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DTC Participant Report (Numerical Sort)

Month Ending - July 29, 2016


NUMBER
0 SERIES
0005
0010
0013
0015
0017
0019
0031
0032
0033
0045
0050
0052
0057
0062
0063
0065
0067
0075
0076
0083
0096
0099

PARTICIPANT ACCOUNT NAME


GOLDMAN, SACHS & CO.
BROWN BROTHERS HARRIMAN & CO.
SANFORD C. BERNSTEIN & CO., LLC
MORGAN STANLEY SMITH BARNEY LLC
INTERACTIVE BROKERS LLC
JEFFERIES LLC
NATIXIS SECURITIES AMERICAS LLC
DEUTSCHE BANK SECURITIES INC.- STOCK LOAN
COMMERZ MARKETS LLC/FIXED INC. REPO & COMM. PAPER
BMO CAPITAL MARKETS CORP.
MORGAN STANLEY & CO. LLC
COR CLEARING LLC
EDWARD D. JONES & CO.
VANGUARD MARKETING CORPORATION
VIRTU FINANCIAL BD LLC
ZIONS DIRECT, INC.
INSTINET, LLC
LPL FINANCIAL CORPORATION
MUFG SECURITIES AMERICAS INC.
TRADEBOT SYSTEMS, INC.
SCOTIA CAPITAL (USA) INC.
ITG INC.

100 SERIES
0100
0101
0103
0109
0114
0124
0126
0129
0136
0141
0148
0158
0161
0163
0164
0166
0180
0181
0187
0188
0189
0197

CONVERGEX EXECUTION SOLUTIONS LLC


MORGAN STANLEY & CO LLC/SL CONDUIT
WEDBUSH SECURITIES INC.
BROWN BROTHERS HARRIMAN & CO./ETF
MACQUARIE CAPITAL (USA) INC.
INGALLS & SNYDER, LLC
COMMERZ MARKETS LLC
GEORGE K. BAUM & COMPANY
BANCA IMI SECURITIES CORP.
FIRST CLEARING, LLC
ICAP CORPORATES LLC
APEX CLEARING CORPORATION
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NASDAQ BX, INC.
CHARLES SCHWAB & CO., INC.
RCAP SECURITIES, INC.
NOMURA SECURITIES INTERNATIONAL, INC.
GUGGENHEIM SECURITIES, LLC
J.P. MORGAN SECURITIES LLC
TD AMERITRADE CLEARING, INC.
STATE STREET GLOBAL MARKETS, LLC
CANTOR FITZGERALD & CO. / CANTOR CLEARING SERVICES

200 SERIES
0202
0220
0221
0229
0226
0235
0237
0250
0269
0270
0271
0274
0279
0280
0283
0284
0286
0287
0294
0295

FTN FINANCIAL SECURITIES CORP.


PEOPLE'S SECURITIES, INC.
UBS FINANCIAL SERVICES INC.
BARCLAYS CAPITAL INC./LE
NATIONAL FINANCIAL SERVICES LLC
RBC CAPITAL MARKETS, LLC
NASDAQ PHLX LLC
WELLS FARGO SECURITIES, LLC
MAPLE SECURITIES U.S.A. INC.
ING FINANCIAL MARKETS LLC
TRADESTATION SECURITIES, INC.
CITIGROUP GLOBAL MARKETS INC./SALOMON BROTHERS
HILLTOP SECURITIES INC.
U.S. BANCORP INVESTMENTS, INC.
WILSON-DAVIS & CO., INC.
ALBERT FRIED & COMPANY, LLC
SG AMERICAS SECURITIES, LLC
MARSCO INVESTMENT CORPORATION
QUANTEX CLEARING, LLC
KCG AMERICAS LLC

300 SERIES
0311
0338
0344
0349
0352
0355
0361
0369
0370
0374
0385
0387
0388

PIPER JAFFRAY & CO.


OPTIONSXPRESS, INC.
DIAMANT INVESTMENT CORPORATION
ABN AMRO SECURITIES (USA) LLC
J.P. MORGAN CLEARING CORP.
CREDIT SUISSE SECURITIES (USA) LLC
D. A. DAVIDSON & CO.
HRT FINANCIAL LLC
TRADITION SECURITIES & DERIVATIVES INC.
JANNEY MONTGOMERY SCOTT LLC
E*TRADE CLEARING LLC
CRT CAPITAL GROUP LLC
INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC

DTC Participant Report (Numerical Sort)


Month Ending - July 29, 2016
NUMBER
0390
395
0396

PARTICIPANT ACCOUNT NAME


RAYMOND JAMES & ASSOCIATES, INC/FI
CITADEL CLEARING LLC
ABN AMRO CLEARING CHICAGO LLC/PORTFOLIO MARGINING

400 SERIES
0408
0413
0418
0419
0425
0430
0436
0438
0443
0445
0448
0472
0486
0494

LOMBARD ODIER TRANSATLANTIC, LIMITED PARTNERSHIP


AMHERST PIERPONT SECURITIES LLC
CITIGROUP GLOBAL MARKETS INC.
STEPHENS INC.
RBS SECURITIES INC.
HOLD BROTHERS CAPITAL LLC
ARCHIPELAGO SECURITIES, L.L.C.
CIBC WORLD MARKETS CORP.
PERSHING LLC
STOCKCROSS FINANCIAL SERVICES, INC.
NUVEEN SECURITIES, LLC
LOYAL3 SECURITIES INC.
HSBC SECURITIES (USA) INC. (FIXED INCOME)
SMITH, MOORE & CO.

500 SERIES
0501
0505
0512
0520
0526
0534
0536
0537
0541
0547
0549
0551
0557
0563
0568
0571
0573
0575
0594
0595

GOLDMAN SACHS EXECUTION & CLEARING, L.P.


CITIGROUP GLOBAL MARKETS, INC./CORRESPONDENT CLEARING
LEK SECURITIES CORPORATION
NASDAQ EXECUTION SERVICES, LLC/OPTIONS
GUGGENHEIM FUNDS DISTRIBUTORS, LLC.
INTERACTIVE BROKERS RETAIL EQUITY CLEARING
JEFFERIES LLC/JEFFERIES EXECUTION SERVICES, INC./SERVICE BUREAU
BGC FINANCIAL, L.P.
ABN AMRO CLEARING CHICAGO LLC/INSTITUTIONAL
ROBERT W. BAIRD & CO. INCORPORATED
TIMBER HILL LLC
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
KEYBANK SAFEKEEPING
CITICORP SECURITIES SERVICES, INC.
NASDAQ EXECUTION SERVICES, LLC
OPPENHEIMER & CO. INC.
DEUTSCHE BANK SECURITIES INC.
ABN AMRO CLEARING CHICAGO/BONDS
RJ DEALER STOCK LOAN
VISION FINANCIAL MARKETS LLC

600 SERIES
0608
0613
624
626
0627
0630
0642
0647
0651
0652
0670
0692
0695
0696

SG AMERICAS SECURITIES LLC/ SUB 608


ESSEX RADEZ LLC
TULLETT PREBON FINANCIAL SERVICES LLC
DST MARKET SERVICES, LLC
DASH FINANCIAL LLC
BNP PARIBAS SECURITIES CORP.
UBS SECURITIES LLC
DAIWA CAPITAL MARKETS AMERICA INC.
CREDIT AGRICOLE SECURITIES (USA) INC
UBS SECURITIES LLC/CMO
CSS, LLC
INVESCO CAPITAL MARKETS, INC.
ABN AMRO CLEARING CHICAGO LLC
CANTOR FITZGERALD & CO.

700 SERIES
0701
0702
0705
0709
0712
0715
0725
0728
0734
0743
0749
0750
0756
0759
0768
0771
0773
0793

CETERA INVESTMENT SERVICES LLC


BB&T SECURITIES, LLC
SCOTTRADE, INC.
WACHTEL & CO., INC.
KOONCE SECURITIES, INC.
DAVENPORT & COMPANY LLC
RAYMOND JAMES & ASSOCIATES, INC.
FOLIOFN INVESTMENTS, INC.
THE NASDAQ STOCK MARKET LLC
C.L. KING & ASSOCIATES, INC.
VIRTU FINANCIAL CAPITAL MARKETS LLC
STERNE, AGEE & LEACH, INC.
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
NASDAQ STOCK MARKET LLC/OMNIBUS ACCOUNT
J.J.B. HILLIARD, W.L. LYONS, LLC
WILLIAM BLAIR & COMPANY, L.L.C.
MERRILL LYNCH PIERCE FENNER & SMITH/FIXED INCOME
STIFEL, NICOLAUS & COMPANY, INCORPORATED

800 SERIES
0816
0824
0873
0888
0892

HSBC SECURITIES (USA) INC.


INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES, LLC/EQUITY CLEARANCE
ELECTRONIC TRANSACTION CLEARING, INC.
NATIONAL SECURITIES CLEARING CORPORATION SCC DIVISION
MIZUHO SECURITIES USA INC.

DTC Participant Report (Numerical Sort)


Month Ending - July 29, 2016
NUMBER

PARTICIPANT ACCOUNT NAME

900 SERIES
0901
0902
0908
0912
0923
0939
0950
0953
0954
0955
0958
0971
0979
0981
0982
0987
0990
0992
0997

THE BANK OF NEW YORK MELLON


JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
CITIBANK, N.A.
OCC INTERNAL NON-PROPRIETARY CROSS MARGIN CFTC 1.20 FUTURES CUSTOMER SEGREGATED OMNIBUS ACCOUNT
JPMORGAN CHASE BANK - ADR
OCC CFTC 1.20 FUTURES CUSTOMER SEGREGATED OMNIBUS ACCOUNT
CITIBANK, N.A. - DEALER
ADR-CITI
THE BANK OF NEW YORK MELLON/MELLON TRUST OF NEW ENGLAND, NATIONAL ASSOCIATION
BANK OF AMERICA, NA/GWIM TRUST OPERATIONS
DESERET TRUST COMPANY
REGIONS BANK
UBS AG, STAMFORD BRANCH
OPTIONS CLEARING CORPORATION (THE)
THE OPTIONS CLEARING CORPORATION/OCC MARKET LOAN PROGRAM ACCOUNT - AQS
FIDUCIARY SSB
MANUFACTURERS AND TRADERS TRUST COMPANY
BMO HARRIS BANK NA/TRUST
STATE STREET BANK AND TRUST COMPANY

1500 SERIES
1501
1503
1505
1507
1510
1515
1518
1526
1530
1538
1540
1541
1542
1544
1545
1546
1560
1562
1563
1569
1573
1574
1577
1581
1582
1584
1586
1587

CITIBANK/CP/IPA
DEUTSCHE BANK TRUST COMPANY AMERICAS
REGIONS BANK/CORPORATE TRUST/IPA
MANUFACTURERS AND TRADERS TRUST CO/WILMINGTON TRUST/IPA
U.S. BANK N.A./CP
PNC BANK, N.A./IPA
BRANCH BANKING AND TRUST COMPAY/FM/IPA
STATE STREET BANK AND TRUST COMPANY/IPA
BMO HARRIS BANK NA/M&I BANK IPA
WELLS FARGO BANK, N.A. ISSUING/PAYING AGENT
UBS AG, STAMFORD BRANCH/IPA ACCOUNT
THE BANK OF NEW YORK MELLON/IPA
BANK OF NOVA SCOTIA, NEW YORK AGENCY/IPA (THE)
HSBC BANK USA, NATIONAL ASSOCIATION/IPA
MANUFACTURERS AND TRADERS TRUST COMPANY/IPA
SOCIETE GENERALE, NEW YORK BRANCH
NORTHERN TRUST COMPANY/IPA
HUNTINGTON NATIONAL BANK/IPA
COMPASS BANK/IPA
BNP PARIBAS, NEW YORK BRANCH
JPMORGAN CHASE BANK/J.P.MORGAN CHASE & CO./CERTIFICATE OF DEPOSIT/IPA
AMALGAMATED BANK OF CHICAGO/IPA
MIZUHO BANK LTD. NEW YORK BRANCH/IPA
BANK OF AMERICA/LASALLE BANK NA/IPA, DTC #1581
BMO HARRIS BANK NA/IPA
TEXAS TREASURY SAFEKEEPING TRUST COMPANY/IPA
ZIONS FIRST NATIONAL BANK-CT ISSUE & PAY A/C/IPA
CREDIT SUISSE AG - NEW YORK BRANCH

1600 SERIES
1601
1607
1620

BNP PARIBAS, NEW YORK BRANCH/IPA


MUFG UNION BANK, N.A./MMI/PIMS/IPA
ASSOCIATED BANK, N.A./ASSOCIATED TRUST COMPANY/IPA

2000 SERIES
2000
2002
2003
2008
2011
2012
2015
2020
2022
2023
2026
2027
2029

CLEARSTREAM BANKING AG
BNYMELLON/BGC BROKERS LP
UBS AG, STAMFORD BRANCH/AC PB CLIENTS-NO UBS LIEN
MONTE TITOLI - S.P.A.
CAVALI ICLV S.A.
CREST INTERNATIONAL NOMINEES LIMITED
THE TEL-AVIV STOCK EXCHANGE CLEARING HOUSE LTD
THE BANK OF NEW YORK MELLON/SOC GEN BANK
THE BANK OF NEW YORK MELLON/HBK GLOBAL SECURITIES LP
THE BANK OF NEW YORK MELLON/FMSBONDS, INC.
BNYMELLON/RE BNYMSANV RE FIRM
WELLS FARGO BANK, NATIONAL ASSOCIATION
THE BANK OF NEW YORK MELLON/UBS AG LONDON BRANCH DESIGNED EQUITIES

2032
2035
2037
2038
2039
2040
2041
2042
2046
2047
2053
2057

CITIBANK/THE CITIGROUP PRIVATE BANK/TRUST


JP MORGAN CHASE/JP MORGAN INTERNATIONAL
MITSUBISHI UFJ TRUST & BANKING CORPORATION, NEW YORK BRANCH/AFFILIATE
JPMORGAN CHASE/RBS
SEI PRIVATE TRUST COMPANY
WELLS FARGO BANK, N.A./LENDING
DBTC AMERICAS/CTAG/PUTS & DEMANDS
RELIANCE TRUST COMPANY/SWMS1
THE BANK OF NEW YORK MELLON/HBK MASTER FUND LP
SECURITIES FINANCE TRUST COMPANY
FROST BANK
THE BANK OF NEW YORK MELLON/DBTCA-DB AG LDN PB - CLIENT ACCOUNT

DTC Participant Report (Numerical Sort)


Month Ending - July 29, 2016
NUMBER
2059
2060
2063
2065
2067
2068
2070
2072
2074
2075
2078
2079
2081
2084
2085
2089
2090
2091
2093
2095

PARTICIPANT ACCOUNT NAME


THE BANK OF NEW YORK MELLON/DBTCA/DB AG LDN PB-DEUTSCHE BANK NY
JPMORGAN CHASE BANK/SUSQUEHANNA
BNY MELLON/NGFP MAIN
PNC BANK, N.A./OTTA
UNION BANK & TRUST COMPANY
FEDERAL HOME LOAN MORTGAGE CORPORATION/RETAINED
BNYMELLON/BNP PARIBAS TRI-PARTY ACCOUNT
WELLS FARGO BANK, N.A./SIG
BNYMELLON/RE BNYMSANVAMS RE FIRM LAB
MUFG SECURITIES AMERICAS INC./STOCK LOAN
BNYMELLON/BBPLC CLIENT SEG SG SCM EQ TLR LTD
THE BANK OF NEW YORK MELLON/DBTCA/DB AG LDN PB CHEYNE VALUE FUND LP
BNYMELLON/MS INTERNATIONAL
JPMORGAN CHASE BANK/INTL FCSTONE FINANCIAL INC
RELIANCE TRUST COMPANY/SWMS2
THE BANK OF NEW YORK MELLON/NATIXIS FUNDING CORP
THE BANK OF NEW YORK MELLON/DBTCA/DB AG LON PB POLGON GL OP M/FD
BNYMELLON/RABOBANK INTERNATIONAL UNEF
THE BANK OF NEW YORK MELLON/SUNTRUST BANK
SUNTRUST ROBINSON HUMPHREY, INC.

