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Palliative Treatment
Patients with cholangiocarcinoma commonly experience cholestasis, abdominal pain, and cachexia, which limit the quality
of life. Therefore, palliative treatments are essential in the
management of patients with cholangiocarcinoma. Options
for restoration of biliary drainage include endoscopic, percutaneous, and surgical techniques. Endoscopic and percutaneous methods are based on placement of biliary stents (see
Chapter 70), whereas surgical approaches create a bypass via
a choledocho- or hepaticojejunostomy. The efcacies of similar
endoscopic and surgical approaches are similar, but the mortality rate, frequency of procedure-related complications, and
duration of hospital stay are higher for surgical palliation.69
The decision to pursue endoscopic or percutaneous biliary
stent deployment is based on the anatomic location of the
malignant stricture (see Chapter 70). Although unilateral restoration of bile ow is in general sufcient, bilateral restoration of biliary drainage has been associated with increased
survival.70,71 Cross-sectional imaging is critical before a stent is
placed to avoid attempts at endoscopic drainage of an atrophic
lobe or a lobe in which adequate drainage is not feasible. Retrograde injection of dye without drainage carries a high risk
of iatrogenic bacterial cholangitis, which can be severe. Early
intervention in a patient with malignant biliary obstruction is
recommended because the time to normalization of the serum
bilirubin level doubles from 3 to 6 weeks when the serum total
bilirubin level is greater than 10 mg/dL.72
Photodynamic therapy (PDT) has been shown to be a
feasible palliative treatment option that reduces cholestasis, improves quality of life, and possibly provides a survival benet similar to R1/R2 resection.73-75 PDT involves the
systemic application of a photosensitizing agent (e.g., hematoporphyrin), followed by localized illumination of the tumor
at a specic wavelength. Tumor cell cytotoxicity is achieved
through reactive oxygen speciesmediated cell death, tumorvessel thrombosis, and tumor-specic immune reactions.
Safety concerns have been raised, however, and the routine
use of PDT is not recommended by the British Society of
Gastroenterology.76
External beam radiation and intraoperative or intraductal
brachytherapy have been suggested for palliative treatment.77
No large, prospective randomized controlled trials providing
sufcient evidence for the use of these techniques in cholangiocarcinoma, however, have been conducted. Although a few
retrospective studies have suggested a survival benet with
transarterial chemoembolization (TACE), no large, prospective randomized controlled trials providing sufcient evidence for the efcacy of TACE, or other locoregional therapies,
in cholangiocarcinoma have been performed.76
GALLBLADDER CARCINOMA
Gallbladder carcinoma is the second most common primary
biliary malignancy and the fth most common malignancy of
the GI tract. Like other biliary malignancies, gallbladder carcinoma is diagnosed at an advanced stage in the majority of
cases. In only one third of the cases is a diagnosis of gallbladder carcinoma made prior to surgical exploration.78 The growth
kinetics of gallbladder carcinoma are faster than those for
cholangiocarcinoma, and, in general, gallbladder carcinoma is
diagnosed at a later stage than ampullary carcinoma (see
later). Gallbladder carcinoma is not amenable to medical or
radiation therapy, and surgical resection is the only potentially
curative treatment. Unfortunately, only a minority of patients
are surgical candidates at the time of diagnosis. The prognosis
of gallbladder carcinoma is dismal, with 5-year survival rates
of 0% to 10% and a median survival of less than 6 months.
More aggressive surgical approaches have been advocated.
