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How anaesthesia vaporisers work explained simply.

What is a vapour ?
Inhalational anaesthetic agents need to be delivered to the lungs for them to work. Of course one cannot simply
pour them into the lungs !

A much more acceptable way is to convert the liquid inhalational agent into a form that can be delivered by the
inhalational route to the patient. The most convenient way is to deliver the vapour form of the liquid inhalational agent.
A device which converts liquid to vapour is called a vaporiser.

Before going onto discussing vaporisers, we need to first understand what a vapour is. And to understand what a
vapour is, we need to know about something called critical temperature.
If you take a gas, and compress it really hard, the particles that compose it are brought ever so close to each other.
As you keep compressing , the particles will at some point coalesce and convert the gas into liquid. However, if the
gas is above a certain temperature, called a critical temperature, whatever amount of pressure you apply, that gas

will not become a liquid. This temperature is called critical temperature and every gas has its particular critical
temperature.
A gas that is currently below its critical temperature is called a vapour . If compressed with enough pressure, it will
condense into a liquid.
A gas that is currently above its critical temperature remains a gas. However hard you compress it, it will not
condense into a liquid.

Let us take isoflurane as a example. The critical temperature of isoflurane is about 200 degrees centigrade.
Therefore, at room temperature (e.g. 21 degrees centigrade), the gaseous phase of isoflurane would be called
isoflurane vapour .

Now for a moment, let us imagine that you worked on the planet Venus. The surface temperature on Venus is about
500 degrees centigrade.

Now, because the room temperature on Venus (500 C) is higher than the critical temperature of isoflurane (200
C), the gaseous phase of isoflurane would be called isoflurane gas .
Let us come back to Earth. If all this is confusing you, just remember, on Earth, at room temperature, all the gaseous
forms of common anesthetic agents exist as vapours.

Basic Vaporiser
The purpose of a vaporiser is to add anaesthetic vapor into the fresh gas flow in a way that the output of the
vaporiser delivers the set concentration of anaesthetic agent accurately.
Fresh gas enters the inlet of the vaporiser and is divided into two flow pathways. The splitting valve, depending on
the setting of the control dial, adjusts how much goes through each of the pathways. The fresh gas that is sent
along the by pass pathway doesnt come into contact with any vapor. On the other hand, the fresh gas that is
sent to the vaporising chamber becomes fully saturated with vapor. At the exit end of the vaporiser, the by pass gas
(vaporless) meets the chamber gas (fully saturated with vapor) and the two mix. The resultant output depends on
how much of fresh gas went though each of the pathways.

When you dial a high anaesthetic concentration requirement, the splitting valve sends more fresh gas via the
vaporising chamber.

Similarly, when you dial a low anaesthetic concentration requirement, the splitting valve sends less fresh gas via the
vaporising chamber.

Finally, when you set the dial to zero to make vaporiser deliver no anaesthetic vapor, the splitting valve sends all the
fresh gas via the by pass pathway and nothing through the vaporising chamber.

You have seen that the anaesthetic concentration that is output by the vaporiser is determined by the ratio of fresh
gas flow that goes through the vaporising chamber and the fresh gas flow that goes through the bypass pathway.
This ratio is called the splitting ratio.

Problems of the Basic Design


The basic vaporiser discussed above has a very simple design. Unfortunately, this simple design has the following
problems:

High flows of fresh gas going through the whole vaporiser can afect its output.

The temperature of the vaporiser drops with use and this can afect its output.

Some ventilators transmit a positive pressure back into vaporiser which can afect its output.

Problem of High Flow


As discussed before, part of the fresh gas flow enters the vaporisation chamber and picks up vapor.

However, in the basic design, this vaporisation is not very efficient. If one uses a high fresh gas flow, the
vaporisation process cant keep up with so much gas arriving into the vaporisation chamber. The result is that,
relative to the high flow of fresh gas flow, the amount of anaesthetic vaporised is inadequate. So this means that at
high flows, the basic vaporiser delivers less anaesthetic concentration than is set on the dial.

