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COUNTERPOINT
The Polyphonic Vocal

Style of the Sixteenth

Century

The
Prentice-Hall Music Series

Douglas Moore, Editor

COUNTERPOINT
The Polyphonic Vocal

Style

of the Sixteenth Century

by

KNUD

JEPPESEN

Professor of Music,
University of Aarhus, Denmark

Translated, with an introduction, by

GLEN HAYDON
Professor of Music
University of North Carolina

ENGLEWOOD CLIFFS,

N.J.

PRENTICE-HALL, INC

Copyright, 1939, by

PRENTICE-HALL,
Englewood

Cliffs,

INC.
N. J.

No part of this book may be


reproduced in any form, by mimeograph or any
other means, without permission in writing from
All rights reserved.

the publishers.

The

original Danish edition was published by Wilhelm Hansen, Copenhagen, 1931


the German translation, by Breitkopf & Hartel, Leipzig, 1935.

Current printing
19

(last digit):

18

Printed in the United States of America

18360-C

In grateful

my

memory

of

distinguished teacher and friend

Carl Nielsen

INTRODUCTION
TO THE ENGLISH TRANSLATION
suggested by the
As the
polyphonic vocal

Dr. Jeppesen's Counterpoint

title,

nary textbook, because


theoretical

and

methodology.

it

style of the sixteenth century.

is

But

it is

a practical

between

rial

and

same time

at the

for the musicological seminar in

under consideration.

The

by

its

adherence to a definite

which

work

present

ventional treatise on counterpoint by


close

ordi-

and systematic

historical

manual designed

for classroom use in

teaching modal counterpoint, the logical successor of the old

academic counterpoint

no

on

maintains an unusually happy balance between

practical problems,
It

a textbook

is

its

style

it

or

problems are

style-critical

distinguished

is

strict

affords invaluable mate-

from the con-

freedom from arbitrary

rules

and

period as a standard of reference.

More and more, thoughtful musicians have come

to realize that

one can-

not teach counterpoint "in general" without inviting endless controversy


as to

what

is

permissible and

what

is

Hence

not.

a textbook based

upon

sound scholarly research in the music of a great period in the history of


the art brings

welcome

relief to the serious

but perplexed student and

teacher of counterpoint.

The following

suggestions

may

Although the book

be helpful.

is

gen-

erously supplied with musical examples, students should be required to

examine other works of the period


formance.
1

for purposes of
2

have found the Laudate Puen

collection of sixteenth cen-

See the translator's paper on "Music Research and Modal Counterpoint" in

the Music Educators' National Conference for 1934, pp. 217-222, in


at

comparison and per-

some

which

the Yearbook^ of

this point

is

discussed

length.

2 Laudate
Pueri: Sacred Music of the XVI th Century
being the first part of the Northlands
Singing Bool{, selected and edited by Donald F. Tovey (London: Augener Ltd., 1910).
Larger
libraries have the complete editions of the works of Palestrina by Hreitkopf und Hartel.
The follow.

Romanae, 6 vols., and


H. Rostagno & Giovanni d'Alessi, Quinta Vocalis Liturgica and Anthologia Sexta Vocalis Liturgica,
Editione Marcello Capra, No. 201-202, and Examples of Gregorian Chant and Worlds by Orlandus
Lassus and Giovanni Palestrina, compiled by Gustave Fredric Soderlund (Rochester, N. Y:. Eastman
ing editions are also recommended: Raph. Casimiri, Societatis Polyphonicae

J.

School of Music, University of Rochester, 1937).


vii

INTRODUCTION

Mil

tury vocal music, edited by

hands

two of

join

writing two-part motets using the motets of Lassus as

at

After the

models.

in this

Before beginning three-part writing, students should try

connection.
their

Donald Francis Tovey, very helpful

on imitation

exercises

first

The

these sections together.

in

two

parts,

have students

work

chief problems in this

are

the use of imitation, the treatment of the intermediate cadence so as to

avoid too pronounced a rhythmical break, and the construction of a strong


final

of

From

cadence.

modest dimensions

and pleased by such

efforts

an ample

a simple couplet or quatrain will afford

text.

course in

modal counterpoint

North Carolina.

the

first

in the sixteenth century style

Other

institutions introduce

And

studies in the graduate school.

may

justified

my

in the

what

to great

is

in-

in the second or even

others pursue such

still

enough

believe either

opinion the important point


first

program and, second,

of

that

all,

it

Opin-

that

characteristic of the period

musical compositions in

it

not

when

be introduced some-

style

and with respect

many

is

be taught so as to give the

dent some insight into the principles of musical


to

is

the University

on different grounds, of course.

be introduced but rather,

shall

where

strangely

at

vary as to the best time to introduce the study of counterpoint

in the curriculum, but in


it

it

year of the undergraduate course, while

one of these plans can be


ions

but they derive great benefits therefrom.

troduced in the third year of the curriculum in music


of

motet

Students are not only encouraged

but a step.

is

two from the Psalms or

verse or

The

this sort of exercise to the construction of a

stu-

both with respect

to

what

is

common

different periods.

Glen Haydon
Chapel

Hill,

North Carolina

PREFACE
book on the

My

which

style of Palestrina, in

investigated certain

polyphonic problems of the sixteenth century in

sively a historical study of style,

detail,

was exclu-

although the conclusions necessarily have

pedagogical importance because of the close relation of the subject to


In spite of the purely scientific character of the

contrapuntal theory.
treatise, therefore,

attempts have been

German

counterpoint at some
success.

believe,

however,

present time, a need

into consideration the

music.
this

more

am

to use

as a

it

textbook in

though probably with

little

concluding

that, at the

a textbook in counterpoint

which takes

justified in

recent research in the field of Palestrina's

This thought has given

me

the desire and courage to

work out

book.

have therefore based

felt for

is

made

universities,

my work

on the laws of the Palestrina

style,

an

idea which may seem strange to some. Of course I do not mean that
modern composers should make Palestrina's style of expression their own

for
I

am

that

that matter there seems to be

little

danger of

this.

Nevertheless

convinced, just as a whole series of theorists have been for centuries,

from the

style of Palestrina

we can

learn best

what has always been

the highest goal of the study of counterpoint.


It

is

recognized that musical theory has a retrospective as well as a

descriptive character.

out of whole cloth.


of
1

its

creation

The

Style of Palestrina

its

Nobody

First

has ever begun by manufacturing rules

came music

theory

be

itself;

deduced.

only later could the principles

Moreover

and the Dissonance, Oxford University

Press,

man edition was published by Breitkopf und Hartel, Leipzig, 1925.


2 The
contrary
that theory preceded practice
may at certain points

it

is

well

known,

1927; the original Ger-

in the history of music


seem more in agreement with the facts. For example, in the twelfth- and thirteenth-century art
of the motet (the so-called ars antiqua), the "Franconian" law, setting forth a prohibition against
dissonances upon accented portions of the measure, was formulated by the theorists some time
before it was carried out in actual practice.
Likewise, although the prohibition against parallel fifths
was proclaimed in the thirteenth century and was made more stringent by the theorists of the
ix

PREFACE

among

even

those only superficially acquainted with the music of various

epochs, that no one style has ever had a

peculiar fundamental problems

who

musician

first

deeide

of

all

aspects of musical

Usually each historical period or school concentrates upon

technique.

own

command

just

wishes to gain

what

who

study those composers

command

less

its

neglects the others.

of a particular technique

must

he wishes to acquire, so that he can accordingly

is

it

and more or

One wishing

mastered that technique.

to

acquire compact, forceful voice leading naturally would not go to Chopin;

nor would one study Obrecht for a refined, sensitive use of chromatic

harmony.
In counterpoint

the

art of preserving the

melodic independence of

the voices in a polyphonic, harmonically acceptable complex

only

two

periods are to be considered seriously: the culminations in polyphonic

Here we have

music characterized by the names of Palestrina and Bach.


a choice,

and here,

too, the

upon

divide.

extending far back into the sixteenth century based

series of theorists

their teaching

ways

Palestrina.

Cherubini, Albrechtsberger,

S.

Among them were Cerone, J.


W. Dehn, Heinrich Bellermann,

Rockstro, Prout, Kitson, Morris, Stohr, Schenker, and Roth.

J.

Fux,

Haller,

Another

group, which began with John Philip Kirnberger and included E. F.

Hugo Riemann, chose the art


Kurth, who has recently joined this

Richter, S. Jadassohn,
stylistic basis.

Ernst

and

clear, concise definition of the

of

Bach

as its

group, gives a

term counterpoint in the following words:

fourteenth, one cannot regard

it as having been fully observed until the appearance of the a capcomposers of the Palestrina period. Both prohibitions, however, present only apparent exeffects through whose operation theory and practice react upon one another.
Theorists
ceptions
discover in practical music a particular tendency, at first only slightly developed, and translate their
observations thereof into rules.
But, according to their professional custom, they formulate these
rules in an all too categorical and inelastic manner.
Later, young composers who wish to gain

pella

practical

knowledge study the writings

can exert an influence out of

all

of the

proportion

theorists.

rule,

once

it

is

formulated on paper,

importance previously attributed to it can,


becomes dangerous. Out of respect for what is

to the

an almost magic power. It


written down, composers strive, perhaps half consciously, to bring their practice into the nearest
possible accord with the inscribed rules.
And thus the influence of theory reacts upon practice. A
In Denmark, for
similar chain of reactions is to be found in the history of the Nordic languages.
example, at the beginning of the past century, pronunciations were common that varied more
widely from the older ones than do those of current Danish speech a fact that might suggest a
somewhat peculiar development curve. But here, too, the explanation is to be found in the influence that the written word exerts upon practice.
At the beginning of the nineteenth century,
Thus, the written language,
in Denmark, there was an unusually great increase of skill in reading.
which, in comparison to ordinary spoken language, is always rather unchanging and conservative,
indeed,

exercise

upon the latter, and caused it to revert to earlier pronunciations.


Grundlagen des linearen Kontrapim\ts. Bern, Haupt, 1917. Page 143.

exercised an influence
3

Ernst Kurth:

PREFACE
The

XI

essence of the theory of counterpoint

how two

is

or

more

lines

can unfold

simultaneously in the most unrestrained melodic development, not by means of the

chords but in spite of them.

Here Kurth

undeniably right; but from his hypothesis he finds the

is

than Bach's

style of Palestrina less usable

He

counterpoint.

The

writes of the former:

inner dissolution of the linear foundation

is

shown

termined by the harmonic element; the

lines adjust

motions

to undulations

effects, especially of

It

more

is

the
de-

themselves to the progression of

the chordal structure; the play of free melodic invention


like

weakening of
more and more

in the

Their melodic treatment

melodic independence of the voices.

teaching of

as a basis for the

is

reduced to gentler, wave-

and range; and the melodic


are absorbed by harmonic effects.

levelled in contour

the middle parts,

cannot be denied that in the Palestrina

style, especially in

homophonic

passages and cadences, melodic idioms occur that are clearly the result

harmonic considerations.

of

On

in Bach's.

the other

For

These, however, are only exceptions.

that matter, similar passages occur in every

hand

kind of

have found

style

and not

least

that, in Palestrina's style,

the vertical, harmonic requirements assume merely the exclusively consonant, full

harmony

has indicated,
disposition

is

of the chords, in

which modulatory

relations play

In Bach, however, certain chordal impulses, as Spitta

only a small part.


lie at

the base of the musical structure; a certain modulatory

present.

Bach's and Palestrina's points of departure are antipodal.


starts

ideally

harmonic background, against which the voices develop with a

bold independence that

One

is

often breath-taking.

should avoid comparisons between music and other

on the whole

are

so different in character

apt to prove quite pointless.

is

that

feel

it is

and material that

Nevertheless, one parallel

worth mentioning, a

parallel juxtaposing,

the mutual relations between the polyphonies of Bach

on the other (in the

field of art), the relations

of expression of the renaissance

by virtue of the

Ibid., p. 123.

grew

they

comparison

a
is

so striking

on the one hand,


visual

forms

In the sixteenth cen-

into a unified

artistically controlled relation

arts;

and Palestrina and,

between the

and the baroque.

tury there existed a polyphony that


lines

Palestrina

out from lines and arrives at chords; Bach's music grows out of an

whole from single

governing them; and

PREFACE

Xll

in the

held of the plastie arts there existed the art of the renaissance, swayed

by a similar relation.

With

reference to this art, Heinrich Wolfflin has

written in his Kunstgcschichtlichc Grundbegrif}e:


In this type ot classical

gardless of

how

arrangement the separate parts

closely they

may

he

bound up

in the

assert

not the aimless one of primitive art; each separate detail

is

an independence,

re-

The independence

whole.

is

conditioned by the whole

without, however, ceasing to be an entity.

In baroque painting, for example in

no longer

is

Certain broad principles of construction, such as that

multiplicity.

fecting the

Rembrandt and Rubens, the unity


with unity and works toward

a result; the artist begins

fall

The

details that lend interest or suspense

for a

moment

is

grow out

of the whole.

observer from experiencing

pose, assailed the beholder of the paintings of the early

ing has pre-existence;

Again

it is

Middle Ages and

The

unity in baroque paint-

the point of departure

and the foundation of

the listener to the motets of the ars antiqua.

What,

Not

many details, standopposition to one another, may prevent the


a sense of unity. This danger, we may sup-

there a danger that the presence of too

ing strangely and coldly in

the whole.

af-

of the light, underlie the composition of the paintings.

should like to quote Wolfflin:

then, the baroque brings that

is

new

is

not unity in general, but that basic

is more or less
submerged in the whole. No longer do beautiful individual parts unite in a harmony
in which they continue to maintain their individuality; the parts have been subordinated to a dominant central motive, and only the combined effect of the whole gives
them meaning and beauty.

conception of absolute unity in which the part as an independent value

What

Wolfflin says of baroque painting

of music, to the art of Bach.

may

For example,

well be applied, in the field


as the light

brandt's "Night Watch," so a broad formative element

Bach's music.
tory one.

It is

This element

as if

Rem-

at the core of

a motivating impulse, a chordal-modula-

a streak of light

polyphonic approach,
play

is

permeates
is

which, to be sure, breaks up under the

through a prism, into a glistening, sparkling

a play whose variety, nevertheless, depends to a certain extent upon

illusion.

Naturally, nothing has been said regarding the polyphonic values in

Fourth Edition.

6 Ibid.,
p. 198.

Munich, Bruckmann, 1920. Page

16.

PREFACE
Bach's

art,

Xlll

From

or in Palestrina's; in both they are immeasurable.

the

pedagogical viewpoint, however, the art that takes chords into considera-

must doubtless afford the

tion the least

best starting point for acquiring

the technique of independent voice leading.


Especially in Palestrina's favor in this connection seems to be the very
strict

economy

lated means,
else

of his style.

and

it

can one better learn to

most minute

its

details.

functions with such small, nicely calcu-

It

husbands

effects so carefully, that surely

its

nowhere

know and understand polyphonic material in


may be said that in no other musical style

It

does the fundamental contrast between consonance and dissonance appear


so clearly as in Palestrina's.

This

an advantage that can hardly be

is

overestimated, especially in a period quite as prodigal with notes as ours.

Of all the tasks of music theory, among the most important is that
making us as vividly conscious as possible of what we are really trying
do,

and of how countless

musical means.

to

are the possibilities inherent in even the simplest

may

Musical theory

rary practice nor follow

of

blindly.

it

neither entirely disregard contempo-

It

may

even

at

times have the specific

task of vigorously opposing recent tendencies, of exposing deficiencies

of technique in contemporary composition, of pointing out the remedy,

the path toward recovery.

But

must keep anxiously up

to date.

it is

nowhere prescribed
duty

Its

is

only

that music theory

this: to

endeavor to

lead us to musical values, regardless of whether these are to be

found

in

the present or the past.

Whoever wants

to learn

must

know what he wants

of all

first

to learn

but he must also realize that he cannot learn everything from any single
source.

In each of the great composers

or one of the others

whether Palestrina, Bach, Mozart,

we find values that are most closely associated with

the personality of the particular

Hugo Riemann

artist.

of Palestrina)
at
it

the time of
so,

when he
its

because for

in turn

asserts that

is,

as

have

said,

a textbook

work was already out of date


Riemann naturally had to regard

him Bach polyphony was


it

intended that

outmoded

it

based on the style

Fux's

publication in 1725.

the only acceptable basis for

study of counterpoint, and to this type of polyphony the


not lead, nor was

therefore in

Kontrapun\t (based upon Fux's

error in his criticism of Bellermann's

Gradus ad Parnassum, which

is

should.

One

until another pedagogical

work

of

all

Fux could

cannot properly declare

work appears

that performs

PREFACE

XIV

the

same

tasks better, that

produces the same musical values in fuller

is,

But in 1725 the Gradus stood forth entirely unchallenged

measure.

manual

the best counterpoint

of

its

kind, and

it

without

its

maintained

justly

its

as

repu-

tation for a long time thereafter.


I

do not mean that the Gradus

On

viewpoint.
ists

who

the contrary,

is

faults

also believe that,

even

becomes decidedly vulnerable

whether they were able

to

make

a pedagogical

Fux and

have shared his stand have chosen a favorable

deed, for pedagogical purposes the most favorable


position

from

if

the theor-

stylistic basis (in-

stylistic basis), their

to criticism as

soon

full use of the possibilities to

as

we

which

ask

their

right beginning should have led.

We

example, that Fux,

find, for

who

expressly declares in his

that he has chosen Palestrina as his model, stands only in a

remote relation

to Palestrina's music.

Gradus

somewhat

There are three reasons for

this:

Fux could have known comparatively few of Palestrina's works, for they
were not commonly available in the eighteenth century; he was to a considerable degree dependent upon the older Italian theorists, who taught
counterpoint more as "harmony" (it was not necessary to dwell especially
upon the linear element because, at the time, such matters were taken for
granted)

and he involuntarily allowed the musical idioms of his own time

to creep into his style.

What

say about

Fux

applies also,

though perhaps

to the writers of nearly all textbooks subsequently

to a lesser extent,

based upon him.

The

objection has justly been raised against them, as against Fux, that they

promote

a chordal rather than a linear style.

Critics

have especially de-

plored the fact that these theorists begin with exercises in "note against
note."

These

might have

critics

to attain

say that whatever tendency the individual voices

melodic independence

such exercises, for with them

it is

is

completely paralyzed by

a matter not of setting one line against

another, but one single tone against another.

It

may

point that, even though the rhythmic identity of

does not help to give


of independence

all

them melodic independence,

may

hardly be denied that a

be attained through
style

this

such as that of the

be observed

the voices certainly


yet a certain degree

type of

first

at this

drill.

It

can

example on page 112

Each
is markedly linear.
two added voices is characterized by a strong, compact linear construction and attains a melodic climax with undeviating sureness. The
(which, to be sure, does not come from Fux)

of the

PREFACE

XV

upper added voice reaches


the lower one reaches

convinced

it

beginning of the musical

at the

it

only toward the end.

line,

while

am

firmly

as

models

polyphonic worth of the examples given

that, if the

by Fux and his followers

slight, the fault lies

is

but rather with inadequate application of


reality

In general

not with the system

its

latent

an almost entirely untapped mine of linear

itself

For

powers.

possibilities lies

in

hidden

here.
I

therefore consider

it

what

pelled to preserve

unnecessary to abandon the system.


parts of

it

spite of all

me

In the

most

place, they assure

first

difficult,

im-

feel

among

valuable

apparent pedantry, they are based upon an idea that

excellent.

easiest to the

as

to

and energetically attacked.

things, the "species" so frequently

and

seem

other

For, in
is

sound

graded progress from the

an advantage that Kirnberger especially praised

one of the most valuable features in the teaching of Bach.

Further, they

reveal the highly important relation of the tones to one another, their

vigor or feebleness, the strength of the culmination notes, and their de-

The

pendence upon the context.


one must

this: that

Only when one has

purely melodic elements.

phenomena

is

the

rhythm

freed.

problem

right to develop the melodic

to

employing what Fux

which the other


Also,

consider

it

at

indeed

just

which melody and rhythm

it

Above

much

stricter

found

in Fux.

all,

the

the teacher as well as

command
This

of the laws of the

theorist, as

was only moderately acquainted with the works of

method

is

in general

we should have

Palestrina's style than

was

far

much more

more

accurate

is

refined.

be utilized.

have

But

available
It

is

said,
to-

and

perfectly

knowledge concerning

to be gleaned in the eighteenth

Our advantages must

Palestrina.

day the large complete edition of Palestrina's works

centuries.

are free

or florid counterpoint,

cannot be too strongly emphasized that the

well seek a

natural that

pedagogically

merely preparatory.

Palestrina style than can be

musicological

is

it

But one would be wise

advisable to begin with the practice of writing pure

one-voice melodies, since

may

Certainly

calls the fifth species,

species are

mastered these basic

and more important place than has

linear idea dominates in counterpoint.

the pupil

fully

separately.

to provide, in the study plan, a greater

been customary for the stage


stage

is

simple as pos-

as

order to be able to concentrate the more intensively upon the

sible, in

musical

basic idea of the system

rhythmic problem be

at first let the

And,

and nineteenth

in conclusion,

what

PREFACE

XVI

has been implied

in the

foregoing

work on counterpoint may claim


books, by virtue of
greater stress

its

upon the

may

here be explicitly affirmed: a

new

distinction in relation to earlier text-

closer connection with Palestrina's style

linear element

and

stress that logically follows.

Knud

Jeppesen

its

CONTENTS
CHAPTER

PAG

Introduction to the English Translation

vii

Preface

Part I

PRELIMINARIES
I.

Outline History of Contrapuntal Theory


Counterpoint and

The Ninth

to the

Harmony

Contrasted

Fourteenth Centuries: The Beginnings of Contrapuntal

Theory

The Fifteenth Century: Crystallization of Principles


The Sixteenth Century: The Style of Palestrina
The Seventeenth Century: Some Pedagogical Developments
The Eighteenth Century: The Style of Bach
The Nineteenth Century: Palestrina or Bach?
The "Palestrina Movement" after Fux
II.

Technical Features

....

30

38

48
52

54

Notation

The

13

54

Ecclesiastical

Modes

59

Melody

83

Harmony

97

Part II

CONTRAPUNTAL EXERCISES

III.

Introduction

107

Two-Part Counterpoint

109

First Species

109

Second Species

114

Third Species

119
xvii

xvm

CONTENTS

CHAPTER
III.

IV.

V.

pAG

Two-Part Counterpoint {Continued)


Fourth Species

130

Fifth Species

135

Free Two-Part Counterpoint

152

Imitation

163

Three-Part Counterpoint

175

First Species

175

Second Species

178

Third Species

180

Fourth Species

188

Fifth Species

193

Imitation

198

Four-Part Counterpoint

203

First Species

203

Second Species

204

Third Species

205

Fourth Species

208

Fifth Species

212

Imitation

216

Counterpoint in More Than Four Parts

219

VII.

The Canon

234

VIII.

The Motet

241

The Mass

251

VI.

IX.

APPENDIX
The Vocal Fugue

265

Double, Triple, and Quadruple Counterpoint

280

Summary

of the

Most Important Contrapuntal Laws and

Rules

286

Melody

286

Consonant Combinations

287

Dissonant Combinations

289

Index

293

Part

Preliminaries

Chapter

OUTLINE HISTORY OF CONTRAPUNTAL THEORY

The

originated in the beginning of

word counterpoint presumably

and was derived from punctus contra punc-

the fourteenth century

tum, "point against point" or "note against note."

Counterpoint and Harmony Contrasted

When we

use this expression today,

we have

well-defined concept than was had formerly.

ing a part of more

same

modern

polyphony.

as

times, counterpoint

into

falls

two

mind

Just as

homophony

the correlative concept,

polyphony, in which

large divisions:

the

and homophony,

harmonic

These two
particularly

in

structure, or, as
styles

in

or types

so the

term coun-

For

we
is

to say, hori-

of

say, the vertical aspect of

musical perception are


In

distinguished

given and do not require any discusthem and attempt to derive the laws for

their

treatment out of their reciprocal relations and inner


is

quite different in counterpoint:

with chords but with melodic


several

lines

postulation.

lines.

Here chords

we

are the

of

states

begin not
result

sounding simultaneously; hence they are product,

As always

but also" relation:

we must

are

is

ourselves to

situation

also give

in matters of art, there arises a

we must
its

due

is

music.

harmony chords

we submit
The

music

perceive the

sion;

tension.

us,

which the fundamental consideration

we may

the attitude towards chords.

presupposed: they are what

one

as

polyphony im-

harmony.

chief structural elements in terms of melodic lines, that

zontally;

concrete,

meant quite simply the

other polyphonic types.

mediately suggests the contrasting idea,


terpoint calls to

much more

Today, however, we think of counterpoint

among

particular style

In the Middle Ages and dur-

not only achieve

to a

something
3

else,

this,

which

"not only

of

not
.

but at the same time


is

hardly compatible.

OUTLINE HISTORY OF CONTRAPUNTAL THEORY

The problem
in

all

parts,

not only to write beautiful and independent melodies

is

but also

the

at

same time

We

nations as fully as possible.

to develop the chordal

must write

fresh,

lifelike

combi-

harmonic

progressions and yet preserve a natural, convincing voice leading.

Most

highly cultivated polyphonic music will hold up under investigation from


either the linear or the

The

harmonic viewpoint.

best results of con-

trapuntal and of harmonic instruction are, therefore, in the last analysis,

Indeed in counterpoint and in harmony

almost identical.
for the

same

we

strive

and work through the same materials, but the ap-

ideals

proaches are from opposite directions.

This difference in the point of

upon practice that it seems


where ideally one might be

departure, however, has such a telling effect

appropriate to maintain two disciplines


sufficient.

For practical pedagogical reasons

the subjects separate.

If,

it

on the other hand,

tion of the causes of musical effects

and laws

a
is

is

worth while

more

keep

to

scientific explana-

desired, then

one view-

If we wish to know, for


why a particular treatment in a harmonization is elastic and
we seldom find the answer in harmony alone. Usually special

point should not be isolated from the other.

example,
lifelike,

contrapuntal factors, such as voice leading, must also be taken into consideration, just as

out

we

could not get very far in the opposite situation with-

and more

tions in counterpoint
to

Many

considering harmony.

understand

this

simple

As has already been


significance.

It is

mistakes

especially in

and misleading explana-

harmony

are

due

to failure

fact.

said, the point of

departure

is

of very real practical

by no means immaterial whether we

say, as in con-

trapuntal teaching, "First the lines and then, in spite of them, the best
possible

harmonies"

and afterwards,

The Ninth

or, as in

the teaching of harmony, "First the chords

so far as possible,

good voice leading."

to the Fourteenth Centuries:

The

Beginnings of

Contrapuntal Theory
Let us return to the history of counterpoint.

Originally,

as

know, counterpoint meant polyphonic composition or composition


general.

The

first

textbooks of counterpoint that are

though they do not use

this

term

known

at all, are based, therefore,

we
in

to us, al-

on the

oldest

form of European polyphonic music of which examples are preserved


By "paralfor us, on the so-called parallel organum (about 900 A. D.).

OUTLINE HISTORY OF CONTRAPUNTAL THEORY


lei

organum"

meant the

is

which

principle of musical construction by

a principal voice or part, generally a sacred "Gregorian" melody,

companied by one or more voices (by doublings in octaves)

is

ac-

chiefly in

parallel fourths or fifths.

This technique of composition

is

so

little

in accord with later con-

cepts of musical

law and procedure that in the beginning of the past

when a
was very much

serious interest in the history

century,

and evolution

evidence, people were inclined to look

in

Musica enchiriudis and the other

treatises

of

was

It

existed at

all,

form

asserted that such a

and what

is

theoretical fan-

its

"moral impossibility."

In

recent times, however, especially through the investigations of com-

parative musicology,

and

and

of musical composition never

more, from a viewpoint characteristic of the

nineteenth century, one even spoke of

more

upon the

Hucbald, Guido, and

the other earliest writers, as purely free speculations


cies.

music

of

fifths is quite

we have come

to realize that

by our standards, are on a low musical plane.

among

peoples of the Far East,

Indeed

China.

song in parallel fourths

an ordinary phenomenon among peoples who, judged

it

can

still

among

It is

found, for example,

others in

Burma, Siam, and

be heard in southern Europe,

without musical training improvise in several parts.

phonic theory, which plainly had some practical

when

people

This oldest poly-

basis,

is

of course as

upon which it is based. It has dissound good together, and it now exploits

primitive in character as the music

covered that fourths and


this discovery to the

no further thought

fifths

most extreme

as to

limits.

Otherwise, however,

what might sound good

together.

it

gives

Aside from

the favorite intervals already mentioned, consonances and dissonances

seem about equally good.

Hucbald

The

treatise

Musica enchiriadis, which was formerly attributed

Hucbald, contains

a rule

which

to

prescribes certain restrictions with refer-

ence to the range of the free lower parts for the purpose of avoiding
the dissonant fourth (tritonus).

Remarkably enough, however, Hucbald

himself does not even observe this rule logically.


are dissonances of

much

to avoid, are introduced in the

why one

Besides, seconds,

which

sharper character than those one was supposed

examples repeatedly.

There

is

no reason

should speak of any sort of dissonance treatment; the whole

OUTLINE HISTORY OF CONTRAPUNTAL THEORY

must be characterized

as a very

on the one hand, and

not

general preference for certain consonances


too logical avoidance of certain dissonant

combinations on the other.

Contemporary music theory quite naturally


polyphonic music
Parallel

motion

the course of the

in

is

and mechanical but musically


a freer treatment in general

an earlier date).

Not

much more

this

that there can be

no

is

fruitful)

perhaps

and partly
fact,

just as

stiff

to facilitate

was not unknown

music of the twelfth and thirteenth

until the

of the dissonance begin to develop

theory of counterpoint.

(which

(which, as a matter of

centuries, the so-called ars antiqua,

sonance during

and eleventh centuries.

gradually abandoned, partly to be replaced by the

principle of consistent contrary motion

at

the evolution of

reflects

tenth

do more

stable rules for the treatment

and with them the rudiments of a

real

Indeed, the theory of the treatment of the dis-

period shows that theorists gradually

came

to realize

talk of an art so long as melodic dines proceed with

no regard for each other but ricochet along together without

Here

in harsh, unclear tonal combinations.

restraint

certain guarantees are re-

quired by the opposing viewpoint, by the vertical, the harmonic dimension.

Only where tension

phonic

art in the

exists

between the two dimensions

is

poly-

deeper sense possible.

The Franconian Law


In the Franconian law, which seems to have

come

into being about

the middle of the thirteenth century, we meet for the

first

history of musical theory a genuine contrapuntal rule:

ning of a measure in

all

modes

first

note

is

a long, a breve, or

This law really pertains chiefly


so-called accented beats in the

rhythm, since

to

measure

more prominent than the unaccented


extends far beyond the time in which
1

"At the begin-

(certain metrical orders), a consonance

must be placed, regardless whether the


a semibreve."

time in the

attract

ones.
it

It

more

it

considers that

attention,

and are

attains a validity

was formulated.

With

which

a single

"In omnibus modis utendum est semper concordantiis in principio perjectionis licet sit longa,
Typis San(Gerbert: Scriptores ecclesiastic! dc musica sacra potissimum.

brevis vel semibrevis"

Indeed, this rule is to be found in somewhat more indefinite


Vol. Ill, p. 13).
1784.
form in Johannes Garlandia's "De Musica mensurabile positio" (Coussemaker: Scripforum de
musica medii aevi. Paris, Durand. 1864. Vol. I, p. 107), whose treatise is considered some-

Blasianis,

what older than

that of Franco,

OUTLINE HISTORY OF CONTRAPUNTAL THEORY


exception, the suspension dissonance,
it

which

more apparent than

is

real,

continues in force as long as the classical vocal polyphony prevails.

Not until about 1600, when modern music begins, is its force broken.
Even then it exercises a certain influence which is, to be sure, rather
hidden.

One

music

thus

is

of the most important rules in the evolution of polyphonic

comprehended by Franco and formulated

for musical

theory.

Another valuable advance


tistic

style

is

endeavor to find a

in the

and

the introduction of thirds

sixths,

on the other hand,

is

The technique

rests.

based chiefly on the

fifth.

ar-

'

upon which the

dental harmonies, but as basic consonances, as factors

musical structure primarily

more

richer,

not merely as acci-

of the ars antiqua,

one examines a motet

If

or any other polyphonic composition of the twelfth or thirteenth century,

one finds

fifths

on most of the accented beats

on the unaccented parts of the measure.

incidentally, generally

com-

in the measure,

Thirds and sixths occur more

bined for the most part with octaves.

They

are thus used as dissonances, a circumstance that accords very well with

the fact that throughout the greater part of the


actually regarded as such

many

and

Middle Ages they were

In the meantime, there are

so classified.

indications that in western Europe, especially in

perhaps also in Scandinavia, thirds and sixths were used


in other places

where

the art

developed (as in France)

the

contemporary musical works from

At any

rate,

and octave were


theorists,

who

further development,

is

and thereby naturally

still

used.

State-

seems, as well as

some

must be understood

is

whole

series of

important

within a short time exercise an influence on

and

new and

also

in France.

The most

which means most

art of these masters, that


a

when

towards the end of the fourteenth and the

the Continent, especially in the Netherlands

important thing in the

it

the British Isles,

beginning of the fifteenth century there


English composers

time

was nevertheless perhaps more highly


fifth

ments of various medieval English

in this sense.

England and

at a

fruitful attitude

for

toward the consonance

toward the dissonance.

While the

position

of the ars antiqua with respect to the matter of tonal combinations

was

rather indifferent

and negative, and while about the only requirement

was the demand

for consonances

on accented places (for the sake of

transparency), this attitude seems from


tive

form.

The chord becomes

a factor

now on
which

to take

on

more

posi-

receives careful attention,

OUTLINE HISTORY OF CONTRAPUNTAL THEORY

and between the melodic and harmonic elements


in

which the melodic

ever,

it

a certain tension arises,

for the time being has the supremacy, which,

how-

gradually relinquishes in the course of the fifteenth century, so that

the state of balance between


Palestrina style

is

homophonic and polyphonic

made possible only after renewed

factors in the

inroads of the harmonic-

element (this time apparently through the popular music form of

vertical

the beginning of the sixteenth century in Italy, the frottola).

The Fifteenth Century:

Crystallization of Principles

In the course of the fifteenth century the polyphonic art develops and

becomes

established,

speak of a music that

and
is

which the non-essential

known enemy
first

in the

modern

and

in

arise

is

whose

art

Ockeghem, and Busnois and,


first

is

aesthetically satisfactory to us today with-

Among them

out further reservations.

these musicians, the

sense intellectually mastered,

the most dangerous, but not always equally well forcibly put on the defensive. Now
the

of all art

great composers

middle of the century one can

as early as the

are Dunstable, Dufay, Binchois,

in intimate relation with the practice of

great theorist in the

Johannes de Verwere, or Tinctoris,

as his

modern

name

is

sense, the

Fleming,

written in Latin.

Tinctoris

Tinctoris lived in Naples as Chapelmaster at the court of Ferdinand


I.

He

wrote,

among

other things, a treatise called

This dissertation

in the year 1477.

is

in Latin, like

De

Contrapuncto

most of the

literature

The introduction, a well-known prefKing Ferdinand, reads somewhat; as fol-

on musical theory of that time.


atory discourse addressed to

lows:

Before

began

to write, I strove to

equip myself with the necessary knowledge

and
do not write to bring
honor to myself, but for the benefit of others who wish to study music, and further
And therefore
in order not to bury the talent which God has bestowed upon me.
which is made up of
I have now undertaken to write briefly about counterpoint
of the various things pertaining to music, partly through listening to others
partly

by

my own

reading and incessant work.

God's honor and for the use of those who are


Before I proceed now with the work, I
excellent art.

well-sounding consonances
striving for skill in this

However

will not hide the fact that

in

have studied what the ancient philosophers, such as

2 For this and the following quotations


from the writings of Tinctoris, see Joannis Tinctoris
Tractatus de musica, edited by E. de Coussemaker, Lille, 1875,

OUTLINE HISTORY OF CONTRAPUNTAL THEORY

Plato and Pythagoras, as well as their successors, Cicero, Macrobius, Boethius, and
believe concerning the harmony of the spheres.
Since, however, I have
found that they differ very much from each other in their teachings, I have turned
from them to Aristotle and to the more modern philosophers, and no one shall
make me believe that musical consonances arise through movements of the heavenly
bodies, for they can only be produced by means of terrestrial instruments.
The
ancient musicians, Plato, Pythagoras, Nichomachus, Aristoxenus, Architas, Ptolemaeus, and many others, indeed even including Boethius himself, dealt extensively
with the consonances, and yet we do not know at all how they arranged and classified
them. And if I must now refer to that which I have seen and learned, I must
confess that some old compositions of unknown composers have come into my
hands, pieces that sound quite simple and tasteless, so that they rather disturb than
please the ear.
However, what surprises me especially is that only in the last forty
years are there compositions which, in the judgment of the specialist, are worth
listening to.
Today, however, we have blossoming forth, quite apart from the
large number of famous singers
whether it be on account of heavenly influences
or particularly zealous studies
an almost unlimited number of composers, for
example Johannes Ockeghem, Johannes Regis, Antonius Busnois, Firminus Caron,
Guilelmus Faugues, and all can boast of having had as teachers the musicians who
died recently, Johannes Dunstable, Egidius Binchois and Guilelmus Dufay. Nearly
all the works of these masters excel in pleasant sound; I never hear or look at
their compositions without rejoicing in them or being instructed by them, and
therefore I too, in my own compositions, adhere entirely to the approved style.
Isidor,

It

is

evident that Tinctoris was a practical musician

an independence (quite foreign to

his time)

who

displayed

of the classic "auctores,"

otherwise regarded as unshaken authorities, and of their philosophical


speculations.

He

turned directly to the musical works.

He had

a re-

markable understanding of the decided break between the music of


his

time and that which immediately preceded

it.

Tinctoris thereupon introduces his actual textbook, according to the

custom of the time, with

a definition of the subject:

Counterpoint

is

an

artistic

tonal

combination which

arises

when one

placed opposite another, from which also the term contrapunctus,


against note, can be derived.

Counterpoint

is

that

tone
is,

therefore a combination of tones.

combination or mixture sounds pleasant, it is called consonance;


hand, it sounds harsh and unpleasant, it is called dissonance.
this

if,

is

note
If

on the other

Here Tinctoris gives no more comprehensive definition of counterWhat he says, however, is interesting. For example, he speaks

point.

exclusively of chords,

and he derives the word counterpoint quite rightly

from something purely


considerations, he wastes

vertical.

On

no words.

proper voice leading or melodic

As we already know,

this

omission

OUTLINE HISTORY OF CONTRAPUNTAL THEORY

10
is

easy to understand, for the linear

for granted, that required

was

for that period

something taken

no further explanation, while the secondary


was more in danger of being neglected

consideration, the harmonic,

and therefore demanded


is

how

it

especial attention and emphasis.


This then
happens that a more prominent place is given to the harmonic

element in the theoretical exposition, which, however, did not actually


correspond to the practice.

Following

definition, Tinctoris observes that

this

he wishes

to

first

speak of the consonances, since they play the most important role in
counterpoint, whereas dissonances are admitted only here and there.

He

then

perfect

the consonances in different ways,

classifies

and imperfect consonances.

unison, fourth,

fifth,

and

In the

octave, which, as

among

he says himself, stand out

The

every composition and are the mainstay thereof.

in

he counts the

class

first

others into

imperfect

consonances, in which he includes major and minor thirds and sixths,

he considers

good.

less

and dependent on

On

this point

he

is

remarkably conservative

Concerning the minor

earlier theorists.

the older authors classed with the dissonances, he says, "In

sounds somewhat rough


that

it

when

it

sixth,

my

it

stands alone," and he therefore prefers

be excluded from the two-part composition where

noticeable.

which

ear, too,

it

most

is

Tinctoris then brings in a survey of the twenty-two con-

sonances which he considers usable and finally presents the different


possibilities of

how
and

He

combinations and progressions.

one can progress from a unison to a third,

how

one proceeds from a third

shows, for example,


or octave,

fifth, sixth,

to another consonant interval.

This

may seem somewhat pedantic and detailed to us, and yet we


must consider how new the richer and more varied use of the consonances
discussion

was

at that time.

It

bilities that existed

was by no means
possibilities that

In the second book of Tinctoris


tersely defined as

is

pointless to indicate all the possi-

were certainly surprising


the

list

of dissonances,

combinations that sound bad.

Among

to

many.

which

are

these Tinctoris

minor and major second, the augmented fourth, the minor


and major ninth, and so on. The perfect fourth he does not consider

places the

here, but remarks elsewhere that although the ancients considered

consonance,
really

it

it

sounds so bad to the ears of trained musicians that

can be used only

if it

occurs over a

fifth,

and

so does not

a fourth in relation to the lowest voice but only to the

middle

a
it

make

part.

OUTLINE HISTORY OF CONTRAPUNTAL THEORY

We

might now expect Tinctoris

the consonances,

how

what combinations
all

apparently

He

it

he did with

to explain clearly, as

dissonances can be used with consonances and

But he does not discuss

are available.

this

point at

because he finds dissonances so unessential that such

a careful presentation

he passes

11

would be superfluous

At any

at this point.

rate,

over and goes on to the actual discussion of counterpoint.

two

divides counterpoint into

which notes of equal value

contrapunctus simplex, in

types:

and contra-

are placed against each other,

punctus diminutus or floridus, in which two or more notes of

lesser value

Both kinds of counterpoint

are placed against a note of greater value.

can be performed either from the notes (therefore previously composed)


or extemporaneously.

second, the

manner

over the book).

In the

first

of performing

case
is

it is

referred to as res facta; in the

called super librum cantare (to sing

counterpoint can be constructed either over a cantus

firmus in notes of equal length, which

is

called cantus planus, or over a

cantus figuratus, a melody consisting of notes of mixed time values.

In

"simple" counterpoint ("note against note") no dissonances are permitted


at all.

In counterpoint with

used under certain conditions.

more rhythmic movement, they may be


Tinctoris says in this regard that more

dissonances than consonances occur in the compositions of his predecessors,

but he observes further that in improvised counterpoint,

dis-

sonances actually occur only in short note values and on unaccented


beats, or as suspensions.

Dissonances must always be treated in stepwise

progressions; a skip of a third

considers

it

bad

is

rarely permissible.

to return after a dissonance to the

In other words, he forbids auxiliary notes even


short note values,
in accord

and he thereby formulates

preceding consonance.
if

a rule

they occur in very

which

is

not entirely

with the practice, but nevertheless which serves him

of departure.

There

length of note which


chief rule

Tinctoris further

is

is

also a discussion of the question

may

as a point

concerning the

be used as a dissonance, and here Tinctoris'

that the longest note

which may be dissonant

equal in length to one-half the unit of measure.

is,

in fact, a note

But he

also cites ex-

amples showing that contemporary composers, Petrus de Domarto and

Antonius Busnois for example, break

this

rule

and write dissonances

equal in length to the whole unit of measure.


In the third

and

last part of

the work, eight principal rules of counter-

point are finally stated, of which the content

is

substantially as follows:

OUTLINE HISTORY OF CONTRAPUNTAL THEORY

12

One must

First rule:

one begins with

a rest

begin and end with a perfect consonance.


(upbeat), then the entrance

an imperfect consonance

as well.

may

wrong

also not

It is

If

made with

be

who

for singers

are improvising a counterpoint to close with an imperfect consonance.

must be for

In such a case, however, the composition

the sixth (or

Second

One must

sonances of the same

not accompany the tenor with perfect con-

but one

size,

may

very well do so with imperfect

Some permit the direct succession


upper voices even when these consonances

consonances.
in the

they allow such parallels


of composing, however,

attained by

is

or

it,

if
is

if it is

and

Third
perfect

sixths

good only

if

required by

may

same

are the

rest.

size,

and

Such a way

a particularly beautiful effect

strict imitation.

and octaves

This rule

says,

are not permitted, whereas

very well be used.

rule: If the tenor continues

on one and the same

and imperfect consonances may be added.

repeated in the added contrapuntal part.


is

of perfect consonances

they are separated by a

in other words, that parallel fifths

parallel thirds

and

octave) above the bass must not be used.

its

rule:

several voices

tone, both

Tones may

Whenever

also be

the counterpoint

over a cantus firmus in notes of equal value, such repetitions of tones

are not especially good.

tonal repetition

Fourth
even

if

rule:

or low,

if it

Sixth rule:

is,

in written counterpoint,

may well be used where the text warrants it.