Epidemiology
The distribution of gallbladder carcinoma is geographically
heterogeneous, with the highest incidence rates (up to 21.5 per
100,000 population) observed in India. Incidence rates are also
high in South America, Asia, and certain Eastern European
countries such as Poland.79 Gallbladder carcinoma is rare in
Western European countries and the United States, where the
National Cancer Institute reported an age-adjusted incidence
rate of 1.2 per 100,000 in 2007. Global incidence rates of gallbladder carcinoma parallel the incidence rates of cholelithiasis. With the exception of Japan, where the incidence has
increased, age-adjusted incidence rates of gallbladder carcinoma have remained relatively stable in most countries since
the 1970s.79 Ethnic differences in the incidence of gallbladder
carcinoma have been described within the United States, with
higher rates in Caucasians than in African Americans. Mortality rates also vary globally. The age-adjusted mortality rate in
the United States between 2000 and 2005 was 0.7 per 100,000,
with an overall decrease since 1990.6 The highest mortality rate
(35 per 100,000) was reported in southern Chile.80 The average
age at diagnosis is 65 years, and the peak incidence is observed
in the seventh and eighth decades of life. Globally, there is a
female predisposition to gallbladder carcinoma.79
Etiology
The cause of gallbladder carcinoma is not well understood
but is thought to be multifactorial. Several risk factors for
1193
diagnosis of gallbladder carcinoma and have a lower frequency of cholelithiasis than those without AUPBD. On the
basis of the signicantly increased risk of gallbladder carcinoma, several Japanese hepatobiliary oncology associations
have recommended prophylactic cholecystectomy in patients
with AUPBD.84
PSC has been associated with gallbladder carcinoma, and
studies have reported that adenocarcinoma of the gallbladder
develops in up to 20% of patients with PSC and that 40% to
60% of gallbladder masses in patients with PSC are malignant.88,89 Therefore, patients with PSC and a gallbladder mass
of any size should undergo cholecystectomy or be monitored
closely for gallbladder carcinoma.
Adenomyomatosis of the gallbladder is characterized by
microscopic invaginations (Rokitansky-Aschoff sinuses) of the
mucosa with cyst formation in the muscularis propria (see
Chapter 67). A large Japanese study showed an increased incidence of gallbladder carcinoma in patients 60 years of age or
older with segmental adenomyomatosis of the gallbladder.90
In general, however, adenomyomatosis is viewed as a benign
condition.
Other conditions associated with gallbladder carcinoma
include IBD, intrahepatic biliary dysplasia, and cholangiocarcinoma.89 Chronic carriers of Salmonella Typhi or Paratyphi
have been shown to be at increased risk for the development
of gallbladder carcinoma.91 Other bacteria such as Escherichia
coli and Hp have also been associated with gallbladder carcinoma, but the data are not conclusive. First-degree relatives
of patients with gallbladder carcinoma have a relative risk
of 13.9 for developing this malignancy.92 Carcinogens, including methylcholanthrene, O-aminoazotoluene, and nitrosamines, have been identied in animal models of gallbladder
carcinoma. Other potential carcinogens include mustard
oil, products of free radical oxidation, and secondary bile
acids.93 Obesity has been suggested to be a risk factor for gallbladder carcinoma, especially in women,94 but the independence of obesity from cholelithiasis as a risk factor has not
been shown.
Pathology
From 80% to 95% of gallbladder carcinomas are adenocarcinomas; the majority of these are moderately to well differentiated.80 Adenocarcinomas are further divided into papillary,
tubular, and nodular variants, with the papillary adenocarcinomas being the least aggressive form.95 Less common types,
in order of frequency, include undifferentiated or anaplastic
carcinoma, squamous cell carcinoma, and adenosquamous
carcinoma. Rare types include carcinoids, small cell carcinomas, malignant melanomas, lymphomas, and sarcomas.93
Sixty percent of gallbladder carcinomas are located in the gallbladder fundus, 30% in the body, and 10% in the gallbladder
neck.95 Analogous to cholangiocarcinoma, the papillary form
of gallbladder carcinoma has a lower potential for invasion
and metastatic spread to lymph nodes.96 Gallbladder carcinoma spreads via direct invasion, lymphatic or hematogenous
metastasis, perineural invasion, and intraperitoneal or intraductal invasion. Lymphatic tumor cell spread is determined
by the physiologic gallbladder lymphatic plexus, including
the rst-level lymph nodes along the biliary tract (cystic duct,
bile duct, and hepatic duct), followed by pancreaticoduodenal
lymph nodes, as well as lymph nodes along the common
hepatic artery and celiac axis. Lymph node metastases are
described in 54% to 64% of patients and correlate with the