The solution employed by modern vaporisers to solve this problem is to make the vaporisation much more efficient
by increasing the surface area of contact between the fresh gas and anesthetic agent. So even when there are high
flows, the efficient vaporisation means that all gas going through the vaporisation chamber is fully saturated.
Because of this ability to saturate fresh gas at all flow rates, the output concentration remains accurate to the
setting on the dial over a wide range of flows. I.e. The output concentration is independent of flow.
One method that vaporisers use to increase the efficiency of vaporisation is to dip wicks into the anaesthetic agent.
Due to capillary action, the anaesthetic agent rises into the wicks. This dramatically increases the surface area of
anaesthetic agent exposed to the fresh gas entering the vaporisation chamber and thereby improves the efficiency
of vaporisation.

Certain vaporisers (e.g. Copper Kettle) use bubbles to increase the surface area for vaporisation. In these, some of
the fresh gas flow is bubbled through a disk made out of a special material (sintered disk) that is very porous. The
disk is submerged into the anaesthetic agent and when fresh gas is sent through it, a large number of tiny bubbles
form. The tiny bubbles of fresh gas have a very large total surface and thus become fully saturated with vapor
efficiently.

Problem of Temperature
For vaporisation to occur, the anaesthetic molecules have to escape from the liquid state and become vapor. This
process reduces the energy left in the remaining liquid.
As more and more molecules escape, more and more energy is lost from the liquid. The temperature of a liquid is a
measurement of how much heat energy the liquid has. Therefore, as the escaping molecules reduce the energy
left in the liquid, the temperature of the liquid falls.
The falling temperature (lowering energy) of the liquid means that less molecules are able to escape. i.e. as
vaporisation happens, the temperature of the liquid falls causing less vaporisation.

The less vaporisation then will decrease the concentration of anaesthetic delivered by the vaporiser. I.e. It will
deliver an anaesthetic concentration below the setting you dialed.
There are two common solutions to this problem.
One is that we can give heat to the liquid to minimise the temperature drop.
The other is to increase the flow of fresh gas into the vaporising chamber to compensate for the reduced
vaporisation efficiency of the cold fluid.
GIVING HEAT

In most vaporisers, we dont actually give heat actively. That is, we dont electrically heat it (complicated and
needs a power supply) and nor do we light a fire under it (absolutely dangerous). Instead, we make it easy for the
vaporiser to use heat from the surrounding air.
The vaporising chamber is generally surrounded by a lot of metal.

The metal helps to minimise the temperature drop by two ways. Firstly metal is a very good conductor of heat and
therefore is able to efficiently transfer heat from the surrounding air into the anesthetic agent.

Secondly, metal acts like a heat store. It absorbs heat (green arrows) till its temperature equals the temperature
of the surrounding air.

When the anaesthetic agent starts to cool, the metal now donates heat ( yellow arrows ) , helping to minimise the
temperature drop.

However, the metal casing cannot give up heat indefinitely and after sometime, its temperature also drops.
In between your anaesthetic, when you turn the vaporiser of and have cofee before your next case, the metal will
continue to absorb heat from the surroundings and its temperature will rise, ready to donate heat when you turn
the vaporiser on again.

So in summary, the metal provides heat to minimise the temperature drop by two ways. One way is by donating
heat to the fluid (yellow arrows) and the other way is by conducting heat (red arrows) from the surrounding air.

GIVING MORE FLOW


When the temperature of the liquid agent drops, we have seen that the output concentration of the vaporiser drops.
A way of compensating for that problem is to increase the flow of gas via the vaporising chamber (altering the
splitting ratio). One could manually do this by measuring the temperature of the liquid with a thermometer and
increasing the dial setting according to some kind of reference chart. This would be quite tedious as you would
have to do it all the time. Modern vaporisers have removed the hard work. When the liquid drops its temperature,
the flow of gas through the vaporising chamber is automatically increased without you having to turn the dial.
This is accomplished by an automatic temperature compensating valve that influences how much flow goes via the
vaporising chamber.