The counterpoint must continue in good melodic form

the tenor

Fifth rule:

In res facta, that

makes

cadence

interferes

Re dicta,

large skips.
is

not permitted over any tone, whether high

with the development of the melody.


that

is,

repetition of the

same melodic idiom,

is

not permitted over a cantus firmus in notes of equal value, and least of
all

if

the cantus firmus

itself

contains such a repetition.

This applies

likewise to written compositions, although one uses such idioms occasionally in order to imitate the

sound of

bells or of horns.

Seventh rule: Over a cantus firmus in notes of equal length, one should
not allow two cadences on the same tone to follow one another too closely.

Only as a last resort, therefore, should composers choose cantus


which invite melodic idioms like the redicta.
Eighth rule: One should always earnestly

strive in

firmi

contrapuntal writ-

ing for variety and change, by altering the measure or time, using now
syncopations, now imitations, and the like. Yet one must keep in mind

OUTLINE HISTORY OF CONTRAPUNTAL THEORY


that a simple song does not use so
a

motet likewise not so

By and

large,

we must look upon

Here speaks

who

as a

Tinctoris' contrapuntal

time, the result of his

motet; and

Behind
artist,

own

method

as

free reflec-

stands on the pinnacle of the musical

always understands

in their full significance.

can always recognize the

its

who

a musician

technique of his time,

means

different

as a mass.

accomplishment for

a brilliant
tion.

many

many

13

his

terse,

essential, central facts

its

matter-of-fact

the practical musician

words,

we

whose speech

is

from the circumlocutious or confused phraseology of most


works on music of his day. That Tinctoris deals almost exclusively with chords and harmonic problems in his discussion
is undoubtedly due, as we have seen, to the whole attitude and disposition
of the fifteenth century. Naturally, it would be fatal if this method of
pleasingly free

of the theoretical

presentation were retained and applied to a later time in which the linear
idea

no longer was held

basic.

always dangerous to dwell unduly

It is

on a secondary consideration, for one thereby

One cannot

point.

easily forgets the

main

help noticing this fault in a large part of the con-

trapuntal literature based

upon

Tinctoris

which

uncritically takes over

his teaching.

The Sixteenth Century: The Style


With
This

of Palestrina

the sixteenth century arose the golden age of vocal polyphony.

art

form, which had been most zealously cultivated during the

preceding centuries by the English, French, and Netherlanders, was


transplanted to Italy.
cially

Josquin des Prez,

school, in

With
it

Palestrina and

way prepared by

the

reached

its

consummation

his pupils,

and

great masters, espethere, in the

Roman

in masters of other nations

(such as the Spaniards, Morales and Victoria, or the Netherlander, Or-

landus Lassus),

who had

studied in Italy,

where during the following

centuries the most significant musical developments took place.


If

the art of this period of florescence between 1560 and 1590

pared with the music of the


differences will be seen.
In both
artistic

their

last

The

differences in

form

periods are found approximately the

masses, in

is

com-

part of the fifteenth century, significant


are the least evident.

same forms: the great

which the composers were able

to reveal all aspects of

remarkable technique; the motets intended for church and chamber


OUTLINE HISTORY OF CONTRAPUNTAL THEORY

14

music, in which the art of fine detail was practiced; and finally the secular

and madrigals,

songs, chansons, Italian jrottole

German

as well as

Lieder.

In the secular songs technical refinement often suffered because of the

demands
first

of popular taste, but

of that time

and which were

Here

experiments flourished.

time are found most of the elements which were


to be

new

in the

means

the significant

for the

music

of further

development.

The

essential

difference between

these

two

stages

movement lay, therefore, rather


harmony of the fifteenth century was

development

of

within the same

in content than in

form.

often a

the

If

and thin (we

still

find definite traces of the fifth

little ascetic

and octave supremacy

of the preceding century) nevertheless the compositions of the period

when

vocal polyphony flourished were distinguished by perfection in

wealth and variety of tonal combinations.


least are

Empty

and octaves

fifths

at

much suppressed and are not chosen for the sake of the
when they do occur, they are always motivated by the move-

very

sound; but

ments of the melody, by voice leading, imitation, or the

like.

Imitation (a principle in accordance with which the voices imitate

each other by introducing the same theme in one voice after the other)

was employed

less fruitfully

and

logically at the

end of the

fifteenth

century, but began to play a principal role in musical construction dur-

In the

ing the sixteenth century.


imitation
ever,

the

was used

at times

first

half of the sixteenth century,

with almost pedantic

stiffness,

which, how-

seems to have brought about a natural and beneficial reaction in

works of Palestrina and other composers of the

late sixteenth century.

Treatment of the Dissonance

The

attitude

During the
played no

toward the dissonance must be mentioned

earlier years, as

role,

we

but were regarded as

therefore kept off the accented parts of the measure as

much

without, however, being subjected to any particular rules.


of the fifteenth century the

became

established, as has

at this point.

know, dissonances themselves


bad-sounding and unclear and were

already

as possible

In the course

law for the conjunct treatment of dissonances


been pointed out, not only to a certain extent

in actual practice but also in theory, especially as formulated

by Tinctoris.

Tinctoris suggested, however, the possibility that occasionally dissonances

might be quitted by

a skip of a third descending.

If

we

investigate the

<

OUTLINE HISTORY OF CONTRAPUNTAL THEORY

practice of the great composers of the fifteenth century

Ockeghem, and Busnois

15

Dufay, Binchois,

example (and even Josquin des Prez,

for

we

really belongs to the early sixteenth century),

who

see that this rule

is

not merely one devised by Tinctoris, but one well-rooted in the practice
of the time.

During the

sixteenth century the rule concerning the step-

wise treatment of the dissonance became


often in

stricter.

Instances occur less

which dissonances were introduced or quitted by skips

third or the like,

and

in the Palestrina style this rule

was

of a

followed

strictly

with only one apparent exception: the cambiata.

While the thirteenth and fourteenth

centuries (the ars antiqua

and the

greater part of the ars nova period) only took this purely negative

atti-

tude toward the dissonance, by the fifteenth century the situation began
to change.

The syncope

be used so frequently and under such circumstances that

used consciously for


for the

first

its

effect.

time, by Guilelmus

In theory

Monachus,

it

is

it

mentioned, apparently

monk, whose

Praeceptis artis musice et practice compendiosus libellus

De
much

treatise

contains

and unique material.

original

Guilelmus introduces the


values

came to
was clearly

dissonance, or suspension, gradually

treatise

with a survey of the various note

and the complicated proportions and meters of that time.

He

goes on to speak of the method of composition of the English, the faux-

bourdon
sixth).

(in modern terms, a style of writing in parallel chords of


Then follows a chapter on counterpoint as practiced by

English and French, in which he


(thirds

and

sixths

surveys the different consonances

belong to the imperfect consonances) and finally nine

contrapuntal rules.
cial interest

first

the
the

Of

these rules, only the next to the last

is

of espe-

here:

Although we have enumerated only twelve consonances (both perfect and imcustom and practice of recent times,
from using dissonances, as for example the second, which adds sweetness to the
low third; or the seventh, which lends sweetness to the sixth; the fourth, which
does likewise to the upper third; and this last again, which, according to recent
perfect) nothing prevents us, according to the

experience, lends sweetness to the

Thus

far Guilelmus.

He

fifth.

says

nothing to the

effect that

he

is

to the syncope dissonance, the suspension; but there can be

"'

Coussemaker, Scriptorum

Vol.

Ill,

p.

291,

referring

no doubt

OUTLINE HISTORY OF CONTRAPUNTAL THEORY

16

that he

is

speaking of

The examples contained

it.

Guilclmus was familiar with precisely

that

in the treatise

form

this

show

dissonance

of

treatment; and the rules which he gives accord exactly with the laws

observed in practice.

It is

obvious that he understands the matter thor-

oughly.

When

third

(a

somewhat vague way

in the

lower voice), and

the rule says that the second

when

is

must

of saying that the dissonance

it

lie

further provides that the seventh should

be resolved in the sixth and the fourth in the "high" third (in the

must therefore be introduced

case the dissonance

low

to be resolved in the

obviously the very best and most

common

in the

latter

upper voice),

forms of resolutions of the

suspension dissonance are intended, as the practice of the fifteenth and


sixteenth centuries shows.

this

If

passage applied to the passing dis-

sonances, such a comprehensive exposition of the intervals of resolution

would have been superfluous;

for the passing second resolves just as well

into the unison as into the third, the fourth as well into the fifth as

and

into the third,

so on, according to

whether the movement

is

ascend-

ing or descending.

Of

great psychological significance

uses in

which they lend

indicates that the

men

we

the expression

expounding the use of the syncope dissonances,

of the "sweetness"

as

is

hear

it

in that

he speaks

to the succeeding consonance.

This

of that time heard the syncope dissonance just

today, as a conscious introduction of dissonance in aesthe-

tically stressed contrast to

avoided or softened as
of great value

which Guilelmus

consonance therefore not

much

as possible,

something

as

but as an effect which

and which cannot be replaced by any other

is

effect.

to be

in itself

Zarlino,

the great theorist of the sixteenth century, expressed himself in exactly


this

manner regarding

Not only

is

the suspension dissonance:

such a dissonance not displeasing but, on the contrary,

pleasure through the increased mildness and sweetness

ceeding consonance.

more

This
is

And

clearly as soon as

is

it is

this

for

the reason

the view of the fifteenth

more important than

conception

influenced

in advance

as

earlier times

that

placed in contrast with

its

specific

further

its

which

it

it

everything comes out

much

opposite.

and sixteenth

centuries;

and what

consequence, the suspension, this

development.

It

marks

compared with the crude, rather one-sided

toward these matters.

arouses great

lends to the suc-

great

step

attitude of

OUTLINE HISTORY OF CONTRAPUNTAL THEORY


The

17

sixteenth century developed another feature in the use of the

dissonance, a feature which, as a matter of fact,


until the following century:

was not exploited

fully

namely, the dissonance as a means of poetical


This involves a factor in the

expression, as a symbol of the emotions.

process of evolution

which influenced the

history of music more, perhaps,

than any other.

The Origin

of the Style

Repeated attempts have been made


Best

of Palestrina.

known

is

to explain the origin of the style

the hypothesis of

Hugo Riemann, which

concludes from the assumption that most of the music of the fifteenth
century was intended for instruments, that the evolution took place

when

people gradually went over to vocal performance of compositions, and


various so-called "instrumentalisms" (idioms
as

which Riemann conceives

having been designed especially for instruments) proved impractical

because they were not suited to the nature of the

human

voice;

and that

the greater importance the singing voice attained in the process of evolution, the

more

the instrumental idioms were suppressed until they finally

disappeared entirely.

It is

when he assumes

is

right

is

instrumental music.

by no means certain that Riemann

possible but

that a part of the music of the fifteenth century

At any

rate

it is

most doubtful whether

at that

time musicians distinguished carefully between vocal and instrumental

Today

composition.
tinction;

it is

difficult to

imagine music without such

a dis-

we run the danger, however, of anachronistic thinking if we


way of feeling, highly developed in this respect, to a period

apply our

which apparently had not developed


It

much more

seems

been the impelling force in the

While the treatment


terized for the
effective,

rise of

toward the text may have

the Palestrina

most part by

a striking indifference,

in very rare cases in

as

means

was charac-

and while the use of


of expression can be

European music before

century brought a decisive change in this situation.


apparently, chiefly

style.

of the text in the fifteenth century

unequivocal tone painting

found only

it.

likely that the attitude

1500, the sixteenth

The tendency came,

from the madrigal (doubtless prepared by the

frottola,

however), the chief form of the Italian secular music of the sixteenth
century.

In general, secular music took the lead in the development,

for religious

music was almost always characterized by

a certain

con-

OUTLINE HISTORY OF CONTRAPUNTAL THEORY

18

servative attitude.

In the beginning of the sixteenth century the jrottola

was Hourishing

Italy.

in

This was

short and concise form, with but

and simple throughout.

phonic,

Italian composers, but

it

with the

maintained in part

out in a richer and

its

affected

it

became

among

Netherlandian composers

the

in

its

character

observable;

is

was worked

Also a gradual change took place in

beginning

in the

rhymes with

change

refined musical manner, at times with imitation


devices.

little

by

little

an

it

was for the most part naively


matter of polished,

art of the court, a

a predilection for bombastic, exaggeratedly passion-

ways of speaking.

ate

was used almost exclusively by

As, however,

jrottola, a

more

Though

cheerful,

was chordal, homo-

original, vertical, chordal form, but

and other contrapuntal


the text.

It

the beginning of the century and began to occupy them-

at

selves seriously

It

polyphonic composition in a very


imitations.

corresponding forms are to be observed

contemporary Spaniards.
overran Italy

few

The

relation

between word and tone

is

not very

intimate in the jrottola in spite of obvious attempts at rapprochement.

In the madrigal, the more refined descendant of the jrottola, expressive


tendencies
felt

is

come

ever

more

distinctly to the fore

between the robust, emotional

text

marked incongruity
music, which is any-

and

and the

thing but overwrought, being excellent but remarkably abstract.

Like-

wise the fanatically humanistic attitude of the time, which placed the
study of the ancient writers and music theorists so prominently in the

foreground, had a pronounced influence upon


expressive musical treatment of the text.

the

People

evolution

now

an

of

heard of the

wonderful influence which the music of the ancients exercised upon their
spirits,

and among

scholars the slogan arose,

(give words living spirit by


all

means

"Dare

of tones)."

spirito vivo alle parole

They began

to strive in

conceivable ways to construct the madrigal in the light of this saying,

but the results in the beginning were strange and rather superficial.

When,

for example,

poems mentioned an

ascent or descent, the

conscientiously attempted in the music the corresponding


the scale.

Musicians did not as yet have

necessary musical
at

any

it

was unthinkable

rate learned

the singer.

was

so

means

sufficient

composer

movements

command

of expression, but they tried persistently,

one thing: a deep respect for the

text.

in

of the

and

From now on

that the placing of the text should simply be left to

Everything essential was carefully prescribed, and the music

composed

that the text, unrestrained,

came

fully into

its

own.

OUTLINE HISTORY OF CONTRAPUNTAL THEORY


Pope Marcellus IPs famous admonition, which was sent

on Good Friday

singers

work

choral

to the papal

and which ordered the

in 1555

19

selection of a

suited to the sad character of this holiday, as well as the

most careful attention

with the

to clear enunciation of the text, together

re-

formatory attempts of the Tridentine Council which were founded upon


similar views, constitute interesting expressions of the general will to

make music

subordinate to the

sacred music

from the madrigal, where

and

music finds expression

in sacred

masters, such as Palestrina

chiefly

which flourished

directly influenced the later

The

it

first

begins to be noticeable,

with more conservative

it

and the madrigal, the

same time

in Italy at the

as the jrottola,

development of sacred music.

continues to be present.

and means of expression

and great

refined declamation

in

inclination toward the dramatic

nounced, but

transferred to

is

at least

Yet, besides the jrottola

respect for the text.

secular laude,

This tendency

text.

until finally,

and programmatic
It

is

constantly seeks for

less

pro-

new ways

toward the end of the century,

it

way through and creates in the opera the central form from
which practically all modern music comes. The decisive change, however, did not take place in the year 1594 or 1600, but at the moment when

forces

its

the concept appeared that music

means

of portraying

marks the sharp


attitude

human

distinction

toward the

text

is

is

ideas

not merely a decorative factor but a

and emotions.

This

new

point of view

between the older and the newer music; the


decisive in the evolution.

And

this attitude

characterizes especially the music of the later sixteenth century in

parison with that of a century earlier.

It

finement of musical technique and the superior culture.

more

definitely tonal in character

Melodies

use of the dissonance are here especially remarkable.

we must

re-

much

and treated with disproportionately

and

stricter

From our

present

greater architectonic mastery, greater fullness of the chords,

viewpoint

com-

accompanied the general

characterize the music of Palestrina in this manner.

Let us learn something of the judgment of

its

contemporary

theorists.

Vicentino
Vicentino's famous
tica,

work L! Antic a musk a

ridotta alia

moderna

prat-

published in 1555, states excellently the typical contrapuntal theory

of the

sixteenth

Reduced

for

century.

Modern

Even the

Practice,"

is

title,

"The Music

characteristic.

Don

of

Antiquity

Nicola Vicentino,

OUTLINE HISTORY OF CONTRAPUNTAL THEORY

20
a priest

from Vicenza and

land chapelmaster

Adrian Willaert, the famous NetherMark's church in Venice, was a zealous advocate

at St.

a pupil of

which he considered ancient music.

of everything

In 1546 he published

a collection of "chromatic" madrigals, as

theoretical

work

just

he called them, and


mentioned he demonstrated, according

in the
to

the

ancient models, not only the diatonic but also the chromatic and en-

harmonic tonal systems.

Detailed discussion of this expansive work, to

a great extent decidedly experimental

afield.

and devoted only


would lead us too far

in character

slightly to the practice of the sixteenth century,

Nevertheless various portions, especially those dealing with dia-

tonic music, deserve consideration.

Vicentino emphasizes, for example,

among

that in the composition of madrigals,,

other things,

little

depends

upon the pedantic maintenance of the mode and the like; most important
is to see that life and breath be given the text by the tones and that the
music express the passions and
well as melancholy.
sions of the

feelings, bitter as well as mild, cheerful as

Elsewhere in his book he defends the use in suspen-

augmented

fourth,

for expressing something

which

is

otherwise generally in disfavor,

rough or unpleasant.

The same

line of

thought

can also be observed in the works of Zarlino and other famous theorists
of that time,

though one looks for

preceding century.

It is

it

in vain in theoretical

works of the

a truly typical trait of the sixteenth century.

Otherwise Vicentino, apart from somewhat misguided

efforts to intro-

duce the use of chromaticism and enharmonics, contributes


is

valuable and new.

much

Because he mixes long-known facts and

observations in a confused and unorganized manner, his

that

new

book makes

somewhat unfavorable impression; but it contains sufficient that is ingenious and significant to reveal Vicentino as an intuitive theorist and
keen judge not only of contemporary music but
Especially remarkable
rare at that time

genetic viewpoint.

is

also of the art of the past.

his feeling for history,

when men

which was decidedly

almost never showed any interest in the

In his discussions of the passing dissonances or "dis-

sonanze sciolte" (free dissonances),

this feeling

is

very noticeable.

For

example, he says

The

reader will realize that in music, from time to time, some progress

in old-fashioned

compositions

we can

see

that the composers placed

sonances in whole notes against a breve (which


they

let

the

first

is

is

made;

passing dis-

equal to two whole notes) whereby

be a consonance on the strong beat while the second was a dissonance.

OUTLINE HISTORY OF CONTRAPUNTAL THEORY


Later they

felt

these dissonances to be too tedious

and abandoned

this

21

manner

of

com-

position; in order to disturb the ear less, they used half notes, the first being consonant

on the strong beat, the second forming a dissonance on the weak beat, and this practice
was continued for some time. Today this custom is no longer common because the
half note as a dissonance is too prominent, and not only it but the quarter note as well
is too sharp a dissonance if it is not used in a proper manner; we therefore are accustomed to use only quarters and eighths as dissonances.

Vicentino here gives us entirely trustworthy historical conclusions,


except that he

is

mistaken

when he

says that dissonant half notes are

completely excluded from the music of his time.


that they occurred

somewhat

less

It

true,

is

however,

frequently then than in earlier times

and that quarter notes appeared more frequently

as dissonances.

Vicentino also makes some pertinent and precise comments concerning

He

quarters.

speaks of three syncope forms: major,

a breve; minor,

is

if it

has the value of a whole note; and minima,

has the duration of a half note.


resolved by the

downward

is

if it

All syncopation dissonances should be

progression of the second, and where possible

an imperfect consonance should follow them because,


nature

the syncopation

if

as

Vicentino writes,

not fond of extremes but prefers the middle way; a perfect con-

sonance would

make

too sharp a contrast with the preceding dissonance.

In addition, Vicentino sets

up the reasonable

rule that the resolving tone

should have half the worth of the syncopation

itself.

One

can also use

syncopations without dissonance as long as syncopations do not occur

simultaneously in

all

parts;

if

they should, one would not be able to get

a clear impression of the syncopation at

all.

After accented half notes, whether syncopated or not, the

first

of

two

quarters descending stepwise can be a dissonance, but only in descending

motion; in the opposite direction only the second, unaccented, quarter


be

made

century

is

a dissonance.

That Vicentino

is

seen especially in the chapter in

which he

concerning the placing of the text under the notes

of imitation

among
easily

is

gives definite rules

such a matter would

scarcely have interested a theorist of an earlier date.

ment

may

a true son of the sixteenth

His detailed

also a typical trait of the century; here

we

treat-

are told,

other things, that in imitation one should keep the voices in an

understandable relation to each other and that imitations

second, seventh, or ninth should be avoided so far as possible.

one should not delay the entrance of the theme


voices too

much,

in the

especially with four beats to a breve.

at the

Further,

accompanying
That

theme

OUTLINE HISTORY OF CONTRAPUNTAL THEORY

22

which begins on

strong beat

may

be brought in on a weak beat in the

imitation, provides for a valuable variation

One

which

will please the listener.

should avoid bringing in the soprano too high; doing so easily pro-

duces a harsh and unrefined

Vicentino further warns against

efTcct.

beginnings with runs; rapid movements should grow out of slower ones.

And

apparently Vicentino

the

is

first to

introduce the rule concerning the

tonal answer of the fugue theme: that a skip of the fourth

answered by

He

double counterpoint, compositions for several choruses,

also speaks of

and other problems belonging


Vicentino therefore makes
part,

must be

a skip of the fifth in order to preserve the unity of the key.

to a later time.

many

significant observations; for the

most

however, he has not progressed a step beyond the theorists of the

Times have changed and with them style. Therethe music which Vicentino discusses is different from that with

preceding century.
fore

which Tinctoris
real

Both, however, had only vague notions of the

dealt.

problems of counterpoint, simply because for those times, which

received the polyphonic style as a gift at birth, so to speak, such problems


scarcely existed.

But Vicentino
century, of the

is

representative of only a certain aspect of the sixteenth

"modern"

that time; to regard

be wrong, for he
ness

is

him

too

in terms of

what would be regarded modern in


whole sixteenth century would

as typical of the

much

With amazing shrewd-

of an individualist.

and astonishing boldness he discovered for himself the direction

evolution was taking and gave frank expression to his views.


typical of his age insofar as

questions
of

which most concerned the men

which

He

is

he expressed himself regarding some of the


of his time

and for

they were most eagerly striving, although with

the solution

little

success.

Although the sixteenth century quite unmistakably prepared the way for
the seventeenth

music,

it is

than in

its

and with

it

for the rise of emotional, subjectively tinged

clear that this characteristic

deeds.

The

is

manifested more in

depicted by other theorists better and, above

by Vicentino.
pressive

and

It

characterizes this
cut across

and

must be considered,

subjective,

its

attempts

real accomplishments of the sixteenth century are


all,

more temperately than

too, that the

which was predominant

tendency to the ex-

in the century

and which

period in comparison with the preceding epoch, was

by somewhat strong counter-tendencies toward the objective

universal.

OUTLINE HISTORY OF CONTRAPUNTAL THEORY

23

La Music a Comuna

The

sixteenth century shows a certain preference for an aesthetic con-

musica comuna'/ a phrase which

cept, "la

which means something

The

academic music.
uralness.

It

not easy to translate but

is

comprehensible, regular, perhaps

easily

sixteenth century loves clearness, directness, nat-

wants order,

the superfluous.

like

conformity to

strict

more implacable

rule,

and not too much of

critique than that of the sixteenth

century has never been applied to the fantastic, ceremonious Gothic of the

For

Middle Ages.
century had

work out
it

and

ideas influenced

their art in such a

No wonder

is

highly suggestive of genius,

by romanticism, the sixteenth

The ideal of the composers was to


way that as many as possible could understand

understanding.

little

rejoice in

which

originality

modern

according to

it.

Palestrina

came

which cherished these views.


imitator of nature"

as the greatest representative of

Posterity has rightly called

and indeed

a gifted naturalness

is

him

an epoch
"the great

expressed in

all his

works, a sure feeling for the occasional, the easily comprehensible, in


short, for classical expression.

terized

His

art seeks universality

only slightly concerned with the new; the old

is

is

eternally

essence

is

in depth; experimental expansion of the

expression

is

foreign to

Its

and

is

charac-

by a deep joy in the development and fulfillment of the law.

it.

It is

new

means

It

to

it.

of artistic

the perfect, masterly expression of the

musica comuna, that movement within the music of the sixteenth century

which dedicated

itself to

the past, but

important and typical in the


forward-looking expressive
4 Indicative

art of

which

in

its

way

is

so

much more

music of the time than the more

tendency,

"la

musica reservata"

(as

the

is a letter which a certain Gian, an


agent of the Duke Ercolc Estc
beginning of the sixteenth century. He reports here the following
concerning two of the greatest composers of the century, namely Josquin des Prez and Hcinrich

of

Eerrara,

of this view

wrote

at

the

Isaac:
"I

call

your Highness' attention to the fact that the singer Isaac has been in Ferrara and has

composed

motet on the theme 'La mi la sol la si la mi' which is very good and which he
two days. From this one cannot conclude otherwise than that he works very fast;
besides this, he also composes in such a way that it pleases the people. ... I find that he is
better suited to serve your majesty than Josquin, because he has a more sociable manner and
writes more that is new.
It is true, however, that Josquin composes better; he acts, however,
according to his own desire and pleasure and not according to the wishes of the people."
According to our present standard Josquin is more of a genius than Isaac.
Even so, it is
certain that Isaac, according to the letter, much more nearly met the demands which people of
a

finished in

the sixteenth century

made

of a genius.

OUTLINE HISTORY OF CONTRAPUNTAL THEORY

24

Netherlander Coclicus called the

To

understand

how

this

latter

about the middle of the century).

music a com una

the Palestrina

style,

the gener-

timewas formulated by the theorists,


we will have to consider a confusing number of statements, several of
which are quite convincing. When we observe, however, the number
of rules which were set up in comparison with the number which might
have been made, we are surprised to find that the former are extremely
few. The greater the interval between the theorist and the time of which
used style of composition of the

ally

he writes, the easier he finds


difficult to see events

near

at

it

formulate a theory.

to

hand

much more

It is

in perspective than to see

them from

a little distance.

The

result of the musical

lawmaking

ever, not only quantitatively slight, but

of the sixteenth century

that composers

and

disclosed their knowledge.


It

possible

also

is

theorists,

known

by the

at all

theorists,

remarkable circumstance which suggests

perhaps for business reasons, only partially

that* a

remark of the German

theorist

that theorists of earlier times spoke so

Luscinius (1487-1537)

how-

even important rules which every

contrapuntist observed often either were not


or they are not mentioned

is,

Ottmar

little

about

everything pertaining to the dissonance only because they regarded this

theme

as

pertaining rather to practice than to theory

apply to musical technique in general, so that

to

we

teachers initiated their pupils into various "secrets"

reasons did not see


It is

well

fit

known

to write

Rome

is,

which they

him were

for various

or to publish.

to

That Palestrina was a kind of conservatory

be sure, only a legend; however,

it

has been proved

that several of the important masters of the generation

following

extended

that several of the great composers of the sixteenth

century engaged in teaching.


director in

down

can be

can assume that the

instructed

and trained by him.

immediately

So far as

we know,

however, he did not leave any written documents which might enlighten
us as to the nature of his instruction.

comes

to our aid in this respect

wrote to the

Duke

is

The only

a letter

which

bit of

he, as a

of Mantua, Guilelmo Gonzaga.

writing which

famous master,

This prince was

the composer of Cremona, for example, that when in Padua


time a copy of Zacconi's Pratlica di musica which appeared in 1592, he
cried out in amazement: "Not for a thousand ducats would I have disclosed the secrets which
5 It

is

told of Costanzo Porta,

he saw for the

this

monk

first

has revealed here,"

OUTLINE HISTORY OF CONTRAPUNTAL THEORY


zealous musical amateur and

composition for criticism.

had

sent Palestrina

But

Zarlino's doctrines.

this

pieces of his

comments on them

Palestrina's

somewhat general character and

of a

some

mean

are,

own

however,

agreement with

are obviously in

does not

25

them

that Palestrina took

over from the works of that great theorist.

But even

this

paucity of

comment

not by any means remarkable, for

is

history has demonstrated that great composers are often only mediocre
theorists, that

men who

and boldness

in their style are often

display in practice an astounding independence

remarkably naive and helpless in

found

theory, uncritically teaching rules that they have in their time


available in
selves

some book or other and

for the

most part

restricting

them-

merely to generalities.

Porta

Neither Palestrina nor the other great masters of that period wrote
theoretical works.

There

are,

however, in the Liceo Musicale of Bologna

which possesses one of the richest and choicest music


of the
world a few hitherto entirely unnoticed manuscripts of theoretical conlibraries

tent,

which come from important composers

of these

is

One

of the Palestrina style.

manuscript of the sixteenth century designated

as instruction

given by Costanzo Porta (1530 to 1601) to a certain Pater Tomasso

Gratiano of Bagnacavallo.

It

begins with a discussion of the intervals

Then

and follows with

a survey of consonances

the usual section

on the movement of perfect consonances into imperfect,

and dissonances.

of imperfect into perfect, of perfect into perfect,

subsequent remarks on
of note values.

by a quarter.
a case

it

had

initial

so on,

with some

idioms and cadences and on the succession

A whole note best followed by a half, and this in turn


A quarter can, however, also follow a whole, but in such
is

best be dotted.

somewhat

helter-skelter

imaginable

circle-canons,

rules of notation,

practically

and

follows

For the

and includes

rest,

the material

a colorful

ecclesiastical

modes,

mensural theory, and so on.

is

put together

mixture of everything
progressions,

interval

The

treatise

nothing really new or remarkable; rules such

contains

as those

here can be found in other contemporary or earlier theorists

more

given
clearly

and systematically presented.


See

Wagner.

my

study:

"Ueber eincn

Leipzig, 1926.

p,

100.

Brief

Palcstrinas,"

Festschrift

sum

60,

Geburtstag

von

Peter

OUTLINE HISTORY OF CONTRAPUNTAL THEORY

-6

Giovanni Maria and Bernardino Nanini

The
in

situation

is

somewhat

Bologna and attributed

similar in another manuscript also preserved


to

the

two brothers Giovanni Maria and

Bernardino Nanini, famous composers

who

lived in Palestrina's time

are said to have been closely associated with him.


script as a

whole

is

not remarkable,

it

are surprising in their independence.

we come

across the rule that

this

Here, perhaps for the

first

two quarters may not occur alone

place of the accented half notes in a measure.

We

time,

in the

find also several other

important melodic-rhythmic rules which apparently are not stated

where

and

manudoes contain some passages which


Although

else-

until later in the seventeenth century: for example, the rule that

a stepwise progression in quarters should, so far as possible, be continued


until
if

it

comes

to

an accented half note; on the other hand,

such a movement in quarters ends on an unaccented half unless the

latter

is

tied over

and becomes

The manuscript also states


two steps of a second downward

a syncopation.

a rule that, so far as possible, one or

should follow an ascending skip of a fourth,


I

not so good

it is

know,

therefore, here

fifth,

or octave.

stated for the first time,

is

though

So far
in a

primitive way, the important law concerning proper balance

melody.
wise

Furthermore,

movement

measure;

it is

it is

as

most

of the

taught that an ascending or descending step-

in quarters should not begin

best to let these

movements

on the

first

beat in the

in quarters begin in the place

of the unaccented halves.


If this

manuscript really dates from the time of Palestrina,

able in that

it

it is

remark-

repeatedly anticipates subjects which otherwise were never

formulated and discussed until the theorists of the seventeenth century.

By and large, however, there is no essential difference between this source


and the other more official, theoretical works of the sixteenth century.
There is therefore hardly any reason for assuming that practical musicians surpassed the real theorists in knowledge to a degree worth mention-

granted

ing

that, in

accordance with a

only the rougher working

tacit

agreement, they published

rules.

Zarlino

Although the contrapuntal teaching of the sixteenth century by no

means encompassed the

positive side of the contrapuntal problem, several

OUTLINE HISTORY OF CONTRAPUNTAL THEORY

27

things lead us to conclude that the peculiarities of the polyphonic type of

composition were by no means


Zarlino, the

most important

repeatedly that

harmony

unknown

For example,

to the theorists.

theorist of the sixteenth century, declared

arose out of melodies sounding simultaneously.

Also with regard to the concept of melody, he took more pains than any

him just as in general he treated all aspects of technique


more fundamental way than they were ever treated before. In
the Palestrina style itself, as is well known, the rule held that only perfect,
major, and minor intervals could be used in melodies, and that all these
intervals up to the fifth could be used without restriction in both directions.
Also the octave could be used, both ascending and descending,
while all other skips, with the exception of the minor sixth ascending,
7
were forbidden. Of this rule, Zarlino writes as follows:

theorist before

in a

The

octave, fifth, fourth,

and

third can be used, as well as the tenth,

One

uses (as a matter of fact he uses the twelfth in "Inviolata").

dissonances such as the minor and major second.


infrequently, ninth
still

and sevenths are used,

One

can observe today.

posers, avoid using the

One

sees at

as

one has observed in good masters and


is the practice with modern com-

should, however, as

augmented

fourth, the diminished fifth,

once that Zarlino, whose work

first

first

and similar

present the actual set of rules of the Palestrina


at that

Palestrina

and

it

is

That

style.

time for obvious reasons.

was not unusual, while

its

use

is

It is

work

already to be found in the famous

melody with larger

a rule they restrict

of the composition largely depends

Zarlino.

C,

says

but the rule

of the Swiss theorist

valuable

more

as a

is

in

no wise

striking.

themselves to generalities, such as Zarlino's assertion

that the voices should progress quietly

is

sixth,

Zarlino and the later theorists of the cen-

tury have to say about the finer melodic relations

As

something

worth noting that Zarlino

Glarean, in the Dodecachordon, which otherwise

What

is

extremely rare in the compositions of

his contemporaries.

collection of examples.

developed

For example, with

nothing concerning the possibility of using the minor


for

it

and that he does not

these earlier composers, such a freer treatment of the


skips

intervals.

appeared in 1558, deals

half of the sixteenth century in Italy,

he could not do

likewise uses

true that occasionally, but very

It is

principally with the practice of the Netherland composers as

during the

which Josquin

and stepwise, because the beauty

upon

this

VUtitutioni harm o niche, Tuttc l'Opere.

method.

Venice,

The requirement

1589.

Vol.

I,

pp.

251

fT.

OUTLINE HISTORY OF CONTRAPUNTAL THEORY

28
that stepwise

movement predominate

is

based chiefly upon the idea that

such a treatment produces something which

is

easier to sing.

example, that melodies should move stepwise so far

says, for

because this method

is

with nature and

in accord

Artusi

as possible

same time

at the

is

convenient for the singer too; and in a contrapuntal work: Dialogo del

Don

Pietro Pontio Parmigiano, dating

custom of the time,

"How

arranged in the form of a dialogue, the pupil asks:

when he

art of this period,

mand

harmony

And

intervals."

to another;

Artusi

follows

such a basis for the laws

for a voice leading that

reason and

may

similar
it

of

line

confronts the

In view of the decidedly vocal character of the


is

quite comprehensible, but

nevertheless a certain superficiality about

doubtless based

by having proper,

forbids the chromatic step because

singer with difficulties.

is

sing with ease and

master replies: "By letting the parts proceed step-

wise and in progressions from one

thought

may

what one composes?"

this question, the

well-proportioned

there

1595, which, according to a

should one proceed in order that singers

pleasure

To

is

from

is

much more on

The

it.

insistent de-

stepwise and even, as far as possible,


a psychological than

on any

was

practical

very well have been connected partly with the strong

urge toward the simple and natural, which

and partly with an unconscious tendency


polyphonic element

is

characteristic of this century,

to strengthen

as against the chordal,

which

is

and

fortify the

noticeably gaining

in influence during the century.


If

we

turn

now

to the treatment of the dissonance,

to observe that dissonances for the

ornaments for consonances.

as

characteristic

most part were

What

we

will be surprised

still

regarded chiefly

Zarlino thinks in this respect

is

Although every composition, every counterpoint, indeed even every harmony is


and preferably made up of consonances, one nevertheless uses dissonances too,
although quite secondarily and incidentally {per accidente) in order to further the
beauty and ornamentation dissonances, which, although they sound somewhat unpleasant standing alone, are not only bearable but actually refresh and please the ear
These dissonances afford the
if they are introduced in a suitable and lawful manner.
musician two (among other) advantageous possibilities of significant value: the first
is that a dissonance may aid one to progress from one consonance to another; the
second advantage is that dissonances heighten the pleasure of the consonances which
follow immediately after them, just as light is much more pleasant and lovely to the
chiefly

Zarlino op.

cit.,

p.

212.

OUTLINE HISTORY OF CONTRAPUNTAL THEORY

29

follows darkness, and just as something mild seems so much better and sweeter
something bitter. Experience teaches us that the ear which is hurt by a dissonance finds the consonance which immediately follows so much the more charming
and beautiful. For this reason the musicians of old were of the opinion that not only

eye

if it

after

and imperfect consonances should be used

perfect

in their compositions, but disson-

ances as well; they realized that the beauty of their compositions could be enhanced by

Compositions which are made up solely of consonances may


effect; but there is something imperfect

the use of the latter.

themselves sound good and have a beautiful

about them both melodically and harmonically in that the charm which may arise
from the use of contrast is lacking. And although I have said that one should for the
most part use consonances in composition and that dissonances should be used only
secondarily and more incidentally, one must not therefore assume that the latter can
be used without any rule or order, for from this use only confusion would arise.

With

respect to the treatment of dissonances, Zarlino's chief rule

may

that they

not occur in note-against-note writing or on the accented

part of the measure, because they are too obtrusive there.


half note
is

which may form a dissonance, and yet this


weak beat (hence on the second and fourth half

notes in a measure), and there


is

in the

Ordinarily the

the longest value

is

admissible only on the

That

is

to say,

same

not allowed

if

In a progression by skip only consonances

on the other hand,


is,

permissible only in conjunct motion.

approached and quitted stepwise and

For quarter notes approximately the same

at all.

quarters (that

is

But half-note dissonances that move by skip are

direction.

as for half notes.

it is

the dissonance

if

the

movement

rules apply

may

be used;

progresses by step the unaccented

may

the second, fourth, sixth, and eighth quarters)

be

dissonances.

Vicentino expresses this most briefly and clearly:


In composition one ordinarily uses a consonance as the
a dissonance as the second, a

fourth.

first

quarter in a measure,

consonance as the third, and a dissonance again as the

Where, however, only two quarters occur, and where these follow

a synco-

pated whole note or a half note and the progression moves in a descending direction,
the second

and not the

other hand, the

first

movement

two quarters must be

of these
is

ascending, the

first

a consonance;

if,

on the

quarter must be consonant, the

second dissonant.

Artusl, Tigrini, Ravn,

What

Zarlino and Vicentino teach with respect to the treatment of the

dissonance
''

and Sweelinch^

is

supplemented by Artusi

L' An tica musica ridotta alia

10

moderna

L'Arte del contraponto (1598),

p.

prattica

56.

as follows:
(1555),

p.

32

10

v.

"In stepwise motion,

OUTLINE HISTORY OF CONTRAPUNTAL THEORY

30

composers commonly write two quarters

as

dissonances (in immediate

succession) and thereby obtain an excellent effect."

canon

Arezzo who

ot

musica, writes:

dclla

kind

ot a

such a

in

"

Oratio Tigrini, a

"Practical musicians,

if

they have to

cadence with the use of four quarters, ordinarily

way

Compendio
make any
arrange them

1588 published an excellent work,

forms

a dissonance."
Apart from
some explanatory examples which follow, Tigrini gives us only the most
meager information. He states merely that idioms of this sort are in
in

that the third quarter

general use and that Artusi regards the succession of two dissonances

(second and third quarters)


Tigrini does

nation.

make

as the

most remarkable feature of the combi-

the interesting observation, however, that

we

find this use of the accented quarter-note dissonance chiefly in cadences.

The Danish music

Hans Mikkelsen Ravn (Corvinus), who in


1646 published a well-written but not especially original work on music
theory, Heptachordum danicum, apparently bases his observations on
Artusi. At any rate, he writes, "In stepwise motion the first and last
quarters are consonant." He then introduces some explanatory examples
which

theorist

are quite in accord with Artusi, but

which he apparently took

from the Compositionsregeln Herrn M. Jokan Peterssen Sweetthe work of the famous Dutch organ composer Sweelinck, a pupil of

directly

ing,

Zarlino.

Here the example which corresponds

may make

with the statement: "Thus one


bad, but the

first

and the

last

any

rate

we

find

it

given in connection

both of the middle quarters

must be good."

based upon rather superficial considerations,


at

is

is

But

this rule,

apparently

which

much

is

older;

already in Pietro Aron's Toscanella in music a, a

work which appeared

in 1523 in Venice.

consonance and dissonance


author requires that the

is

first

stated in a

and

last

Here the

relation

between

most remarkable manner; the

of the four notes

which may follow

either a breve or a whole note must be consonant, though the two middle

may be

notes

dissonant.

The Seventeenth Century: Some

Pedagogical Developments

Cerone

We
only
11

obtain really satisfactory information on quarter-note dissonances

much

Page 33.

later,

through the

Italian Pietro Cerone,

who

for a

number

of

OUTLINE HISTORY OF CONTRAPUNTAL THEORY


years

was

a singer at the court

chapel

Madrid, and

at

who

epoch-making work, El Melopeo,

lished in Spanish his

imposing not merely because of

whelming abundance

We

its size.

find in

it

31
in 1613 pub-

work

that

is

an almost over-

of excellent observations as well as valuable in-

formation about the use of dissonances on the third of four quarters.

Concerning

this

matter Cerone writes:

llj

Only in cases where the part moves downward conjunctly in four quarters and
where these quarters introduce a cadential device, is it permissible for the first and
fourth quarters to be consonant while the second and third are dissonant. One
should notice especially that under such circumstances all four quarters must move
stepwise downward and also that the note which follows the fourth and last quarter
is the upper second to this.
Cerone's rules are almost perfectly in accord with the laws which are

observed in the Palestrina

style: stepwise

descending movement of four

quarters and then a step of the second upwards,

melodic idiom:
vation

is

=j= ---" ==

which

gives the following

Nevertheless, even

Cerone's obser-

not entirely exhaustive, for in actual practice the figure just cited

almost always occurs in combination with a suspension dissonance in one


of the other parts.
particular

form

Cerone mentions,

just

Tigrini does, that the

as

of the quarter-note dissonance referred to occurs only in

cadences; that he

is

not thinking here exclusively of cadential formulas

with suspensions, however,

is

sufficiently evident

from the musical exam-

ples given.

Otherwise with respect to the treatment of quarters


is

remarkable that the so-called auxiliary notes,

common

in practice, receive only slight attention

the most part they are not mentioned at

all;

13

as dissonances,

which

from the

it

are unusually
theorists.

For

when any theorist does menOf the following idioms,

tion them, he usually merely forbids them.

Artusi says

it is

best for the highest tone of the

first, as

well as the lowest

12

El Melopeo (1613), p. 650.


Drehnoten I mean by this the device which consists of
lower second and subsequent return to the principal tone, thus:
13

= z==z

or

=:==:=:

"turning"

with

the

upper or

OUTLINE HISTORY OF CONTRAPUNTAL THEORY

32

many seem

tone of the second, to be consonant, not dissonant as

rr

It

is

further worth

which

is

by the

theorists,

note

ap-

repeated (in which the dissonance normally can

although

everywhere in

it is

music of the sixteenth century.

tical

when an unaccented

arises

have only the duration of a quarter)

all

<v

noting that the so-called anticipation dissonance

(Portamentodissonanz)

proached from above

^Wf

to think.

Still

is

not mentioned

common

at

use in the prac-

more remarkable, however, is


and sixteenth cen-

the fact that one of the favorite devices of the fifteenth


turies, the so-called

theorists

noticed.

and even

cambiata,

not discussed by any of the contemporary

is

in the seventeenth century does not

"Cambiata"

is

the

name given

to a figure

seem

which

to

have been

arises

when an

unaccented dissonant quarter, introduced by step from above, instead of


continuing the conjunct motion downward, makes a skip of a third

downward and

is

followed by a step of a second upward, thus reaching

the tone of resolution, although

late.

very fond of using this device.

