Professional Documents
Culture Documents
3
&
Hee-Seung Kim MD
2
&
Woo-Chang Sim MD
An alternative analytical method based on fuzzy theory was developed for the accurate evaluation of the shear
strength of reinforced-concrete (RC) beams. In total, 1014 experimental results of shear tests, covering a wide range of
design parameters of simply supported RC slender and deep beams, were used for training and validation of the
proposed fuzzy-based model. Bayesian analysis was performed to determine the input parameters used in the fuzzy
model and a data distribution index was developed to evaluate the evenness of the training data distribution.
A model based on fuzzy rules and using fuzzy membership functions was developed and the strengths predicted by
the proposed model were compared with those predicted by current design codes (ACI 318-11 and Eurocode 2). The
results showed that fuzzy set theory can properly address the complex interaction between various modelling
parameters and the fuzzy rule based model enhanced the prediction of shear strength.
Notation
a
B
d
E(u*)
Eux
f c
fvy
fy
i
j
k
l
Nj
qkj
R
T
vi
vp
vpredicted
vtest
wkj
xkcj
i
A x
1.
predicted strength
shear strength from test results
top width of bell-shaped membership function
centre of bell-shaped membership function
weight of ith rule
root mean square prediction error
membership function of fuzzy set A x over
domain x
tension reinforcement ratio
shear reinforcement ratio
Introduction
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357
NA
Deterioration of
compression strut
Anchorage failure
Splitting crack
(a) Slender beam
Crushing or bearing failure
Shearcompression failure
NA
Bearing failure
2.
Fuzzy theory
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Design code
Vn Vrd;c Vrd;s
Vrd;c CRd;c k100f c0 1=3 bd 0035k3=2 fc0 1=2 bd
Vrd;s Av fvy cot z=s
z 09d
45
f c in MPa
CRd,c = 018/c (c = 15 for concrete)
k = 1 + (200/d )1/2 2 (d in mm)
Av = cross-sectional area of shear reinforcement
fvy = yield strength of shear reinforcement
Vn Vc Vs
vu d
bd
Mu
vn = vc + vs
280
20
10
280
20
10
042
0
0
30
vtest /vpredicted
vtest /vpredicted
30
042
0
0
10
30
240
240
vtest /vpredicted
vtest /vpredicted
z = 09d = 45
20
10
k = 1 + 200/d 2
20
10
082
082
0
0
0
30
10
(b) EC2
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359
4
3
vu : MPa
vc1 =
Set I
Set II
f 'c 70 MPa
1 '
f
6 c
vc2 =
70
6
vc1
vc2
1
0
10
30
50
70
90
Compressive strength, f 'c: MPa
(a)
110
10
Degree of membership
08
MF1
MF2
06
04
02
0
10
30
50
70
90
110
Thus
1:
A xj
k
2qk
j
1 xj xkcj =wkj
where xkcj , wkj and qkj are the parameters representing the
centre, the top width and the shape of the membership function, respectively, defining the kth fuzzy set defined over the
jth input parameter of x.
Figure 3 shows a conceptual diagram explaining the membership function used in fuzzy sets in the concrete shear problem.
In design code ACI 318-11 (ACI, 2011), the shear strength of
RC beams is defined according to concrete compressive
strength: for concrete strength less than 70 MPa (set I), the
shear strength is defined as vc1 = 1/6( f c )1/2 (in MPa); when the
concrete strength is equal to or greater than 70 MPa (set II), it
is defined as vc2 = 1/6(70)1/2 (in MPa). Thus, in the ACI model,
when f c < 70 MPa, the shear strength is affected exclusively by
vc1 between vc1 and vc2, and the opposite for f c 70 MPa. This
is a common feature in classical shear strength models based
on deterministic classical sets. However, even for high strength,
360
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3.
4.
Bx Eux Eu
The total dataset was divided into two separate groups for
training and testing: the fuzzy model was developed using the
training dataset only and was verified using the testing dataset
only. According to Ross (2010), finally developed fuzzy models
are known to be significantly affected by the selected training
datasets and their predictions are highly dependent on the data
distribution of the training dataset. In this study, a data distribution index (DI) was developed to evaluate the evenness
of the data distribution and an evaluation of the DI based
on random data division is presented in the Appendix. The
process used to evaluate the DI was as follows.