The automatic temperature compensating valve uses the physical property that substances (e.g. metals and
liquids ) become smaller when the temperature lowers. A metal rod (shown in black below) shortens as the
temperature drops. Similarly, a liquid filled in collapsing bellows (shown in green below) becomes smaller in volume
when cooled to a lower temperature.

This property is used in the design of automatic temperature compensating valves in vaporisers. In the design that
uses a metal rod, the rod ofers some resistance to flow into the vaporising chamber. As the vaporiser cools, the rod
becomes shorter, making the valve move away from the opening. This reduces the resistance to flow and thus more
flow occurs into the vaporising chamber.

Some vaporisers use the expansion or contraction property of a special liquid inside bellows (shown in green) to
control the valve. As the temperature falls, the liquid in the bellows contracts into a smaller volume. This makes the
bellows shrink, pulling the valve away and thereby increase flow.

Another method uses a bi metallic strip. Diferent metals expand and contract to difering extents when exposed
to temperature changes. In the example below, the green metal expands and contracts less than the red metal.

In a bimetallic strip, two metals with very diferent degrees of thermal expansion ( diferent coefficients of thermal
expansion ) are fixed together. In the example below, when the temperature drops, the green metal contracts
much more than the red metal. Because they are fixed together, they cannot contract independently, like in the
diagram above. Instead, the green metal tries to drag the red metal and causes the bimetallic strip to bend.

In the vaporiser, the bimetallic strip is fixed in such a way that it ofers a resistance to flow entering the vaporising
chamber. When the temperature of the vaporising chamber drops, the bimetallic bends and moves away. This
reduces the resistance to flow and thus more flow occurs into the vaporising chamber.

THE PUMPING EFFECT


Positive pressure ventilation result in intermittent pressure changes. During the positive pressure, there is a
pressure rise and during expiration, there is a sharp drop in pressure. These pressure changes can be transmitted
back into the vaporiser and can afect the concentration of anaesthetic agent delivered. The efect of changing
pressure afecting the output of the vaporiser is called the pumping efect. In this section, this efect and the
methods used by vaporiser designers to prevent it from happening are explained. Below is shown a basic vaporiser
and beyond it a bag to represent positive pressure ventilation.

When the bag is squeezed (positive pressure ventilation), pressure is transmitted back into the vaporiser as shown
below. This back pressure is transmitted to both, the by pass channel and also to the vaporising chamber. This
back pressure opposes the flow of the fresh gas in both the by pass channel and the vaporising chamber. The
fresh gas entering the vaporiser tries to move forward and gets compressed both in the by pass channel and the
vaporising chamber. However, the vaporising chamber volume is much larger than the by pass channel volume,
and thus, more fresh gas gets compressed into it than into the by pass channel.

This extra fresh gas that enters the vaporising chamber collects anaesthetic vapor.

Now see what happens when the positive pressure is suddenly released (expiration). The previously compressed
gases now suddenly expands in all directions.

Some of the rapidly expanding gas (containing vapor) enter the inlet of the vaporiser and cross over into the by
pass channel as shown below.

Normally, a vaporiser by pass channel does not have vapor. So this vapor due the pumping efect is additional.
When this by pass vapor flows across to the exit of the vaporiser, it meets the vapor from the vaporising chamber.
The addition of the by pass vapor to the vapor from the vaporising chamber raises the final concentration of
anaesthetic delivered. i.e. The pumping efect increases the delivered concentration of anaesthetic agent.

Vaporiser designers have various tricks to reduce the pumping efect and some of these are discussed below:
LONG INLET TUBE
The vaporiser inlet tube can be made longer. When the back pressure is suddenly released during expiration, as
discussed before, the extra gas in the vaporising chamber will suddenly expand. However, thanks to the long inlet
tubing, the extra gas containing vapor expands into the long inlet tube and doesnt reach the by pass channel.

INCREASED RESISTANCE
The vaporiser can be designed to have a high internal resistance to flow. This high resistance resists changes to
flow caused by the intermittent back pressure of positive pressure ventilation.

