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Waiting for the Viennese Classics

Author(s): James R. Currie


Source: The Musical Quarterly, Vol. 90, No. 1 (Spring, 2007), pp. 123-166
Published by: Oxford University Press
Stable URL: http://www.jstor.org/stable/25172863
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Waiting

the Viennese

for

Classics

James R. Currie

"Let's say that there is an idea of democracy with respect to which all of
that there have been of it since the Enlightenment,
the determinations
and French Revolutions, different types of democracy have
the American
all been inadequate. But they all refer to this idea through a unique mode
of memory that I am trying to analyze and that justifies to a certain
I call democracy to come, which
extent, why I keep this old word.... What
is not

the

future

of democracy,

is what

this work

Jacques Derrida,

Getting atWaiting:
Considerations
seem

is striving

toward."

"Politics and Friendship"

and Political

Philosophical

as if I start at an inappropriately
preamble,
from my object of investigation,
the Viennese
Classics. My
long distance
sense. Since Classical music has already hap
title doesn't even make
to say that it is waiting
it would be more appropriate
for us?for
pened,
It will

us to work

like too much

if, indeed, we can even assert "it" as a single


entity at all. The title also reminds us that debates regarding the periodi
remain robust and
and validation
of this music
zation, conceptualization,
in
Webster's
(as James
sanguine
ongoing projects,
attest), and
particular,
to do until
that Classical music probably has a lot more thumb-twiddling
out what

it was;

we will at last manage


to find our way to its doorstep.2 This is perhaps
cause for frustration, particularly within
the Anglo-American
musicolo
context
of
the
of
idea
where,
"turns,"
gical
irrespective
postmodern
and
"getting-it"
(finalizing classifications,
contextually
historically
pinning
things down, and generally bringing things intellectually
is still more highly rewarded than the attempt
(of poststructuralist
to
terrain
the
hermeneutic
marked
leaning)
keep
by restlessness
irresolution.

How much

more

it would

to rest)
and

ifmy title
satisfactory
at
had been "Arriving
Classical Music,"
for surely that is what lies at the
foundation
of our scholarly activities.
Like Webster,
Classical

Viennese

I will be concerned
music?or

please

e-mail:

here with

"first Viennese

doi: 10.1093/musqtl/gdn006
90:123 -166
Advance Access publication May 7, 2008.
? The Author 2008. Published by Oxford University

be then

Press. All

asserting that
asWebster
Modern,"

rights reserved. For permissions,

journals.permissions@oxfordjoumals.org.

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separate period,
assigned
my reasons for doing so likewise arise both
drawn from the period itself and the still ongoing

successfully
in-and-of-itself.

And

considerations
of the music

of that time. But whereas

not only music's


contemporaneity,
no
deeds no less significant?and

from

legacy
the period marked
its performing
of "cultural

forWebster

but also

less public?than
those of Kant and
and Schiller
(of these the most
Hegel, Goethe
important...
arguably its
more
I
for
realization of Kant's
argue
'dynamic' sublime),'
organizing
the period around a certain conceptualization
of dialogue. This concept
tualization
ated

similarly

enables

Classical

to the highest

cultural

deeds

to be elev

these deeds probably find


of Kant; of difference,
is that rather than Kant's Third Critique
and the sublime, I
however,
in
Kant's
that of the famous
argue for
political philosophy,
particular
to the Question:
"An Answer
'What is Enlightenment?,'"
which
their most

of levels, and
important articulation

music's

likeWebster,

in the work

on 12 December
in the Berliner Monatsschrift
appeared
to the specifics of this latter point in the final section

1784.
(I return
of this essay.) Yet
as to why, therefore, we

none

of this annuls the still hanging question


are waiting
for Classical music.
Surely I should just name the essay for
at Classical Music by Means
what it is: "An Attempted
Arrival
of
Dialogue."

that the very kind of dialogue


that I argue for will
Indeed?except
us to see that what ismost of import about Classical music?and
itself?is
inheres in Classical music
that simultaneously
precisely one
to the impera
work
that
would
restless)
according
(perhaps unendingly

enable

as to what Classical music


allowing us to reach agreement
is; this dialogue would be the very paradoxical
activity that prolongs,
our waiting.
rather than wills toward conclusion,
(To make recourse to a
from Lacanian psychoanalysis,
formulation
dialogue would be that which
tive of never

music more than Classical music


is, in-and-of-itself.)
a
to assert that one is going to try and get at
Within
such
dialogue,
here would annul
Classical music would be a betrayal; the assertiveness
that
This implies neither
that it seeks to externalize.
the very content
is in Classical

our hermeneutics

should be self-conscious
symp
failings?unavoidable
toms of an existential
like Sisyphus's
that there are
rock?nor
condition,
to bear on under
no historical or analytical
facts which can be brought
a reconciliation
one
to
not
find
should
and
that
try
standing something,
we perceive
its
The
fact
that
and
discourse
between
objects.
scholarly
we remain
that we have not yet arrived at the object's doorstep?that
a kind of endless exile from it?does
not mean
that all labor should
us to entertain?which
cease. Rather, what I am encouraging
is what
I am also asserting

Classical

music,

as part of its legacy,

still encourages

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in

object
fused and as wrapped up in the process of trying to work out what it is
for it; it has
(both now and then) as we are. (We are not only waiting
at
Classical music
for itself.) Thus, arriving
always already been waiting
a tomb
would not be like arriving at some kind of family mausoleum,
features that
determined
filled with the remains of a set of historically
we could then point to in recognition:
"here lies late eighteenth-century
than the comfort of death, we must confront
the
dialogue." Rather
horror of the uncanny; not Classical
dialogue, but rather Classical music
gue at the doorstep
asks. If we will not
within

Classical
value

music

as the container

of a dead

still in the midst

of dialo
standing
tomb; "Was this really my fate?," she
and even painful dialogue
this confused

of her own
entertain

then we must
music,
of our hermeneutics.

start to question

the ethical

and

political
It is one of this essay's main claims that the import of Viennese
Classical music
lies in the fact that it was the first body of Western
to make
music
its raison d'?tre the acknowledgment
and formal articula
to avoidance)
(as opposed
then, this essay is built around
music
is one of the (forgotten)
tion

and pain. To a degree,


assertion:
that Classical

of such confusion

the following
sources of the kind of restless hermeneu

political and ethical values, that I am espous


seem to be more closely related to
that might
and post-structuralism
forms of deconstruction
than the late

tics, and its attendant


ing?a hermeneutics
various

world of the beginning


of the long nineteenth
century.
Enlightenment
But what exactly are these ethical and political values and why was it
in music
in the late eighteenth
that they started being articulated
century?
I will discuss the latter historical
issue at a later stage. But with
to
the
ethical
and
values
of restlessness, we can start
regard
political
statement
with the following
"[W]e do not understand
by Adorno:
us. This is as true for the musician
as for the
music?it
understands
we think ourselves
layman. When
us
to answer."
for
If we
sad-eyed

closest to it, it speaks to us and waits


are reading too much
through
Anglo-American
musicological
paradigms, we interpret this as a more
of my earlier description
reformulation
of the
poetically melancholic
of not getting it. But the point is not that we simply cannot
at
it is that we cannot get at it even though we are see
the
music;
get
in
the
midst of its presence, with it whispering
in our ear so
mingly
right
frustration

that we

of
upon us. The ethical and political
implications
this can be illustrated as follows: In high spirits we visit a friend and on
the door we find her likewise in high spirits; reflecting each
opening
other's smile we assume that we have got each other right. But on
feel its breath

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day,
again,
high spirits
opening of the door confronts us, shockingly, with sadness and despair.
We
recognize her still; we may even feel closer to her. (After all, there
a certain
we

physical tangibility
are drawn into an intimate

is

in despair; when our friends are ill,


of the
proximity with the particularity

to those

as it attempts
to hide an overflowing
of tears, the anxious
her,
scratching of one hand by another.) But we no longer understand
for surely the friend who speaks from pain is a broken friend, one who
has been hijacked by a melancholy
that is other to whom we believe
turn of a head

she is.
scenes

Such

can make

look as she waits

us deeply uncomfortable,
for our friend's
us to confront a
for us to answer challenges
sense of happy self-possession.
The heaviness

sad-eyed
lack in our own
potential
in D?rer's
of her melancholy
famous etching melan
(and remember,
our spirits high in flight
not
has
does
that
but
wings
choly
fly) suggests
are merely
a
that usefully exiles
intoxicated
by (high on)
perspective
certain

other

truths

to the margins

of our frame of reference.

And

so in

our friend understands


of her melancholy
us, rather than
her. She understands
that we are not One, but are fre
that our endless self-dialogue will
strangers unto ourselves;
quently
as we try
never fully eradicate a certain shakiness
to our self-possession
the condition

us understanding

to gain possession
that the happiness
that masks our lack
of ourselves;
a violence
at
of
contains
denial
that
any minute might get
(a
shakiness)
to
onto
seek
disenchant
the happi
directed outwards
anyone who might
ness by which
it ismasked;
that we are still too weak to admit that we
are waiting
so to tell our friend to pull herself
for ourselves. And
together
insisting
confronting

to
is tantamount
in-and-of-her-smiling-self)
so
we
a
static
avoid
whole
that
might
being
our own smiling sense of self
the restlessness
underlying
is false," as Adorno,
"The whole
bluntly inverting Hegel,

(to become One,


that she perform

completion.
are treated
claimed.
And yet even in Hegel's work, static positions
is "[t]he activity
since Understanding
with the utmost circumspection,
reveals that "the concrete does divide
of dissolution,"
that which

or in my terms restless. The Spirit


that it is self-moving,"
it finds itself";
in utter dismemberment,
thus "wins its truth only when,
as
a
can
in
the
result
of
One
negative
"looking
only happen
becoming
with
the face, and tarrying
it."8
Classical music be
So we should be wary of insisting that Viennese
itself...

rather than letting it articulate


(as we ought prop
something,
a
in
it
to
the
with
has
do
friend)
difficulty
being a thing at all. Since
erly
is
music
of
human
the
Classical
subjects, it could only be
product
one
we
assume
two
related stances. Either we
of
if
in-and-of-itself
a certain

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escape,
endless

purely

the pain and confusion


of their
obfuscating,
thus that there might be a similar something
that the late eighteenth
likewise. Or, we believe

and without

self-dialogues?and
in us that might
escape
century was a time marked

trace, a time
by some kind of prelapsarian
a full
when human
subjects and their cultural products could experience
their
world
that
between
themselves
and
would
integration
authentically
render
selves

In both

restless

redundant.
self-dialogue
same
in the
web of interrelated

cases we

entangle our
threads. With
the

ideological
the myth
that underlying
toward condoning
of
the
historical
determinations
appearance
subject's

former, we verge
changing

universal

transhistorical,
tated). Of course,
condone
context

content

lies a
orien

(generally positively
few in early twenty-first
would
century musicology
it is de rigeur to assert the primacy of historical
such a position;
in the determination
of the human
subject and its cultural pro

ducts. However,
ducts themselves
register

human

the ever

there are also few who would


articulate

confusion

with

assert

regard
a gap between
and their cultural
themselves
replace the comfort of some kind of universal

merely
with a comfortable

that cultural

pro
or
are,
they
If we
determinates.

to what

human

content

music
and culture, we inadvertently
play
a
of
human
between
sub
fantasy
symbiotic relationship
and their environments/contexts
that is exactly
jects/cultural
products
source
are
from which universal positions
the
spawned. By doing so, we
fit between

out a Utopian

mask the fundamental


failure of which
the restless waiting of all dialogue
a piece
is a testimony, whether
is of the subject, the Other,
that waiting
a friend, or ourselves;
in other words,
of music,
the fundamental
failure
of the social

sphere itself.
The failure of the social sphere does not mark a fall from some
in more recent political
earlier state of grace. As has been articulated

the Lacanian-oriented
work of Ernesto Laclau,
philosophy,
particularly
Chantai Mouffe,
and Slavoj Zizek, no social configuration
(or context or
can
ever
be completely
totalized; "Society doesn't exist," it can
identity)
never be completely
to itself, there must always be some
self-present
its structure which
kind of gap within
resists symbolization
and contex
tualization. Thus, Zizek writes that the thesis "that the Social is always
an inconsistent
tra
field structured around a constitutive
impossibility,
thesis implies that every process
by a central
'antagonism'?this
on
us
a
of identification
fixed
conferring
socio-symbolic
identity is ulti
to
doomed
For
the
fail."9
"constitutive
that
Zizek,
mately
impossibility"
versed

creates

is the Lacanian Real, the very limit within discourse


that waiting
is opened up by the act of symbolization
that is necessary
for the
creation of society, context,
in the first place; and in
and discourse

which

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impossi
linguistics,
of the entry into language itself
bility or limit is a universal condition
it is not that there is no univer
(i.e., into the Lacanian
symbolic). Thus,
but rather that there is no content
experience,
to human experience
is precisely
is
for
what
universal
versal;
lack within
confrontation
with a fundamental
symbolization,
sal to human

a fundamental

to the uni
the
rather

than

that we then symbolize.


something
as that which
then determines
cultural

always
Society,
products,
to become
fails as a structure; at best, it is always waiting
"Society."
terms it is the very notion
in political
that our waiting might
However,
in a situation where
this lack no longer existed that is proble
as
a
is invoked when
such
I
have
matic;
resolution,
already articulated,
we fail to acknowledge
the gap between
cultural products and their cul
recent political philosophy,
the dangling of
tural determinants.
Within
in front of us is conceived
of as the precondition
for
such a possibility
conclude

of ideology, i.e., for a politics of exclusion. As Zizek writes:


"The function of the ideological
[the] inconsistency
fantasy is to mask
within fixed socio-symbolic
identity and the fact that 'Society doesn't
the creation

us for the failed identification."


