Professional Documents
Culture Documents
27202
INTRODUCTION
1.
At the start of the U.N. International Decade for Indigenous Peoples (1995-2004),
indigenous peoples in Latin America, the original inhabitants, live in some of the poorest and
most marginal conditions. After enduring centuries of domination, forced assimilation and most
recently the devastating effects of disease, conflict and poverty, indigenous peoples in Latin
America have survived and become engaged in fierce struggles for rights to their land and
resources and their freedom of cultural expression. This paper explores the conditions which
have enabled indigenous peoples to respond to changing circumstances in their communities, the
development strategies that are emerging at the grassroots level, and some of the lessons and
opportunities that should be taken by the Bank to assist indigenous peoples to improve their lives
while maintaining and strengthening their cultures.
2.
5.
Indigenous peoples continue to be the most impoverished sector among the poor, both in
wealthy countries as well as developing countries (Uquillas and Rivera 1993). A recent World
Bank study on Indigenous Peoples and Poverty in Latin America provides the following
statistics. In Bolivia, half of the total population lives in poverty and 64 percent of the
indigenous population is below the poverty line. An individual is considered to be below the
poverty line if his/her income is less than $2 per day. In Guatemala, 66 percent of the
population is poor, and 87 percent of the indigenous population lives below the poverty line. In
Peru, poverty affects over half of the total population and 79 percent of the indigenous sector
(Psacharopoulos and Patrinos 1994). The extreme impoverishment of the indigenous population,
characterized by poor health, disease, hunger, malnourishment, illiteracy, degraded natural
resource base, poor housing, unemployment and the lack of access to basic services such as
water, sewage, and electricity, is largely due to long-standing processes of domination,
exploitation and discrimination (Psacharopoulos and Patrinos 1994; Durston 1993; Albo
forthcoming 1996). Indigenous peoples response to domination--when not submitting--has been
to seek refuge in isolated areas and to create defenses from the outside world (Aguirre Beltran
1973). Albo (forthcoming) describes additional strategies adopted by indigenous peoples in the
process of urbanization; they are the twin strategies of "transfugio y encapsulamiento," roughly
translated as acculturation and forming enclaves.
6.
However, there are signs indicating new trends. In the last few decades, the situation of
indigenous peoples of Latin America has started to change through a process of ethnic
reaffirmation. The main arenas where this transformation is occurring are in education; social
organization and mobilization; religious differentiation; and urbanization, all of which have
converged to produce a growing awareness in national societies of their own ethnic diversity.
These changes have also produced grassroots social movements expressing ethnic identity and
solidarity. Such social movements been supported by social and environmental advocates,
including the Church and secular nongovernmental organizations (NGOs) within countries of the
region as well as similar internationally-based organizations.
7.
There is a strong correlation between indigenous identity and lack of access to schooling.
For example, in Bolivia indigenous people receive about three years of schooling less than nonindigenous people. The difference is far greater for indigenous women, confirming the
disadvantage of women in Bolivian society generally and indigenous women specifically. At the
same time, increased levels of education among indigenous people has been documented
recently in some countries of Latin America and even small increments of education have been
found to be positively related to increasing income and social mobility. The income disadvantage
that exists in Latin America is attributed in great part to the differences in formal education.
Therefore, an improvement in the levels of schooling would create better salary opportunities for
the indigenous population. In Peru, it has been shown that higher levels of education bring about
the highest salaries and that obtaining a superior education is the most significant factor in
improving the income levels of the male indigenous population (Psacharopoulos and Patrinos
1994).
8.
Increasing levels of access to formal education have been influential in the formation of
new organizations and leadership patterns among indigenous peoples. Traditional tribal or
community leaders, usually elder people, warriors and shamans, have in some cases been
supplanted or have had to share influence and power with young, formally-educated leaders. It is
this new generation of leaders who have formed organizations at the community and supracommunity levels. The emergence of articulate, sophisticated spokespersons backed by
organizational structures that give them a strong voice, is a near ubiquitous feature of the
contemporary social, economic and political discourse in Latin American countries. In countries
as diverse as Colombia, Argentina, Chile and Panama, with comparatively small indigenous
populations, grassroots indigenous movements and organizations led by this new generation are
having significant impacts on the nation state by inducing major changes in the legal and policy
frameworks of their countries. Many of these organizations were originally promoted by and
associated with the Church or labor movements and thus have a religious or class orientation.
One of the main characteristics of these social movements is the articulation and demand of
indigenous rights (Albo forthcoming).
9.
The upswelling of the younger generation is in part traced to novel educational
opportunities, but equally important are the limitations of traditional indigenous communities to
absorb them in traditional society. This is a social dynamic which may not be apparent to many
outside observers. Todays older generation generally embodies traditional, largely conservative
adaptations which were successful for protecting indigenous communities in areas to which they
fled for refuge and protection. The natural resource base of these regions, which was often
fragile to begin with and has over the decades, become either significantly reduced through
encroachment by outside interests or fully utilized by the indigenous peoples themselves. In
both cases, in the present day, the land fails to support the retention and incorporation of younger
generations into traditional systems of productivity. Young people often find that they cannot
assume traditional adult roles in indigenous society to the extent that they do not inherit use of
land, water and forests controlled by their elders. Thus, more than 50% of an indigenous
agricultural community (almost all of the younger generation) in Guatemala, Mexico or Peru
survive only as wage laborers on land of their elders (Cancian 1972; Brintnall 1979; Guillet
1979; Partridge 1983). The incentives to leave are enormous for those who do not inherit the
means to make a living.
10.
The most able and brightest of these young migrants, the indigenous entrepreneurs of
recent generations, strike out on their own either to the cities or to become pioneer farmers in the
forests. Since the 1960s, urban migration has reshaped the demographics of indigenous
communities throughout the Americas (Mangin 1970). Improved access to services,
opportunities for employment, and exposure to metropolitan life generally act as strong
acculturation mechanisms for the migrants and attempts to form urban enclaves or ghettos just as
many other immigrants (Albo forthcoming). Migration to frontier areas induces a different set of
changes, more oriented to the colonization process (Painter and Partridge 1989; Collins 1989;
Uquillas 1989). In both cases, many of these young migrants have been successful and have
maintained extensive networks of support with their families in communities of origin-including remittances, marriage, credit and mutual assistance.
11.