ONE WAY VALVE


A one way valve (also called unidirectional valve) can be put between the vaporiser outlet and the ventilator /
breathing system. On way valves allow flow in one direction, but not in the other. In the diagram below, the one
way valve is allowing gases to flow forwards.

However, this valve prevents flow from occurring in the reverse direction. This reduces the transmission of back
pressure to the vaporiser.

Desflurane Vaporizer
Before we proceed to talk about the desflurane vaporizer, we need to understand what vapor pressure is.
VAPOR PRESSURE (also called SATURATION VAPOR PRESSURE)
The process of evaporation in a closed container will proceed until there are as many molecules returning to the
liquid as there are escaping (equilibrium). At this point the vapor is said to be saturated, and the pressure exerted
by the vapor (usually expressed in mmHg) is called the saturated vapor pressure.
Since the molecules move faster (more kinetic energy) at higher temperature, more molecules can escape the
surface and the saturated vapor pressure is correspondingly higher. i.e. higher the temperature, higher is the
saturated vapor pressure.
The temperature at which the vapor pressure is equal to the atmospheric pressure is called the boiling point.
Desflurane has a very low boiling point (about 23 degrees Centigrade) and even at room temperature, has an high
vapor pressure.
Also, for small changes in temperature, the vapor pressure of desflurane changes quite dramatically. I.e. desflurane
is said to have a very steep Vapor Pressure versus Temperature curve.

These physical properties of desflurane creates a big headache for vaporiser designers.
An operating room temperature is not perfectly constant. It keeps changing slightly depending on various factors
including the number of medical students (young body heat) watching the surgery. These changes in operating
room temperature then change the temperature of vaporisers present in that room. As discussed elsewhere, the
standard vaporisers try to resist changes in temperature (e.g. by having thick metal construction). However, these
mechanisms are not perfect and in practice small changes in vaporiser temperature still occur. This is not a big
problem with anaesthetic agents such as Isoflurane or Sevoflurane which have a relatively less steep Vapor
Pressure versus Temperature curves. In them, small temperature changes will lead to only small changes in vapor
pressure and this can be compensated by mechanisms such a the bimetallic strip. With Desflurane, with its steep
Vapor Pressure versus Temperature curve, even these small temperature changes can cause large changes in

vapor pressure which cannot be compensated for with simple devices such a bimetallic strip. So a whole new
vaporiser design had to be made.
The solution chosen for the problem is to have a vaporiser that heats the Desflurane to a very precisely controlled
temperature that is not afected by changes in room temperature. The heated vapor is then injected into the fresh
gas flow.
You will recall that standard vaporisers work by splitting the fresh gas flow into two pathways, one going through
the vaporising chamber and picking up anaesthetic agent and the other by passes the chamber and thus has no
anaesthetic. The two streams then mix at the end of the vaporiser to give the final concentration of anaesthetic.

The desflurane vaporiser works diferently. It injects the anesthetic agent directly into the fresh gas flow. In this
method, the fresh gas flow coming from the flow meters does not split into two streams. There is only one stream
for the fresh gas flow, and into this stream, the anaesthetic agent is directly injected.

However, the design is more complicated than the simple syringe system shown above. The system is more
complex; but dont worry, we will go through each part of it slowly.

There is a tank (sump) which contains desflurane which is electrically heated to a highly controlled constant
temperature (approximately 40 degrees C). Because of the heat, the liquid Desflurane becomes gaseous Desflurane
at a pressure of about two atmospheres (about 1500 mmHg or 200 kPa). This Desflurane gas is injected into the
fresh gas flow.

The amount of Desflurane concentration in the fresh gas is controlled by the dial setting set by you. The dial moves
a valve which varies the resistance to Desflurane flow from the tank to the fresh gas.
If you want a higher concentration of desflurane, the valve attached to the dial reduces the resistance to flow of
desflurane and more of it gets injected into the fresh gas.
Conversely, if you want a lower concentration of desflurane, the valve attached to the dial increases the resistance
to flow of desflurane and less of it gets injected into the fresh gas.
The rate of desflurane gas injection must be adjusted to match the fresh gas flow going through the vaporiser.