Angelo Berardi, who wrote


as

Berardi

calls

them

As has been

said,

Certain theorists,

composers were

among whom was

in 1689, introduce various "note

(literally,

"changing notes").

cambiate"

He means

by

this

term, however, chiefly figures like those previously mentioned in which


the

first

of

two descending quarters

after

an accented half forms a

sonance, or where the third of four quarters

know, the idiom with the skip


cambiata for the

first

So far

a dissonance.

is

of a third

is

dis-

as

especially designated as

time in 1725, the year in which the Austrian royal

chapelmaster Johann Joseph

Fux published

counterpoint, Gradus ad Parnassum.

his

famous textbook on

Concerning the treatment of eighth

notes, the theory of the sixteenth century has

nothing

much

to say,

and

concerning suspension-dissonances, the later theorists of this century say


little

more than Vicentino; about

the forms of composition and the like,

however, they do offer a great deal of information which

is

most

signifi-

cant in the study of the musical style of the Palestrina period but which

does not directly affect the special problem of counterpoint.

OUTLINE HISTORY OF CONTRAPUNTAL THEORY

33

In summary, the music theory of the sixteenth century by no

same

perhaps

with even more justification

One must marvel

twentieth century.

which the time attempts

to describe

was more straightforward, valuable

changed

till

yet too

is

music theory of the

and

objectivity

with

music; in scarcely any other

field

work accomplished. These


the modern sense, for special

scientific

dissertations are not, of course, textbooks in

pedagogical concern

about

at the clarity

its

means

Indeed, one might say the

exhausts or covers contemporary practice.

much

in the

background

a situation un-

the development of the teaching of the "species" in the next

century.

two movements made themcomuna based rather upon the past.

In the sixteenth century, as has been said,


selves felt.

The

was

first

a musica

Especially evident in the music of the church,

secular music

clearly

its

movement prepared

tury with

its

found

most

its

distin-

the

and that church music which was more strongly influenced

by the madrigal, with


latter

it

The second movement was

guished representative in Palestrina.

new

the

emphasized expressive tendencies.

way

for the

The

music of the seventeenth cen-

forms: the opera, the solo-cantata, the concerto, and

others.

There has been

tendency to regard the events which took place about

1600 as a radical revolution in music.


in their tendencies

situation at the

than in their

But they were revolutionary rather

initial

manifestations.

The

musical

end of the sixteenth century and the beginning of the

seventeenth reveals, upon closer examination, a comparatively even tran-

from one musical

sition

The

style to another.

decisive factor really appeared at the

century,

when

the need for

making music

beginning of the sixteenth

serve the ends of poetic expres-

was first clearly manifested. This urge had no very striking results
show at first. At the beginning of the seventeenth century, however,
received a renewed, decisive strengthening from without, from the

sion
to
it

realm of

literature.

The

opera was created

dramatic form which in

the beginning used a kind of music as inadequate to express


desired as the madrigal music of the sixteenth century.
ever,

was present and

persisted

until

finally,

mastery over the musical means of expression,


jective

it

after

The

gaining

attained

its

what was
will,

how-

sufficient

goal: a sub-

music able to give expression to the feelings and passions of the

individual.

OUTLINE HISTORY OF CONTRAPUNTAL THEORY

34

This development was made possible


removal of the

strict

by replacing the

first,

through the

polyphonic weaving of the voices of the preceding


style.

The

placed by the major and minor

scales.

became more

many ways:

treatment of dissonances according to law, further

artistic

time with a more chordal

tions

in

old ecclesiastical

The

refined, a sharper distinction

and instrumental writing, and shorter note

modes were

re-

feeling for tonal combina-

was made between vocal

values,

more

energetic

move-

ments, and stronger rhythmic accents were introduced.


Berardi

Doubtless the reason the theorists clearly comprehend the trend of

whole development
relatively early, in

so quickly

1689,

we

is

that the time

was

ripe for

this

Thus

it.

example, in a theoretical work,

find, for

Miscellanea music ale, by the previously mentioned canon Angelo Berardi


of Viterbo, a historical survey

cerning what was then


cussions of

Two

which

my

in

opinion

essential in the situation

is

better oriented con-

than most modern

dis-

Berardi writes:

it.

based upon Plato's words: music


which modern music belongs, but the
situation is reversed, for here music is servant of the text.
This music is called the
second practice because consonances and dissonances had to be used other than those

is

styles of

master of the

music are in use today: the

text; the

second

style

is

used in the practice of earlier composers.

first is

that to

In their compositions, our predecessors have,

for example, never used dissonant intervals such as diminished fifths, the tritone,

other dissonances.

new

These, recently introduced in the second practice,

"Lasciate

which

are necessary to express the

mi morire" ("Let me

works

of various

die"), the diminished fourth in a

signed to arouse the sympathy of the listener.

Nenna)

and

possible

words and which, if used in appropriate


famous composers attest. Montethe "Lament of Arianna," for example, introduces with the opening words

effects

places, are free of all banalities, as

verdi in

make

uses the

And Nenna

way

effectively de-

(the madrigalist

Pompeo

interval in the first of his four-part madrigals at the

same

word

Cipriano de Rore uses the augmented fourth in his madrigal "Voiche m'invitta amove" at the words, "Dolce mia vita" ("My sweet life!"), and
Giaches de Wert employs the same interval in the madrigal "Misera non" at the word
"umilita" ("humility").

"essangue" ("lifeless"); in addition Luca Marenzio and other excellent masters use
them, as the r works clearly indicate. And many examples can be found in which
;

modern comoosers use


cians in

genial

the seventh, too, unprepared

try to supplant the practice of

and accented.

former times,

Modern musi-

in that they seek to give

impressive expression to the text in order better to arouse the feelings and passions of
Our predecessors employed only
the listeners, as our predecessors were unable to do.

one and the same

stvle

and mode of treatment of consonances and dissonances,

in all

OUTLINE HISTORY OF CONTRAPUNTAL THEORY

35

works they published. If we turn, for example, to Palestrina, the prince and
though by no means an especially old composer, we find only a slight
difference between the style of his motets (sacred compositions) and that of his secular
the

father of music,

madrigals.

And if we examine these secular songs with French and Flemish texts, printed
during 1545, 1546, 1549, 1550, and 1552 and composed by such masters as Crequillon,
Janluys, Petit, Jean de Lattre, Baston, Clemens non Papa, Ricourt, Josquin, Adrian,
Verdelot, and

many

other composers of various nations,

we

find here, too, very

little

and sacred compositions. One difference is that the


movements of the former are somewhat more lively where the words are gay and
playful, as in the songs "La bella Margarita," "La Girometta," and "La Battaglia" of
Jannequin and Verdelot. If, however, the content of the text is serious, then there is
little or no difference with respect to style and the treatment of consonances and dissonances between the masses and motets of these masters and their madrigals. From
difference between secular songs

obvious that the earlier composers

this

it is

and

that they used

it

knew

only one

for sacred as well as secular music.

way of writing, one style,


Modern composers have at

on the other hand, three style-species: a style for religious music, a style
and a dramatic style for the theater. And yet there are, as has
two kinds of practice (two chief style-species): in the first music is the

their disposal,

for domestic music,

been

said,

master of the

text,

but in the second the servant of the

Berardi goes as far as

this.

But

it is

text.

somewhat

of his clear conception of the difference

surprising that, in spite

between the music of

his

own

time and that of the preceding century, the rules of counterpoint which

he formulated should be almost identically the same


have very

little

do with the new

to

otherwise such a zealous supporter.

but also of
but hold

all theorists

own

without intention.

practice, of

The same

is

which he seems

true not only of Berardi,

of the seventeenth century: they preach the

Only

fast to the old.

idioms of their

those of the

Berardi's rules of counterpoint, there-

theorists of the sixteenth century.


fore,

as

occasionally one or another of the musical

time creeps into their musical examples

We

face

contrast between

probably

theory and practice

Yet

doubtless unparalleled in the earlier or later history of music.

should probably be taking this relation too seriously,

some conscious process


explanation

is

tion

of reasoning

we were

to

assume

at the root of the matter.

new

style, in spite

of

its

not well adapted to pedagogical uses.

lies in

if

we

The

conceivable, however, that the theorists of the seventeenth

century believed the


teristics,

new

the general

human

tendency

otherwise valuable charac-

Or perhaps

to resist

change, in

the explanainertia.

In

the course of the sixteenth century, contrapuntal theory had attained so

OUTLINE HISTORY OF CONTRAPUNTAL THEORY

36
solid
it

an organization that

it

was not

to be cast aside casually;

if

necessary

could continue to exist for a time independent of practice.

Although we

find, in the seventeenth century, for the

same contrapuntal

rules as in Zarlino, Vicentino,

new element

way

in the

new element brings the

theorists of that

what we now regard

relationship with
cal

the teaching system

itself

most part the

and Artusi, there


was worked

time into a

much more

as counterpoint,

from

is

This

out.

intimate

a pedagogi-

viewpoint.

The Cant us Firmus and the

Species

For modern musicians counterpoint

and the

associated with the idea of a cantus firmus

the cantus firmus

is

we

concerned,

pedagogical term

as a

"species."

is

closely

So far

as

find this idea not only in the seven-

teenth century but also in the theorists of earlier times.

Originally

it

was not motivated by pedagogical considerations, but was taken over into
theory without further deliberation because
role in the earlier polyphony.

music,

it

rule

may

be

up

set

as a

this

it is

at a

so far varied that

viewpoint one may, with a certain

to this time, after a

ideas.

primary law in the evolution of

music: from a certain form A, one arrives


gradually until finally

up

played a very important

embodies one of the oldest and most profound musical

The following

From

it

Closely related to the innermost nature of

new form

it

B, by varying

justification,

regard

all

music

thousand years of continuous modification,

gigantic process of variation.

It is

becomes the new form B.

as a

an unending chain of variations,

all

naturally standing in more or less obvious relation to the theme, but all
having one thing in common, namely, the visible or invisible, actual or
ideal cantus firmus, to which they are linked and upon which they
continue to build. Polyphony itself is based upon this principle of variation in one of

its

most primitive forms, the

in the evolution of

of

our music

polyphony are transmitted

so-called

heterophony (which

before the time from which the examples

lies

to us).

certain rather accidental kind of

In heterophony there arises

polyphony when

several voices sing the

same melody simultaneously while each singer or instrumentalist

varies

melody according *o his inclination. And in the previously mentioned organum, which is the oldest western European form of polyphony
preserved for us, the compositions are built up by adding one or more
the

upper parts to

Gregorian melody.

This principle of construction

is

OUTLINE HISTORY OF CONTRAPUNTAL THEORY


retained in the motet writing of the twelfth

indeed

The

influence

its

cantus firmus

and thirteenth

now

it is

an

ecclesiastical

melody or

occurs generally in the tenor but occasionally in


And

firmus technique

often of a

is

one of the other

For example, one no

all

voices in succession to use certain motives taken

deeper basis in the fact that music displays a certain gravitating tend-

ency and inertia in

this

its

evolution and adheres to

On

technique can assert

itself

in the process of

describing a style as best

Contrapuntal theory

is

it

it

is

its

principles with

first

more remarkable

that

within contrapuntal theory and that

it

only rarely treat the cantus firmus in such

Meanwhile

an obvious manner.
is

the other hand,

when composers

retained

theory

it

but here the cantus

felt,

melody.

remarkable tenacity).

is

was strongly

ideal character.

Hence it was not at all remarkable that the


Middle Ages should accept this technique (which thus has

this basic

theorists of the
its

more

obliged to give to a single voice the sole right to the cantus

felt

firmus, but allowed

from

a folk

for a long time, in fact until the ordinarium compositions of

the sixteenth century, this principle

longer

centuries;

strongly felt until well into the fifteenth century.

is

whether

song

voices.

37

it

is

quite significant that contrapuntal

changing from a discipline concerned with

can to one which emphasizes pedagogical ends.

not content merely to formulate the rules which

which

observes in practice or

it

thinks

it

observes there;

it

begins to

consider methods which will lead growing composers quickly and thor-

oughly

to the

mastery of the technique of music, methods particularly

them

useful to

in practice.

It

is

no longer

technique of the great composers and then

models

as best

are devised

to

describe the

the students imitate these

Special exercises involving special difficulties

they can.

which

let

sufficient

from

are not taken

signed to attain the goal

more

actual music, but

quickly.

which

are de-

These attempts appear most

clearly in the system of "species."

A common,
identical

end; but
in the

popular conception of counterpoint

is

to think that

Here the means

is

confused with the

with the "five species."


it

last

shows

how

closely the teaching of species has

it

is

become entwined

centuries with the definition of counterpoint.

At present

nearly every textbook of counterpoint divides the material according to


species.

However much

the views of the different authors

may

diverge,

they do agree, with very few exceptions, in the teaching of the species.

outline history of contrapuntal theory

38

The Eighteenth Century: The


Fax and

Style of Bach

the Species

This principle of division, with a motivation similar to that of more


recent textbooks,

author of

we

find

first

in the

highly respected composer, Johann Joseph Fux.


for instructional
others,

where

significance,
is

The

famous Gradus ad Parnassum.

book, published in Vienna in 1725 by royal subsidy, was the

this

This book

used

still

is

purposes in the editions of Bellerman, Haller, and


has been changed in

Its

practical

which no other work on contrapuntal theory has

attained,

it

due not only

less essential points.

to the pedagogically excellent

arrangement of the material

so that the difficulties increase gradually, but also partly to the fact that

Fux was one of the


point. The earlier

own

time

or,

first

more modern

to take a

theorists either concentrate

attitude

toward counter-

on the practice of

their

perhaps in accordance with long-established custom, follow

the theories of their predecessors without considering contemporary prac-

Fux, however, was fully aware that one

tice.

in the matter of

is

confronted with a choice

music theory; one does not learn everything of

cance from any one style-species.

Every

style

has

its

signifi-

particular technique

and therefore one must know exactly why he chooses some particular
style rather

than another

of the sixteenth

as the basis of instruction.

and seventeenth

Most of the

theorists

centuries, without giving the matter

work on the music about them and only


made some comment to the effect that this or that idiom is
modern or that another is old-fashioned or less usable. Fux,

further consideration, based their


occasionally
beautiful or

however, leaves the music of his

own

time, the Bach-Handel epoch,

and

chooses consciously and with clear foresight the music of Palestrina as


the basis of his teaching.

This

is

certainly not merely a matter of the

years old when he wrote


Fux was
for Fux belongs by no means the reaction-

conservatism of older people


the

Gradus ad Parnassum

aries

who

hold on with tooth and nail

sixty-five

to

to

what was the law

in their youth,

even though he speaks sharply about contemporary music, which,


writes in the

German

edition of his book, "has almost

become

as

he

perverse."

He is in fact a free spirit, a man who thinks practically and independently,


who recognizes the weaknesses of his own time to the minutest detail and
who seeks an effective remedy. But Fux's superiority has often been

OUTLINE HISTORY OF CONTRAPUNTAL THEORY


The German

unrecognized.

39

Enlightenment,

theorist of the Period of

Kirnberger, in 1782 wrote a study called Gedanken uber die verse hiede-

nen Lehrarten

{Thoughts on the Various Methods

in der {Composition

of Teaching Composition) in which he criticizes Fux's procedure on the


ground that it is too "strict" {rein). Kirnberger examines Fux's method
in connection with the

does not correspond.


the

same

Fux

music of

own

his

time and rejects

Later theorists even to our

own

it

time have repeated

objections.

therefore chooses the style of Palestrina as his basis,

demonstrative manner indeed: in his preface he

whom

splendid light in music to

Even

science."

still

a very

Palestrina "that

calls

owe everything

stronger than his ability to do

is

intermixes elements of his

quite possibly

and in

know

of this

Fux's desire to learn and the will to master the teach-

if

ing of Palestrina

whole

because

it

own contemporary music

without realizing

a valuable

so,

it

nevertheless

his

work, especially with respect

and although he
in his discussions

Gradus

is

on the

division

to

and

organization of the material.

Fux

proceeds, as

easier to

more

have

difficult.

said,

He

by

from simple

steps

to

complex, from

begins the practical part of his book with

two-part counterpoint, and eventually goes on to three- and four-part


counterpoint, and then to imitation, to the fugue, and to double counterpoint.

he

sets

For each particular kind of writing, two-,

up the same

an upper

part,

five exercises or species.

and

three-,

In the

first

four-part,

species

he adds

then a lower part in whole notes to the cantus firmus, so

that the counterpoint

moves "note against note"

the preceding centuries contrapunto semplice.

same principle taught


in this species at

all.

in the

Fux

in earlier times, that dissonances

But he does not proceed,

theorists of the fifteenth

and sixteenth

as

form

called in

here teaches the

may

not be used

was the custom of the

centuries, directly

from simple

counterpoint, note against note, to that with motion, the so-called counter-

point by diminution in which different note values and rhythms are

used in an entirely free manner.


tematically

and

Instead

in the second species sets

note in the cantus firmus.

Fux continues

two half notes

to each

ters are

sys-

whole

Dissonances are admitted in this species only

on the unaccented portion of the measure, and then only


treated as passing notes.

quite

if

they arc

In the third species, consequently, four quar-

written against each whole note in the cantus firmus.

Here

the

OUTLINE HISTORY OF CONTRAPUNTAL THEORY

40

weak
just

and fourth notes of each measure, may dissonate

quarters, the second

the second species

as in

third quarter

may be

as passing notes.

In Fux's opinion the

dissonant provided both of the quarters which

it on either side are consonant.


Where Fux found this rule I do
know; possibly he formulated it himself. At any rate it is not based
upon the practice of the Palestrina style. In this species, furthermore,
Fux mentions, apparently for the first time in music theory, the cambiata.

adjoin

not

In the fourth species again only half notes are used, but this time as

Every unaccented half

suspensions.

cented note.

tied over to the succeeding ac-

is

These accented half notes introduced by

sonate, but then they

must descend stepwise

portion of the measure.

ties

Finally the fifth species

may

dis-

unaccented

to the following

the so-called contra-

is

punctus florid us ("flowering" counterpoint) and corresponds to the con-

Fux

trapunto diminuto of the earlier theorists.


ticularly detailed rules but

introduces here no par-

he does observe that two isolated quarters

may

occur in the place of an accented half note only under certain restrictions.

This rhythmical arrangement of the species


vention.

The beginnings

of the sixteenth century.

work by Girolamo
notes (that

is,

mixed note

11

however, not Fux's

in-

Transilvano (1597), a well-known theoretical

Diruta, for the

time

first

the second species of Fux).

in syncopated halves

is,

of this procedure are found toward the end

and then

treats

counterpoint in half

After that comes counterpoint

in quarters,

and

finally exercises

with

values.

In Adriano Banchieri's Cartella music ale, a

1614 in Venice,
species as in

we

Fux:

find almost exactly the


first,

work which appeared

in

same arrangement of the

counterpoint in note against note, then two

halves against each whole note of the cantus firmus; after that, four
quarters, then syncopated half notes.
species,"

name
to

Banchieri mentions

the

However,

contrapunto fugato.

so-called

it

introduces a theme which

answered in the fifth later in the same part.


ostinato, in

at all

Then

is

follows the contra-

which the contrapuntal part has complete rhythmic

freedom within the


tones,

This

implies that the contrapuntal part imitates and obviously attempts

produce the illusion of a fugue in that

punto

in place of the "fifth

limits of a

melodic motive, an ascending scale of

which therefore must be rhythmically varied

so that

it

six

conforms

times to the cantus firmus.

Finally, Zacconi's Prattica di musica (1622), an excellent

and more

OUTLINE HISTORY OF CONTRAPUNTAL THEORY


comprehensive work, introduces in the second part
in exact order:

whole

41

Fux

the

all

and mixed

notes, halves, quarters, syncopations,

number

In addition to these five species, Zacconi has a large

values.

species

of

other exercises: examples for counterpoint in which only stepwise move-

ment may occur and for counterpoint


which only skips are allowed; examples
a scalewise descending motion

in

in just the opposite

for imitatione per diretto,

answered

is

manner,

after the

manner

in

where

of the fugue

one and the same voice, and for imitatione per contrario, in which a

descending scalewise progression


in the

same part)

to think

up

and

number

imitated in the inversion (likewise

is

This tendency

of other similar species.

artificial, difficult exercises

seems

grow

to

in the course of

the seventeenth century.

In one of the most representative works of this century on the theory of


music, the

Documenti armonici

tioned before,

we

find, for

of

Angelo Berardi, who has been men-

example, a countless number of such

tricks,

which may possibly have stimulated the imagination of the pupil but

which were otherwise hardly of great

Berardi begins with the

value.

contrapunto alia zoppa ("limping" counterpoint) in which the rhythm


J

is

maintained

stepwise, progression, in

Then

strictly.

which

skips

Berardi presents counterpoint in

may

not occur

"skipping" counterpoint in which stepwise

the next chapter he introduces counterpoint in

the dotted half note,

is

which

and

finally a

forbidden.

is

In

a single note value,

used and follows this with counterpoint which

maintains the following rhythm

treats

at all,

movement

throughout:

counterpoint which moves exclusively in the rhythm j


:

and many other kinds of invariable rhythms.

He

J) J # J).

Berardi

tells

next

J) J)

further, as does

Banchieri, of contrapunto fugato and ostinato and in addition of counter-

point in which certain intervals such as

fifths,

octaves or tenths are

forbidden; of counterpoint in free note values in which dissonances

may

not occur

at all; of

counterpoint in ternary measure; and of counter-

point in saltarello, which moves in a certain dance rhythm:


J

In short, his

power of invention

is

almost inexhaustible.

However

color-

OUTLINE HISTORY OF CONTRAPUNTAL THEORY

42

and confused

ful

all

this

may seem and however


may be inclined to

tendency here manifested deserves attention;

it

significance in

little

contrapuntal instruction one

attribute

to

it,

the

gives evidence of a certain

urge toward pedagogical arrangement of the material on the part of the

The examples which

theorist.

they introduce in their books are no

longer taken directly from actual compositions but constructed by the

Obviously no composer writes a compo-

respective authors themselves.


sition of

any length which progresses, for example, exclusively in halves

or quarters.

And

yet

may

it

be quite appropriate that the pupil should

disregard rhythmical problems and concentrate completely

at first

the treatment of the melodic line

which

difficulties,

arise out of the

to

come up only

be

difficult to find

clusively;

and

way

may

and

theoretical trifles

move

likewise

stepwise ex-

which employs only conjunct motion and maseven melody to a cantus firmus.

many

entirely superfluous exercises

were introduced in textbooks of the seventeenth

Fux

century; not until

is

would

of writing builds a reserve which will help a composer

cannot be denied, however, that

to five

It

conclude with some justification that the

to write a very free, flowing,


It

these.

compositions in which the voices

one

yet

upon

so that the further

combination of rhythms, are allowed

he has fully mastered

after

practice of counterpoint
tery of this

and the dissonance

takes the matter in hand, reducing the species

and increasing the

difficulties successively, is a

form evolved which

really practical for pedagogical purposes.

With

the

first

half of the eighteenth century, therefore, the primitive

stage of contrapuntal theory

is left

behind.

One no

down

longer writes

without reservation or critique the rules which he observes or believes he


observes in practice, but he begins to reason about
if

he considers

sure, a

this desirable;

much more

he

selects

harmonic

an entirely

new

them and

rejects.

The

to stylize

situation

is,

them
to be

complicated one than that in the sixteenth century.

In the interim an art has developed


sively, a

and

basis.

As

which has

definitely, almost exclu-

a result, in musical theory there has arisen

discipline: the thoroughbass system of instruction,

develops within a short time into the theory of harmony, with

plementary concept, counterpoint.

which

its

com-

Therefore, in describing music, one

must choose between the two methods where formerly there was no
choice.

Along with

this

development, polyphonic music attained

its

second

OUTLINE HISTORY OF CONTRAPUNTAL THEORY


climax in the

We

Bach.

Bach

From now on

and although most


is

Johann Sebastian

are faced with a further choice in contrapuntal theory:

or Palestrina?
tions;

half of the eighteenth century with

first

43

have decided in favor of Palestrina,

theorists

among whom

not wanting in followers,

personalities.

One

of the

Bach

contrapuntal theory divides in two direc-

are

possibly the

first theorists,

many important

first,

to follow

Bach

was Kirnberger.
Kirnberger

Johann Philipp Kirnberger,


throughout his

life

personality of the

who

studied with Bach in Leipzig, retained

which he received from the

the deep impression


great master;

in

he even seemed somewhat

fact

ridiculous to his contemporaries because of the obvious fanaticism with

which he defended everything pertaining


His critique of every

art other

to Bach's

honor and greatness.

than Bach's was harshly derogatory, yet

he did not seem to have a truly

critical

Grundgedan\en uber

The

responsible for the best

unity and character, but

viewpoint.

and Fux, who

in his opinion are

Berardi's style displays

point.

little

not to be

Bononcini, to be sure,

may

be

less

limited in his

but he does not take care that the character of the

style,

consist

recommended because of its very


he does not discuss various more modern

it is

Besides,

advances in music.

Komposition

and purest works on the theory of music,

of a series of objections that have

strict

attacks in his

die verschiede?ien Lehrarten in der

directed against Berardi, Bononcini,

Only the

judgment himself.

positive aspects of his theories are of real value.

dominates the whole composition.

Finally, so far as

Kirnberger finds that his rules are too

strict

Fux

and that

initial
is

theme

concerned,

his textbook too

quickly takes up the fugue, which Kirnberger also regarded as by far


the most difficult

form of composition.

lacking in mature reflection.


the

Bach

with

style

this style

is

He

Kirnberger's critique

assumes quite

the only right one;

if

as a

is

obviously

matter of course that

the earlier theorists do not agree

then their teaching has thereby condemned

itself.

On

the

other hand, Kirnberger writes concerning his great teacher:


Johann Sebastian Bach uses a thoroughly pure

work
all

of his has a definite unified character.

that

makes

style in all his

compositions; every

Rhythm, melody, harmony,

a composition really beautiful, he has completely at his

attested by his works.

His method

is

the best, for he

makes

in short,

command

as

is

the transition from the

OUTLINE HISTORY OF CONTRAPUNTAL THEORY

44
easiest to the

most

by step in a thorough manner, and for this very reason


no more difficult than any of the other steps on the way.
consider the method of Johann Sebastian Bach the one and only
difficult step

the step to the fugue itself

is

For this reason I


method. It is to be regretted that this great man never wrote anything theoretical
about music and that his teachings have come down to posterity only through his
pupils.
I have attempted to reduce the method of the late Johann Sebastian Bach to
its

my Kunst

basic principles and, in

world

to the best of

my

des reinen Satzes, to reveal his teachings to the

ability.

The work which Kirnberger mentions

here really contains such an

attempt, and comparison between the result here and the earlier contra-

may

puntal theory

As

therefore be of interest.

usual, Kirnberger begins with

material and of intervals.


in

which he

an acoustical exposition of the tonal

Then he

brings in

some

on chords

sections

forms and inversions of the

discusses the different

and chords of the seventh and gives


mentions the dissonant suspension.

rules for their treatment.

triads

He

also

Because the dissonances brought

about in this manner can be omitted without causing a mistake or a lack


of clearness, Kirnberger calls

other

hand he

them

"unessential" dissonances.

characterizes as "essential" those dissonances

in a chord, as for

On

the

which occur

example the seventh of the chord of the seventh.

Kirn-

berger writes in great detail about the treatment of both essential and
unessential dissonances,

about harmonic periods and cadences, about

modulation into nearly related and more distant keys, about harmonic

and inharmonic (consonant and dissonant) skips

in melodies.

More-

he discusses in general the whole material ordinarily included in a

over,

system of harmony, before passing on in the tenth chapter to the discussion of the
parts.

problem which he

And we

calls

simple counterpoint in two or more

find rather early in this section a

remark

characteristic

of Kirnberger:

Simple

strict

counterpoint can be in two, three, four, or more parts.

begin with four-part counterpoint because

it is

parts perfectly until four-part writing has been mastered.

harmony

is

in four parts,

For

which

arise

best to

since the complete

and three-part
from the harmony
unless he has a thorough knowledge of four-part

something must always be missing

works, so that one cannot judge safely as to what


in the different cases

It is

hardly possible to write in two or three

is

in two-

to be omitted

writing.

With one
tion

which

stroke this

remark actually

discloses the

whole transforma-

took place in the polyphonic art during the seventeenth and

OUTLINE HISTORY OF CONTRAPUNTAL THEORY

45

Kirnberger no longer begins with the

eighteenth centuries.

line,

as

did his predecessors, but with the chord; and yet he wants polyphony.

But here he

entirely in the right because the

is

polyphony he

striving

is

the harmonically conceived linear music of the late baroque, of

for

is

the

Bach

His complete break with the practice up to that time,

style.

which began with two-part counterpoint and gradually increased the

number

of voices,

and

his departure in

an almost diametically opposed

power

direction give evidence throughout, of logicality and of a vigorous

The

of observation.

for

him

the chord

reasons he gives for this break are most significant

is

primary; the interval

constituent of a chord.

which

third, for

either the root or the fifth

because the intermediate third

From

plete triad.

here

it is

now

actually only a step to the

The

is

"empty"

it

Riemann

com-

defini-

nonharmonic element.

proceeds to describe

the four-part counterpoint

first

and

in "note against note," then the three-part,

nique.

as a

an incomplete triad of

which would make

lacking,

tion of the dissonance as simply a

Kirnberger

is

missing; the "empty" fifth

is

is

comprehensible only

is

example,

finally the two-part tech-

last-mentioned he designates, in connection with his earlier

discussions, the

most

difficult

ways of writing, involving

of all the

technique impossible to master without an accurate knowledge of the


After

four-part style.

this

he discusses

five-

and

six-part writing,

and

then proceeds to the so-called "ornamental" or "florid" counterpoint.

By

this

he means the same form

theorists

called

of

contrapunto diminuto

Fux), and he divides

species of

as that

which comprises the

which the

(hence, for example, the

this species into three

includes the so-called passing notes,

which can be

former occur on weak accents,

we know from Fux and


intervals of a third

the Italian theorists,

which adjoin them on

skips.

By

He

is

is

now

first

com-

either regular or irreg-

and generally

either side.

fill

which
out the

But these can,

be approached and quitted

"irregular" passing notes Kirnberger

passing dissonance, which

fifth

The second group

like the passing notes

in contrast to the practice of Palestrina's time,

by

groups, the

so-called chordal figuration, a technique

pletely foreign to the theory of the sixteenth century.

ular; the

early contrapuntal

means

the accented

called the appoggiatura dissonance.

concerned here with an idiom which significantly differentiates the

Bach polyphony from the Palestrina


not occur,

at

least

style

(where such dissonances do

not on the unequivocally accented portions of the

OUTLINE HISTORY OF CONTRAPUNTAL THEORY

46

Where two

measure).

more

or

movement

provided the

is

lively

progress

voices

passing notes, up to four dissonances

may

simultaneously

with

occur directly in succession

and the melody

Yet

easily understood.

work somewhat cautiously. It is better,


says Kirnberger, to follow Chapelmaster Graun in this matter than
Handel or Johann Sebastian Bach, because Graun writes with the greatest

here one will be wise to

set to

of prudence-and in vocal writing aims for the


tions.

Bach

is

more venturesome

most harmonious combina-

in this respect than

anyone

else;

con-

sequently his compositions require a very particular performance, one

way

well suited to his

of writing, for otherwise listening to his

would often be unbearable on account


does not understand
difficult

One who

of their harsh effects.

harmony thoroughly should never play

works; on the other hand,

of performance, even the

if

one

is

most learned of

works

more

his

able to achieve the right sort


his fugues

sound

excellent.

Kirnberger here takes cognizance of a peculiar, essential side of the Bach


technique, where, in spite of the decidedly chordal basic viewpoint, the
linear elements

come

to the fore so strongly, so

independently

times, that the harshness of the tonal combinations

The

through the logic of the voice leading.


berger discusses

By

this

is

is

at certain

understandable only

which Kirn-

third group

the so-called "uneven progression" ("ungleiche Gang").

term he means the relation

in

which two

voices, originally in-

tended to move simultaneously note against note, are separated by a


reciprocal displacement, giving rise to a species of syncope, mostly in very

small note values.

With

these discussions Kirnberger closes the

first

part of his book.

The second

part begins with instruction concerning the four-part har-

monization of a given soprano.

Kirnberger then introduces a section

on the various older and more modern modes and


chapter

and

is

especially interesting because

of "flowing" melody.

of

rect

harmonies

as a basis

not palpable and


is

as possible.

the melody he remarks

easily

treats of

Kirnberger investigates

with which a melody should begin


nized as quickly

it

in order that the

With regard

that every

scales.

The

third

melodic progression
first

of

all

the tone

mode may be

to the further

recog-

development

good melody must have

certain cor-

melodies in which the harmonic foundation

grasped cannot be flowing.

is

Kirnberger's theory

here certainly most limited because of the time in which he lived, but

OUTLINE HISTORY OF CONTRAPUNTAL THEORY


it

47

Very wisely

corresponds excellently with his whole basic conception.

he adds that one must not jump to the apparent corollary because not
every melody which rests

He

successful.

sarily

upon

a clear

and correct harmonic

basis

is

neces-

further observes that smaller intervals, such as

seconds and thirds, are better for the flowing progression of the melody

than

sixths, sevenths, octaves,

and

The

so on.

latter intervals, therefore,

should be used only where a stronger accent

smooth movement

is

desired or

is

where the

To

abandoned in consideration of the expression.

more quiet
movement must
gliding up and

express anger or joy, skips are most effective, but to express a

mood, stepwise movement


not be

down

is

best suited; but this

carried to excess, because

monotonous and irksome.

is

kind of

continued scalewise

Melodies that continue for long

periods with tones lying exclusively within one scale very easily
insipid; there

the

is

become

indeed only a hand's breadth between the flowing and

In order to obviate this sort of monotony, a tone foreign to

trivial.

the key should be


the passage

is

woven

in occasionally, especially

if

the chief accent of

transferred to this particular tone.

Kirnberger then discusses in succession the melodic use of the different


intervals without bringing in anything especially
finally

clusion

with a survey of the emotional

ends

This con-

in accord with the so-called theory of the emotions of the Pe-

is

The augmented prime

riod of Enlightenment.

ascending, for example,

tends to produce an effect of "anxiety"; descending,

The diminished

choly."

He

worth noting.

effects of the intervals.

it

is

"most melan-

seventh sounds "painful," the minor seventh

"tender and melancholy, timid," the major seventh "violent, raving, full
of despair"

all

in ascending

movement.

Descending, the diminished

seventh sounds "lamenting," the minor seventh "somewhat fearful," the

major seventh "terribly

The

fearful,"

and

so on.

fourth section of the second book deals with meter and rhythm

and now and then introduces something

two

last

and most extensive

really valuable

and new.

The

divisions finally discuss the subject of double

counterpoint.

By way
of

all his

of

summing up

Kirnberger's work, one must say that in spite

thoroughness and

the polyphonic values

which

ability
lie

he

is

able to

draw out very

hidden in Bach's incomparable

viewpoints upon which Kirnberger's

work

rests

little

art.

of

The

are often very nearly

OUTLINE HISTORY OF CONTRAPUNTAL THEORY

48

Bach,

right.

who

method very

ger's statements

seems to have recognized the Fux

in other respects

method," apparently followed

in the instruction of his personal pupils

similar to that described by Kirnberger.

Both Kirnber-

and those of Philipp Emanuel Bach confirm the assumpJohann Sebastian

tion that the great

his pupils

let

begin contrapuntal

instruction with the four-part harmonization of chorales only after they

had worked through the whole of harmony.


Heinrich Nikolaus Gerber, his pupil,

Bach, for example,

let

go through the inventions and

first

then some suites and the "Well-Tempered Clavichord."

Later he pro-

ceeded to the thoroughbass and gave Gerber the task of working out in

He

four parts different basses from Albinoni's violin compositions.

used

a similar procedure in the instruction of another pupil, Johann Friedrich

Agricola, to

whom

he

playing, introducing

first

him

gave practical instruction in organ and clavier

later to the study of

The Nineteenth Century:


The

description of Bach's style

after Kirnberger.

the

nineteenth

Haydn

At

harmony.

Palestrina or Bach?

was meanwhile not directly continued


and the beginning of

the end of the eighteenth

centuries,

contrapuntalists

depended

instructed the young Beethoven according

The

Parnassum.

real progress in

music theory

mental and more refined working out


had already received decisive attention

to

the

on Fux.

Gradus ad

more fundaharmony, which

consists of a

of the theory of
in

chiefly

Rameau's Traite de I 'harmonie

(1722).

Richter

work begun by Kirnberger appeared only with


Ernst Friedrich Richter's Lehrbuch des einfachen und doppelten Koncontinuation of the

trapun\ts,

which was published

Berlin Professor A. B.

Marx

1872.

in

Much

earlier,

in

1838,

the

had, in the second volume of his Komposi-

tionslehre, treated the contrapuntal

Bach polyphony, although on

forms from the viewpoint of the

a broader,

more formal

basis.

enough, however, the newly awakened interest in Bach, which

Strangely
is

one of

the most significant features of the Mendelssohn generation, produced


14 Ph.

Spitta:

pp. 604-605.

Johann Sebastian Bach.

Leipzig,

Breitkopf

und Hartel,

1873-1880.

Vol.

II,

OUTLINE HISTORY OF CONTRAPUNTAL THEORY

49

no comprehensive works on Bach's style, possibly because of the


role which strict polyphony generally played in the compositions

slight

of the

romantic composers.

method

Richter uses to a certain extent the same

He

Kirnberger.

as

assumes that the pupil has a complete mastery of harmony and begins

The

with four-part writing, note against note.

chords, including the chords of the seventh

is

that

all

their inversions,

may

be

Richter makes use of three species, coming closer in this respect

used.

Fux than Kirnberger comes.

to

chief rule here

and

note"; in the second,

The

two half notes

On

in the cantus firmus.

of these species

first

is

are written against every

accented beat passing dissonances

may

may

firmus.

Fux,

Here the

sets

first

is

may

ing notes

ment.

is

correctly treated.

smooth.

In third spe-

four quarters to each whole note in the cantus

note in each measure must be a

occur instead of the chord tone.

may

that

relatively

yet in exceptional cases a suspension that

note

the un-

even be approached and quitted by skips, espe-

where the harmonic progression

cies Richter, like

On

occur, but only so far as they are

some seventh chord or other chord

In such cases they


cially

whole note

the accented portion of the measure, only

consonant chords or suspension dissonances are permitted.

constituents of

"note against

is

harmony

well treated or a changing

Otherwise passing or chang-

be used anywhere, but always only with stepwise

treat-

Richter's further species include counterpoint with three or six

notes to each note in the cantus firmus.


since the objection can be raised against

These additions are

Fux

justified,

that he neglects the ternary

measure in accordance with the practice of the sixteenth century, a


ciency
similar

note,

which the

later revisions of the

manner Richter now

counterpoint.

Gradus seek

treats the three-part

to

remedy.

defi-

In a

and then the two-part

Later on, the larger contrapuntal forms and double coun-

terpoint follow.

Jadassohn, Riemann, Krehl


S.

up

Jadassohn's Lehrbuch des Kontrapunkts, published in 1883,

in accordance

with approximately the same principles.

is

drawn

In comparison

with Kirnberger, both Richter's and Jadassohn's works really represent


a retrograde step, for

of the

Bach

style

through them one attains even

than through Kirnberger's works.

less

of the greatness

Moreover, they are

OUTLINE HISTORY OF CONTRAPUNTAL THEORY

SO

vacillating in their

method, intermixing the principles of the harmonically

oriented counterpoint with those of the Palestrina style.


actually neither

harmony nor

The

result

is

counterpoint, but a vague, characterless,

mongrel product.

Hugo Riemann,
in 1888, begins in

much

Lehrbuch des Kontrapunkts, which appeared


the same way as Richter and Jadassohn, but he has a
in his

better concept of the essence of the

harmony

is

the hypothesis through

which

of the earlier counterpoint textbooks are

Bach

all

style.

For him,

too,

the rules of voice leading

made

superfluous; for he says:

Two-part counterpoint knows only the laws which likewise govern four-part
harmonic writing. But these laws must, unconsciously guide the gift for melodic
invention; the imagination must be able to move freely without reflection within the
realm of the available

possibilities.

Riemann remarks, however,

Later

interpretation of a cantus firmus

there

that the possibility of a

harmonic

for the most part very limited; indeed

is

often the problem of finding the one and only possible solution.

is

Here Riemann obviously has some apprehension

lest

the counterpoint

should be too closely linked with harmonic considerations; therefore he

would

like to repress chordal feelings into the

realm of the subconscious.

handbook Kontrapun\t (1908), boldly


ventures to draw the conclusion which Riemann here avoids. Krehl
remarks that the pupil who proceeds from the thorough study of harmony
Stefan Krehl, however, in his

to counterpoint

becomes

mony

really

that he

is

of certain chords.

so

little

accustomed to combining melody and har-

compelled to conceive the tones

Therefore

it

is

not particularly

as representatives

him

difficult for

to

imagine the missing tones when he constructs a chord out of only two
tones.

Now,

in order to

produce the most favorable presentation or

representation of the particular chord, every


to be treated
ing, then, the

must

problem

melody or cantus firmus

be harmonized in four parts.

first

is

represent the harmony.

to select the tones

But

be paid to the voice leading.

at the

The

which

best

In two-part writ-

and most

clearly

same time, proper attention must

placing of counterpoint on a harmonic

more clearly.
both Riemann and Krehl, in spite
follow exactly the same procedure

basis could scarcely be formulated

Yet

it

is

remarkable that

an attitude toward chords,

of such
as

Fux;

OUTLINE HISTORY OF CONTRAPUNTAL THEORY


that

they begin with two-part counterpoint and gradually increase

is,

number

the

They

of voices.

four, or six notes in the

we

In both

see,

also use the species

added part

with one, two, three,

to each note of the cantus firmus.

moreover, a kind of atavism: both use the

counterpoint, in that every separate voice maintains

more complex kind

of

movement,

After reading the works of

Fux.

that the former

right

is

its

'

own

has not had

particular,

Riemann and Krehl, we must admit

when, in an

the slightest success in

rhythmized"

contrapuntal practice before

just as in

entirely different connection, he

maintains that the more modern theory of music, in spite of

ony

51

making

all

attempts,

the laws of the Bach polyph-

clear.

Kurth, Krohn, Grabner

One work, however,

deserves to be mentioned in this respect, the

previously mentioned book of Ernst Kurth: Grundlagen des linearen

Kontrapunkts.

This work

is

no textbook

book dealing with

sense, but rather a

biological viewpoint.

of music theory in the real

from a psychological and


Kurth succeeds in presenting

style

In his exposition,

much of his unusual understanding of Bach's great boldness and power.


He calmly creates an entirely new symbolism for the description of music
and

carries

on more

viewpoint

historical

is,

one side of the Bach


to

intensive

fact of

its

and he disregards or attempts

resting

are for the time being at the

on

harmonic

basis.

With

end of the movement in contra-

puntal theory which proceeds from Bach.


to

His basic

however, essentially imperfect in that he has only

style in view, the linear,

deny the unquestionable

him we

work with melodic problems.

And

yet

should not like

omit mention of Ilmari Krohn's textbook on counterpoint (1927),

which

at

present

is

unfortunately available only in Finnish.

Krohn's

work, based on Bach, reveals an alert understanding of the rhythmical

problem and makes a noteworthy attempt


of the exercises.

ing viewpoint.
original
terized

to provide musical motivation

H. Grabner's Der lineare Satz also adopts an interestThis book, which appeared

at

the

Danish edition of the present work (1930),


by an energetic emphasis on linear aims.

ever, the too indefinite stylistic

In

same time
is

as

the

likewise charac-

my

opinion, how-

background of the exposition does not

permit the plasticity and penetration necessary

in a textbook.

outline history of contrapuntal theory

52

The

"Palestrina

Movement" after Fux

Martini, Cherubini, Bellerma?in

The

movement" and

"Palestrina

progress since Fux.

its

development record no important

Padre Martini, the great counterpoint teacher of the

eighteenth century, has

no

left

really didactic

work.

His Saggio fonda-

mentale pratico di contrappunto (1774-76), although intelligently and


interestingly annotated,

is

rather a collection of examples of vocal polyph-

ony than an actual textbook


theorists of the eighteenth

But the majority of the

of counterpoint.

and nineteenth centuries follow Fux without

important alterations in his teaching.

special place

is

occupied here

by Cherubini's well-known Cours de contrepoint, which systematically


adheres entirely to

Fux with an

more modern

taking the form of some dissonances on the accented

taste

part of the measure.

occasional license in accordance with a

The Gradus experienced a revival in 1862 through


The author enriched the

Heinrich Bellermann's significant revision.

work with

varied material, chiefly of a historical nature, concerning no-

tation, scales,

and

so on.

Bellermann, however, does not come

much

He follows the Fux rules


Hohn, and the rest, neglects to determine
rules in Fux are really those of Palestrina.

closer to the real Palestrina style than Fux.

and, like his successors Haller,

by investigation whether the


This task

is

now

contrapuntal theory until


If a brief

we cannot progress further in


we know something about this

before us;

review of the trend of contrapuntal development

must conclude that everything that composers and

theorists

and imagined through diverse times may be traced

One

has been expressed most clearly by Zarlino:

cantare, che fanno insieme

le parti delle

the simultaneous singing of melodies).

to

two

this field of

question.
is

15

made, we

have created
basic ideas.

