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The assessment of body sway and the choice of the stability parameter(s)
J.A. Raymakers , M.M. Samson, H.J.J. Verhaar
Laboratory for Mobility Research, Department of Geriatric Medicine, Division of Internal Medicine, University Medical Center Utrecht,
P.O. Box 85500, 3608 GA Utrecht, The Netherlands
Received 27 October 2003; accepted 24 November 2003
Abstract
This methodological study aims at comparison of the practical usefulness of several parameters of body sway derived from recordings of
the center of pressure (CoP) with the aid of a static force platform as proposed in the literature. These included: mean displacement velocity,
maximal range of movement along x- and y-co-ordinates, movement area, planar deviation, phase plane parameter of Riley and the parameters
of the diffusion stabilogram according to Collins. They were compared in over 850 experiments in a group of young healthy subjects (n = 45,
age 2145 years), a group of elderly healthy (n = 38, age 6178 years) and two groups of elderly subjects (n = 10 and n = 21, age 6589
years) with stability problems under different conditions known to interfere with stability as compared to standing with open eyes fixing a
visual anchoring point: closing the eyes, standing on plastic foam in stead of a firm surface and performing a cognitive task: the modified
stroop test. A force platform (Kistler ) was used and co-ordinates of the bodys center of pressure were recorded during 60 s of quiet barefoot
standing with a sampling frequency of 10 Hz. In general, the results show important overlapping among groups and test conditions. Mean
displacement velocity shows the most consistent differences between test situations, health conditions and age ranges, but is not affected by
an extra cognitive task in healthy old people. Mean maximal sideways sway range is different among groups and test conditions except for
the cognitive task in young and elderly subjects. Standardised displacement parameters such as standard deviations of displacements and
planar deviation discriminate less well than the actual range of motion or the velocity. The critical time interval derived from the diffusion
stabilogram according to Collins et al. seems to add a specific type of information since it shows significant influence from addition of a
cognitive task in old subjects standing on a firm surface but not when standing on plastic foam. The critical time interval shows no consistent
relation to any other parameter. The influence of cognitive activity on balance merits further exploration. A new parameter, sum of maximal
deviation time (SDT) was proposed showing complete discrimination between frail elderly and other old subjects when obtained while visual
input was suppressed. It was concluded that mean displacement velocity seems to be the most informative parameter in most situations.
2003 Elsevier B.V. All rights reserved.
Keywords: Body sway; Center of pressure; Sum of maximal deviation time
1. Introduction
In the past 25 years, a fair number of parameters describing some aspect of body sway have been proposed. They
have never been compared in a critical study as to their usefulness in different conditions and for those wish to orient
themselves in this field it is virtually impossible to make a
valid choice. All these parameters are usually obtained in the
standing subject with devices that registrate the movements
of the body or its center of gravity, or mostly, the center of
pressure (CoP). The former are measured with mechanical
0966-6362/$ see front matter 2003 Elsevier B.V. All rights reserved.
doi:10.1016/j.gaitpost.2003.11.006
49
50
2.3. Equipment
A static force platform (Kistler ) connected to an eightchannel amplifier and A-D converter was used to record
ground reaction forces. The signals were processed on a PC
connected to the A-D converter using Bioware software to
obtain CoP co-ordinates, where x refers to sideways movements and y to fore-aft displacement.
A special programme was written to calculate additional parameters from the CoP data, not available with
the Bioware software. These were: the range of maximal
displacement in both horizontal directions, mean displacement velocity, the phase plane stability parameter [7], area
of stabilogram [2], planar deviation, mean squared critical
displacement, critical time and diffusion constant [8,9],
and the sum of the products of duration and displacement
of the maximal deviations from the average. The program
provides graphics of the mono-directional and planar displacements of the CoP and of the diffusion stabilogram. It
is available on request.
2.4. Calculation of parameters of sway
Recordings always lasted at least 60 s and sampling frequency was 10 Hz. The CoP stabilogram was inspected visually and it was decided that the first 10 s of the recording
would be ignored systematically to avoid disturbance from
delayed stabilisation of the recording equipment after the
person stepped onto the force plate.
Recordings were mostly extended to 120 s. However, in
elderly patients it was frequently seen that during the second minute varying inconsistencies occurred, e.g. a shifting
of the average CoP to a new location or exaggerated and unpredictable movements, which were interpreted as signs of
fatigue. Since recordings were much more consistent during
the first minute, only data from that interval were used for
analysis. So the interval between 10 and 60 s of the recording
was used and 500 pairs of CoP co-ordinates were obtained
in every subject. In a number of subjects data collection was
originally done with a sampling frequency of 50 Hz but in
the analysis co-ordinate pairs obtained at consecutive at 0.1 s
intervals were used, thus simulating a sampling frequency
of 10 Hz.