The successful migrants often confront the conflicting demands made both by traditional
and modern societies. Religious conversion is one expression of this divergence of interests
among generations, as it holds the potential to free the young from traditional demands upon
their time and income (Brintnall 1979). Up to the 1960s, the majority of indigenous people of
Latin America were Catholics, at least nominally, but at the present time there are significant
proportions of people who identify with one of the many Protestant or Evangelical churches or
sects. In most cases, religious conversion operates through schools, clubs and social
organizations that are operated by foreign-based church groups, but the motivation to respond to
these influences is found in the alienation of the young from the culture of their elders. As a
consequence, it is not unexpected to find activist indigenous nongovernmental organizations
based not only on their ethnic identification but also their religious affiliation, for instance the
Federation of Evangelical Indigenous People of Ecuador.
12.
Coinciding with an increasing awareness of the environment and the rise of the
conservation movement, there is a growing interest in the extent and nature of geographic
linkages between indigenous lands and biodiversity (Poole 1989). These linkages address
indigenous territorial rights, inclusion in the political process, identifying opportunities for
collaboration, undertaking conservation activities relevant to their local context, and promoting a
greater understanding of traditional knowledge, attitudes and practices. Indigenous people
occupy areas of high biodiversity in Meso-America, the Darien/Choco of Panama and Colombia,
the Andean Cordillera and the tropical forests of the Amazon region. In some cases, biodiversity
has been largely preserved and thus indigenous people have been considered Guardians of the
Earth (Bunyard 1989). However, in other cases, indigenous people have been associated with
deteriorating environmental conditions because their natural resource base is fragile and has been
subject to centuries of intensive use (Pichon and Uquillas 1995). Whatever, the situation, an
important factor to mention is that the majority of indigenous people consider the Earth as their
"Mother" or Pachamama for the Quechua and Aymara of the Andes.
ETHNODEVELOPMENT
13.
In the last two decades, the term ethnodevelopment has been used in recognition of the
need to eliminate all forms of racial discrimination, ethnocide and the remnants of colonialism.
A key question is: what are indigenous peoples understanding of ethnodevelopment? The
general consensus among indigenous leaders, advocates, scholars, and practitioners is that
genuine development is an autonomous process representing a communitys vision of its history,
its values, and its future goals as it seeks for a better quality of life (see works by Bonfil 1982;
Bengoa 1993; Durston 1993; Albo forthcoming). This process is referred to by many different
names such as, self-development, self-managed development, transformation, autonomous
development, free-determination, and self-determination.
14.
For the purposes of this paper, ethnodevelopment will be understood as those processes
which are defined by and controlled by the indigenous peoples themselves as they seek better
lives for their communities in the face of increasing poverty and social disintegration. Carlos
Alfonso Palma, former President of ONIC, the National Indigenous Organization of Colombia
(Organizacion Nacional Indgena de Colombia), when asked what development means for
indigenous peoples in Colombia, responded:
For us development is not just economics, it is integral; that is to have autonomy, to have
organizational and administrative capacity...Most of the time when talking about economic
development, it means to have economic possibilities for the betterment of our compaeros. For
us, however, it would not just mean individually, but at the collective level; it means to propose
solutions for the community. We have to generate many alternatives such as appropriation of
technology, credit possibilities, adaptation of an economy proper to us, an economy that allows
us to control our means, that allows the communities to develop their autonomy (The Ethnic
Newswatch 1992).
15.
Some indigenous leaders take issue with the use of the word development as it
represents progress from a primitive or backward way of life to a more advanced existence.
Others avoid the use of determination as it represents a political statement calling for
sovereignty of the indigenous nation. Those indigenous organizations which call for separation
from the nation-state are actually in a minority. For most indigenous peoples, self-determination
means a dramatic increase in indigenous representation in the political system and participation
in the decision-making processes that affect their own development (Van Cott 1994). In the
language of the World Bank, we would say that for economic development to be sustainable it
must provide new opportunities for people to achieve their potential and realize their goals as
defined in their own cultural context. See Report of the Task Group on Social Development,
forthcoming, The World Bank.
16.
The knowledge indigenous peoples possess about their environment and the healing
abilities of the plants and animals are invaluable for the Western world. It has been shown that
traditional knowledge is inextricably linked to the language, culture and belief systems of
communities (Brokensha et.al. 1980; Davis and Ebbe 1993; Johnson 1992; Warren et.al. 1995).
If the ways of life and belief systems of indigenous peoples begin to change drastically and their
language disappears, then their extensive knowledge about the natural world in these areas will
also be lost. In Central America and South America there are many instances of tropical forests
that have been preserved in the areas occupied by indigenous peoples.. In 1992, Cultural
Survival and the National Geographic Society produced a map entitled The Coexistence of
Indigenous Peoples and the Natural Environment in Central America. For this reason,
indigenous natural resource management strategies can provide information for western
scientists and development practitioners interested in sustainable development, poverty
reduction, land-use, biological diversity, and the use of resources. At the same time, as Pichon
and Uquillas (1995) have pointed out, indigenous people have often been relegated to fragile or
risk-prone areas in the Andes and Mesoamrica and due to poverty and inefficient land use
practices, the land has been degraded. It is important to note that indigenous development
strategies and daily practices are not always the best or most sustainable activity. Indigenous
knowledge is wise, but not always perfect, just as western knowledge may be faulty.
Possession of secure property rights to territory, land, water and other resources that are duly
demarcated and titled.
Priority accorded to improving health conditions, including basic services such as potable
water and sanitation measures, disease prevention and cures.
Respectful interaction and interchange with the national society and world including
government and nongovernmental organizations, international development organizations
and religious groups.
19.
The ordering of these characteristics does not give priority or greater importance to a
particular characteristic; it is simply a means of organizing this discussion. A crucial issue in
ethnodevelopment is that many of these conditions are inter-connected and inter-related. One
aspect may or may not guarantee another and different groups have placed more or less emphasis
on a single issue or multiple issues. Any type of change will undoubtedly affect other
characteristics and that all interact to produce a unique case of ethnodevelopment. One lesson to
be learned is that it is impossible to apply a formula for the development of a group without
considering each communitys unique historical, social, legal, and economic relationship with
the state and their individual social and cultural organization.
20.
On the basis of the above, the following general proposition can be made.
