Fig. 1. The design of the
45
50
70
260 mm
240 mm
30 000
0
40
80
120
160
200
2000
4000
6000
8000
10 000
2D actuator rotated 90
49
10
12 000
10 000
20 000
30 000
0
40
80
120
160
200
2000
4000
6000
10 000
8000
Axial force at model scale: N
Instrumentation
Vertical displacements at the leading and trailing edges of
the pile cap and lateral displacements of the pile cap were
measured using three lasers mounted under the twodimensional actuator. Additionally, vertical and horizontal
displacements of the actuator were recorded by two
encoders.
10
12 000
50
Table 1. Installation forces of the pile group
Test number
ZL07-2
ZL07-4
ZL08-2
ZL08-4
Average
Installation type
Installation force: N
MJ
10 800
CJ
11 100
MJ
9800
MJ
9900
10 400
these centrifuge tests were multiplied by 50 for displacements, 50 for pile group stiffness, and 502 for forces. Test
results at both model and prototype scale are plotted in all
of the following figures. It should be noted that the axes at
left and bottom sides of graphs represent test data at the
model scale, while axes at right and top sides represent
corresponding data at the prototype scale. All numerical
values quoted in the following text and in the tables are
given at model scale.
Pile group installation
The model pile group was pre-jacked at 1g, monotonically
jacked at 50g or cyclically jacked at 50g into dry dense
sand.
Two typical penetration resistance curves for the
monotonically and cyclically jacked pile groups are
presented in Fig. 4 and Fig. 5 respectively. The monotonically jacked pile group was pushed into the sand with a
monotonic stroke in-flight, while the cyclically jacked pile
group was successively penetrated 1 mm and then unloaded
to zero head load, with 180 strokes being used during the
installation process. At a final penetration depth of
180 mm, the maximum penetration forces of the monotonically jacked and cyclically jacked pile group are
10 800 N and 11 100 N respectively, as shown in Table 1.
It seems that the cyclic jacking installation obtained a
similar penetration force to the monotonic jacking installation. During the cyclic jacking process, although the
amplitudes of cyclic axial loads were very large, and the
maximum relative displacements between pile shaft and soil
are up to 16% of the pile diameter per cycle, the friction
fatigue effect is not evident.
250 000
500 000
750 000
80
Pile cap
80
120
160
200
5000
10000
15000
Pile initial stiffness at model scale: N/mm
10
40
80
120
160
200
2
1
3
Stiffness ratio at model scale: 1/mm
40
Pile bases
10
51
2500
5000
2500
Pile 1
5000
Pile 2
40
40
80
80
120
120
160
160
200
500
1000
1500
2500
2000
10
2500
5000
0
200
500
1000
1500
2500
2000
5000
10
2500
Pile 4
Pile 3
40
40
80
80
120
120
160
160
200
500
1000
1500
2000
10
2500
200
500
1000
1500
2000
10
2500
2500
2500
5000
40
80
80
120
120
160
160
Pile 1
40
5000
200
500
1000
1500
2500
2000
5000
10
2500
200
Pile 2
500
1000
0
2
1500
2500
2000
5000
10
2500
40
80
80
120
120
160
160
Pile 3
40
200
500
1000
1500
2000
10
2500
200
Pile 4
500
1000
0
2
1500
2000
10
2500
Fig. 8. Penetration resistances of individual piles for a jacked pile group: (a) pile head axial force of individual piles during
penetration process; (b) pile base resistance of individual piles during penetration process
60
5
11
10
10
20
20
5
10
160
1000
875
600
200
1000
1000
600
750
600
One-way
One-way
One-way
Two-way
Two-way
Twoway
160
Two-way
Two-way
Two-way
Two-way
Two-way
PJ
PJ
MJ
MJ
CJ
MJ
PJ
PJ
PJ
Pile
type
Cyclic load
type
Cyclic load
amplitude: N
Cyclic load
number
PJ
ZL08-1-2
ZL08-1-1
ZL08-4-2
ZL08-4-1
ZL074
ZL07-2
ZL08-3-4
ZL08-3-3
ZL08-3-2
ZL08-3-1
ZL08-2
MJ
Test number
52
250