2100 SERIES
2100
2102
2103
2104
2105
2106
2107
2108
2109
2114
2116
2118
2122
2125
2126
2129
2131
2136
2138
2139
2145
2147
2151
2154
2155
2156
2158
2160
2161
2164
2165
2166
2167
2169
2170
2176
2187
2189
2190
2193
2196
2198

THE BANK OF NEW YORK MELLON/SUNTRUST BANK PORTFOLIO


BNYM/HSBC US
THE BANK OF NEW YORK MELLON /BARCLAYS CAPITAL SECURITIES LTD., SBL/PB
ZIONS FIRST NATIONAL BANK
THE BANK OF NEW YORK MELLON/FIFTH THIRD BANK
THE BANK OF NEW YORK MELLON/ALLSTATE MARK TO MARKETS
THE BANK OF NEW YORK MELLON/COMMERCIAL LOANS
COMERICA BANK
THE BANK OF NEW YORK MELLON/ICBC STANDARD BANK PLC
SUNTRUST BANK / STB RETAIL CD
FIFTH THIRD BANK
DESERET TRUST COMPANY - D
HSBC BANK USA, N.A.-IPB
THE BANK OF NEW YORK MELLON/DBTCA/DB AG LDN PB F&C GARNET M/F LTD
FIDUCIARY TRUST COMPANY OF BOSTON
THE BANK OF NEW YORK MELLON/DBTC/DB AG LDN PB F&C SAPPHIRE M/FD LTD
BNYMELLON/NOMURA PB NOMINEES LTD
THE BANK OF NEW YORK MELLON/IVORS
THE BANK OF NEW YORK MELLON/ELLINGTON SPECIAL OPPORTUNITIES FUND, LTD.
GLENMEDE TRUST COMPANY, N.A. (THE)
MUFG UNION BANK, N.A.
BNP PARIBAS, NEW YORK BRANCH/BNP PARIBAS PRIME BROKERAGE CUSTODIAN
BNYMELLON/RE FIRM INVESTMENT ACCOUNT
BNP PARIBAS PRIME BROKERAGE, INC.
THE BANK OF NEW YORK MELLON/DEUTSCHE BANK LONDON AG LONDON/GLOBAL MARKET #2
THE BANK OF NEW YORK MELLON/DBTCA/DB AG LDN PB MULTI SEG CLEARANCE
BNY MELLON/NGFP COLLATERAL
THE BANK OF NEW YORK MELLON/DBTCA/DB AG LDN B CHEYNE SPEC'L SIT FD
MIZUHO SECURITIES/SECURITIES FINANCE
JPMORGAN CHASE BANK/CORRESPONDENCE CLEARING SERVICES 2
HSBC BANK USA, NATIONAL ASSOCIATION
PNC BANK/PNC MUNICIPAL STRATEGY - BLK
PNC BANK, N.A./PNC CAPITAL MARKETS LLC MSFTA
BNY MELLON/D.E. SHAW HELIANT CAPITAL LLC
COMMERCE BANK
THE BANK OF NEW YORK MELLON/CDC MORTGAGE CAPITAL INC.
MORGAN STANLEY BANK, N.A.
THE BANK OF NEW YORK MELLON/TULLETT PREBORN FINANCIAL SERVICES 1
THE BANK OF NEW YORK MELLON/TULLETT PREBORN FINANCIAL SERVICES
SSB-PHYSICAL CUSTODY SERVICES
THE BANK OF NEW YORK MELLON/BARCLAYS BANK PLC
THE BANK OF NEW YORK MELLON/COUNTRYWIDE HOME LOANS

2200 SERIES
2200
2203
2205
2206
2207
2209
2216
2218
2219
2220
2223
2224
2225
2230
2231
2232
2234
2236

BNYMELLON/DEDICATED PARTICIPANT #56


THE BANK OF NEW YORK MELLON/ANNALY CRE LLC
KEYBANK NATIONAL ASSOCIATION
BANK NEW YORK MELLON/FIRM ITC-INVESTMENT DEALER
THE BANK OF NEW YORK MELLON/RABOBANK INTERNATIONAL LONDON EQUITY FINANCE
THE BANK OF NEW YORK MELLON/MID CAP SPDRS
LAW DEBENTURE TRUST COMPANY OF NEW YORK
FANNIE MAE
HUNTINGTON NATIONAL BANK/FBO OHIO POLICE AND PENSION FUND
THE BANK OF NEW YORK MELLON/EF SECURITIES LLC
ALASKA USA FEDERAL CREDIT UNION
THE BANK OF NEW YORK MELLON/NATIXIS FINANCIAL PRODUCTS INC
THE BANK OF NEW YORK MELLON/E-TRADE BANK
JPMORGAN CHASE BANK/RBS SECURITIES INC.
THE BANK OF NEW YORK MELLON/BZW SECURITIES LIMITED
BNY MELLON/NOMURA CAPITAL MARKETS PLC REPO
U.S. BANK N.A./SAFEKEEPING WEST
BANK OF AMERICA, NATIONAL ASSOCIATION

DTC Participant Report (Numerical Sort)


Month Ending - July 29, 2016
NUMBER
2238
2243
2244
2247
2251
2253
2255
2257
2262
2264
2265
2267
2271
2276
2281
2291
2292
2294

PARTICIPANT ACCOUNT NAME


THE BANK OF NEW YORK MELLON/BANQUE D'ORSAY
BNYMELLON/NATIXIS FIXED INCOME
BNYMELLON/NATIXIS
BNYMELLON/LLOYDS TSB BANK PLC CLR RE ARTEMIS
BANK OF AMERICA NA/CLIENT ASSETS
BRICKELL BANK
JPMORGAN CHASE BANK/PCS SHARED SERVICES
ASSOCIATED BANK, N.A.
SUNTRUST BANK/SUNTRUST BANK DEALER BANK
THE BANK OF NEW YORK MELLON/CDC HOLDINGS TRUST INC.
THE BANK OF NEW YORK MELLON/HBK CDO TRUST
MORGAN STANLEY PRIVATE BANK, NATIONAL ASSOCIATION
WESBANCO BANK, INC.
THE BANK OF NEW YORK MELLON/SUNTRUST EQUITY FUNDING, LLC
BNY MELLON/NOMURA INT'L PLC REPO
THE BANK OF NEW YORK MELLON/PREBON FINANCIAL PRODUCTS, INC.
BNYMELLON/CITIGROUP GLOBAL MARKETS LIMITED
BNYMELLON/DEDICATED PARTICIPANT #48

2300 SERIES
2301
2304
2305
2306
2307
2308
2312
2313
2314
2319
2321
2322
2324
2326
2328
2329
2330
2333
2334
2336
2337
2338
2339
2342
2347
2349
2351
2352
2354
2357
2358
2359
2361
2362
2363
2365
2366
2367
2370
2375
2379
2381
2382
2383
2386
2391
2393
2396
2399

THE BANK OF NEW YORK/FORTIS BANK NV/SA


THE BANK OF NEW YORK MELLON/SOUTH STREET SECURITIES
THE HUNTINGTON NATIONAL BANK
FANNIE MAE/REMIC COLLATERAL/BOND ADMINISTRATION
THE BANK OF NEW YORK MELLON/ING BANK NV LONDON BRANCH
THE BANK OF NEW YORK MELLON/BOA NA
JPMORGAN CHASE BANK NA/DBTC AMERICAS/DEUTSCHE BANK AG (LONDON BRANCH)
THE BANK OF NEW YORK MELLON/BARCLAYS (BGIS)
JPMORGAN CHASE BANK NA/DBTC AMERICAS/DB UK BANK LIMITED
SSB - TRUST CUSTODY
THE BANK OF NEW YORK MELLON/HSBC, BK PLC A/C IB EQ FIN NON US
BNP PARIBAS, NY BRANCH/ BNPP SA
THE BANK OF NEW YORK MELLON/BARCLAYS BANK PLC - PLEDGE ACCOUNT
THE BANK OF NEW YORK/THE ROYAL BANK OF CANADA
BNY MELLON/ANWORTH MORTGAGE ASSET CORP.
REGIONS BANK/WEST VALLEY
COMPUTERSHARE TRUST COMPANY, N.A./OPTIONS
CITIBANK, N.A./ETF
JPMORGAN CHASE-ADR MAX
THE BANK OF NEW YORK MELLON/CHARLES STANLEY AND COMPANY, LIMITED
THE BANK OF NEW YORK MELLON/CWIBH INC.
HONG KONG SECURITIES CLEARING COMPANY LIMITED
THE BANK OF NEW YORK MELLON/ITC - DEALERS CLEARANCE SPECIAL
THE BANK OF NEW YORK MELLON/ELLINGTON MORTGAGE FUND SC, LTD.
THE BANK OF NOVA SCOTIA, NEW YORK AGENCY
BNYMELLON/NOMURA GLOBAL FINANCIAL PRODUCTS INC COLLATERAL ACCOUNT
BNYMELLON/NOMURA GLOBAL FINANCIAL PRODUCTS INC MAIN ACCOUNT
AMALGAMATED BANK
JPMORGAN CHASE BANK N.A./JPMORGAN EUROPE LIMITED
JPMORGAN CHASE BANK/IA
THE BANK OF NEW YORK MELLON/SOCIETE GENERALE GIC
BNYMELLON/HSBC BANK PLC PARIS BRANCH
BNYMELLON/FIRM SECURITIES FINANCE
THE BANK OF NEW YORK MELLON/CRESCENT II FUND L.P.
BNYMELLON/HSBC BANK PLC EQD USBR
BNYMELLON/MONTAGUE PLACE CUSTODY SERVICES
BNYMELLON/BARCLAYS CAP SEC LTD PB SEG 1
BNYMELLON/BARCLAYS CAP SEC LTD PB SEG 2
BNYMELLON/BARCLAYS BANK PLC RE US SHARES
STATE STREET BANK & TRUST COMPANY / ISHARES EUROPE
JPMORGAN CHASE BANK/JPMORGAN PPB
BNYMELLON/RE FIRM TRADE INS
MANUFACTURERS & TRADERS TRUST COMPANY MUNI TRADING/SAFEKEEPING
THE BANK OF NEW YORK MELLON/TULLET & TOKYO LIBERTY (SEC) LTD.
STATE STREET BANK AND TRUST COMPANY, N.A.
FEDERAL HOME LOAN MORTGAGE CORPORATION
HSBC BANK USA, NATIONAL ASSOCIATION/OMNIBUS
MIZUHO SECURITIES USA/FIXED INCOME
STATE STREET BANK AND TRUST COMPANY/DEUTSCHE BANK FRANKFURT