If you increased the fresh gas flow, but didnt increase the injection rate, the emerging mixture will now be
inaccurate, the concentration being lower than before.

Similarly, if you decreased the fresh gas flow, but didnt decrease the injection rate, the emerging mixture again will
be inaccurate. This time, there will be relatively more anaesthetic agent , making the mixture higher than intended.

One solution would be for you to manually adjust the dial setting to match the fresh gas flow. For low flows, you will
have to reduce the dial setting to reduce the rate of Desflurane injection, and for high fresh gas flows, you will need
to do the opposite. This would be really tedious in our modern times. Fortunately, the Desflurane vaporiser
automatically adjusts the rate of injection of desflurane to match the flow rate, and thus keeps the delivered
concentration constant.

We are now ready to discuss the workings of the Desflurane vaporiser. You will need to refer to the numbers on the
diagram under the description.
Your flow meters deliver the fresh gas flow [1]. The fresh gas travels through pipe [2]. Note that, unlike other
vaporisers, none of the fresh gas goes to the vaporising chamber [4].
The vaporising chamber is electrically heated [3]. Using sensors for feedback, the temperature is kept very
constant. The heating causes the Desflurane to become a gas under pressure [4] and this travels down pipe [5].
The flow of Desflurane is resisted by two valves [6,13]. Valve [6] is the valve that you control when you set the dial
to a particular concentration. When you increase the concentration setting, the valve [6] opens a bit and lowers the
resistance, allowing more Desflurane to flow through. Valve [13] is an electronically controlled valve. Computer [12],
the vaporisers brain, is able to also alter the flow of Desflurane by controlling valve [13]. i.e. both you and the
computer can adjust the desflurane injection rate. The Desflurane then goes via pipe [7] and meets the fresh gas at
[8]. The Desflurane mixes with the fresh gas [8] and a final concentration emerges from the exit of the vaporiser
[9].

Now we can discuss how the vaporiser, to keep the output concentration accurate, adjusts the Desflurane flow when
the fresh gas flow changes. As explained before, the fresh gas flows in pipe [2]. This pipe has a fixed resistance
[10] in its path. For the fresh gas flow to overcome this resistance [10], the pressure in pipe [2] rises. Higher the
fresh gas flow in pipe [2], higher will be the pressure rise in pipe [2] since more flow has to occur through the same
fixed resistance [10].

Similarly, when the fresh gas flow is decreased, the lesser flow will find it easier to go through the fixed resistance
and the pressure in pipe [2] drops. It is important to remember that the pressure in pipe [2] is proportional to the
fresh gas flow going through it. Higher the flow, higher is the pressure in pipe [2]. Lower the flow, lower is the
pressure.

Device [11] is called a diferential pressure transducer. It has a diaphragm that on one side is exposed to the
pressure in pipe [2] carrying fresh gas and the other side of the diaphragm is exposed to the pressure in pipe [5]
carrying Desflurane. When the pressure is equal on both sides of the diaphragm, it lies in a neutral position. i.e.
pressure P 1 equals pressure P 2.

If one side of the diaphragm is at a higher pressure than the other side, the pressure diference makes the
diaphragm move. In this way, the diferential pressure transducer [11] is able to measure the pressure diference
between the fresh gas flow pipe [2] and the Desflurane flow pipe [5]. It continuously keeps computer [12] informed
about pressure diference information.
Now let us see how the vaporiser copes when the fresh gas flow is increased. The fresh gas flow has been increased
by you [1]. Increased fresh gas flow flows through pipe [2] and meets fixed resistance [10]. The increased flow
through the fixed resistance [10] makes the pressure in pipe [2] to rise and this pressure is experienced by
diferential pressure transducer [11]. Since the desflurane pressure in pipe [5] is now lower than the fresh gas
pressure in pipe [2], the diaphragm in the diferential pressure transducer [11] moves and a signal about the
pressure diference is sent to the computer [12].

