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Ludwig Holtmeier
This essay explores the understandingof tonality and in particularthe concept of chord, as demonstrated in the Italianthoroughbass tradition,especially in the didactic traditionof partimenti.Fora long time this
traditionwas entirely overlooked because of the dominance of the neo-Ramellian Harmonielehretradition.The
Abstract
differences are exemplified by comparingRameau'sbasse fondamentalewWhHeinichen'sfluctuatingunderstanding of tonality.Itwas Heinichenwho, at the start of the eighteenth century,attempted most thoroughlyto conceptualize Italianmusic theory. LikeRameau, he, too, developed an overarchingexplanatorymodel of harmonythat
involves coherent concepts of harmonicfunctionalityand chordmorphology.Heinichen'sand Rameau's"systems,"
however, rest on opposing assumptions. However many speculative aspects it may embrace, Heinichen'smusic
theory nonetheless remains directly indebted to musical practice and consistently rejects that esprit du systme
that is so characteristic of Rameau'stheory. While Rameau, acting in the modern, scientific spirit of the early
Enlightenment,attempts to derive all aspects of his theory from a few fundamental principles, Heinichenworks
throughthe many tensions and contradictionsbetween the modern Klangprogression, as formalizedin the Rule
of the Octave, and the old legacy of traditionalcounterpointinstruction.
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monopolistic position that one must first come to terms with the notion that,
existing alongside the theoretical lineage of Jean-Philippe Rameau, there was
yet another music-theoretical culture no less significant in music history and
the history of music theory. It is this forgotten culture and its renaissance that
are the focus of this essay.
The fixation of the Harmonielehre
tradition on the late, "abstract"writings of Rameau2and his successors has led to one of the largest omissions of
music-theoretical historiography:the nearly complete neglect of Italian music
theory, its concept of tonality, and particularlythe so-called partimentotradition, which contributed so much to the true face of European composition
teaching from the seventeenth to the early nineteenth century.3There can be
little doubt, for instance, that the thoroughbass teachings of "Viennese classicism"were at their core a Ramellian reshaping of an Italian music theory,4just
as the prevailing music theory at the ParisConservatorywas likewise minted in
Italy.5In Europe, the Ramellian and neo-Ramellian tradition was an essential
music-theoretical current, but until the mid-nineteenth century it was by no
means the one with the greatest practical impact.
In terms of reception history,there are many reasons why the partimento
tradition could never step out from the shadow of Rameau's theory. Here it
is sufficient to note only the most obvious: the textbooks of the partimento
tradition usually consisted mainly of music notation. In these books, "theory"
is not, in the common meaning of the word, presented and developed "scientifically."In general, nineteenth-century music theorists could no longer
take this tradition to be, strictly speaking, "theory,"let alone take it seriously
(Weber 1826). Viewed in retrospect, it decayed into Generalbasslehre
(thoroughbass teaching), to "pure practice," and simply fell outside the concept
of theory.6The sharp and often polemical delimitation of eighteenth-century
thoroughbass teaching, which continues beyond Hugo Riemann up to Carl
Dahlhaus, is a precondition for the rise of the nineteenth-century Harmonielehretradition.7
2 Meaning those writings produced after the Trait de
l'Harmonie (1722).
3 Regarding the history of the Neapolitan conservatories,
see Florimo 1882/83. In this connection, the works of
Rosa Cafiero 1993, 1999, 2001, 2005 and Giorgio Sanguinetti 1999, 2005 merit special mention. After Carl Gustav
Fellerer's early studies (1939), Florian Grampp gave a first
larger overview of the topic (2004/2005). In 2007, Robert 0.
Gjerdingen presented his comprehensive study (Gjerdingen
2007). Bruno Gingras 2008 followed with a study on the
German partimento fugue. See also Aerts (2006). Holtmeier
and Diergarten 2008 offers a general overview.
4 On this point, see especially Budday 2002, Holtmeier
2008, 2009, Grandjean 2006, Kaiser 2007a, and Diergarten 2008. The harmony and thoroughbass text of Bruckner's teacher Durrnberger (1841) is written in the spirit of
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Riemann spoke of thoroughbass as a "simple tool of performance practice." Equally problematical is the overgeneralizing discourse of "the" thoroughbass, which implicitly assumes a single two-hundred-yearperiod embracing a broadly static, self-contained historical and theoretical entity. But what
one comprehends by thoroughbass around the year 1600 is entirely different
from what the term implies around 1700 or even 1800. Notions of an "Ageof
or of "Thoroughbass Harmony" (DahlThoroughbass" (Generalbasszeitalter)
haus 1990, 125) provide little help. In particular,the typical German Harmonielehretradition, which attained international prevalence in the second half
of the nineteenth century, had an undifferentiated and markedly one-sided
theounderstanding of thoroughbass. In the process, nearly all Harmonielehre
reticians developed an almost manic fixation on the numerical shorthand,
on the "figures"of "figured bass."They read the figures as representatives of
8 Hierzu gehrt, neben der der praktischen Ausubung auch
eine theoretische Kenntnifc, dafc man wisse: (1) woher die
meisten Accorde entspringen. (2) Wohin sie sich lenken lassen. (3) Und wie man aus dem ersten Accorde den darauffolgenden errathen solle. . . . Ein Accompagnist soil neben
der Praxis auch die Thorie des General-Basses verstehen,
damit er wisse: wie die Regeln der Composition daraus
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9 Hugo Riemann also understood the figures as pure "instructions for hand positions" {Griffanweisung) to which no functional harmonic or contrapuntal significance is attached.
Characteristically he put not only his notorious Klangschlssel but also his symbols for harmonic function under all the
exercises in his Anleitung zum Generalba&Spielen (Riemann 1889).