2400 SERIES
2406
2407
2414
2415
2416
2417
2424
2425
2426
2427
2428
2429
2433

THE BANK OF NEW YORK MELLON/EVOLUTION BEESON GREGORY LIMITED LIMITED - ACCOUNT #258688
THE BANK OF NEW YORK MELLON/VANGUARD BLOCK LENDING
THE BANK OF NEW YORK MELLON/NATIONAL AUSTRALIA BANK
COMPUTERSHARE TRUST COMPANY, N.A.
FIFTH THIRD BANK/STATE TEACHERS RETIREMENT OF OHIO
THE BANK OF NEW YORK MELLON/ELLINGTON MORTGAGE OPPORTUNITIES MASTER FUND LTD.
JPMORGAN CHASE BANK, N.A./CUSTODIAL TRUST COMPANY
HOME FEDERAL BANK OF TENNESSEE, F.S.B.
CITIBANK, N.A./CORPORATE AGENCY & TRUST
THE BANK OF NEW YORK MELLON/MERRILL LYNCH PIERCE FENNER & SMITH
THE BANK OF NEW YORK MELLON/DBTC AMERICAS/DEUTSCHE BANK LONDON PRIME
THE BANK OF NEW YORK MELLON/ELLINGTON STRATEGIC MGT FD L.P.
JPMORGAN CHASE BANK/VANGUARD LOANET

DTC Participant Report (Numerical Sort)


Month Ending - July 29, 2016
NUMBER
2434
2436
2438
2444
2445
2446
2447
2449
2450
2451
2452
2453
2454
2456
2457
2462
2463
2467
2468
2469
2470
2472
2474
2475
2477
2478
2479
2480
2481
2483
2484
2485
2486
2488
2490
2491
2492
2494
2495
2496
2497
2499
2500 SERIES
2502
2505
2506
2507
2508
2510
2511
2513
2517
2522
2523
2531
2533
2534
2535
2538
2539
2543
2544
2545
2546
2552
2553
2554
2555
2557
2558
2559
2561
2562
2563
2564
2565
2566
2567
2568
2570
2572
2573
2578

PARTICIPANT ACCOUNT NAME


JPMORGAN CHASE BANK/GNPH MIDDLE MARKET
SSB - BANK PORTFOLIO
THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION
THE BANK OF NEW YORK MELLON/FSA
FIRST TENNESSEE BANK N.A. MEMPHIS
THE BANK OF NEW YORK MELLON/MELLON TRUST OF NEW ENGLAND/NORTHWESTERN MUTUAL LIFE
HOME FEDERAL BANK/HOME FINANCIAL SERVICES, INC.
BNYMELLON/BARCLAYS US LP
UMB BANK, NATIONAL ASSOCIATION
UMB BANK, INVESTMENT DIVISION
THE BANK OF NEW YORK MELLON/DBTC AMERICAS/DEUTSCHE BK LONDON PRIME
THE BANK OF NEW YORK MELLON/DBTC/DEUTSCHE BK LONDON PRIME SEG 15/00
THE BANK OF NEW YORK MELLON/DBTC/DEUTSCHE BK LONDON PRIME SEG 30/30
BNYMELLON/BARCLAYS GROUP US
BNYMELLON/BARCLAYS BANK DELAWARE
BNYMELLON/HSBC BANK PLC
BNYMELLON/BNYMIB RE BNYMMIL RE FIRM
JPMORGAN CHASE BANK/HSBCSI
THE BANK OF NEW YORK MELLON/DEUTSCHE BANK AG FRANKFURT
THE BANK OF NEW YORK MELLON/MIZUHO CORPORATE BANK LTD., NEW YORK BRANCH
BNY MELLON/CAPSTEAD MORTGAGE CORP.
BNYMELLON/DR CUSTODY ACCOUNT
THE BANK OF NEW YORK MELLON/MILLENNIUM PARTNERS
THE BANK OF NEW YORK MELLON/ANNALY COMMERCIAL REAL ESTATE GR.
THE BANK OF NEW YORK MELLON/ANNALY CRE HOLDING
THE BANK OF NEW YORK MELLON/DBAG LONDON GLOBAL MARKETS (CLIENT ACCT)
THE BANK OF NEW YORK MELLON/DBAG FRANKFURT GLOBAL MARKET
WELLS FARGO SECURITIES, LLC/SECURITIES FINANCE
DEUTSCHE BANK AG, NEW YORK BRANCH
COMPASS BANK
COMPASS BANK/TRUST DIVISION
THE BANK OF NEW YORK MELLON/DBAG LONDON GLOBAL MARKET
BNYMELLON/RABOBANK UTRECHT FIXED INCOME
THE BANK OF NEW YORK MELLON/DBTC AMERICAS/DBAG LDN-GS CR. PORT LLC
BNYMELLON/RABOBANK INT'L UTRECHT EQUITY FIN
THE BANK OF NEW YORK MELLON/TD BANK
MIZUHO TRUST & BANKING CO (USA)/SECURITY LENDING
THE BANK OF NEW YORK MELLON/BOA SECURITIES LTD. (BASL)
BNYMELLON/BARCLAYS BANK PLC RE: BCTL SARL
BNYMELLON/HYMF INC. FIRM EQUITIES DTC BOX
DESERET TRUST COMPANY - I
BNYMELLON/NOMURA CL SETT NOM LTD