_100
_250
_200
_500
0.1
0.2
100
_100
_250
_200
_500
_600
_1200
_1500
_2
_1
_50
800
3000
1500
_0.2
0.4
0.2
0
Lateral displacement at model scale: mm
(b)
_3000
50
250
_0.4
1200
500
100
20
200
10
_25
25
50
2000
1000
_400
_800
_1.0
_1000
_0.5
0.5
1.0
_0.1
100
_10
Monotonic-jacked
Cyclic-jacked
_0.2
_20
Lateral force at prototype scale: kN
200
53
_2000
Fig. 9. Lateral forcedisplacement curves of pile groups under cyclic lateral loads: (a) monotonic-jacked and cyclic-jacked pile
groups in the first two-way lateral load cycle in test ZL07-2 and ZL07-4; (b) pre-jacked pile group under two-way cyclic lateral loads
in test ZL08-3-1; (c) pre-jacked pile group under two-way cyclic lateral loads in test ZL08-3-4; (d) jacked pile group under two-way
cyclic loads in test ZL08-4-1
2.0
Pre-jacked 200 N
1.8
Pre-jacked 1000 N
Jacked 600 N
1.6
Jacked + 1000 N
1.4
1.2
1.0
0.8
10
Cycle number
54
Lateral displacement at prototype scale: mm
0
50
100
150
2500
500
1250
0
_1
0
0
1
2
Lateral displacement at model scale: mm
_50
3.5
3.0
175
Maximum displacement
Minimum displacement
150
2.5
125
2.0
100
1.5
75
1.0
50
0.5
25
0
100
101
0
102
(a)
Cycle numbers
2.0
100
1.5
75
1.0
50
0.5
25
0 0
10
101
102
(b)
Cycle numbers
(c)
Pile 1
200
Pile head lateral force at model scale: N
500
_200
100
150
Pile 2
200
500
_500 _200
_400
400
50
_2
_400
_1
_100 _50
50
100
150
Pile 3
200
500
_200
_400
_500
400
_2
_1
_100 _50
50
100
150
Pile 4
200
500
_500 _200
_2
_1
_400
400
_100 _50
55
_500
_2
_1
Fig. 12. Lateral forcedisplacement curves of individual piles under two-way cyclic lateral loads
100
125
750 300
50
Pile 1
75
100
125
750
Pile 2
200
500 200
500
100
250 100
250
0
0.5
300
1.0
1.5
2.0
2.5
50
75
100
125
3.0
0
0.5
750 300
1.0
1.5
2.0
2.5
50
75
100
125
Pile 3
Pile 4
3.0
750
200
500 200
100
250 100
250
0
0.5
1.0
1.5
2.0
2.5
3.0
500
0
0.5
1.0
1.5
2.0
2.5
Fig. 13. Lateral forcedisplacement curves of individual piles under one-way cyclic lateral loads
3.0
300
50
1000
2500
500
1250
0
_500
200
400
600
800
1000
1200
Piles 3 and 4
1500
0
_1250
3750
1000
2500
500
1250
0
_500
200
400
600
1000
800
1200
0
_1250
1.0
0.5
25
_25
_0.5
0
Elapsed time: s
Fig. 14. Axial force variation of individual piles during the cyclic
lateral load test ZL08-4-1
50
Piles 1 and 2
Piles 3 and 4
Average
200
400
600
800
Elapsed time: s
1000
3750
Piles 1 and 2
1500
56
1200
ZL08-3-1
ZL08-3-2
ZL08-3-3
ZL08-4-1
ZL08-4-2
ZL08-1-1
ZL08-1-2
ZL08-2
PJ
200
PJ
600
PJ
875
MJ
600
MJ
750
PJ
+600
PJ
+1000
MJ
+1000
10
1?6
5
2?4
5
3?0
10
0?42
10
1?23
11
2?5
5
1?3
60
2?05
ACKNOWLEDGEMENTS
This research was funded by Atkins Geotechnics and by
Giken Seisakusho Ltd. The first author is also supported
by the China Scholarship Council and the Cambridge
Overseas Trust.
REFERENCES
Brown, D. A., Reese, L. C. & ONeill, M. W. (1987). Cyclic lateral
loading of a large-scale pile group. J. Geotech. Engng ASCE
113, No. 11, 13261343.
Deeks, A. D. (2008). An investigation into the strength and stiffness
of jacked piles in sand. PhD thesis, University of Cambridge,
Cambridge, UK.
Franke E. (1988). Group action between vertical piles under
horizontal loads (ed. W. F. Van Impe), pp. 8393. Rotterdam:
Balkema.
Fleming W. G. K., Weltman A. J., Randolph M. F., and Elson W. K.
(1992). Piling Engineering, 2nd edn. Blackie (Halsted Press),
Glasgow, 1992, pp. 168.
Gui, M. W., Bolton, M. D., Garnier, J. et al. (1998). Guidelines
for cone penetration tests in sand. Proceedings International
Conference Centrifuge 98, Tokyo, 1, pp. 155160.
Haigh, S. K., Houghton, N. E., Lam, S. Y., Li, Z. & Wallbridge,
P. J. (2010). Development of a 2D servo-actuator for novel
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