The following parameters were calculated: maximal range
of CoP displacement along the x- and y-co-ordinate, mean
velocity of CoP displacement (m/s), planar deviation, i.e.
the square root of the sum of the variances of displacements
in x (sideways) and y (fore-aft) direction, the phase plane
parameter [7] (square root of the sum of variances of velocity
and of displacement) and the area of the stabilogram. The
latter was established using an algorithm that constructs a
smooth closed curve (of irregular shape) that encloses all
recorded CoP points, the surface of which is calculated.
A new parameter was added: sum of maximal deviation
time (SDT). This is the sum of the maximal deviations of
the CoP from its center regardless of their direction multi-
51
as follows:
Abbreviation (name)
PD (planar deviation)
Rfa (range fore-aft)
Rsw (range sideways)
Vd (displacement velocity)
Vm (mean velocity)
PP (phase plane parameter, Riley)
A (area)
SDT (sum of maximal deviation time)
DC (diffusion constant)
CI (critical time interval)
Formula
2
( x + 2 y); where 2 x and 2 y = squared
estimated standard deviation of x and y
|ymax ymin |
|xmax xmin |
Dimension
cm
cm
cm
cm/s
cm/s
No dimension
cm2
cms
mm2 /s
s
mm2
where xi1 and xi2 are paired observations from subject i, and
n is the number of paired observations and the 90% range is
the difference between the 5 and 95 percentile of the data.
3. Results
In the presentation, the results the data for every parameter
of sway obtained at the first test in each individual (using
two or three test conditions) was used in the calculation of
statistics. The results of duplicate tests performed on the
same day of after 1 week, were only used for calculation of
reproducibility.
3.1. The influence of age and health status
The results obtained under basal circumstances (eyes
open standing on firm surface) showed significant differences between young healthy subjects and elderly healthy
subjects for all parameters except the diffusion constant and
fore-aft range. Sideways range, area, velocity and MSCD
were significantly different in healthy elderly versus elderly
Parkinsons patients (Table 1). There were no significant
differences between Parkinsons patients and the group of
52
Fig. 1. Examples of stabilograms of a single healthy young person. The left panels represent the trajectory of the CoP recorded with eyes open (top)
and closed (bottom). The right panels show the diffusion stabilograms according to Collins et al. under the same conditions, with the indication of the
critical time interval and the mean squared critical displacement (MSCD). The slope of the regression line of the points beyond the critical time interval
constitutes the diffusion constant (angle a, right lower panel).
Table 1
Parameters of body sway in basal test conditions
Group
Range
fore-aft
(cm)
Range
sideways
(cm)
Area
(cm2 )
Mean
velocity
(cm/s)
Phase
plane
SDT
(cm s)
Critical
time (s)
Diffusion
constant
(mm2 /s)
MSCD
(mm2 )
7.1
3.2
1.98
1.31
29
40
39
24
Young healthy
Mean
S.D.
2.3
0.7
1.8
0.5
2.3
1.2
0.94
0.19
8.38
1.92
Elderly healthy
Mean
S.D.
2.5
0.8
2.4y
0.7
3.5x
2.1
1.59y
1.15
12.0x
6.9
7.1
3.8
1.59
1.0
21
36
61x
42
Elderly Parkinsons
Mean
S.D.
3.3y,b
1.0
3.1y,b
1.0
6.1y,a
4.2
2.07y
0.83
15.4y
5.7
4.0y,c
1.3
1.16y,a
0.32
14
30
111y,a
81
Geriatric patients
Mean
S.D.
3.2y,b
0.9
3.1y,b
0.9
6.1y,b
3.1
2.09y
0.97
20.0y,b
6.8
59
125
262y
701
12.2y,b
3.3
2.02
2.9
The mean values of the most important parameters of body sway in different groups in basal test condition: first test with eyes open fixing a black spot
at eye height and standing barefoot on firm surface. Multiple comparison by Dunnets t-test (two-sided). x 0.01 > P > 0.001, y P < 0.001 as compared to
young healthy. The means that are not marked by a superscript number are not significantly different from those of the young healthy group (P > 0.10).
a 0.05 > P > 0.01, b 0.01 > P > 0.001, c P < 0.001 as compared to elderly healthy. The means that are not marked by a superscript character are not
significantly different from those of the elderly healthy group (P > 0.10).
53
Table 2
The influence of age, health status, cognitive activity, visual and proprioceptive input
Influence
Age
Health Parkinson/
frail
Propriocepsis plastic
foam
Eyes open
(healthy)
+++
+++
+++
++
+++
+++
Eyes open
(60+)
++
++
++
++
+++
++
+++
+
+++
Young
(healthy)
++
+++
+++
+++
+++
+++
+++
+
++
Young
(healthy)
++
+++
+
+++
+++
Young
(healthy)
+++
+++
+++
+++
+++
+++
+++
+++
+++
+++
>60
(healthy)
+
+++
+++
+++
++
+++
++
+++
>60
(healthy)
+
++
++
>60
(healthy)
+++
+++
+++
++
+++
+++
+++
+++
Significance of mean differences between paired results obtained from persons in different conditions: young and healthy, old (>60 years), healthy or sick
and with as intervention closing of the eyes, the performance of the modified stroop test and the interposition of a layer of plastic foam between the force
plate and the feet as compared to the test on firm surface with eyes open () P 0.05; (+) 0.05 > P 0.01; (++) 0.01 > P 0.001; (+++) P < 0.001.