THE BANK OF NEW YORK MELLON/ANNALY MORTGAGE


THE BANK OF NEW YORK MELLON/ANNALY FUNDING LLC
THE BANK OF NEW YORK MELLON/ BANQUE DEWAAY SA
UBS AG STAMFORD BRANCH/AS CUSTODIAN FOR UBS AG LONDON BRANCH
JPMORGAN CHASE BANK/CORPORATE MUNICIPAL DEALER
THE BANK OF NEW YORK MELLON/THE PRUDENTIAL INVESTMENT
BNYMELLON/DEDICATED PARTICIPANT #29
THE BANK OF NEW YORK MELLON/BANQUE DEWAAY MGT SA
JPMORGAN CHASE BANK/PRUDENTIAL
MORGAN STANLEY PRIVATE BANK, NATIONAL ASSOCIATION/#2
BNY MELLON CAPITAL MARKETS, LLC
THE BANK OF NOVA SCOTIA, NEW YORK AGENCY/RATES DESK
HOME FEDERAL BANK/HF PORTFOLIO
HOME FEDERAL BANK OF TENNESSEE, FSB/TRUST DEPARTMENT CUSTOMERS
THE BANK OF NEW YORK MELLON/BROKER DEALER OMNIBUS
BNYMELLON/DEUTSCHE BANK AG LDN RE DBAUSTRALIA
MIZUHO BANK LTD. NEW YORK BRANCH
THE BANK OF NEW YORK MELLON/NOMURA BANK INT'L PLC
THE BANK OF NEW YORK MELLON/QVT CAPITAL
LAKESIDE BANK
STATE STREET BANK AND TRUST COMPANY/DB RESIDUAL PROCESSING ACCOUNT
THE BANK OF NEW YORK MELLON/DB BREVAN HOWARD MASTER FUND
THE BANK OF NEW YORK MELLON/DAVY SECURITIES LIMITED
JPMCB/HSBC BANK PLC IB MAIN FL ACCOUNT
BANK OF CHINA, NEW YORK BRANCH
BANKERS' BANK
THE BANK OF NEW YORK MELLON/WELLS FARGO BANK N.A.
BMO HARRIS BANK NA/DEALER
COUNTRY TRUST BANK
CITIBANK, N.A. - MUNICIPAL SAFEKEEPING
ASCENSUS TRUST COMPANY
BNYMELLON/DEDICATED PARTICIPANT #49
THE BANK OF NEW YORK MELLON/BAKERGROUP
THE BANK OF NEW YORK MELLON/ANCHORAGE CAPITAL
AMALGAMATED BANK OF CHICAGO
THE BANK OF NEW YORK MELLON/TORONTO DOMINION SECURITIES INC.
MITSUBISHI UFJ TRUST & BANKING CORPORATION, NEW YORK BRANCH/STOCK LOAN
THE BANK OF NEW YORK MELLON/INVESTEC LONDON
THE BANK OF NEW YORK MELLON/RABOBANK INTERNATIONAL NY
SYNOVUS BANK

DTC Participant Report (Numerical Sort)


Month Ending - July 29, 2016
NUMBER
2579
2580
2582
2585
2586
2590
2592
2594
2595
2596
2597
2598

PARTICIPANT ACCOUNT NAME


SYNOVUS BANK/SYNOVUS 2
U.S. BANK N.A./ETF
THE BANK OF NEW YORK MELLON/DEUTSCHE BANK AG LONDON PRIME BROKERAGE
BNYMELLON/RE BNYMSANV RE FIRM EM
COMPUTERSHARE TRUST COMPANY, N.A./DRP
THE BANK OF NEW YORK MELLON/BANCO SANTANDER SLB
THE BANK OF NEW YORK MELLON/ML EQUITY SOLUTIONS JERSEY LTD.
THE BANK OF NEW YORK MELLON/GIB UK LTD CORP BOND
BNYMELLON/RE FIRM INVESTMENT PORTFOLIO
THE BANK OF NEW YORK MELLON/DBLPB-BLACK ANT MASTER FD. LP
THE BANK OF NEW YORK MELLON/DBLPB-DBX EURO LONG/SHORT EQ. 4 FD
THE BANK OF NEW YORK MELLON/CACEIS BANK DEUTSCHLAND GMBH

2600 SERIES
2601
2608
2609
2612
2616
2620
2621
2622
2624
2625
2630
2633
2634
2636
2638
2639
2641
2648
2650
2651
2652
2655
2656
2657
2658
2660
2662
2663
2667
2668
2669
2674
2677
2678
2679
2680
2681
2683
2684
2687
2690
2697
2699

THE BANK OF NEW YORK MELLON/TRADITION LONDON CLEARING LTD.


THE BANK OF NEW YORK MELLON/EQUITIES FORTIS BANK,LONDON
JPMORGAN CHASE BANK/TREASURER OF STATE OF OHIO BWC
JPMORGAN CHASE/US EQ TRP
PNC BANK, NATIONAL ASSOCIATION
BNYMELLON/DEDICATED PARTICIPANT #50
BNYMELLON/MIZUHO INTERNATIONAL
TEXAS TREASURY SAFEKEEPING TRUST COMPANY
BNYMELLON/IRELAND
SSB&T/SEC FIN AS PRINCIPAL
BNYMELLON/AIG
BNYMELLON/BBPLC A/C PB CANADA PPIB CLIENT
BNYMELLON/GOV & CO BANK OF ENGLAND
JPMORGAN CHASE/NEWEDGE CUSTODY
JPMORGAN CHASE/FIMAT PF
BNYMELLON/HSBC BANK PLC A/C IB EQUITY FINANCE NT
BNYMELLON/BARCLAYS CAPITAL INC.
BNYMELLON/GLOBAL PRIME PARTNERS
THE BANK OF NEW YORK MELLON/DEALERWEB INC.
THE BANK OF NEW YORK MELLON/HH ELLINGTON MASTER FUND LTD
THE BANK OF NEW YORK MELLON/NBT BANK
DBTC AMERICAS/CTAG-GES
BANK OF CHINA NEW YORK BRANCH/CLIENT CUSTODY
BNYMELLON/JW GIDDENS TRUSTEE LIQ LEHMAN BROS
CITIBANK, N.A./SEGREGATED LENDING
GOLDMAN SACHS BANK USA/GOLDMAN SACHS AGENCY LENDING
BNYMELLON/RE FIRM BRPT ASSETS
SEI PRIVATE TRUST COMPANY/C/O GWP
INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC/ CLEARING
JPMORGAN CHASE BANK,N.A./JPMORGAN CHASE FUNDING INC.
THE NORTHERN TRUST COMPANY
THE BANK OF NEW YORK MELLON/LINK SECURITIES
THE BANK OF NEW YORK MELLON/RABO CAPITAL SERVICES
SSB&T CO/CLIENT CUSTODY SERVICES
THE BANK OF NEW YORK MELLON/TDB UNENCUMBERED
SOCIETE GENERALE NY/SOCIETE GENERALE PARIS
THE BANK OF NEW YORK MELLON/ITC-DEALERS CLEARANCE GENERAL
THE BANK OF NEW YORK MELLON/TD NY
NORTHERN TRUST COMPANY - SAFEKEEPING
CALDWELL TRUST COMPANY
DEUTSCHE BANK AG NY/CEDEAR
BMO HARRIS BANK NA
BNYMELLON/CACEIS BANK DEUTSCHLAND GMBH RE.CLIENT

2700 SERIES
2703
2705
2709
2711
2714
2715
2716
2717
2718
2719
2720
2721
2724
2726
2727
2728
2729
2730
2731
2732
2733
2735
2736
2747
2748

BRANCH BANKING & TRUST CO/FM IP BB&T CORP.


BRANCH BANKING & TRUST CO/FM IP BB&T
BNYMELLON/DE SHAW & CO.
BNYMELLON/ICAP LONDON
BNYMELLON/NATIONAL BANK OF AUSTRALIA
BNYMELLON/DEXIA CREDIT LOCAL PARIS
BNYMELLON/SPECIAL PROCESSING #99
SUNTRUST BANK/SAFEKEEPING CUSTODIAN FOR STES
BNYMELLON/NOMURA CNS NOM RE: TFS DER
THE BANK OF NEW YORK MELLON/DBLPB-DBX RISK ARBITAGE 8 FUND
THE BANK OF NEW YORK MELLON/BARCLAYS BK PLC-BARC LUX SARL A/C 1
THE BANK OF NEW YORK MELLON/BARCLAYS BK PLC-BARC LUX SARL A/C 2
THE BANK OF NEW YORK MELLON/DBLPB-CENTAURUS PROXIMA FD
THE BANK OF NEW YORK MELLON/DBLPB-DBX-ASIAN L/S EQUITY 2 FUND
THE BANK OF NEW YORK MELLON/DBL-FIXED INCOME PRIME BROKERAGE
BNYMELLON/DEDICATED PARTICIPANT #51
BNYMELLON/DEDICATED PARTICIPANT #52
BNYMELLON/DEDICATED PARTICIPANT #53
THE BANK OF NEW YORK MELLON/OZ OMNIBUS DTC ACCOUNT
BNYMELLON/DEDICATED PARTICIPANT #54
BNYMELLON/DEDICATED PARTICIPANT #55
DEPOSITO CENTRAL DE VALORES S.A., DEPOSITO DE VALORES
ZIONS FNB/WESTERN NATIONAL
THE BANK OF NEW YORK MELLON/KBC FINANCIAL PRODUCTS UK, LTD.
THE BANK OF NEW YORK MELLON/KBC INVESTMENTS LIMITED

DTC Participant Report (Numerical Sort)


Month Ending - July 29, 2016
NUMBER
2760
2761
2762
2763
2764
2765
2767
2769
2773
2776
2778
2779
2781
2782
2784
2785
2786
2787
2788
2789
2790