For
exist,' and thus to compensate
Zizek we witness
such a masking
of the fundamental
in,
inconsistency
the Jew, as
the figure of the Jew in anti-Semitic
for example,
discourse;
is scripted as the barrier which
Other,
stops society becoming
completely
in fact, it is the mask
whereas,
(structurally complete),
self-present
that (particularly Capitalist)
which obfuscates
society is structured
a
as
an
of being society in the first
condition
around such
impossibility
Zizek scripts the figure of the Jew as the "sublime object
place. Hence,
to become
thus not be waiting
of ideology." A desirable
society would
so that the very concept
it would be waiting
"Society" could
"Society,"
in its attempt both to infect discourse
and create negatively
be hindered
structures. Like Classical music,
society would be in dialogue
ideological
the
the act of suicide that becoming
itself, refusing to commit
would necessitate.
of its absolute determinates
tomb for the preservation
context
there are two primary options
Within
such a theoretical
an
of cultural products and works of art. In a
available for
understanding

with

of
the facial decorations
analysis of Claude L?vi-Strauss's,
Indians form a visual text that, as Fredric Jameson puts it,
a symbolic act, whereby
real social contradictions
"constitutes
[inequal

famous

Caduveo

insur
indicative of the failure of the social structure],
ity and conflicts
in the
in their own terms, find a purely formal resolution
mountable
as L?vi-Strauss
"were never
aesthetic
realm."11 The Caduveo,
writes,
... Yet since
to resolve their contradictions.
they were
lucky enough
or
to
to
solution
live
this
unable
they began to
directly,
conceptualize

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ments,
thetic

act is itself ideological,


and the production
of aes
act in its own
form is to be seen as an ideological
the function of inventing
imaginary or formal 'solutions' to

"the aesthetic
or narrative

right, with
unresolvable

social contradictions."1

In a remarkable

historically
passage immediately
panoramic
Jameson then points out that
following,
if this were the case for the relatively more confined
and negotiable
pre
even
more
true
it
and
then
how
much
societies,
capitalist
pre-political
must

be for any societies that have followed.


assume that as factors exacerbating
We might

the Social multiply,


ution of fundamental

the impossibility of
the temptation
for art to present an imaginary resol
social antagonisms
also increases. From this per

as painting
spective, cultural and aesthetic practices can be understood
a smiling face over an ongoing
trauma. A politicized
hermeneutics
would
seek to reveal how such "cultural treasures," asWalter
Benjamin
in
it
the 1930s, "have an origin which
put
[critique] cannot contemplate
not only to the efforts of
horror. They owe their existence
the great minds
and talents who have created them, but also to the
toil of their contemporaries"
anonymous
(i.e., those predominantly
victims
invisible
of the fact that "Society does not exist"). And
then

without

is not at the same


of civilization which
famously: "There is no document
time a document
of barbarism." The task of the historically
orientated
to reveal that, as Adorno
against the grain,"1
put it, "[t]he expression of history in things is no other than that of past
torment."
It is no wonder
then that recent critical musicology
increas
critic

is "to brush history

the cultural products of traditionally marginalized


groups;
ingly valorizes
since such groups are the most
immediate victims of both the Social
it is assumed that their cultural work will speak
failing and its masking,
the social

truth most

authentically.
art
Marginal
provides us with the second
art
to the notion
that "Society
uring
according
art is a primarily critical rather than ideological

theoretical

option

for fig

doesn't

exist"; marginal
the
practice. However,
conclusion
that musicology
increasingly draws from this?that
only art
cannon can aspire to such
that has been refused entry into the Western
a critical function?must
cannon
be rejected. The Western
simply no

longer wields the power that is the privilege of a culturally hegemonic


has argued with regard to a related
position. As Berthold Hoeckner
... have been
topic, "The central values associated with absolute music
nationalist
conservativism,
widely criticized for their mandarin
ideology,
and neglect of social and political concerns. Today, however,
the idea
in
(and ideology) of absolute music has finally lost its privileged
position
art music and it is no longer a dominant
in
Western
the
paradigm

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scholarly study
recourse to both Adorno
and Benjamin,
argues that
Hoeckner,
making
a
it is precisely at such
falls
when
this body of music
heated moment
con
in
music's
the
from grace that its critical potential,
caught fly-like
of its fall does a star
amber, is released: "Only at the moment
a
source
it
of hope."18
then
become
the brightest. Only
does
stones of
it is precisely one of the most
Moreover,
important foundation
textual

shine

the Western
musical

cannon,

the Viennese

culture with

such a model

that first provided Western


Classics,
of a critical art. To criticize the

Classics
for how they later became negatively
incorporated
not of their own making
into ideological discourses
is just as offensive,
as it is to exclude from serious discourse
and disempowering
neutralizing,

Viennese

In the following
the marginalized
works of the victims of oppression.
con
some of the historical
I articulate
issues and historiographie
section,
cerns that might allow us to view this critical potential
of the Viennese
Classics.

How

the Viennese

Classics Wait: Toward

a Dialogic

Paradigm
Positioning theViennese Classics
in the late eighteenth
of vocal music
century is strong
of the early eighteenth
that the prevailing
aesthetics
century
or mimetic)
idea that all art is representational,
(the centuries-old
to hold sway. Early eighteenth
continued
theorists,
century aesthetic
the French, placed the arts into a hierarchy, giving priority
particularly

The

veneration

evidence

to those that provided


their signifiers
the clearest connection
between
and their signifieds. This can be seen clearly in texts such as Charles
r?duits ? une
Batteux's
neoclassical
treatise, Les Beaux-arts
paradigmatic
more
m?me principe (1746). In the mimetic
rep
system, the
obviously
held in
the visual and literary arts?were
of the arts?i.e.,
was
to be
esteem.
music
without
considered
text,
Music,
high
especially
its message
inferior because of its inability to say and communicate
There was even debate as to whether music,
clearly and unambiguously.
resentational

by nature, was capable of saying anything at all, the suspicion being that
the solid support of linguistic meaning music was merely a set of
without
vapid gestures and effects, rather like a fireworks
pleasing, yet essentially
display.
All

its neat summary in Fontenelle's


especially
me
veux-tu?"
(Sonata, what do you
quip, "Sonate, que
is ambiguous,
want of me?). Apart
that music
from the obvious message
text
is
music
artificial.
without
Fontenelle's
ridiculously
joke implies that
this is well

known,

rather wicked

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early
prevalent
keeping
and audience
that both performers
century aesthetics
eighteenth
Batteux wrote
the arts as artifacts.
alike should experience
members
or
it happens
that the musician
dancer may actually
that "if sometimes
circumstance
that is an accidental
which
be feeling what he expresses,

Admittedly,

not

is

at all the intention

between
of the art."20 To confuse
the distinction
turns
art
art and life is to act without
it
into
the
taste;
something
is on a living skin and
"like a painting which
and unsavory,
grotesque
should be on a canvas."21 Fontenelle's
remark, though, ismore cutting;

is as risible as
that seriously engaging with a piece of music
a
a
or
a
lacks
chair
coherent
cup: music
conversing with
language, a real
and a proper speaking voice.
human presence,
art that was
theorists venerated
century mimetic
Eighteenth
it suggests

For them, the unambiguousness


of a tasteful
a
art
scenario between
the audience
piece of
implied
particular dramatic
the implied listening
and the art; or, as I will refer to them, between
scenario, the listening
subject and the musical object. In this dramatic
clearly

understandable.

as an active observer and the art as a passive


an artifact, the object obviously has no life
from the meaning
the listening subject assigns to it. It cannot

subject

is characterized

object,

an artifact. As

separate
return the listening

subject's

the
gaze and achieves meaning
only when
what it represents. The listening subject is
the artifact with her knowledge
of what that

listening subject recognizes


she surrounds
omniscient;
artifact represents. As Carl Dahlhaus
of the relaxed spectator, an observer

"a listener assumes the role


wrote,
who deigns to judge the likeness or
listening subject is never consumed

The
of a description."
of the character of
by the effect of the art because of a "conception
musical
that
and
[is]
feelings
primarily objective
objectifying."
a melodic motive
"in unprejudiced
does not
Therefore,
perception,
a
one
into
it seems
dullness
and
dull
but
rather
express
mood,
transport
unlikeliness

dull

in itself."24

scenario repeatedly manifested


This mimetic
itself in Baroque
in the form of codified systems of musical
discourse
signs that could be
used to create and interpret music. As Michael
P. Steinberg has written,
... combines
a system of representation
with confidence
"[t]he Baroque
an
act
in the very possibility of such
of representation"
; and Friedrich
that "right from the start the Baroque builds a fixed vocabulary
Blume,
that can be taught and transmitted."
of such systems are
Examples
or
contents
to
the
of
musical
allegory,
signs that can be under
"keying
stood by the hearer simply from the sensuous effect,"27 such as in word
imitatio naturae, or the direct copying of sounds such as one
painting;
finds

in French

descriptive

music

by Rameau

and Couperin;

the

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vollkommene

1739) and Scheibe's Der critische


(Hamburg,
and the doctrine of affects. Musical
sounds

Capellmeister

Musicus

(Leipzig, 1745);
these mimetic
into comprehensible
systems could be organized
to a set of criteria understood
experiences
according
by a community

within

of

listeners.
Leonard
implies

Ratner's

introduction

that such an aesthetic

interpretations
lowing fashion:

of the Viennese

its contacts

From

with

of the rhetorical

mentality
Classics.

worship,

poetry,

could
Ratner

notion

helpfully
defines

drama,

of topic
inform our

topic

entertainment,

in the fol

dance,

the hunt, and the life of the lower classes, music


ceremony,
in the early 18th century developed a thesaurus of characteristic figures,
which formed a rich legacy for classic composers. Some of these figures
were associated with various feelings and affectations; others had a pictur
for musical
esque flavor. They are designated here as topics?subjects
the military,

discourse.

between musical
Topic
signifier and an extra
implies a clear relationship
means
is
musical
that
understandable
of, or clearly translata
signified
by
ble into, language. As Harold Powers writes,
"each topic either implies
or characterizes
a recognizable
social
feature of music
from a particular
tags naming kinds and manners
topics are terminological
consumers.
familiar to a particular
society of musical
They are
verbal equivalents
for items in a musical
Wye
Jameson
vocabulary."
a characteristic
a similar point: "by recognizing
Allanbrook
makes
style,
of notes and rhythms as having
[the writer] can identify a configuration
context.

The

of musics

a particular
and clarified, of course, by its role in its
stance, modified
movement
and by the uses made of it earlier in the piece. In short, he
can articulate within certain limits the shared response a particular
passage will evoke."
At

the other

lies the
spectrum from mimesis
role
assumed
the
dominant
gradually

end of the aesthetic

idea of musical

which

autonomy,
debates concerning music during the nineteenth
century.
inverts the drama between
The concept of musical
autonomy
listening
as
a
in
mimetic
the
and
result,
and,
epistemological
subject
theory
object
in aesthetic

superiority of mimesis's
implied listening subject crumbles. This reversal
was achieved by trumping the materialistically
oriented
linguistic foun
in eighteenth
dations of knowledge
century mimetic
theory with higher
and the transcen
cards in the Western
intellectual's
pack?metaphysics
dent. The

concept

and

the value

of stable musical

meaning

were

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ousted

wrote in his famous essay of


As E.T.A. Hoffmann
of metaphysics.
is the most romantic
Instrumental Music":
1813, "Beethoven's
"[music]
one
is
that
of all the arts, one might
the
say
romantic,
only
genuinely
is infinity."
its only subject matter
Because both mimetic
theory
to a latter-day
and the idea of musical
autonomy work in reference
to a system in
of value?in
other words, according
Platonic
conception
which
the quality of an idea or object is ultimately
gauged by the degree
since

to the realm of the spiritual, or to true ideas?the


of its proximity
idea
nature was able to supersede
of music's
the
pronouncedly
metaphysical
more semantic orientation
of mimetic
In
the
prose
thought.
hyperbolic
of the prophets of musical
characteristic
the young Friedrich
autonomy,
that "language can never
of music, because music
stands

Nietzsche

stated

symbolism
mordial
contradiction
and therefore

unity,

render the cosmic


adequately
in symbolic relation to the pri
and primordial pain in the heart of the primal
is beyond and prior to all
symbolizes a sphere which

phenomena."

the art object is no longer a


autonomy,
In touch with the highest realm of experience,
it can
the power of the listening subject. The musical
effects that,

In the idea of musical


artifact.

passive
even surpass

semantic meaning,
had been dismissed
a
are
now
source
of
Fontenelle
power,
by
phenomenal
the "double quality of a narcotic
that both intoxicates
and

of their lack of inherent

because

as incoherent
possessing

writes, "here for the first time in the


spreads a fog." As John Neubauer
an art that subordinated
didactic messages
aesthetics,
history of Western
to pure forms was acclaimed
as
and representations
of specific contents
the musical
listening subject, unable to rationalize
she finds herself, experiences
frustration and fear or
herself to the overawing power of the music's
simply relinquishes
7
effects.
She recognizes
the music's
of its
superior force as evidence

profound art."
world in which

The

status: "shining rays of light shoot through the darkness of


metaphysical
we
aware of giant shadows swaying back and forth,
and
become
night
ever
In the same way that it is an act of
closer around us."
moving
hubris to attempt to understand God, it is now arrogant to attempt to
as enormous
as music. The listening
and encapsulate
something
a
the
music
that
the
well
have become
may
impression
subject gains
a
one
real presence.
Like
of Rilke's angels, though,
knowing
subject with
to the listening subject: unlike
the music
is, at the same time, indifferent
art object, the autonomous
the mimetic
work does not require the
surround

gaze of the listening subject


the essentially Romantic
Increasingly,
with musical
have come to hold
autonomy
acknowledging

in order

to bring it to life.39
aesthetics
associated

a privileged

place

in the

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might
to stimulating
in which a
essays on Mozart
by both Leo Treitler,
number of terms that "the writers around 1800 [used] for characterizing
the mental
that are modeled
processes
(narra
by instrumental music"
back

are applied,
tive, emotional
flux, fantasy, thought, discourse, meditation)
on
and Marshall
consciousness
the
of
Brown,
conception
changing
in music of the 1780s; more recently, Daniel Chua has worked
emerging
out sophisticated
in
critical interpretations
of the Viennese
Classics
this
aesthetics.40 However,
general in terms of emerging Romantic
means
inhabits a strange position within
scholar
that Classical music
on
ship. On the one hand, scholars show it as emerging from mimesis;
it as on the verge of reaching musical
the other, they position
autonomy.
on the wane or on the cusp; an old-style
It is either post- or pre-factum;
material
artifact with its feet firmly planted on terra firma or an elusive
into the
entity on the edge of sublimation
in
Even
Webster's
where
argu
work,
James
metaphysical
stratosphere.
to a separate period have
ments
in favor of assigning Classical music
in terms of a mixture
is understood
of
been most strong, Classical music
and partly dematerialized

case what unin


inWebster's
influences. However,
is redeemed
is that a scholarly antagonism
tentionally
through
happens
to
of a once reconci
be
the
manifestation
shown
merely
being
perverted
liatory historical
reality to which we can now joyously return home.
historical

divergent

Hence,

Creation

Haydn's
helped
tic art,

music's
in a form

as mimesis.