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10
Corelli had as authoritaWithout exaggeration, can one assert that for the stilontoderno,
tive a stature as that of Palestrina for stilo antico.He was, in terms of the reception of
his style and the diffusion of his works, a composer of European importance. Angelo
Berardi had already called him the "new Orfeo of our time" ("nuovo Orfeo nostri
giorni";Berardi 1689, 45). ForJohann Mattheson he was "the prince of all composers"
(Mattheson 1739, 326). And Michel de Saint Lambert referred to him as the "famous
Corelli, so celebrated now in all Europe, and for several years so fashionable among
us" ("fameux Corelli, si clbre maintenant dans l'Europe, & si la mode parmi nous
depuis quelques annes"; Saint Lambert 1707, 41). Corelli's music was so popular that
Denis Arnold spoke of a "Corelliancult" (Arnold 1978).
In 1681, the Pasquini pupil George Muffat became personally acquainted with
Corelli in Rome. One could point to Muffat's RegulaeconcentuumPartiturae(1699) as
f/theoretical document for the modern (Corellian) trio-sonatastyle of composition.
Here composition in four or more voices is consistently presented as an extension
of three-voice composition. Mattheson stressed, "If one can deal with three voices
properly, singably,and with full sonority, then all will go happily even with twenty-four
voices" (1739, 344). Even in Joseph Riepel's dialogues, the Teacher explains to his Student that one must "patchin" the fourth voice (Riepel 1996, 571). This procedure can
still be seen clearly in Stanislao Mattei'sfour-voicesettings of bassinumerati(1850) - the
viola part is an optional filler voice.
The single voice of the thoroughbass stood as representative of an essentially three-voice, contrapuntal constellation of voices, whose contrapuntal
topoi had already been practiced during instruction in composition.11 Given
a schematic excerpt of the bass and/or the figures, one assigned it a two-voice
accompaniment. By no means could the harmonic "content" of a bass be logically derived, as it were, in the abstract from the figures themselves. Thus one
knew that the two-voice 2-6-7-3 model for the upper voices (bracket "a" in
Example lb) was assigned to a rising fifth with the figures 4-3 (Example 1,
Ledbetter 1990, 12; Fenaroli 1978, bk. 3, 9). Likewise, one knew which upper
voices corresponded to the clausula of the cadenza composta (slur "b" in Example lb). One recognized larger contexts and allocated the missing voices, but
on no account was the point to be "counting outMchord tones from the bass.
11 Particularlyin recent German music theory, the discussion of compositional models represents its own strong
tradition. In this regard, Ernst Seidel's article on the "devil's
mill" {Teufelsmhle; 1969) is of special significance (see
also Holtmeier 2008, s.v. "Teufelsmhle"; Dietrich 2007;
Yellin 1998). Furthermore, one should mention, on the
one hand, the teaching methods and the less historically
than systematically oriented works of the "Berlin school"
centered around Hartmut Fladt (2005, 2007), which found
its most powerful expression in Ulrich Kaiser's influential
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434343436
'"I'T
11
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models
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12
No one more clearly recognized the verticalization of harmonic discourse and more radically formulated it than Rameau. If one does a close
reading of his Traitde l'Harmonie(1722), then there can be no doubt that
Rameau's theory of the bassefondamentalearose from the attempt to theoretically pinpoint the Rule of the Octave (see Heinichen 1728, 764). In the first
two books of the Trait,he develops theoretically what in the central, third
book he achieves by practical application in the example of the Rule of the
Octave. That is, the bassefondamentaleexplains the modus vivendi of the Rule
of the Octave, its ruling principe.The bassefondamentaleconstitutes the inner
"essence"of harmony, the Rule of the Octave its outward appearance.13It is
no doubt correct that, after the Trait,Rameau's music theory distanced itself
ever further from its origins in the Rule of the Octave. From the publication
of the Nouveausystme(1726) onward, Rameau's theory becomes noticeably
more abstract and formalistic. The internal aspects of the theory turn ever
more clearly toward the external. The bassefondamentalebecomes the paramount principle which usurps even musical practice. Paradoxically,the Rule
of the Octave itself becomes, at least dating from the public argument between
Rameau and Michel-Pignolet Montclair in the MercuredeFrance(Rameau and
Montclair 1729/30; Christensen 1993, 56) , first a counterproposal to the basse
fondamentale,and finally the epitome of a spiritless,atheoretical practice pitted
against the lone scientific theory in the form of the bassefondamentale.
One must alwaysbear in mind the Janus-faced character of Ramellian
theory in order to understand its complex reception history.This divides along
two main paths, which one could reify and characterize as the "practical"and
the "speculative."The practical takes its point of departure from the third
and fourth books of the Trait,in which the Rule of the Octave plays a central
role. The speculative derives from the first two books, which deal exclusively
with the bassefondamentale.The German, and above all the north German,
reception of Rameau can be predominantly assigned to the speculative path,
the French and Italian reception, save for isolated exceptions, to the practical.
The Viennese tradition of thoroughbass teaching is, as already mentioned, in
the broadest sense associated with the Italian tradition. In the French and Italian school of teaching composition (and the Viennese school can be regarded
as belonging to it), the bassefondamentalefirmly integrated itself into the deepseated educational tradition of the Rule of the Octave. There the Rule could
hold its central position across the whole of the eighteenth century without
13 The Rule of the Octave occupied Rameau's attention his
whole life. He was always finding new interpretations of it
(Christensen 1993).
14 This becomes clear, for instance, in the statement
by FriedrichWilhelm Marpurg that "since the time of his
[Rameau] Traitde l'Harmonie, the Testore musico of someone likeTevo cuts as poor a figure as, for example, the logic
of Christian Weisen since the advent of [Christian)Wolff's
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13
14
666
66
66
Example 2. An improvised
scale harmonization
66
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15
A remark made by Angelo Berardi in the context of discussing a resolution of the dissonant second into a "false"fifth supports the thesis that the "consonant"and free use
of the diminished fifth in the modern harmony at the close of the seventeenth century
was borrowed from popular music: "Some moderns have resolved the suspended second to the false fifth; one allows this method of resolution, it being hard and harsh,
only in popular song for the expression of certain words. Thus, one should use it with
caution" ("Alcunimoderni hanno legato la seconda con la quinta falsa: questo modo
di legare, per essere duro e aspro, si concede solamente nelle cantilene volgari per
esprimere qualche parola. Si deve perci usare con prudenza"; Berardi 1687, 137).