4.1
DI jl 1 ntr; jl =ntotal; jl
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361
12
vtest /vpredicted
12
B = 1169
32
204
10
08
08
06
339
168
02
211
410
79 26
0 01 02 03 04 05 06 07 08 09
(a/d)/(a/dmax)
6 41
vtest /vpredicted
13
0 5
2
02
0
0 01 02 03 04 05 06 07 08 09
v /v,max
B = 64
vtest /vpredicted
10
06
0
0 01 02 03 04 05 06 07 08 09
0 01 02 03 04 05 06 07 08 09
a/amax
0 01 02 03 04 05 06 07 08 09
(e)
(f)
12
B = 04
147
33
366
63
04
4
0
02
0 0102030405 06070809
f vy /f vy,max
(g)
47
08 505
06
23
B = 03
10
124 51
9 146
120
161
/max
02
0
12
04
42 5 1 1 0 1 1
301
150
02 15
313
02
06
02
08 510
06
98
04
10
04
04
82
169
08
46 27 6 10 3
552
08
B = 426
10
(d)
12
0 01 02 03 04 05 06 07 08 09
(c)
705
06
04
16 6
12
145
63
08
27
f 'c /f 'c,max
B = 459
10
58 36 10
d /dmax
12
151
06
64
363
281
(b)
B = 536
739
02
0 01 02 03 04 05 06 07 08 09
(a)
08
140
06
04
17
02
0
12
13
04
46 28 8 13 4
B = 744
109
10
08
04
10
12
B = 812
211
10
172
06
(h)
0 0 0
0 01 02 03 04 05 06 07 08 09
f y /f y,max
(i)
3c:
DI
XX
j
362
DI ji
4.4
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Normalised
interval
0001 (l = 1)
0102 (l = 2)
0203 (l = 3)
0304 (l = 4)
0405 (l = 5)
0506 (l = 6)
0607 (l = 7)
0708 (l = 8)
0809 (l = 9)
0910 (l = 10)
Total
f c ( j = 1)
( j = 2)
vfvy ( j = 3)
d ( j = 4)
a/d ( j = 5)
f c ( j = 1)
( j = 2)
vfvy ( j = 3)
d ( j = 4)
a/d ( j = 5)
0
281
363
140
64
109
27
16
6
8
1014
15
150
301
169
161
120
82
4
7
5
1014
705
145
63
46
27
6
10
3
5
4
1014
17
211
410
211
79
26
6
41
0
13
1014
32
204
172
339
168
46
28
8
13
4
1014
0
177
213
81
38
74
16
5
4
6
614
11
88
184
111
92
66
51
2
4
5
614
420
87
45
28
16
4
6
2
3
3
614
12
125
238
134
54
20
3
21
0
7
614
21
128
107
204
91
30
20
6
5
2
614
errors. It is thus recommended to reduce the number of extrapolative cases as far as possible.
Development of fuzzy model for predicting shear
strength
In the present study, to evaluate the shear strength of RC
beams, adaptive network-based fuzzy inference system techniques were used by combining a neural network (Hopfield,
1982; Hopfield and Tank, 1986; Yamakawa, 1992) and a fuzzy
inference system (Sugeno and Kang, 1988; Takagi and Sugeno,
1985). Additionally, the Anfis, suggested by Jang (1993), was
used to optimise design parameters for Sugeno systems, composed of multiple linear functions (Takagi and Hayashi, 1991;
Takagi and Sugeno, 1983). These techniques are used to
implement human learning ability and human decisionmaking skills.
5.
5:
f c0 [
Af ; [
A ; v fvy [
A v fvy
If
d [
A d and a=d [
A a=d
then vi ai f c0 bi ci v fvy di d ei a=d fi
k
where A f , A
A a=d are the kth fuzzy sets (k = 1,
, A
f , A and
v vy d
2, Nj ) defined on the fuzzy domains of concrete compressive strength f c , tension reinforcement ratio , the smeared
stirrup force vfvy, effective depth d and shear span/depth ratio
a/d, respectively. Nj is the total number of fuzzy sets defined
over the jth input parameter. Equation 5 represents the ith rule
in the fuzzy rule base. Next, ai, bi, ci, di, ei and fi are known as
x
x
=w
j
cj
j
i1
j1
QT5
j1
6:
for
i 1; 2; . . .R 32
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363
Layer 1
Layer 2
Layer 3
Layer 4
Layer 5
Input
parameters of
training data
Input
membership
function
Fuzzy
rule
Predicted shear
strength
Minimisation of
prediction error
MF1
f 'c
MF2
MF1
v1, 1
v2, 2
MF2
Learning process
7
8
Minimisation of
prediction error
() (Equation 8)
vp
Predicted shear
strength (Equation 7)
MF1
v f vy
MF2
25
MF1
d
26
v31, 31
v32, 32
27
MF2
28
29
MF1
a/d
30
31
MF2
Additional error
minimisation
process
Updating
learning rate
()
32
7:
i vi
vp Pi1
R32
i
i1
where vi is the output of the ith rule in the fuzzy rule base and
i is the weight of the ith rule in the fuzzy rule base
Equations 5 and 6; see layer 4 of Figure 5).