function
ible,

to found
albeit

the musical

was

as

the

that made

elements

the most

arguably

roman

and most

highest

its traditional

maintained

simultaneously
the

Among
sublime

status

new-found
that

this

important.

poss

triumph
From

this

perspective, Haydn's final triumph itself almost seems sublime, not only
in elementary human terms, but in historical ones as well. For his
triumph

was

the

artistic

touchstone

of

an

entire

period for which we have no name, because


and Romanticism.41
the Enlightenment

historical

period:

it links, rather than divides,

on a broad historical
level the argument
that the Classical
Admittedly,
era is en route, rather than a self-contained,
stable style period makes
sense when we consider
of the end of the
the profound disturbances
century. To
eighteenth
Friedrich Triest wrote:

cite

just one

example,

in 1801,

Johann Karl

If one wanted to characterize the final fifth or tenth of the last century
with a single word, one could perhaps find no better term than
"ferment." Almost all human knowledge and activity are affected by it,

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ories, but scientific

ideas and systems as well

to

indeed,

shaken

their

foundations;

what

(even logic), have been

is more,

is at

and

the

same

time a distinguishing
characteristic of the present era, these changes did
not remain merely objects of knowledge or playthings for scholars and
idle world-watchers,
but have been translated unusually rapidly into prac
it not be a miracle if the fine arts, which are so closely
tical life.Would
connected with those things, i.e., with both scientific
ideas, were not infected by this kind of ferment?

and practical

from the perspective


of the first part of this essay, it would
Moreover,
seem desirable
to keep Classical music
in this strange state
suspended
since such suspension would appear
and metaphysics,
between mimesis
to be productive
of keeping Classical music
condition
of dialogue
that is commensurate

restlessly waiting within


with Hegel's notion of

the

and thus evidence


that Understanding
has
"tarrying with the negative,"
been kept active within
the terrain of our hermeneutics.
But rejecting
as if one were
oriented
interpretations,
paradigms within historically
a
not
create
law, will
implementing
satisfactory results in every instance.
However

beneficial
the role that both mimetic
and metaphysical
reread
in
music
the
have
had
idea
of
Classical
within
ings
unitary
dismantling
since
the Western
their results have been depressing
canon, ultimately
as a
the space they have cleared has merely
functioned
instrumentally

where
the interpreters wage a colonial war for their own
cat
but
historical
alternative,
equally static and therefore nondialogic,
so
Restlessness
has
been
created
that
restlessness might
egories.
merely
once more be annulled.

battleground

At

in
this particular moment,
Romantic
readings predominate
fact that even Allanbrook
this
admits.43 Crudely
put,
has been able to happen by means
of a covert assumption
that any
the field?a

"difficulties" within
or formal?cannot

Classical

music?whether

be

accommodated
successfully
and must
therefore be coming

century
thinking
Romanticism's
magnetic
"an uncritical
absorption

expressive,

conventional,

by eighteenth
under the sway of

In fact, such a strategy falls prey to


own self-representations,"
in Romanticism's
characterizes
Romantic
ideology.45 By accepting

as Jerome McGann
cannot
that "difficulties"

field.

we
within
the discourse,
own
Romanticism's
self
project
merely
frequently
as
a
reason
of
the
serving representation
Enlightenment:
repressively
in the face of the vitality of the
oriented movement
that is impotent
onto

be accommodated

Classical

music

and the transcendent.


the Enlightenment
imagination
Regarding
such a position
does not do credit to its manifest
complexities.

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itself,

the mid-twentieth

Since

century,
come
increasingly

clich?d

of the

conceptualizations

a more

have
under attack, creating
of the relationship
the seeming idealism of the
between
and
the
realities"
and cultural products of
intellectual
"historical
history
is seen now as far more refractory, riven
the period. The Enlightenment
tensions. Nevertheless,
and manifest
with both underlying
when
Enlightenment
critical picture

is not directly invoked in discussions


of Classical music,
the cultural and intellectual model
that can still take its place is one
founded on the very idealistic picture of the Enlightenment
that
sets up for us to reject. Perhaps this merely acknowledges
Romanticism

Romanticism

that the difficulties

of our own historical

the comforting
illusion
Western
culture nearly

situation

that at least Classical

music

still impel us to need


was something

of
"got right" during the long gory procession
it is understandable
that those for whom
therefore,

Modernity.
Perhaps,
an idealistically Enlightened
seemed

untenable

of Classical
conceptualization
therefore search within Romantic

might
more sensitive

to the self-evident

ideas potentially
Classics.
tural complexities
of the Viennese
Since the field of Classical music
scholarship

music

has

aesthetics

expressive

for

and struc

a con
is evidently
in
economic
which
issues)
by
inconsequentially
one
cannot merely
different positions fight for the power to colonize,
trust that if we leave Classical music
in the restless condition
of waiting
it will be allowed to remain there
between mimesis
and metaphysics,
tested field

(driven not

a strategy is required that can allow for


Classical music both to remain in waiting and to be able to defend itself
against colonization
by other paradigms. As result, I have to make
recourse to the very object of my initial critique
in the opening
section
undisturbed.

In this instance

of the essay in order to preserve the values that that critique had been
set up to defend;
In what
in Hegelian
the negation.
terms, I negate
a
and the metaphysical
the mimetic
space between
follows, I prise open
forces

that continue

dialogic)

effects

music

our interpretations
of Classical music
to as the
will
be
referred
(that
can be colonized;
and I do this
can
music
be protected
itself. In the next section I will

so that Classical

from

of colonization
this paradigm primarily as if it were

the primary cultural and


can be understood.
music
which
Classical
by
section, I will show how this apparently
regressive move
to undermine
rather than
functions
paradoxically

determinant

In the following
in my argument
bolster

discourse

by which Classical
and paradoxically

precisely
the negative
present
historical

to threaten

insert another

and there

up the practices
to critique.

of interpretive

colonization

that this essay

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seeks

Dialogue and theViennese Classics


in the
the social realm, the idea of dialogue gains importance
all over Europe, of
century because of "the establishment,
eighteenth
new institutions where
From
ideas could be explored and discussed."46

Within

coffee houses,

salons, public lectures, lending libraries, theatrical and


to masonic
and
operatic performances,
lodges and learned academies
has
societies, dialogue was an important reality of what J?rgen Habermas
referred to as the "new public sphere" of the eighteenth
This
century.
of conversational
point ismade historically
tangible by the proliferation
centuries.
manuals
and eighteenth
For
during the late seventeenth
was
a
means
not
century
thinkers,
eighteenth
though, dialogue
simply

to

an end or a handy tool for aiding social interaction.


it
Like a magnet,
attracted a number of the major ideas Enlightenment
thinkers cherished;
as an abstract concept,
it functioned
like a salon or a coffee house for
virtual meeting
other concepts?a
ground where ideas could intermingle.
a starting point, the prevalence
of the concept of dialogue can be seen
as one manifestation
of the Enlightenment's
response to, and hostility
thinkers criticized
toward, religion and scholasticism.
Enlightenment

As

a priori "truths" in a dogmatic


one cannot have a dialogue when
the participants
refuse to have their statements
the strong
questioned,
in the eighteenth
presence of dialogue
century speaks of a belief that all
truths must be proved or earned; they cannot simply be posited.
(As
Simon Keefe remarks in a discussion
of Gotthold
Ephraim Lessing's play
scholastic

fashion

thought because
that denied debate.

it presented
Because

"the pursuit of truth ismore important


than
truth itself. For Lessing
is less important than
teaching moral precepts
?
In turn, the need for
awareness.'")
'[stimulating] moral and intellectual
means
even
that
necessitates
and
celebrates
the use of
proof
dialogue
that
touchstone
of the eighteenth
the
reason,
century mentality. Within
context of dialogue,
the shared use of rational processes by the partici

Nathan

der Weise

[1779],

...

pants works to bring them together; dialogic reason is a kind of lingua


franca that acts like a social bonding agent.
Dialogue
through reason, then, embraces the virtues of collabor
ation and communication,
to practice
its participants
encourages
and works against the notion of authoritative
control. The
decorum,
is free from unequal power relations so that the desires of
ideal dialogue
over those of the group nor are com
the individual neither predominate
one
it.
As
commentator
"let others
wrote,
contemporary
promised by
also speak and contribute
their share towards the general conversation.
are people who without
the
it, monopolize
perceiving
everywhere
are ethically motivated
All participants
to debate any
conversation."

There

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that

that general agreement


and resolution
can be ignored, and yet no problem must monop
in which members
is a process of discussion
olize. Ideally, then, dialogue
of a group voice their opinions, with the moral goal of general agree
in praxis, for
ment.
and a microcosm
It provides a powerful metaphor,
no problem

achieved:

to venerate;
and it may
that the age claimed
those ideas were to be realized.

the democratic

ideals

have

to them how

suggested
and
Dialogue
occurred frequently

even

terms, such as conversation and discourse,


in discussions
the eighteenth
of music
throughout
terms appeared
centuries.
Predominantly,
dialogue

its relative

and early nineteenth


in the context of discussions
lines of a texture:
the fugal answer;
might be distributed

the different
between
of the relationships
imitation
inform
of
definitions
and, in particular,
they
the parts of a melody
the different ways in which

between
and the relationship
among instruments;
terms to
in the concerto.
The use of dialogic
soloist (s) and orchestra
was
textures
in
mirrored
instrumental
the eighteenth
discuss
century
by
textures
subtle and pliable nature of the instrumental
the increasingly
became capable of the fluid and rapid trans
terms germane. Some
of dialogue
the application
as
movement
Fourth Piano
of Beethoven's
the slow
such
textures

themselves.

The

formations

that made

pieces,
Concerto

relation
in G Major, op. 58 (1806), with its highly dramatized
seem
out
to
to
be
and
call
between
orchestra,
piano
interpreted dia
ship
3
a
and
"a
conversation
between
its
title,
Sanguineus
Through
logically.
no.
a Melancholicus,"
1
in
C Minor, Wq.
C.P.E. Bach's Trio
161,
effort.
( 1746) simply excuses the scholar of exegetic

in eighteenth
about
of dialogue
century writings
prevalence
currents in
and its resonance with broader social and intellectual
the eighteenth
century has fostered a considerable
scholarly interest in
of Classical music.
ideas for the interpretation
using dialogue-related
The

music

as a metaphor
for formulating
takes dialogue
My approach, by contrast,
the language of late eighteenth
between
the relationship
and theorizing
and the listening subject (rather
and early nineteenth
century music
a
late eighteenth
than
century audience
community)
implied
particular
6
In the rest of this essay, aspects of dialogue
language.
by that musical
the listening subject and the musical
between
object will be referred to
Further, I use dialogue both as a frame for
the musical
processes of the sounding forms
I will talk of interior dialogic processes.
instances,

as exterior dialogic processes.


to reinterpret
and a means
themselves.

In these

A Dialogic Classical InstrumentalMusic


The

dialogic model
conventions
musical

in this essay assumes that the positioning


creates different
discourses
within
aesthetic

used

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of

relationship
implied listening
the mimetic
exhibits con
scenario, music
objects. Within
ventions
that are recognized by the listening subject, who is the only
are assumed to
in the relationship. The conventions
active participant
and musical

be stable and unambiguous;


they assure the listening subject that the
is an artifact, thus allowing the listening subject to grasp the
musical
object as if it were a beautiful porcelain figurine or a snuffbox.

music

to assign meaning
to cul
In contrast,
since conventions
permit humans
tural products and provide models
those products can be con
by which
musical work because
structed, they cannot be part of an autonomous
status. They would
would
the
invalidate
music's
they
metaphysical
that (at least socially) the music had been made,
almost as if
emphasize
it were a mechanism.
it
the absence of conventions
makes
Therefore,
not
if
for
the
of
musical
difficult,
impossible,
implied listening subject
to be able to possess the musical
autonomy
object as she had been able
to do within
autonomous

the mimetic
musical

scenario.

work

The

hypothetically
the implied

convention-free,

incapacitates
listening subject,
in the face of the music's overpowering
effects
making her defenseless
cannot
whose meaning
she
fully comprehend.
Classical
instrumental music depends upon the presence of
conventions.
As has been often noted,
the situ
recognizable musical
element occurs
frequently arises, though, that the conventional
a
or
manner.
an
in problematic
incorrect
trait
Moreover,
important
of Classical
instrumental
pieces is that they are driven to solve such
to reinstate the convention
in its correct formulation. The
problems,
ation

are worked out or "discussed" during


such difficulties
process by which
course
the
of the composition
until their potentially
force has
disruptive
into the music
been integrated
is one example of an interior dialogic
or displacement
of a musical
convention
is the
process. The disruption
sets
in
that
the
discussion
and
the
establish
gesture
motion,
problematic
ment

of the accepted use of that convention


is the goal toward which
is
the piece
driven. As in the eighteenth
century ideal of dialogue,
the final resolution was earned through a process of discussion,
because
it becomes
"conformed
ethics

imbued with a certain moral quality:


to or directed
towards right."
One

process is
speak of an

the whole
might

of convention.

example of such a process is given by Haydn's


String Quartet,
no.
in greater detail later. The first
op. 33,
5, which will be discussed
movement
begins peculiarly with a cadential figure (X in Ex. 1).
An

According
music with
the musical

to the conventions

to begin a piece of
of Classical music,
a figure usually reserved for points of closure is to confuse
the
syntax, thus creating a disruption. Admittedly,

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Violino

??SP
Violino

II

Viola

Violoncello

Example
mm.
1-2

1.