PARTICIPANT ACCOUNT NAME


BNYMELLON/RABOBANK INTERNATIONAL CASH EQUITY AMSTERDAM
BNYMELLON/RABOBANK INTERNATIONAL CASH EQUITY UTRECHT
BNYMELLON/RABOBANK INTERNATIONAL EQUITY DERIVATIVES LONDON
BNYMELLON/RABOBANK INTERNATIONAL EQUITY DERIVATIVES HONG KONG
BNYMELLON/LBBW NY PRIMARY ACCOUNT
BNYMELLON/LBBW NY CUSTODY
SSB - BLACKROCK INSTITUTIONAL TRUST
KEYBANK NA/FBO TREASURER OF STATE OF OHIO
JPMORGAN CHASE BANK/MUNICIPAL DEALER
THE BANK OF NEW YORK MELLON/ELLINGTON CREDIT OPPORTUNITIES LTD.
NORTHERN TRUST COMPANY/FUTURE FUND ACCOUNTS
SUMITOMO MITSUI TRUST BANK (U.S.A.) LIMITED
U.S. BANK, N.A./U.S. BANK MUNICIPAL SECURITIES GROUP
E*TRADE BANK
THE BANK OF NEW YORK MELLON/ST. BERNARD OPPORTUNITY FUND 1, LTD.
THE BANK OF NEW YORK MELLON/MILLENNIUM FIXED INCOME LTD
BBVA SECURITIES INC.
BNP PARIBAS, NEW YORK BRANCH/CUSTODY/CLIENT ASSETS
MERCADO DE VALORES DE BUENOS AIRES S.A.
UBS LIMITED
CITIBANK, N.A. BOOK-ENTRY-ONLY MEDIUM TERM NOTE ACCOUNT

2800 SERIES
2800
2802
2803
2808
2811
2825
2834
2835
2837
2841
2842
2844
2846
2851
2852
2856
2858
2865
2867
2868
2871
2872
2874
2875
2877
2879
2880
2884
2885
2888
2893
2894
2897
2898
2899

DAIWA CAPITAL MARKETS AMERICA INC./SECURITIES LENDING


BNYMELLON/BBPLC PB CAYMEN CLIENTS
U.S. BANK N.A.
DBTC AMERICAS/CTAG-CDFP
JPMORGAN CHASE BANK/BROKER & DEALER CLEARANCE DEPARTMENT
BNYMELLON/BBPLC PB CANADIAN CLIENTS
PNC BANK, N.A./PITTSBURGH
PNC BANK N.A./PNC CAPITAL MARKETS LLC
U.S. BANK N.A./THIRD PARTY LENDING
THE BANK OF NEW YORK MELLON/EF MORTGAGE, LLC
THE BANK OF NEW YORK MELLON/EF CMO, LLC
BNYMELLON/BBPLC PB UK CLIENTS
BNYMELLON/(AG) DESHAW OCULUS PORT LLC.PLGCOLL AC
MUFG UNION BANK, N.A./CAPITAL MARKETS
TRUSTMARK NATIONAL BANK
BNYMELLON/CANTOR FITZGERALD, EUROPE
BNYMELLON/RE FIRM SMPT ASSETS
JPMORGAN CHASE BANK/AG DEPOSITARY BANK
BRANCH BANKING AND TRUST COMPANY/FM IP CBG REMIC LLC
BNYMELLON/FIRM SECURED FINANCE
BRANCH BANKING AND TRUST COMPANY/FM/IP BB&T COMMUNITY HOLDINGS
THE BANK OF NEW YORK MELLON/TD BANK N.A.
THE BANK OF NEW YORK MELLON/CHIMERA INVESTMENT CORPORATION
THE BANK OF NEW YORK MELLON/CHIMERA RMBS WHOLE POOL LLC (F/K/A CIM ASSET HOLDING)
THE BANK OF NEW YORK MELLON/DB CHILRDENS
DEUTSCHE BANK AG, NEW YORK BRANCH/GES FFT
CENTRAL TRUST BANK (THE)
BNP PARIBAS, NEW YORK BRANCH/BNP PARIBAS PRIME BROKERAGE INTERNATIONAL
BNP PARIBAS PRIME BROKERAGE, INC/STOCK LENDING
MIZUHO TRUST & BANKING CO. (USA)
THE BANK OF NEW YORK MELLON/CHIMERA RMBS LLC (F/K/A CIM HOLDING)
HSBC BANK USA, N.A./CORPORATE TRUST IPA
U.S. BANK N.A./TRUST NY MTN
HUNTINGTON NATIONAL BANK/FBO SCHOOL EMPLOYEE RETIREMENT SYSTEM OF OHIO
THE BANK OF NEW YORK MELLON/CHIMERA SECURITIES HOLDING LLC

2900 SERIES
2901
2903
2906
2913
2920
2926
2931
2932
2935
2937
2940
2941
2943
2944
2945
2946
2950
2952
2971
2973
2975
2985

THE BANK OF NEW YORK MELLON/CHIMERA SPECIAL HOLDING LLC


THE BANK OF NEW YORK MELLON/BAKER2
THE BANK OF NEW YORK MELLON/CHIMERA TRADING COMPANY LLC
THE BANK OF NEW YORK MELLON/ELLINGTON STRATEGIC MBS LP II
THE BANK OF NEW YORK MELLON/NATIXIS SECURITIES AMERICAS LLC
BNYMELLON/RE BNYMSANVFFT RE FIRM
BNYMELLON/BARCLAYS BANK PLC
MITSUBISHI UFJ TRUST & BANKING CORPORATION, NEW YORK BRANCH
THE BANK OF NEW YORK MELLON/COUNTRYWIDE HOME LOANS, CHL FOR CCM CONDUITS
PNC BANK, N.A./HPRS
THE BANK OF NEW YORK MELLON/VINNING SPARKS, IBG, L.P.
GOLDMAN SACHS BANK USA
JPMORGAN CHASE BANK/GARBAN SECURITIES, INC.
JPMORGAN CHASE-FIMAT RM
JPMORGAN CHASE-FIMAT CU
JPMORGAN CHASE-FIMAT MB
STATE STREET BANK & TRUST/STATE STREET TOTALETF
CITIBANK N.A. LONDON/MTN
SUNTRUST BANK
JPMORGAN CHASE BANK/MET LIFE LOANET
FIFTH THIRD BANK/PUBLIC EMPLOYEES RETIREMENT SYSTEM
THE BANK OF NEW YORK MELLON/RBC I&TS

DTC Participant Report (Numerical Sort)


Month Ending - July 29, 2016
NUMBER
2993

PARTICIPANT ACCOUNT NAME


CHARLES SCHWAB BANK

4700 SERIES
4707
4712
4794
4795
4797

ROYAL BANK OF CANADA-ROYAL TRUST/CDS**


BMO NESBITT BURNS INC./BMO TRUST COMPANY/CDS**
THE BANK OF NOVA SCOTIA/PRINCIPAL EQUITIES/CDS**
THE BANK OF NOVA SCOTIA/SUB FIXED INCOME/IMPACT/CDS**
BMO NESBITT BURNS/INSTITUTIONAL/CDS**

4800 SERIES
4800
4801
4805
4808
4812
4814
4816
4817
4818
4819
4822
4838
4855

CDS CLEARING AND DEPOSITORY SERVICES INC.