Mattheson grasped the changed role of the diminished fifth precisely when, in Der
he maintained one would have "good reasons" (billigeUrsache)
volikommene
Kapellmeister,
the
it
to
for "appending
consonances," since "itdoes far more harmonious service than
fifth"
the perfect
(Mattheson 1739, 235). At the beginning of the nineteenth century,
de
Momigny still maintained that one had to treat the tritone and the
Jerome Joseph
if
false fifth "as they were consonant, ... for thirds, sixths, false fifths, and tritones
are the true harmonic intervals that can be used in two-partcomposition" ("comme
s'ils taient des consonnans, ... les tierces, les sixtes et les fausses quintes ou tritons
sont les vrais intervalles harmoniques, employable dans la composition deux partie";
Momigny 1803/1806, 1:284). Similarly,Ftis regarded both the diminished fifth and
the augmented fourth as consonant intervals (Simms 1975, 122). Nicol Zingarelli
16 And likewise, the (dominant) six-five chord on the ascending seventh degree. In terms of historical development, the
fact that (along with the four-two chord on the descending
fourth degree) it concerns a harmonic passing-chord phenomenon remains evident for a long time in the Italian partimento tradition. According to Giovanni Paisiello (Dellaborra
2007), the dominant four-two chord occurs "when one
descends from the fifth of the key to the third of the key"
("quando discende dalla Quinta delTono allaTerza delTono";
Paisiello 1782, 5; Holtmeier, Menke, and Diergarten 2008).
In the course of this development, however, this passingchord phenomenon becomes emancipated from its origin,
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16
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Ludwig Holtmeier ~
(a)
Heinichen,
(b)
17
(c)
(f)
(e)
(d)
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of
of the Corelli-styletrio-sonataformatif one makesa "reduction"
"tonality"
To
That
4a.20
that
one
first
removes
all
the
end,
Example
suspensionfigures,.
includesthe 7-6 suspensionsin mm. 4 and 5, the 4-3 suspensionin the third
measure,and even the 7-5 progressionin thatsamebar,whichis actuallyonly
an "elision"of a 7-6-5-4-3 progression.In this form the progressionalso
appearsin the then-currentmodel-basedphrasesshownin Example5. If one
20 In the early eighteenth century, this kind of dissonance
reduction is a common procedure in thoroughbass pedagogy. In particular, see Michel de Saint Lambert 1707 and
Godfrey Keller 1707.
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18
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Ludwig Holtmeier ~
(a)
Heinichen,
(b)
i f f
(b-f
^i
|h
|f
id
|r
"
Example 7
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19
20
JOURNAL
of MUSIC THEORY
(a)
J J ft J J , J Jm_J J J ... ,
rfbjp^J
f f
f r r
w^=^
=
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me
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toniqtiHlWf,
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" - tNotM.->tianbU'-
f-He.*jwMot-*
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r# majeurf\)t.
BASSE-FONDAMENTALE,
777747.
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?o
[7]
|
6
5
.. o ;>
I
[7]
|
ascending
with the bassefondamentale(Example 8b) that Rameau provided for the Rule
of the Octave (Rameau 1722, 382).
Even Rameau's bassefondamentaleuses only the tones of the doppiabass
clausulae: C, G, and D.23One clearly recognizes, however, the differences.
Rameau applies, as it were, the same model to the succession of the descending scale as to the ascending scale. Thus, in the descending scale, the fifth
degree is treated like a first degree (as a nottetonique), and the leading tone
( nottesensible)is treated like a third degree ( mediante). These degrees are thus
interpreted as if ascending: for Rameau, the schematic progression in Example 9 implicitly underlies the ascending scale (Rameau 1722, 208).
The diatonic arrangement of the mode prohibits the leading tone to the
fifth degree from actuallysounding (Rameau conceives the fifth degree comme
une nottetonique)(Rameau 1722, 213). Yet regarded functionally, the progression of the leading tone to the tonic {nottesensibleto nottetonique)is identical
to that of the fourth degree to the dominant (quatrimeto dominante)(Rameau
1722, 208). At the end of Rameau's ascending scale (Example 8b) a scarcely
motivated, apparent leap from the leading tone to the fifth degree owes its
existence to Rameau's logic of progressions. It clarifies the dual function of
the seventh scale degree, which must at the same time support an inversion
of a perfect triad (parfait)and a seventh chord (Vaccordde la septime).On the
one hand, it is a medianteof a "tonicized"dominant accordingly ushered in by
its own dominant (D3 in the bassefondamentaleof Example 8b) (Rameau 1722,
211). On the other hand, it really is the nottesensible,obliged to lead into the
tonic and to support a (dominant) six-five chord (l'accordde la fausse quinte).
One can clearly detect these changes of function from the bassefondamentale.
The bassefondamentaleunder the leading tone (G3) does not bear the signature of a seventh chord, because the sounding dissonance of the six-fivechord
on this seventh scale degree is just an apparent one. In its true essence this
dissonance is a parfaitin first-inversionform. Only with the next chord does
the fundamental seventh chord become "material"and resolve itself properly.
23 The much discussed problem area of the double emploi
(see Example 8b, m. 3) lies outside the scope of this
essay.
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21
22
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23
sealed the fate of the old intervallic qualities. No other concept of Ramellian theory would have a comparablywide diffusion. Even traditions of musictheory teaching that took themselves to be anti-Rameau and rejected in particular his theory of chord progression26nevertheless adopted as self-evident
the concept of inversion. By the end of the eighteenth century it had already
gained acceptance across all of Europe, and by the middle of the nineteenth
century it finally achieved a position where it had almost no competition.