"Uharmonia nasce dal


(harmony arises from

cantilene"

The

other was apparently

first

formulated by Rameau: "La melodie provient de V harmonie" (melody

comes from harmony).

and

This

is

the source of the

the theoretical disciplines associated

for both

had temporary

two forms of polyphony


Both are justified,

with them.

validity in the history of music.

15 1 should like to mention R. O. Morris's Contrapuntal Technique in the Sixteenth Century


(Oxford, 1922) as a worthy work, although not really adapted for teaching purposes.

OUTLINE HISTORY OF CONTRAPUNTAL THEORY


But from the historical-biological standpoint, doubtless only the
basic idea

is

sound: melody came

harmony found.
take

who

And

surely this

first
is

and only

also the

later

53
first

was the way

to

view which everyone must

analyzes the nature of counterpoint.

Chapter

II

TECHNICAL FEATURES
Notation

In

addition to the

the

clef

on the second

clef

on the fourth

use today, classical vocal polyphony

which

indicates the position of

frequently on the

first line:

^=

("alto clef")

on the second

clef

frequently and
since the

is

middle

C on

line:

fEE

it

clef,

clef could

used most

is

fifth line

was used

less

("baritone clef"),

which means the same

line,

The

("tenor clef").

("mezzo-soprano clef")

on the third

of the

This

but

five lines,

found only very rarely on the

clef

the

staff.

and

are in general

("soprano clef"), on the third line:

and on the fourth

line

which

makes considerable use

on any one of the

theoretically be used

line (the "discant clef")

line (the "bass clef"),

thing,

was

generally preferred:

m
This comparatively large selection of

clefs, characteristic

music, was for the purpose of avoiding as


leger lines,
It

which could

was preferable

to

easily

change

make
clefs

have gradually gone out of

as possible the use of

the note-picture vague

and

indistinct.

and thus avoid having the notes too

often exceed the limits of the five lines.


clefs

much

of the earlier

use.

It is

The

to

tenor clef especially

missed, since neither the treble nor the bass clef


54

be regretted that these

is

is

sorely

suited to the range of

TECHNICAL FEATURES
To note

the tenor.

55

G clef an octave higher than

the tenor in the

always will be a miserable makeshift.

musician to be accustomed to the

valuable in general for the

It is

very great and sublimely beautiful a cappella literature.

be of use to

him

him

the

They can

also

open

since they

clefs,

sounds

it

to

in the matter of transposition.

In the vocal polyphony of the sixteenth century the following note

maxima

values were used:

= eight whole notes):

(large

longa

;
|

(long

= four whole notes):


;

semibrevis (semibreve

= one half note)


quarter note)

following

rests

(breve

brevis

= one whole note)

= two

whole notes):

minima (minim

= one

semiminima (semiminim

and fusa (one quaver or eighth note)

crotchet or

The

correspond to these note values:

i
Maxima

Longa

Minima

Semibrevis

Brevis

Semiminima

In addition to these symbols of notation, certain so-called ligatures were

used to indicate that the notes concerned were to be slurred and executed

one breath.

in

this

ligatures are not used in the exercises in

book, the most important rules regarding their treatment are very

briefly
first

Although such

given here, since one must

know them

hand with the contrapuntal music

centuries.

The

of

become acquainted at
the fifteenth and sixteenth
to

ligatures are divided into

two groups: ligaturae

rectae, in

which

the quadrate notes are written close together, for example:

Eighth

More

rests are

detailed

notenschrijt des 12.

not used in the vocal polyphony of the sixteenth century.

information

und

on these questions

13. ]ahrhunderts.

noten und Taf{tzeichen des 15. und


Handbuch der Notations kunde, Vol.

will

16. ]ahrhnnderts.
1.

be

Berlin, Springer,

Leipzig,

found

in

Jacohsthal,

Die

Mensural-

1871; H. Bellermann, Die Mensural-

Berlin, Reimer,

Brcitkopf und

1906; and Johannes Wolf,

Hartcl,

1013.

=
TECHNICAL FEATURES

S6

and ligaturae
in

that the beginning

two notes united

The
finalis;

first

where they are written with an oblique figure and


and end of this figure indicates the

obit quae,

way

such a

example:

in the ligature, for

note of every ligature

is

called nota initialis, the last, nota

and the notes which may happen

between are called

to lie in

notae mediae.
If

the nota initialis has

no descending cauda

than the following note, then

whether the ligature

These two

is

it

recta or obliqua:

ligatures, therefore,

the nota initialis has

no cauda

(tail)

and

if it is

higher

has the value of a longa, regardless of

<j

mean

the same:

yet

lower than the following note,

is

If

t=M

it

counts as a breve whether recta or obliqua:

^=b
If,

side,

=^%

on the other hand, the


then

it

initial

counts as a breve whether the ligature

whether the following tone

is

a line

upwards on the

is

the left

recta or obliqua or

higher or lower:

With

downward on

tone has a line

3=:

left side (ligatura

tt

cum

opposita propnetate),

the initial tone and the following tone each counts as a semibreve, whether
the ligature

is

recta or obliqua or

whether the motion

is

ascending or

descending:
I

I E

p^^

XE

3X

Here, however, another rule also comes into play, in accordance with

which every note belonging

to a ligature

which has

a tail

extending up-


TECHNICAL FEATURES

57

ward on the right side counts as a breve, while a descending tail on the
same side of the note gives it the value of a long, for example:

m
All notae mediae, that

notes lying between the initial and final

all

is

:m

tones of a ligature, are breves, unless they are changed into semibreves
as

members

of a ligatura

cum

opposita propnetate or given the value of

by the descending stem on the right

a long

The

side.

final tone of every obliqua counts as a breve:


I

^^

w^m
if it

lower,

is

it

is

use of caudae in ligatures

1.

m-

a breve

descending stem on the

may

if it is

higher than

a long:

is

The

H^gl

In ligaturae rectae, too, the closing tone


the preceding note;

~]

be briefly summarized:

left side of

the note gives

it

the value of

a breve.

The ascending stem on

2.

the

left side of

the note

makes

this

note

and the following note semibreves.


3.

If

the note has a line

long, but

downward on

the right side

has an ascending stem on the same side,

if it

it

it

counts as a

has the value

of a breve.

The following examples show


1

r~

N &54- P3

e-J=J

t~l

"H

~i

""*""w

i*

ty

U-

r"a
t
1

'

r~

their solutions:

4 = -4 t=t -^r =

and

typical ligatures

L
1

=L

^^
*<^)

*i
ii

In the sixteenth century as in

ening of the note by one-half


used.

its

fi

modern music,

i>
*i

the dot meant the length-

value; the double dot, however, was not

But dotted rhythms could be indicated by

white or open notes.

4>

filling in the

normal

TECHNICAL FEATURES

$8

In such cases the following

form of notation was most frequently used

g=g

2^:

Besides the arrangement of the clefs

which was most

common

in the

sixteenth

century:

the

>/

fol-

lowing
may

also

be found

n
The

latter

arrangement was called chiavette or

and

(transposition clef),
position could be

noted.

Thus

if

it

performed

the

first set

was used
a

chiavi trasportate

to indicate that the particular

minor or

com-

major third lower than actually

of clefs in the following

example

is

mentally

replaced by the second and the proper key signature kept in mind, a
transposition

is

easily effected.

-e-

&
m
I

m
m

331

as

technical features
The
The music
tical

59

Modes

Ecclesiastical

of the sixteenth century

is

based upon the so-called ecclesias-

modes, a system of modes that existed in the music of western

Europe from the origin of the Latin Church and dominated music

when

the seventeenth century,

until

the transition to our major-minor system,

long under way, finally began to prevail.

The

oldest practical evidence of the existence of the church

modes we

rind in the Gregorian chants, in those time-honored melodies of the

Catholic

Church which apparently

constitute the earliest art

music pro-

duced by our Western culture.

The

modes was not brought about by solemn agreeforms to which composers of Gregorian melodies

evolution of these

ment upon certain


then had to adapt themselves, any more than spoken languages owe
fields, practice

the oldest

notation

form

is

in

The music

has preceded theory.

which

it

has

In music as in

an alphabet.

their origin to the establishment of

other

come down

to us (and, at least so far as

concerned, this can scarcely go back further than the ninth

or tenth century), affords clear evidence that the ecclesiastical

were

all

of the church in

not, so to speak, a priori to

as certain principles of

aid the attempt

and

that

we must

modes
them

rather regard

organization coming from without, with whose

was made

semblance of order to

it,

to bring, in the best

way

possible,

some

somewhat disorganized and

a material originally

intractable.

The fundamental

principle of organization,

which was

called o\toechos,

was founded upon a system of eight modes.


Originally only four

modes were

(the third),

two forms,

deuterus (the second), tritus

first),

and tetrardus (the fourth).

later divided into

These were designated

actually used.

with the Greek numbers protus (the

Each of

these four

modes was

lower called plagal (derived) and a higher

In spite of having different ranges (the be-

called the authentic form.

ginning tone of the plagal scale was always a fourth below that of the
corresponding authentic), both modes had the same

The system

of the eight

modes seems

time of Pope Gregory the Great,


gorian chant was apparently

who

named

to

have appeared

ruled

after

final.

from 590

him.

Already

system had the form shown on the next page, which

it

as early as the

to 604.
at that

The Gretime the

has since retained:

TECHNICAL FEATURES

60

Mode

First

(authentic protus, later Dorian)

r
Mode

Second

(plagal protus, later Hypodorian)

r^
Third Mode
(authentic deuterus, later Phrygian)

p^

Mode

Fourth

Hypophrygian)

(plagal deuterus, later

p^3
Mode

Fifth

(authentic /ntaj, later Lydian)

^E

Sixth

Mode

(plagal tritus, later Hypolydian)

p^

Seventh

Mode

(authentic tetrardus, later Mixolydian)

'

'

i
i
i

TECHNICAL FEATURES

61

Eighth

Mode

(plagal tetrardus, later

IPi

Hypomixolydian)

These eight scales, which were originally only designated with their
numbers within the system, apparently in the ninth or tenth century
received names borrowed from the ancient Greek scales, but now applied
in a different

That

way.

is,

while in the middle ages the succession,

Dorian-Phrygian-Lydian-Mixolydian, through the respective beginning


tones, represented four tonal series

the

same succession

with

in ancient

beginning with

Greek times referred

and then descending:

and going upward,

to a series

Mm

Ancient

Mixolydian

I
r=F#

beginning

Medieval

Lydian

3=

Phrygian

Phrygian

Lydian
j

Mixolydian
f

certain principle operates here even

this error crept in

evidence perhaps

Dorian

I
r*

Dorian

~d

if it is

erroneous;

when and how


Some

must for the time being remain unanswered.

justifies the

assumption that the confusion arose

in

the

TECHNICAL FEATURES

62
ninth or tenth century and that
ference of the

modes.

Yet

have occurred

Merely

names
it

it

can be explained as a mistaken trans-

Greek "transposition scales" to the Gregorian


remains open to question whether the change may not

still

of the

earlier in Asia

range of the

Minor or Byzantium."

be clearly understood that scale and

modes helps little.


mode are two very different

mode

only a dead abstraction, the material

ecclesiastical

living music; but the scale

is

of the

to cite the

mode arranged according

is

to pitch.

It

must

things:

one could scarcely

Just as

explain the playing of chess by merely arranging the pieces in order,


so

one could scarcely define the notion of mode by means of such a

abstraction as the scale.

which

a given

mode

So, for example,

takes the tones

the

mode

is

it

needs for

deal.

we

something

select the tones

Whereas

the scale

is,

and therefore

living,

it can never be defined.

One

as

its

could define

harmonic motive-impulses attached

from

particular purposes.

scale into

which we

with which our major

we know, an abstraction,
meaning is hard to grasp
sum

as a

it

of melodic or

tones and to a certain

to certain

extent tending toward the principal tone or final.

its

from the twelve-tone chromatic

ordinarily divide the octave,

and minor modes

lifeless

Scales are merely collections of material

The way

certain tones

Besides the actual (original) modes, the Greeks had a system of so-called transposition scales

so constructed that the original scales

were

all

ing eight-tone series were so supplemented

transposed within the octave

that

were expanded

they

into

E-E and the resultforms identical with

our pure minor scales extending through two octaves:

Dorian

juji

Dorian

rrr

rn'

Phrygian
Phrygian

j,jj

j.J

IJ

r"n

ri'i

msmmmm
Lydian

Lydian

Mixolydian
Mixolydian

jij

J^rr

rir

rrtff

etc.

As may be
to

Dorian-Phrygian-Lydian-Mixolydian here refer, as in the ecclesiastical modes,


a set of four tonal series ascending by degrees even though beginning on another initial tone.
2
Compare Peter Wagner, Elemente des Gregorianischen Gesangcs. Regensburg, Kosel-Pustet,

1917.

seen,

Page 111.


TECHNICAL FEATURES
are

63

emphasized while others are subordinated

chiefly

determines the

mode.
Certain relations in Gregorian music are preeminently suited to

between

trate the difference

and mode.

scale

Here, for example the

(Dorian) and the eighth (Hypomixolydian)

first

range in that both go from

same tonal

The

materials.

whether a melody

is

scales

one can nevertheless

in one or the other of the

and

An

are preferred.

between

scale

The
B

dorian) mode.

the scale thus has


this tone.

two modes depends, among

mode

and

The

equally interesting example of such

mode

scale of this
as its

situation

is

extends from

second tone, the


similar in the

mode

mode

Mode and

almost never

make

and

identical,

if

use of

it.

is

to

A, but while

almost always avoids

Hypophrygian mode, with

the lowest tone, melodies in this


scale are, therefore,

by no

one wishes to learn more of the nature of the

Gregorian modes he must not stop with the tones, but must come
understand the melodic laws which govern their use.
here

and mode may be observed in the second (Hypo-

range from B to B, where, although

means

easily decide

most plainly emphasized, whereas in the Hypomixolydian

are the tones

a conflict

have the same

D, and they therefore use exactly the

to

fact that

other things, upon the circumstance that in the Dorian

mode

illus-

to

Most important

the question of the basic pillars of melodies and, therefore, of

is

modes: tonic (principal tone, which could perhaps


of resolution"),

also be called "tone

and dominant (which might be designated

as the "sus-

pense tone" or "tone of tension").


It is

generally

known

that these

two concepts

are inextricably connected

not merely with the Gregorian chant but with the idea of "modes" in
general.

the tone

we
this

If

we

hear a melody

we

are inclined to look for the keynote

upon which the melody seems

to rest

among the

involuntarily pay less attention to the higher tones.


is

surely that

of resolution.

It

we

associate

lower tones;

The

reason for

with the term keynote the feeling of

rest,

seems almost unthinkable to us that a melody should

end otherwise than on the tonic or on the tonic


miss the feeling of completion.

triad; otherwise

we

should

This fact depends in part upon the

tra-

dition gradually established that the tonic close has the effect of a con-

ventional signal to announce with unmistakable clearness that the music

has

come

to

an end.

energy doubtless

The

lies at

conception of music as a sort of unfolding of

the root of the origin of such a tradition, an un-

TECHNICAL FEATURES

64
folding which starts out from

composition

to a close

and returns

rest

natural way.

in a

to

Now,

again, bringing the

it

so

it

happens that we

the feeling of increasing energy with an ascending series of

associate

tones, just as, in general,

we

more

get

of an impression of tension

from

higher tones than from lower tones, a fact that probably depends upon

The normal

natural physiological causes.

relaxation of the vocal chords

at

the close ol a spoken sentence quite mechanically produces a falling

oi

the voice.

It is

natural and easy to explain, therefore, that the dominant

the tone about which the tension of the melody

centered

is

above the tonic, the tone of resolution, both in the

m major and minor.

and

But there

is

this difference

should

ecclesiastical

which the dominant

much

while the medieval are

Evidence of
recitative-like

this fact

is

is

always a

fifth

this respect.

found in the psalm melodies (certain

part of the music in the Catholic mass).

first

dies occur in all eight

ciated with

short,

Gregorian melodic formulas), which are used in the per-

formance of the verses of the psalms with the doxology


(the

a constant

above the principle tone,

and more varied in

freer

modes

between the modern

and the medieval modes: that the modern are characterized by


relation in

lie

them

in the introit

Since the introit melo-

Gregorian modes and the verse of the psalm

naturally

must use the mode of

intonation of this kind for every mode.

In the

their introit, there

mode

first

assois

an

as follows

it is

(here cited only with the text of the doxology)

i
GJo-

ri

Pa-tri,

Fi

et

et Spi-ri

li

JSi

cut

e- rat

prin-ci

in

sae

et

tonic)

final
is

develops
the

o,

et nunc,

i
The

pi

tu

(which

in

cu

its

"state of tension"

therefore, the

same

D.
is

interval

as in the

San

J J
et

sem

cto.

J
-

per
<CS

cu

The

men.

lo-

Gregorian melodies

here, as can be seen,

example given, the

sae

la

is

as a rule identical

with the

tone around which the melody

A, the dominant of the

first

mode.

between the tonic and the dominant

modern modes: namely,

a fifth.

In
is,

TECHNICAL FEATURES

65

Passing on to the second mode, however, this relation changes

I9

ii

Glo-ri

As

as I

rat in prin- ci

sae - cu

in

pi

et

o,

tu

nunc,

cu

San

sem

et

The dominant, however,

the interval between the tonic

and dominant

per,

that the plagal

corresponding

as the

no longer A, but

is

cto.

men.

Note

the principal tone.

is

rum.

lo

always has the same tonic

said,

authentic mode.

In the third

sae

la

mode, the

have

Spi-ri

et

in the first

mode,

Fi-li-o,

Pa-tri, et

cut

Si

et

F,

and

thus a third.

is

mode:

Glo-ri

Pa-tri, et

Fi-li

PiPP?

et Spi-ri -tu

o,

San

cto.

J
r
Si

cut

(t'
etis

rat

in prin-ci

et

in

the tonic

sae-cu-

r
la

r r
-

pi-o,

etnunc,et sem

r'r

sae-cu

lo

\^h

per,

rum. A- men.

(the piece ends irregularly, as occasionally happens in

melodies of a more recitative character).

The dominant

is

not B, as

we

might expect, but C.


Originally

B was

actually a

dominant; laterpresumably about the

1000 the dominant function was transferred to C, apparently because by that time musicians had become more sensitive to the
dominant
relation B-F (diminished fifth, augmented fourth) and
consequently did
year

not wish to accept, for such an important place as the dominant,


a tone
that

might

so easily

In the fourth

produce a dissonance.

mode, E

is

the tonic

and

the dominant.

Originally

TECHNICAL FEATURES

66

mode; but
preceding mode:

was the dominant

as that of the

*_J J^
Glo

ri

cut

is

on A)

dominant

r
Glo

ri

Si

cut

i
et

r
Pa

cu

et

Fi

r
prin

sae

In the sixth

r
tri,

in

in

r
-

mode

ri

lo

Lr

cto.

'-r

sem

et

per,

mm
A- men.

rum.

^
San

(the intonation closes here irregularly

cu

r
-

li

o,

et

pi

r
-

mm

r
-

ci

la

sae

r
et

is

F, the

Fi

Pa-tri, et

^
nunc,

sem - per,

et

rum.

men.

dominant A:

^JJ
^^

3E

o,

et Spi-ri

San-cto.

JJ

li

lo

tu

cu

- ri

the principal tone

Spi

o,

nunc,

et

cu

m
Glo

'

o,

sae

mode

pi

tu

C:

is

la

rat

&m^

same time

at the

sae

in

the

the tonic of the fifth


;

rat in prin-ci

*
et

j j

was changed

it

a Pa-tri, et Fi-li-o, et Spi-ri

Si

of this

tu

j
San-cto.

te
Si

cut

rat

sae

in

prin

ci

pi

et nunc, et

o,

sem -per,

^m
et

in

In the seventh

mode

cu

the tonic

la

is

sae

cu

lo

G, the dominant

rum.

men.

TECHNICAL FEATURES

67

ipuse
n

Glo

Pa-tri,et Fi-li-o,

mm

Si

#
et

in prin-ci

sae-cu-

in

mode

In the eighth

la

sae

the tonic

is

et nunc,

pi- o,

tu

San

- i

^
-

etc

e-rat

cut

et Spi-ri

cu

i"

et

^
per,

r'r?

lo-rum.

sem

men.

As

G, the dominant C.

in the third

mode, the dominant here was originally B, but it was changed to C at the
same time as the dominant of the Phrygian mode and for the same reasons:

Glo-ri

if

rnnr

Pa-tri, et Fi-li

r r
e-rat

cut

r
et

The

in

relation

mode

1st

T.

5th

4*^ J

As an

aid to

T.

D.

r
la

o,

pi

et Spi-ri

in prin-ci

sae-cu-

et

o,

tu

r
-

nunc,

lo

is

r.
r.

memory,

T.

D.

mode

sp

T
T.

7th

D.

always be thought of as merely a rule, as


origin of the practice): (1) In the authentic
is

D.

mode

T.

rum.

sem

cto

per,

A-men.

mode

i
D.

T.

8th

D.

may

the following rule

above the tonic; the B, however,

et

San

4th

^m ^m
6th

therefore as follows:

mode

3rd

2nd mode

T.

r
sae-cu

between tonic and dominant

D.

mode

mode

T.

t>.

be formulated

(it

must

has nothing to do with the


modes the dominant is a fifth

it

not used as a dominant but

is

replaced

6$
In

TECHNICAL FEATURES
the C.

modes

In the plagal

the dominant is
dominant of the corresponding authentic mode; and
dominant is replaced by C.
(2)

a third

below the

here, too,

as

In addition to the relation between tonic and dominant,


a certain element of "pentatonic" musical feeling is also characteristic of the Gre-

By "pentatonic" music

gorian modes.
style associated

which

tones,

with the pentatonic (five-tone)

is

It

make

Rvc tones for

use of any one of

cially the

scale.

This succession of

characteristic of primitive music, seems consciously to

avoid the half-tone step.


its

occurs in two forms, and each series can

or

In this scale

meant, of course, the musical

is

we can

beginning tone

as desired

#f

recognize the tonal language of exotic peoples, espe-

music of the Far East; but European folk music, for example

that of Scotland

and the contemporary folk melodies of the Hungarians

and the Russian-Tartars,

is

strikingly influenced

by

this particular

As an example of such a pure pentatonic melody,


Hungarian song may be taken: 3
idea.

i
9
i

r
A

bol

#a

ha

ker

the following

9=3=f

tek

Ka

latt,

ta,

ta.

iHi
De

sok

Min

van-nak

tak

Iw

musical

le

Ka

ra,

den

ar

geny

egy-gyet

t
csi

nal,

S3 I

I*
Ki

az

j'dn

ba

ba

ja

hoi

PPrll
jar,

This melody keeps unusually close to the pentatonic

scale;

Ka
its

ta.

entire tonal

material consists of:


See Kodaly, Zoltan:

A Magyar

Nepzene.

Budapest, Egyetemi nyomda, 1937,

p.

32.

TECHNICAL FEATURES

$
Without being

69

Gregorian chant

really pentatonic, the

is

marked by

a high degree of pentatonic feeling; the pentatonic idea, the original

source of the "monophonic" ecclesiastical modes,

Likewise in medieval folk songs

which

linear treatment,

is

we

as possible)

is

and pure

find traces of the strong

relation

combined with

about using the half-step progression (the

much

not to be denied.

characteristic of this type of music.

Although the tonic-dominant


avoided as

is

E-F and B-C

a certain shyness

progressions are

characteristic of the ecclesiastical

modes,

certain other particular melodic motives so characteristic that they almost

have the power of determining the

we

find, for

mode can be

J
j

The following

progression

I
is

fifth

mode makes

modern music

too, a certain

first

mode

J
r

typical of the third

4 In

In the

example, the distinctive idiom:

and the

found.

mode:

considerable use of the following figure:

tendency toward the pentatonic can be observed.

The

entire

Leading-Tone Step: how this


effect was found originally in certain Gregorian modes; how in the beginning it was carefully
avoided until gradually musicians learned to appreciate it and introduced it in modes to which
it was foreign;
and how, with the transition to polyphony, it then took an established form in
the dominant-tonic cadence and finally led to the whole Wagnerian and Post-Wagnerian chromathistory of music could justifiably be written as the History of the

icism.

In

our contemporary music pentatonic usages


-

may

be clearly

perceived,

as,

for

example,

in

modern French, Russian, and Hungarian music entirely independent of each other, as
This
well as in the work of Nordic composers such as Sibelius and especially Carl Nielsen.
similarity between older and more modern music, however, depends only to a slight extent upon
pieces of

direct connection.
Historically, the actual circumstance is apparently that the evolution had
reached a point at which two movements separate, namely, a trend toward the dominant seventh
a

in an opposite direction.
The latter is most characteristic in modern music
through pentatonic practice or atonality constitutes an entirely comprehensiblecounteraction to the usually strong emphasis on the cadence customary in the eighteenth and

chord and

and

movement

whether

nin< '" nth

<

<

ntui u

TECHNICAL FEATURES

70

(and for that matter

In these formulas

many

in

others, about

which

cannot go into detail here) the tonic generally has such a clear-cut and
definitive effect that the

because of

mode can

be determined easily and the

sounds convincing.

this,

Yet

sometimes happens

it

final,

in

Gre-

gorian melodies that the final stands in an arbitrary relation to these

formulas which are typical of the particular mode.


ample, the figure cited as characteristic of the
diately inclined to regard

should like to

mode and

has

cite the

Ky

ri

figure

it

D-A-C

in the third

J
-

JJ

le

j
-

-H

son.

obviously plays a prominent role here, and one

melody

to

actually closes with an E.

torium Invocavit, which


has

As an example
It is

J7 r~

..J

involuntarily expects the


tations

begins:

The

as a rule, the

be deceived.

'

It

hear, for ex-

mode, we are imme-

Kyrie melody, "Fons bonitatis."

as the principal tone.

may

first

mode, and,

in terms of this

But occasionally we

will be the final.


I

it

we

If

as principal tone,

is

end on D; but in

spite of all expec-

Another interesting

case

mode and

actually in the sixth

is

the Offer-

consequently

but which nevertheless begins in true Dorian

fashion

I1

t,

only to end, otherwise quite correctly, according to the usual convention


of the sixth

mode.

This and similar cases are often found in Gregorian melodies.


fact leads to the conclusion that there

was

still

good way

to

This

go before

the domination of the tonic should completely penetrate the style.

Simultaneously with the transition from the Gregorian


to the

polyphony of the middle

ages, a decisive

The Gregorian modes

place in the history of the ecclesiastical modes.

(which one might define


passed over into the

new

as a

sum

monophony

change gradually took

of melodic characteristics) apparently

art, so far as

the

form

is

concerned.

But from

TECHNICAL FEATURES
now on

71

they were subjected to the growing

demands

of the opposing

viewpoint, that of harmony, and were thereby forced into a subordinate


position

and

ended in the major and minor forms which are

finally

upon chords.

sentially based

the transition

The

form between the

Although harmonic considerations already begin

system.

melodic viewpoint

role, nevertheless the

a definition of these

and melodic

es-

modes of polyphony are


Gregorian modes and the major-minor
ecclesiastical

"polyphonic" modes

is

still

quite noticeable, so that

possible only

is

to play a strong

if

both harmonic

factors are taken into consideration.

In the transition to polyphony, the chief modification in the ecclesiastical

modes was

the introduction of the leading-tone cadence (the half-

tone step between the seventh and eighth degrees) in almost

Although the Gregorian modes used the

all

modes.

which

will be

discussed in detail later) only as a sign of alteration, nevertheless

some of

these

modes

(the fifth

and

sixth)

had

flat

(the use of

a half-tone step

below the principal

tone and thus the possibility of leading-tone cadences.


of this effect,

which we

call the full close,

was

music; henceforth

it

have a convincing

effect:

felt that

such cadences

But appreciation

came only with polyphonic


as the

following did not

B=

-e-

whereas raising the third of the

A minor triad resulted in a much

stronger

and more convincing cadence.


third in the

Soon, therefore, the use of the major


became the rule, and indeed in modes, too, in
tone was originally not available. To this end differ-

dominant

which the particular

triad

ent chromatic signs for raising a tone were introduced that were foreign to

The C

the Gregorian modes.


sharp,

and similarly

in the

Aeolian

step
8

was

raised

in the

mode
from

(to

which we

to G-sharp.

Another important change might

stood in a changing interval

formly fixed on the


modes.

ecclesiastical

fifth

in the

to C-

F was changed

to F-sharp;

shall refer again later)

the seventh

In the Phrygian mode, on the other

mentioned here: that the melodic dominant, which


modes, is unithe scale (calculated from the tonic) in the "polyphonic"
also be

relationship to

dcyjee of

Dorian mode was changed

Mixolydian the

the tonic in the different Gregorian

-:

TECHNICAL FEATURES

hand, the

was retained; the D-sharp was

in general used only in very

Moreover the tonic

with minor third was seldom

exceptional cases.

triad

used as a closing chord (often the third of the final chord was omitted).

This led to the raising of the

G was changed

Phrygian the

F-sharp in the Dorian mode; in the

to

to G-sharp,

and

in the

Aeolian

to C-sharp.

Finally, just as in the case of the Gregorian chant, in descending pro-

gressions or in figures
in all

modes

which turned back from

instead of B.

If,

B was not lowered.

to the C, the

B, B-flat

was often used

however, the progressions continued upward

And where

it

was necessary

dissonant intervals such as F-B, the B-flat was introduced.

F had

tendency to go to the G,

F was

chromatic alterations

illustrate these

as

to avoid

When

modes

theorists

in

give

modes

Notice the

Christe.

although

still

maintained

caused no particular modifications in the treatment.

The following example


introduced

is

from the end of the motet Adoramus

in the third

flat

measure from the end.

same measure the

editor

has likewise introduced a

usually valid rule states that

when

flat

above the

In the
last

note

the upper auxiliary

Dorian

te

Palestrina

doubtless because of the descending progression.

it

of the bass.

is

Palestrina

3X

IT

W
i

exclusively in authentic modes, since in polyphonic style the dif-

ference between plagal and authentic

by

To

often changed to F-sharp.

well as the ecclesiastical

general, let us introduce at this point several cadence structures.

them

the

'

isr

l
zn

-e-

The motet appears

Hartel), Vol.

5,

pp.

in the

176

f.

complete edition of the works of Palestrina (Leipzig, Breitkopf und


is edited by Franz Espagnc.

This particular volume

TECHNICAL FEATURES

3Z

73

*=t

^
^

W
fe
used, the
so well

minor second should be employed

known

possible.

have in the third from the


of the seventh degree

last

From

and

to C-sharp,

raised for the sake of the

ZSL

it

himself.

and

In the tenor,

we

%m
mode

in the alto

Ludovico Victoria

HX

the use of the

phonic" Phrygian, where


this

final chord.

Domine, non sum dign us

ZL

and

but

in the final bar the

major third in the

the motet

^m

raised,

flat at all

in the next to the last bar the raising

Phrygian

In this

This rule was

that the composers often did not write in the

assumed that the singer would introduce

is

if

it

is

flat

is

less

frequent.

common
The

than

in the

"mono-

third in the final chord

is

change makes the raising of the F necessary because other-

74

TECHNICAL FEATURES

wise there would be an augmented second.

In the Phrygian

mode we

frequently find the following cadence, too:

mU

tj:

HI
or perhaps

u-

more frequently

^&-

JU.

tt

*T

ja
*

The Lydian mode really exists only in the monophonic ecclesiastical


modes. As soon as we go into polyphony, the lack of a consonant triad
on the fourth degree becomes too noticeable, and the B is changed to
B-flat in order to provide for a major triad on the subdominant.
By
this the mode is changed into F Ionian; with the B-flat constantly used
it

like a transposed

is

major

scale.

It is

significant that in the poly-

C antic urn

phonic treatment of the Magnificat (the

B. Mariae Virginis,

Luke I, 46-55, written in the eight ecclesiastical modes after the eight
modes of the Psalms) Palestrina allows the fifth mode to cadence on A
in the Gregorian example the A is the finaland in the sixth mode
he uses the

B-flat,

which

From

also avoids the

Lydian form.

the motet Lapidabant

Stephanum

Mixolydian

Palestrina

&

I^P

r-x-A
&

<^

4r9

'

'

rJ

rJ

s;

-m

it

F=F=H=a

rJ

rJ

_h

it

"

IB

IB

-ri

-X

=\

cJ

i-"

TECHNICAL FEATURES

75

m
m

xj:

first

makes

feeling of complete finality

is

a full close (measures 2-3

as

means the mode

at

Palestrina's

later

the

we now

followed by a cadence:

called in the nineteenth century).

commonly used

in all modes.

striking in the Mixolydian, for by this

measures of the Benedictus

sanctificatus:

IE

is

as in the closing

mass Dies

JBii
\

is

flat is

although

times gets into a remarkable situation hovering be-

tween major and minor,

from

was

it

This type of cadence structure


frequent use of the

avoided through the use of what

"deceptive cadence"), which

1V-I (a "plagal cadence,"

The

xr

xr

Palestrina here

call the

-e-

TZ

HX

jm

TECHNICAL FEATURES
Q

3
p^p

P^

-o-

The

reduction in the

number

the fusion of the authentic

the addition of

of the ecclesiastical

and plagal

scales

was

modes produced by

offset in

polyphony by

two new modes, the Aeolian and the Ionian, which are
Although practical musiofficial Gregorian theory.

not included in the


cians

had long used both of

these modes, they

were nevertheless not

recognized in theory until the sixteenth century.

The

cate their adoption in the legitimate family of

modes was

theorist,

Glareanus,

who

in his

one

formerly did.

ought

To

10th mode, Hypoaeolian:

11th mode, Ionian:

/?

the Swiss

to consider twelve

the eight Gregorian

he added namely the following:


9th mode, Aeolian
ian:

to advo-

famous work Dodecachordon, published

in 1547, seeks to prove that the theorists

instead of eight, as they

first

m^

m www^
mi

Ig#

12th mode, Hypoionian:

gj

44i

modes
modes

TECHNICAL FEATURES

77

These modes, whose authentic and plagal forms also fuse in actual
practice, play an important role, especially in the polyphonic music of
the sixteenth century.

Indeed, by their transition into the major and

minor (which they resembled greatly from the beginning) they gradThe following is an example of an
ually superseded the earlier modes.
Aeolian cadence:

From

the motet

Hie

martyr

est vere

Palestrina

Aeolian

It

Pi

*\

-e-

SS

-e-*-

J , P

,J

HT

i
5
IQ

^V

s
The
as

it

flat

is,

can be used in the Aeolian, but

for example, in the Dorian.

it

s=

is

hardly as

common

here

TECHNICAL FEATURES

7S

From

Ave Re gin a coelorum

the mass

Ionian

Palestrina

*^m

*v

rF^

^V

3X

^=zz

-&
xc
-e-

3CL

^^

3=

The Ionian mode


ner, as in the

in the

uses the flat frequently and in a characteristic manexample below and on the facing page (from another place

same mass).

In summary,
tury
I

made

we have

learned that the polyphony of the sixteenth cen-

modes

use of only five

have said)

(the Lydian passes over into Ionian, as

Dorian, Phrygian, Mixolydian, Aeolian, Ionian.

These original modes could be transposed, however,

P=^i

^m

Z2I

sr

F
ICE

f
g

'J

a fourth higher

Gm

--

TECHNICAL FEATURES

79

ICE

O-

ie

ie

3T

^
by the use of a

By

this

means

flat

(the only fixed signature that

was normally used)

the following scales are obtained:

PrTTTR

Dorian transposed:

Phrygian transposed:

Iw^

Mixolydian transposed:

Aeolian transposed:

Jf

Ionian transposed

iw

[,

!>-

PPE

These transpositions were used with unusual frequency during the


sixteenth century in order to bring compositions into a

and singable
7

Note that E-fiat in the transposed modes corresponds to


was ordinarily used only to supplement the Hal
it

but that

original scales.

more pleasing

register.

B-flat
in

the

in

the

mm

signature,

transposed

scales,

and hence not

in

TECHNICAL FEATURES
To

understand the essential difference between the "polyphonic"

ec-

modes and major or minor, one should study the problem of


A modern ear, accustomed to hearing a half step

clesiastical

the leading tone.

between the seventh and eighth degrees of the

charm

definite interval at this place, but use


a half step.

produce harmonic variations

Every

strange.

ecclesiastical

mode

B-flat for

we

scale)

on the

which occurs with equal

actually has at

second degree there are two

mode, but only one for the

illustration

minor

minor:

As may be

minor

II

III

II

we have

major,

'
l

Jff IV IV

in the

On

scale has only one.

the

scale.

JJT

II

seen,

minor,

If

shows the resources ordinarily

which
A

major,

In addition to the greater richness

available:

im pu
less

VI

VI VII VII

VI

VII

than

six

IV

Dorian no

most valuable tonal combinations


major,

many more
we compare,

disposal

possibilities available for the ecclesiastical

m pl''Bli'
Dorian:

its

scales.

minor (the two having almost the same


the Dorian has two triads (D major and D minor)

degree, whereas the

The following

melodic reasons and

Dorian with

see that

first

use one single

which sound refreshing and

chordal possibilities than the major and minor


for example, the

a peculiar

feels

sometimes a whole and sometimes

Likewise the free use of the

the raising of the third of certain definite triads,

freedom,

scale,

modes do not

in the fact that the ecclesiastical

deviate

minor, and

which the

pure triads

from

the
D

minor:

major.

particular ecclesiastical

modes thus possess within their respective fields, they have the greater
number of modes. While modern music has only two modes, major
and minor (modes which may, indeed, be transposed to every degree
of the chromatic scale, but which maintain the same arrangement of
intervals), the

than
If

five

former polyphony

modern music

is

its

employ,

as

has been said, no

own pronounced

The diminished and augmented


This will be discussed

it is

matter of modulatory resources.

triads can

later.

less

individuality.

inferior to the older style in this respect,

theless greatly superior in the

trina style.

may

modes, each of which has

never-

Perhaps

be used only as chords of the sixth in the Pales-


TECHNICAL FEATURES
it is

81

a question whether, in connection with the ecclesiastical modes, one

can speak of modulation

passes over

Thus

from

quite

is

unknown

At any

the term.

at all in the real sense of

change of signature

rate,

here (because one never

mode, or

a transposed to an untransposed

vice versa).

intentional contrast between the transpositions of the modes,

which modern music depends for one of

its

most important

And

entirely foreign to the ecclesiastical system.

for variation can be observed here as well.

upon

effects, is

yet a certain striving

Since

would naturally

it

be tiresome and inartistic to have the same cadence constantly returning


in a composition, provision

made

many

for as

different cadences as

This provision, however, really only corresponds to

possible to be used.

modern music one

the "transitions," as in
feeling of tonality

is

by

attempts to enliven the

calls

slight incursions into the territory of other keys

procedures which have no lasting influence and which do not introduce

genuine modulation (that

new

the transference of the tonic feeling to

is,

chords).

Each of the "polyphonic"


of the

modulation in

transient

modes (and

ecclesiastical

"monophonic" modes)

reveals

individual way.

its

deed cadence on any desired step of the

may be
mode depends

traditional accidentals

used).

each particular

largely

avoids.
closes

this

tendency toward

its

is

also true
sort of

this

Theoretically, one can in-

(and

scales

to this

end the

But the individual character of

upon what cadences

it

favors or

Thus, for example, the Dorian, apart from the tonic cadences,

most frequently on the dominant,

(A: V-i or V-I). In

on the other hand, the subdominant plays

relatively

mode,

this

modest

role;

F (mediant-mode), are preferred. The


common, while E (Phrygian) is rarely used.

cadences on the third degree,

cadence on

(Ionian)

is less

In the Phrygian next to the E, the

cadence tone; but cadences on


In addition, cadences on

(Aeolian)

(Mixolydian) are very

In the Mixolydian

or without F-sharp), and

is

likewise quite

dominant E

strikingly

mode

much

favored.

rarely selected for a

is

G, the

(Dorian, with

(Ionian) are the most favored cadence tones;

subdominant

as a closing

unimportant

after the

common, but F and E

In the Aeolian the


to the

preferred as a

(Dorian with or without F-sharp) and

(Ionian) are used quite often, whereas the


closing tone.

is

role).

are used

(Dorian)

much
is

tone (cadences on

less often.

"obviously preferred

In addition, C, G, and

in general

are used.

play

The

TECHNICAL FEATURES

82

Ionian

mode

uses

dominant

its

most of

E and F

likewise appear quite often, while

Less

Common

D,

A,

E,

A,

Mixolydian
Aeolian

G,
A,

Ionian

C,

D,
D,
G,

C
C
A

"polyphonic"

we

ian

mode,

C
C

G,
D,

modes follow

We would expect the

E
F

F,

G, F

F,

E
E

neither the Gregorian music

own

special pro-

C, the dominant of the Gregorian Phryg-

one of the chief

phonic Phrygian; nevertheless the

we

see that in their relationship to each other, the

ecclesiastical

to play

and

Rare

nor the major and minor system, but exclusively their


cedures.

more unusual:

Cadences

Phrygian

the table

are

Common
Dorian

From

next to the C;

all

roles as a

is

cadence tone in the poly-

preferred.

If

on the other hand

look at the modes from the major-minor viewpoint and consequently

think that the tonic, dominant, subdominant, and relative tonalities must
constitute their chief

harmonic supports, we

will also be disappointed.

In the Dorian and Ionian modes, for example, the subdominant by no

means

attains the expected significance; in the

dominant

falls

the mediant

As

mode

is

to the tonic, the

and

in the Mixolydian

not so important as might be expected.

a general rule for

cadence tone.

Phrygian and Aeolian the

surprisingly into the background,

all

dominant

the ecclesiastical modes,


(fifth

above the tonic)

we
is

can say

that,

next

the most important

Only where the dominant chord must

fall

on B (which

drops out of consideration entirely because of the lack of a usable, consonant fifth) does the subdominant come into prominence as a substitute.

much

Otherwise the subdominant plays for the most part a

less

important

than in the more modern scales; however, the position of the relative
mode is, as a rule, quite significant.
One characteristic of the ecclesiastical modes is, briefly, that they have
greater variety but less logic than the modern modes. The illogicality
found in this aspect of medieval music, as in many other aspects, is felt
role

today as a peculiar charm, as the expression of a pleasant, unaffected


naturalness, of a refreshing, unrestrained musical feeling,
contrast to that which, in

later

pedantically exact schematization.

times,

is

often

and

as a

happy

an unattractive and

technical features

83

Melody

The polyphony

upon simul-

of the Palestrina style rests essentially

taneously sounding melodic lines;

its

basis

is

melodies.

These melodies differ in many respects from the concepts associated in


more modern times (eighteenth and nineteenth centuries) with the
word melody. In the first place the treatment of intervals is much simpler and stricter. All chromaticisms and all dissonant skips are avoided,

and the

toward the rhythmic-metrical problem

attitude

ately less one-sided.

rhythms in contrast

The

to the poetic, strict

and nineteenth centuries


its

accurately measured

chiefly of

Palestrina music

(especially that of the

Vienna

indeed sought after in every

and inelegant and

prose-like

classicism) with

groups of from two to four measures) which,

and

rejoices in the free

if

consists

carried to ex-

limited.

music reveals a marked inner

linear treatment of the Palestrina

is

free,

symmetry (the constructive material

coherence and an understanding of what

which

proportion-

rhythmic pattern of the eighteenth

tremes, can be unbearably conventional

The

moves in

is

is,

in the truest sense, organic,

style species.

and

It

natural.

It

abhors the rough


avoids strong, un-

duly sharp accents and extreme contrasts of every kind and expresses
itself

always in a characteristically smooth and pleasing manner that

may seem

at

According

somewhat uniform and unimposing but

first

famous

to a

Alberti, "Beauty

is

the different units

Italian Renaissance architect,

a sort of chordal combination, a

which does not allow anything

away without having an

injurious effect

Leone

Battista

harmony between

to be

added or taken

upon the whole."

tion applies also to the Palestrina music, in


is

that soon

shaded expression of a superior culture.

reveals the richly

This defini-

which the constructive sense

strongly influenced by the viewpoints of the late Renaissance.

contrast to the often

somewhat

ages, the Palestrina style rested

many or

too few.

fantastically diffuse style of the

In

middle

on the principle: not a single note too

All details must unite in entirely undisturbed harmony,

must fuse into a higher unity in


absolute, completely free balance

spite of individual

independence.