54
Table 3
Features of reproducibility in duplicate experiments
Range fore-aft
(mm)
Range sideways
(mm)
Velocity
(cm/s)
Phase
plane
Area
(cm2 )
SDT
(cm s)
Diffusion
constant
(mm2 /s)
Critical
time (s)
MSCD
(mm2 )
0.125
0.567
0.573
8.1
2.207
0.032
Variance analysis (285 duplicate experiments in healthy persons, all test conditions) variance from duplication vs. residual variance
F
3.973
2.221
1.520
3.290
3.296
1.360
1.153
1.275
Significance P
0.044
0.137
0.218
0.070
0.070
0.271
0.283
0.259
6.982
0.008
0.69
0.877
0.384
0.36
0.724
0.473
0.14
0.650
0.519
0.17
0.518
0.607
Within subject standardised coefficient of variation for 51 healthy subjects (eyes open on firm surface)
sCV (%)
28
19
14
18
26
25
3.49 108
0.558
0.579
30
63
64
Mean differences, Students t-test of parameters in the basal situation calculated in duplicate experiments at 7 days interval in healthy subjects (n = 51).
Variance analysis with age group, test situation and duplicate number as fixed factors in 285 duplicate experiments in healthy subjects. The value of F
is the ratio of the variance attributable to duplicate and the residual variance. The bottom line shows the standardised coefficients of variation (sCV) for
51 healthy persons with eyes open.
lower sampling frequency. As expected the averages of planar deviation and standard deviations of displacement in xand y-direction obtained at 50 Hz were no more than 0.2%
different from those at 10 Hz. They simply are based on
a greater sample from the same data. The maximal range
recorded at both frequencies differed no more than 3% for
both dimensions.
4. Discussion
The many parameters that have been derived from sets of
CoP co-ordinates seem to provide very similar information
with the possible exemption of those derived by the approach
of Collins et al. This might be anticipated since they are all
based on the same crude data. Nevertheless, it is very difficult to compare reports from the literature when different
approaches of elaboration of the basal CoP recordings are
used. The aim of this study was to find a way of representing the CoP movements in a summary manner that would
yield a maximal discrimination between age groups and situations known to influence body sway. This could then in
a subsequent study help to detect individuals at high risk of
falling. The great number of experiments carried out in different groups of healthy and non-healthy subjects and under different test conditions allowed us to perform statistical
analysis that might identify those parameters or combinations thereof that would enable us to discriminate effectively
between the groups and/or the test situations.
Young and elderly subjects show significant differences in
the average results for the parameters obtained under basal
conditions. Sideways sway range is greater in older people,
as are the sway area, the mean velocity, the phase plane
parameter [7], and the mean squared critical displacement
in the diffusion stabilogram. Parkinsons patients show a
greater difference from normal in almost all parameters as
compared to healthy older subjects.
55
Fig. 2. The influence of age on velocity of CoP displacement (upper panel) and critical time interval (lower panel) in healthy subjects in different test
conditions (quiet standing with eyes open, standing on plastic foam and performing the modified stroop test). Mean values are shown 2S.E.M.
56
Fig. 3. The influence of age and health status and the presence or absence of visual control on velocity of CoP displacement (upper panel) and critical
time interval (lower panel). Mean values are shown with bars representing 2S.E.M.
57
Fig. 4. The means (2S.E.M.) of SDT for the four groups of subjects (1: young healthy, 2: elderly healthy, 3: geriatric patients, 4: Parkinsons patients)
when examined with eyes open on firm surface in different test conditions (upper panel). The individual values are shown for closed eyes in the lower panel.
This was illustrated with the example of the geriatric patients in Section 3. Neglecting information by choosing a
low sampling frequency may reduce accuracy and thereby
discriminating capability. Comparison of results of studies performed with different sampling frequencies is not
possible.
It is unclear at first sight how the sampling frequency will
influence the parameters of the diffusion stabilogram. Since
this concept is based on random use of pairs of CoP data
its results will show variation even when repeated on the
same data set. However, we were not able to demonstrate a
significant influence of sampling frequency.
In conclusion, several of the displacement parameters
seem to contain the same amount of information but there
are some differences. Fore-aft range is not influenced by
age while lateral sway range is. It has been reported that
lateral sway range is the best single predictor of falling
risk. Mean velocity of displacement as a single parameter
discriminates well between test situations except for the influence of the cognitive task (stroop test) in elderly subjects.
It also has the smallest standardised intra-individual coefficient of variation, i.e. the smallest reproducibility error. The
total length of the CoP trajectory is directly arithmetically
related to mean velocity and recording time (which was the
same in all our recordings) and offers the same information,
provided the recording time is standardised. Both velocity
and trajectory length depend significantly on sampling frequency. The standardised descriptives, such as the standard
deviations of displacement and planar deviation seem to be
less useful. The characterisation of the critical time interval
58
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