Ethnodevelopment is more likely to occur when indigenous people have access to basic
resources for their social reproduction, including food security and basic health conditions; have
achieved a high degree of social organization and political mobilization; have been able to
preserve their cultural identity (particularly their own language); have built strong linkages with
outside institutions; and have production patterns that allow for subsistence and earning cash
income. A favorable policy environment is undoubtedly a contributing factor. The following
discussion will address these issues by describing the conditions, listing different examples, and
noting potential weaknesses.
Possession of secure property rights to territory, land, water and other resources that are duly
demarcated and titled.
The land is our most fundamental element of our existence and the basis of our historical and
future identity.
--Rafael Pandam, leader of CONAIE, the National Indian Confederation of Ecuador
(Confederacin de Nacionalidades Indgenas del Ecuador) (IWGIA 1994).
21.
The main condition for ethnodevelopment is secure land tenure. Indigenous people have
repeatedly pointed out the need to assure legal control and recognition of their land, usually
though not exclusively in the form of contiguous areas with comprehensive titles and full right to
the use of natural resources.
22.
The attachment indigenous people have to their ancestral lands (including the forest, soil
and water) and their dependence on the renewable resources from the land has determined,
fostered, and supported their culture and belief systems. Land allows for survival, social
relations, curing plants, and materials for housing. Land and natural resources have strong
cultural meanings and are important for the religious and spiritual beliefs of indigenous people
(World Bank 1982; Uquillas and Rivera 1993; Davis 1993). For indigenous peoples, land is not
property that can be bought and sold as a commodity, but something sacred and at the base of
this belief is the notion of communal territory (Chapin 1992). Miguel Puwainchir, former
president of the Federacin de Centros Shuar-Achuar, a regional organization of 330 indigenous
communities located in the Amazon rainforest of eastern Ecuador, comments: So for us, the
land is not a commodity to be bought and sold for a price. It is what sustains us. The moment
our land is lost, we are no longer Shuar and Achuar...For us land is part of our family, and
because we are all one family here, we hold the land in common. This is why we have organized
the soil/subsoil opposition, by which the state assigns right over the land but keeps for itself
the right to subsoil resources;
the land (soil)/fauna and flora opposition, when rights are given to land but with restrictions
on the use of natural resources on that land;
the land/water opposition, by which land tenure does not imply water tenure; and
the "vacant" state lands/traditional possession, by which lands under some forms of natural
resource management are not recognized as being utilized.
10
11
1.
Many Latin American states only recognize the surface soil while allocating state or
private rights to the resources above or below the soil, such as oil, minerals or forests. Thus,
even when Indians are able to demarcate and win clear title to traditional territories, they are
unable to halt incursions by developers contracting directly with the state (Van Cott 1994). In
recent times, the concept of territory, or demarcating the physical domain of a native peoples and
working with maps has been adopted as part of the new ideology of indigenous organizations to
capture the idea of Mother Earth and secure legal title to their traditional lands. Examples of
these actions include the Bolivia Yuqui Self-Demarcation Project; the Venezuela YeKuana
Demarcation Project; Belize Maya Land Use Mapping; Honduras, La Mosquitia Land Use and
Occupancy Mapping; Nicaragua Miskito Coast Protected Area; and Panama, Indigenous
Mapping of the Darien (Denniston 1994; Cultural Survival Quarterly 1995). There is emerging
evidence that when secure tenure to communal territories exists, ethnodevelopment quickly
follows (see Box 1).
Maintenance of food security through protecting and enhancing culturally appropriate activities
including hunting and gathering, farming, fishing and animal husbandry
2.
Closely linked to territorial rights is the ability to provide for food security in conditions
that are appropriate to the area and to the cultural practices of the indigenous communities. A
central strategy of many indigenous communities, even before other ambitious projects are
undertaken, is to establish the basic conditions for subsistence based on microregional
sustainable rural development strategies (Nahmad 1996). For some communities, this may be
reflected in attempts to clearly demarcate a territory to be used for communal hunting and
gathering (see examples mentioned previously on demarcation). For others, this may mean the
need to improve their farming systems, through training and extension activities to improve the
abilities of community members to provide for their food and need for income. As the example
of the Quechua speaking people of Taquile (Box 1) indicates, the idea is not necessarily to aim
for self-sufficiency but to strengthen social reproduction strategies that allow indigenous people
access to a broad range of nutritional resources.
Promotion of income-producing activities, including agriculture, crafts production, and wage
labor, which lead to investment in the community and improvements in the quality of life and
well-being of the entire community.
3.
A key step in most indigenous development strategies is to guarantee food security. For
some groups, this is a most important survival issue. For others, income-producing activities are
a stage leading to investment in the community. This is an arena which is hotly disputed since
the nature of income-producing activities introduces new variables into the communities which
can have both beneficial and negative effects. Income-producing activities can bring cash,
material goods, education, better health care, etc. into these communities, but also greater
dependence on external conditions and foreign influences.
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4.
The basic component of ethnodevelopment with income-producing activities is the
investment of income in the betterment of the lives of the people. Valerio Grefa, a representative
of COICA, the Coordination of the Indigenous Organizations in the Amazon (Coordinador de las
Organizaciones Indgenas de la Cuenca Amazonica), commenting in a meeting to prepare
proposals in advance of the Summit of the Americas Meeting in 1994, clearly illustrates this
issue. He remarks that ...ensuring their land rights did not mean Indians were totally opposed to
the drilling of oil and the mining of precious metals. Such exploitation would be allowed, so
long as it was controlled and part of the money it generated was invested in health, education,
and other basic services for the Indian community living on the land. We want to develop as
well (Castonguay 1994).
5.
One type of income-producing activity for indigenous communities has been the
promotion of artisan products. This activity serves two purposes by providing income as a
supplement to subsistence agriculture and reinforcing ethnic identity and culture. Examples of
this activity and crafts that are known around the world include: the weavers of the Zapotec
communities in Oaxaca, Mexico; the weavers of Otavalo, Ecuador; the Nahua Amate Bark
Painters of Guerrero Mexico; and the Kuna Mola Makers of San Blas, Panama (Stephen 1991).
6.