Even today, it still holds sway so naturally, so unchallenged that it is worthwhile drawing attention to what a radical break it once represented from
a centuries-old tradition. According to Rameau, a chord of the sixth is no
longer an independent sonority in its own right, but becomes a "derivative"
chord, an "inversion"of a "fundamental"triad. The old pivotal distinction
between fifth and sixth, between a sonority of rest and one of motion, was
not only completely leveled, but perfect and imperfect consonances became,
in Rameau's thoughts on inversion, nearly "identical."His new principle of
the stacking of thirds takes the place of the old intervallic qualities. From it
Rameau derives both of his "root chords":the triad {parfait)and the seventh
He even bases the essential opposition between
chord (dominante-tonique).
consonant and dissonant chords- between consonance and dissonance- on
his principle of the stacking of thirds.
The partisansand interpreters of Rameau have alwaysinvoked the idea
that his theory was the first to actually develop a precise concept of harmonic
dynamism (Christensen 1993, 132). That would be correct if one has in mind
his attempt to trace harmonic process back to the "basic units" of tension
and release, to the dominant-to-tonic progression, and his efforts to develop
a holistic concept of harmonic space. Yet one could as easily argue the opposite- that in its schematized ideas of inversion and the stacking of thirds,
Rameau's theory leads to a complete antidynamic enervation of harmonic
process. Forjust as the difference between perfect and imperfect consonance
vanishes, so does any factor of linearity in the concept of chord.27
One can unproblematically ascribe the sonorities of the Rule of the
Octave to a series of cadencesparfaiteson the notes of the bassefondamentale
as long as it behaves like forms of cadenzedi grado,thus as long as there is a
soprano or tenor clausula in the bass. The fifth degree of the ascending Rule
of the Octave- as the penultimate tone in a bass clausula- properly requires
a leap and so becomes a problematic case for Ramellian theory, a problem
whose elaborate solution has been discussed in detail above.
26 In the eighteenth century, Rameau's theory of chord
progressions - the actual heart of his theory - only plays a
subordinate role, and even German scale-degree theory of
the early nineteenth century only marginally takes up this
aspect of it. Only with the "neo-Ramellian turn" of fundamental bass in Vienna (Sechter) and of functions theory in
Leipzig (Hauptman) does Rameau's theory of progression
finally become relevant for musical practice.
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24
(b)
'
\t
1 1'
(c)
I1
li'
(d)
i'
IfLMI
7
6
5
Example 10
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Ludwig Holtmeier ~
(a)
p
'^i'f
(b)
(c)
J i li i
6
|H^
r
If
i1
6
Heinichen,
Ir
6
5
585) (Examplelib). Moreover,it is alsofrequentlypartof a dominantpreparation,one that preparesthe dissonantsix-fivechord on the fourth degree
(Examplelie).
Such fine differentiationsfind no resonancein the mechanismof the
bassefondamentale.
Hence, the vanishingof the distinctionbetween perfect
and imperfectconsonanceultimatelyleadsto an impoverishmentin the concept of harmonicfunctionality.Giventhe disappearanceof all linearfactors,
harmonicdynamismappearsin the form of a monotonous,basically"undynamic"logic of progressions.
Johann David Heinichen and the
systematization of the Rule of the Octave
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25
26
tion) comes to mind. The second part of this work, "On the Complete Science of Thoroughbass" ("Von der vollkommenen Wissenschaft des GeneralBasses"), explicitly represents the unique attempt of its time to systematize
and theoretically substantiate the music theory of the Italian partimento tradition (Horn 2000). No other eighteenth-century author made the Rule of the
Octave the basis of his theory to such a degree (Horn 2001, 2002).
A digression on Heinichen
The modern functionality of the Rule of the Octave, which Heinichen develops in his
thoroughbass treatise of 1728, stands at the top of a hierarchy.The "natural"harmonies
of unfigured basses "permit themselves to be discovered in three ways**(Heinichen
1728,726-27):
28 Heinichen's work was therefore unable to find an international audience because German, in contrast to French and
Italian, was not a "European" cultural language. His influence on composition teaching in German was, however,
considerable. See, for instance, Carl Philipp Emanuel Bach's
very similar concept of chord (C. R E. Bach, 1753/62).
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On the one hand, this acts like a systematic hierarchy. In order "to guess at" (erraten;
Heinichen 1728, 731) the missing voices from the intervallic relationships between the
upper and lower voices, only a knowledge and mechanical application of chord theory
is required. To move to the second hierarchical level where one applies "generalrules,"
however,already calls for a clearly higher understanding and level of knowledge. Here
(rules for chord progressions) derived
"general rules" mean the old Klangschrittregeln
from the tabulanaturalis.Hardly any treatise of the seventeenth and early eighteenth
centuries lacks these rules for standardized chord combinations, for example,
1. The 5th [scale degree] in the major and minor modes naturally has a major
3rd above itself, and in the system of modes it may or may not be notated. 2. The
4th [scale degree] in the minor modes naturally has a minor 3rd above itself,
and in the system of modes it may or may not be notated. 3. The semitone [leading tone] beneath the major and minor mode, by which one modulates, naturally has a "6"over itself. . . . (Heinichen 1728, 739)
"He who acquaints himself with these general rules," continues Heinichen, "willfrequently acquire great facility in the practice of an unfigured thoroughbass" (738).
Attaining the highest hierarchical level, however, requires "the solid understanding of
the musical ambitus"(731) - by this is meant nothing else than the Rule of the Octave.
It is "the main source from which flow the aforesaid general rules" (738). The Klangschrittregeln
give rules for chord progressions, but they are based on a mere intervallic
relationship. Only the Rule of the Octave gives a precise place to those free intervallic
relations in the harmonic space of the scale.