Haydn,

String

in G Major,

Quartet

op.

33, no.

5, first movement,

opening figure already finds a more proper recasting at the


problematic
seem to
end of the first period of the first movement,
and this would
is
the
initial
that
excused.
However,
suggest
syntactical
infelicity
quickly
since

in musical
the problem of openings
and closings
syntax pervades
not only the rest of the first movement
but the quartet overall, we might
an ongoing
this as but a temporary relaxation within
merely consider
in musical
and closings
regarding the problem of openings
at
that
the
unleashes.
the
end
of
the quartet's
very
syntax
Only
opening
the first movement's
finale, when
opening figure recurs
problematic
context
in Ex. 2), can we under
in
its
proper
(X
syntactical
repositioned
a harmonious
stand that the problem has achieved
relationship with its
dialogue

its identity. As in the dialogue


ignored nor does it take over;
through a process of discussion.
are raised by the fact that
questions

compromising
surroundings without
ideal, the problem raised is neither
integration

has been

earned

historical
Nevertheless,
in action
conventions
Classical
blundering
feet,

qualities of
on their
back
they get drunk, trip up, get
as
see
we
them
sober, and maybe
(if
aspiring toward
learn a lesson in self-improvement
from their experi
exhibit

the decidedly

human

and rectification:

try to get

Enlightenment)
ences. They are restless, in stark contrast to the hypothetical
behavior of
a mimetic
one
conventions
artifact
within
would
(after all,
hardly expect
to suddenly pick her nose, wipe it on
one's Dresden
china shepherdess
her floral dress, and then reassume her demure pose). But what creates
in Classical
of conventions
the presentation
conventions
than
the
them
Other
Quite
literally, something
a
the givens of the con
that opens up
gap between
selves, something
it is not
because
ventions
and the source of agency that?precisely
this restlessness

that infects

music?

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JM IH
CO

C/5

Example

?i

p^

2.

Haydn,

String

Quartet

in G Major,

op.

33, no.

5, finale,

mm.

84-end

(106)

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by givens
completely
of the
perspective
thereby able to act upon them. From the theoretical
section
music's
of
this
this
would
of
the
be the proof
essay,
gap
opening
status. From a more historical
to ideological
critical as opposed
perspec
as freedom,
tive, the Other which creates this gap might be considered
and self
the elusive source of critique, politics, consciousness
and artistic activity, whose origins and being was becom
consciousness,
within
the ongoing project of
ing the primary topic of contestation
in the late eighteenth
In musicology,
this discourse
century.
Modernity
on freedom has traditionally
of
been associated with the emergence
seems
so
to
if Classical music
be in possession
of freedom,
Romanticism,
we would
exhibits

that it has gained a certain


and self-consciousness,

assert

consciousness

can be understood
In Kant's

that it
presence,
it
that historically
of musical
autonomy.

human

and

in terms of the paradigm


freedom is seen as absolute
philosophy

and thus not

on any prior cause, and similarly in Fichte the "absolute I,"


dependent
as the source of freedom and the ultimate
is understood
foun
which
terms. For
in merely objective
of the world, cannot be construed
as
consciousness
is '"a
Bowie writes,
Andrew
for Fichte,
example,
a 'Tathandlung.
like a
Its very nature is not to be objective
deed-action',

dation

fact, but rather to resist objectification


by being active and by not being
irredu
self-consciousness
determined
by anything but itself. This makes
to the deterministic
cible to any explanation
of the kind applicable
to
seem
to be antithetical
ideas
would
such
natural world."
Although
can also
conventions
inclined idea of conventions,
the more numerically
that a particular
of certain agreements
use
a
as
at
of their freedom within
result of the
has arrived
community
it is na?ve not to recognize
that
the realm of social dialogue. However,
are also manifestations
forces that can
conventions
of socially objective
us negatively,
of
determine
exactly so that we are no longer conscious

be understood

as manifestations

of our determinants
the parameters
So (again),
within
social dialogue.
like a strange zombie hybrid, manages

our potential
to change
our
exercise of
freedoms
that Classical

through the
how is it

music,
effectively
a
roam
between
land
within
no-man's
around
restlessly
self-consciously
conventions
realm
of
the
and
the determinate
realm of
spontaneous

to

stasis and
law and dissent,
freedom, between
givens and critique,
mimesis
and metaphysics?
movement,
to resolve such questions
localiz
We might
attempt
by historically
to
context
ideas
of
music
of classical
century
irony.
ing the
eighteenth
to the conventional
One could view the interruptions
progress of events
in Classical
tions

instrumental

that characterize

to the authorial
music as analogous
interjec
certain
of
the quirky narrative
strategies

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or Laurence

Jacques le Fataliste
when a convention
informing
stopping
direction.

occurs

the implied
the expected

Sterne's

Tristram

in an unconventional

Shandy. In other words,


is
way, the composer

in a highly rhetorical manner


that he
in
flow of the work and starting it off
another
listener

is

is anything
By doing so, the illusion that the composition
is shattered, and the
than an artifact created by the composer
is given an ironic tone. Irony, in
expressive world of the composition
a
means
is
this sense,
the listening subject from the music;
of distancing

other

thus it can be seen as an indirect means


as a foundation

model

for a historically

of validating
the mimetic
informed interpretation
of

music.

Classical

for understanding
itself as a favorable model
here
Irony presents
since connections
the
between
and
styles
composers'
compositional
ironic techniques
of novelists?for
and Sterne?were
example, Haydn
of ironic

circulation

in

inter

the effects
during the period. Nevertheless,
are not as straightforward
as we might hope. In fact, ironic inter
from the object of contemplation
ruption can suggest that our distance
is shrinking,
that we are being dragged further and further into the body

ruption

of the work,

some
away. This is because when
likely to look at it more closely; and the
the less likely that we will be able to perceive

rather

than being
we are more

pushed

thing goes wrong,


closer we are to an object,
are too surrounded
it as a whole. We
that the closer one

by its details. Of course, one can


to an object, the more easily one

is brought
as
an
it
of material
perceives
assemblage
fragments. From this perspec
can
as
an
to enter the com
invitation
musical
be
conceived
tive,
irony
we
are
into
when
However,
poser's compositional
workshop.
brought
argue

close proximity with an object, our sense of the object's


intricacy
than
increases, which can make us feel that the object is more profound
we may at first have assumed. Proximity
does not necessarily
lead to an
our sense of the
from the object, or heighten
distance
experiential
object as artifact. On the contrary, it can help to imbue that object with
a presence. We might
return here to the melancholy
in
friend discussed
section of this essay, where we realized that a person has
the opening
more
whole

depth than we had first imagined,


we had mistaken
her for.

that she is not

the neat,

smiling

a
small digression will serve to illustrate my point further. When
clock mender
into the workings
of
myopic
squints through his spectacles
a beautiful but broken clock, the pleasure he gains from the experience
is not simply his satisfaction
in wielding
power over an inanimate object,
A

a power that may


communion
with

elude him

elsewhere

something

well-known,

in life. He

also enjoys

a communion

the act of

that, for possibly

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reasons, gives
object
to himself,
"You're a real beauty,
break that leads the clock mender

mutters
clocks
clocks

in the first place.


of Martin

(As Terry

presence.
aren't you!" It is the fact that
to his love and familiarity of
in the context
has written
Eagleton

of a discussion

"when the hammer breaks, when


Heidegger,
to take it for granted,
its familiarity
is stripped from it and it
one could say that the very
up its authentic
Therefore,
being.")
into
that defines the clock as an artifact lures the clock mender

we cease
yields

thing
than an object; and as a result of this love
feeling that the clock ismore
and familiarity,
tries to make
the clock mender
the clock function prop
The
broken
clock
and
the
clock form an
again.
erly
well-functioning
interdependence.
in Classical
conventions
the disruption
of musical
Analogously,
music gives that music presence,
rather than emphasizing
artificiality,
and thus confuses any literal application
of late eighteenth-century
notions of irony. On the one hand, the familiarity of the conventions
(at least for the implied
from becoming

stops that
subject of Classical music)
the evidently human
terrifyingly inhuman?for
orientation
of these conventions
draws our attention

presence

listening

(even practical)
away from the horizon of the metaphysical
the fact that we are drawn into the world

realm. On
of these

the other

conventions

hand,
by their

terms means
that they are restless) stops
(which in musical
conventions
from being mere dead shells. The resulting combi
nation of the recognizable with that which has presence
imbues
a
music
human
that
Classical
with
peculiarly
quality
justifies the fre
to personification
in the following musical
quent recourse that Imake
brokenness
those

a musical
convention
is disrupted
and a conventional
is
is
the
unfulfilled,
expectation
listening subject
impelled by moral
as if it were a partner in a dialogue.
instincts to engage with the music
In a metaphorical
sense, the listening subject interrupts the work with
an implied "excuse me?" The ensuing attempts
to resolve or rectify the
analysis. When

in its accepted
convention
form
problem and to reinstate the musical
interior
the
music's
are, therefore,
response to
(the
dialogic processes)
conven
the implied queries of the listening subject. When
the musical
can be said
tion is finally reinstated,
the listening subject and the music
to have

come

to an agreement.
the
It is this moral contract between
mean
I
what
that
defines
and
the
musical
by
subject
subject

listening
exterior dialogic processes.
Under
the subsection

I had
the Viennese
Classics,"
"Positioning
as
a
I
for
that
would
argued
strategically present dialogue
paradigm
so that Classical music could be preserved
Classical music
against being
colonized
by its surrounding paradigms. My goal had been to preserve

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in the opening
section of this
and dialogue
espoused
seem
as
if both the stra
from the above sketch it might
essay. However,
as a virtue had
of restlessness
tegic aspect of this move and the necessity
since in a dialogically
been overdetermined,
oriented Classical music
the
restless waiting

paradigms of mimesis
coexist and necessitate

and musical

do indeed appear both


autonomy
is
the presence of each other. Restlessness

to

counteract
the possibilities
of false reconcilia
required to dialectically
tions within
the political, hermeneutic,
and aesthetic
realms, and also
But
if reconciliation
has actually been achieved,
those realms.
between
it is surely churlish to insist on restlessness
for restlessness's
sake. To
we
Webster's
should
the
human
sublime
celebrate
words,
appropriate
this
which
and historical
of
rather
than
music,
links,
divides,
triumph
mimesis
the Enlightenment
and Romanticism,
and musical
autonomy,
artifice and presence, musical
and
implied listening subject. So as
object
our
us
now
a dialogic
turn
to
let
of
that
celebration,
part
interpretation
of a single movement,
the scherzo and
trio from Haydn's
in G Major, op. 33, no. 5, but ends up
String Quartet
into
entire
consideration
the
multi-movement
work.
taking
sets out from

the consideration

Haydn s String Quartet, Op. 33, No.

5, Scherzo and Trio

and trio of Haydn's


op. 33, no. 5, the most
striking
is the hesitant
the
and consequent
antecedent
opening
problem
of the empty measure,
quality of its final cadence, mm. 7-10. By means
m. 8, and the repetition of the dominant
chord from the end of m. 7 in
m. 9, the resolution onto the tonic is extended
by two measures.
In the scherzo

about

9 and 10 are not only literally separated by the silent measure,


but also gesturally differentiated
from the preceding material,
texturally,
we
and registrally. From the robustness of the antecedent
dynamically,
to the lighter realm of this cadence, which
seems strangely
have moved
out of place, as if grafted on from a different piece. Anomalous
and

Measures

the cadence does not fulfill its assigned


local-level
unconfident,
a
a
role
of
conclusion
and tying up
loose end. Also,
syntactical
drawing
when
the cadence finally arrives after the silent measure,
it bypasses the
onto
in
resolution
G
shown
3.64 This
expected
voice-leading
Example
resolution had been prepared at the end of the antecedent
in violin 1
slightly

but only partially fulfilled in the consequent


(mm. 3-4),
(Ex. 4 shows
how the ends of both the antecedent
and consequent
might have been
in terms of voice leading). As a result, the final gesture of the
connected
opening period has more the quality of a raised eyebrow than an
affirmation.

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3.

Quartet

in G Major,

op.

33, no.

5, third movement,

4.
Haydn,
Example
String Quartet
3 onwards,
voice
leading
implications

in G Major,

op.

33, no.

55,

Haydn,
String
of mm.
7-10

Example
reworking

In the context

of the movement's
through a two-measure

third movement,

mm.

dance-based

genre, this rhythmic


of
the expected
displacement
measure
units
of
a
is
regular
grouping,
major generic disruption. The
hitch immediately
the listening subject in a dialogue with the
implicates

hitch,

created

a reinstatement
of the genre's conventionally
is
the
accepted
expected
goal.
Thus
the listening subject could see the problem of the
involved,
as an attempt
in mm. 9-10
cadence
to rectify an opposite
in
problem
the antecedent.
Like the consequent
distorts its
phrase, the antecedent
role within
the dance genre. In contrast with the end of the consequent,

musical

material

in which

features

though,

the antecedent's
space, as opposed

fault lies in the contraction


of material
into a
to the stretching of regular material
into an
of a recognizable
three-beat measure
expectation

regular
space. The
expanded
in this dance genre is unfulfilled

in the antecedent
because
the two
of motive X (a and b) are compressed
into a
components
X
5a
and
This
is
in
unit,
(Exx.
5b).
compression
confusing
terms of syntax because
the new X (i.e., X ), grating against the
measure
line as it stomps up its two-octave
range in violin 1, is in fact a
of
X.
Y
from
is
ornamented
inflection
liquidation
(Y
by a semitone
rhythmic
two-beat

whose

rhythm is derived from X; thus, a tentative,


yet rather unstable
between
the two is kept in place [Ex. 6].) Liquidation,
relationship
usually a sign of transition or closure, is at odds with the expository
function of the antecedent.
As a result, the listening subject is swept up
in a drive to the final cadence of the opening period before any material

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5.
String
Haydn,
Example
mm.
motives
1-4,
rhythmic

Quartet

in G Major,

op.