In Nuevo San Juan de Parangaricutiro in Michoacan, Mexico, the Purepecha are
managing their forests by combining a strong level of community organization and managerial
skills with modern techniques of forest management. In 1981, the community initiated a forestry
industry with their own resources and since then have improved their management of the forest
and generated employment for nearly 70% of the community. The forestry operation consists of
a vertically integrated forest products industry producing wood, chips, processed pine resin for
tar and turpentine, furniture, and charcoal. It employs approximately 950 permanent workers
directly and 200 indirectly who are members of the community. In 1988, the community
received permission from the government for complete control of forestry management and in
1990, the enterprise reached sales of 15 billion pesos (about 5 million) (Alvarez Icaza 1993). In
1991, the Purepecha community was given status as an indigenous community under law and the
were granted dominion over 45,000 acres of land. The Purepecha operate on a system of cutting
the forest area every ten years and maintaining nurseries and reforested areas. The community
has reinvested the profits in upgrading the enterprise, they have worked for communal
responsibility in taking care of the forests and have very democratic decision-making at all levels
of the community. They are also in the process of diversifying their economic base to other
activities such as ecotourism, organic fertilizer, marketing organically grown avocados and
peaches, environmental education, and other uses of forest products for medicinal or ornamental
purposes (Comunidad Indigena de Nuevo San Juan de Parangaricutiro 1996).
Priority accorded to improving health conditions, including basic services such as potable water
and sanitation measures, access to disease prevention and cures.
13
7.
The capacity for biological reproduction of indigenous people depends on adequate levels
of health. The relative low proportion of indigenous people in Latin America (about 10 percent
of the total population) is due not only to the fact that they have been decimated by acts of
violence that started during the conquest and have continued to the present day in some countries
in the form of political and military repression but also to high rates of morbidity and mortality
as a consequence of low levels health and nutrition which are several times below the national
averages. The disease profile of indigenous peoples is characterized by a high incidence of viral
diseases, prevalence of maladies endemic to tropical and subtropical areas, and the resurgence of
communicable diseases such as malaria and tuberculosis (PAHO 1993). It is therefore essential
to support initiatives that promote the provision of basic health infrastructure to indigenous
communities and improve their access not only to traditional local health systems but also to
available modern health care systems.
8.
As Oxfam has rightly stressed in its manual on development for indigenous peoples, a
program to address indigenous peoples health should focus on basic preventative and curative
health care at the community level with immunization, control of epidemics, simple curative
services, nutrition, mother and child care, and sanitation (Beauclerk 1988). There should be an
emphasis on training village health workers and preventative measures rather than specialized
services which may be impractical in isolated areas. The provision of health care will be most
effective if traditional healers are directly incorporated into the program. An example often cited
of this type of interaction between western and traditional medicine is Project Ametra in Peru.
Traditional Shipibo healers are incorporated into the work of investigating plant remedies and
determining the benefits and possible harmful effects. The communities have become more
interested in health issues as a result of this work and a new type of village health worker is
emerging, one which uses both traditional and western knowledge (Beauclerk 1988).
Maintenance of strong social organization and the encouragement and enhancement of the ability
to mobilize to protect property, human, and civil rights.
9.
Social organization and the community are very important in the lives of indigenous
peoples. Successful indigenous development strategies arise where there is a strong social
organization which serves as a base of organizing and making decisions for the indigenous
community. From this starting point, many community organizations have joined forces and
formed associations, federations or unions and confederations, thus reaching high levels of
complexity.
10.
The process of social mobilization has taken the form of local-level grassroots activities
and country or region-wide mobilizations to protest a particular action. The key in this approach
is to maintain strong organization and be able to mobilize and act. A lowland indigenous leader
from the Ecuadorian Amazon, noting the importance of social organization, states, "Our
organizations offer us life. Without them, we will disappear" (In Kleymeyer 1993). It has also
been said that cultural identification can energize people, helping them to take collective for
their own welfare (Kleymeyer 1993). In some cases, indigenous communities who have been
traditional enemies have joined together for a common cause as described by a Kuna chief from
Colombia in a meeting of the Kuna General Congress (a twice-yearly democratic council which
oversees Kuna Yala, a territorial reserve in Panama held by coastal San Blas Kuna). Now we sit
14
here today, and Im speaking to you. People like Kuna came to us. All of us are working
together. No one is sleeping any more, and there is strength in this. The Choc (of Panama and
Colombia, traditional enemies of the Kuna) people who are poor and suffering have joined with
us (Cultural Survival Quarterly 1987).
Box 2: Cases, Social Organization and Mobilization for Rights
(a)
A dramatic show of organizational capability was the 750 kilometer march from the Beni
rainforest in Bolivia to the capital, La Paz by hundreds of indigenous peoples. The March for
Territory and Dignity on August 15, 1990 was carried out to protest territorial encroachment by
lumber companies and cattle ranchers. After negotiations with the government, the President
Jaime Paz Zamora, signed four executive orders. Three of the orders complied with native
territorial demands in the Isiboro-Scure National Park, the Ibiato area, and the Chimn Forest
and the fourth established a commission to draft an Indian law that would grant legal standing to
indigenous leaders and political organizations (Helms 1994).
(b)
The Arhuaco of Colombia have maintained a strong social organization which has
allowed them to maintain some autonomy. In 1972, their territory was demarcated with 186,000
hectares. The Arhuaco live in a semi-nomadic lifestyle in the mountainous area of northern
Colombia in the Sierra Nevada de Santa Marta. The Arhuaco social system is hierarchical with
the religious leaders, the Mamu, occupying the most prominent position. This small group of
elders controls the complex system of cultivation and they have made valuable alliances with the
civil authorities in this area. The Mamu also elect Cabildos and Comisarios in the 25 territories
who are responsible for mediating between the Mamu and secular world. It is notable that the
Arhuaco have been successful in keeping their autonomy by negotiating with the Colombian
institutional authorities on their level. The Arhuaco have been able to create a social structure
which can articulate their demands for land and autonomy and negotiate with the civil
authorities (Lizarralde, Beckerman, Elsass 1987).
(c)
The Kuna of Panama have a strong tradition of political organization which has resulted
in solid territorial claims and recognition. In the early 1970s, the Kuna began serving as advisors
to the Ember, the Wounaan, and the Guaym, who lacked political organization and also lived in
the same region in Panama. As a result, these groups have created a congreso general, a
representative governing body modeled after the Kuna model in an attempt to become more
organized to respond to new issues. The Ember and Wounaan were granted a joint territory of
4,000 square acres in 1983 after the help of the Kuna (Chapin 1992).
1.