It is obvious that this hierarchical order of precedence is also a didactic order
("the easiest comes first";Heinichen 1728, 727). That Heinichen 's course of study
to follow
begins quite traditionallywith chord theory and then leaves Klangschrittregeln
means that it represents, at the same time, a historical order of precedence. Klangschrittegeln,especially as explicated in the German tradition (compare, e.g., the treatises of
Matthus Gugl 1719 and Johann Baptist Samber 1704, 1707) is, as it were, a historical prehistory (Christensen 1992, 113), now surpassed and nullified by the new functionality of the Rule of the Octave. One can perceive the same relationship between
Heinichen's later treatise and his own earlier one (1711; see Gjerdingen 2007, 15-16).
Although in 1728 Heinichen asserts that he had already explicated the Rule of the
Octave "in the year 1710 during the preparation of my old edition of this treatise"
(763), that is not really the case. Had his 1711 Klangschrittsequence extended across
all eight tones of the scale, it would take on just as little of the obligatory form of the
Rule of the Octave as with the treatises of Samber, Gugl, and Spiridionis- a qualitative
and the Rule of the Octave (Gjerdingen
difference exists between the Klangschrittregeln
2007, 15-16).
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27
28
SchemataModorum,
teaching is the distinction between step and leap. The notion that stepwise
progression is, as it were, the prototype of all harmonic and melodic motion
hearkens back to a centuries-old tradition. Thus, in a sense the leap is the
exception to the norm of regular stepwise motion. In Rameau's music theory,
based on the prototypical falling fifth of the cadenceparfaite,the leap not only
takes the place hierarchically of the step progression, but the step progression, as an independent music-theoretical category, became completely meaningless: in Rameau's theory every step is based on a leap. Heinichen's music
theory, as we will see, retains the old distinction between gradus and saltus
(step and leap).
If the Rule of the Octave is to become the basis of a music-theoretical systhen
two central questions must be answered: (1) what happens when the
tem,
bass moves by leap, and (2) how does one explain and categorize sonorities
that do not reside in the model of the classic Rule of the Octave?The Rule of
the Octave must become both a comprehensive theory of chord progression
and a theory of the chord morphology.
Example 12 shows Heinichen's version of the Rule of the Octave.Though
Heinichen also understands the Rule of the Octave as a practical aid to improvisation, it is primarilythe representation of a harmonic system in itself: it represents a comprehensive "schema."The systematic character of Heinichen's
Rule of the Octave is immediately apparent, for it differs conspicuously from
its Italian and French precursors. Aside from the obligatory passing six-fourtwo chord on the fourth scale degree, Heinichen does not present any (dissoand imperfect
nant) four-note chords- only the "pure"perfect (vollkommene)
chords. The absence of the six-five chord on the ascend(unvottkommene)
fourth
scale
ing
degree (l'accordde la grandesixte) is especially conspicuous.
a
"Through complete omission of certain figures" ("durch gnzliche Hinweglassung einiger Ziffern";Heinichen 1728, 765), Heinichen here establishes
something like a "PrimaryRule of the Octave" made up of the most simple
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29
30
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six-three chord on the second degree, then a leap ensues. (In case the leap
does not happen, as with the "tonic-like"[Riepel] triad on the fourth degree,
the five-three sonority has the effect of a caesura.) Even if Heinichen does
not fully work out all the consequences of these central ideas of his theory,
it nevertheless becomes clear that one functionally differentiates between a
degree's stepfunction and leapfunction. Of course a three- or four-note stackof-thirdssonority can occur on any scale degree on which a chord of the sixth
occurs in the classic Rule of the Octave. Such a sonority would only require a
- from step to leap.31
change in the modusmovendi
A digression on trainingmanuals
In structure and organization, partimento textbooks follow popular training manuals
like Oratio Scaletta'sfrequently reissued solfge textbook Scaladi musicamoltonecessaria
perprincipianti(1595). In these solmization manuals, the first things taught were the
Scaletta 1595,
ascending and descending scales (portarla voceascendendo,et descendendo;
9). Then followed- likewise ascending and descending - diatonic patterns with leaps
tables
of a third, fourth, fifth, sixth, and octave. In the seventeenth century, Klangschritt
of the so-called tabulanaturalis(Christensen 2008, 113; Dahlhaus 1990, 108; Heimann
1973, 55f.) were arranged according to the same paradigm. The compositional models
in the partimento tradition were imparted according to the identical paradigm:harmonization models of the scale ascending (principallychains of 5-6, 7-6, and 9-8 suspensions and progressions of alternating sixths and thirds), the scale descending (chains
of 7-6 suspensions and progressions of alternating seconds and sixths), leaping thirds
ascending and descending, and so forth. Neapolitan composition manuals, above all
the exercises in style found in Francesco Durante's partimentibassi diminuiti (2003),
follow this organization, and many German training manuals are similarlystructured.
Examples would be Friederich Erhardt Niedt's Handleitungzur Variation(Musicalische
(1930), and also Handel's (1978)
Handleitung,vol. 2, 1721), as well as Bach's Vorschriften
cultivates the teaching of comFenaroli
Fedele
exercises.
systematically
thoroughbass
s.v. "Satzmodelle").
Holtmeier
Partimenti
in
his
models
2007,
(1978;
positional
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31
32
but in descent the plain six-three chord, and so forth. For its reception history, one thus encounters a problem with Rule-of-the-Octavefunctionality. Its
"animate"dynamics elude being fixed by a "physicalist"systematization that
permits the derivation of more complex structures from simple basic axioms.
For Rameau's supporters, one of the central arguments in favor of the basse
fondamentaleis that it can explain the basic principles of harmonic tonality in
the shortest time and, as it were, free of presumptions.
As has often been stressed, the principle of inversion adapted by Rameau
was not new (Christensen 1993, 67f.; Barbieri 1991). The interchangeability
of the voices was one of the elementary assumptions of three-voice models for
sixteenth- and seventeenth-century cadences, sequences, and the "contrapuntal"orientation of teaching composition. Heinichen was well acquainted with
Rameau's Traitdel'Harmonie.Above all the concept of renversement
(inversion)
left lasting traces in his own theory. But an approach can be observed here
that is typical for the history of the French, Italian, and also Viennese thoroughbass tradition: though Ramellian bassefondamentalefinds an entry into
the teachings, it still cannot displace (or only very slowly) the old theorems.