The learning process aimed at defining the unknown parameters for the fuzzy-based model and was performed iteratively to obtain the optimal premise parameters (membership
function parameters xkcj , wkj and qkj and the consequence coefficients ai, bi, ci, di, ei and fi) until the root mean square (RMS)
364
n1
vtestn vpn 2
N
!1=2
where vtestn is the predicted shear strength for the nth dataset,
vpn is the shear strength of the nth dataset from the database
and N is the total number of training datasets. During the
iterative calculation in each training epoch, the premise parameters describing the fuzzy sets are updated according to a
gradient-based updating scheme. The RMS prediction error
and gradient updating scheme are presented by Fan and Yuan
(2001). In the Anfis model, it is important to determine the
value of the learning rate () because the learning rate affects
the result of the final output considerably. In this study, the
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Number of
specimens
f c : MPa
b: mm
d: mm
21
54
27
4
25
37
6
10
3
1
11
30
9
12
7
15
3
27
18
4
14
4
5
32
173367
209315
141526
368572
219305
138413
340870
245298
374491
599
245303
225586
2261018
228291
162469
208321
274278
247417
661728
196
415462
428793
215367
282377
94
15
62
21
7
39
10
10
21
12
13
10
19
16
23
54
13
8
8
7
24
24
14
125484
152254
238483
513800
125 6241124
138476
152203
314389
161227
102
305
424432
200
455535
237736
120130
500
208249
140
235
26
200
260
210990
80300
925
211388
152305
457466
3771087
127
198216
360870
375
655
360988
169300
110925
200792
178267
178267
128481
152
272
161227
76102
203343
193288
152
305318
202314
120
260
289778
360
345
292338
406
345
520730
125
215
520730
125
215
646721
110
400448
h: mm
152178
262533
305610
151612 1321097 1521220
140200
175350
200400
102
94121
127152
203
403
457
305308
353375
406
80
140
160
153
273
305
140
444
500
102
171
203
153
273
305
229
359
419
152
298
337
240 2971200 3241296
152
254
305
60400
139930 1501 000
200
125720
150750
60203
106356
121406
127
184208
254
100
250
300
102
152
178
102
178
204
152
252
303
50225
70600
80670
305533
7001200
381457
356
500600
560
254
281
1000
555
214254
750
1251000
305
305354
229381
368
300
400
406
250
250
500
a/d
: %
v: %
1534
1090
1540
1925
1538
0979
2050
1025
0611
24
3065
2849
36
2930
2751
3
3
3
2740
3040
3555
37
3060
1080
162435
258289
08180
206415
047305
057383
2040
18828
26
446
188280
43
232336
059129
103310
135
074083
173184
177664
108194
138
142
335
131464
0059
2385
0819
1224
1320
1922
0920
36
2835
29
3569
2733
3133
2531
3660
3451
0715
2439
2129
2226
2427
1525
1424
0324
080501
134242
098342
194
088113
129156
068137
147196
050101
179366
161454
24528
050136
060330
098416
109258
160266
192289
201
23231
377
38
2058
0025
0136
0122
0077
0015
0037
0027
0025
0008
0020
0081
0024
0016
0019
0084
018245
038113
020042
009019
039041
025181
02018
048
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365
Number of
specimens
4
12
7
7
8
11
10
4
12
21
10
5
1014
f c : MPa
b: mm
43
152305
221830
150
364723
305
293330
280
306502
85
232267
152305
259294
76
404757
180
353567
203
604849
250
7241253 356457
358427
229457
1051253
50612
d: mm
h: mm
419
298
539
273
126130
457462
95132
235
419
292346
559762
426851
701200
457
337
610
320
150
494499
124172
270
508
328382
638870
486914
801296
a/d
: %
v: %
28
32
28
31
2531
4
3050
4
33
2533
2530
3
02890
182
336
25
27
20572
167234
197395
223351
303
166447
143631
10105
047664
021034
012040
008016
005029
017119
010020
006060
009
034
010026
008175
008033
0245
Table 3. Continued
used for the fuzzy model are summarised in Table 3. No specimen used in the training was used in testing the fuzzy rule
based model.