RBC DOMINION SECURITIES INC./CDS**
TORONTO-DOMINION BANK (THE)**
J.P. MORGAN SECURITIES CANADA INC. **
THE BANK OF NOVA SCOTIA/CDS**
THE BANK OF NOVA SCOTIA/ SCE LTD./CDS**
THE BANK OF NOVA SCOTIA/CLIENT A
BANK OF MONTREAL/ CHICAGO/CDS**
FIDUCIE DESJARDINS INC.**
BANK OF MONTREAL/ IRELAND/CDS**
BANK OF MONTREAL/ LONDON/CDS**
THE BANK OF NOVA SCOTIA/CLIENT B/CDS**
BANK OF MONTREAL**

5000 SERIES
5001
5002
5003
5008
5009
5011
5012
5013
5014
5016
5017
5019
5027
5028
5029
5030
5036
5039
5040
5043
5044
5046
5047
5055
5058
5069
5071
5074
5075
5076
5078
5083
5084
5085
5086
5099

LAURENTIAN BANK OF CANADA/CDS**


RBC DOMINION SECURITIES INC./CDS**
SOCIETE GENERALE CAPITAL CANADA INC./CDS**
NBCN INC./CDS**
QTRADE SECURITIES INC./CDS**
SCOTIA CAPITAL INC./CDS**
EDWARD JONES/CDS**
CALDWELL SECURITIES LTD./CDS**
PETERS & CO. LIMITED/CDS**
GMP SECURITIES L.P./CDS**
UBS SECURITIES CANADA INC./CDS**
CREDIT SUISSE SECURITIES CANADA INC./CDS**
PICTET CANADA L.P./CDS**
DESJARDINS SECURITIES INC./CDS**
MACKIE RESEARCH CAPITAL CORPORATION/CDS**
CIBC WORLD MARKETS INC./CDS**
TD WATERHOUSE CANADA INC./CDS**
SCOTIA CAPITAL INC. - HOLLIS WEALTH/CDS**
FIDELITY CLEARING CANADA ULC/CDS**
BMO NESBITT BURNS INC./CDS**
ROYAL BANK OF CANADA-ROYAL TRUST 1/CDS**
CANACCORD GENUITY CORP./CDS**
MANULIFE SECURITIES INCORPORATED/CDS**
CORMARK SECURITIES INC./CDS**
HAYWOOD SECURITIES INC./CDS**
GLOBAL SECURITIES CORPORATION/CDS**
LEEDE JONES GABLE INC./CDS**
ODLUM BROWN LIMITED/CDS**
PI FINANCIAL CORP./CDS**
RAYMOND JAMES LTD./CDS**
W.D. LATIMER CO LTD./CDS**
CREDENTIAL SECURITIES INC./CDS**
QUESTRADE INC./CDS**
BBS SECURITIES INC./CDS**
ELECTRONIC TRANSACTION CLEARING CANADA/CDS**
CDS CLEARING AND DEPOSITORY SERVICES INC.**

5100 SERIES
5101
5104
5127
5143
5144
5153
5157
5158
5162
5163
5166
5170
5175
5176
5179
5180
5196

BARCLAYS CAPITAL INC.


ING FINANCIAL MARKETS LLC/INTERNATIONAL
MORGAN STANLEY & CO. LLC/II
MERRILL LYNCH, PIERCE FENNER & SMITH INC. - SECURITIES LENDING
DAVID LERNER ASSOCIATES, INC.
BNP PARIBAS NY BRANCH LONDON BONDS
NATIONAL FINANCIAL SERVICES LLC/STOCK LOAN
CREWS & ASSOCIATES, INC.
DEUTSCHE BANK SECURITIES INC.-INTERNATIONAL STOCK LOAN
PERSHING LLC/SL
WEDBUSH SECURITIES INC./STOCK LOAN
UBS FINANCIAL SERVICES INC./GOVERNMENT SECURITIES ACCOUNT #2
TEMPER OF THE TIMES INVESTOR SERVICES, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. - FOREIGN SECURITY LENDING
RAYMOND JAMES & ASSOCIATES, INC./RAYMOND JAMES TRUST COMPANY
NSI STOCK LENDING
PERSHING LLC/SL INT'L

5200 SERIES
5208
5215

GOLDMAN SACHS INTERNATIONAL


CITIGROUP GLOBAL MARKETS INC./SALOMON BROTHERS/A.M.M.

DTC Participant Report (Numerical Sort)


Month Ending - July 29, 2016
NUMBER
5217
5221
5222
5224
5225
5234
5237
5239
5253
5257
5263
5268
5271
5284
5288
5298

PARTICIPANT ACCOUNT NAME


FMSBONDS, INC.
BMO CAPITAL MARKETS CORP./PALOMA
NOMURA SECURITIES/FIXED INCOME
MORGAN STANLEY & CO. LLC/III
DEUTSCHE BANK SECURITIES INC.-FIXED INCOME STOCK LOAN
EMMET & CO.,INC.
FIRST CLEARING, LLC/SECURITIES LENDING MATCH BOOK
MAPLE SECURITIES U.S.A. INC. - DOMESTIC
CANTOR FITZGERALD/STOCK LOAN
BMOCM/BONDS
RBS SECURITIES INC./FIXED INCOME
ING FINANCIAL MARKETS LLC/INTERNATIONAL EQUITY FINANCE
BGC FINANCIAL L.P./BGC BROKERS L.P.
UBS SECURITIES LLC/SECURITIES LENDING
SECURITIES LENDING SPO ACCOUNT/BBH
TD AMERITRADE CLEARING, INC./SECURITIES LENDING

5300 SERIES
5300
5385

NYSE ARCA, INC.


BRANCH BANKING AND TRUST COMPANY

5600 SERIES
5600
5610

JAPAN SECURITIES DEPOSITORY CENTER, INC.


CAJA DE VALORES S.A.

5700 SERIES
5700

THE CENTRAL DEPOSITORY (PTE) LIMITED

5900 SERIES
5954
5962
5981

MG TRUST COMPANY
RELIANCE TRUST COMPANY
TRUST COMPANY OF AMERICA

6900 SERIES
6963

HUTCHINSON, SHOCKEY, ERLEY & CO.

7000 SERIES
7001
7031

BLOOMBERG TRADEBOOK LLC


JAMES I. BLACK & COMPANY

7200 SERIES
7260
7263
7268
7273
7276
7299

AMERICAN ENTERPRISE INVESTMENT SERVICES INC./CONDUIT


BARCLAYS BANK PLC NEW YORK BRANCH
STATE STREET BANK & TRUST COMPANY/LENDING PASS-THROUGH
ING FINANCIAL MARKETS LLC/INTERNATIONAL EQUITY FINANCE MATCH BOOK ACCOUNT
INSTINET, LLC/STOCK LOAN
BARCLAYS CAPITAL INC./LONG ISLAND HOLDING A LLC

7300 SERIES
7305
7309
7311
7320
7322
7357
7359
7360
7372
7376
7382

MERRILL LYNCH PIERCE FENNER & SMITH INC.-MLIM GLOBAL SECURITIES FINANCING INTERNATIONAL
MORGAN STANLEY & CO. LLC/INTERNATIONAL PLC
CANTOR FITZGERALD & CO./DEBT CAPITAL MARKETS
JANNEY MONTGOMERY SCOTT LLC/STOCK LOAN
CHARLES SCHWAB & CO., INC. STOCK LOAN CONDUIT ACCOUNT
SG AMERICAS SECURITIES LLC/SUB 7357
QUANTEX CLEARING, LLC/STOCK LOAN
WELLS FARGO ADVISORS, LLC
CREDIT AGRICOLE SECURITIES (USA) INC/F/B/O CREDIT AGRICOLE NY BRANCH
COMMERZ MARKETS LLC/INTERNATIONAL EQUITY FINANCE
BNP PARIBAS NY BRANCH/PARIS BONDS

7400 SERIES
7408
7441
7451

RBC CAPITAL MARKETS, LLC/RBCCM


JEFFERIES LLC/AS AGENT FOR JEFFERIES INTERNATIONAL LONDON
SOUTH STREET SECURITIES LLC

7500 SERIES
7507
7540
7560
7561
7565
7568
7571
7576
7578
7579
7581
7583
7587
7590
7591
7593
7595

NOMURA SECURITIES INTERNATIONAL, INC./AFFILIATE CLEARING


CREDIT AGRICOLE SECURITIES (USA) INC/STOCK LOAN CONDUIT
MERRILL LYNCH, PIERCE, FENNER & SMITH/STOCK LOAN HEDGE ACCOUNT
DAIWA CAPITAL MARKETS AMERICA INC./DASAC
JEFFERIES LLC/SECURITIES FINANCE
RAYMOND JAMES & ASSOCIATES, INC / RAYMOND JAMES BANK
ABN AMRO SECURITIES (USA) LLC/A/C#2
COR CLEARING LLC/STOCK LOAN
ALBERT FRIED & COMPANY LLC/STOCK LOAN
MACQUARIE CAPITAL (USA) INC/MATCHED BOOK
ITAU UNIBANCO S.A. NEW YORK BRANCH
INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC/ SECURITIES LENDING
CHARLES SCHWAB & CO., INC./SCHWAB GLOBAL INVESTING ACCOUNT
ABN AMRO SECURITIES (USA) LLC/REPO
ABN AMRO SECURITIES (USA) LLC/ABN AMRO BANK NV REPO
TD SECURITIES (USA) LLC
ING FINANCIAL MARKETS LLC/GLOBAL SECURITIES FINANCE NON-PURPOSE

DTC Participant Report (Numerical Sort)


Month Ending - July 29, 2016
NUMBER
7598

PARTICIPANT ACCOUNT NAME


JUMP TRADING, LLC

8000 SERIES
8028
8043
8052
8072
8077
8082

BNYMELLON/WF & CO WELLS FARGO & COMPANY PI


BNYMELLON/WFB.NA WELLS FARGO BANK NA PI
PORTFOLIO BROKERAGE SERVICES, INC.
ALPINE SECURITIES CORPORATION
BNYMELLON/WF & CO WELLS FARGO & COMPANY
ZIV INVESTMENT CO.