An

between the elements was required; no

one element could be emphasized

at the

expense of another; everything

must work together smoothly and harmoniously.

Let us examine one


TECHNICAL FEATURES

84

of the melodies of Palestrina: the beginning of the upper part


five-part offertorium

from

his

Ave Maria:
5

XE

I
-e

h^

ve

-*-

FFFf^

Ma

ri - a,

Ma

ve

10

nm

ve

The

15

ro

(o

which

from beginning

much

p f

e sa
-

g =

three times.

it

between any two notes; one note

as the point of a knife

5%

for the second,

Genuine sequences do not occur.

whole

impossible to insert

is

follows the other in an unbroken, organic unity.

third of the text,

The melody,

closely knit into a continuous

is

exact symmetrical phrase structure;

a,

Figuratively speaking,

to end.

ri

"Ave Maria" repeated

measures in length,

fifteen

is

Ma

text consists of

even so

a,

2%

There

is

no

trace of

measures are used for the

and 6V2

for the

first

last.

In general, Palestrina uses

them only

rarely (mostly in earlier works), since the balance of the linear treatment

can easily be displaced by the overemphasis which they place upon a


particular motive.

The

line of the

Ave Maria melody forms

tively

high on E, moves downward

to the

after

which

F and

it

touches upon the

it

takes another turn upward, reaches

somewhat abruptly

ascends

finally glides
1

The following

downward

a curve

A, and then

which begins
rises

In bar 7

lowest point (F) in bar

its

after a small

again to the E,

descends gradually.

to the culmination point

rela-

8,

then

(bar 11) and

opposing curve (bars 12-13) to

sequences, however, are exceptions which are frequently found in

works

of

the best composers of the sixteenth century generally:

The

and
r

11

parallel construction of

must not be considered

measures 4

a genuine sequence,

to 5

of this

melody

however, but

is

related to the last example.

as a scalewise

It

spinning-out of the figure.

TECHNICAL FEATURES

8)

Obviously the melody

the closing tone A.

treated throughout in a

is

movements

masterful and even fashion; ascending and descending

are

Bach, on the other

balanced according to Palestrina's usual practice.

hand, prefers to begin low and slowly work upward with a steadily
increasing tension to a point of culmination and,

when

this

descend to the cadence suddenly, almost explosively.

by far the most interesting and most broadly developed

which

and then

glides

down

tirely in

monic

is

fre-

is

quickly and

again in broad circles like a bird, floating

slowly with almost imperceptible movement.


Palestrina time

rises

The

part.

so characteristic of Bach,

is

quently found in the Gregorian chant where the melody


lightly

reached,

Here the ascent

to
is

contrast to this type of curve,

is

The melodic form

of the

an intermediate type between these two extremes, en-

accordance with the constant striving toward balance and har-

rest characteristic of this style.

Note

in the

melody above

we

the larger intervals

Of

that stepwise progression predominates.

find only the fifth (both ascending

and descend-

ing) at the beginning and the ascending skip of the fourth in bar 9;

otherwise there are only ascending and descending skips of the third.

This preference for conjunct motion


trina

melody

(as

is

it

most

is

characteristic of the Pales-

of the Gregorian chant).

But

melody which

proceeded exclusively in small seconds and thirds would eventually

produce a

dull, soporific effect;

would be an

it

Gregorian chant ordinarily uses large and small seconds and


fourths and
tervals, as

Major and
minor third.

see, therefore,

Ascending only

Perfect

Perfect

fourth.

fifth.

octave.

that

Minor

augmented and diminished


is

which

arises

is

likewise avoided, and sevenths and

the chromatic half-tone step (the

from the progression from

to C-sharp or

to B-flat).

a tone to

Furthermore,

its

we

all.

Likewise

minor second

of the melody, for example,

is

The

filled

step

chromatic alteration,
see that the larger

intervals are subject to very particular treatment in that they arc

pensated by stepwise progression.

sixth.

intervals are ex-

intervals greater than the octave are not considered at

foreign to the style

as

Perfect

cluded; as a rule the major sixth


all

pure

already seen:
Ascending and Descending

We

thirds,

the

the Palestrina style normally uses the following in-

fifths,

we have

Major and
minor second.

While

absurdity.

com-

skip of the fifth at the beginning

out in the following measures, as

TECHNICAL FEATURES

S6

the skip of the fourth in measure 9 (although

is

so on.

It is

by stepwise progressions or

same

in the

as

But

the opposite direction.

and skips

it

later),

somewhat common

also

is

same

direction alternate (whether the skip

The

direction.

by

and

limits are

made

skips in

movement

often happens, too, that stepwise

or after the stepwise progression), or that a skip

skip in the

somewhat

thus normal in the Palestrina style that skips are compensated

comes before

followed by another

is

too narrow

if,

as in

some

counterpoint books, the succession of two skips in the same direction

where the

entirely forbidden (except

skips occur in quarters

The

note values that are one-half the unit of measure).

that

1.

is

in

practice of the

more accurately defined by the following


In ascending movement it is better to have the larger

Palestrina style

is,

rules:

is

intervals at

the beginning of the curve; the large skip should therefore precede the

Ad

smaller as in the opening theme of Palestrina's four-part motet


levavi:

te

i
Ad

te

le

va

cu

VI

los

or in his motet Surge propera:

Sur
2.

7^

9-s-

zr
-

ge,

pro

pe

ra

mi

me

ca

In descending motion, on the other hand, the smaller intervals

generally precede the larger, as in the following measures

from

Palestrina's

offertorium Dextera Domini:

mm

XL

ta

me

If

vit

non

mo

ar

the progressions occur in greater note values (in whole notes and

in halves,

when

the half

is

the unit of measure) these rules must be

considered tendencies which must not be disregarded but which under


certain circumstances
2

Here we have

must give way

a suggestion of tone painting.

to

more important

The words mean: "To Thee

considerations.
I

raise

mine

eyes.

87

TECHNICAL FEATURES
But

if

continues in quarters (halves of the units of measure),

movement

Indeed

then the rules are carefully observed.

style are

most

strictly

melodic connection

weaken

to

is

this

true not only with

is

melodic laws of the Palestrina

regard to the succession of intervals; all

observed in the use of quarters (because here the


keenly felt, whereas increasing note values tend

this feeling).

Another of the chief melodic laws of the Palestrina

In the stricter sense, this law

ascending skips from accented notes.


applies only to quarters;

it

does not apply

in progressions in half notes the


is

fully valid.

Thus while

f
so rare that

In quarters the law

fore, to

skip

its

most

is

it

J
r

foreign to the
style,

style.

we must

J
"

confirm what

J
r

ii

wish, there-

avoid the ascending


skips

"

from accented

all

have

^
r

we

If

The following ornaments,

in Palestrina's works, will

'

in Pales-

inversion:

from the accented quarter, though descending

common

is

remain within the norms of the

quarters are entirely correct.

common

one must consider

and even

notes,

frequently broken, although there

is

the following idiom

trina melodies:

whole

at all to

undeniably a tendency to observe the law.


3

is

law

warns against

style

of

which

are

said:

p^$
r

ii

*=
''

See

The

Style of Palestrina

del I'alcstrina-Stils

lx

\n

and the Dissonance, pp, 54 H. and my article: "Das 'Sprunggesetz'


Viertdnoun (halbcn Takt/atrn)," Bertcht fiber den murikwU

tontcn

scnschaftlichen Kon^ress in Basel

1924, pp. 211

II.

Leipzig:

Brcitkopf unci Hartcl,

1^25.

'

TECHNICAL FEATURES

88

But
as

may

skip

is

it

upwards from unaccented

quite permissible to skip

be seen from

many

quarters,

and the descending

of the examples above;

also possible:

is

'
1
i

From

H
i

"

the foregoing

m
f
r
r

it

m-

'

^4=
r

i*

^F"

---4

will be seen that decided differences exist

11

between

the treatment of the intervals in the Palestrina style and in the Gregorian

song.

For example, while the Gregorian chant abounds

in

pentatonic

figures such as the following:

or

3=*

the Palestrina style avoids such figures because the succession of intervals
is

contrary to

its

basic principles.

idiom of

this

kind:

We

can easily understand

an

(the cambiata, an extremely well-

=:

liked device)

why

was preferred

to this:

'j

and why the

version of the cambiata, although permissible in longer note values,


2

not

3^
==.

written in quarters :==j

is

in-

Equally enlightening

is

the fact

that figures such as the following are avoided


2

or

-**-

This idiom is rare in the Palestrina style.


Likewise very rare.
The theory of the seventeenth
6 This follows, of course, from the rule mentioned above.
and nineteenth centuries
century (which clearly perceived this relation, whereas the eighteenth
statement that it is always best if stepwise prolost sight of it) motivated its restriction with the
Compare, for example, the citation from
gressions are continued on to an accented half note.
5

Andreas Lorentes: El Torque de

la

musica (Alcala, 1672)

in

The

Style of Palestrina, p. 67.

TECHNICAL FEATURES
The
if
is

figure

the lowest tone

is

89

g.

is,

on the contrary, usable only

followed by the second above.

(If the

second below

written, the larger interval precedes the smaller in descending

mo-

Larger skips than the third are nevertheless not permissible

tion.)

under similar circumstances, even

Examples such

if

the intervals are correctly arranged.

as the following:
2

'

ii

Nor can two or more


when the movement is in

are accordingly contrary to the style.

skips in the

same direction come

quarters, as

in succession

for example:

On

the other

opposite

hand two

directions

cadence figure

is

even

skips
in

may

come in succession if they are in


quarter-note movement. The following
well

one of the favorite devices (and rightly

so,

because

it is

unusually well balanced)


3

m^

tt

Ascending skips which follow quarter-note movement descending by


step are generally usable but
to

an unaccented half or to

more than

produce the best

three successive quarters:

quently the following

is

is

made

Conse|

not so good

'
In such cases as the foregoing,

over:

effect if the skip

a relatively accented quarter note after not

o
it is

best to skip to a half note

which

is

tied

TECHNICAL FEATURES

90

A>

Such

ICT

I
which

figures,

are

most usable when the ascending skip occurs

after a quarter introduced by step from above, are most rare in the

inversion, that

is,

if

the quarter note

and the succeeding skip


are nevertheless fairly

inversion) while

tically

is

downward.

common

introduced stepwise from below

is

Devices such as

(although not nearly so

common

or

is

prac-

excluded.

In the music of Palestrina in general, a striking difference

the treatment of the ascending

here that ascending skips are


filled

as the

and descending

much more
While

out than descending skips.

intervals.

carefully

is

found

It is

in

evident

compensated for or

figures such as:

-eI

occur rather often in half notes,

them, such

much

less

often do

we

find inversions of

as:

Z2

Similarly a larger skip

downward

is

the opposite direction, of course).

ward

is

often followed by another skip (in

On

the other hand, a large skip up-

almost always followed by a descending stepwise progression.

This must be so because the tone to which one skips in the first case is
the "low tone" and the other is the "high tone," and because ascending
skips attract the listener's attention

more than descending

ones.

There-

always taken that the former are softened by effects less energetic in character (since the whole might otherwise easily sound too
Descending skips have, on the other hand, a less
restless and active).

fore care

is

and therefore do not require compensation by being


followed by particularly smooth progressions.
In quarters the stepwise, or, more accurately, the stepwise-passing kind
pronounced

effect

TECHNICAL FEATURES
of

movement,

is

91

But in stepwise movement

by far the most common.

one sometimes "turns" and comes back to the same tone, for example:
or

3W3

These two figures are equally usable


But

return to a half note.

upper or lower second


the turning

is

if,

is

Apparently the identity of the


the upper auxiliary

was

in the viewpoint of

felt to

is

a difference: for while

is

the inversion

which one returns from the

a quarter, then there

on the lower second

most

common.

century,

in the figure

with

Berardi expresses this

be too inexpressive.

the seventeenth

very

rare in the Palestrina style.

and third quarters

first

example, they

as in the present

the note to

if

which

is

more chord-

conscious, as follows: "Moreover the figure called girandoletta or gioco

is

forbidden, particularly where the cantus firmus remains over the same

chord":

PiPp=
12

12

12

f*
gioco

^v

Miscellanea musicale (Bologna, 1689),

(Bologna,

1693),

p.

32:

"The reason

the

p.

136.

Compare

girandoletta

or

further Berardi:

gioco

is

U pen

prohibited,

he-

musicale

especially

when

one hears two octaves or two fifths repeated over the


same chord; moreover in quarter-note passages one should use the figure called the condiu imento,
."
which is a stepwise movement from low to high and from high to low.
the cantus firmus does not

move,

is

that

TECHNICAL FEATURES

92

XT

tr

XT
12

m^

xe

Berardi

be

^v

xt

xr:

^^

12

is,

xt

therefore, of the opinion that such auxiliary figures should

forbidden, especially where the position of the other part

strictly

produces the return not only to the same tone but above
chord.

But

the rules of
tion.

He

we compare the practice of the


Berardi, we soon find that he makes
all

too broad a generaliza-

between figures employing the

upper second and those using the lower second

As

have

the same

sixteenth century with

if

does not distinguish at

all to

as the auxiliary note.

existed nevertheless, doubtless because

said, this distinction

particular care and attention were involuntarily given to the continuation


from the upper auxiliary, which is very strongly emphasized by its posiConsequently the upper auxiliary is not used very much, especially
tion.

when rhythmic

identity

of the effect thereby


said,

is

added

becomes

so

to

melodic identity, because the

much more

striking.

Thus,

as

triviality

has been

one should be able to use the upper auxiliary before either a half

note or a

(This rule

still
is

longer note value, but not before another quarter note.

valid regardless of

whether the upper auxiliary

Such

second or the fourth quarter.)

figures

as

is

on the

the following occur

relatively often:

3
The following
it

device,

XE

XE

on the other hand,

is

so rare with Palestrina that

can be called unusable:


TECHNICAL FEATURES
Nevertheless,

its

inversion

93

common:

is

to
p^m

jt=

Likewise figures like the following can be found in Palestrina, though

they are rare:

Ezr, while the inversion was most rare

even in composers of the earlier part of the sixteenth century and was

not used any

more

EzE=z

in Palestrina's time:

Eighth notes were normally used only in groups of two


teenth century.

They were introduced and

in the six-

quitted in stepwise move-

ment:
.
1

An

p-

I,

j-1
J J __

1=

rJ-

interval of the fourth, therefore,

may

be

^L_e=
j1|

||

filled

out by two eighths

The preceding
but may be a quarter:

both in ascending and descending motion.


not absolutely need to be a dotted half

note does

mm

m&

*-+

II

gLi

Auxiliary notes are likewise possible, but only with the lower second.

That the second of two eighths should be


conceivable in the Palestrina style only

tinues

Furthermore

it

few

that eighths

rare exceptions

in

The

first

movement

is

con-

ti

P
may

occur only on

Therefore they cannot come after

than a dotted half.

following are foreign to the Palestrina

have cited

second above the

but not

must be understood

a note value greater

the stepwise

upward, thus:

unaccented quarters of the measure.

if

Thus procedures such

style:

Style of Palestrina,

pp.

l.?Hi".

as

the

94

TECHNICAL FEATURES

mm

Let us turn back to the


(p. 84).

melody which served

as our initial example


note that the repetition of tones occurs scarcely at all.

We

This is, however, rather accidental, for tonal repetition is a very


common
occurrence in Palestrina melodies, especially with longer note values
such
as breves, whole notes, and half notes.
The matter of tonal repetition
depends upon the setting of the text, in that when several different
syllables are sung on the same pitch, the note is divided,
for example:

-(V

r
do

With

na

no

vit

is

common

may

and, furthermore,

thirteenth measures of the given

1
i

no
a syllable

by step from above.

melody

(p. 84).

without being followed by a suspension.


it

vit

if

they

may

also be

m^

it

The

found

all

is

It

generally occurs

does appear quite often


anticipation usually fol-

after quarters, for

example:

Anticipations may, under

This

be observed in the seventh and

before a syncopated note (as in bar 13), but

lows a dotted half, but

only one form of repetition in the music of

Palestrina: the anticipation approached

very

na

which cannot carry

respect to quarter notes,

are in succession, there

do

bis,

circumstances,

come only on unaccented

quarters of the measure and (in Palestrina melodies) they are used only

when approached by
from below

is

step

from above.

The

approached

anticipation

often to be found in early Italian composers

from the

be-

ginning of the sixteenth century and also in the contemporary Netherlanders, as:

ill

Here,
is

too, the anticipation

unusually

common,

approached by a descending skip of a third

especially

with Josquin des Prez, to

can almost attribute the most frequent use of

this figure, as:

whom we

TECHNICAL FEATURES

HE

ZEE

95

IE
Sta

ma

bat

These early composers

make

also

do

ter

ICE

ro

lo

sa

fairly frequent use of the anticipation

approached by a descending skip of a

fifth.

In the Palestrina style the attempt to give the melodies harmonic poise,

however, never leads to tedious


a certain sprightly

energy in the linear treatment

Particular care

is

its

that the culmination note

when

mination point, even

is

we

would thereby be

observe accordingly

(bar 11) occurs only this one time and that

the other high points do not

go beyond the F.
comes in

it

Furthermore the

cul-

and achieves

entirely fresh

its

not in the least overaccented and does not stand out harshly.

full effect, is

We

itself

In the melody discussed

force.

repetition

not be diminished by having that tone

occur shortly before, because the culmination

robbed of

insipid

exercised that the effect of the high tone in

may

the melodic culmination

on the contrary,

preferred (although

is

and every heaviness and

completely controlled)
avoided.

stiffness or to dullness;

have here one of the best characteristics of the genuine,

stylistically

pure Palestrina melodies in contrast to later somewhat misguided imita-

Everyone

tions.

who

has even a slight feeling for what

distinctive in this style will be

following (which

is

from

who

Do

te

Palestrina style

''

With

J.

we can

respect

to

has been mentioned earlier)

mi -ne

and although

va

to be in full accord
this

with the laws of the

an excellent and beautiful melody

is

but feel that the total impression has a somewhat


the

as the

PP
-

Although everything seems

in itself,

J.

and

Fux, the so-called "Palestrina

Ad

essential

guard against a theme such

his

a motet of

of the eighteenth century,"

i t o

on

is

treatment of culmination

tones,

these

may

occur at the

modern

beginning of

melodies, although they rarely do, and at the end, provided the range of the particular melody
is

not especially large and the


In

melodies

half

notes.

may

be repeated, but only

movement

progresses

with quicker rhythms


if

it

(in

in

such longer note values as

halves

and quarters)

comes on two tones which are separated by

the

whole and

culmination tone

a single tone, as:

TECHNICAL FEATURES

96
sentimental touch which

foreign to a great

is

This impression

style.

docs not depend upon the intervals themselves; the same

movements

that

begin the melody are found (in the same order) in the theme from Palestrina's

motet Surge propera (see

which

is

trina style

iP
The

we

if

86).

We

It

'

much

nearer the Pales-

as follows:

less

theme the high tone

the rhythm, however,

is

shall be

Fux theme somewhat

alter the

explanation for the

in his

p.

the deciding factor here.

elegant effect that

B-flat in the first

Fux

attains

may

be that

curve receives a very strong

A
accent.

It

gets this accent because the

rhythm

derlining the

is

first

likewise

besides un-

tone energetically (presumably because this

comparison with the following notes),

in

i
j

made prominent

is

melodically, that

is

long

so arranged that the note


is,

as the

culmination note

At the beginning of the third measure the situation becomes


more acute in that, in addition to the rhythmic and melodic accent,

B-flat.
still

there

is

superimposed a third, namely, a "reminiscent accent" on the

high tone D.
phasizes

(That the motive of the second measure

to the third

This

last

power, and under

like ringing steel


tirely

more pronounced

strongly and produces a

it

the higher range.)

an

effect

culmination

is

in

its

repeated em-

effect

because of

thereby, so to speak, raised

this threefold accentuation

which

is

it

has an effect

sharpness and exuberance

is

foreign to the soft and natural linear characteristics of the Palestrina

music.

It

cisive role

becomes obvious from the foregoing comparison what a de-

rhythm

plays in the Palestrina

melody

10

and

how

cautiously

and carefully every unusual accentuation of the culmination point


avoided, indeed

how

everything

produce a rough or obtrusive

human

speech.

In this connection

10
11

is

shunned which might in any way

is

effect.
I

This suggests a comparison with


should like to introduce a citation

from the textbook on phonetics by the Danish


sen:

en-

philologist Otto Jesper-

11

This problem will be treated more in detail in the section on the


Otto Jespersen: Lehrbuch der Phonetik, 2nd Ed. (Leipzig, 1913),

fifth species
p.

229.

(p.

135).

TECHNICAL FEATURES

97

The speech of the uncivilized is characterized by great, uncontrolled tonal


modulations, while civilization puts a damper on the passions and their expressions
.

in gesture

and speech.

Politeness

demands

that one should not use

in order to call attention to himself; a sensitively educated taste


in a preference for small, fine, expressive

see

is

any coarse means


revealed likewise

nuances in which the outsider

unable to

is

anything but dull monotony.

Naturally

do not mean that

melody must be

as velvety

and subdued

as possible in

order to conform to the ideals of the Palestrina

the contrary,

it

can never be lively and expressive enough.

On

style.

In order to

master a certain nuance

achieve this effect, however, one must, above

all,

Melodies which continually

should like to

try to

call it

the melodic piano.

be impressive by the use of excessive movement and the

no more able

to express

genuine emotion than an orchestra can give the

impression of real power by constantly playing fortissimo.


fields, so

who

like, are

As

in other

here too: he alone will attain really genuine and deep expression

understands the art of restraint.

Harmony
Although the music of the sixteenth century
lines,

we must by no means assume

that

based essentially on

is

interest

in

the contrasting

dimension, that of chords, was therefore completely lacking.

For the sixteenth century, harmony


the sake of linear effects than for

its

exists

own

admittedly

sake.

much more

In order to be able to

follow the various melodies in their simultaneous course without


clearness

and beauty

in the chordal combinations

course of the sixteenth century the


pleasantness

of

teaches in his

the

work

the third and fifth

demand

harmoniche (1558)

(or sixth)

difficulty,

were required.

for fullness

harmonies gradually increased.


Istitutioni

for

In the

and independent
Zarlino

already

that so far as possible

should be written over the bass tone.

Artusi, indeed, goes so far as to give only complete triads as usable at


all in
it

compositions with more than two voices, because, as he expresses

"la richezza dell'

feeling for

harmonia" can be attained only

"harmonic richness" has doubtless deeply and

fected the evolution of music.

If

and on through

Palestrina,

and then make

the percentage of incomplete and

This

decisively af-

one should go through the

of the Netherland composers of the fifteenth

how

in this way.

literature

and early sixteenth centuries


a tabulation,

he would

sec

empty combinations constantly

TECHNICAL FEATURES

98
decreases

and

how

the filling out of the chords with thirds and sixths

simultaneously increases.
cases

where the melody

happens

With Palestrina apart from more exceptional


built up on the harmony or where the reverse

is

one can always observe

a masterful balance in the regard for

the melodic and harmonic requirements, although, as I have said, the


harmonic demands are generally rather more for the sake of clearness

than for anything

The same

else.

wariness against abrupt or unclear effects which

acteristic of the Palestrina style in the linear

is

char-

evident in the

is

Dissonances are used only in restricted forms and

treatment of chords.
in places

treatment

where they do not produce an obtrusive

Their use

effect.

may

be divided into three principal categories:


1.

Passing dissonances.

2.

Suspension dissonances.

3.

Auxiliary dissonances (that

is,

dissonances which are introduced

by step on weak beats and then return


In addition to

all

sevenths, ninths,

to the preceding tone).

augmented and diminished

and

so on,

are classed

intervals, seconds, fourths,

The

dissonances.

as

however, occupies a very particular, individual position:

fourth,

hovers be-

it

tween consonance and dissonance and, under certain circumstances which


will be discussed later, can be treated as a consonance.

the fourth

is

The same

considered a dissonance.

But

as a rule,

thing applies also to

other mildly dissonant tonal combinations, such as diminished and aug-

mented fourths and

fifths.

In accordance with long-standing tradition, the consonances are di-

vided in the sixteenth century into two groups: perfect and imperfect.

The

perfect consonances are: unison, fifth, octave, twelfth,

the imperfect consonances are: third, sixth, tenth,

and

and

so on.

so on;

In the

sixteenth century, too, perfect consonances are preferred to imperfect at

the beginning and end of a composition.

One

of the chief theoretical rules of the century forbids the direct

progression

from one

perfect consonance to another.

parallel octaves or fifths are not permissible:

=d=J=F.J
[1

-I

II

-I
I

Broken chords and the like are very rare in the Palestrina

.1

if
style.

In other words,

TECHNICAL FEATURES
It

99

that this rule applies only

must be pointed out

occur between a given pair of voices;


voices,

then

it

makes

parallels

they are avoided by crossing the

if

whether or not they are present

difference

little

in the sounds actually heard.

where such

good example

found in the following

is

Domine

passage from the Credo of the four-part mass of Palestrina, In te

which would sound

speravi,

on the piano:

as follows

IP^

but which in reality does not have parallel

since

fifths,

it

is

noted

as

follows:

SO
y
/L

O'

fr\
Vy

'

Et

re

p>
1

s ur

re

ter

xit

it?
IPS
no

^
*

-*

sur
-

re

xit

1'j

* m
_

Here the
is

re

h"

re

This

Et
ifl
Ik*
I^S
ILJ

ti

r>

lift

sur

fifths are

not, as

re

ter

xit

ti

avoided by the crossing of the two upper parts.

one might assume, purely

of evading the rule.

On

the contrary,

it

matter of form for the sake

is

an expression of the essence

of the law, for the tonal quality of the different voices enables one to

follow the individual melodies and easily to see that the fifths do not

occur in parallel motion.


It

is

not desirable for two or more fourths to follow each other in

similar motion.
in

The only

exception

modern terminology, would be

is

the following progression which,

called a series of parallel chords of

the sixth:

i9
But progressions such
Palestrina:

as

the following are foreign

to

the

style

of


100

TECHNICAL FEATURES

mm

Such procedures are more

likely to be

found in the Franco-Burgundian

Thus very common

composers of the fifteenth century.

in the

work

of these masters are cadence formulas such as the following:


dOL

If
The

O-

sixteenth century, however, modifies this cadence into the following

^=

1*

Major
voices

thirds, too, are

move

-e-

used with a certain cautiousness.

in parallel thirds, generally a

minor third because two


tritone effect

if

moves

would be too

it

entirely.

strict to

major third

Where two

followed by a

is

major thirds always produce the

successive

the lower part

pi
But

XE

whole

tone, as for

example

forbid the succession of

Palestrina himself fairly often uses

two major

thirds

two and sometimes even three

such thirds in direct succession, as in the Gloria of his four-part mass

Lauda

Sion, in which, however, only the last

two

thirds produce the

tri-

tone effect:

Do

pt^

mi-ne

Fi

mi-ne

li

^^

pm

Do

Fi

li

11

ni-

Finally, the so-called "covered" fifths

IEC

ni

ge

ni

te

3H
ge-

ni

te

and octaves occur

Je
in the

music


TECHNICAL FEATURES

101

of Palestrina very rarely in two-part writing,

and then they

are generally

used in connection with an imitation, as in Palestrina's four-part motet


In die bus

ill is:

TE

P=P

-O-

^
In

di

bus

il

lis,

O-

In

But such

fifths

p^

TfZ.

bus

di

and octaves can

without any imitation.

in

also occur

il

even in two-part

writing

In such a case, however, one generally finds that

one of the voices moves by

step, as in the

following passage from a litany

by Palestrina:

XE
Fa

Sam

vus

It

Fa

Only

rarely in two-part writing

so

nis

do both voices skip

in the

In general one hesitates to allow

tion to a fifth or octave."

skip in the

nis

ie:

Sam

vus

SO

same direction unless

at least

one of the parts

is

same

two

direc-

parts to

an inner part.

Summary
Although the harmony of the Palestrina
extent by chordal feeling,

melodic considerations.

to

from

it

full

beauty

style
is

is

dominated

to a certain

revealed only in relation

we cannot appreciate fully the melody


Ave Maria, mentioned in the preceding
alone (for, unlike most modern melodies,

Just as

Palestrina's ofrertorium

chapter, so long as
it

its

stands

can very well stand alone), so the harmonic course of the progressions

which we find

in

this

composition, in

Several characteristic exceptional cists

tr'ivas"

mentioned on page 25.

may

he found.

itself

See

my

perfectly

beautiful

and

study "Uchcr cintn Brief PaltS

TECHNICAL FEATURES

102
logical, will not

produce

profound

whole,

t
W

it

must be perceived

o
(!

ve

Ma

as such:

7~V

O
n

a,

ve

Ma

*v

xt

rx

thematic

Because this work of art was conceived

development remains concealed.


as a

effect if the relation to the

JOE

ve

M;

ve

-e-

II
I

^^
f^ mm

SB

HH
xj:

ve

a,

3X

i
Ma

-e-o-

A-

ve

Ma

Ma

TECHNICAL FEATURES

103

*-F

i I

r
ve

a,

^^

ve

a,

JJ

^ O

xe

-e-

XT
30:

Ma

XT

331

Ma

^p^p

Ma

ve

ri

a,

a,

<>

>

a,

ve

Ma

ri

ve Ma-ri

^VTZ>
xe

i
XT

XE

XT

Ma

a,

gra

xe

pie

ti

i
gra

ti

pie

^>
ve

Ma

ri

<y

e-

>

gra

Let us see

how

everything

lives

and breathes below

haps slightly classically cool upper voice.


color

and

life.

this quiet

Only now does

it

and

per-

achieve

Part

II

Contrapuntal Exercises

INTRODUCTION

Most of the following exercises involve

the addition of one or

parts to a given melody, the cantus firmus


as

it is, still

continues to have decided practical value.

The melodies given below


or the pupil may,

posed a fourth up or a

may

also

Note
fifth

that the melodies given here

down

(with a signature of one

may

be trans-

flat)

and that

be transposed to the upper or lower octave, according to

whether they are put in


practice, the

will serve as cantus firmi; but the teacher

he so chooses, compose for himself similar basic

if

melodies to work with.

they

more

a technique which, old

a higher or a

lower

part.

Since, in polyphonic

Lydian mode coincides with the Ionian, only Ionian cantus

firmi are indicated.

There

is

of course nothing to prevent those

who

so

desire

from experimenting with the Lydian, but they must understand

that

does not have any particular practical application.

it

difference
since

it is

between authentic and plagal cantus firmi

Similarly, the

disregarded,

is

without significance in polyphonic music.


Dorian

^E>-

iX

2
1
1

1
1

3
J
S>

o o

o
cantus firmi numbers

1,

6,

3X

11

B.

The

3H

o o

i>

^^ O
O U-

_Q_

331

xv

and 20 arc by Fux; the others by the author.


107

o ^-

CONTRAPUNTAL EXERCISES

108

Phrygian

HI
IB
IPS

111

11

i>

It/

..

" I

II

_4i_

33:

*>

II

o "

^>-

10

i>

g IE

33.
.

-e- 33:

331

"

Mixolydian
12

11

1 "

"

33:

3X

,.
33

-*>
o 5
z E o
S
1)

**

14

13
ti

,.

33

331

" o

3X O

rr

*>-CT

Aeolian
15

16

t>

LJ

n
t/

17
\
LI
*S
t/

o ^
^ o

^ o

"

18

r
O

*>

^
v

i>
11

4>

r*

4*

Ionian
19

_Q

-e-

O-

"

&

3X

"

il

20
--

3X

21

331
<>

22

n*J

i t

o "

>

Chapter HI

TWO-PART COUNTERPOINT
First Species

In

the

first species,

or lower part

whole notes

in

as

which

added

is

is

also called "note against note,"

does the cantus firmus.

Most important

may

have the

it

is

new

that this

and beautiful melodic

part (the counterpoint) acquires an independent

form; under no circumstances

an upper

This added part moves

to the cantus firmus.

effect of

being "contrived"

or "forced."

Preliminary Exercise

We

shall try to write a single

selves to the ecclesiastical

tonic or the dominant.

minor

intervals

up

in

whole

as

notes, confining our-

modes beginning and ending with either the


As already mentioned, all perfect, major, and

to the fifths are permitted in

descending motion,
is

melody

is

ascending as well as in

the perfect octave, whereas the

minor

sixth

The rule that the larger skips must precede


movement while in descending movement
must not be applied too rigidly where the movement

allowed ascending only.

the smaller ones in ascending


the order

reversed

is

takes place in
is

it

whole notes (each whole note receiving two counts)

well to observe

and sure

in

its

knows where

it

whenever

movement,

it is

possible.

so that

going and not

as a

dering willy-nilly here and there.

vague and cramped

It

effect;

it

it

is

The melody must be

felt

as

but

quiet

an individuality which

mere victim of circumstances wanmelody like the following has a

lacks "direction":

should be emphasized again that, in the "polyphonic" ecclesiastical modes, the


(set- page 71).
is always the dominant

the tonic

109

fifth

above

TWO-PART COUNTERPOINT

110

"

t*

*i

"

In the main, the dull impression

result

is

much better. The melody does


too many F's in it, but it does

very

there are

thing of a musical
is

Naturally

character.

due

not necessarily beautiful

production of beautiful melodies does not

effect

A
not
at

may

stepwise progression
sufficient.

without

not become really good, for

melody which

possesses

guaranteed procedure for the

That the

exist (fortunately!).

inartistic

is

l>e-

....

-35"

good enough in

KJ

itself,

t>

but scales alone are

a question of creating melodies clear in design

It is

and

be admitted without argument:


-

**

replaced by a G, the

is

following melody, although well defined in contour, has an

monotonous

to the cir-

acquire, nevertheless, some-

still

"direction"

as

stick at the highest note

the sixth note

If

it.

"

must be considered

cumstance that the melody seems to


being able to go beyond

"

the same time varied in the assortment of tones used.

It is

and

especially

important, as has already been mentioned, that the highest tone be used
in a fresh

tone

and

effective

more than once

of the lowest tone.

demands

it is

especially where

One

in these exercises.

it

way; therefore

the melodies are fairly short, as

should exercise similar caution in the treatment

Although

amount

a certain

well to avoid introducing this

it is

not so important as the highest tone,

of consideration; hence

repeat this note too frequently in the

melody

a considerable interval of time intervening.

in
It

it

is

best not to

any case not without


is

moreover necessary

We
to keep each separate part within a reasonable or singable range.
assume the exercises for chorus, and therefore we do not let the soprano
or below

go above ^

^E

-e-

II

kept

is

XL

<\

'
v'

T tf
9)
tenor 3 n

yS

within the range fg

likewise the alto

and

-+
jQ.

the bass

/'

s'

As was mentioned

in the section

on

o
ecclesiastical

modes, the seventh degree

is

raised at the cadence in

all

the

TWO-PART COUNTERPOINT
scales except the

111

Phrygian, in which half steps do not already exist be-

tween the seventh and eighth degrees.

In a cadence

it is

not so good to

approach the seventh degree (leading tone) by an ascending skip as


to introduce it by a stepwise progression, but it is permissible to approach
it

by

is

not permissible, but

ter

descending skip of

ftp

In melodic construction, too


is

constantly skipping

of sequences, since

is

no melody

less

is

-e-

useful

*>

Much

bet-

IE
melody which

skips are bad; a

Likewise

at all.

"

acceptable.

is

3X

many

j jj

they generally sound very

cantus firmus, for example,

On

IE

=DI

i>

this:

is

Therefore

third.

on

this

ie

we must be

careful

Fux's Aeolian

trivial.

account/

the other hand, melodies like the following are good:

-e-

Aeolian:

it

zz
-e-

-^

-O-

HE

Doriai

48

Mixolydian:

The

IE

repetition of a tone

and there

is

IE

-e-

-e-

ie

permitted occasionally in the

first

IE

species,

only.

Counterpoint
Bearing in mind so far
cussed,

let

us

as possible the

melodic considerations

just dis-

add parts above and below the given cantus firmus, pro-

ceeding according to the following rules:


1.

Only consonant combinations may be

the fourth
To

thr.

is

used.

(Do

not forget that

considered a dissonance.)

must be added

that

the beginning suggests broken chords

(compare

p,

)H).

TWO-PART COUNTERPOINT

One must begin and end with

2.

and

so on).

If

the counterpoint

lies

a perfect consonance (octave, fifth,


in the lower part, however, only the

may be used at the beginning and ending.


Unisons may occur only on the first and last notes

octave or unison
i.

of the cantus

firmus.
4.

Hidden and

parallel fifths

and octaves

are not permitted.

It

is

therefore not permissible to approach a fifth or octave in similar motion.

Hidden

I
5.

Only

Hidden octaves

Parallel fifths

fifths

Parallel octaves

#
The

cantus firmus and counterpoint must not be too far apart.

for the sake of a beautiful voice leading should the interval of the

tenth be exceeded.
6.

thirds

The

counterpoint and cantus firmus must not

and

sixths for too

counterpoint

is

long

at

thereby destroyed.

It is,

to be sure,

more than four such parallels are


in this species, move in whole notes.
Caution must be exercised with regard
7.
skip in the

same

direction.

If

hard to

fix a definite

to allowing

voices, as

both parts to

they do, none of the parts ought to skip

more than a fourth. (This does not include the


must be considered a sort of tone repetition.)

is

in parallel

not good where the

limit; but

8.

move

a time, since the independence of the

skip of the octave,

type of motion that produces the most beautiful effect and

The

most in accordance with the nature of polyphony

Wherever melodic considerations permit,

it

is

contrary motion.

should be preferred.

Examples
Dorian
_Ql

which

nr

II

XT
c.f.

11

XE
Vr

ir

xe

2xe

XE

XE

XE
XE

-0-

*t

*t

TWO-PART COUNTERPOINT
Phrygian

113

CL

"

3E

XE
c.f.

IE
XL

XE

**

3?

Mixolydian

4?

XE

II

331

C.f.

XE

XE

cp

XE

"

<

>

fa

II

tt

^^=^

Aeolian

Q_

XE

tt

C.f.

*
3

To

versa)
this

no

"cross"
is

real

Two

arpeggio.

XE

^>

the

to

let

the

is

Hefc

**

DDE

lower part go above the upper

which cannot be recommended

polyphony
of

(occasionally

parts

technique

skips

XE

<v

XE

sufficiently.

One may

say

part

or

that

without

vice

possible.

third

in

the

same

direction

are

permissible

and are not regarded

as

an

TWO-PART COUNTERPOINT

114
Ionian

it*

ti

^^.

"H

1*1
t
mJ *p

fi

115

\f\ j
\h* fl*

c.f.

ffS

12

im

%J

I,-'
1
1

v
Y

t>

i>

-e-

ir
*p

>

*>

s
Second Species

two notes

In these exercises

are set in the counterpoint against each

note in the cantus firmus.

Preliminary Exercise

Write melodies in half

notes.

beat; in such cases, however, the

of the scale.

tone must be the tonic or the fifth

Likewise in the next to the

last

and third

whole note may be substituted for the two half

ures, a
last

permissible to begin with an up-

It is

first

note in this as in

all

to the last

meas-

notes, while the

other species must invariably be a breve.

The

repetition of a tone, being permissible only in the first species (see p. Ill),
is

accordingly forbidden in the second and in the remaining species.

The

rule previously

intervals in the

than where
notes;

mentioned about the succession of larger and smaller

same direction must be observed more

(as in the first species) the

however an idiom

like the

movement

following

may

carefully here

takes place in

whole

be used:

9
but only

when

the descending progression of the second follows

diately after the ascending skip of the third,


to rule.

The following procedure

is

which

not so good:

is

imme-

introduced contrary

TWO-PART COUNTERPOINT
However,
line

it

may

But in the

be used.

such as the following

is

style

under consideration,

melodic

lacking in form and design:


2

115

if

Let us consider the following counterpoint:

"

f
r

seems unsatisfactory

stantly

knocking

a climax that

its

of the

melody

[F-sharp]

head against the twice-lined

seems natural and

monotonous use

because

chiefly, perhaps,

To

free.

irregular progressions of intervals at (a)


a

(b)

*M
It

4^

"2

(a)

of the tonal material

in question, the notes

occur, respectively,

which

this

and

must be added

the twenty-two notes

closely adjoining

repetition of the tonal material in the eighth

B, A, G,

Furthermore the

and 4 times).

3, 5, 6,

also the

(b) in combination with

(among
lie

appears to be con-

it

without ever achieving

and ninth measures

must be

is

monotonous.

Such redundancy

avoided.

especially important in these short melodies to strive for

good

It is

classical

style,

which implies the

material and the avoidance of


the preceding

(as well as sequences)

all

economy

strictest

With

padding.

if

lr

of

melodic

the following changes

melody becomes acceptable:

p -Mr

definitely

^>

p-

Counterpoint
In trying to

we must

combine such

melody

observe the following rules:

in half notes

with

cantus firmus.

TWO-PART COUNTERPOINT

116
1.

The

arsis

(the accented portion of the measure)

may have

only

consonance.
2.

The

thesis

(the unaccented portion of the measure)

dissonance

may

be used only

if

introduced conjunctly and

is

it

way

conjunctly continuing in the same direction (in this


interval of the third

may have

Consonance may be introduced

either consonance or dissonance.''

between the two notes on either

it

fills

freely;
left

is

in the

side of it),

as

follows:

if

?
8

Ig-Tfi

\&-*

r
7

f*

s
but not:

tr

(9

-n
v..

BIT

'
1

'ID

(4

<E-G

l\

Here, to be sure, a dissonance

is

introduced conjunctly and proceeds

from

conjunctly, but in the opposite direction

The following methods

introduced.

that

in

which

it

was

of treatment are of course entirely

inadmissible:

m
3.

3X

The unison on

and the

last

the strong accent

notes of the cantus firmus.

nr

3X

xr

is

331

3X

permissible only on the

first

In the remainder of the counter-

5
It is to be noted here once and for all that all the rules in this manual are based on the
premise that the half note is the unit of measure (it takes one beat).

TWO-PART COUNTERPOINT
point, however,

measure.

It

it

may

also be used

117

on the unaccented portion

should be noted in this connection that

it

is

of the

best that the

unison introduced by skip be quitted by conjunct motion in the opposite

may

direction, although this

not always be possible.

xe
3

m
4.

XE

Accented

fifths or octaves

following each other

(fifths or octaves

on successive accents) must be used

even

carefully,

if

they are not

excluded entirely.

3E
5

XE

2ZI

XE

XE

t>

-e-

Examples
Dorian

IS
c.f.

6 Since bar

One

5*

lines are

&3Pa=*

^ ^
when

XE

XE

|5=tt

nz

superfluous in exercises with cantus firmi,

should observe that

immediately following.

m
XE

XEZ

sB^
book.

~71

we

shall

not use them in this

bar lines are not used, accidentals apply only to the note

^
TWO-PART COUNTERPOINT

118
Phrygian

a.

^^

&

r;

xe

c.f.

xe

B5

r g

r r

>

^J

'

2Z3

tt

Mixolydian

>

^z

c.f.

t^

1
a g

"

41

XE

iiti

#
3^=**

<S^-^

Aeolian

C.f.

'

>

g
P^-^

IBE

XE

XE

O-

'J

>\

Hd-

'

['

^J

it"

=^

Ionian

^=W
I r r
c.f.

>

*'

XE

..

ill

"
i

['

J
r

p j

Jp^

TWO-PART COUNTERPOINT

119

Triple time with the half note as the unit of measure requires, in the
Palestrina style, that each half note be a consonance.

not in accordance with the laws of the style

and others permit the second and third half

when

Thus

in 3/1 time only every other half note

tion are 3/1 time

The

measure

may

rule

may

is

be

be dissonant

Consequently, only by the nota-

in 3/2 time every other quarter.

and

therefore,

is,

to be dissonant.

that in triple time only the second half of each unit of

dissonant.

It

Bellermann, Haller,

and 3/2 time distinguished, and there

therefore

is

no

reason for treating triple time before the following exercises in third
species.

Third Species
In these exercises four quarters are to be set against each note in the

cantus firmus.

Preparatory Exercise

movement.

First, write exercises in quarter-note

species,
rest,

in the preceding

permissible to begin with an up-beat, therefore with a quarter

it is

and occasionally

next to the

As

also

with a

rest of

two or three

quarters.

two half notes or one whole note may be

last bar,

for the four quarters, while the last measure, as in all species,

breve.

With note

necessary, as

said, to

observe

more rapidly moving

no exceptions are permitted

is

opposite.

7
same direction permitted.

larger

Nor

possibilities

notes.

p.