6.
For training and testing the fuzzy model, 1014 test specimens
reported to have failed in shear (no flexural failure) were used.
The specimens were simply supported and subjected to singlepoint loading at the midspan or two-point symmetric loadings.
In the 1014 test specimens, there were 646 slender beams
(a/d 25) and 368 deep beams (a/d < 25), and 509 and 505
specimens with and without shear reinforcement, respectively.
The test specimens covered a broad range of materials and geometric properties: 125 f c 1253 (MPa), 50 b 612 (mm),
70 d 1200 (mm), 028 a/d 90, 047 664 (%), 0 v
245 (%) and 179 fvy 844 (MPa). The dimensions and properties of the specimens from the literature (as cited in KCI (2014))
366
Table 4 shows the premise parameters of membership functions for compressive strength, tension reinforcement ratio, the
smeared stirrup force (amount of shear reinforcement), effective depth and shear span/depth ratio obtained from the training process. Table 5 presents the 32 rules forming the fuzzy
knowledge rule base established through the training process.
In Table 5, vi, f c , , v fvy and d are in MPa, MPa, %, MPa
and mm respectively. The shear strength (vp) of slender concrete beams was evaluated using Equations 57.
Figure 7 shows strength predictions by the fuzzy rule based
model. In the figure, the strength ratios of test results to predictions by the fuzzy-based model (vtest/vpredicted) have a mean
value of 101 and a standard deviation (SD) of 1399%. Thus,
the fuzzy-based model predicted the shear strength with consistent accuracy according to the design parameters concrete
compressive strength, reinforcement ratio, effective depth and
shear span/depth ratio. In contrast, as shown in Figure 2, the
current design codes show relatively large deviations in the
strength prediction of test specimens. ACI 318-11 (ACI, 2011)
overestimates the shear strength of specimens with high
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compressive strength, low reinforcement ratio and large effective depth. Furthermore, the minimum value of vtest/vpredicted
by ACI 318-11 is 042, which indicates that the design code
might not ensure conservativeness in the shear design of
slender concrete beams. EC2 (CEN, 2004) shows almost the
same accuracy in strength prediction as ACI 318-11. For ACI
318-11 (ACI, 2011) and EC2 (CEN, 2004), the mean values of
vtest/vpredicted are 135 and 143 with SDs of 316% and 227%,
respectively.
Degree of membership
12
MF1
10
MF2
08
06
04
02
0
10
90
110
30
50
70
Compressive strength, f 'c: MPa
(a)
12
MF1
10
MF2
08
06
04
02
0
10
30
50
70
90
110
Membership functions
Compressive strength ( f c )
xc: MPa
4703
w: MPa
3622
q
2142
5705
14171
2050
xc: %
006
w: %
286
q
2138
323
571
2046
xc: MPa
030
w: MPa
012
q
2241
318
048
2223
xc: mm
46548
w: mm
49704
q
2066
38244
91788
2200
xc: mm
303
w: mm
165
q
2382
215
129
1634
1
A
f
2
A
f
A
Amount of shear reinforcement (vfvy)
1
A
v fvy
2
A
v fvy
Effective depth (d )
1
A
d
2
Ad
Shear span/depth ratio (a/d)
1
A
a=d
2
A
a=d
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367
f c ( j = 1)
( j = 2)
v fvy ( j = 3)
d ( j = 4)
a/d ( j = 5)
ai
bi
ci
di
ei
fi
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
1
1
1
1
1
1
1
1
2
2
2
2
2
2
2
2
1
1
1
1
1
1
1
1
2
2
2
2
2
2
2
2
1
1
1
1
2
2
2
2
1
1
1
1
2
2
2
2
1
1
1
1
2
2
2
2
1
1
1
1
2
2
2
2
1
1
2
2
1
1
2
2
1
1
2
2
1
1
2
2
1
1
2
2
1
1
2
2
1
1
2
2
1
1
2
2
1
2
1
2
1
2
1
2
1
2
1
2
1
2
1
2
1
2
1
2
1
2
1
2
1
2
1
2
1
2
1
2
735105
296104
113104
462104
798105
301104
115104
449104
852
360
13910
491
224101
165
238
184
107104
604104
121104
544104
112104
630104
107104
526104
16010
176
372101
297101
123
429101
612
750101
283105
121104
346105
150104
311105
118104
350105
144104
355
513101
446101
822102
554101
101101
761102
161101
186105
105104
219105
748105
207105
114104
167105
609105
550
685101
935
177
214
796101
164
626102
334107
452106
182107
601106
200105
454105
424105
756105
693
405101
522101
418101
269101
261101
612101
655101
465107
114106
203106
815106
221106
400106
101105
237105