33, no.

5, third movement,

6.
Haydn,
String
Example
mm.
1-4, motivic
liquidation

Quartet

in G Major,

op.

33, no.

5, third movement,

to justify that dash. Moreover,


when
the
presented
to
its
anomalous
fulfill
fails
the
overblown
finally arrives,
quality
to get there too quickly created in the lis
that the attempt
expectations
of this discrepancy
is that the
tening subject's mind. One explanation

has been

suitably

cadence

final cadence

of the first period rectifies the initial brevity of thematic


in
the antecedent
of material
suffi
exposition
through the introduction
as
to
a
contrastive
be
labeled
belated
Hence
the
ciently
mini-exposition.
of different material.
Similarly,
phrase can be seen as counteracting

impression
quent
cedent.

the expansion
of the conse
in the ante
the contraction

to restore order, though, overcompensate,


Both attempts
and
the final cadence
still seems unintegrated.
to the proposed dialogic models,
the music must discuss
According
to
the idiosyncrasies
of the opening
and attempt
resolve them before the
implied

have been
subject will be satisfied that her expectations
means
contract
this
of
the
moral
between
discussion,
By
is
can be
music
and
the
fulfilled.
Such
discussion
subject

listening

acknowledged.
the listening
seen

in two places. The


starts in m.
movement,

first passage, from the middle


section of this
16 with a reworking of the problematic
opening
now on the dominant.
This reworking then leads into an

antecedent,
to rectify

attempt

liquidating

the compression
of X into the disruptive
two-beat
figure of Y in the opening of the movement
through the

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instruments
dance genre. While
crack the
the accompanying
underlying
mm.
to
in
time
unit
21
the
of
the
two-beat
original problematic
whip
a
the process of expansion with
broad overempha
22, violin 1 continues
sized retrograde
(Ex. 7).
The

of Y, in which

another

expansion

of Y is embedded

of the return of the


passage, m. 32 at the beginning
an
of the upbeat to the initial
opening period, consists of
expansion
into a full measure. On a local level, it sounds like running
antecedent
second

on the spot. But, by means


an attempt
to
ismade
of this expansion,
assert X as the generating motive
of the antecedent
and so counteract
the emphasis on the liquidation figure (Y) that had initially assumed
center stage and confused
in
function of the antecedent
the expository
the opening period of the movement.
To this effect, the attempt fails
the opening period of the movement
and Y therefore resumes its initial
alteration,
undeterred.

is recapitulated
without
status, apparently

because

of the opening period raises a number


an exact repetition of the
of difficulties. However
formally conventional
in this move
opening passage may be, in terms of the dialogic processes
is an act of stubbornness,
the
music's
the repetition
ment,
signifying
The

refusal
tation

unaltered

recapitulation

to compromise
that the music

in accordance
will

set about

with

the listening subject's expec


its problems. Admittedly,
resolving

is created on a local level between


the end of
fleeting form of resolution
of the trio. The two
the first playing of the scherzo and the beginning
of the scherzo are recast here as one compact unit
concluding motives
are
in terms of the G the listening subject might have
resolved
and both
to hear at the end of the scherzo and at the end of the opening
wished
but
the bracketed notes are the expected,
period (see Ex. 8, in which
tone
in
between
Thus
the
difference
unfulfilled
related,
resolutions).
is subsumed under the flow of one melodic
these two motives
line, and
is
by the anomalous
quality of the final cadence
the
resolved. With
the repeat of the scherzo, however,
temporarily
movement
the
finishes with this unsettling
cadence,
informing
listening
is dialogically
subject that the movement
incomplete.
the problem

created

IV (RETROGRADE)

Ill

Example

7.

Haydn,

String

Quartet

in G Major,

op. 33,

no.

5, third movement,

17-23

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mm.

Example
resolution

8.

Haydn,
String
of end of scherzo

Quartet
in beginning

in G Major,
of trio

op.

33, no.

5, third movement,

this point, we might


conclude
that the language of this piece
uses the
contradicts
rather than justifies dialogic models,
but Haydn
as
movement
within
of
irresolution
the
part of a larger
problem
dialogic
as
a
the quartet
whole. Earlier in this essay we
dialogic process involving
saw that the first movement
of this quartet begins inappropriately with a
At

this syntactical
figure (Ex. 1). Dialogically,
infelicity is equival
to the presentation
of a conclusion
before the proofs; it jumps the
terms, we might
gun. (In Enlightenment
say that it is overly dogmatic,
like a person who walks in through one door, pronounces
"therefore
cadential
ent

is good!" and walks out another door before anyone has a chance
to respond.)
In the first movement,
the repercussion
of this opening
is a
of the syntax, particularly
and disorientation
of
general destabilization
can be understood
in terms of dialogic processes
cadential
closure, which
as the manifestation
of discussion.
But in the following
slow movement,

God

are clear and correct,


of the previous movement

the cadences

opening
ation is made

credible

in this movement
cadential
Ex.

because

ismotivically

figure of the previous

as if the problems created by the


have been resolved. This interpret
the refrain that marks the major cadences
derived

movement

from the problematic


opening
(compare X in Ex. 9 with

1).

the slow movement,


characterized
elev
However,
by a consistently
ated opera seria tone, ends with a statement
of its basic cadential
refrain,
is followed by an anomalous
which
that has the quality of a
pizzicato
satirical aside. Suddenly,
cadential
closure seems unstable again. This
a set of motivic
connec
clownish final gesture creates and emphasizes
tions between

the ending of the slow movement


and the opening of the
communicates
that
that
the
(Ex. 10)
following movement
a
wields
The
effect.
final
gesture of the slow movement
negative
already
a
as
is a moment
of bad decorum,
when
guest (the scherzo) turns up to
scherzo

a party both far too early and offensively


attired, or when
somebody
finishes off someone
else's heart-felt
with a facetious
pronouncement
seepage of the scherzo's antics into
throwaway remark. The backwards
the end of the slow movement
return to the
also marks an unfortunate

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J1 V j

W'

Exampie
7-10

h y

9.

J'

Haydn,

String

^>k

Quartet

go

in G Major,

33, no.

op.

5, third movement,

mm.

SLOW MOVT
pizzicato

-J^j

jj-*

7??w
J-J J1

SCHERZO

x +y

x+y

x +y

x+y

x = rhythmic motive
=
y pitch motive
Example
between

10.
end

Haydn,
of second

String Quartet
and beginning

in G Major,
op.
of third movements

33, no.

5, motivic

connections

Like the contradictory


caden
disarray of the first movement.
itself too soon. Its
the scherzo presents
of the first movement,
the catalyst for the unruly
then provides
rush to blurt out its message
syntactical
tial incipit

momentum

of the liquidating

dash

toward

its final

cadence.

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of the slow movement.


the exquisite veneer
the pretensions
By chipping
the scherzo leads us to recognize
that the slow
of the slow movement,
an
not
is
that commu
movement's
expressive device
grand mien
simply
nicates
that the syntactical mayhem
of the first movement
has been laid
to rest. Rather,

bundled

hauteur
up in the slow movement's
attitude
that derives from its willful

unpleasantly
supercilious
to the true state of affairs within

is an
blindness

the dialogic processes of the quartet


that everything
has been success
pretends
a
concluded
and
stoical
pose that draws
fully
by striking
slightly tragic
concentration
the listening subject into an admiring and sympathetic
on the slow movement's
own sufferings and strengths and makes her
slow movement

thus far. The

forget

the real issues under

discussion

in the world

elsewhere

of the

quartet.

is a new character, one


In terms of dialogue,
the slow movement
a
that makes
token gesture of taking part in the discussion
by elevating
motivic material
into the realm of tragedy
from the first movement
It is essentially
self-centered. When
the scherzo trips it up by
on
as
it
train
its
exits
of
dress
the
the stage of the dialogic
stepping
huge
it dawns on the listening subject that the slow
processes of this quartet,
movement's
mode
could be summed up as "let the rest of
conversational
(Ex. 9).

eat cake!"

the quartet

to the unresolved

ending of the scherzo, we will no


as a denial of the ideals of dialogue or an

Returning

longer interpret its message


act of stubbornness.
On the contrary, the scherzo's inability to resolve
is
that
the syntactical problems unleashed
evidence
fully
by the opening
are
on
to
of this quartet
the interior
strong enough
impose themselves
toward their
dialogic processes of the work and hinder their progression
desired goals. The ending of the scherzo acknowledges
that there is
more to do before the dialogic processes of the work as a whole can be
it sounds more unstable,
it nevertheless
completed. Although
brings the
dialogic processes of the quartet far closer
movement.
The end of the scherzo works
not to undermine
them.
The

set of variations

that constitute

to answer

to stabilization

than

the slow

for the good of dialogic

ideals,

are brought
into
of the music's
questioning

the finale

the listening subject's implied


aberrant behavior. The finale has a lightness that Donald
continuing
"the finale ... shows that the revival of the
Tovey found unsatisfying:
divertimento
style, though adding important new resources to the string
being

quartet, has
do not make
movement;

its dangers. Three melodic


variations
an adequate finale to a quartet with
and the prettiness

of Haydn's

Siciliana

and a runaway coda


so important a first
theme

is extinguished

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Quartet,
criticizes
achieve.

a comparison
to suggest."
it has the misfortune
But Tovey
not
set up to
the finale for failing to produce
it
is
something
cannot
The expansive
formal parameters
of the first movement

to
be read as simply the product of Haydn's
yearning
compositional
write an expansive first movement.
The particular nature of the first
movement
is the product of the difficulties
it faces in wrestling with the
the quartet as a whole begins. To ask that the
problem with which
to
is tantamount
finale be as long and involved as the first movement
extreme
in
that
the
end
work
and
And
that
requiring
begin
difficulty.
makes no sense in terms of this particular work's dialogic
logic.
with the rest of the quartet explains the
engagement
and
theme
seeming simplicity. That the variation
self-possession
are exceedingly
variations
and its subsequent
should
regular periodically
not be taken as evidence
of a lame deflation
of Haydn's
compositional
Its dialogic

finale's

return to regularly placed, stable


the comforting
inspiration. Rather,
acts as a sedative to the syntac
variation
cadences
the
finale
throughout
tical volatility
that had unnerved
the characters of the preceding
scherzo
6
movement.
In dialogic
and the opening
terms, the finale marks the
at the
of irresolution
entry of another character at the awkward moment
By means

end of the scherzo.


examinations

ofthat

of an example
(the theme), and three
three
this character pre
variations),
(the

example
the quartet with an exemplum
of good syntactical behavior,
a
we
as
in
in
have
seen, the opening figure of the
which,
presto
ending
as
a
first movement
cadential
appears
figure to a reworking of the vari
ation theme. The ethos of the finale, a gentle and unimposing
manner,
sents

it steady despite
and third movement's

holds

that disconcerted
the first
the storm of problems
and had driven the slow movement
arguments,

into performative
of the work's dialogic
denial and eventual desertion
asserts
Presto
that
the
when
the
processes. Thus,
opening
problematic
can be resolved into the work, all the
gesture of the first movement
can be pictured nodding
their heads, or perhaps even
other movements
inviting

the listening

to join in with

the dance

of the finale's

arguments.

concluding

To

subject

Come

...

section of this essay, the Viennese


If, as I asserted in the opening
are one of the first major bodies of fully critical music within
Classics
that means
the project of Western
they are able to speak
Modernity,
social truth (that "Society doesn't exist") by retaining a gap between
determinate

givens

and the more

spontaneous

freedoms

by which

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the
the

they

the failed Social structure the subject is both constituted


by
the givens of social forces and yet can never be fully identified with
is ideological.
of a full reconciliation
If
those forces; any representation
since
this is the case, the ending of Haydn's
op. 33, no. 5, is ideological,
that within

conven
it performs a reconciliation
between
both the givens of musical
tions and the critical disruptions
that resist and question
those handed
down elements
the listening subject and the compo
and also between
sition itself. So we should reconsider my earlier dismissal of Tovey's
criti
cism of the finale's
by the finale's theme
ution to the complex
in the rather

shallow

the syntactical
regularity created
inadequacy. Does
act as an authentic
and variations
critical resol
state of affairs that is left precariously
unresolved
breath of the scherzo's concluding
cadence? Or,

to
engagement
aided
the
mildly
infantalizing
syntactical
regularity,
placation?the
by
lilt of the pervading
sicillienne
rhythmic
topic, merely
rocking the listen
interior dialogic processes of the quartet
ing subject and the preceding
does

the finale

surreptitiously

shift modality

from dialogic

into a feeling of safety rather than proving that things have indeed been
secured? If indeed the finale ismerely a comforting
then in a
simulation,
to conclude
the restless,
sense, Classical music here attempts
negative
as its primary philoso
condition
of waiting
that I had presented
virtue.
is
and
this
from the
political
phical
Philosophically
depressing;
as
of
since
historical
context,
perspective
though, unsurprising,
dialogue,
an actualization
of the ideals of the public sphere, was colored by the
critical

antagonisms

that both marked

the bourgeoisie
and were masked
by the
of its own agency within
the political

bourgeoisie's
self-representation
life of eighteenth
century society.