&9.

movement, and

in the

is

of the melodic

must precede

vice versa,

where

successive skips in the

same direction

much more

In reality only

able: the ascending third followed

Compare

it

rigidly

In these exercises, therefore,

two or more

are

with quarter notes are

more conscious

more

But even where the correct succession of

and smaller movements

greater note values.

is

to the rule that larger intervals

smaller ones in continuous ascending


the direction

the melodic rules

all

than with slower rhythms, because one


context in the

substituted

must have

values as comparatively short as quarter notes,

have

In the

by

is

observed, the

limited than with the

two usable combinations


its

U-'

are avail-

upper second, for example:

TWO-PART COUNTERPOINT

120

and the descending step of the second followed by the skip of the third

same

the

in

direction, for

example:

If,

he

fL

in

limits

for

fourth

case,

this

style

this

is

substituted

is

for

the skip of the

have already been violated.

therefore most rare in Palestrina,

third,

figure

like

and with the

downward

skip of the fourth, for example

does not occur

^t

at all.

Furthermore, the rule that no upward skips from an accented quarter


Therefore, movements

note are permissible must be closely observed.


like the

following must be avoided:

ii
On

the other

hand

the inversions of these figures are quite permissible:

I
Likewise, one must take care as far as possible to
mediately.

figure such as

but

may

JL

also be

is

fill

out skips im-

best continued thus:

continued by upward skips, for

.'xample

but under no circumstances by continuous

Likewise of great significance

is

downward movement.

the rule

which

is

partially covered

by

what has already been said (compare p. 92) and according to which
an unaccented quarter note, introduced stepwise from below, is preferably
continued upward by

step,

hence treated

as a passing note.

Violations

TWO-PART COUNTERPOINT

121

of this rule are very rare; the only fairly usual exception to this rule

is

the descending skip of the third following an unaccented quarter note

introduced stepwise from below, for example:

The unaccented

quarter note introduced from above

The

greater freedom.

best proof

for this

lg^?

figure

^^

But

is

also

is

treated

with

the much-liked cambiata

comparatively

common

figures like the following:

serve to illustrate the

Sequences like

same

point.

must of course be avoided.


3

Generally, descending skips from

good

are not so

(if

two

successive accented quarter notes

they are ascending, they are of course

Repetition of the tone of the


trivial effect if the third

first

quarter

is

still

worse).

quarter on the third quarter has a

introduced from above.

The same

holds true under similar circumstances for repetitions of the second to


the fourth quarter.

never met with

Therefore, idioms like the following are rarely or

in the stylistically

while such repetitions of tone


quarter note

ornament

is

is

pure music of Palestrina:

may

pass

where the third or the fourth

introduced from below.

exceedingly popular and

For example, the following

common

in the sixteenth century:

I
8 It

note,

is

to be

noted, however, that a skip of the third

irrespective

the second

of

upward.

the other

rhythmic circumstances,

downward from an unaccented


must

always

be

followed

by

.i

quarter
Step

of

TWO-PART COUNTERPOINT

122

Likewise idioms such

as:

are in constant favor in the sixteenth century, even

popularity

if

the height of their

somewhat further back.

lies

In this species unusual possibilities for beautiful melodic progressions

and

are afforded,

it is

now

important to use them so that the structure of

the melodies in the broader sense of the word


artistic.

It is

beautiful

and

impossible to give a definite outline for the architecture of

such a melody

even

within a

style so definitely

of the time of Palestrina melodies

ways and

may become

the one that has

be good.

yet each
its

may

circumscribed as that

be written in a thousand different

particularly beautiful form, however,

is

climax (highest note) toward the end of the melody

and gradually reaches

its

culmination in a

soft

and natural chain of

smaller ascents and descents:

-9

m
i
It is

inadvisable to put the point of culmination at the very end of the

melody;
It

pp

it

may

would be

easily

have the

effect of a

sudden and dramatic conclusion.

better to place the culmination note at the beginning of the

melody, although even then

it

might be

difficult

to bring

about the

necessary tranquillity and balance.

Not

to criticize,

which

in

most

cases

is

a relatively easy matter

when

system of teaching has reached a certain age, but to demonstrate the

between the older counterpoint, more harmonically based and


the newer of stronger melodic tendencies, we will take from Fux an
example which later has gone into more modern manuals:
contrast

TWO-PART COUNTERPOINT

123

Lvdian

m
r

Bi

pe

f
r

^m

t=t

Although one cannot deny

that this

in the linear treatment (it reaches

of a logical

melody manifests

its

climax, a

Thus we

major chord of the

a certain sureness

for example,

and purposeful ascent), nevertheless,

by purely harmonic impulses.

it

is

by means

strongly

marked

find in the second measure, a

sixth sketched in (which, moreover,

is

contrary to

the rule constantly observed in the style of Palestrina that in quarter-note

movement two

skips in the

same way measures 5

progressions

i s

is

ft

Measure 9 has

note.

This

clear to the earlier students of the style,


7, as

well as

have carried too


is it

because of the sequential

also twice violates the rule that there

from an accented quarter


and

In the

harmonic

way

in

still

more awkward

effect

not only consists of a sequence (the repeated skip of the third:

it

C-E) but

as figurations of the

accented (measure 7 has the same motive

but in reverse order).

as 5 to 6,

are not to be written).

be regarded

==

which the skip of the third


because

same direction

to 7 are to

4.

It is

possible to reach a

which was not quite

violated, moreover, in

generally evident

much weight

rule,

last
is

should be no upward skip

how harmonic

measures

considerations

Only by "thinking horizontally"


genuine polyphonic manner of writing.
here.

Counterpoint

The
1.

may

rules for the chordal

On

the

be used.

however,

combinations

in this species are as follows:

and the third quarters of the measure, only consonances


Concerning this rule, Fux remarks that occasionally (only,

first

when the first, second, and fourth


may be dissonant. However,

third quarter

quarters are consonant) the


this rule,

adopted by most

TWO-PART COUNTERPOINT

124
of the

manuals founded on Fux,

few exceptions which,

both voices
stricted to

On

2.

move

not borne out in the style of Palestrina.

is

when,

one voice

as in this case,

the second

and fourth quarter, dissonance may be used.

may

was possible

in half-note

movement

same

words,

is

it

may

But while

is

not restricted to the continuation

return to the tone from which one started;

permissible here to use dissonant auxiliary notes.

Fux, to be sure, does not use such dissonances, and Bellermann says in
regard:

The composers

he

is

of the sixteenth century likewise

this

it,

and then only

On

more examples,

it is

procedure

very popular.

and

eights.

Meanwhile
is

rare in the

From

a thousand

us take the following from the beginning of

motet

Magnum

haereditatis mysterium:

3X

ICE

Mag- num

f
hae

re - di

ta

XE

-e-

Mag

The

kind of dissonance

this

their use henceforth.

asserts that this

the contrary,

let

Palestrina's four-part

Ml

when he

knew

in notes of shorter value, quarters

remark Bellermann forbids

definitely in error

sixteenth century.
or

this

10

but they rarely used

With

it

to use only the so-called "passing note

dissonances," in the third species one


direction, but

The

occur are, as in the second species, the

stepwise introduction and continuation of the dissonance.

in other

re-

is

whole-note movement) will be mentioned later on.

conditions under which this

in the

when

in two-part counterpoint, can occur only

freely (but not

num

my

tis

ste

ri

3X
re-di

hae

ta

tis

my

third quarter in the fourth measure in the excerpt above does not

continue the conjunct descending

second quarters, as

it

movement

started

on the

first

and

should have done according to the rules concerning

the treatment of dissonance as formerly given, but returns to the starting

note

A by which

the dissonance

were, around the A, becoming

it

on the second quarter takes a turn,

Credit for having proved this convincingly goes to the

in a
10

German

theorist

review of Haller's Kompositionslehre in "Gregorius Blatt" 1892, points out

Kontrapunkt

p.

154.

as

thereby a returning (auxiliary) note.


Franz Nekes, who,
this relation clearly.

TWO-PART COUNTERPOINT

125

Note, however, that while this type of dissonance


style of Palestrina

when

the auxiliary dissonance

is

preceding accented quarter note, the contrary


auxiliary note

the second above.

is

It

very

is

common

in the

the second below the

the case where the

is

follows, moreover,

from what has


*

w^
I

been said

earlier

under "Melody," that idioms

like

were already avoided for purely melodic considerations.

more reason

the

11

There was

all

idiom when, in addition, there was


harmonic beauty of the composition with

to avoid this type of

a possibility of threatening the


a relatively strongly

marked

therefore, allow the

dissonance.

we will,
The upper auxiliary
movement takes place

In the present exercises

lower auxiliary dissonance.

dissonance cannot be used when, as in this case, the


exclusively in quarter notes.

Counterpoint in mixed note values presents

to a certain extent a different

problem

The main

of which, more will be said

rule for the treatment of dissonance in quarter-note

must

later.

move-

on the unaccented part of the


measure and must be introduced and continued stepwise. There is,

ment

therefore, that they

is,

however, one and only one

fairly

fall

common

exception to the rule about

the stepwise continuation of the dissonances: the so-called cambiata.

term

this

is

meant the idiom

in

wise from above (which, like


species, falls

which the dissonance introduced

all

dissonance in this

on the unaccented part

skip of the third

step-

and the preceding

of the measure)

downward followed by

By

is

quitted by the

the step of the second upward,

example:

for

3.

It is

r
5

also the rule in the third species, as in the


If,

1
1

Aside from the


Compare

p.

J\

first

and

last

preceding species,

however, the counterpoint

begins with the up-beat, imperfect consonances


4.

EC

begin with the perfect consonance.

to

may

be used occasionally

measures, the unison

is

not allowed on

TWO-PART COUNTERPOINT

126
the

first

quarter

ol

the measure but

may

be used freely on the remaining

heats.

Accented

5.

each other

may

fifths or octaves

on successive accented quarters following

be permitted very rarely.

following are so

flat as

Especially octaves such as the

to be practically unusable.

-j

$
If

TT

they are four quarters apart, they are acceptable, especially in the

following cadence:

I
The same

applies to the fifths.

Examples
Dorian

>

t
c.f.

m
m

xc

rf
XT

IEpp=

ppi

mm

I r r

*_^_

A5_

TWO-PART COUNTERPOINT

fe
wnz

jBfc

is:

127

'

>

J
r

r-p

Phrygian

<!
c.f.

i
in

XT

rrfffrr

XT

g^ M

_Q_

XE

1
Pm
r

s?

m
r

m\

**

XE

xe

Jeb

Mixolydian

I
C.f.

SEE

m
b

PPE

a
J

r 't

pp

TWO-PART COUNTERPOINT

128

ib

1*

!
'

1^

Jjl

.1

'

it*

w
a

-K

4&_u

\$T
ja_i_lr

o-

f rljr

^^

p^?
r

'

Aeolian

p
of.

^r^f rrrr Jj rrrrrrrrr


xi_

W=
ft

#^^
-

.i

351

m:

P3pg

331

"T"

r r

is

Ionian

J
r

c.f.

'ig a

ba

'

\j

hM

'

It

r
r

t
f

=f=r=SF=i==
r

i"

^=*

|i

I.

r
1

J
"

r4

^~

TWO-PART COUNTERPOINT

li

t)

r f r

J
r

p^s^f

"

^
The

_Q_

129

XE

3T

rules for binary meters apply also to ternary meters.

For example

Dorian

^
I

c.f.

j
p

XL

-e-5-

>

frfrrrrrff^rrr^frrrrrr
lit

jtr

frrr

i
o
I
tt

rr

A3l


TWO-PART COUNTERPOINT

130
Phrygian

CL1

fpjg

^^ ^^
o

<>

'

g
^

<>

it;
II.J

f f

wzz

\rw-

Fourth

f"

4=^=

=4==*=

<>

Species

two half notes

In the fourth species, as in the second,

counterpoint against each note in the cantus firmus.

are written in the

In contrast to the

practice in the second species, the unaccented half note

is

tied to the

accented one immediately following, so that a chain of suspensions

formed.

same way
as there.

the

same

Thus

in reality the counterpoint

as in the first species,

The

moves

species than in the

may
first.

whole notes

and the same melodic

rules for the sequence of larger

direction

in

The melodic

rules apply here

and smaller

much more

be interpreted

continuity

is

in the

intervals in

freely in the fourth


is

weakened by the

formation of the syncopations, and the exercises of the fourth species


have, therefore,

more

vertical character in contrast to those of the pre-

ceding species, because they serve mainly as practice in the use of


pension dissonances, while they emphasize linear aspects to a
lesser

extent.

Consequently

preparatory exercises.

we may

sus-

much

disregard here specific melodic

TWO-PART COUNTERPOINT
The more important
Dissonances

1.

may

rules for the chordal combinations are as follows

be used only on accented half notes, and so used


is

tied over

ceding measure, where

it

must be

from the unaccented part

that the dissonant tone

After that

it

131

of the pre-

a consonance with the cantus firmus.

must be taken stepwise downward

to a

consonance on the

unaccented part of the measure, for example:

XE

While the dissonances

-e-

in the preceding species are placed only

unaccented parts of the measure where they are

more
it

easily, the

less

on

noticed and pass by

fourth species follows exactly the opposite procedure:

uses the dissonance for

its

own

sake.

Here we want expressly

to hear

dissonance and dissonance only; presumably in order to be able to enjoy


the artistically valuable contrast between consonance

and dissonance.

the second and third species, the dissonances were only tolerated.
theless,

even

so that

it

if

in the fourth species

stands out clearly,

is,

we must

the dissonant tone

must be

of the preceding measure

where

the dissonant tone

felt in

is

thus

immediately before the harsh

and

to

Never-

have the dissonance placed

be constantly on the alert for acrid

Consequently the dissonance must be "prepared";

or obtrusive effects.
that

we wish

In

it is

tied over

from the unaccented part

introduced as consonance.

Because

consonant relation to the cantus firmus

effect takes place,

any shock

is

removed,

descending resolutionperhaps one of the most

also the stepwise

quieting musical effects

serves to tone down and smooth out the rough-

ness.

Dissonances

2.

wants

to

may

be resolved only to imperfect consonances.

hear after dissonance a really

full

fore one resolves to a third, sixth, tenth,


to

"empty"

the

demand

fifths

and

octaves.

It

and harmonious

and the

like,

One

effect; there-

but not so well

follows, therefore, in connection with

for stepwise descending resolution, that with the counter-

point in the upper voice, only the seventh and fourth


a suspension dissonance;

may

be used as

and with counterpoint below the cantus firmus

only the second and ninth, as follows:

TWO-PART COUNTERPOINT

13

m
6

J3
cf.

*\
tf

C.f.

l\

n
)

li-'

(^

$i

10

10

^J

Irn
I.J

gj

'

Accordingly, in two-part counterpoint, the ninth and second in the


upper voice and fourth and seventh in the lower part should be disre-

garded

entirely, since they all resolve into perfect consonances:

if

5>

'j

ll?\

l^r
IIS

-9

10

cf.

l\*\
\\k?
|tS
liil

In the fourth species as

many

zt

suspension dissonances as possible

However, out of regard for the voice leading and

harmonic progressions,
on the

3.

ft

3X
4

are used.

/J

*>

cf.

12

arsis.

it

is

for the

occasionally necessary to put a consonance

In this case the continuation of the syncopating tone

optional, for example:


Similarly one ought to avoid

all

augmented and diminished

intervals in suspensions

is

TWO-PART COUNTERPOINT

stepwise descending continuation

syncope

is

obligatory only where the

dissonant.

is

syncopated consonance occurs on the strong accent

If a

4.

ice

ICE

C.f.

The

133

missible to take a passing dissonance

on the following weak

only in accordance with the rules of second species,

Occasionally

To do

it

may

is

per-

for example:

m
8

^m

13

it

beat, but

ZEE

be necessary to break the chain of syncopations.

so gives rise to episodes of the second species

which

are handled

according to the rules of this species, for example:

c.f.

w
i

P
XE

e-

The unison may

5.

and

thesis.

If

be used freely in the fourth species both on

arsis

the suspensions are broken, the rules of the second species

hold also with respect to unisons.


6.

It is

a perfect

is

consonance

to the cantus firmus.

In the fourth species,

7.
it

permissible to begin with the up-beat, which then must form

if

the counterpoint

lies

in the

upper

cantus firmus in the upper voice, the suspension of the second

voice,

best to use the suspension of the seventh in the cadence; with the

S"

pp.

116

f.

is

the rule.

134

W O - P A R T COUN T ER POIN T

Where

it

is

whole note

demanded by

the cantus firmus, however, one

next to the

in the

last

if

may

put a

measure.

\=f=f=\
G

in

c.f.

"

is

c.f.

^2
IliJ

-J

Examples
Dorian

=:

i w

rj

-e-VjV g
? P f -&
P^fip
p

-
c.f.

4&-*-

<>

rfftp
t- 1

4=

Heh-ji

~M

Phrygian

c.f.

_o_

*.

i>

XE

DDE

Jat

14

(2

(2

? ? V

>

?~~ 2

T3

(9

Mixolydian
f/

g
1

-3

c.f.

14

In

Compare

%
p.

142.

rT^/n

n-

<>

ll

fe

H
M

=M=i

TWO-PART COUNTERPOINT

135

Aeolian

3E

c.f.

1$

-e-

ZOI

r>

1 1 Jy,

(fr

33l

-leh

g i P J

EP

tt

Ionian

^""j?

t4=N
fr

>u

rj

c.f.

"j

6^-p-

o-

en

Ff#1

fl

e-

<>

rj

(9

5~W

rj

Fifth Species
Preparatory Exercise

Write melodies with mixed note values.


In the fifth and most important species of
exercises are only preparatory, the

rhythm

limited to one specific note value, but


notes, quarters, or eighths.

ad libitum; the rhythms


artistic laws.

When

complex and

subtle.

We will

free; that

must be held

therefore limit ourselves to a

flexible.

no longer

not be used

within certain broad limits.

fluid

few

is still

Only

generalizations.

In spite of

all

well in the future.

first

stiff

is

at

first

quarter notes, and so forth.


in continuity.

once both fresh

and abrupt

poor melody would have the

would seem awkward and lacking


the

may

values, however,

Everything which might have a

in half notes, the next four in

fill

are

important to create variety in the melodies; consequently the

be avoided.

to

we

is,

use breves, whole notes, half

note values must be arranged so that the impression

and

which the preceding

also as well as the intervals are subject to certain

an "aesthetic of rhythm"

It is

1.

may

for

melody and rhythm unite the relation becomes very


It becomes increasingly difficult to formulate im-

pressions into rules; they

efforts,

These note

is

all,

It

effect

must

four measures

Such

would be

melody

still

worse

four measures with whole notes and the next four with

quarter notes, since rhythmic contrasts should not be so juxtaposed but


should be introduced smoothly and evenly. Just as the intervals demand
a balanced treatment so that after larger skips smaller

movements

are

introduced and vice versa, so rhythms require compensation: after longer


note values a need

is

felt for

shorter ones.

classical

example of such

rWO-PART COUNTERPOINT

136

completely beautiful rhythmic balance

is

the

famous beginning of the

Sanctus in Palest rina's Marcellus Mass:

TT~ZZ2

pi

r>

ctus,

San

San

After the smoothly introduced syncope in measures

movement

two quarters

of the

second measure

in the

resolution, which, however, contains the elastic

With
in

three,

and leads by virtue of

to 2, the receding
felt as a

is

power

increasing rhythmic and melodic energy the

measure

movement

in

phenomenon,
that inevitably

must be

this

of a natural

presence one feels a deep conviction

its

just so, as

duces rings in wider and wider

and natural use of

from the slower

are here developed

from the lower, has almost the quality

in the sense that in


it

The melody

one above (or around) the other, and the way

which the more rapid movements

ones, the higher curves

continues

organic development to the

its

extremely expressive and nobly accentuated climax on G.


consists of three curves

natural

for continuation.

when

circles.

a stone falling into a pool pro-

Most of

theme reminds one

all,

perhaps, the tranquil

of a noble

and gracefully

splashing fountain.

The syncope which

plays such a decisive role in the

constantly felt as a rhythmic element

pensation because

of the halting effect

melody above

which requires some

which

it

special

is

com-

produces in the movement.

Often, therefore, shorter note values are put immediately before the syn-

cope

as in the

following example, with

pi
Similarly,

it

is

its

anticipation figure

3X
r

"

a favorite practice to allow the syncopated note to be

followed by eighths:

^
2.

It

tinuity.

is

J
\

gp

in:

important to create "organic" melodies of unbreakable con-

Therefore, to develop the faster movements gradually from the

slower ones and (especially in the cadence) the slower from the faster

TWO-PART COUNTERPOINT
As has been pointed

good.

137

from the Marcellus Mass


from quieter to more lively movements, but almost every beginning theme in compositions of the sixteenth
is

out, the excerpt

ingeniously shows such a transition

century

is

An

of this t^pe.

mic crescendo with

of Palestrina's four-part

de

Val

found

is

motet Valde honorandus

IT

example of such

especially beautiful

a consequent decrescendo

est:

ho

no

ran

dus

ho

est,

no

might think

glance, one

first

ran

3X

zz

At

a rhyth-

the beginning

at

that the

dus

est

composer proceeded

pedantic and mechanical way, since he puts a breve in the

first

in a

measure,

whole notes in the second, and half notes very methodically in the third.
However, no dry calculation lies behind this procedure; everything is

Try once

inspiration.

words,

how

worth while

There

is,

melody and

and naturally

how

to note

same way

ically in the

Mass.

to sing this

beautifully

let

how

feel

well

expresses them!

it

fits

Likewise

the
it

is

is formed rhythmically and melodmelody given above from the Marcellus

the climax

as in the

moreover, something very natural in

dwell on the higher notes, especially

experiment

it

when

this

tendency to

As an

they are accentuated.

us undertake to rhythmize the following descending series:


_o_
-e-

%
How much
note than

more

xc

beautiful the effect

when one

In the

last

case the

breath, while the

form

r_

in

when one

is

felt

lingers

on

its

highest

values and there-

example:

whole

XE

more rapid note

begins with the

after goes over to the slower ones, for

l<\-

is

-e-

to be a bit

Valde honorandus

est

awkward and

short of

has a free and natural

TWO-PART COUNTERPOINT

138

What

effect.

make

also serves to

descending from measure 4 to

5,

portions of the measure, since the

the latter
rests

it

first

note

form

falls

nounced

if

both

rests

were

The

is

that,

on the third (accented)

half note of the measure, while the fifth note falls

accented) half note of the measure.

so beautiful

on two rhythmically varied

effect

on the second (un-

would be much

less

pro-

on rhythmically similar parts of the

laid

measure, for example:

i BE
I

The striking difference in the treatment of ascending and descending


movement which we have observed earlier meets us also in the rhythmic
field.
Though it is best in descending movement to have the longer
note values come before the shorter ones, it is quite correct in ascending
movement to begin with the quicker notes. The following is fairly common:

# 5
i

especially where, as here, the last note in the ascending series

but

at least just as

is

suspended;

frequently one finds:

i ?
while the inversion of

P
is

seldom

this figure:

seen, since the corresponding

melodic situation

is

almost always

balanced as follows:
15

I
15 It

is

almost

as

other natural laws.

non occurs

that

we

though one had submitted himself involuntarily


If

we

observe

when

falling

the

law of gravity and


same phenome-

body moves with constantly increasing speed

approaches the earth; and the fact that one moves faster
he has gone part of the

to

liken the lowest tone to the surface of the earth, then the

way seems

to

be illustrated here.

at the

as

it

beginning of an ascent than when

TWO-PART COUNTERPOINT
The following

applies further to the treatment of quarters:

best generally

It is

3. a.

139

unaccented half note.

if

the quarter-note

movement begins on

This rule applies especially to descending move-

ments; where melodies ascend and consequently the

may

the accent.

If

one descends thus in quarter notes from such an accented

most natural form

I
One

note values

lesser

movement may begin on

well precede the greater, a quarter-note

half note, the

the

the stepwise, for example:

is

<

can, however, advantageously use also figures such as:

pp i

on the contrary, melodies ascend in a similar manner, the


scalewise procedure has a somewhat sharp effect:
If,

direct

IW^F
and

only infrequently found in works from the florescent period of

is

vocal polyphony.
the beginning.

16

It is

much

better here to place a skip

Then, by the law of balance,

opposite direction.

Especially fine

l *
but also with fourth,

fifth,

is

it

downward

moves naturally

at

in the

the following idiom:

PP
and even octave skips the figure

is

excellent,

for example:

$*
b.

It is

rrrr

ii

J^rrmg

best, as a rule, if the quarter-note

movement

continues up to

an accented half note, hence rather:

16

This

is

quite in keeping with the idea that a certain thrusting energy

get the ascending

movement, which

on the accented part

of the

offers the greatest resistance,

measure (where

it

is

is

required in order to

under way again

especially noticeable).

after the halt

TWO-PART COUNTERPOINT

140

p^&
Even with

than

pi rn

the best composers of the sixteenth century, one finds,

idioms of the last-mentioned type, but most often in such

ever,

unaccented half note holds over to form

movement

quarter-note

Even

c.

whole

if

or

one will tolerate more quarters in succession than half or

notes, naturally a time

here to

It is difficult

suspension before which the

stops, thus:

m^

Jz

set

comes when one

any definite

desires other rhythms.

limit; but a selection like the fol-

lowing (taken from the Credo of Palestrina's Missa sine


in his complete

works)

may approximately

of successive quarter notes:

3E
d.

suggest the

titulo,

Vol. 24,

maximum number

Preferably two quarters should not stand isolated in the place of an


In order to

accented half note in a bar.


asthmatic in
after.

how-

cases, the

effect,

is

it

make

such a

movement

less

necessary to add quarter notes either before or

Therefore not:

i
but:

Img

or

However, the two "accented" quarters can remain,


half note

is

suspended:

$
See

p.

JE

3T

too, if the

subsequent

TWO-PART COUNTERPOINT
or

if

the

first

of the

two quarters

i
4.

what was

to

said in the section

5.

In regard to syncopation:

a.

The
is

preceding half note

=s

Concerning the treatment of eighth

added here

value

tied over to the

is

141

notes, there

is

nothing to be

on melody (pp. 93

f.).

note of least value to be syncopated with another note of equal

the half note.

Therefore a quarter note cannot be tied to a

quarter, for example:


18

Iw
b.

It is

p^t

not permissible to

greater value:

tie

notes of

^m

i
less

value to subsequent notes of

The

opposite

may

take place,

but in such a case only values can be tied that are in relation to each
other at 2:1.

In other words, one can dot breves, whole notes, half notes,

or quarter notes, but one cannot use the double dot,

obliged to do

if

which one would be

(according to sixteenth century practice) one wished to

write the following rhythms without the bar line

IE

IE

The rule that shorter values may not be tied to longer


when it is the last note to which the former is tied.

has no validity

In the use of dotted half notes the rules for the third species apply to

the last third of the note value.

Therefore the following quarter note

18 As a precaution I should
The rule stated
like to call attention to the footnote on page 116.
In four-four time, which is often
above applies only where the half note is the unit of measure.
used in the madrigal music of the sixteenth century, there is nothing to prevent the- suspension of

one quarter

to the next.

TWO-PART COUNTERPOINT

142

may

be cither a passing dissonance or a dissonant auxiliary note, for

example:

je

i
3

o
may

It

IV

not,

IV

however, proceed upward by skip.

Hence, the following

is

not permissible:

m^t=^

J
/i
\j

i:*\
\\ij

~~^x.

rj

C'

15

115

5
i*\

ij it

~
i>
^S
t)

or

"

<>

i\

\&~l

-e

Ifr^

>

>

theme of Palestrina

than

all

these rules.

most beautiful,

From

a great

what we

many

pa

Hie est
it

are concerned with better

possibilities I

speak for

itself.

nis

p?

de coe

Whoever

lo

more than

de

seen- dens

fully understands the lucid

excelled masterpiece that this apparently simple


in reality learned

choose one of the

fragment of the four-part motet Ego sum panis vivus:

Let

will indicate

all theorists

and

and un-

melody represents has

rules of style can teach.

Counterpoint

The
as the

rules for the preceding four species also apply to the fifth as far

dissonance treatment

is

concerned.

As

a result of the additional

by the use of dotted notes, some cases


Thus, the unaccented
arise that are not covered by the preceding rules.
half note that follows after a tie or after a whole note can form a dispossibilities afforded in this species

sonance

when

the dissonance

is

treated according to the rules of the

second species (but half notes of this kind

ceded by a quarter).

may

not be dissonant,

if

pre-

TWO-PART COUNTERPOINT

JET

The same
It

is

^^

&

TT
8

143

-e-

applies to quarter notes after ties or dotted half notes.

which

further necessary to observe that quarter notes

are tied

over from preceding unaccented half notes should rarely be used as


dissonances.

19

Wrong:
-

ii

J J
7

Right:

IE

-rx.

ZEE

d=i

ft

On

the other hand, a suspended quarter note can dissonate

on a weak

beat of the measure in either descending or ascending stepwise

ment:

N^

fc

In general
as in the

f-rr

it is

better,

where

not permissible to

let

when

another matter

XT

however, for both voices to proceed conjunctly

foregoing example.

the third species

the

is

in the fifth species (as well as in

While

movement

entirely in quarter notes

is

the note that

is

stepwise

and the melodic movement

While

downward.

19 Translator's note.

See
I

j).

this
p.

first

occur

all

the

is

unobjectionable.

Except, of course, in the ornamental resolution

here although n Can

12i.

is

this:

oi

148.

mention

Compare

it

absolutely forbidden, the following

lion.
-"

) it is

dissonating follows after an accented

p$*m
is

21

the third quarter in the measure dissonate,

half note (not after a quarter note)

way through

move-

in

free tWO-part writing.

the

dissonance suspen*

TWO-PART COUNTERPOINT

144

I
In other

ward,

tf

when two quarters move in


movement follows an accented

words,

the

if

^>

to let the first (or

hand, the motion

is

already

mitted,
used,

22

know,

is

not so good on purely melodic grounds)

which the lower

though only when

may

In contrast to the

dissonate.

auxiliary dissonance only

it

precedes a half or a whole note.

was

have until

movement

now had

to

per-

may

be

For example:

i\
6

We

on the other

If,

in the fifth species the upper auxiliary dissonance also

IW

down-

permissible

11

then only the second of these quarters


third species, in

is

it

stepwise ascending, for example:

we

as

half note,

second) of these quarters dissonate.

$
(which,

stepwise progression

do with the cambiata in the quarter-note

only, according to the rules of third species. 24

some rhythmic forms which occur more frequently

It

also appears in

in free composition

than the one already mentioned:

J*2

or

In

all

such

cases,

however, the dissonant note

itself

ICE

f
(the second note of

the cambiata) can. have only the value of a quarter note.


of the cambiata

and
22
23

is

a quarter, the fourth note also

in such cases the fifth note


Compare p. 125.
The Style of Palestrina and

See

24 See p.

125.

must

necessarily be the

the Dissonance, p. 162.

If

the third note

must have

that value,

upper second

to

TWO-PART COUNTERPOINT
the fourth.

145

the third note of the cambiata

If

is

a half note (it can in

general be only a half note or a quarter), the next note can be a half
or a

whole

note.

In such cases, the fourth note of the cambiata need

may

not be led on stepwise upward, but

be treated freely as in the

lowing excerpt from Palestrina's four-part motet

fol-

Misit Herodes:

Z2X

The

gfc

in

"

genetic history of the cambiata

may

be briefly outlined as follows:

This figure goes back originally to a sort of decorative note with which
the

downward

skip

^^
was not

of

the fourth

was adorned, where in place of


In this case one

was put

so particular

if

the second note (in the expanded form) was dis-

sonant here and there and did not

demand subsequent

resolution of the

dissonance.

Thus

at the

end of the

fifteenth

century, a very popular cadence

Jacob Obrecht

(ca.

its
%

^m

was

and the beginning of the sixteenth


as follows:

1430-1505). Mass: Je ne demande.

3
s

TWO-PART COUNTERPOINT

146

Originally the cambiata figure consisted of only three notes.

If,

as

example above, one did not conclude with the third note, one

in the

could put as the fourth note any one of the following: the second, third,
or fourth below, or the third, fourth,

fifth,

minor

sixth, or octave

In the fifteenth century, however, a

the third note.

form

was known. This form was the one with


after the third note, for example:
upward
second

called the "classical"


of the

Dufay (ca. 1400-1474).

Mass

Se

la face

above

that could be

the step

ay pale.

nr

^m

ICE

^
m

Well into the sixteenth century


and

in the style of Palestrina,

the reason for this

is

it is

this

form supplants

the others,

all

actually used exclusively.

that in this style the

continuation of dissonances

Undoubtedly

law or rule about the stepwise

applied practically without

is

While the other cambiata forms obviously contradict this


"classical" form is only an apparent exception to it, and may
stand even under the

more

strict

note

to be the note of resolution even

is

thought of

as a nonessential

able to hide the real

namely,

its

rule,

the

therefore

interpretation of the laws of the style.

Since the third tone of the cambiata goes to


is felt

exception.

if it

its

upper second, the

occurs

late,

latter

and the third

ornamental insertion, which

is

not

and perfectly normal treatment of the dissonance,

stepwise continuation.

At the same time

that the freer cambiata forms

mentioned above are

supplanted, the "ascending" cambiata disappears.

This figure, which

is

the exact inversion of the classical cambiata (and in which, therefore,

the dissonance

is

introduced stepwise from below and

is

continued by

the skip of the third upward, followed by a step of the second

was common around the year

1500.

For example:

downward}

TWO-PART COUNTERPOINT
Josquin des Prez

(ca.

1450-1521).

Mass: Hercules.

^z

77^

IE

147

3E

3ZX

The only

slightly irregular

form of the cambiata which

mon in Palestrina, especially in his earlier works,

is

the idiom

is

fairly

com-

which might

be called the "extended" cambiata, for example:


Palestrina, Motet:

Jh

&

Magnum

haereditatis mysterium.

XE

su

mens

m
mens

car
131

1E^

car
nem
su
as
As may be seen from the example given above, the third note

cambiata

by

of the

followed by the skip of the third upward, followed in turn

a step of the second

resolution
28

is

comes

The English

at last

downward, through which the

and

is

thus doubly delayed.

theorist Kitson puts things upside

25

real

In this

note of

way

the

down when

he says about the "free" and "ex


tended" cambiate, as they are found in the composers of the sixteenth century: ".
through con
'.

II., The An
2nd Ed.
(Oxford University Press, 1924), p. 51. Formulas ot this type do not
signify modernisms at that time but just the opposite; the "classical" cambiata was not the point

stant use, the real significance of the

Nota Cambiata

of Counterpoint,

of departure but the final stage in the

development.

lias

been forgotten."

Kitson, C.

TWO-PART COUNTERPOINT

14S

cambiata comes to contain


1

cambiata'.

five notes instead of the

we

In the present exercises, however,

four of the "classical"


shall use only the last

named form.
Cadence formations often occur

in

this

species with

an ornamental

dissonance suspension: instead of:

JL

(h

"

= we

"

In such extended formulas


or both eighths dissonate.

it is

If

jj

EJ

3X

J J

gj

immaterial whether the

first

or second

eighths in general are handled melodically

according to the previously given

write

rules,

27

they

may

dissonate freely.

cadence formula which one meets, though seldom, in the music

of the sixteenth century

is

the following:

immM
Here

a quarter note

note of resolution.

its

is

inserted between a suspension dissonance and

It

a third

is

below the dissonance and forms

On

consonance in relation to the other voice.


used by

Fux and

is

nr
Undoubtedly one can find

it

the composers of the sixteenth century in rare instances; but

it

not in

common

use until the beginning of the eighteenth century in

Bach and Handel. Therefore Fux must have adopted


involuntarily from his own contemporary music.

composers such
it

3?

positively not in the style of Palestrina.

among

the other hand, the figure

the theorists that followed him:

I
is

as

Some comments on the anticipation may likewise be in order here.


The anticipation is an unaccented quarter note which anticipates the
following accented note. From the melodic requirements for its treatment mentioned on

26

Some

p. 94,

it

follows that

it is

used only

if it is

authors, for example Heinrich Schenker, assert that the classical

organic unit of five tones, whose succession remains invariable."

introduced

cambiata forms "an

(Neue musikalische Theorien und

Only if the fourth note of the cambiata is


Phantasien, Universal Ed., Vienna, 1910, Vol. 2, p. 308.)
a quarter note is it necessary to continue it to the upper second, according to the aforementioned rule
that unaccented quarter notes introduced stepwise from below must be continued by stepwise ascending

movement.

" Compare

If the
p.

93.

fourth note has another note value,

its

progression

is

free.

TWO-PART COUNTERPOINT
from above.

stepwise

In this case

149

it

immaterial whether

is

it

dissonates

or not, for example:

t##fe

or

i"

smooth and organic

Particularly

is

the effect of the anticipation

stands directly before the suspension dissonance

which

if

it

decorated with

is

eighth notes, for example:

:,',"
r

some examples

Finally
I

'

ni m

;,.
r

must be given.

of counterpoint in fifth species

emphasize again the great significance of these exercises and recommend

that one spend considerable time

The problem

on them.

mastery of the harmonious relation between

rest

involves the

and motion, the most

important problem of musical technique.

Examples
Dorian

in:

XT

I
c.f.

,E

#-

31

KF=f

*,

-f-fH^-p-

_- jez:*-

_=ta2=He!

-1 d=
e

if

rrrr

31

351

*9

iH

tf~~

r
'

|u|

ftr

-Irt
i*
i

"

TWO-PART COUNTERPOINT

150
Phrygian

c.f.

Ol

jfep^

rf

4ef

IE

Hoh

^i_

Mixolydian

c.f.

ST

3CC

-e-

^~

is-

X5I

p^

IS ^
>

33:

a pp^

J
I

TWO-PART COUNTERPOINT

151

Aeolian

*=

=3

JX
c.f.

mm

rf f

gp^pF
331

<

^en

bEE=s

-^

f=P

rr-

rT r

IE

fel rr

St

; *

c.f.

'

r
Ionian

rJ

rj

IE

&

XE

-e-

3E

. =^1

&

rJ

rrr

( - z z>t

(-'

rrrrcr

-M

is

-M-


TWO-PART COUNTERPOINT

152
In ternary meter, exactly the

same

Ionian

&

?=E=p

a
(5

iM^==

O-

M^=^=

o-^

i*~P

P~~

,
r

-e-

^^

e^

6^

|V

0-^ f-f-p

i&-^
\%-

fd

AV

xcv

-o-

it)

^>

m.

f-

IB

rules apply as in binary meter.

ZEEX

i
a

Free Two-Part Counterpoint


(With some comments concerning the problems of

For these

exercises,

where two

free

free counterpoint in three

rhythmic parts are

other (and the cantus-flrmus principle

is

1.

The

make some

parts.)

set against

each

forsaken) the same rules as

for two-part fifth species are valid, for the

necessary to

and four

most

part.

However,

it

is

additions:

rule that dissonance

may

not take place in note-against-note

TWO-PART COUNTERPOINT

153

has unrestricted validity only where the voices

On

values than quarter against quarter.

among

move

in greater note

the other hand, one can find

the best composers of the sixteenth century

numerous passages

like the following from Palestrina's Marcellus Mass:

pm f
B!

331

XE

TT
ctus

di

p^pp
Here both
sonate.

Z5I

upward moving passing

From

first

measure, second quarter,

dissonance correctly in

treats its

This reciprocal correctness

against-note.

-O-

of the outer parts in the

But each voice

voice as an
ata.

is

time to time,

itself:

dis-

the upper

note, the lower as the classical cambiin general the rule in dissonant note-

also,

one or more voices use dissonances

with greater freedom, for example:

Palestrina:

Missa Brevis

^mm

ssi
^m

^m
in

zr

P
ex

as

n
san

In this

eel

na

example the dissonance of the upper voice

is

certainly used as an

ordinary passing dissonance, but the next to the top voice permits something so irregular as a skip of the sixth up from a dissonance which
has been introduced by a skip of the third.

But each voice

is

necessarily

TWO-PART COUNTERPOINT

154
correctly

treated

in

relation

The

the stationary voices.

to

for

rules

the dissonance treatment in "note against note" can be fomulated thus:

Greater note values than quarters

a.

same

the

voice

type.

must

when

treat the dissonance correctly

(i.

in the

e.,

same manner

written against a cantus firmus in whole notes).

also to writing in three or

quarter against quarter.

more

voices,

where

the voices

all

as

This applies

move

in

28

counterpoint in three or more parts, one or more voices have

If in

c.

not dissonate with values of

quarters dissonate against quarters in two-part counterpoint each

If

b.

may

voices simultaneously move in quarter


moving voices can make dissonances reciprocally
29
only if each part moves correctly in relation to the stationary voices.
The rule in accordance with which accented quarters may not be
2.

stationary notes, while

two or more

against quarter, these

used as dissonances

may

be infringed in free counterpoint under the

following conditions:

When

four quarters, of which the

28 Single departures

from

this rule

29

One

can be found even

Compare The

teenth century, but very seldom.

first is

fully accented (falls in the

among

the greatest composers of the six-

Style of Palestrina, pp. 159

f.

no comment concerning this subject among the earlier theorists. The first who, so
far as I know, referred to it is the Englishman W. S. Rockstro.
In The Rules of Counterpoint
(London, 1882, p. 102) he writes: "These Notes (quarters) must always be irreprochable in their
finds

relations to the Bass; but notwithstanding this, they frequently

other.

Now,

make

frightful collisions with each

of these collisions, the greatest of the Great Masters took

vided their Florid Parts

moved

place between them."

As evidence

no

notice whatever.

Pro-

well with the Bass, they cared nothing for the crashes which took
that this rule

is

insufficient,

however, consider

among

others

the following:

I
i

mm

IP m=m

i*=
Here both middle

voices are

#^f

quite clearly correct in relation to

the bass.

Nevertheless this

an impossibility in the style of Palestrina on account of the irregularly treated dissonance


on the third quarter, which the next to the top voice introduces against the stationary D in the upper

treatment
voice.

It is

bass; they

they

is

may

not

sufficient, therefore, that the

must be
occur.

correct in relation to

all

quarter-note parts be correctly treated in relation to the


the other longer note values also, in whatever voice

TWO-PART COUNTERPOINT
place of the

first

155

or third half note), stand together in step- wise descending

motion, the third quarter, as well as the second and fourth, can

dis-

The remaining conditions for this license are the following:


30
The fourth quarter must be followed by its upper second.

sonate.
a.

m $m
The

b.

counter voice must form a suspension dissonance to the

quarter-note part, for example

im

ppm

3X

"

Figures adapt themselves for such a use especially in the cadence

formula and

as

such were extraordinarily well-liked in the sixteenth

and in counterpoint with

century, both in two-part writing


Particularly characteristic

is

several parts.

the treatment in the following four-part

form:

&M

IB

IE

m^
v br
:

The

g
**

''

effect, in spite of

surely that they considered

kind of
30

-e-

reason the most conservative composers of Palestrina's time

frequent use of this


is

**

filled-out cambiata.

This provision

is

important.

it

made

the unusually strong dissonance,

a variant of the classical cgmbiata, as a

Behind:

Compare The

Style of Palestrina, p. 112.

TWO-PART COUNTERPOINT

156

they seemed

XT

to hear:

Regarding the suspension dissonance, the accompanying voice


(the non-syncopating voice) does not, as in the fourth species, need to
3.

moving

wait for the resolution of the dissonance before


shift

on, but can

simultaneously with the syncopating voice, for example:

tones

i
In such cases there are

movement
a tone

is

particular restrictions

accompanying voice except, of

in the

which

no

is

course, that

it

goes to

a consonance with the note of resolution of the

sonance, and especially that

sonance

on the direction of the

it

way

does so in such a

followed by an imperfect consonance.

31

It is

that the

disdis-

also quite pos-

sible to let the

accompanying voice move on before the syncope dissonance

resolves; if

does, the only four possibilities for the melodic

of the
a.

it

movement

accompanying part may be grouped as follows


Either a lower or an upper auxiliary:

i
as

used in Palestrina's mass Viri Galilaei:

fe3(E

**

IB
a
31 In such cases,

resolve in this

3E

"bad" suspensions such as ninths in the upper voice can be permitted when they

manner

to

imperfect consonances.

TWO-PART COUNTERPOINT
and

in his

157

mass Laudate dominion:

s
-

It *=&

pp

la

Pi

la

e-

-eto

la

*
Pon

sub
>.

Or

ti

an ascending or a descending passing note:


-

as in Palestrina's

'

motet Doctor bonus.