The computer [12], acts on the information provided by the diferential pressure transducer. It proceeds to increase
the flow of desflurane to inject into the increased fresh gas flow. It commands the electronically controlled valve
[13] to reduce the resistance to flow. As the valve [13] opens up and lowers the resistance, the Desflurane flow
increases.

The increased flow of Desflurane causes the pressure in pipe [5] to rise. This pressure rise pushes the diaphragm of
the diferential transducer back to its neutral position [11]. The diferential transducer [11] informs the computer
[12] that the diaphragm is in the neutral position. The computer [12] is now happy that it has increased the flow of
desflurane sufficiently to match the increased fresh gas flow rate and it therefore stops further opening of valve
[ 13 ]. Since the two flows are matched, the output concentration [9] does not change despite the increased fresh
gas flow. If you again change the fresh gas flow rate, the system will again adjust the desflurane injection rate.

Interlock Mechanism
Many anesthetic machines have more than one vaporiser attached so that one has a choice of inhalational agents to
use. However, it is important that only one vaporiser be used at a given time to avoid overdose with diferent
vapors going into the patient simultaneously. There are many diferent safety mechanisms available which prevents
more than one vaporiser to be used simultaneously. I describe one such system below. Please note that your
anesthesia machine may use a diferent system.
In this system, each vaporiser has two pins protruding out. When the vaporiser is in use, the pins protrude
outwards. When the vaporiser is turned of, the pins retract back to where they were.

On the other hand, if any of the pins are pushed in (i.e. by another vaporiser) this locks the vaporiser dial in the OFF
position. When the pin is no longer pushed in, the dial once again becomes unlocked and can be turned.

When you put two vaporisers together, their pins touch.


When one vaporiser is turned on, it protrudes its pins which then pushes in the pins of adjacent vaporisers and locks
them. When this vaporiser is turned of, its pins retract and releases the pins on the adjacent vaporisers and
thereby unlocks them. In this way, only one dial can be turned on at a given time.

Below is a photograph of an interlock mechanism.

Agent Specific Fillers


It is important to fill the correct agent into the correct vaporiser. If a wrong agent is filled into a vaporiser, you will
be giving the wrong drug, and worse, since vaporiser designs for diferent agents vary, you may seriously overdose
your patient.
Early vaporisers had simply a funnel into which you could pour virtually anything by mistake (including cofee).

Modern vaporisers have special filling systems specific for each anaesthetic agent to prevent inadvertent filling with
an wrong agent. Think of it as a lock and key system, i.e. a particular key will fit only a specific lock.

There are various systems in use. In the system below, the Isoflurane filler (key) has a notch in a corner. This fits
perfectly with the filling hole in the Isoflurane vaporiser. The filling hole has pin at the corner over which the notch of
the Isoflurane filler key can pass over.

A diferent anaesthetic agent such as Halothane (not commonly used anymore) has a diferent filling key. In this
case, the key has a notch at the side instead of at the corner. So the Halothane filler key will not fit into the
Isoflurane vaporiser filling hole.

The system described above is only one type of agent specific filling system. There are others that are there and
depend on the manufacturers and the country you work in.
In addition to the physical shapes being diferent, the key fillers are also color coded (purple for Isoflurane, yellow for
Sevoflurane, blue for desflurane).

Here are some actual images of an filler in use. However, please note that the system used in your country / hospital
may be diferent from what is shown.
Isoflurane Filler
The Isoflurane bottle has notches in them arranged in a way that is specific for Isoflurane. The Isoflurane key filler
has specific corresponding cuts where the notches of the bottle will fit. This makes sure that you cannot fix the
wrong filler key into the wrong bottle.

The notches on the bottle fit perfectly into the key filler.

The correct key filler is on the correct bottle and is ready.

Note the corner notch in the vaporiser end of the Isoflurane key filler.

The corner notch in the Isoflurane key filler aligns with the corner notch of the Isoflurane vaporiser.

Filling with the correct agent.

We have now reached the end of our discussion on anaesthesia vaporisers. I hope it has given you a good
introduction to the subject and will help you when you read further on this topic. Bye and see you soon at another
topic !

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