For Heinichen, a six-three chord can be regarded as being the inverted form
of a five-three chord. But the long commentary in footnotes that he dedicates
to notions of inversion (1728, 146-51) stands surprisinglydetached from the
received thinking in terms of intervallic qualities which unfolds in the main
text. Heinichen, however, completely distances himself from the procedure
of systematic third-stacking,and thus from the basic principle of bassefondamentale.His term Verwechslung
(recombination) designates a concrete procedure of compositional technique - the regrouping of a sonority (usually with
an eventual return to its starting position; Heinichen 1728, 624-25). 32Thus,
each chord can become "recombined":if a six-four-twochord is followed by
a seventh chord, built with the same notes (Kellner describes this concept of
inversion as based on a relation of "pitch classes"; 1732, 32), then this later
chord represents the "firstinversion" ( Verwechslung)
of the first, and so forth.
To speak in Ramellian terms, every type of chord can be considered as a "root
chord." Rameau's idea of inversion, however, is theoretically an a priorievery sonority has to be reduced to its stack-of-thirdsprototype.
Beyond third-stacking: Toward an Italian morphology of chords
For Heinichen, the functional meaning of a chord is not determined by the
principle of third-stacking.Just as he brings leaping bass motions under the
interpretive authority of the Rule of the Octave by falling back on traditional
categories, so too he explains the complex chord morphology of the advanced,
32 In this regard, Daube follows Heinichen (see Diergarten
2008).
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"theatrical"harmony of his era- his own focus- with the traditional terms of
Italian music theory. To begin with, his concept of chord has an entirely different basis from that of Rameau. For Rameau the chord is its own entity, an
inherently closed unit. Even here the ideal of the four-voice texture ( Vierstimmigkeit)stands in the background. Though certain functions and tendencies
for linear motion are attributed to individual elements (nottefondamentale,notte
sensible,dissonancemajeureand mineure,etc.), these constituents always present themselves in combination and remain functionally invarianteven in the
process of inversion, as will be shown. They are subject to a rigid, hierarchical organizing principle. For Rameau, chords are primarilyvertical blocks of
stacked-up thirds in which the linear tendencies have been frozen.
Heinichen 's way of thinking was shaped by his early "contrapuntal"
schooling in Germany,but above all by the Italian tradition of apprenticeship
that he got to know so well during his long stay in Italy (Buelow 1994). Yet
even though his theory of thoroughbass stands well apart from contemporary
sources on account of its high degree of theoretical awareness, neither with
him nor with any other contemporary author does one find a comprehensive,
systematicallyarticulated theory of chord. In what follows, I have tried to work
out the "implicit"systematicsof Heinichen's theory of chord.
For Heinichen and traditionalItalianmusic theory,the polyphonic chord
heart
was alwayssomething put together- a composite. The contrapuntal
at
pairing of two main voices formed the framework of a composite sonority,
which could be supplemented by Neben-Stimmen
(secondary voices; Heinichen
or more voices. Understood
of
a
texture
to
create
four,
five,
three,
1728, 171)
multivoice
controls
in this way,a distinct hierarchy
sonorities, giving priority
to the chordal components, which effectively determines the comprehension
and functionality of the chord, and which has consequences for the formation of voice leading, consequences that extend the far beyond the chordtradition.
progression, part-writingrules of the modern Harmonielehre
A digression on counterpoint
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33
34
Examples 14 and 15 clarify the differences between Rameau's and Heinichen's concept of chord, using the case of the dominant seventh chord and
its inversions. For Rameau, not only the (dominant) six-five chord (Vaccord
de la fausse quinte;Example 14b), but also the four-three chord (/ 'accordde la
petitesixte-,Example 14c) and the four-two chord (Vaccorddu triton;Example
14c) are nothing but derivativeforms of the stack-of-thirdsdominant seventh
chord (dominante-tonique;
Example 14a). The functional roles of the chordal
are
distributed:
G is the root (bassefondamentale),the third
components
clearly
B is the leading tone (nottesensible)and must move up a step as a dissonance
majeure,the chordal fifth D takes on the role of filler voice, and F is dissonant seventh, which must resolve down a step as dissonancemineure(Example
14e). The structurallycontrolling interval is the seventh. It is, so to speak, the
mother of all (chordal) dissonances. For Rameau's thinking about inversion,
it is essential that the functional roles of chord tones remain fixed once and
for all, and persist in every inversion. Thus, B is alwaysa leading tone, F a dissonant seventh, D alwaysa filler tone,33and G alwaysa root, regardless of the
particular constellation in which the tones occur.
33 Significantly, the fact that the chordal fifth in effect fulfilled a dual function- both that of the filler tone and that
of the tenor clausula - hardly plays a role in Rameau's idea
of inversion.
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Ludwig Holtmeier ~
(c)
(b)
(a)
Heinichen,
35
(e)
(d)
r~^"
IB I[g I,ub !... II
I*'""
II
Example 14
(a)
JB
Framework
,
voices
(6) r(o)i
^
(6V
(b)
(c)
(d)
I""
I"
!"
(oi
(O)
65)
gS
-Gt-*=3=
" -9-J^E \/
rVici
few
voiccsft,_.
l$(o?
Secondary
/ X
'Toi
l^*^
" Uvel
.X-^ X^y^
FO)[o] 1 >
rof V
Example 15
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36
It is a classic filler voice that enjoys a relative freedom in voice leading. It can
and as a tone
appear both as a classic "pedal"or "common tone" (Liegestimme)
free to leap; it can (in the sense of a tenor clausula) be treated like a voice in
parallel upper thirds with the chordal third (the leading tone) or even like
a voice in parallel lower thirds with the chordal seventh. The chordal third
(leading tone) is one hierarchical level below the frameworktones, which are
formed here by the mandatory bass note and the "characteristic"dissonance
of the seventh. The chordal third thus supplements the two-voice framework
to achieve the ideal three-voice setting.