18410
419
23710
546
780101
597101
515101
959102
626105
281104
192104
941104
721105
290104
197104
941104
531
126
354
122
103101
174
318102
173
420105
213104
109104
418104
435105
218104
894105
380104
29510
191
366
149
630
381
309
122
956105
440104
144104
724104
981105
448104
143104
732104
880
134
303
198101
370
206
197
442101
683105
379104
724105
371104
704105
391104
642105
363104
352
232
505
137
113
205
674
750101
332104
136103
463104
222103
371104
140103
492104
224103
284
264101
605101
121
108
750101
425101
970101
197104
102103
270104
106103
209104
106103
242104
989104
123
733101
599101
841101
256
170101
313101
476101
k = 1, 2,,Nj; Nj is the total number of fuzzy sets defined over the jth input parameter; Nj = 2 for all parameters
Table 5. Fuzzy rules forming fuzzy knowledge rule base established through training process
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1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
Fuzzy rules, vi
368
Membership functions, ka
25
25
SD 13.99%
SD 13.99%
20
158
15
vtest /vpredicted
vtest /vpredicted
20
10
055
05
158
15
10
0
0
20
40
60
055
05
0
002
25
SD 13.99%
006
008
SD 13.99%
20
158
15
vtest /vpredicted
vtest /vpredicted
20
10
055
05
0
004
Reinforcement ratio, : %
05
10
Effective depth, d: mm
158
15
10
055
05
0
15
2
4
6
8
Shear span to depth ratio, a/d
10
30
25
vu: MPa
14
= 336%
vfvy = 0375 MPa
20
02
15 3
33
3-3
15
0
0
20
40
60
80
Compressive strength, f 'c: MPa
04
02
0
100
2
(b)
18
vu: MPa
b30
b45
b60
12
b90
10
12
b1
08
09
'
c
f = 26 MPa d = 260 mm
= 196% a/d = 346
06
03
0
0
(a)
15 b0
b4
06
05
e4
08
d = 300 mm
a/d = 316
10
a4
10
11 3
b2
06
b4
04
02
0
b3
'
c
500
1000
Effective depth, d: mm
(c)
(d)
01
02
03
04
1500
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369
vtest/vpredicted
Data division
Case 1
Case 2
Case 3
Case 4
Case 5
DI
Number of
extrapolative cases
1613
1544
1568
1199
1243
8
8
11
16
77
Minimum
Maximum
Mean
SD: %
0583
0549
0537
0647
N.A.
1731
1589
3098
2781
N.A.
0997
1012
1007
1010
N.A.
1504
1399
1443
1937
N.A.
7.
An analytical method for predicting the shear strength of concrete beams was developed based on fuzzy theory (the adaptive
neuro fuzzy inference system (Anfis)). Bayesian analysis was
used to determine the input parameters of the fuzzy model.
In the analysis, it was found that concrete compressive
strength, tension reinforcement ratio, smeared stirrup force,
effective depth and shear span/depth ratio are the primary
parameters for modelling the shear behaviour of slender and
deep concrete beams with/without shear reinforcement.
Additionally, a rational method to evaluate the evenness of the
selected training data distribution was developed. A fuzzy rule
based model using fuzzy membership functions was developed
on the basis of the principles of intelligent learning from existing test data
For verification, a total of 1014 test specimens from a shear
dataset were used in training and testing the fuzzy model 614
were used for training and 400 for testing. This dataset covered
a wide range of materials and geometric properties. The proposed method is applicable to simply supported slender and
deep concrete beams with and without shear reinforcement
and yields acceptable accuracy in the prediction of shear
strength. The fuzzy-based model shows better accuracy in
strength prediction than current design codes such as ACI 31811 (ACI, 2011) and EC2 (CEN, 2004), indicating that the proposed model is able to address uncertainty and interactions
between modelling parameters. It can also explain the fundamental mechanics of shear failure as observed in previous
experimental studies. The findings are, however, limited to the
data range used in the model development.
370
Acknowledgements
This research was supported by a grant (13AUDP-B06608301) from the Architecture & Urban Development Research
Program, funded by the Ministry of Land, Infrastructure, and
Transport of the Korean government.
REFERENCES
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371
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