In times of peace or in times of conflict, the civil-religious hierarchies known as the cargo
system in Mesoamerica are forms of social organization that have played a positive role in the
maintenance of social cohesion and solidarity. They have been able to reinforce the links of
urban migrants to their rural areas of origin, adding the factors of community and religious
allegiance to the already strong familiar attachments. The indigenous peoples demand for self
determination hinges on their conviction that their forms of social organization and their
customary ways of dealing with internal affairs are better suited to their needs than some of the
institutional structures that national societies have imposed on them.
15
2.
The social structures of indigenous organizations offer support to indigenous
communities and they link the community with the national society. The indigenous
organization must be able to articulate demands which are understandable to the dominant
institutions and at the same time preserve the uniqueness of their social structures. The survival
of indigenous peoples depends on the dialogue it develops with the national state, yet it is
important to acknowledge that when an organization is able to initiate and sustain this dialogue,
it too may start to resemble the dominant order.
16
Culture in its broad anthropological sense (meaning the way of life of a people and particularly
the shared understandings that underlie it) is constantly changing. Development, too, is a
process of change, often of induced change. The question, then, are what sort of change is
contemplated, how rapid it will be, and whether the advantages it brings will make it worth
putting up with the dislocations it causes (1993).
5.
Indigenous development strategies incorporating culture have taken many forms ranging
from bilingual education, music, indigenous crafts, and traditional medicine. Albo (forthcoming)
notes that bilingual education is the key to a development process which starts from the
indigenous peoples own identity. It is process by which people are able to maintain their own
identity, having as a reference their maternal tongue, and opening up to learning the values of
other cultures. Indigenous development strategies which are based on the maintenance and
reinforcement of the culture of an indigenous group have the ability to transform a culture and
foster social change which is positively reinforcing and beneficial.
Box 3: Radio San Gabriel, Bolivia
Radio San Gabriel in La Paz, Bolivia has been transformed into a Aymara radio station
with listeners in Peru, Chile, and Bolivia. Radio is the medium of mass communication in rural
Bolivia and all but four of the staff of 48 are Aymara. Three times a week members of the
Center de Promotion Cultural Compassion Anyi, tape Aymara recordings and broadcast to the
altiplano where there are 2 million Aymara speakers. They tell fables in an attempt to revitalize
the Aymara tradition of story-telling and people are beginning to send in collected stories. The
members of Anyi are also involved in other activities such as helping the Ministry of Education
in a project to teach weaving, tailoring, electrical repair, food preparation, and learn subsistence
skills. Felix Tarqui, Ayni's director states "...as we went along, we saw that for education to be
effective, it must build people's capabilities, not reinforce feelings of inferiority. It must be
based on the culture of the people being educated." Another project is the construction of
community cultural centers that double as meeting halls and classrooms (Breslin 1993).
1.
In Brazil, a non-profit center called the Center for the Preservation of Indigenous Art,
Culture, and Sciences in Para, Brazil is run by indigenous people for both the preservation of
indigenous culture and earning income from the entrance fee. The center houses an Amazon
native art exhibit, a multilingual library, and archive system with collections of tribal music, oral
histories and cosmologies. The center also provides employment for indigenous artists and 15%
of the profit from the centers gift shop is returned to the indigenous artists. According to the
director, Maria Antonia Kaxinawa, a member of the Kaxinawa tribe, ...our objective is a sociopolitical one, and we are using the ecotourism dollar to support our movement. Our goal is to
build a completely self-sufficient indigenous project that will open up new and culturally suitable
and dignified employment opportunities for acculturated Indians of Brazil (Daugherty 1994).
2.
The Carib of Dominica (about 3,000 of the total number of 5,000 Indo-Dominicans) live
in an indigenous reserve of 3,700 acres recognized in 1978, under the control of the Carib
Council and the Carib chief which are elected every five years. During the 1970s, there was an
consciousness movement towards ethnic revitalization and a cultural troupe called Karifuna was
founded to help preserve Carib arts, crafts and culture. The troupe recruits young Carib to join
17
as dancers and musicians and the group has performed in North American and Europe (Cultural
Survival 1993).
18
anthropologist who has worked among the Kuna for decades notes that the old traditions are so
intimately bound up with the old way of life, that as that way of life changes, so must the belief
system that explains it and gives it symbolic importance(1991).
1.
Godoy notes that the Sumu Indians of Nicaragua, recipients of formal education and
skilled in Spanish have become the best brokers of their forest communities. "Education reduces
rural indigenous people's dependence on the forest through three direct channels: it increases the
ability of foragers to leave the countryside; it improves the use of agricultural land through the
adoption of new, and the better application of old technologies; and it reduces family size
(Godoy 1994).
2.
One of the oldest and most successful indigenous organizations is the Shuar Federation in
the tropical forests of eastern Ecuador. It was formed in the 1960s, under the impetus of
Catholic missionaries, to provide the Shuar, who live in scattered hamlets, with some type of
collective legal protection from the colonists who were invading their traditional territory. By
forming into nucleated residential groups called centros and then into larger subregional
associations, the federation successfully petitioned the government for collective land titles. In
the early 1970s, the federation also established a bilingual radio school program, which
transformed the nature of schooling and education in the rain forest. Before the program was
established, fewer than half of school-age Shuar children completed primary school. Not only
was it difficult for children to attend schools because of the long distances from their homes and
the difficulties of travel, especially in the rainy season, but dropout rates were extremely high
because the curriculum did not take into account the childrens native language and culture.
Over the course of a decade, the federation-managed radio school program proved to be a great
success, and the number of schools connected into the radio network and staffed by federationtrained teachers increased from 30 to 177. In the 1980s, the government officially recognized
the program and used it as a model for other bilingual and bicultural school programs in the
eastern part of the country (Davis and Partridge 1994).
Box 5: Quote about education from Enrique Camargo, a Guarani from Bolivia
We want to advance a little more while keeping our culture and way of life intact. This is
our goal. We have inter-cultural bilingual education programs for elementary school-aged
children...In the middle school there will be more linguistic and cultural courses for the
recapturing of our own identity and the strengthening of our unity. Another aspect of the
program is the literacy campaign... we plan on making 20,000 Guarani literate in two different
ways. Those who dont know how to read and write will learn to read and write in Guarani.