depth of invasion. Gallbladder carcinoma has a predisposition
to involve the liver bed because of venous drainage, predominantly into hepatic segments IVb and V (see Chapter 71),
and the anatomic approximation that allows direct hepatic
1194
Pathogenesis
Gallbladder carcinoma can develop from foci of mucosal dysplasia or carcinoma in situ that progress to adenocarcinoma or
from an adenoma-carcinoma sequence similar to that seen
with colon cancer (see Chapter 127).97 Foci of dysplasia and
carcinoma in situ are frequently found adjacent to gallbladder
carcinoma in surgically resected gallbladder specimens and
are thought to be precursors of invasive adenocarcinoma.80
The time of progression of dysplasia to carcinoma is estimated
to be 10 to 15 years.98 Like cholangiocarcinoma, the major
pathogenic factor is inammation. Increased iNOS and COX-2
expression has been demonstrated immunohistochemically in
gallbladder carcinoma samples as well as in hyperplastic gallbladder mucosa from patients with AUPBD and also has been
associated with TP53 tumor suppressor gene mutations in
patients with gallbladder carcinoma. High expression and
mutation rates of the TP53 gene have been demonstrated in
35% to 92% of gallbladder carcinomas, 86% of carcinomas
in situ, and 28% of dysplastic foci, supporting an early role
for TP53 mutation in the dysplasia-carcinoma progression
sequence.99,100 Mouse double minute 2 homolog (MDM2) overexpression, which can result in functional inactivation of p53,
has been described in up to 80% of gallbladder carcinomas.101
Immunohistochemical studies have also found other cell cycle
regulatory proteins to be aberrantly expressed in gallbladder
carcinomas and its precursor lesions. Reduced expression of
the cell cycle inhibitor p27Kip1 was reported in 43% to 83% of
gallbladder carcinomas, and its decreased expression was an
independent prognostic factor for higher TNM stage, lymph
node metastasis, and shorter survival.101,102 Reduced expression of p21WAF1/Cip1 was observed in 49% to 68% of gallbladder
carcinomas, 43% of adenomas, and 100% of gallbladder
dysplasia; in patients with gallbladder carcinoma, reduced
p21WAF1/Cip1 expression was correlated with shorter diseasefree and overall survival.101,103 In up to 60% of patients with
gallbladder carcinoma, mutations of the K-ras oncogene have
been detected; the frequency is highest in patients with
AUPBD.104 Single studies have reported up-regulation of
EGFR, HER2/ErbB2, and the nm23 metastasis suppressor
protein.105,106 In a comparative study, up-regulation of EGFR
and HER2 was observed, respectively, in 39% and 10% of
gallbladder carcinomas, 100% and 10% of intrahepatic cholangiocarcinomas, and 53% and 26% of extrahepatic cholangiocarcinomas, thereby illustrating the differences among the
types of biliary tract carcinomas.107 Mutations and increased
expression of the nuclear oncogene that encodes p16INK4 have
been shown in several studies.108 Other studies have demonstrated loss of heterozygosity or microsatellite instabilities in
chromosomal regions that harbor known or putative tumor
suppressor genes.109
Staging
Staging systems for gallbladder carcinoma include the NevinMoran classication system and the Japanese Biliary Surgical
Society staging system. The most commonly used staging
system is the TNM system described by the AJCC and UICC
(Table 69-6). The TNM-based staging system correlates with
survival. Reported 5-year survival rates for patients with
stages 0, I, II, III A, III B, IV A, and IV B gallbladder carcinoma
are 80%, 50%, 28%, 8%, 7%, 4%, and 2%, respectively. In the
2009 version of the AJCC/UICC staging system, stage T1b in
the previous version was redened as T2.47 In comparing different prognostic and therapeutic studies, it is important to
account for differences in the version of the applied staging
system.
Treatment
Surgery is the only potentially curative therapeutic option for
gallbladder carcinoma. Only 15% to 47% of patients are candidates for surgical resection at the time of diagnosis because
the stage of the disease is advanced in most cases. Contraindications to resection include multiple hepatic or distant
metastases, gross vascular invasion or encasement of major
vessels, malignant ascites, and poor functional status.95 Direct
invasion of the colon, duodenum, or liver is not considered an
absolute contraindication to surgical resection. The goal of
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Criteria
Tx
T0
Tis
T1a
T1b
T2
M0
M1
AJCC/UICC
Stage
Tumor
Node
Metastasis
Tis
T1
T2
T3
T1-3
T4
Any T
Any T
N0
N0
N0
N0
N1
N0-1
N2
Any N
M0
M0
M0
M0
M0
M0
M0
M1
T3
T4
Nx
N0
N1
N2
0
I
II
III A
III B
IV A
IV B
C
FIGURE 69-6. Imaging of gallbladder carcinoma. A, Axial CT view
of the abdomen. Cholelithiasis is seen inferior to the gallbladder
mass (arrow). B, Coronal view of the same patient. C, US in the
same patient showing a large mass (arrow) originating from the
gallbladder wall and protruding into the lumen.