ideology arose in response to a certain deadlock created


which
itself had come into being as a severe solution to
of the seventeenth
century engen
political catastrophes
dered by the Reformation
and the resulting split in religious authority.
In
was
to
the
crises
of conflicting
be
absolutism,
religious consciences
resolved by the figure of the monarch,
who recognizes no other authority
Bourgeois

by Absolutism,
the pervasive

than God?thus

the devastating
power of the church?and
neutralizing
to
wars.
is
civil
and
It is a sign of the
stop
only goal
religious
to
traumas
which
the
of
seventeenth
century conflicts remained
degree
within memory
all other political concerns?such
that, within absolutism,
as freedom of speech, the articulation
of conscience,
and all of those criti
whose

cal activities

of productive
restlessness?were
considered
to
subordinate
Ethics, thus, became
expendable.
politics. As Reinhart
Kosselleck
has described
and the needs of the situation
it, "conscience
are reconcilable no longer...
there must be a clean break between
the
symptomatic

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of his heart, where he remains his own judge, but external


are to be submitted
to the ruler's judgment and jurisdiction. The
voice of conscience must never emerge; outwardly
it has to be put to
To survive, the subject must submerge his conscience."
sleep....
chambers
actions

arose: "what will happen once peace is


the question
Nevertheless,
once
the
threat
of
death
has been averted and the citizen is
secured,
to develop?"69 A historical
answer can be given by the following
traumas of the seventeenth
sketch. As the immediate
century receded,
to politics got
absolutism's
submission
of
and
ethics
morality
required

free

itself striving to become politics. This


replaced by its inverse, morality
in intellectual
is articulated
transformation
history by Hobbes
being
or Reputation"
famous "Law of Opinion
by Locke, whose
superceded
a
no
to
where
"citizens
defer
the
State power
picture
painted
longer
its own moral
alone [but] jointly, they form a society that develops
laws,
laws which
take their place beside those of the State," and ultimately
become

the State.7

order of
Politically,
though, the administrative
a
in
in
situation
remained
where a
effect, resulting
essentially
stratum of society, fundamental
to society's economic well-being,
whole
and at the absolute forefront of its intellectual
and cultural develop
created a public sphere which
ments,
realistically
speaking wielded
minimal
that
class
legislative clout, leaving
impotent. To take
politically
absolutism

but one

in France were major creditors to the State


example, financiers
to its existence;
and thus fundamental
however,
"[n]ot only did they
... [t]heir
in fiscal matters
lack all influence
capital itself was wholly
insecure: time and again a royal fiat would arbitrarily rob them of the
for."71
they had worked and ventured
it is understandable
Faced with this kind of deadlock
that
itself available
like a Haydn
string quartet, which makes
something

gains

interpretation

in terms of the bourgeois

for

in the dialogic
embodied
the failure of a social resolution
values

inversely acknowledge
paradigm, might
to actualize
its resolution within
itself by dreaming
the realm of the
onto
it
the imaginary.
aesthetic,
(In this instance, a late
by projecting
is structurally no different from the
century string quartet
eighteenth

famous analysis
face paintings of the Caduveo
Indians in L?vi-Strauss's
in the opening
section of this essay). If the givens of musical
discussed
can be reconciled with the forces that criticize them, then
conventions
the givens of the social structure can be reconciled with the
force of a social stratum that at present remains marginalized.
or maybe
there can be revolution without
the
bloodshed;
Maybe
means
us
to
offer
the
toward such
ideology of the public sphere purports
If we entertain
transformation.
the latter, then maybe our
bloodless
maybe
critical

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it is
this is the case, then from a political and philosophical
perspective
now
an
not
it
is
since
of
worth
for,
waiting
merely
object
certainly
interest rather than, as our own situation absolutely demands,
historical
a vital participant
in the dialogues we must partake in as we try to
in human history.
this particularly
negotiate
catastrophic moment
to salvage Classical music
In an attempt
from this fate and move
this essay, I turn to a discussion
Kant's essay famously begins with

toward concluding
Enlightenment?"

Enlightenment

ismans

is the

Immaturity

of Kant's

"What

is

an injunction:

emergence from his self-incurred immaturity.


to use

inability

one's

own

understanding

without

the

guidance of another. This immaturity is self-incurred if its cause is not


lack of understanding, but lack of resolution and courage to use it
is there
without the guidance of another. The motto of enlightenment
fore:

Sapere

audel

Have

the

to use

courage

your

own

understanding.7

seems like a relatively standard Enlightenment


if we are to
position:
be free, we must relinquish ourselves from the "laziness and cowardice"
that keeps us bound to figures of authority that we invest with the power
instruments
to think for us. "Dogmas and formulas, those mechanical
for

This

of [the individual's] natural endowments,


rational use (or rather misuse)
are the ball and chain of his permanent
Instead we should
immaturity."
use our reason in order to establish what it is that we should and should
not do. Kant
between

is here

Classical

asserting freedom,
music's conventions

that which had opened up the gap


and their disruptive presentations
Instrumental Music").

"A Dialogic Classical


is not merely
Kant, however,
inciting us to burn our metaphorical
toward the actualization
of freedom must
braziers; the process of moving
"a public can only achieve
be tempered by legislative procedures:
(see subsection

slowly. A revolution may well put an end to autocratic


enlightenment
to
and
but it will
rapacious or power-seeking
oppression,
despotism
never produce a true reform in ways of thinking.
Instead, new prejudices,
as
a
ones
serve
like the
leash to control the great
they replaced, will
in the essay, we are not
mass."
As
he
later
unthinking
distinguishes
living
where

in an age of enlightenment,76
associates
and dogma?Kant
but one could expand it to the

in an enlightened
age, but rather
to authority
ritualistic adherence

this primarily with religious doctrine,


ancient r?gime in general?must
coexist with the use of reason.
existence of faith and reason would seem
This simultaneous
indicative
would

of an insurmountable

be the sudden

to be

historical

transformative

antagonism whose only solution


act of revolution?that
which Kant

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already
rest of his philosophical

project in that it posits two positions


separated by
a gap rather than an all-encompassing
theoretical
totality fully available to
to the political policy of Frederick the Great,
the understanding.
Alluding
Kant argues that in order to become free: "Argue as much as you like and
is that in our public
this means
you like, but obeyl" What
as a place where as people
Kant defines, rather confusingly,
"use of man's
of learning we address "the entire reading public"?the
reason must always be free, and it alone can bring about enlightenment
about whatever
roles?which

as a "particular civil
in our private roles?defined
among men." Whereas
or
is
with
which
entrusted"
?"it
office
is, of course,
[an individual]
post
to argue in such cases; obedience
is imperative."
So,
impermissible
on the one hand we are

like dialogically oriented Classical music,


to align ourselves
to the given of conventional
we are to engage in critique of those roles.
rather

roles, whilst

on the other

as can be seen from his formulation


is paradoxical,
in
of the categorical
of a discussion
imperative
in Thinking?"
is Orientation
(1786):

Kant's

assertion

of it in the context
"What

if reason will not subject itself to the law it gives itself, it will have to
bow under the yoke of the law which others impose upon it, for without
any

law whatsoever

nothing,

not

even

the

greatest

can

nonsense,

play

its

hand for very long. Thus, the inevitable consequence of declared lawless
ness in thinking (an emancipation
from restrictions of reason) is that
to
is
think
freedom
finally lost.
The

idea that freedom


tiate its own antithesis

is no freedom

unless

it is forced endlessly

to nego

the law) gains socio-psychological


(for example,
the
prophetic?for
validity from the fact that it proved to be historically
laws created by the initial acts of the
eradication of already-existing
to a
left the political terrain vulnerable
French Revolution
ultimately
in the form of the Terror.
return of the repressed of unfreedom
(Similarly
I asserted that
the Viennese
under the subsection
Classics,"
"Positioning
a historically oriented paradigm to ground it, Classical music
without
to being oppressively
would merely be left vulnerable
grounded by some
though, is not merely
sociological.
paradigm.) Kant's argument,
"Kant does not ground reason in actual
As Onara O' Neill has written,
or in agreement
consensus
he
and standards of any historical community;
other

the possibility of
that preclude
it in the repudiation of principles
we might
interaction and communication."
Philosophically,
open-ended
illuminate the truth of the Kantian paradox of freedom by recasting it
grounds

(somewhat

provocatively)

in the characteristically

Hegelian

negation

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of

back to the values of restless waiting


that I had
in
section
the
of
this
essay.
opening
espoused
is that which resists dogma and conceptual
If freedom
ossification,
then freedom cannot define itself as always resistant to such laws, since
link the discussion

freedom would then have become a dogma (a dogma of antidogma),


and
at worse it would have reduced its purported critical function to a mean
ingless injunction
("always resist dogma"), the mere recognition of which
being the justification that something
is happening. To resist the rhetorical

politically

and philosophically
valid
of its own lawlessness as if

stylization
a universally valid law, freedom must therefore incorporate law
to it) back into itself, thus
that had initially been Other
(the negative
is open-ended,
the initial negation.
Freedom
but it can only
negating
it were

so by being open to the possibility that in order to move


itmust
on
is for this
static
invariants.
it
be
skewered
(For example,
simultaneously
reason
in the opening section of this essay that I defined waiting,
very
remain

which

to be associated

with stillness, precisely with its opposite,


in
the
process of the negation being negated, both the
restlessness.)
initial term and the reincorporated negative undergo transformation.
In the first stage of a complex
reading of Kant's essay, Zizek argues
tends

But

that it is in fact exactly this taking on of the law that allows us to view
it as something
other to us that we can then distance ourselves
from.
of given empirical,
(Kant) customs and
"acceptance
'pathological'
remnant?a
remnant of the
rules is not some kind of pre-Enlightened
traditional authoritarian
attitude," which Zizek associates with the

This

this paradoxical
essentially Baroque universe. Rather,
taking on of the
law for the purposes of freedom, radically reconfigures
the authority of
as nonsensical
law itself, which
"is never experienced
and
Baroque
on the contrary
law is always illumi
unfounded;
[pre-Enlightenment]
It is "through this
power of fascination."
by the charismatic
customs
of
and
the
rules
of
social
acceptance
life, in their nonsensical
is Law,' [that]
of
the
fact
that Taw
given character,
through acceptance
we are internally freed from its constraints?the
way is open for free
nated

reflection." As a result, laws take on a "given, non-founded


in our experience
of them that "entails in itself a kind of dis
tance from them."81 Instead of being full, laws become ghost-like, Other
to what we would
imagine them to be, whilst still remaining absolutely
theoretical

character"

to the structure that opens up the possibility of freedom.


the
also be said to become
Similarly
political
subject might
ghost-like,
since in order to keep the possibility of her freedom open, she too has
to what she would
had to become Other
imagine herself in her freedom
to be: she has to become
the subject of the Law.

necessary

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in Kant's

proceeds
analysis
is in effect
the "pathological"
aspect of social customs
character
truth-less, non-sensical
possible by the "traumatic,

word,

only made
of the internal, moral

that "we can free ourselves


law itself;
of external
and achieve
the maturity
proper to the autonomous
to the 'irrational' compulsion
subject precisely by submitting

social constraints

enlightened
of the categorical
the internalized
"moral Law is
imperative." Thus,
as a motivating
in so far as it is its form itself which functions
obscene
force driving us to obey its command?that
is, in so far as we obey
moral

Law because

reasons."

of a set of positive
sees in Kant's moral
Zizek ultimately
that binds us to ideology.

it is law and not because

For these

reasons,
structure
the
very
philosophy
is a compellingly
Zizek's argument

like
disturbing one, but I would
its progress at the point at which
the law and the political
of the negation
of the negation,
both become
subject, at the moment
we can start
are
since
and
them
transparent
ghost-like,
ghosts
through
to arrest

to the form itself


to see something
addiction
other than the meaningless
commitment
of ideological
that is Zizek's vision. I would also like to
turn back to the ending of Haydn's
string quartet.
If, as I have argued, critical freedom can only be salvaged from
rhetorical stylization by taking on its other, the negative of the law, then
in Classical music,
it follows that the positive restlessness of dialogue
are disturbed
into restlessness by the
the givens of conventions
whereby
of freedom, only resists becoming
critical movement
similarly stylized by
in their accepted form and precisely at the
the imposition of conventions
been achieved. As in Kant's
point where resolution has not necessarily
the dialogic processes of the quartet can argue as much as they
argument,
like and about whatever
they must obey; not
they like, but eventually
is right, but since without
that act of knowingly
because
the convention
(in this case before the law of closure) those dia
genuflection
not
will
be
able to preserve a "distance from the external
logic processes
that keep the possibility
'machine' of social customs"
and conventions
at the
in effect. The seeming stasis of reconciliation
of authentic dialogue

meaningless

of an underlying
end of Haydn's quartet is thus no ideological masking
of restlessness
remaining
restlessness, but rather the very precondition
into mere gestural simulation.
and not descending
authentic
a result of this paradoxical move,
the finale of Haydn's
op. 33,
takes on a certain
law in Kant's formulation,
transparent ghost-like
quality, which might help us to review Tovey's
As

no. 5, like the distanced

correct. More
of inadequacy as inadvertently
importantly,
we
are
to see some
able
I
this
that
argue
transparency
through
though,
to
an
of
Derrida's
appropriation
phrase "democracy
thing that, through
judgment

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Derrida,
come,"
"democracy
"dialogue
as in the historical
not denote
continuation
of
the future of democracy,
an idea that we are already in agreement
it is "an idea of
about. Rather
democracy
have been

that there
with respect to which all of the determinations
and French
the American
of it since the Enlightenment,

have all been inadequate."


different types of democracy
Revolutions,
not just as a regulating
ideal
As a result, it "always remains inaccessible,
it is structured
like a promise and like a relation to alter
but also because
it never possesses
the identifiable
form of the presence or of
ity, because
to translate Derrida down
to self."
It is always dangerous
the presence
we might productively
into a reduction. However,
work here with the
at all in
to come has very little to do with democracy
idea that democracy
any form that can be presented
through finite analysis: "What's import
ant in 'democracy to come' is not 'democracy,' but 'to come.'" And what
"to come" points to is not the future, per se, but rather the very possibility
to the emergence
of something Other
than what exists now:
of openness
'"To come' means

'future,' not the present future, which would be


tomorrow"?not
that we now imagine
present and presentable
something
"It means
the space opened for the other and
and then tangibly actualize.
; the Other of a democracy
term
lations of that
might bear no relation.

to which

to come"

others

present

formu

to come," the very term "democracy"


is
in
and
the
face
of
the
transparent
already becoming
ghost-like
impossible
to replace that
it is but a small move
promise of an Other
democracy,
term with "dialogue," which would
its
then also start to fade.
Through
Since

in "democracy

act of preemptive,
mechanical
closure it is with
meaningless,
paradoxical
"a space
this "dialogue to come," that Haydn's
with
ends,
quartet
as
to
is
come."
It
and
others
for
the
other
if, having secured the
opened
own
its
in the
continuance
of
the
and openness
(for
moment)
possibility
for itself?the
keep it endlessly waiting
turns toward us, us who the quartet could never have
known, and throws this promise toward the darkness of an unknowable
in human history, it
future where we now are. At this appalling moment
is to our utmost disgrace if we think we no longer need to make
the law
so
can
we
is over and
that "to come"
think the waiting
be, if
transparent
which

present?that
quartet then

that restlessness

would

can now

lie down

to rest, if...