Those who are literate in Spanish will learn how to read and write in Guarani...We think that it is
very important because ignorance is not only measured in the ability to read and write, but also
in the extent to which one has been assimilated and alienated. So, we want and educational
system that awakens self-reflection, that is a liberating education. That is our goal (The Ethnic
Newswatch 1992).
19
20
nationalities and cultures of Ecuador. After a week of camping in a public park in Quito, the
Indians returned to the Amazon with an official commitment to grant them titles to a large
portion of the lands they use and Congress called a special session to review the Indians
demands (IWGIA 1992). In June of 1994, indigenous organizations organized a protest with
roadblocks to demand the repeal of the Agrarian Development Law. After a week of protests,
the government agreed to the first talks with the indigenous leaders. The mobilization of
indigenous peoples was better organized than the protest in 1991 and led to a revision of the
Agrarian Law after the government agreed to discuss contentious issues with different
stakeholders. In this case, both indigenous and non-indigenous rural organizations, labor and
ethnic federations, joined forces and formed a coordinating body (the Coordinadora Agraria).
1.
Political recognition will increase the ability of indigenous communities to carry out
development activities, however this does not guarantee widespread changes. In the examples
listed below, countries like Colombia, Paraguay, and Chile, with small indigenous minorities, are
willing to deal with the multi-ethnic nature of the state, but in contrast, countries like Guatemala,
Peru and Ecuador, with larger minorities have been slow in implementing changes. Perhaps the
positive results are derived from two forces uniting at the same time: a strong indigenous
movement and a receptive government. Another interesting phenomenon is the strong
indigenous organizations which have arisen in Ecuador and Bolivia, whereas in countries like
Peru there is less large-scale mobilization.
2.
It is clear that the stronger position an indigenous community has with the state, the more
autonomy and rights they will receive. This position of strength generally arises out of the
ability to organize which is directly related to the relative freedom the groups experience and
their ability to meet, discuss, and address the issues they are concerned about. In most cases, it
has taken the unification of several indigenous groups, which traditionally did not interact, to
effect any real change. This is seen in the examples of the Aguaruna and Huambisa Council in
Peru and the interaction among the indigenous groups living in the Darien area.
(b)
In Mexico Article 4 of the 1991 constitution was modified to include a paragraph on
indigenous rights (Assies and Hoekema 1994).
(c)
In Paraguay, constitutional reform increased the participation of indigenous peoples in
policy questions concerning them through the incorporation of indigenous representatives in the
Constitutional Assemblys deliberations. The new constitution officially recognizes the
legitimacy of indigenous customary law, which is and has been commonly used by Indians to
resolve intra-community conflicts while ceding other important sovereign rights of the nationstate (Van Cott 1994).
21
(d)
In Colombia in 1990, the government recognized extensive land rights for indigenous
peoples by tripling the legally recognized Indian area in the Amazon to cover about 180,000
square kilometers. These lands belong to the Indian communities in perpetuity and cannot be
sold. The constitutional reform process in 1991 in Colombia greatly enhanced the political
participation of indigenous representatives. The special cultural, economic and social identity of
the indigenous peoples in Colombia was finally recognized. Officially, government institutions
do not aim for the privatization of indigenous land nor the integration of the indigenous
population into national society. With the new constitution, the existing indigenous legislation is
changed structurally, and in the creation of indigenous territories and indigenous councils,
indigenous authority is affirmed (Assies and Hoekema 1994).
(e)
In the wake of the conflict between the Miskitu Indians and the Sandinista government,
the Autonomy statute was adopted for the Miskitu indigenous peoples of the Atlantic coast of
Nicaragua. This group has a population of approximately 100,000 and additionally there are
about 8,000 Sumu living along the Caribbean coast and the rivers of North-eastern Nicaragua
and South-eastern Honduras. Together, they took up arms against the Sandinistas from 1981 to
1988/89. The Miskitu have intermixed with black communities for centuries and for the Sumu, a
process of amalgamation of three separate groups (each with their own dialects) may strengthen
common identity. In May 1990, the very first Indian government took oath in Bilvi, capital of
Yapti Tasba, Eastern Nicaragua (Assies and Hoekema 1994).
Respectful interaction and interchange with the national society and world including government
and nongovernmental organizations, international organizations and religious groups.
1.
In nearly every example of indigenous development, the impetus towards organization
has arisen out of contact, both positive and negative, with external forces in the form of
education, pressures on the land and resources, missionaries, increased migration to urban areas,
or development projects. Development as a reaction to negative outside forces is not desirable,
however, it has ironically, led to several quite successful movements for indigenous rights.
2.
In addition, a fairly recent trend in the last 20 years is financial or institutional support for
an indigenous community, organization or federation flowing from an external organization such
as a bilateral or multilateral development agency, foundation or non-governmental organization.
This support has taken the form of grants, training workshops, research and extension, and
establishing linkages and networking with other organizations nationally and internationally. See
works by Bebbington on indigenous federations; for experiences of the InterAmerican
Foundation see issues of Grassroots Development; for the experience of IFAD see Helms (1994)
and Haudry de Soucy (1995), for projects supported by the European Union, see Trio (1995), for
examples of working relationships between indigenous groups and conservation NGOs see
Redford and Mansour (1996). Miguel Puwainchir, former president of the Federacin de
Centros Shuar-Achuar, comments we need training for our people and the support to strengthen
Federacin programs in aviation, education, topography, civil registry, health, and other areas so
that we can be productive and save the land for future generations (Grassroots Development
1992).
22
23
centuries, any effort to rehabilitate the degraded natural resource base must involve the local
communities for they are the main resource users and can provide invaluable knowledge, labor
and dedication.
THE WORLD BANK EXPERIENCE
3.
In September 1991, the Bank issued an operational directive (OD 4.20 Indigenous
Peoples) to address projects that affect indigenous peoples. Defined in OD 4.20 as social groups
with a social and cultural identity distinct from the dominant society that makes them vulnerable
to being disadvantaged in the development process. This OD was a revision of the first Bank
policy on indigenous peoples (OMS 2.34 Tribal People in Bank-Financed Projects) developed in
1982. OD 4.20 provides policy guidance to ensure that indigenous peoples benefit from
development projects and to avoid or mitigate potentially adverse effects on indigenous peoples
caused by Bank-assisted activities. The OD adopts broad criteria to reflect the diversity of
indigenous peoples and to help ensure that the social and economic benefits they receive are in
harmony with their cultural preferences. In all Bank-financed projects which impact indigenous
peoples, there should either be a component to address the needs of indigenous peoples or an
indigenous peoples development plan (IPDP) included in the project with informed participation
of indigenous peoples in the preparation of development plans and the design and
implementation of the project.