resection is achieved in only 36% to 49% of patients undergoing surgical exploration or reexploration.110,121
Surgical procedures with curative intent include (1) simple
cholecystectomy; (2) extended or radical cholecystectomy
with additional resection of greater than 2 cm of the gallbladder bed plus lymphadenectomy of the hepatoduodenal ligament behind the second part of the duodenum, head of the
pancreas, and celiac axis; (3) extended cholecystectomy with
hepatic, segmental, or lobar resection; (4) extended cholecystectomy with extensive para-aortic lymph node resection; and
(5) extended cholecystectomy with bile duct resection or pancreaticoduodenectomy. The surgical approach is dictated by
the extent of tumor. Less than 10% of patients with gallbladder
carcinoma are diagnosed with Tis and T1a tumors. At these
stages, gallbladder carcinomas can be treated with simple cholecystectomy, with 5-year survival rates of 85% to 100%. A few
reports have also favored simple cholecystectomy for stage 1b
gallbladder carcinoma and have reported similar survival
rates after either simple or radical cholecystectomy.122,123 Up
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Staging
AMPULLARY CARCINOMA
Carcinomas of the ampulla of Vater belong to the family of
periampullary carcinomas. This family includes carcinomas of
the duodenum, ampulla of Vater, distal bile duct, and pancreas
(see Chapter 60). Ampullary carcinomas are the second most
common form of periampullary carcinoma (after pancreatic
head cancer). The distinction between the different forms is
important because ampullary carcinomas are often diagnosed
earlier than the others and therefore at a resectable stage, thus
resulting in a better prognosis.
Epidemiology
T2, T3, T4
T1
T1a
T1b
Re-exploration
Resectable
No further
treatment
if margins
are negative
M1
Radical
cholecystectomy
Unresectable
Palliative
treatment
FIGURE 69-7. Algorithm for the management of gallbladder carcinoma discovered intra- or postoperatively at laparoscopic cholecystectomy. In cases in which pathologic examination of the
cholecystectomy specimen identies a stage T1a tumor with
negative surgical margins, no further treatment is indicated. If the
tumor is found to be a stage T1b tumor or the margins of resection are positive for malignant tissue, reexploration for further
resection is indicated. Similarly, patients with gallbladder carcinoma found to be stage T2, T3, or T4 should undergo surgical
reexploration. If reexploration reveals resectable gallbladder carcinoma, radical cholecystectomy should be performed. If the
tumor is deemed unresectable, palliative management is indicated. When postoperative staging reveals metastatic spread,
palliative management is indicated. M, metastasis stage; T, tumor
stage. (Modied from Misra S, Chaturvedi A, Misra NC, Sharma
ID. Carcinoma of the gallbladder. Lancet Oncol 2003; 4:167-76.)
Etiology
Although the etiology of ampullary carcinomas is unknown
in the majority of cases, several conditions have been associated with this malignancy, mostly in case reports or small
series. Familial adenomatous polyposis (FAP) is an important
risk factor for the development of ampullary carcinomas, with
a relative risk of 124 (see Chapter 126).135 Periampullary carcinoma is the second most common cause of death (after colon
cancer) in patients with FAP. Usually, periampullary carcinoma arises later than colorectal carcinoma in this patient
group but earlier in comparison with sporadic ampullary carcinomas.133 Screening for upper GI neoplasms (polyps or carcinoma) at regular intervals of 6 months to 4 years, depending
on the degree of duodenal polyposis, is therefore recommended in patients with FAP. Similarly, increased rates of
ampullary carcinoma have been described in patients with
Gardners syndrome, a variant of FAP (see Chapter 126).136
Lynch syndrome (hereditary nonpolyposis colorectal cancer)