Notes
James Currie

is an Assistant

Professor

in the Department

Columbia

University,

where

he

held

a postdoctoral

position

at the University

of Music

Buffalo (SUNY), having previously taught at Loyola University

(New Orleans) and

in The

Society

of Fellows

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All use subject to JSTOR Terms and Conditions

at

and politics
history,
philosophy,
s Understanding
No-Music:
Music

just completed
the Politics of Negations.

and

entitled

is also

He

as a

active

artist.

performance
1.

a manuscript

and he has

Interviews,

"Politics

Derrida,

Jacques

ed.,

1971-2001,

and

in Negotiations:
and
Interventions
introduction
Rottenberg
by Elizabeth

Friendship,"
an
and with

trans,

(Stanford, CA: Stanford University Press, 2002), 179.


2.

"The

James Webster,

'First Viennese

s 'Farewell

Symphony

and Romanticism
Enlightenment
and the Delayed
Nineteenth
Century,"
"The Concept
of Beethoven's
'Early'

Modernism'

and

Period?"

"Between

47-60;

Music
25 (2002):
Nineteenth-Century
in the context
Period
of Periodizations
Haydn

as Music-Historical

Century

Eighteenth
1 (2004):

Music

Eighteenth-Century
in Music
History:

108-26;

in General,"

Forum

Beethoven

the Idea of Classical

3-27;

(1994):

and

Through-Composition

Style:

Cyclic Integration inHis InstrumentalMusic (Cambridge, United Kingdom: Cambridge


Press,

University
"Classical,"

335-66.

1991),

in New

Grove

titles
include Daniel
important
Music
ed. Stanley
and
Musicians,
of

Other

Dictionary

2001), 5: 924-29; Eugene K. Wolf,

(New York: Macmillan,

of Eighteenth-Century

Historiography

2nd

Sadie,

ed.

"On the History and

on Dahlhaus's

Reflections

Music:

Heartz,

des

Die Musik

18. Jahrhunderts,''Journal ofMusicobgical Research 10 (1991): 239-55; Carl Dahlhaus,


"Das

18. Jahrhundert
ed. Carl

Jahrhunderts,

in Die Musik
als musikgeschichtliche
Epoche,"
Neues
der Musikwissenschaft,
Handbuch

Laaber,
Germany:
as a Music-Historical

(Laaber,
Century

Finscher,

Ludwig

I have

2002).

4.

vol.

trans.

English

Ernest

vol.

Harriss:

"The

and
the political,
philosophical,
The Restlessness
of the Negative,

social

(Minneapolis
on the ethical

and London:
and

Current

political

import

Musicology

74

Jason

of Minnesota

University
of
(Fall

of

values

trans.

Hegel:

the Puppet?"

Eighteenth

Press,
for

irresolution
5-45.

2002):

as Music-Historical
58. Webster
Period?"
Century
Eighteenth
works
of Haydn's
for an understanding
the import of the sublime
in
Late
and
the
Musical
Vocal
Sublime,"
Music,
Haydn
Haydn's

"The

Webster,

has

18.

26 (1986):
1-6;
Symposium
College Music
in Geschichte
und Gegenwart:
Allgemeine
5 (PUPL),
cols. 236-38.

on

Nancy,

elaborated
in "Better

musicology

ed.,

elaboration

see Jean-Luc
and Steven Miller

restlessness,
Smith

Epoch,"
Die Musik

2nd

For a remarkable

3.

1-8;

1985),

"Klassik,"

der Musik,

Enzyklop?die

des

Dahlhaus,

on

elaborated

in "The Creation,
and His World,

Sisman

ed. Elaine

(Princeton,

NJ:

Princeton

Press,

University

1997),

57-102.
is Enlightenment?"
5.
The
"What
question
Other
of an essay competition.
contemporary
Gotthold
cinct
United

6.

and the
Lessing
on Kant's
essay,

Ephraim
commentary
Kingdom:

Cambridge

was

by

respondents
Moses
Philosopher

Jewish
see Dorinda

University

posed

Outram,

Press,

1995),

the newspaper
included

The

as the

topic

the dramatist

Mendelssohn.

For a suc

Enlightenment

(Cambridge,

1-3.

Theodor W. Adorno, Beethoven: The Philosophy ofMusic (Stanford, CA: Stanford

University
7.

Adorno,

8.

G. W.

University

Press,

1998),

Minima
F Hegel,
Press,

xi.

Moralia

(New

Phenomenology
18-19.
1977),

York:

Verso,

of Spirit,

1978),

trans. A.

49.
V. Miller

(New

York: Oxford

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All use subject to JSTOR Terms and Conditions

Slavoj

1989),

Object of Ideology

10.

Zizek, The SublimeObject of Ideology, 111.

11.

Fredric

The

Jameson,

Political

Unconscious:

as a Socially

Narrative

Act

Symbolic

(Ithaca, NY: Cornell University Press, 1981), 79.


12.

Triste

L?vi-Strauss,

trans.

tropiques,

John Russell

York:

(New

Atheneum,

1971),

179.
13.
14.

The

Jameson,
As

Political

more

"how much

writes,

Jameson

faced
Gesellschaft,
with
the corrosive

with

79.

Unconscious,

the great

must

true

it be

for the citizen

of the modern

of the revolutionary
and
options
period,
and tradition-annihilating
effects
of the spread of money
and market
cast of collective
with
the changing
characters
which
the bourgeoisie,
economy,
oppose
now to an embattled
now
to an urban proletariat,
with
the great fantasms
aristocracy,
of the various

nationalisms,

different

kind,

with

of the

industrial

the

forces

city
of communism

onset

of that

great

constitutional

now

themselves

and

and homogenization
its 'masses,'
the sudden

and

followed

fascism,

ideological

15.

16.
17.
and

Berthold

Minima

advent

Hoeckner,

19.

For example,

global

the Philosophy
of History,"
(New York: Schoken
Books,

the Absolute:
Programming
(Princeton,
of theMoment
NJ:

Hoeckner,

18.

and

superstates

the

Jameson,

village?"

in Illuminations,

ed.

256-57.

1968),

50.

Moralia,

the Hermeneutics

of the

of our

tension

the final

Arendt,

Adorno,

the

no
and communism,
which,
capitalism
at the dawn of modern
seethed
times,

that which,

on
"Theses
Benjamin,
trans. Harry
Zohn

Walter

by

between

rivalry

less passionate
and obsessive
than
wars
the
of
marks
through
religion,
The Political Unconsious,
79-80.

Hannah

of a rather
'subjects of history'
constriction
and psychic
of the rise
of the great transnational
appearance

virtual

social

see James

J. Johnson,

German

Music

Press,

2002),

3.

23.

the Absolute,

Programming

Nineteenth-Century
Princeton
University

"Musical

Experience

and

of a

the Formation

French Musical Public," Journal ofModern History 64, no. 2 (1992): 191-226.
20.

Charles

Historical
21.

Batteux,

22.

Carl

Kingdom:

Les Beaux-arts

Batteux,

Reader

I, ed. Edward

Les Beaux-arts,

Cambridge

(New

Press,

23.

Dahlhaus,

Esthetics

of Music,

17.

24.

Dahlhaus,

Esthetics

of Music,

17.

25.

Michael

Friedrich

trans. M.
27.

Blume,

D. Herter

Blume,

principe,

Pendragon

in Music
Press,

Aesthetics:

The Meaning

Renaissance

Norton

Renaissance

264.

1986),

1983),

Austin

(Cambridge,

United

20.

of the Salzburg

Festival:

Austria

as Theater

(Ithaca, NY: Cornell University Press, 1990), 3.

Ideology, 1890-1938
26.

York:

trans. William

of Music,

University

P. Steinberg,

? un m?me

264.

Esthetics

Dahlhaus,

r?duits

Lippman

(New

and Baroque Music:


York: W. W. Norton

and Baroque

Music,

A Comprehensive
and Company,

Survey,
1967),

105.

113.

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All use subject to JSTOR Terms and Conditions

and

1980), 9.
29.

Harold

Powers,

Text

Music:

Mozart's

"Reading

and Topic,

and Sense,"

Syntax

Current Musicobgy 57 (1995): 29.


Jamieson Allanbrook, Rhythmic Gesture inMozart: Le Nozze di Figaro and

30. Wye
Don

Giovanni

31.

Lydia

soon

"[t]he

to the view

enough
It also

dent.

writes:

Goehr

of Chicago

University

(Chicago:

it." The

embodied

Museum

Imaginary

carried

did more

music

instrumental

3.

1984),

that music

suggestion

that

Press,

transcendent

led
meaning
to the transcen
point
in the
An Essay
Works:
than

of Musical

Philosophy ofMusic (Oxford, United Kingdom: Clarendon Press, 1992), 154.


32.

in David

Cited
Poet

The

and

Kingdom:

Cambridge

For an

33.

aesthetic

ed., E. T. A.

Charlton,

the Composer,

Hoffmann's
trans. Martyn
Criticism,
96.
Press,
1989),

Music

University

Ian Bent,

in Music

Theory

United

(Cambridge,

in nineteenth-century

thought
A Hermeneutics

in the Age

Kreisleriana,

Writings:

Clark

role of Platonic

"Plato-Beethoven:

Music?"

Nineteenth-Century

of the

discussion

interesting
see

debates,

Musical

for
Ian Bent

ed.

of Romanticism,

(Cambridge, United Kingdom: Cambridge University Press, 1996), 105-24.


Friedrich

34.

The

Nietzsche,

Birth

trans. Walter

of Tragedy,

Kaufmann

(New

York:

Vintage Books, 1967), 55.


35.

lack of

instrumental

writes
180. Goehr
that
Birth of Tragedy,
content
it possible
for
made
literary or visual
to actually
status of a medium
and
embody
in The

of Wagner,

concrete,
intermediary,
to rise above
music
the

a higher

become

Case

The

Nietzsche,

"[t]he

truth." The

Imaginary

154.

Museum,

John Neubauer, The Emancipation ofMusic from Language (Chicago: Chicago

36.

Press,

University

2.

1989),

is the "result of an action"


"effect"
452),
(Chambers
English Dictionary,
Usually,
the effect.
of something
that could create
the presence
the "action"
implies
is more
in its Romantic
"Effective"
akin to the present-day
sense,
spectacle
though,
seems
to
cause
remain
unknown.
cinematic
where
the
effects,
Jean-Jacques
special

37.

where

seems

duced

writes

for example,

Rousseau,

that

is "effective"

something

to the means

superior

in creating

employed

"when

the

sensation

it" (Dictionnaire

of

pro

de Musique

[Paris: 1768], 191).


E. T. A.

38.
Musical
39.

Writings,

one

of

them

pressed
existence.

whelming
are just able
Every
Poetry

Music,"

in E.T.A.

Hoffmann

98.

if I cried

"Who,

Instrumental

"Beethoven's

Hoffmann,

out, would
me

to endure,

suddenly

hear me

among

against

his heart:

the angels' hierarchies?


I would
be consumed

and

even

we still
is nothing
of terror, which
but the beginning
us.
are so awed because
to annihilate
it serenely
disdains
in
The
Selected
first
Duino
Maria
Rilke,
(Rainer
elegy,
Elegies,

For beauty
and we

is terrifying"
angel
Rainer
Maria
Rilke,
of

ed.

and

trans.

and

the

Idea of Absolute

Stephen

Mitchell

[New York:

Vintage

Books, 1989], 150-01).


40.

Leo Treitler,

"Mozart

and After:

"Mozart
The

if

in that over

Revolution

in Musical

Music,"

Consciousness,"

185; Marshall
Critical

Brown,

Inquiry

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All use subject to JSTOR Terms and Conditions

Meaning
41.

United

(Cambridge,

Webster,

Kingdom:

Late Vocal

"Haydn's

Cambridge

Press,

University

1999).

97.

Music,"

in Deutschland
im achtzehnten
?ber die Ausbildung
der Tonkunst
"Bemerkung
trans. Susan
in 1801 in the Allgemeine
musikalische
serialized
Jahrhundert,"
Zeitung,
on the Development
as "Remarks
in Germany
in the
of the Art of Music
Gillespie
42.

43.

in Haydn

Century,"

Eighteenth

and His World,

"A Millennial

Allanbrook,

Mozart?"

357-58.

Mozart

of America

Society

3, no.

Newsletter

(1999): 4.
see Rose

For example,
Last Three

44.

Mozart's
Music

(Minneapolis,

45.