4.
The strategy suggested by the OD, especially in projects which may affect rights to
natural and economic resources, calls for informed participation of indigenous peoples
themselves through direct consultation, incorporation of indigenous knowledge into project
design and the use of experienced specialists. When an investment project affects indigenous
peoples, the borrower should prepare an indigenous peoples development plan that is consistent
with the Banks policy except where the bulk of the direct project beneficiaries are indigenous
peoples, then the entire project would be subject to the provisions of the OD. A component
developed to address the needs of indigenous peoples should consider the legal framework,
baseline data, land tenure, development or mitigation activities, institutional capacity, and a clear
implementation schedule including monitoring and evaluation, cost estimates and financing.
Policy Implementation
5.
The World Bank has carried out two reviews of the implementation of its policy on
indigenous peoples which includes projects in Latin America. The first, entitled Tribal Peoples
and Economic Development: A Five-Year Implementation Review of OMS 2.34 (1982-1986),
reviewed 15 Bank-financed projects globally known to have affected the lands and resources of
indigenous peoples (1987). The review included 11 projects from the Latin American Region.
The report concluded that the Bank had made significant progress in identifying indigenous
populations, but the design of components was unsystematic and lacking in coherence. Another
review undertaken in 1992 entitled Protecting Amerindian Lands, specifically studied 13
indigenous land regularization programs in Lowland South America (Wali and Davis 1992). The
report notes the important role that these projects played in physically demarcating and
regularizing large areas of indigenous lands and it identified legal frameworks as the primary
obstacles to successful land regularization. The report concludes that more is needed than just
24
25
Figure 1
Total Number of Projects
30 30
30
27
25
23
Implementation
22
21
Preparation
20
21
21
18
17
15
15
15
11
10
10
9
10
8
7
6
6
5
4
3
2
1
0
early
identification of
indigenous
peoples
social
assessment
indigenous
peoples
development
plan
component
whole project
land tenure
traditional
authorities
institutional
capacity
characteristics
26
culturally
compatible
benefits
conditions to
hand over
information
sharing
consultation
collaboration
empowerment
9.
There are more projects under implementation that have components addressing
indigenous peoples issues (seven as compared to three) but more projects under preparation where
the bulk of beneficiaries are indigenous people and therefore the OD applies to the entire project
(one as compared to four). In addition, indicators such as the existence of institutional capacity to
deal with indigenous peoples issues and to offer culturally compatible benefits favor projects
under implementation. In contrast, projects under preparation outdo the former in terms of the
degree of participation indigenous peoples have, be it information sharing, consultation,
collaboration or empowerment.
10.
There are 28 projects in the sectors of Rural Development, Natural Resource
Management, Land Administration, and Agriculture representing 45% of the total number of
projects. In this sector, 93% of the projects specifically identify indigenous peoples as living in
the project area or as beneficiaries of the project. Six projects in this sector have an indigenous
development plan or are planning to incorporate one as the project is prepared. These include the
Colombia Natural Resource Management Project, the Mexico Aquaculture Project, the Nicaragua
Rural Municipalities Project, and the Brazil Forest Resource Management Project. The Costa
Rica Conservation Areas Management Project and the Guatemala Land Administration Project
intend to prepare plans for indigenous peoples. Seven of the projects in this sector have a
component addressing the requirements of the OD. These include the Bolivia Land
Administration Project, Bolivia Rural Communities Project, the Rondonia Natural Resources, the
Mato Grosso Natural Resources Projects, the Ecuador Environmental Management Technical
Assistance Project, the Mexico Decentralization and Regional Development II Project and the
Paraguay Natural Resource Management I Project. There are five projects in this sector in which
indigenous people make up a majority of project beneficiaries and the OD is fulfilled by the
whole project. These include the Bolivia Rural Water and Sanitation Project, the Brazil
Indigenous Lands Project, the Mexico Community Forestry, Ecuador Indigenous Peoples and
Peru Sierra Natural Resource Management and Community Development Projects.
11.
The restriction of access to or utilization of areas which are rich in biodiversity may make
it impossible or difficult for indigenous peoples living in those areas to survive. Equally
important, indigenous peoples can be a positive force for protecting biodiversity rich areas, if they
are included in the identification and planning of protected areas. The Bank has learned that it is
impossible to protect biodiversity by police action or restrictive regulation (one cannot afford to
put a policeman on every tree). Indigenous communities are ideally placed to protect
biodiversity, to report incursions and violations and fill other jobs in protected area management.
While all GEF projects in implementation (Bolivia, Ecuador, Mexico, Peru) include consultations
with indigenous people to avoid negative impacts, few seek to involve indigenous communities
directly in low-cost and more effective protected areas management. Just recently, during renegotiation of the Mexico project, an indigenous development plan was incorporated. The three
GEF projects under preparation also identify indigenous peoples and intend to prepare an
indigenous development plan containing provisions to address the land claims of indigenous
peoples (Guyana National Protect Areas System, Honduras Conservation and Management of
Protected Areas, and Nicaragua Atlantic Biodiversity).
12.
The first generation of social investment funds (SIF) relied upon geographic targeting and
utilizing poverty maps to identify municipalities where poverty was particularly concentrated.
27
The idea was to stimulate local authorities in the very poor municipalities to prepare requests for
investment in school buildings, rural farm roads, health clinics, and other infrastructure.
Nongovernmental contractors competed for the award of work to construct these. It was assumed
that such works would benefit all the poor, indigenous and non-indigenous alike. to reach the
indigenous peoples, but there is no evidence that this has worked. All eleven social funds in the
review acknowledge indigenous peoples and the second generation of funds are developing
specific strategies or targeting to better address their needs. For example, FONCODES II in Peru
will develop a plan to increase indigenous peoples participation in the fund with promotion
activities and bilingual materials. As these projects are developed and with recommendations
from the first social funds in those countries where aplicable, there will be strategies to ensure
greater participation of indigenous with methods such as using the indigenous language, training
indigenous people as extension workers and bilingual promotion materials. Since the main
characteristic of these projects is that they are demand-driven, lessons learned from the initial
phase indicate that special efforts should be made to achieve greater indigenous peoples
participation, particularly, helping them to make their demands known by project implementing
agencies.