In Example 15a, I, square bracketsindicate frameworktones of the dominant seventh chords that form a diminished fifth between the tones B and F.
This alternative framework refers to the alleged "root"tone G being at times
able to appear as a secondary voice, as a lower third to the leading tone. That
is especially the case when the dominant seventh chord does not progress with
a genuine root progression (i.e., by leap) to a (cadential) chord of resolution,
but almost appears in transituitself, that is, appears to be a passing chord (see
Example lOd).
In the six-five chord (Example 15b) the framework is formed by the
framing interval of the diminished fifth. The sixth (G), as bearer of the dissonance, is an important but nevertheless hierarchically subordinate voice.
Functionally, it can appear upper sixth to the bass note (B). Here, the third
(D) takes over the role of the supplementary, filler voice.
In the four-three chord (Example 15c), the frameworkset is formed by
the majorsixth between the bass note and the leading tone. The third (F) , as a
voice in parallel thirds with the bass, supplements the two-voiceframeworkto
form a three-voice setting. The fourth (G) is, however,pure filler- a dissonant
common tone that received special attention from contemporary theorists
due to its special dissonance treatment. It was called quantairregolaris,quanta
(Heinichen 1728, 151), or quartaitalica(Muffat 1699, 8). The special
irregolare
position of this fourth highlights the fact that for many eighteenth-century
theorists- thus also for Heinichen - the four-three chord did not appear as
an independent chordal category, but was treated as a special form of the sixoften not marked even in a figured bass ("The
three chord. Quartairregolaris,
not
is
fourth
alwaysexpressly indicated above the notes" ["Eswird
irregular
aber . . . diese irregulaire 4 ... nicht iederzeit ber denen Noten ausdrcklich angedeutet"]; Heinichen 1728, 151), was a quasi-"improvisational"addition to the basic three voices of a six-three chord. The French term petitesixte
testifies to this origin.34
34 Riepel perceived the quarta irregolaris as a fashionable
aberration. He labeled such intervals pejoratively as "Turkish
fourths" since they reminded him of Turkish"fifes" blowing
"a loud series of fourths one after the other," which he had
heard "in the year 1737 near Banja Luka" (1757, 39).
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6
4
3
6
14
3
15
I
Heinichen gives
a "controlling"
and an "accompanying"
dissonance.ForHeinichen,the dissonantfourthis an "accompanying"
dissonance,an upperthirdto the "controlling"dissonantsecond.In the musicalpracticeof the eighteenthcentury,however,the circumstancesseem to be just the reverse:the seventhscale degree
is the "ideal"uppervoice for the fourthscaledegree in the bass,and only the
chord in a
augmentedfourthcan unambiguouslyrepresentthe six-four-two
two-voicesetting.Yetfor Heinichenthis fourth (B) is, accordingto its inner
nature,an upperthirdto the second (G). Converselythe G becomesthe lower
thirdto the leadingtone (B). The sixth (D) appearsas its upperthirdor as a
"free"secondaryvoice. In the specialcase of this chordone can hardlyspeak
of a hierarchicalprioritybetweenthe twosecondaryvoices.
In orderto makethis hierarchicalconcept of chord still clearer,Exam1
7
ple constructsa few chords not from the perspectiveof Ramellianinversion, but ratheron the basisof the relationshipbetweena two-voicecomposi-
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38
(I)
(ID
(HI)
I J
<\
|j
l[g U |.w]
J^
[ j 1 bjg
[ j 1 -f]g
[rfTzz
--W^J
-J.I
""""
M^
J-
r il N
...
il
*J
r ji
TfJi
Example 17
frameworkvoices
tionalframeworkand secondaryvoices.The "leading-tone"
determinethe functionof chordson the ascendingand descendingsecond
degree in majorand minor,on the descendingsixthdegree in minor,and on
the descendingfourthdegree in majorand minor (Example17, col. I). They
markthe invariants
of the functionalconcept of chord.The obligatorythird
in
as
the
first
joins
secondaryvoice added to the sixth on the second degree
and to the augmentedsixthon the sixthdegree (Example17, col. II, stavesa
andb) andeithera sixth(Example17,col. II,stafFd)or a second (Example17,
col. II,staffe) can be addedwithequaleffectas a thirdvoice to the tritoneon
the fourthdegree.Forthe fourth,"filler"voice,even more tonesare possible.
Not only the fourthbut also the diminishedor perfectfifth can supplement
the sixthon the seconddegree (Example17, col. Ill, 8taffa). A fourthor fifth
can be added to the augmentedsixth on the sixth degree (Example17, col.
Ill, staffb). And if a sixth is addedas thirdvoice to the tritoneon the fourth
degree, the second, the minor third,or the majorthirdcan enter as a filler
voice (Example17, col. Ill, staffe). Differentchords (with"stepfunction")
can thus representthe scaledegree.Though the choice of the fillertone can
cruciallyshape the auraand color of a chord,the functionof thatcbord- its
dynamictendency- is exclusivelyassignedby the frameworkvoices.
The function of chord tones
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39
elements are subjectto a great degree of functionalvariability.(The interconnected circlesin Example15 tryto clarifythis point.) Not only do these
elements belong to differenthierarchicalchord levels, thus havinga different structuralsignificancein differentchords,but theyalso altertheirvoiceleadingpropertiesin the context of differentchords.Only the leadingtone
maintainsitsfunction,evenfor Heinichen,in allformsof Ramellianinversion.
The seventh,however,appearsin three functionallydistinctforms (Example
18): (1) as prototypeof the (suspendedor passing)dissonance,it appearsonly
in the basic,root-positionchord itself (Example18, 1) and in the six-four-two
chord (Example18, II); (2) in the six-fivechord, it formsa "semiconsonant"
diminishedfifthwiththe bass,whichdoes not requirepreparation(Example
18, III);and (3) in the four-threechord it appearsas a parallelupper-third
voice to the bass,consequentlyas an imperfectconsonancenot subjectto the
need to resolveand thus free to move stepwiseup (Example18, FVa),down
(Example18, IVb),or even to leap (Example18, IVc).