8100 SERIES
8101
8107
8108
8112
8113
8115
8116
8117
8118
8119
8120
8122
8123
8131
8132
8133
8134
8135
8139
8140
8147
8150
8153
8157
8158
8159
8164
8180
8183
8185
8186
8187
8197
8199

NORTHERN TRUST COMPANY/OCH-ZIFF CAPITAL MANAGEMENT


BNYMELLON/AL CONDUIT
BNYMELLON/RE BNYMLUXSA RE FIRM
JPMORGAN CHASE BANK/OHIO POLICE AND FIRE PENSION FUND
ITAU BBA USA SECURITIES, INC.
THE BANK OF NEW YORK MELLON/EARN SECURITIES LLC
THE BANK OF NEW YORK MELLON/EARN CMO LLC
THE BANK OF NEW YORK MELLON/EARN MORTGAGE LLC
SCOTIA CAPITAL (USA) INC./STOCK LOAN
SCOTIA CAPITAL (USA) INC./INTERNATIONAL STOCK LOAN
JPMORGAN CHASE BANK/WINTERFLOOD SECURITIES LIMITED
THE BANK OF NEW YORK MELLON/SOUTH STREET SECS, LLC
THE BANK OF NEW YORK MELLON/NOMURA FIN. PRODUCTS & SERVICES INC.
PERSHING LLC/CORRESPONDENT SECURITIES LENDING
BNYMELLON/RE FIRM HOLDING CO.
BNYMELLON/SUSQUEHANNA FINANCIAL
BNYMELLON/RE BNYMSANVLB RE FIRM
BNYMELLON/NOMURA NCSN re AKJ
BNYMELLON/BBPLC FIRM LRCM REPO
BNYMELLON/TRUST CO OF LA
STATE STREET BANK & TRUST COMPANY/EC, GMBH
MID ATLANTIC TRUST COMPANY
COSSE' INTERNATIONAL SECURITIES, INC.
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION/RBS INVESTMENTS USA
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION/RBS FINANCIAL PRODUCTS
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION/RBS PLC
CITIBANK N.A./PROPRIETARY ASSETS
BNP PARIBAS NEW YORK BRANCH/BNP PARIBAS UK LIMITED
BNP PARIBAS NEW YORK BRANCH/USAL
CONVERGEX EXECUTION SOLUTIONS LLC/STOCK LOAN CONDUIT
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION/RBS SECURITIES JAPAN LIMITED
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION/PUBLIC EMPLOYESS RETIREMENT SYSTEM OF OHIO (OPERS)
GOLDMAN SACHS BANK USA/#2
WEDBUSH SECURITIES INC./P3

8200 SERIES
8237
8238
8244
8275

WEDBUSH SECURITIES INC./PC STOCK LOAN


BNP PARIBAS PRIME BROKERAGE INC./ARBITRAGE SLAB
FIRST TRUST PORTFOLIOS, L.P.
BNYMELLON/WEALTH MANAGEMENT

8300 SERIES
8302
8307
8308
8310
8311
8312
8313
8314
8316
8317
8318
8320
8321
8333
8353
8355
8396

JPMC/THE HONG KONG SHANGHAI BANKING CORP. LTD


KGS-ALPHA CAPITAL MARKETS, L.P.
APEX CLEARING CORPORATION/APEX CLEARING STOCK LOAN
BNYMELLON/RE BNYMLB RE FIRM SF
BNYMELLON/RE BNYMLB RE FIRM
BNYMELLON/BNY MELLON DUBLIN SA/NV
BNYMELLON/CACEIS BANK
BNYMELLON/CBD RE BEADER AG
BNYMELLON/CFD RE EQUINET AG
BNYMELLON/CBD RE STEUBING AG
BNYMELLON/WINTERFLOOD SECURITIES LTD
BNYMELLON/CACEIS BANK LUXEMBOURG
BNYMELLON/GFI SECURITIES LTD
JPMC/JPMORGAN CHASE BANK NA
NATIONAL BANK OF CANADA FINANCIAL INC.
BNYM/UIT NSCC CNS CLEARANCE
HSBC BANK USA, NA/CLEARING

8400 SERIES
8402
8404
8412
8414
8417
8420
8421
8423
8430
8434
8438
8447

HSBC BANK USA, NA/HTM


HSBC BANK USA, NA/AFS
BNYMELLON/EF CORPORATE HOLDINGS LLC
BNYMELLON/RE BB RE FIRM
BNYMELLON/RE FFT RE FIRM
BNYMELLON/NA-BANK CUSTODY
BNYMELLON/DEDICATED PARTICIPANT #47
BNYMELLON/RABOBANK LONDONBRANCH FIXED INCOME
CITADEL SECURITIES LLC
RELIANCE TRUST COMPANY/ FIS TRUSTDESK
JPMC/THE ROYAL BANK OF SCOTLAND PLC, CT BRANCH
JPMCB/DNT ASSET TRUST

DTC Participant Report (Numerical Sort)


Month Ending - July 29, 2016
NUMBER
8449
8455
8456
8457
8459
8460
8462
8471
8472
8474
8475
8476
8478
8479
8481
8482
8483
8485
8486
8487
8488
8489
8490
8491
8493

PARTICIPANT ACCOUNT NAME


JPMCB/J.P. MORGAN SECURITIES CANADA INC.
BARCLAYS BANK PLC NEW YORK BRANCH/BARCLAYS BANK PLC-LNBR
ICAP CORPORATES LLC/CAPITAL MARKETS
SAFRA SECURITIES LLC
SG AMERICAS SECURITIES LLC/PARIS CLEARING
PHILLIP CAPITAL INC.
BNP PARIBAS, NEW YORK BRANCH/MERLION/CLIENT ASSETS
BNYMELLON/CBD ICF BANK AG
BNYMELLON/RBC BARBADOS
BNYMELLON/RBC CAPITAL MARKETS LLC
BNYMELLON/DEDICATED PARTICIPANT #35
BNYMELLON/DEDICATED PARTICIPANT #36
BNYMELLON/DEDICATED PARTICIPANT #37
BNYMELLON/RBC LONDON BRANCH
BNYMELLON/DEDICATED PARTICIPANT #39
BNYMELLON/DEDICATED PARTICIPANT #40
BNYMELLON/DEDICATED PARTICIPANT #41
DESERET TRUST COMPANY - A
TEXAS TREASURY SAFEKEEPING TRUST COMPANY/NUP
BNYMELLON/RBC EUROPE LTD
BNYMELLON/DEDICATED PARTICIPANT #43
BNYMELLON/DEDICATED PARTICIPANT #44
BNYMELLON/DEDICATED PARTICIPANT #45
BNYMELLON/DEDICATED PARTICIPANT #46
VISION FINANCIAL MARKETS LLC/SECURITIES LENDING

8800 SERIES
8857
8861
8867
8869
8871
8874
8875

CONVERGEX EXECUTION SOLUTIONS LLC/SUSQUEHANNA


JPMORGAN CHASE BANK/JP MORGAN PROPRIETARY ASSET ACCOUNT
JPMORGAN CHASE BANK/CHIEF INVESTMENT OFFICE
JPMORGAN CHASE BANK/CHIEF INVESTMENT OFFICE 2
JPMORGAN CHASE BANK/CHIEF INVESTMENT OFFICE 3
THE BANK OF NEW YORK MELLON/RBC BARBADOS TBC
MORGAN STANLEY SMITH BARNEY LLC/FPL

8900 SERIES
8911

THE BANK OF NEW YORK MELLON/ELLINGTON ENHANCED INCOME MASTER FUND LTD.

9400 SERIES
9487

U.S. BANK N.A./QUASAR DISTRIBUTORS, LLC SUBACCOUNTING AGENT