13.
All of the seven education projects in the review identify indigenous peoples describe
bilingual education as an important characteristic of the projects. The Basic Education Project in
Honduras will include bilingual education for the Garifuna and Miskitu populations. The Mexico
Primary Education Program will be working in four Southern states with high percentages of
indigenous peoples and supporting reading materials in 17 native languages. The Bolivia
Education Quality and Equity Improvement and the Guatemala Basic Education III Projects will
extend bilingual education. All four health projects identify indigenous peoples as being at risk
and are targeting rural areas with a significant population of indigenous peoples. Both the
Panama Rural Health Project and the Peru Basic Health and Education Projects will be working
with traditional birth attendants and developing materials for outreach and training in local
languages.
14.
The five infrastructure projects reviewed identify indigenous peoples in the project areas.
The Panama Road Rehabilitation Project has a indigenous peoples development plan specific for
one road which would facilitate access to a proposed indigenous reserve. The Rural Roads
project in Peru incorporated participatory strategies to foster greater ownership among the
indigenous communities and involve them in routine maintenance and road rehabilitation. The
Paraguay Rural Water Supply and Sanitation III has a component to target dispersed indigenous
peoples and the Bolivia Rural Water Supply and Sanitation project is targeting the indigenous in
the highlands and incorporating high degrees of participation from indigenous communities.
Technical Assistance and Capacity Building
15.
The World Bank's assistance for indigenous capacity building programs in Latin America
started in 1993 in the context of the First Inter-agency Workshop on Indigenous Development and
in recognition of the need of a proactive role to advance existing Bank's policies towards
indigenous peoples of the region. Subsequent inter-agency workshops included the participation
of leaders of indigenous organizations, who highlighted the need for training and capacity
strengthening as pre-requisites for indigenous development. From the beginning, this initiative
28
has been carried out in close coordination with the Latin American Indigenous Peoples Fund
(Fondo Indgena), whose Secretariat is in La Paz, Bolivia, and has received financial support the
Bank's Institutional Development Fund (IDF) and a Trust Fund of the Swedish International
Development Agency (SIDA) Within the Bank, it has been promoted by the Environmental Unit
of the Latin American and Caribbean Technical Department (LATEN), with support from the
Social Policy Division of the Environment Department (ENVSP) and the operational divisions of
the Latin American and Caribbean Region (LAC)..
16.
The objective of the World Bank's Indigenous Peoples Technical Assistance and Capacity
Building effort is to strengthen indigenous peoples organizations and increase their options for
ethnodevelopment The Bank strategy is to work with indigenous organizations and willing
national governments, supporting groups of indigenous people that want to build their own
capacities for the identification of needs, the selection of development priorities, identification of
technical assistance requirements, and the formulation of strategies that could be implemented
with a combination of their own resources and outside help. Building on training and institutional
strengthening, follow-up activities will include a joint search for possibilities of lending
operations that may allow the Bank and its Borrower governments to invest directly in indigenous
development. Three training programs have been completed in Chile, Bolivia and Mexico, and,
at the present time, six additional training proposals have been accepted and have either started or
are starting in 1996. These proposals correspond to Guatemala, Ecuador, Costa Rica, Colombia,
Nicaragua and Bolivia (Fondo Indgena).
29
CONCLUSIONS
17.
A major challenge for the Bank and the countries of Latin America and the Caribbean is to
finds ways to offer indigenous people new opportunities to join the process of development.
Exclusion of these people from the market economy represents a massive waste of human and
non-human resources, whereas their inclusion will boost productivity, strengthen purchasing
power and promote growth. The impact of including indigenous communities in the development
process will be dramatic in countries where indigenous peoples represent large minorities and in
the poorest regions where they are the majority of producers.
18.
This paper started from the fact that the indigenous peoples of Latin America are
disproportionately represented among the poor and extremely poor sectors of the population. The
paper has demonstrated that, far from demanding protection, indigenous peoples want to be
included as full participants in the development process of their countries. It has also underscored
the fact that indigenous groups have many contributions to make to their countries development
process. We have argued that ethnodevelopment, as this process is being defined by indigenous
peoples themselves, can do much to hasten inclusion of these first Americans in national and
regional economies.
19.
The paper has reviewed activities of the World Bank to ensure that the projects it finances
do not pose a threat to the land or culture of indigenous peoples, and, moreover, contribute to the
process of ethnodevelopment. The influence of the Banks policies on the subject have been felt
for over a decade in the tropical lowlands of South America, where land demarcation and
legalization programs have been financed. A new generation of natural resources management
projects are incorporating both conservation and development goals, both biological and cultural
diversity. Recent Global Environmental Facility (GEF) projects are being designed to provide
culturally appropriate benefits to indigenous peoples in protected areas or their buffer zones.
Education lending by the Bank increasingly incorporates knowledge of ethnodevelopment into
bilingual, intercultural educational programs, utilizing both indigenous and national languages to
achieve a pluricultural content that will serve to guarantee indigenous development. Health and
infrastructure projects will improve the living conditions of indigenous communities by providing
maternal health outreach, primary health care and low cost water and sanitation services.
20.
In summary, the Bank is making a shift from a by and large protectionist orientation to
an ethnodevelopment orientation towards indigenous people. While the concern with the
danger of cultural extinction of small groups still exists, at the present time our predominant
strategy is to assist the great mass of indigenous peoples to overcome poverty by strengthening
their participation in the development process. As Sri-ram Aiyer, Director of the Technical
Department for Latin America in the Bank has said,
...the Bank will continue to support national and international efforts to guarantee the physical
base and indigenous development, regulating land tenure and increasing training opportunities for
the management of natural resources. In a similar fashion, it will continue to support projects that
attempt to reduce poverty or improve the living conditions of the indigenous population of this
continent, in the areas of physical and social infrastructure, technical research and assistance,
environmental health, education and social welfare in general. And it will give strong support to
30
31
32
delivery of development services, goods and works is a standard concern of Bank investment
operations, and there is little difference in the case of indigenous peoples. Beneficiary
organizations should be incorporated into the evaluation of the efficiency and effectiveness of
development operations to ensure performance, and, perhaps equally important, to foster
opportunities to learn from the necessary pilots, experiments and innovations that will be
required.
33
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