WithRameau,the chordalfifth takesover the functionof a fillervoice.
It approachesthis functionwith Heinichen too, but in the four-threechord
it lies in the bassvoice and there its functionchanges.It becomesthe penultimatetone of a tenor clausulaand is thereforesubjectto a need to progress
stepwise(Example18, IV). The second scale stage (the chord fifth) is functionallyambiguous.It can be understoodas a componentof a tenor clausula
or as a pure "patchtone"(Riepel),as so to speaka variantof an alto clausula.
(la)
(b)
ifj
>n
!r
\h'j
.1
If
(b)
(c)
lA-J I'll-]
(lia)
rli
(b)
|iljdi|d
Hr r
(Va)
jiH
Irr'r
I"'
si
f F liUd
r r
1-^^
(Via)
(b)
L'l IIi P lj
(IVa)
(III)
(b)
IJ J IJ J Ile g le II
Example 18
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40
Also with the six-three, six-five-three,and six-four-twochords they mostly progress stepwise, in the sense of a tenor clausula. This voice leading is not, however, mandatory. The fifth of the root chord can likewise leap to the fifth of
the chord of resolution, even if it should result in consecutive fifths (Example
18, Va) or if a fifth in the outer voices is reached by direct motion (motusrectusr,Example 18, Vb). If the chordal fifth of the six-four-twochord lies in the
upper voice, then a leap is actually the rule: it is necessary to avoid the empty
cadential perfect consonance of the octave in the outer voices of the chord of
resolution (Example 18, Via) and to go instead to the imperfect tenth in the
outer voices (Example 18, VIb). The difference, however,with Rameau's static
functionality shows itself most clearly when one regards the functional variabilityof the very voice that, in Rameau's theory, represents the foundation of
the chord. For Heinichen as well, the "root"appears in three distinct forms.
In the six-five and six-four-twochords it is the lower third or upper sixth of
the leading tone, and thus simply a secondary voice. In the four-three chord,
it actually takes the lowest place in the chordal hierarchy.
as quartairregolaris,
Only in the basic, root-position chord is it what Rameau saw in it- the centre
of the Klang.
harmonique
If one allows a "contrast-enhanced"formulation of Heinichen 's theory
of chord, then there are two basic chords from which all other chord forms
are derived- the five-three sonority and the six-three chord. One sees the old
opposition of perfect and imperfect consonance that alreadydetermined Heinichen's concept of the Rule of the Octave, seamlessly brought forward into
modern chord theory. In harmonic discourse, the third, on which the whole
Ramellian system is based, had long become an unmarked filler interval that
indiscriminately characterized the pattern of all chords, whether consonant
or dissonant. And so there are essentially two intervals that determine the
nature of chords: a fifth or sixth distinguishes the basic functional orientation
of a sonority.
The crucial difference between Rameau's basic chord and its inverted
forms can be viewed from the perspective that while the basic chord is determined by "static"fifth, the inversions are characterizedby the "mobile"interval
of the sixth. This difference is categorical in nature and cannot be waived by
a simple process of derivation, in the sense of Rameau's idea of inversion. For
Rameau, dissonance connects the basic chord with its inversional forms and
makesobsolete the differentiation between perfect and imperfect consonance.
In this understanding of chord, however,the dissonant character of a sonority
replicates the distinction between fifth and sixth, since it is these intervals that
determine the fundamental dynamic nature of sonorities. Rameau's inversion forms are first and foremost sixth chords and require stepwise motion (a
"varietyof sixth chords";Christensen 1993, 172). The fifth of the basic chord,
by contrast, requires a leap. Dissonance is added to the sixth or the fifth, as it
were, externally.To the sixth one can add a fifth (Example 19, la), or a fourth
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Ludwig Holtmeier ~
(Ilia)
(b)
Heinichen,
(c)
(Via)
(a)\
Step
a
(b)
A6* ascending
5
(IVa)
(b)
v'
(c)
(b)
(I)
41
(c)
6
4 cendiPS
descending
3
(II)
..
,
4 descending
l^aP
(b)
(Va)
'
r^t
(a)
//
Example 19
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42
in transitu)
stepwiseascendingseventhchordis often a passingchord (septima
or
an
7-6
a
unresolved suspension "retarded"
sixthchord
(Example19,Via)
so to saythat finds its resolutionin the followingconsonanceor dissonance
(Example19,VIb,c). Butaccordingto theirbasictendenciesthe six-fiveis a
is a fallingchord,and the four-threechord can
risingchord,the six-four-two
eitherriseor fall.
*
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43
44
this different way would exceed the scope of this essay;a study of such a kind
is in progress, however, and will appear at a later date.
Works Cited
Aerts, Hans. 2006. "Thoroughbass in Practice, Theory, and Improvisation." ZeitschriftderGesell15/01 15.html.
de/zeitschrift/artikel/01
schaftfur Musiktheorie3. http://xjuww.gmth.
. 2007. "'Modeir und Topos' in der deutschsprachigen Musiktheorie seit Riemann."
4/1-2. http://www.gmth.de/zeitschrift/artikel/0123/
fur Musiktheorie
ZeitschriftderGesellschaft
0123.html.
Albrechtsberger,Johann Georg. 1790. AnweisungzurKompositionmitausfuhrlichenExempeln,zum
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Ludwig Holtmeier ~
Heinichen,
1824. Versuch einer geordneten Thorie der Tonsetzkunst zum Selbstunterricht, 2nd
Ludwig Holtmeier teaches music theory at the Hochschule fur Musik in Freiburg and historische
Satzlehre at the Schola Cantorum in Basel. He is the editor of Musik & sthetik and has published
widely on the history of music theory, the Second Viennese School, and RichardWagner. U*v
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