J. McGann,

Jerome

of Chicago

University

Press,

Variations:

of Minneapolis

Romantic

The

of a Critical

"Evidence

Subotnik,
Rosengard
in Developing

Symphonies,"
MN: University

Ideology:

Press,

A Critical

Outram,

in the First Movements

of Mozatt's

(Chicago:

Investigation

1.

1983),

15. For the information


in
The Enlightenment,
in
the
and
I
nineteenth
centuries,
dialogue
eighteenth
early
extensive
Simon
and penetrating
work on the subject:
Keefe's
in the Age of Enlightenment
Dramatic
NY:
(Rochester,
Dialogue
46.

inWestern

Ideology
98-111.

1991),

in

Worldview

and

Style

Viennese

Piano

section

this

concerning
to
indebted
thoroughly
Piano Concertos:
Mozart's

am

2001);

Boydell,

Concertos"

(PhD

diss.,

"Dialogue
Columbia

on the Late Eighteenth-Century


"Koch's Commentary
Concerto:
Music
and Solo/Orchestra
and Letters
Relations,"
79, no. 3 (1998):
in Mozart's
"Dramatic
Viennese
Piano Concertos:
A Study of
368-85;
Dialogue
in Three
First Movements,"
and
Musical
83, no. 2
Competition
Cooperation
Quarterly
no.
Drama:
and
Music
(Summet
1999):
169-204;
102,"
Haydn's
"Dialogue
Symphony
1997);

University

Drama,

Dialogue,

47.

11, no.

Forum

Research

The

Habermas,

Category

of Bourgeois

1 (1996):

Structural

1-21.

Transformation
trans. T. Burger

Society,

of the Public
(Cambridge,

into a

Sphere: An Enquiry
MA: Massachusetts

Institute

of Technology Press, 1989).


See

48.

in the First Movements


"Dialogue
remarks on
28; and also the various

and

Haydn
Kingdom:
49.

As

David

The

Late

Symphonies

and

Viennese

Piano

in David

their Audience

P. Schroeder,
(Oxford,

United

1990).

could be more
than to be
remarked,
"Nothing
unphilosophical
on any subject."
the
Morals
Enquiry Concerning
Principle
of
in Keefe,
in the First Movements
of Mozart's
209; cited
"Dialogue

Hume

1751),

(London,
Viennese

51.

the Enlightenment:
Clarendon
Press,

conversation

or dogmatic

positive

50.

of Mozart's

Keefe,

Concertos,"

Piano

92n59.

Concertos,"

Keefe,

"Dialogue

Baron

von

Knigge,

in the First Movements


Ueber

den Umgang

of Mozart's
mit Menschen,

Viennese
trans.

Piano
P. Will,

81.

Concertos,"
Practical

Philosophy of Social Life or theArt of Conversing with Men (London, 1799), 20; cited in
Keefe,

"Dialogue

in the First Movements

of Mozart's

Viennese

Piano

Concertos,"

63nll9.
52.
"four

To

take but

one

example,

Goethe

among
intelligent
conversing
people
the First Movements
of Mozart's
Viennese

remarked
that in the quartet we
famously
in Keefe,
themselves."
Cited
"Dialogue
Piano Concertos,"
41.

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All use subject to JSTOR Terms and Conditions

hear
in

53.

there

fact,

tradition

with

originating

Liszt

of associating

this

with

the Furies. This


has been
upon by Owen
taming
interpretation
expanded
Orpheus
in
in
first
"Beethoven's
Music
8 (1984):
Hades,'"
Jander,
Nineteenth-Century
'Orpheus
on the Andante
A Ten-Year
Con
and later in "Orpheus Revisited:
195-212,
Retrospect

Moto

of Beethoven's
1995):

(Summer

Joseph
a Beethoven

Concerto,"

in Eighteenth-Century

Confrontations

19, no.

Music

Nineteenth-Century
also covered
this

has

39

Representations

in "Representing

issue

(1992).

"When God met the Sinner, and Other Dramatic

See Richard Will,

54.

Concerto,"

Kerman

on

Notes

Relationship:

Piano

Fourth
31-49.

Instrumental

Music

Music,"

78, no.

and Letters

(1997): 175-209; Hans Mersmann, "Ein Programmtrio Karl Philipp Emanuel Bachs,"
Bach-Jahrbuch 14 (1917): 137-70.
55.

Schroeder's

between

work

the Enlightenment);
Koch
and Anton

Keefe

on

as a means
of examining
the relationship
to Haydn's
"London"
(Haydn and
symphonies
on dialogue
and the concerto
by Heinrich

such

ideas

in relation

surveys
as well

Reicha

to theorize

in order

and Diderot

draws

and work

audience

writings
as theories
the

study

of the

Concertant"

"Quatuor

between

see Barbara

vein,

R. Hanning,

instrumen

and

1971]); in a

Latter Half of the Eighteenth Century" [PhD diss., Stanford University,


similar

Goethe,

dialogue
by Lessing,
instruments
and

in Mozart's
Viennese
orchestra,
a number
of areas of import
Levy has identified
in Paris in the
Concertant
("The Quatuor

tal groups, particularly


those between
concertos
(see note
50); Janet M.
piano
in her

of dramatic

relationships
the soloist

and Musical

"Conversation

in the Late

Style

Eighteenth-Century Parisian Salon," Eighteenth-Century Studies 22 (1988/89): 512-28;


Mara

Parker

has

different

examined

conversational

in the

models

from

quartet

string

1750 to 1797 (The StringQuartet, 1750-1797: Four Types ofMusical Conversation


[Aldershot, United Kingdom: Ashgate, 2002]); Nicole Schwindt-Gross uses discourse to
determine

the

of a process

logic

of

thematic

und Diskurs:

(Drama

working

Zur Beziehung

zwischen Satztechnik und motivischen Prozess am Beispiel der durchbrochenenArbeit in den


Laaber,
1989]; and similarly,
[Laaber, Germany:
to
and thematic
between
process
relationship
dialogue
inWien
and "concertant"
between
(Das Streichduett
dialogue

und Haydns

Mozarts
Streichquartetten
uses
Ulrich
Mazurowicz
understand

the

the difference

von 1760 bis zum Tode JosephHaydns [Tutzing,Germany: Hans Schneider,


56.

The

ence

and

Schroeder,

use of dialogue
as a means
of discussing
in Keefe,
is also to be found
the music
Haydn

and

the Enlightenment,

the

relationship
"Mozart's Viennese
terms

in rhetorical

and

1982]).

between

the audi

Piano

Concertos,"

in Mark

Evan

Bonds,

Wordless Rhetoric:Musical Form and theMetaphor of theOration (Cambridge, MA:


Harvard

University

Press,

1991).

account
of
For a splendid
57.
as constructed
in contemporary
Listening

in the German

"Mechanical"

by
appropriated
to their idealistic

was

picture

century

Attention,

listener's

sources,

Wonder

of music

and pieces

see Matthew

Riley's

and Astonishment

Musical

(Aldershot,

2004).

a seventeenth

the Romantics

between

relationships

eighteenth

Enlightenment:

United Kindgom: Ashgate,


58.

the

and

and

eighteenth
into
transformed

of art. See M.

H. Abrams,

critical
century
a term of abuse,
The Mirror

and

term

that was

a binary opposite
the Lamp: Romantic

Theory and theCritical Tradition (New York: Oxford University Press, 1971), 159-67.
can be said [of
more
wrote
senseless
of Shakespeare
For example,
Novalis
that, "nothing
sense of the
mechanical
of art in that confined,
than that they are works
his works]
of how
discussion
in Abrams,
and the Lamp, 213). A fascinating
The Mirror
word"
(cited

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All use subject to JSTOR Terms and Conditions

be

in John Tresch's

found

of Communication"

History
59.

(PhD

Chambers

"Moral,"

60.

changed
during
"Mechanical

Andrew

English

early
and Baudelaire

of Cambridge,

diss., University

in the

2001).

930.

Dictionary,
to German

Introduction

Bowie,

Poe

Romanticism:

to Habermas

From Kant

Philosophy:

(Cambridge, United Kindgom: Polity Press, 2003), 63.


61.

Evan Bonds,
Laurence
titles
include Mark
and the
Sterne,
Important
"Haydn,
no.
American
of
Musical
1 (1991):
the
Journal
44,
of
Origins
Irony,"
Society
Musicological
in
Howard
and Laurence
Sterne:
Similarities
57-91;
"Haydn
Irving,

634-46;

Wit,"

and Romantic

"Beethoven

"Schumann's

John Daverio,

Arabesque,"

Current Musicology
40 (1985):
34-49;
56 (1970):
Irony," Musical
Quarterly
'Im Legendenton'
and Friedrich
Schlegel's
150-63.
11, no. 2 (Fall 1987):

and Musical

Literary

Eighteenth-Century
Rey M. Longyear,

Music

Nineteenth-Century

or an
the late eighteenth
the idea that something
mechanical,
century,
During
as being
was considered
could also be perceived
imbued with human
presence
rather than a rationally
insurmountable
contradiction.
See, for
quite
acceptable,
on
M.
the
Mechanical
Encrusted
example,
Janet
Levy,
'"Something
Living': A Source
62.

artifact,

Wit

of Musical
ed. Wye

in Eighteenthand Nineteenth-Century
Music,
P. Mahrt
NY:
Levy, and William
(Stuyvesant,
Annette
"Automatic
Genius:
Mozart
and
Richards,
and Letters 80, no. 3 (1999):
366-89;
Abbate,
Carolyn
of the American
Musicological
Society 52, no. 3 (Fall

in Convention

and Humor,"

Janet M.

Jamie Allanbrook,

Press,
225-56;
1992):
Pendragon
the Mechanical
Music
Sublime,"
"Outside
1999):
63.

Ravel's

Journal

Tomb,"

475-82.

esp.
Terry

Literary

Eagleton,

An

Theory:

Introduction

United

(Oxford,

Basil

Kingdom:

Blackwell, 1983), 64.


at the top of a chord other
Edwards
has noted
that the use of a pitch
George
root is frequently
at
movements
in Haydn's
the
of
end
late quartets
employed
a sense of closure
of undermining
("The Nonsense
(opp. 74, 76, and 77) as a means

than

64.

the

of

an Ending: Closure inHaydn's String Quartets," Musical Quarterly 75 [1991]: 240).


65.

Donald

and Other
66.
part

Francis

Essays

A comparison
of a set whose

Sisman

Tovey,
"Haydn's Chamber
York: Oxford
University

can

be made

composition
"its Tempo

has written,
as quotidian

be dismissed

movement
previous
in Haydn's
oeuvre;
sonata.
drives

That
home

sonata:
67.
classic

came

The

following

Haydn
See

43.

Symphony

argument

of Music

Sonata,

Hob.

XVI:

30,

in 1776. As

distributed

with

it concludes

the first

structural

final

cadence

in the

in the variations
by six such final cadences
acts as a kind of reiterated
the finale
cadential

1993),

and Crisis:
study, Critique
MA:
Massachusetts
(Cambridge,

A-Major
that was

Stream

51.

followed

emphatically:
as a whole."

Press,
University
s "Farewell"
Haydn

provides

1979),

six easy variations


might
easily
a sonata
not a single
in which
the first and only such fully linked cycle

finale
Yet

cadence,

theme

is then

theme

Haydn's
in 1774 and

unserious.

the

Press,

with

began
di Menuet

to a final

indeed,

the point
sonata

for the

pattern
Harvard

the

and

here

in The Main

Music,"

(New

and

and
also

the Classical

Variation

James Webster's

the Idea of Classical

(Cambridge,
of

interpretation
Style,

MA:
this

288-94

has

been
influenced
Koselleck's
strongly
by Reinhart
and the Pathogenesis
Enlightenment
of Modern
Society
Institute
of Technology
Press,
1988).

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All use subject to JSTOR Terms and Conditions

68.

Kosselleck,

Critique

and Crisis,

19.

69.

Kosselleck,

Critique

and Crisis,

35.

70.

Kosselleck,

Critique

and Crisis,

55.

71.

Kosselleck,

Critique

and Crisis,

63.

to the Question:
"An Answer
72.
Kant,
an
2nd
ed., ed. with
Writings,
enlarged

H. B. Nisbet

is Enlightenment?'"

'What

and notes

introduction

in Kant:

by Hans

Reiss,

Kant,

"An Answer

to the Question:

'What

is Enlightenment?'"

54.

74.

Kant,

"An Answer

to the Question:

'What

is Enlightenment?'"

54-55.

75.

Kant,

"An Answer

to the Question:

'What

is Enlightenment?'"

55.

76.

Kant,

"An Answer

to the Question:

'What

is Enlightenment?'"

58.

77.

Kant,

"An Answer

to the Question:

'What

is Enlightenment?'"

55.

78.

Kant,

"An Answer

to the Question:

'What

is Enlightenment?'"

56.

79.

Cited

in Onara
in The

O'Neill,

O'Neill,

"Enlightenment
and its Shadows,

Enlightenment

(London: Routledge,
80.

trans.

(Cambridge, United Kingdom: Cambridge University Press, 1991), 54.

73.

Reason,"

Political

as Autonomy:
ed. Peter

Hulme

Kant's

Vindication

and Ludmilla

of
Jordanov

1990), 193.
as Autonomy,"

"Enlightenment

194.

81.

Zizek, The SublimeObject of Ideology, 80.

82.

Zizek, The SublimeObject of Ideology, 81.

83.

Zizek, The SublimeObject of Ideology, 80-81.

84.

Derrida,

"Politics

and Friendship,"

179.

85.

Derrida,

"Politics

and

Friendship,"

180.

86.

Derrida,

"Politics

and Friendship,"

182.

is "not sacred.
I can, some
In fact, Derrida
that the term democracy
later
or
or
term.
not
situation
that
it's
allows
demands
The
the
another,
say, 'No,
day
right
we use another
term in other
For now,
it's the best term for me." Derrida,
sentences.'
states

87.

"Politics

and Friendship,"

181.

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