3X
pu
v.

sci

in his

motet

di

sci

i
-

pe

S
and

P
lum

S
-

Domine quando

veneris:

^
1$

iii

ifc

<>

rae

s
1

iY

tu

vul

tu

rae

TWO-PART COUNTERPOINT

158

These

can be

possibilities

accompanying voice

summed up

the duration of a quarter,

it is

mopes on

first (ac-

The

only ex-

ception, merely an apparent one,

strive for

dimension.

take care that broad

rapid and energetic


is

an elegant and organic development of the

between the voices not only in the horizontal but

relations
vertical

the cambiata.

is

one writes two free melodies against each

as in these exercises,

one must

other,

a general artistic

also in the

Thus one should, without pedantic exaggeration,


movement in any one voice is opposed with more
movement in the other voice, and vice versa. This
principle to which music owes some of its greatest

moments.

Palestrina has mastered

mass Spent

in alium:

it

as

few have, for example

Ky

ne

lei

rie

Another thing which ought

nr

lei

3
Ky

in the

ICE

ZEE

3E

the

after only

necessary that (in this voice) the

cented) quarter be followed by two steps of the second.

When,

When

in the following rule:

to the dissonant suspension

mentioned

to be

is

that both voices should

not syncopate simultaneously, since to do so produces a vague and


unclear rhythmic

ought

to

manner
4.

mark

as to

effect.

the one voice has a suspension, the other

If

the heavy beat;

it

is

produce a dissonance.

more

In quarter-note values,

best

if

this takes place in

such a

may

be used

32

parallel thirds

and

sixths

successively than in notes of longer value, apparently because


teresting devices (such as contrary

motion) are not

more

in-

so effective in rapid

values.

On

Setting the Text

Throughout

we

use words.

this

32 Vicentino writes concerning this:

parts

make

when we work without

textbook

Without words vocal polyphony

a suspension at the

"And

it

will be noticed that

{L'Antica musica

1557,

p. 33.)

its

proper

when more than one

same time, the suspension does not occur

suspension will not be evident; the suspension can be discerned only


the beat."

a cantus firmus

in reality lacks

if

or two

in all the parts, for the

at least

one part sings on

TWO-PART COUNTERPOINT
foundation.

For these reasons,

should like to devote some remarks to

we

the placing of the text before

rules for setting the text, as they

159

turn to the practical exercises.

The

were formulated in the sixteenth cen-

tury by Vicentino and Zarlino, and as they were observed by the composers of Palestrina's day, can be

summarized thus:

1.

Every note value greater than a quarter note can carry a

2.

note and

quarter note can bear a syllable only


is

In this case

it is

3.

Several quarter notes

note value which

f
n

Ky

less

is

than a quarter cannot bear a

which stand together can carry a

zz
suf

So far

fert

as practicable, the natural utterance of the text shall

respected so that accented syllables

may

fall

upon accented note

It is

not good to change syllables of the text after note values

than the half note, since this makes the performance more
following placing of the text:

I9 ass
ful

get

ec

acceptable, therefore, only

syllable si falls

upon the

one should not

which

fall in

cle

when

last

it

shift syllables after

under

2).

an

following:

te

De
if

The

way

that the

Preferably

dotted half notes (except in cases

The

entirely satisfactory only

less

si

altered in such a

F
qui

note.

is

difficult.

half note of the second bar.

#
is

be

values,

vice versa.

6.

is

syllable.

single syl-

For example:

lable of the text.

I9

For example

preferable for each of the three notes to carry a syllable.

4.

and

follows a dotted half

followed by a half note or a greater note value.

5.

if it

syllable.

um

the syllable

um

is

placed under the

last

TWO-PART COUNTERPOINT

160

natural that the final syllable should coincide with the final

It is

7.

tone in the musical phrase.

forms such

Out

of regard for this one will often tolerate

as

3E

A
although

men

it

|^E

or

goes against the rule

up

set

number

in

w
men

6.

It

one can find these and similar

especially in the cadences that

however,

is,

licenses in

the composers of the sixteenth century.


In imitation, the setting of the text at the

8.

theme must be maintained without change

new

Repetition of tones requires

9.

first

appearance of the

in all subsequent entries.

syllables of the text,

with the

exception of tonal entries that have ornamental character (as with the
anticipation).
Practical Exercise

Write some short compositions with two free voices


eleison,

to texts like

Kyrie

Amen, Alleluia or similar ones. Kyrie, according to Palestrina's


may be divided into two or three syllables. The best results will

practice,

generally be obtained
voice

composed

is

first

and then the other their merit

(This advice applies to

unequal.

may

both voices are written simultaneously;

if

case of

when

it

is

are

made

clear

final

tone of the next and which

by textual separation), occasionally forbidden

intervals

and

sevenths.

can be used, such

as the

The following example

$*

descending

sixth, the

from the Credo

is

A
I

is

In the

"dead" intervals (intervals which are found between the


initial

be

Unison

Repetition of tones

motivated by the text (compare 9 above).

note in one melodic phrase and the

one

if

easily

polyphonic composition.)

all

be used freely, of course, but with caution.

allowed

may

sixth,

of Palestrina's Marcellus Mass:

major

men,

un

have constructed the following examples on motives from Palestrina,

since

it

is

difficult to find

longer two-part episodes without imitation in

Palestrina or other composers

from the

period.

TWO-PART COUNTERPOINT

161

Examples
Dorian

Ky

31 3H
Ky - ri

J S *

te

3X

33:
-

m mm
m
#rv

33:

lei

o
lei

a m

o
son.

jj^rf

r^-

lr

J #

son.

Phrygian

$M
Ky

TT

n
3T
g

Ky

ri

3T

IPS

lei

o
son.

ff^ mpi
lei

son.

TWO-PART COUNTERPOINT

162
Mixolydian

-fcV

av

Kv-ri

r,

*.

^<,

P P

rj

&

lei

mm

son.

33

--

A^

XE

rie

PPP
-

P^ IT

rr

son.

lei

Aeolian

fen

xe

XE

Ky

ri

lei

XE

^>-

XE

xe

r>-

Kv
XE

tt
son.

JJJ

rrr

XE

lei

son.

Ionian

iae

XE

Ky

(5-o-

XE
e

rie

XE

Pp=
&-

grr

Ky

rie

Ky

son,

lei

lei

TAT/
XE

f
e

rie

Ky

pp?
rie

lei

where there are so many opportunities for variation, it


middle or lower voices, to observe the culmination note principle so

33 In free counterpoint,

especially in

son.

lei

*
son,

is

son.
not necessary,

strictly.

two-part counterpoint

163

Imitation
Imitation in music

means

mimics the

imitates or

manner

may seem

is

one of the means best suited to the polyphonic

strange, since

other, so

This

style.

appears to be contrary to the principle of

it

polyphony, in that the independence of the voices


the voices being limited to the

all

which one voice

theme of the

having the same melodic material.

that the voices enter in succession each

Imitation

of writing in

other, taking over the

apparently restricted,

is

One must

same theme.

take into

consideration, however, that "melodic independence" can be obtained

when

only with considerable difficulty


parts

is

On

the rhythmic

a characteristic theme,
life

is

when

it is

based upon

always effective and gives the impression of rich

and vigorous mental

in polyphonic writing are

activity.

woven

Through

imitation the voices

together so that compositions in this

style attain a stronger feeling of unity in spite of all individuality


trast in the diverse voices.

has gained

Imitation

and

real.

the

theme

From

and con-

fundamental approach to the uni-

this

requirement of antiquity, "unity in variety," imitative

versal aesthetic
style

of the

equal.

the other hand, imitation, at least in every case

musical

movement

its

may

enormous

vitality

and enduring

validity.

be divided into several different kinds:

Strict imitation

means an imitation

in

strict, free,

which the

tonal,

intervals of

are followed exactly, while free imitation allows, for example,

major interval

to be

answered by a minor one of the same kind, or per-

mits other slight modifications of the theme.


imitation in

which

particular attention

is

Tonal imitation means

given to the establishment and

maintenance of the tonality; for example, the tonic


with the dominant, and vice versa.
called real.

Tonal imitation was

and eighteenth

centuries.

If

is

the imitation

clearly
is

answered

not tonal,

it

is

especially popular in the seventeenth

With Bach and Handel,

tonal imitation

was

the usual procedure.


In the sixteenth century,
ject

was preferred:

motet Hodie be at a:

on the other hand, the

real

answer

to a sub-

for example, the beginning of Palestrina's four-part

TWO-PART COUNTERPOINT

164
1

I Mi

^!

HI

-o-

Ho

3CC

13:

o*

di

be

ta

be

ta vir

ri

^^

-go Ma-ri-

Ho

Ho

is

in the

g7TT<9

is

ta vir-

vir

by the bass and

to

G.

One

will ob-

alto, skips tonic to

the most

dominant-tonic,

common

D-G.

in the Palestrina period;

beginning of Palestrina's four-part motet Surge propera,


cited earlier:

an-

the

one can,

however, occasionally come upon tonal imitation; for example,

was

domi-

D-A. A tonal
As has been said,

the tenor and soprano answer with

swer would have required

answer

a,

Dorian mode transposed

serve that the theme, as given

G-D, while

be

p***5l

^S

be

di

This excerpt

"real"

Ma-

ide

^
nant,

go

-e-5-

Vir-

**=^

^J-ncr

Ho

-e-

at the

whose theme


TWO-PART COUNTERPOINT

p&

&*

=t

pro

ge,

Sur-

&

fS>

pe- ra

165

me

mi- ca

a,

mi - ca

me

ri

TE

Sur

ge,

pro

a- mi- ca

pe- ra

m
Sur

fe^

mi

a>

^^
me

ca

XE

me

a,

-e-

pro

ge,

TH

jFTT

9
i

a,

pe- ra

me

mi-ca

mi-ca

me

ge pro-pe-

-e-

ZZZZZ

sur
3a:

me

a-mi-ca

a,

Sur
In addition to the

more take place by


theme are answered
fifth

down, and

"inversion."
in contrary

so on.

motion: skip of the

B=

V
e

fifth

up by skip

pe-

of the

For example:

Ky

rie

pro

m-

This means that the intervals of the

ge,

manners already mentioned, imitation can further-

i%
Ky

a,

lei

CJ

rie

lei

o
-

son,

TWO-PART COUNTERPOINT

166

Answers may furthermore be formed by "augmentation" or by "diminution" where

the following voiees double or halve the original

all

The following example

time values of the motive.

illustrates

an answer

by augmentation:

1 !=*

m
>

t>

E=

Kv

ne

jg

fl

Ky-rie

Ty
e

^v

Ol

lei

-(V

son,Ky

lei

rie

e-lei

and the next an answer per diminutionem:

i
w

m^r
Ky -

m
*

rie

;
ZZ23

Ky

>

t>

rie

lei

son

famous example of diminution

is

in Palestrina's four-part Missa

Brevis:

-Q-

Ky

lei

-e-

_o_

Ky

XE

^31

son,

Ky

lei

Among

son.

lei

XL

3==&

XE

ri

E^P)
I

rie

331

HGh

son

the composers of Palestrina's time, a relatively sparing use

was made of imitation by inversion, augmentation, or diminution.

In

TWO-PART COUNTERPOINT

167

com-

the earlier part of the sixteenth century, the time of the Netherland
posers,

and

also in the following century, these procedures

were used more

frequently in polyphonic composition.

During the height of the polyphonic period a similar, more artistic kind
of imitation was commonly used: namely, the "stretto." The stretto
is a form of imitation in which the following voices enter with the theme
before the preceding voice has reached the end, as in Palestrina's motet

homo:

Fuit

34

ts

xr

XT

xr:

Fu

mo

ho

it

mis

sus

De

XE

XT
Fu

The motive

ho

it

X5I

mo

while (as always in the

last

begins with a full measure,

fu

and

a half bars of rest.

part of the sixteenth century)

it is

Imitation

ho

composers of Palestrina's time, even

may

Note
the

that

theme

answered by the following voice on the

the accents in the theme is thereby so completely


become unaccented, and vice versa. 35

is,

it

Such rhythmic modifications are extraordinarily

third beat in the bar.


in

o,

extends here over three and three-quarters bars; nevertheless

the upper voice enters after only one

common

De -

missus a

when

the relation of

altered that accented notes

occur in any interval relationship whatsoever.

the imitation can begin on any degree of the scale.

That

Likewise one can

begin with any consonance, perfect or imperfect, or with any note that

produces a permissible syncope dissonance.

But in the Palestrina

most common.

style itself, imitation in the fifth

is

by far the

Also imitations in the unison and the octave are often

same

used, especially in choruses of the

voices;

on the other hand, imita-

on other intervals occur only occasionally, for the most part in con-

tions

nection with artistic canonic developments.


It

is

cially

important

in imitation to

with longer imitations

it is

with constant use of stepwise


84

The hidden

85 Sec

tli<-

octave

is

choose motives that are effective. Espe-

dangerous to make melodies too smooth

movement

explained by the imitation.

quotation from

Vicentino, pp. 21

f.

or very small intervals; in such

TWO-PART COUNTERPOINT

168

Here

cases the imitations easily elude the listener.

have

to

like,

ful

a slightly

Notice

of course within the melodic rules of the style.

and nobly

motet

effective the

quantus luctus.

upward

desirable

skip of the octave

is

how

beauti-

in Palestrina's

Besides the expressive treatment of the text,

the strong emphasis placed on the


is

would be

it

abrupt movement, a large, striking interval, or the

word "quantus' through

The

doubtless for expressive purposes.

the octave skip

purely musical requirements

are fulfilled with extraordinary mastery.

h*

-^

rr~ &

MH

,.

tus

r^

-.

^.

iff fe^
P~t^

quan

lu

mi

-ctus ho

'

f\

-\

quan

tus lu

ctus

ho

llgl.A

-:- x

H5

^1=

S
-e-5-

num.

~ZZL

59
mi- num

XE

quan

r;

tus

lu

r,

ctus

IE
quan

ho

tus

lu

ctus

ho

TWO-PART COUNTERPOINT

Two

169

other singularly beautiful examples of imitation from the works

of Palestrina follow:

-O-

XL
Val

de

-e-

ho

xe

Hie

ho

no- ran-dus est

de

Val

&ji

no-ran-dus est,

Pm

it*

XE

xe

* jr>
val

xe
est

^^

xe

pa

de

nis

coe

XE
(Q)

Hie

est

pa

de

nis

coe

XE
de

lo

seen

^^
Palestrina
that

its

enhanced

in

^f=

its

example has already been

most beautiful form.

could be enhanced in any way.

in the two-part imitative

supports and strengthens the effect.

form.
It is as

voices, eye-witnesses to a divine miracle

witness.

de

voice in the last

melody

effect

dens

2X

lo

The upper

In

It

cited as a type of

may seem

incredible

Nevertheless the effect


all

points the lower voice

though one met,

who now

is

in these

two

unite into one entranced

This inspired example reveals the hand of a genius

in every

detail.

Practical Exercise

Write some two-part Kyries with imitation.

Since such compact two-

part compositions are not to be found in Palestrina's compositions (Palestrina

seems never to have written for

less

than three voices), and since

TWO-PART COUNTERPOINT

170
other two-part compositions

from the time

too extensive to be used as models here,

of Palestrina are generally

have provided examples, some

based on Gregorian motives and some on motives taken from Palestrina.


It

may

more

be remarked that the imitating voice

of the

is

not obliged to introduce

theme than the preceding voice has sung


and

the imitation

that

it is

permissible to

let

at the

entrance of

the second voice begin with

an imperfect consonance.

Examples
Dorian

15
it%
\ki * j
In
lJ T

t>

Ky-

ri

c*

Ky

lei

o.

o
Ky

rie

son.

ri

-e

-e^

Ky
36 It

s*

in the

son,

lei

ri

Phrygian'

iE

'

Ky

lei

t>

f
IIM "^
t
\13

ri

^ u
son.

lei

lei

son.

should be observed here that in the "polyphonic" Phrygian mode in imitation B (not
Gregorian music) is regarded as the dominant. See the footnote, p. 71.

as

TWO-PART COUNTERPOINT

171

Mixolydian

Ky

rie

^
Ky

rr

ne

fee

-e-

fe
son.

lei

lei

:
-

son.

Aeolian
_Q_

Ky

ne

XL
iz

Ky

rie

lei

"

jp
son.

lei

xt

J-^in
son.

In ternary meters exactly the

same

rules apply as in binary, for

example

Ionian

Ky

i4^^7frr

u
-

rie

lei

son,

i
Ky

rie

lei-

frrr

Ky

TWO-PART COUNTERPOINT

172

r
e

rie

[Q

iS

1-

lei

it"

!*

MMqi

son.

9-tr-

lol*

son.

valuable exercise

theme

is

attempt to write imitations

to

to

Palestrina
imitation.

when they applied themselves to especially


The following may serve as models:

Imitation at the unison,

u:

Ky

artistic

forms of

Phrygian

-n

rie

son.

lei

^=d mKy

e-lei

rie

Imitation at the second,

k*

son.

Dorian

*>

-J

g-

==
m

rie

<*

4SH1
Ky-

i
1

m
son.

^
1

ir^
r

'-p

'

JlM

F~h*

lei

rie

r^

same

the

every interval, a procedure used by composers in the time of

at

f
1

lei

""1=1

'

son.

TWO-PART COUNTERPOINT

173

Imitation at the third, Aeolian


33:

r$j^
p*^ ^pp

33:

11

Ky
L

rie

jq:

Ky

ne

w
e -lei

son.

Imitation at the fourth, Dorian

P^

3X
ne

Ky

jQl

1>

231

ne

Ky

f^m^^

g
e

son.

lei

Imitation at the fifth, Aeolian

o_

?P^ sp=g:

3X

JE

Ky
^>

e-

Ky

rie

XE
ne

Imitation at the sixth, Ionian


--

%
Kv

i
Ky

g=

jq

ne

lei

11

w
ne

lei

son.

TWO-PART COUNTERPOINT

174

Imitut ion at the seventh, Mixolvdian

*
Ky

II

Kv

i!

rie

rie

lei

f
i

iii

^m

r,,.

son.

r
e

lei

son.

Chapter IV

THREE-PART COUNTERPOINT
First Species

three-part counterpoint, for the

In

consisting of root, third,

harmony

is

called a triad.

seek to introduce as

and

first

fifth

triads as

in the last analysis

thermore, in three-part counterpoint, which

we can

part,

possible to use a chord

it is

fundamental concept which

In this and the following problems,

many complete

good voice leading, which

time

is

may
is

less

we

in

should

be compatible with

more important.

Fur-

"transparent" than two-

take certain liberties with regard to the rules given in two-

part counterpoint:

Perfect

1.

and augmented fourths, diminished

exceptionally)

consonant combinations, but only


the bass.

when

they do not occur in relation to

like those

mentioned above, are allowed

they are put between the upper and middle voices or between two

middle

In other words, in three-part writing

voices.

and chords of the

in root position

sixth, for

i
On

The Evolution

use triads

JQ

the other hand, six-four chords

Translator's note.

we can

example:

must be handled

chords, since they involve a fourth relation to the bass:

Glen:

as

All dissonances are heard most clearly in relation to the bass

and hence weaker dissonances,

when

and (more

fifths,

diminished fourths can be considered and treated

as

l
:

4( i>

dissonant

One

For a more comprehensive discussion of the six-four chord, see Il.iydon,

of the Six-Four Chord.

Berkeley, University
175

oi

California Press, 1933.

THREE-PART COUNTERPOINT

176

can likewise permit the free use of the diminished triad as a chord of

example

the sixth (but only as such), for

also the

augmented

^^

and indeed

which, although

triad in first inversion,

rare, does

occur in Palestrina, for example in the mass Salvum jac:

QeS

V
re

sur^rec

fm

ti

nem

rz

r<

ICC

re

sur-rec

ti

LZ.

JT,

1
sur-i*ec

ti

*iF^

*C

o
H5I

*=^

sur-rec

re

2.

make

The

rule that

no one

of

two

in counterpoint in three

voices that skip in similar

and more

parts,

Concealed

all

but in

Hidden

this case the

voices,

is

valid,

when outer voice<Tare conmove in similar motion.

permitted between an outer voice

fifths or octaves are

Between outer

three parts).

ought

motion may

only

voices

and an inner voice or between inner

effect,

a skip greater than a fourth (not counting the octave)

cerned and even then only where


3.

- ti

voices

hidden

(when
fifths

there are

more than

can be used with good

upper part should move in conjunct motion.

octaves between outer voices (at least in less than four parts)

to be avoided.

from the next

They may occur

to the last to the last

in cadences at the progression

measure; but otherwise they must

be used with caution.


4.

Unisons can be used freely between two

can strike the unison only in the


5.

first

One can begin and end with

tonic triad.

voices, but all three voices

or last bar of the exercise.

the complete triad, but only with the

In such a case the beginning chord ought to have a major

third; yet only

if,

as in first species, all voices

begin together.

If,

on

THREE-PART COUNTERPOINT

177

the other hand, the thirds enter after the cantus firmus, they can very

In the final chord, the third should under

well be minor.
stances be major.

all

circum-

Besides closing with the complete triad, one can end

with a "triad" with omitted third or

fifth.

But,

on the other hand, one

can begin only with a complete or "empty" triad (with third omitted).
6.

Leading tones may not be doubled: C-sharp in Dorian, F in Phry-

gian, F-sharp in Mixolydian, G-sharp in Aeolian,

and B

in Ionian.

Practical Exercise

Set

two

parts in

whole notes

to the cantus firmus.

The

cantus firmus

can be treated in three ways: as upper, lower, or middle part.


Dorian

Si
-o-

XE

- &

-e-

*r

3E
st
c.f.

3E xr

XE

_Q_

"

XE

-e-

IT
.

<

XL

Phrygian

c.f.

XE

S!

m
m

_Q

XE

-Q-

--

XI

XV

Q_

**

XE

Mixolydian
x>
c.f.

15-IB

MM

e-

CL

-tv

n
o

^_=m

K
o

He-

^dgb

THREE-PART COUNTERPOINT

178
Aeolian
-JUL

K>

JX

B*

C.f.

=^=

c>

Q-

*v

H
XE

Ionian

J
c.f.

"

l^r

<>

i>

lr*l

115
*^ j
tr "/ '
*S
t i

1*^
liJ
/k
l*S
l*J lp

ll

CJ

H
JP

%
Second Species
In these exercises, one part in half notes

added

to the cantus firmus.

The

and one

rules are the

in

whole notes

same here

as in the

are

two-

part counterpoint, second species, with the exception of the extensions

may

given in the preceding section.

Cadences

cope

fourth species;

dissonances in the style of

lower voice
close

it

may

be introduced with synif

the syncope

is

in the

be resolved into a diminished triad, but always in

position, for example:

mF3f

^^i

The

cantus firmus

may

be treated in

six different

ways, for the cantus

can be introduced in any one of the three voices, and the parts in
second species can exchange places in a

first

and

corresponding manner.

Practical Exercise

Combine

the cantus firmus with one voice in

species so that all

first

and one

in second

the various combinations are practiced in turn:

THREE-PART COUNTERPOINT

179

Dorian

L\ ^>\ r U'U^\'U[f\^<\f^

l^

c.f.

XEZ

XE

XL

C.f.

XE

XE

3E

Hh

c.f.

XE

W^

>r

=**=

XE

"

"

To

j^ffif

^g g

..

XI.

bo

-o^

XE

XE

XE

XE

ply-

XL

fm

XE

4F Id-

XE

3S i

**

tt

rr

XE

XE

;t f

XE

fe

-e-

IT

XE

5 n

i>

XE

^=r^

o^o

g ^o

IFnt

Hef

XV

n^ffff^.ff^rf

"^

THREE-PART COUNTERPOINT

180

c.f.

Hi

xv

,u

,,.,)>*

XE

XE

XE

-e

3E XE

m
B

-o-

XE

-o-

e-

XE

rj

Zi

I'N fe

<>

XE

xl

*>

**

*V

o
KIT

7-^

ZZ2I

tt
o

XE

\'i>

<>

*>

152 ti

c.f.

j2_

i'

azz2

rj

tt

Third Species
In these exercises one voice

one in whole notes.

Nothing

is set
is

to the cantus firmus in quarters

to be

added

and

to the rules already given.

Practical Exercise

The
in

cantus firmus

is

combined with one voice

in third species

and one

so that the six possible combinations are run through one after

first,

the other.

Dorian

c.f.

S
15
>

mm

XE

IE

XE

XE

m
xe


THREE-PART COUNTERPOINT

P
*\

181

JCE

-e-

IE

re-

Dorian

C.f.

M
ft

IE

IE

IE

_o_

IE

IE

^^

IE

IE

IB

^
j

^
J

j
j

^^

'

Phrygian
41
c.f.

j>

D^

jj^rrr
a.

7
r

-e

I-

PART COU NTUR POINT

If

I -

m
L-i-i*-=F=F
-+=^

< ~f

-+

P-tt

-f-4

i*

ttnl

if

HE

Mixolvdian
c.f.

HE
I
ff

XE

^>
-O-

1^

XE

P^
D3I

I5
XE

Aeolian

it*

i
'

m
c.f.

B^

J
r

#*

XE

xe

m m

xe

||

THREE-PART COUNTERPOINT

183

J
r

'

33:

331

3H

Hh

Ionian

33:

-e-

fe

c.f.

3X

_Q_

--

3X

1
E|

fe

18

f
'

e
in j

J
r

-e-

33:

i>

\m

=#-f
i)

- n

~^r-

-w-


THREE-PART COUNTERPOINT

1S4
Ionian

-3
^

rr

ci.

te

*v

<

SPP

<

m:

fc^
it

^tt

m:

^
1

izn:

tv

pp^p
i

-^-^

i
A

profitable but difficult exercise

it

especially in

xez:

and

a part in second species


sist

making

is

to try to set the cantus firmus

a part in third species.

the second species logical

comes against a part in quarters, one

listens in

The

difficulties

and flowing.

with
con-

When

terms of the four quar-

and the second half note (third quarter) is felt, therefore, as accented
and cannot dissonate. The problem is especially difficujt when the second species lies in the lower voice. If, on the other hand, it lies in the
middle or upper voice, one may use fourths (naturally legitimized by

ters,

having the third or

fifth

are thereby increased.

below), and

possibilities for stepwise

At the cadence

it is

permissible to

let

movement
the part in

THREE-PART COUNTERPOINT

185

second species introduce a dissonant suspension according to the rules of


fourth species.

may

In such cases such freer forms as the following

be

used:

ji

Bg

**

To be

sure, the

skip; but one


skips

down

is

upper voice skips to the dissonance and leaves

it

it

with a

inclined to overlook irregularities because the upper part

to the

middle voice (which

in the

relation to the dissonance)

which

is

correctly treated in

and immediately skips back

came, and to consider

as if

it

to the tone

from

were

it

**
>

Such dissonances occur when a

part, actually incorrect in itself in

one

more points, coincides with and hides behind a more correctly treated
voice which is more prominent. These "parasitic" or "covered" disor

among

sonances are not rare

ing characteristic case

Here the skip

of the tenor

Compare The

taken from Palestrina's canticum

in the first tenor

(dissonating with
the

is

sixteenth century composers.

C
is

in the

upper voice),

in unison

Style of Palestrina,

from

p,

with the

156.

to
is

G, which

made

is

The

Nunc

follow-

dimittis.

actually incorrect

possible

of the bass,

by the

and thus

fact that
is

correct

g
THRI-I--PART

186

fe

Cant.

COUNTERPOINT

nem

gen

Alt.

nem

Ten.

gen

nem
Ten.

gen

II

&

Bas.

xt

nem

gen

21

31

xc
nem

upper voices;

in relation to the

in the tenor are

gen
as a

found in the other

matter of fact

Dorian

JCC

sf^

c.f.

221

351

rrrr

_Q_

r'r

r'r

the last three tones'

voices.

Examples

BE

all

rr iJ 'r

XC

J
r

-'"r

'

J
r

THREE-PART COUNTERPOINT

187

Aeolian
=

c.f.

===

JT

jC

*.

363

XT

==?

XL

p~iy-*E

2Z

^ p

Hef-

Ionian

C.f.

XT

xn

it

=t=
=f=t=

T*r

^4= ^

|o|

:1k-

iit>

H^

=*=
'J

g>

is^=

?d
rJ

-4

-p

rj

K>|

THREE-PART COUNTERPOINT

188

Fourth

Species

and

In this species a part in the fourth


to the cantus firmus.

Here the

a part in first species' are

same

rules are the

fourth species, but with certain extensions.

added

as for the two-part

Thus "bad"

dissonant sus-

pensions such as fourths and sevenths in the lower voice, or seconds or


ninths in the upper voices,

pension

is

produced

at the

may

be used

same time

in

any such case a "good"

in relation to

(b)

(a)

if

sus-

another part:
(d)

(c)

J
i\

33L

Hip
I ii

TT

o-

ZEE

-e-

tn

1ZL

In (a) a fourth suspension in the lower voice

is

irreproachable, since

the voice at the same time forms a dissonance of the second with the
the middle voice.

voice for the

In (b) a seventh suspension

same reason.

is

in

acceptable in the lower

Likewise (c) and (d) contain a seventh and

a fourth suspension, respectively,

making

the suspended ninth between

the upper voices acceptable.


Practical Exercise

The "consonant

Set each cantus firmus in the various combinations.

fourth" used in the Aeolian example

is

discussed pp. 193

fT.

Dorian

i
c.f.

P=&-

XE

^rHeh

i
ICE

JQL

J3g=
^

r? jfn
ICE

_Q_

1
IE

ICE

1 r

|j

tt
tt

THREE-PART COUNTERPOINT

189

Dorian

c.f.

XE

XE

XE

"

XE

i1^

"

=e=

XE

*>

^
B5

^ g Pttp

Phrygian

IE
c.f.

rrffrr

rp fOJ

-o

g Q

XE

^o-

_Q_

XE

I it

^-W

jgt

da

Mixolydian

tr~

\ttr
4^c.f.

in) ip

-e

P~~l*

ti

F=f=

rj

e-

Q_

il

IT

r;

r^

g ^"g
<

>

r^

J P P ^

fB

E^

^-NfHe]

XE

$=T^

S$

Hoi

4=

Aeolian

(V

4=4=

//>
C.f.

o^ ^o

w
P^M


THR

190

PA R

COUNTERPOINT

Ionian

C.f.

~rr

<

m
>ft

-r

a.

xt

xc

h*

xe
-o-

xr
>

I
A

valuable exercise

is

leh

p*

to

combine third and fourth

Dorian

Yz

c.f.

XE

XE

-e-

xe

s rrrrrrrr^t

^4

>

XE

>
the rules, p.

'

158.

w
r

'

ol

KC

#_# **
m

m
Compare

te^
P

(2

^
:i

species:

&

4eh

(9-

f3

THREE-PART COUNTERPOINT

191

Dorian

<hJJ

rrr

iiB

c.f.

rrr

JJ

ZEE

HE

Z^ZZji
c

_Q_

I5=xe

<S>

rrrrrr i
XE

V
5"

-H^

^t^p

3X

tt

^
g

Q.

tt

A
Phrygian

fe^

s*

B*

7
L

c.f.

ZEE

ICE

S
^m

p^

jO

O
o

w
Jjet

;oi

THREE- PART COU NT1-R POINT

19.

Mixolydian

b*

14

19^=

o
c.f.

t/ \

^^

i3^
^-

XT

i&-

tafc

s
tp
^=^

ol
'

xt

JDZ

xr

Aeolian

c.f.

xc

'

B M

m*

73

-r

1^

/c-

& ^^
^

gr

-i

O^

xr

XT

^ff

3X

fr

J*

^^ W

THREE-PART COUNTERPOINT

193

Ionian

jy

c.f.

15"

[-

'

)feM^ S=^=^~
p

18

"

te=n

|o|

rfTrrrrrrrrrpr
1

r
"

I*}

r^H^
'

'

11

Fifth Species

The same

rules apply here, as in two-part writing in the

as well as the mitigating qualifications just stated as

same

species,

applying generally

in three-part writing.

Here the concept "consonant fourth" must be mentioned. The socalled "consonant fourth" is a fourth brought in stepwise upon the thesis

(weak beat) over

a stationary bass tone.

the next following arsis (strong beat),

dissonance; but finally manages to

next thesis

make

(weak beat), for example:

i $ ft

Thereafter

where
its

it is

it

is

regular resolution

IB
4

The

of the middle part

is

covered by

its

tied over to

changed into

octave relation to the upper part.

a stronger

upon the

THREE-PART COUNTERPOINT

194

Thus

suspension

is

introduced, prepared by a dissonance, logically in

violation of the rules of fourth species.

mild dissonance

that,

The

is,

however, such a

when introduced smoothly and

in juxtaposition

fourth

with such sharp dissonances as seconds and sevenths,


like

With

consonance.

these

provisions,

it

almost seems

the "consonant fourth"

is

used very often by the composers of Palestrina's time.


Palestrina.

mm

Mass:

L'homme armc

i
po

ten

B^

m
m

xn

3X

JX

cto

rem

Examples
This idiom was used in the counterpoint written against the
sixth notes of the Aeolian cantus firmus at the

bottom of page

fifth

189.

Dorian

m
_o_
c.f.

l^^

3X

and

ir

THREE-PART COUNTERPOINT

p-

f^=f

e
m
M-=
118

F^^P

"

fir

h*

m
J

i^

^=

f=w

XL

m
rf

IHH

3XE

J
r

p^i

w
I

rr

3s
^?

s
i

Dorian

c.f.

-Hoi

ftp

195

'

r.

^-

"

-e-5-

rf

m
w
w
4^

THREE-PART COUNTERPOINT

196
Phrygian
c.f.

t><t

M
n

AV

e-

'

.j

<

i>

i>

z
5

P~
r

1*

s-

)tM

Mixolydian

c.f.

IF=e=

ir?

j|

rrn

'
1

Aeolian

'.uj

35:

-^

"

jr

mm

JjJpff

f~>

rl*r

OW
^m
^m
rrn
P

3X

H'M

c.f.

XT

a
1

ICC

w
4ef

i>

THREE-PART COUNTERPOINT

197

Ionian

j-

j.

p^

^.

^&

c.f.

'<

1 i&

IE

tq:

as:

m
J
-

is

*^

-e-

Free writing without imitation

r"f

33T

unusual but worth trying:

IE XT

Kv

tu

rie

rr

r^

lei

^p*

Ky

-o-

rie

--e-*-

Ky

rie

53

fc"
-*-

3=t

tt
son.

^^^ g

r'

:!

son.

lei

&

-^:

^"*?

lei

son.

THREE- PART COUNTERPOINT

198

Imitation

Two-part imitation

is

written to the cantus firmus.

Exercises of this

type are most profitable and are therefore especially recommended, for

example:
Dorian

^3
c.f.

fJH^
^V

JX

XT

xi:

w^m^

it

_o_

-*^

0-^

zo:

**

ip^f

Concerning imitation

iof

in three free parts, nothing

is

to be

added

to the

rules already given.

One should

try to

especially beautiful efrect

way

that

it

An

use the most complete harmonies possible.


is

obtained

if

supplements the other voices

the third voice enters in such a


to

produce a complete

triad.

If

the third part enters at a suspension dissonance as in bar 7 of the following

Benedictus from Palestrina's Missa Brevis, the charm of the effect

hanced even more.


tirety, as

One

should like to give

an especially beautiful model

this

Benedictus here in

is

en-

its

en-

for three-part imitative writing.

should study the perfect suitability of both these themes for this form

of treatment

a thing which

is

very rare.

THREE-PART COUNTERPOINT

fcb=^
Be

ne

di

ctus qui ve

ne

Be

'

^^
p

XE

r>

qui

XT
Be

w
*>

ctus

qui

ne

2==^

xe

nit,

qui

XE

ve

nit,

qui

nit,

x_

ve-

qui

nit,

ne

di

ctus

qui

5 Irregular setting of
the text.

ve

xi

qui

ve

XT

nit,

ve

xe

XE

Be

di

-c

*=s

ctus qui ve

di

r
nit,

e r~[

xn

E
i

rrr
XE

IB
IS
\

199

nit,

r
qui

rn
ve

200

THRLE-PART COUNTERPOINT

J
I.

<>

^^

^>

nit,

111

ve

nit,

o
nit,

^ps
i

no

mi

u
g

in

r r r

r^

ne

ne

Do

mi

no

in

mi

ne

Do

mi

i
Do

ni,

mi

rfrf

ni,

in

^^

ZQI

no

in

fe

mi

5
no

in

ni,

-*.

mi

ne

in

no

mi

ne

r>

3CE

no

mi

ne

i
ne

Do

mi-

in

ni,

no

mi

wm

fes^FF
Do

THREE-PART COUNTERPOINT
r^

201

t~:

XT

Do

-g-T

ne,

no

in

mi

>

'.

xj:

XL

mi -ne

X>

no

mi

<

ne

Do

r
r fr r

no

mi

ne

Do

mi

-T

_^_

-2_

fiL

in

ni,

fr

no

in

ni,

XT

mi

ni.

-^-*

xt

'

Do

m.

-3-

ne

mi

Jill

fe^

pg

jq:

Do

mi

in

no

mi

ne

mi

ni,

Do

-o

e-

Do

mi

mi

ni.

ni.

Chapter

FOUR-PART COUNTERPOINT
First Species

The

following

rule

is

added

to be

when

the upper part

moves by

Covered

to the ones already given:

had

octaves between outer voices are admissible, but they

best be used

step.

Examples
Dorian

JJL

c.f.

B
S5

331

id:

Xt

-e-

33:

JO:

ft

<>

o
g

-e-

IEE

\>

Q-

p =^P

v>M

3X

tt

"

Mixolydian

c.f.

^^

<>

A^

35

B
I

15

IE

"

*>

TT

15

203

"

=^
n

lo

ftg

U_
:ui

FOUR-PART COUNTERPOINT

204
Ionian

* "
w-

C.f.

<>

Ml

&i

-^\

-Hoi

Second Species

No

additional rules are necessary.

Examples
Dorian

i$
(fr

*j

V>

*>

PF^

c.f.

^fl
a P

gg

331

3d:

It

ferHef-

p|>

i*

<>

_Q_

**

zr

zee

>
Phrygian
rtr-e-

__

i>

^"^g

1
u

IB

1
c.f.

r>

xr

JCL

__

w
Xt

fib

3E

Si m

"
33l

FOUR-PART COUNTERPOINT

205

Mixolydian

XE
c.f.

XE

"

^V

XE

m
p>A

_Q_

XE

-rrrf

^s

rr

-e

rn

v?rr tr

XE

e-

XE

Third Species

Examples
Dorian

iB ^^

c.f.

p
e

-e-

JJ 'r

XE

XE

xc

XE

x>:

I
y

i
9

*\

^^

rr'ff

^-Hf^-^FU'tt -H

*>

]lH

1
i>

;<>!

<>


FOUR-PART COUNTERPOINT

206
Dorian

fnni

^
i

31

c.f.

<

t%

r
r

t)

o'

XT

XT

r
r

i>

X5X

XE

-e-5-

XET

xr

XE

1
XT

P
r

FOUR-PART COUNTERPOINT

207

PE^

#*

331

m
wAeolian

/-Q^
c.f.

332

fa^
3

^
/C

nr

s
i
ff

1 1 1

O^I

tj

rrrrrr-f-ff
u

XE

J r
r r r r r r"r*r"r r r

r*"

1-

&F

208

FOUR-PART COUNTERPOINT
very difficult exercise but one that

part each

the

in

rirst,

is

most

instructive

is

to

add one

second, and third species to the cantus flrmus.

For example:
Dorian

MMH*

m
m

^v

il

o.

P
jO

'frrrrrfrr^r- rrr

XE

XE

gqf^

XT

M-

_o_

<

**

0-0

p
-e-

XE

quarters.

See the

comment on page
Fourth

One

part

is

added

added parts are

in

to the cantus

whole

notes.

<*

tt

fit

Notice that the unaccented half notes are

moving

m r^r

all

consonant against the

184.

Species

hrrnus in syncopes, and the two other

For example:

FOUR-PART COUNTERPOINT

209

Dorian
-

-L

4eh

2ZZ22

xe

XT

c.f.

331

xt

1
SI
The attempt

3T

X>_

XE

XT

Xl_

xn

tt

to write

one part each in the fourth, second, and

species against the given cantus firmus

is

unaccented half notes of the counterpoint in the second species

first

The

a very useful exercise.

may

be

passing dissonances; and of course the accented half notes of the part in

fourth species

may

f=^m=

tr~

^7^ p~p

fr-^

1141

~b

\^

.'

point

is

to

the

same

taneously
little

-|9

rn^

kg n

Sh

rj-N

"Pf*
73

=#*=

tl

"

loi

-o-

difficult exercise of all in the

to the cantus firmus

species, so that

exercise.
all

i*ji

add

practice

will be

r>

\>

But probably the most

and fourth

r>

c.f.

For example:

be dissonances.

It

one part each

each of the four

may seem

study of counter-

in the second, third,

strict species is

represented in

almost impossible to observe simul-

the requirements, both melodic and harmonic; yet with a


it

can be done, and time devoted to exercises of

most profitably spent.

These

this type

exercises are excellent for teaching

FOUR-PART COUNTERPOINT

210

under even the most

the art of the individualization of the separate parts


difficult

Several examples follow:

circumstances.
Dorian

J
f

jO_

$^
I
M

I*

^P

\>P

^^

'

XE

xe

<

tt

%G

=W

Dorian

c.f.

i$

XE

I ih=^I

-e-

=
r

^^

-O-

rr^ZZ2I

fe

**

P
r

j
r

331

XE

c.f.

FOUR-PART COUNTERPOINT

211
U3I

I
^
Fs

tt

e^

IT

I
1

lot

^^

f r

#*

ftp

Mixolydian

c.f.

xj:

i^

e
J

n9

^-^
ib
lit)

_T/i

_J

^^?
r->

s
J

&_

~~r

,,

*!

^~~ _
1

=^=

"

r->

=P=
,
I

~^-

"

lol

lo|

^p

K*f

J
f

FOUR-PART COUNTERPOINT

212
Ionian

=-d

Jrr

ms
rrr
J

C.f.

^
*

p
i

=g

XE

xt

#
=6F

(9

^^f

^^^

<5^

fr

* r

-e-

xe

xe

<>

j
JJj>

XT

(9

O-

XT

P^ M

r^

xe

XE

leF

**

Fifth Species

One
first

free part, according to the rules for fifth species,

Dorian

1=

$
c.f.

and two parts

species are written against the cantus firmus:

P&
1

F=

xe

xe

xe

xe

XE

in

FOUR-PART COUNTERPOINT

gY

XE

XE

xe

XE

213

'

f=&*

-e-

B3T

m
^

*>

4of

Ionian

fj

t>

irf

f
c.f.

XT

HI

/j

IS
g

^
j

xe

XE

XE

-e^

xt

xe

-e-5-

^
5

M-

XEE

-e-8-

o-

4of

Wi

FOUR-PART COUNTERPOINT

214

Compositions with four free parts without imitation are rare among
Palestrina's own works.
A beautiful example may be cited, however,

from the works of the Roman composer Costanzo


But even here there

who

Festa,

died in

some imitation in the second part. Otherwise the piece is constructed on a Gregorian melody; that is, the upper
part introduces a Gregorian melody almost note for note, though the
other parts show no relation to this cantus firmus. In the fourth measure
from the end an incorrectly treated cambiata is noticeable. This early
1545.

form was no longer

is

in use in the real Palestrina period.

Costanzo Festa

ie

De

i
De

rj

di

ca

mus

z= V

*v

di

ca

IE

-e-

De

ti-

p
IE

?
o

di

di

ca

#
gra

IE

ie
gra

gra

P
ti

&*-

as,

as,

IE

as,

The

IE

-e-

gra

-e-

mm
mus

IE

mus

ca

mus

IEI

as,

IE

IE

IE

1 See

gra

1
P-

De

&

IE

s
I

IE

De

Style of Palestrina, p. 195.

This composition

is

given here in accordance with codex 21 of the Vatican chapel archives.

FOUR-PART COUNTERPOINT
1

215

FOUR-PART COUNTERPOINT

216

Imitation

An

exercise

which

is

not easy but nevertheless instructive

of three parts in imitation, for

is

the addition

example:

Dorian

c.f.

a P

SS3Z

. =fai

rrrr
JQ_

-e-

XT

IF331

iJ

i^

p^r^

rr

XE

IgjE

r^^r

r J

11

^v

tt

IE

**

Dorian

c.f:

f4^

40 "
a

i>

f=h

ff

ff-p-f f

r r

?"

=F#Ffi

^Heh

~1*t~

It)

lie
It)

<h
15

r^> g
r'fT'Pf

f#~f

-#H-

-e118

J &
Ip

j
\

j
\

Four-part compositions with imitation in


in the sixteenth century.

selected

From

a countless

"p FfT
all

voices are

number

most

common

of examples

have

one of the most beautiful, the beginning of the four-part motet

Ego sum panis by Palestrina. This composition is in the Ionian mode


transposed to F. The soprano begins with the dominant of the scale and
the other parts follow, entering alternately

with

strict regularity.

remarkable; one never

on the tonic and dominant

Moreover, the effective entrance of the parts


feels that the

entrance of a voice

is

is

superfluous or

FOUR-PART COUNTERPOINT
The

pointless.
it

is

particularly effective,

coming

as

does on a suspended dissonance in accordance with a favorite procedure

of Palestrina
reins into his
at

entrance of the tenor

217

and

his contemporaries.

The

tenor seems to gather

all

the

hand, for with the entrance of the tenor voice one realizes

once that the somewhat indefinite, vaguely undulating beginning

is

merely the gentle introduction of a musical structure of unusual strength

and

solidity:

ur

P
nis

sum pa

go

VI

zm
,<:

-r

P J

tt

vus

nis

fe

VI

vus

P
E

go

sum pa

o
E

PP^
nis

O
-

go

VI

^m

sum pa

"

Chapter VI

COUNTERPOINT
German

In

IN

MORE THAN FOUR PARTS

a composition

" vielstimmig!'

which has more than four

Though about

parts

is

called

1500 most musical compositions were

written for four voices, in the course of the sixteenth century the situation

gradually changed so that by the time of Palestrina compositions in

than four parts greatly predominated.

difference between the

more

normal

polyphonic writing in the sixteenth century and that in the

style of

seventeenth and eighteenth centuries


several voices strictly

way

to the

is

that the independence of the

maintained in the

earlier period frequently gives

doubling of one part with another in the

the polyphony of the composition

is

somewhat

later period, so that

illusory.

As Bellermann

says:

The

great composers of the sixteenth century always proceed very strictly in this

In their polyphonic works every single voice, regardless of

matter.

may

how many

there

was considered an independent being whose individuality should not


and could not be confused with another. By carrying out the principle of polyphonic
composition in this logical manner, they attained that remarkable harmony of sound,
that mighty development of the tonal mass which obtains when the various voices
enter one by one, in a word those tonal effects which the composers of later times
be in

all,

seek in vain.

The
tially

treatment of counterpoint in more than four parts follows essen-

the rules for four-part writing, but naturally the

more

voices the

composition contains, the greater the requirement for complete harmonies.

On

the other hand, the multi-part treatment affords greater freedom in

the use of hidden parallels in that covered octaves are permitted between

outer parts even


1

if

the upper part

The

Translator's note.

translator does not

exact equivalent of "vielstimmig."


2

Der Kontrapun\t Fourth


,

Literally,

Edition,

p.

it

moves by
know

skip.

In writing in five or

of an English word
means "many voiced."

420.

219

in current use that

is

the

COUNTERPOINT IN MORE THAN FOUR PARTS

220

more

parts

more

necessary to double one or

it is

two

there will be

is,

two

altos,

tenors,

and

of the voice types; that

in a composition, the greater the difficulties in

rich theme.

Thus we observe

The more

the parts

working out

a tonally

so on.

that composers of the sixteenth century

make

constantly increasing use of tonal repetition in their works, espe-

cially

in

and eight-part writing.

seven-

becomes increasingly

difficult

teenth century compositions of six


of

all

the voices

The

is,

as a rule,

And

the voice leading, too,

number of voices grows. In


or more parts the simultaneous

as the

following example of five-part writing

a large part of his life in Italy.

even

if,

as

an early work of

somewhat old-fashioned
trina

as

use

only for periods of short duration.


is

by the Belgian composer

Jacob de Kerle, a contemporary of Palestrina (ca. 1531-1591),

ability

six-

who

spent

The composition is refined and shows


this master, it may now and then seem

compared with the mature works

of Pales-

Jacob de Kerle

THti

Le

<v

ma

va

num

nn
Le

va

TZ2L

ma

num

m
b

s^:

Le

va

ma

m
3

The composition

is

taken from Otto Ursprurjg's edition of the selected works of

Den\maler der Tonkunst

in Bayern,

26th year.

J.

de Kerle, in

COUNTERPOINT IN MORE THAN FOUR PARTS

if

XE
Le

va

xe

ma

num

tu

221

am,

tu

-e-

"

"

22-

t^

r;

XE

num

tu

ma

am,

tu

ma

am,

*=F

s
Le

W?
am,

XE

ma

^-

num

tu

fc
-

w
p?

num

tu

^
-

XE

am

su

num

O
tu

tes

tes

-e

^
m

per

gen-

tes

per

X5
gen-

tes

o-

am

tu

gen

per

XE

gen

XE

XE

SU

num

per

su

XE

P=V-

am

ma

va

su

o
am

J?

COUNTERPOINT

F^

nas,

5-

'

-li

-o
-

li

su -per gen

nas,

JJ/
-

r
li

lit-J

rJ

li

nas,

a-

li

p
Ex-

nas,

e
su

per

fJJ

rJ

gen-tes a

fu

li

nas;

>

Ex

nas;
in:

ci -

ta

ro

XE

hi

nas;

P^F

Ex

nas;

fu

ci- ta

fu

ci- ta

Ex

epp

XE
f-

ro

P
-

li

ci

-ta

nas, a

"^
/

tes

=- ~M

*%

-U

r*

r
-

o*

r
li

MORE THAN FOUR PARTS


;

)|JJrJ

IN

fu

ro

ZEE

rem

COUNTERPOINT IN MORE THAN FOUR PARTS

*\

XL

rem

ef-fun

et

_Q

TZ
rj

v*

fu

ci-ta

ro

rem

ro

ef

et

ef

et

ram, ut

vi

de- ant po -ten

de

S
i

et

ef

fun

et

XL

fun-de

ef-fun
<>

de

iL

ram,

de- ant

ti-

am

tu

po-ten

ti

am,

po

vi

de- ant po

ram,

ut

ut
Archaic form of the cambiata.

Compare

vi

pp,

ten-ti-

XL

P^i
ram.ut

am:

^z: -e-

i^w
-

xl

rJ

vi

fun-de

rem

rem

ut

(S

ram.

XL

^m

de

E
Ex

223

146

f.

XL

ten

ti-

^^
vi

de-ant

am

de-

am
o:

ant po-ten

po-ten

ti

COUNTERPOINT

224

MORE THAN FOUR PARTS

IN

Ut

O-

co-gno

AV

rs

am

111

Ut

"7T

am

am

co-gno

scant

etc.

scant

etc.

am: Ut

tu

etc.

&

co -

P=F^

ti

scant

P$
Ut

im:

tu

JCL

co-

gno

331

gno

scant

etc.

XE

tu

etc.

am:

In six-part compositions the choir

is

two

often divided into

three-part

groups or into one four-part and one two-part tonal group, and the

These choirs then answer each other,

Among
lent

others, Palestrina's six-part

model

for this technique.

sopranos, one alto,

two

tenors,

times,

at

and

at

times unite.

motet Viri Galilaei affords an excel-

The composition is written for two


a bass.
The first soprano and the

and

alto

begin with the exclamation "Viri Galilaei," which

by a

five-part choir consisting of sopranos, tenors,

and the men's voices continue with "quid

is

and the

statis,"

the

then repeated

bass.

The

words "Hie Jesus" do

all

alto

women's (more
and only

accurately, the boys') voices with the second tenor repeat this,
at the significant

like.

the parts enter together:

COUNTERPOINT IN MORE THAN FOUR PARTS

^=B

o-

-e

1st

Soprano

Vi

2nd Soprano

5**

Alto

Tenor

2nd Tenor

VI

Ga

li

wp

lae

fe=a

ri

Ga

-e

e-

ri

Ga

li

lae

rJ

xe
lae

lae

r
Vi

&

ri

li

Ga

li

XT

i>

A o

a.

Vi

ri

tt

Ga

li

lae

IE

i>-

Vi

xe

IB
m$^

XE
-

Vi

>

lae

li-

Bass

Ifee

ri

XE

xn
Vi

1st

Ga-

ri

xe

225

ri

Ga

li

lae

*>

COUNTERPOINT

226

IN

MORE THAN FOUR PARTS

"

quid

sta

?
tis

spi

ci

n:
quid

&

m
i^5

331
-

tis

spi

ci

en

spi

ci

en

spi

ci

en

tis

spi

- ci

spi

spi

- ci

spi

e^

quid sta

tis

XE

quid sta

sta

en

tis,

*
quid sta

quid

tis,

sta

tis

XE
quid sta

tis,

_a_

tes

coe

in

lum?

S^

-e-

f
tes

in

coe

lum:

IE

tes

in

coe

r
-

quid sta

lum,

XE

IE

quid

sta

tis

M
Cl

2==

-e-

ZZZZZ2
tes

in

coe

lum,

quid

sta

quid

sta

tis

P^
-

tis

ci

COUNTERPOINT IN MORE THAN FOUR PARTS

227

\>

Hie

&
t
en

f
Hie

XL

tes

in

o
!>'

en

tes

-e-

lum?

coe

Hie

fr e

a:

Hie

lum!

coe

TV
en

o
en

in

coe

lum?

tes

in

coe

lum?

tes

Je

sus

qui

7e"

sus

qui

IT
Je

TX
sus
3CL

Je

>\

>

(9

Je

J.
Je

Hie

sus

-o

Hie

sus

mr
sus

^
I

qui

|S*

^zz:

as

sum

ptus

as

sum

ptus

i
as

sum

r
-

ptus

COUNTERPOINT IN MORE THAN FOUR PARTS

228

Palestrina uses a very different technique, one based less


effects, in his

seven-part motet

Tu

Here

es Petrus.

upon

alto, tenor,

doubled, and the themes which are not particularly adapted to

are

polyphonic treatment are worked out beautifully and with apparent


It

tonal

and bass

is

Soprano

1st

Alto

2nd Alto

1st

m
w
w

Tenor

2nd Tenor

1st

ease.

worth noting that the composition does not actually become seven-

Bass

2nd Bass

Tu

s
trus

Tu

et

su

per

hanc

^m i
Pe


COUNTERPOINT IN MORE THAN FOUR PARTS
part until toward the

having

end (not included in the portion given here).

one part always

at least

229

at rest, the

treatment

is

By

sufficiently flexible

for the imitative character of the writing to be maintained without the


slightest difficulty.

i=3

hanc

per

^F

pe

r^S P^

^S ^
tu

Pe

es

hanc

trus

pe

1^ 3

^j

tram,

pe

i^P

I
et

su

per

i
Et

su

per

pe

hanc

et

su

pei

~o
hanc

tram,

pe

Pe

es

su

et

es

per

hanc

trus,

et

m=?

pe

^^m

Pe

trus

su

Si

j-

Pe

Pe

PP
r

tram,

M
pe

per

tram,

su

hanc

tram,

lv

COUNTERPOINT

230

fl

hanc

do

train

per

IS

tram

Tu

pe

hanc

pe

hanc

per

et

MORE THAN FOUR PARTS

^M

IN

Pe

f-f-f
su

per

hanc

pe

et

I
Pe

Pe

Pe

trus.

Eight-part writing in the sixteenth century


like dual four-part composition, that

is,

common
of the

throughout

two choruses

all
is

Europe.

not

almost always treated

in double chorus style.

This

from Venice,
the Roman school and gradually became

type of composition, which seems to have

during the century spread to

is

strictly

As

come

a rule,

originally

however, the individuality

maintained.

Thus

the higher voices

combined with lower voices of another, and in


general nearly every tonal possibility is employed with a genuinely refined feeling for the color effect. Even eight-part writing requires in
of one choir are often

general at least

a more harmonic-homophonic

style of

treatment; with

in
still more parts the working out of themes that are largely stepwise
The voice leading
their melodic structure becomes almost impossible.
of tones to which
exchange
frequent
the
weakened
by
is likewise easily

one must here turn

two or more

as a last resort.

("Exchange of tones" means that

voices interchange tones, for

example

mw

.)

Palestrina

is

able,

however, even in eight-part writing

basic polyphonic character of the style.

type of composition

Laud ate Dominum:

may

to preserve the

His superior mastery of

this

be illustrated by the beginning of his motet

COUNTERPOINT IN MORE THAN FOUR PARTS


Chorus

iff

Lau

Tenor

Bass

?m

da

^m

Alto

y-

te

Do

Soprano

Lau

da

te

H^f

Do

rrini

rr"

mi-num o

ppiig

tes

gen

tes

Lau

da

lau

da

te

Do

Se
r

da

mnes gen

^
^

mnes

te

Do

1
-

mi

f
Lau

W T

231

r
Do

te

r
-

mi-nur

lau

tes,

gen

tes.

S
a

Z=l5
r

mnes gen
Chorus

-rotes,

II

Soprano

Alto

lau

mm m

-da

Tenor

lau

lau

Bass

lau

da

te

l<-

da

m
te

COUNTERPOINT

w
da

MORE THAN FOUR PARTS

IN

fit

*>

lau

&^^
lau

3^

If

^
da

te

da

te

P^f

mnes

=1
da

iau

um

te

=l=c

If

lau

w^
da

um,

da

lau

rrrr Jj
da

lau

a
f-h^

ff

po

te

Q=

te

te

r
da

lau

1B

'

um

r
pu

BN

J
r

^^

pu

po

po

m
po

W
s

f'

mnes

pu

T?
pu

po

pu

po

^^
po

pu

COUNTERPOINT

ff

quo

IN

T^
ni

con

r
fir

am

con

fir -

f^
quo

ni

quo

lt_

!'

r
am

\'

t
quo

MORE THAN FOUR PARTS

am

am

con

i
ni

con

fir

lr

233

ma

ta

est

ma

ta

est

r
ma

ta

est

ta

est

ma

su

per

T^
su

per

i
su

per

su

pep

*5F

quo

am

con

r
am

con

am

con

ni

5=^
r
quo

.J
quo

m
J
ni

*F
J
quo

quo

ni

quo

ni

quo

^^

am

con

g>

"

am

con

fir

ZZZI

fir

^f^i
ma

ta

est

ma

ta

est

Chapter VII

THE CANON

canon

is

composition

a composition based on imitation in which

exactly the

same melodic content,

which begins the

so that the part

copied or imitated note for note in each of the other parts.

is

difference between ordinary imitation

former only the beginning (the theme)


immediately precedes, whereas in the
of this voice

voices have

all

is

and the canon

is

that in the

taken from the voice which

is

latter the

whole melodic structure

taken over either by simple repetition or by transposition

to another pitch.

The canon

is

the oldest of

early as the thirteenth century,

the so-called ars nova,

it

all

imitative forms.

and

often by Italian composers.

fuga

is

Towards

(flight).

In Italy

it

was given the

characteristic

and sixteenth centuries

it

name

was gener-

Relatively early, however, the latter term


its

was

present

the end of the fifteenth century and the beginning of

the sixteenth, the canon

among

as

music of the fourteenth century,

in the

used for another contrapuntal form, and the canon was given

name.

found

to be

was frequently used by French and even more

caccia (hunt), but in the fifteenth


ally called

It

form had

the Netherland composers.

its

period of florescence, especially

Here

it

appeared

as a rule as a "riddle

canon"; the composer noted only the principal voice and added some
sentence from which one can puzzle out the nature and character of the
voices to be derived

follows

me

will not

from
walk

it.

For example, the statement "He who

in darkness"

means

that in the execution of

the canonic part the black notes of the written part are simply to be

skipped.

In the

first

half of the sixteenth century people began to tire

of these often artistically specious tricks, and with the music of Palestrina the
self

most

brilliant period of the

canon was passed.

did write one four-part Missa ad fugam,


234

in

Palestrina him-

which only two

parts are

THE CANON

235

written out; the other

two

parts simply imitate the first

and are therefore not written

But

out.

composition

this

two canonically
a

is

work

of his

youth, and later Palestrina seems not to have written any exclusively

canonic composition.

On

the other hand, he used canonic writing fre-

quently in combination with other voices using free imitation, especially


in the

Kyrie and in the Agnus Dei of a number of masses.

The procedure

canon

in writing a

and then the same succession of

is

One

quite simple.

intervals

is

voice begins,

taken up by one or more

voices in succession while the first voice or the preceding voices continue

with counterpoint.

This counterpoint

ing voice or voices, and so on.

phonic
is

style, it

must be broken

interrupted in next to the

canon

If a

off

last

then introduced in the follow-

is

with

is

to be

measure:

concluded in poly-

The following canon

a cadence.

m
0M-0

m^

3T

men.

t?

In the foregoing canon the imitation

ordinary imitation,

zans

is

the

name

can take place

is

Wmen.

in the fifth, but, just as in

any desired

at

Ol

interval.

Cancri-

given to a type of canon in which the melodic structure

of the initial voice


peats the

it

tt

is

imitated by retrogression: the following voice re-

melody backwards.

Canon "by augmentation"

(per augmentationem)

is

the

name

given a

type of canon in which the note values of the leading voice are doubled
in the following voice as

diminutionem)
one

half.

With

in

opposed

to the

canon "by diminution" (per

which the corresponding note values

the exception of the

last

are reduced by

two forms, none

of canons, however, has any great musical value.

of these types

THE CANON

236

canon combined with free imitative voices

from

Palestrina's five-part

is

given below

meum

mass Repleatur os

a Kyrie

All voices

laude.

begin with the same theme, but a canonical relation develops only be-

tween the second soprano and the tenor, when the higher part makes a
canon in the octave to the lower:
J
1st

fI
It) 13
T

Soprano

IP

|
^

^a

5
P

-"

^
p

Ky

ri

- lei

son,

Ky-

ri -

- lei -

/>
*j
n?i
lUj T

2nd Soprano

Ho
If*
IP
IVl
hi I'

Alto

Fh

Ky

**

rie

ti

lei -

ifi

Tenor

IP
K

Bass

V
I.

j.

/b

I.J tp

15

>

J
r

mmm
son,

r;

Ky

'J

f
-

rie

lei

Ky

ri

son,

^
THE CANON

237

s*^

rie

p
Ky

Ky-

son,

lei

XE

Ky
xe

XE

Ky - rie

son,

lei

Ky-

rie

xe
son,

lei

F^^f

XE
XE

Ky

son,

lei

'J-

r^

son,

Ky

rie

XE

son,

lei

XE

rie

Ky-ri

^=XE

<V

Ky

H^T

XE
lei

lei

--

-r

331

XE

3=c

son,

*5
son,

lei

Ky

rie

%
Ky

rie

lei

Ky-rie e

son,

o.

lei

son,

Ky

ri

THE CANON

238

<>

lei

Ky

son,

ri

'*

f
-

lei

W
B

x>

Ky
,

lei

Ky

-son,

p
rie

son,

^>

son,

-\

zee

-tv

ZZj

-'

xe
son,

lei

XE

XE

-6>-

son,

Ky

Ky

ri

xe
ne

XT

lei

son,

xe

Ky

lei

xe

Ky

xe:
lei

zz-^

lei

^fc^
lei

Ky-ri

son,

lei

ne

ne

son,

lei

3
son,

Ky

ri

THE CANON

239

2Z3I

Ky

son,

lei

rie

XE
son,

lei

Ky

=32

ne

rr

i
Ky

^S

lei

21

lei

s
Ky

ne

rie

ICE

lei

son

gpp
e

lei

Ky

son,

*>

Ky

zr
son,

Ky

ne

^
II

rj

^^

son,

u.
son,

240

CANON

T.

J
*d
ne

lei

^^

lei

r
Ky

son,

lei

Ky

ri

rie

rie

lei

son.

3X

331

~^=f

Kv

rr

-e-

&

G
-

w^
r

son.

lei

TX

S
"

HI

son.

(5

*>

^
son.

lei

3
Ky

f^^

zz

rie

W^

lei

son.

lei

son.

Chapter VIII

THE MOTET
Besides the

mass, the motet

the sixteenth century.


certain, dates

to

is

the chief

The term

form

in the religious

music of

motet, of which the origin

from the twelfth and thirteenth

centuries,

when

it

un-

is

referred

one of the contrapuntal voices added to the cantus firmus of a poly-

phonic composition.
itself, at first if

or even

That

if

is,

Later the

a sacred text

name was

was used, but

one voice sang a sacred

in the

transferred to the composition

later also if the text

text while another

teenth and sixteenth centuries motets

meant

with the sacred Latin texts which then,

as a rule,

in

secular
text.

middle ages the concept of the motet implied that the

different voices should simultaneously sing different texts.

The words,

was

sang a secular

most

cases, are

In the

fif-

exclusively compositions

were used for

all voices.

taken from the Latin translation of the

Bible (the Vulgate), but occasionally independent religious

poems were

used.
Characteristic of the musical treatment of the motet
division of the text has

or

its

less strictly in all voices

is

that each line or

independent theme, generally imitated more


before the next portion of the text and the

corresponding theme are introduced.

The motet

thereby becomes an

aggregation of different imitations or of more homophonic episodes.

One

of the chief difficulties in the formal treatment of this type of

position, therefore,

is

to prevent all these

a mosaic-like structure

unite

them

often seem

made up

fragments from merely forming

of a disjointed series of sections,

into an organic whole.

Palestrina's

somewhat angular and

com-

and

to

Netherland predecessors

inelastic in this

respect; Palestrina

himself and his contemporaries, on the other hand, understood to a rare

degree the art of constructing transitions.

The

Palestrina four-part motet Dies sanctificatus will serve as an ex241

THE MOTET

242

ample

of this

and

filled

is

j -

m
g

form

of composition.

with exultant, pious

It is

joy.

intended for the Christmas mass

The mode

la

is

Mixolydian:

lb

XE
san

es

Di

cti

fi

ca

tus

lu

xit

no
lb

la

XE

xe

f
Di

san

es

cti

fi

ca

tus

il

m
EZIDC

I
I

"

XE

xe
bis,

g
lu

xit

no

o-

XE

no

bis,

bis,

la

XE

V)

K>

Di

es

la

XE
Di-

yn

10

i
f

in:

XE

dzz-fczg
di

es san

cti - f i

^^
^

^^

es

di

XE
san

cti

fi

ca

tus

ca

tus

san

cti - f

lu -xit

^-^

XT

tus

ca

p
no
lb

es

san

cti- fi

-e-

XE

ca

tus

il

a
-

lu-xit

THE MOTET

243
lb

15

IE

flu

lb

rr

f
il

b J

J J

bis,

no

il

lu

xit

rr

no

xit

f?

lu

^m

no

xit

ie

bis.

lu

il

xit

no

20
nx

-e-

no

-e-

bis,

zz

i^p
ve

te

ni

-e-

gen

tes,

2a
v

rJ

-O

bis,

ve -ni

ux
bis,

mm

ie
ve

2a

ni

-=

gen- tes,

te

ve

ni

te

ve-ni

gen

p*m t=*
te

gen

te

<>

gen

IE

2b

IX

J=t

gen

et

tes

<>
tes,

ve-

tes,

ve-ni
2a

m
ni

te

gen

p==*^
gen
&*-

o
Vf~
ni

te,

ve

tes,

25
JCL

tes,

ve-ni

IE

2a

gen

(5^

zx
bis,

te
:2z

ve

ni

te

gen

<g ?^

THE MOTET

244

ad

ra

2b

^f

te
es

num

mi-

xe

ad

et

ZEE

Do

te

*v

HU

30

\>

av

g a

ra

te

Do

2b

num

mi-

et

2b

F^?
tes

et

xx<

ad

XE

XE
ra

ZZ2

Do

te

mi-

2b

numet ad

XE

z n

-e-

tes

ad

fit

2b

XE

XE

^
ad

et

XT

<S>-

ad

o<9

O-

ra

ra-te

o -ra

35

XE

ra

te

XT

XE

Do

num,

mi

ZZZZ2

Do

mi num,

(& ?-

te

XE

Do -mi- num, Do

mi

Do

mi

40

XE

num,

2b

^F
et

te

&n

ad

ra

te

3a

xe

XE

ho

qui

de

di

seen

num,

dit

3b

qui

ho

di

seen

'd

lux

"o^t

3b

e-

-e

XE

i
qui

ho

XE
qui

ho

XE
ii

de-seen

pp^i
-

di

lux

THE MOTET

245

zee

ma

lux

3b

45

XT

f
gna

ter

in

de

ris

zz

ma-gna

zee

ter

in

ns

3b

BiS

is

331

e-

zee

ma

gna

in

ter

ns

de-scen

3b
jCC

ZEE

de

seen

3b
_Ol

50

seen

dit

3
de-scen

dit

dit lux

331

ma-

3b
131

de- scen-

ditlux

ma

gna

ZEE

in

ter

-&

ma-gna

lux

dit

ns;

in

ter

ma

lux

ris,

3b

ZEE

de

seen

gn a

-e-

lux

dit

ma

ns;

55

es

haec

quam

fe-cit
b

^=n

f
haec
*\

r>

r,

*>
13

1)

ppp
haec

ns

ter

es

di

di

o
o
ris;

haec

di

es

es

quam

fe-cit

in

in ter

A3rrna in ter

~tv

gna

ZQZ

Do

Do


THE MOTET

246

P
5=3

o
mi

quam

fe-cit
4

Do -mi nus haec

XE

aec

quam

es

di

4=
XE

nus

22X

mi-nus

60

^
fe-cit

o o
quam

es

di

fe-cit

AV

XE

haec

di

65

IT

I
i

*V

XE

haec

rJ

es

di

XE

A o

Do-mi-nus

haec

quam

fe-cit

XE

quam fe-cit

es

di

&

XE

i)

P mi- nus

Do

Do
XEE

xe

XT

ZZZ

22:

^H2

-e-

S
.M

-O-

quam

fe

Do-

cit

XE
quam

es

fe

o
mi

nus:

6 "
mi- nus:

XE

Do
-e

mi

nus:

e-

XE

mi

nus:

Ex

o
-

ul

te

^^

Ex

te

ul

Ex

te

ul-

ul

u qg

-e-

mus

et

lae

te

&

mus

et

lae-

XE
-

mur

in

i>

te-mur

in

te-mur in

Pe

XE

-e-

f^F?P,
-

-e^

^m.
Ex

Do

70

cit

t>
-

te

mus

mus,

et

lae

THE MOTET

247

80

75

ZZZ.Z&.

<&-

-&*-

et

f^

x$
ex-ul

i
s

ex

^7

te-mus

et

lae

rv

&

mus

et

te

ul

p
ul

te-mus

mur

te-mur

in

in

a,

ex-

a,

ex- ul-

ul

mus

te-

mus

te

IE
e

-5

te-mur

lae-

cr

et

lae

7?

ex

te

lae

3CC

in

ex- ul

#
-

te

mur

te

in

ex-ul

a,

mus

3X
-

<>

^>

te-mus

85
JT

et

-e

e-

in

a.

6-

et

te-mur in

lae

p a
ex-ul

a,

i
et

lae te

o J

"S

O^

?te-mur

lae

et

From

'

mur

in

&

te-mus et

s>

~o

f
lae

s^

-(V

mur

in
^

XE
te-mur

XT

a,

O-

in

a.

ex-ul- te-mus et lae-te-mur in

a.

the viewpoint of technical musical construction, the composition

smaller sections:

1.

Dies sanctificatus

2.

venite, gentes, et adorate

3.

quia hodie descendit lux

4.

haec dies quam fecit Dominus:


cxultcmus et laetemur in ea.

.lae- te

ex-ul

^ ^v

" * ^

lae-te-murin e-

falls into five

5.

te-mus et

p a
-

^o

illuxit nobis,

literal translation

1.

2.

Come

holy clay has


ye people

Dominum,
magna in tern's;

would read

dawned upon

as follows:

us,

and worship the Lord,

248

THE MOTET

4.

For today a great light has descended upon the earth;


This is the Jay which the Lord hath made;

5.

Let us rejoice and be glad in

5,

The

theme

first

"illuxit nobis,"

two

consists of

and begins

it.

parts: (a) "Dies sanctificatus,"

in the soprano.

theme, how ever, the alto enters with an exact imitation in the

As often

and (b)

In the second measure of the

in his other compositions, Palestrina here

makes

fifth

the

below.

first

and

introductory period a canonic duet in accordance with Netherlandian

models.

In the eighth measure the tenor enters with the theme, a bar

on the

later the bass enters

below, and the two lower voices repeat

fifth

exactly the duet of the upper voices at the interval of the octave.

Mean-

while the soprano and alto continue in free counterpoint to the lower

This principle of construction,

parts.

developed independently, and


to

an end.

it

Now

new theme

follows a

at

new

decidedly Netherlandian.

is

separated from the

is

bar 17 the

first

first

and

part of the motet comes

part of the text (venite gentes)

two and

that, after

too,

theme

In bar 12 the second part of the

a half measures,

and with

imitated

is

first

in

the alto (in the unison), then in the tenor (in the unison in stretto), and
finally after

two more measures

in the soprano

and

bass, the

former in

the octave and the latter in the fifth below with the up-beat lengthened,

and

this

development

is

by the soprano, has no

The work continues


The theme 2b, which is sung

thereby brought to an end.

with the words "et adorate

Dominum."

really

independent character, but

of and in connection with the counterpoint which


alto

immediately before over the

ZEE

ve

This theme

beginning
tive

at the

ment

is

similarity.

tes

The remaining

The

as a sort of

imita-

technical structure of this episode

hybrid between polyphonic and homo-

Chordal considerations predominate.

series of

chiefly

gen

te

xj:

end of the following measure.

can be thought of only

descending

introduced in the

"venite' of the tenor:

merely suggest the theme somewhat vaguely, chiefly

through rhythmic

phonic writing.

ni

is

developed out

imitated exactly only once, in the tenor (in the octave)

is

entrances

last

is

chords of the sixth.

homophonic.

Where

As has been

there

is

It is

primarily a

stated, the treat-

an opportunity for imita-

THE MOTET
tion, Palestrina

249

makes use

of

but only in passing and without troubling

it

The

to carry out the imitations in detail.

homophonic

begins in pure

next section, "quia hodie,"

with the so-called "Stabat Mater triads"

style

(as Palestrina uses this chordal progression in a particularly expressive

manner

at the

beginning of his famous Stabat Mater,

it

has

come

to

be

designated in this way).

At "descendit"

The

a freely treated imitative section begins.

alto in-

troduces the theme; the tenor and soprano follow in stretto (in the unison

and octave

The

respectively).

but to compensate for silence,

bass

it

is

during

silent

this

development,

takes the lead in the next section

where

followed by the tenor, soprano, and alto in succession (likewise in

it is

These different entrances, however, have

stretto).

descending skip of the

fifth,

which

is

used

"descendit" ; after this skip each voice goes

drops out entirely.

fact,

fore,

is

As

is

in

common

own way;

its

only the

a setting for the

word

the soprano, in

a whole, the character of this section, there-

halfway polyphonic.

the other hand,

as

The

entirely strict

fourth and next to the

and

regular.

last part,

on

In the theme one will

recognize without difficulty the beginning of the Gregorian gradual

Haec

dies:

JZJE

Haec

di

canonic duet between the soprano and alto constitute the introduc-

As

tion.

in the

beginning of the

in the fifth, the only difference

The

the soprano answers.

the imitation takes place

first section,

being that

now

the alto comes

first

and

tenor (with the initial note lengthened) and

the bass (in the fifth below) enter after five measures, but with a treat-

ment which
the

theme

finally,

differs

from

that in the upper voices.

(in the soprano) closes this section.

rhythms which Palestrina and

With

entrance of

next and

last episode,

his contemporaries at times use to express

the exception of a single imitation between the soprano

tenor, the style

is

entirely

homophonic.

third half notes one will notice dissonances


trary to rule.

which

final

comprises one of those wonderful, dance-like portions in dactylic

artless joy.

and

The

is

In bars 71 and 82 on the

which seem

to be treated con-

Here, however, a modification of the rhythm takes place,

not apparent in the notation.

Measures 71 to 72 and 82

to 83


THE MOTET

250
really

change

to the large 3/1 meter,

and the dissonances referred

to are

therefore actually legitimate suspension dissonances:

70

7ft

$
u ..?

iir

-n-e

X5

Such changes from smaller meters


in the fifteenth

*V

^^

XJl

1
rhythm

lp

S^ w

a>

33ZZZ2

i^

and sixteenth

*>

-o-

TT

to larger are not

centuries,

i)

and

unusual in ternary

for that matter they

can be found even in Handel and Mozart.

resume of the different kinds of

Finally, a

sections of the

motet gives the following


polyphonic, (b)

styles

result:

1.

{a)

(a) strict polyphonic, (b) free polyphonic;

3.

(a)

4.

strict

5.

homophonic.

homophonic, (b)

is

listener.

free polyphonic;

polyphonic;

This resume indicates


vision

strict

in the various

polyphonic;

2.

strict

found

constantly

how

made

Avoided, above

for

one

change and

all, is

produces such a pedantic and


predecessors.

style gives

way

to the other,

relief so that

how

nothing

tires

pro-

the

the constant, exact imitation,

which often

Palestrina's

Netherland

trivial

effect in

Chapter IX

THE MASS

The

Catholic High Mass

consists of five principal musical liturgical

parts
1.

Kyrie

eleison.

2.

Gloria.

3.

Credo.

4.

Sanctus-Benedictus.

5.

Agnus

These

Dei.

which together

(or songs),

texts

constitute

the ordinarium

missae, are fixed in the sense that, except for certain services

which have

remained in an older arrangement, they are used with exactly the same

words and

same sequence

the

The proprium de tempore,

in every mass.

the other principal group of texts (or songs)

in the mass celebrations of the Catholic Church, likewise takes a regular

place in the liturgy; every mass and every sung high mass has an introitus, a graduate,

different

and

so on, but the texts or songs

forms vary from service to

service.

The

which belong

to the

principal portions of

the proprium are the following:


1.

Introitus (introductory, before the Kyrie).

2.

(a) Graduate, (b) Alleluia or Tractus (after the Epistle).

3.

Offertorium (for the taking of the offering).

4.

Communio

(for the

communion).

The polyphonic musical forms

associated

with

these

proprium are

called motets, while the

ordinarium

always designated as the mass whether

is

music to the

texts

of

the

five parts of the


it is

polyphonic or

for a single voice.

The complete
mass,

is

text of the Catholic mass, that

as follows:
251

is,

the ordinary of the

THE MASS

52

Kyrie eliison, Christc cliison, Kyrie eliison*

1.

Gloria in excSlsis Deo.

Et in terra pax hominibus bonae voluntatis. Lauddmus


Adordmus te. Glorificdmus te. Grdtias dgimus tibi propter
magnam gloria m tuam. Ddmine Deus, Rex coelestis, Dcus Pater omnipotent.
Ddmine Fili unigSnite Jcsu Christe, Ddmine Deus, Agnus Dei, Filius Patris. Qui
1.

Benedtcimus

te.

tc.

pecedta mundi, miserere nobis.

Qui tollis pecedta mundi, suscipe deprecaQui sedes ad dexteram Patris, miserere nobis. Quoniam tu solus
sanctus.
Tu solus Ddminus. Tu solus Altissimus, fesu Christe. Cum sancto
Spiritu, in gloria Dei Patris.
Amen.
Credo in unum Deum. Patrem omnipotentem, factorem coeli et terrae, visiI.
tollis

tionern nostram.

omnium,

bilium

Da

Et in unum Dominum Jesum Christum, Filium


Et ex Patre natum ante omnia sdecula. Deum de Deo, lumen de
verum de Deo vero. Genitum, non factum, consubstantidlem Patri:
et invisibilium.

unigenitum\

lumine,

Deum

per quern

omnia

factus

et propter nostram salutem


de Spiritu sancto ex Maria Virgine: Et homo
Crucifixus etiam pro nobis: sub Pontio Pildto passus, et sepultus est. Et

est.

resurrexit tertia die,

Et incarndtus

secundum

Et iterum venturus

Patris.

non

Et

erit finis.

in

unum

mortuorum.

cum

Dominum,

et vivificdntem:

Et

unam sanctam

catholicam et apostolicam Ecclesiam.

baptisma in remissionem peccatorum.

Et vitam

qui ex Patre,

Patre, et Filio simul adordtur, et conglorificdtur: qui

Amen.
Ddminus Deus

Et exspecto resurrectionem

ventiiri sdeculi.

Sanctus, Sanctus, Sanctus,

gloria tua.

Et ascendit in coelum: sedet ad dexteram


mortuos: cujus regni

gloria, judicdre vivos et

Spiritum sanctum,

locutus est per Prophetas.

Confiteor

est

Scripturas.

est

Qui cum

Filioque procedit.

4.

Qui propter nos homines,

facta sunt.

descendit de coelis.

Hosdnna in

excelsis.

Sdbaoth.

Pleni sunt coeli et terra

Benedictus qui venit in nomine Domini.

Hosdnna

in excelsis.
5.

Agnus

Dei, qui

tollis

Agnus

pecedta mundi: miserere nobis.

pecedta mundi: miserere nobis.

Agnus

Dei, qui

tollis

Dei, qui

tollis

pecedta mundi: dona nobis

pacem.

In the music of the fifteenth century the mass


cantus firmus composition; that

melody which
influence

is

usually treated as a

constructed on a sacred or secular

placed in the tenor and only rarely exercises a melodic

on the other

more important

is, it is

is

voices.

But, as imitation gradually comes to be

in the technique of composition,

little

by

little

the cantus

firmus mass disappears, and from the second quarter of the sixteenth

To

century on the purely imitative treatment of the mass predominates.

be sure, cantus firmi are often used in this period, but a particular basic

melody does not appear


least,

appear in

exclusively in one voice,

all voices.

sixteenth century

is

form which might be

transcription masses are

though portions of

it,

at

Especially characteristic of the masses of the

made

called "transcription mass";

of other smaller polyphonic compositions

THE MASS

253

(motets, chansons, madrigals, or songs) in such a


or paraphrase them.

The

way

that they transcribe

which might,

transcription mass,

therefore, in various

was often

stances be called a motet, madrigal, chanson, or Lied mass,

work

based upon an earlier

and

of the particular composer;

circum-

yet often the

composition of another master was used as the basis for the musical con-

Today, when ideas regarding musical property

struction of the mass.

rights are strict, such a procedure

century

it

seemed

might seem irregular; in the sixteenth

entirely legitimate

and proper.

Palestrina himself, for

example, used for his masses motets and madrigals of l'Heritier, Hilaire
Penet, Lupus, Ferabosco, Verdelot, Jean Richafort, Josquin des Prez, and

On

so on.

the other hand, other composers wrote masses on Palestrina's

motets and madrigals.

mass Dies sanctificatus

brief

may

examination of Palestrina's four-part

serve to explain the transcription technique

mass composition of

as well as the

This mass

is

Palestrina's time in general.

composed on the Palestrina four-part motet

name which was

it is

In accordance with the usual practice, the

first

I,

and Kyrie

The

Christe

parts: (a)

is

subdivision.

first

is

also in

more

two

Dominum!'

seen, this section likewise varies only slightly

The Kyrie

corresponding episode in the motet (measure 20).


is

as the motet, of

constitutes the sole

constructed on the second theme, which

"Venite gentes" (b) "et adorate

As may be
other hand,

II.

Kyrie begins exactly in the same manner

which the two-part introductory theme incidentally


thematic material of this

mixed chorus.

the Kyrie, falls into

first part,

Christe,

same

the exception of

also written in four parts for

three distinct subdivisions: Kyrie

The

With

cited in the preceding chapter.

the last five-part Agnus,

of the

free in relation to the motet.

from the
II,

on the

Here the theme

is

1
German musicology uses the term "Parodiemesse" (parody mass) in this connection, but this
term cannot be regarded as particularly appropriate since the psychological and historic-style-critical
elements inherent in this technique are based on a relationship other than that of imitation.
At any

rate, the

expression "parody" has a misleading implication, and

mass," but at the same time

therefore prefer the term "tran-

should like to emphasize that I use "transcription" in


broad sense as Liszt, for example, used it to apply to his piano compositions based on the

scription
its

songs of Schubert.
-

An

unabridged reproduction of

required.

Anyone

this

desiring to study

it

whole mass

is

unfortunately impossible because of the space

in greater detail

will find

it

in

Volume

XV

of the complete

works of Palestrina and in Proske's Mttsica divina, Annus I, Bd. 1. (Translator's note:
found also in the edition of Hermann Biiuerle, Brcitkopf und Hartcl, Leipzig.)

It

may

be

THE MASS

254

33:

Chri

iFS

<v
v

Chri

ste

o-

HZ

lei

Chri

m^

ste e

I ii

lei

ICE

Chri

ste

ste

mm

2=e^

zzzzzz

X3I

P=

lei

son, Chri

lei

ste

331-

3T
Chri

son,

ste

lei

son,

lei

lei

Chr:

son,

xn

son,

identical

ste

lei

with the form in which

31 to 34 (2b) with the

%
While the

words

is

presented in the alto in measures

"et adorate":

3X

3X

it

son,

3X

22X

f
Ky
first,

rie

lei

tripartite division of the

mass

is

imitative

and poly-

phonic in character throughout, the next part, the "Gloria in excelsis" beSee pp. 275

ff,

where the

entire piece

is

given.

THE MASS

255

gins with a syllabic, chordal treatment of the introductory

motet, which

is

here placed in the soprano:

iW

f
Et

ter

ra

pax

ho -mi

ni

bus

ter

ra

pax

ho

mi

ni

bus

in

Et

in

xc
bo

nae

nae

nae

bo

xe
Et

ter

in

ra

pax

ZEE

ter

in

XE
i
w

lun

lun

tis.

XL

3T

-ta

tis.

a
-

The bulk

lun

mi

ni

pax

ho

mi

ni

bus

bo

ta

tis.

bus

bo

mus

Lau-da

tis.

ta

ra

ta

vo

VO

P^

ho

31
Et

vo

of the

P^P

Yi

theme

Lau- da

-mus

nae

te,

Be -ne-di

te.

XT
Lau

Lau -da- mus

of the text in the parts of the mass

da-mus

te,

xe
Be

te.

which have many words,

such as the Gloria and Credo, does not permit the same musical

ment used
where the
tative style
texts

in the sections, such as the Kyrie, Sanctus,


texts are short.

If

one were

treat-

and Agnus Dei,

to write the "large" parts in imi-

throughout, they would be disproportionately long, and the

would no longer be

directly comprehensible.

Besides, the perform-

ance would require more time than could normally be devoted to these
4

In this connection, note that the Gloria and Credo in the Catholic Church are intoned by the
(in Gregorian chant), so thai the choir enters with "Et in terra pax hominibus" and

priest

"Patrem omnipotentem,"

respectively.

THE MASS

56

The

parts in the service.

homophonic

in

however, are nearly

Gloria and Credo are, therefore, usually treated

with

style,
all

of a slighter

These imitations,

intermixed.

imitations

and more transient character and of

shorter duration than the imitations in the other portions of the mass.

The

Gloria in the Palestrina period

the second begins with

themes

la, \b, 2a, 3b,

"Qui

The Credo

is

divided into two parts, of which

is

While the

first

section

and 4 from the motet, the second

The

eight themes of the motet.

same corresponding

tollis."

and

first

last

borrows only

section uses

all

themes here occur in the

positions; the other themes appear in another order.

divided into three groups in the Palestrina period: Patrem,

Crucifix us, and Et in Spiritum.

The

part begins with the intro-

first

ductory theme of the motet; the treatment, however,

is

here completely

different:

fe
9

Fa

iz

Fa
jq:

i
Pa

trem

i^
Pa- trem

mm

mm

po

ten

tern,

po

ten

tern,

fa

3X

cto

rem

coe

rem

et

W3

cto

li

coe

li

ter
xj:
3J1

et

1
cto

rem

coe

li

et

ter

ter

rae,

rj

xr

>
5 The fact that in suspension dissonances the note of preparation and the dissonance should sometimes carry separate syllables of the text, must be attributed to textual requirements.

THE MASS

257

ZEE

rae,

VI

um

bi

si

gf
VI

SI

li

mm

um
ZL.

i
rae,

VI

si

3H
bi

VI

The

rule that every return of the

first

entrance

treatment.

is

tenor instead of

bi

li

ICC

mm- um

theme should use the same

text as in

here disregarded in favor of a hastening of the textual

The soprano

At "Descendit de

um

li

p?

the

331

first

entrance continues with the text of the

at its

repeating the words which have just been sung.

coelis" the

same theme with the descending skip of the

used that appeared in the motet at "descendit" ; the words "de-

fifth is

scending from heaven" are generally used for tone-painting in the music

The

of Palestrina.

episode "Et incarnatus est" which

the liturgy by inclination

accompanied in

is

(bowing of the head or kneeling),

is

almost

always called to special attention in the sixteenth century by broad,

solemn chords:

$
Et

in-

EC

EC

ICE

na

car

u:

V,

it

Et

in- car-na

r-

Et

na

r-

o
in-

car

na

est

tus

de

ri-tu

Spi

ri-tu

is

actually to be

found

(at

san-cto

san-cto

rr-n
est

de Spi

ri-tu

Crucifixus shows only a slight relation to the motet; of

only 2b

san-cto

o
-

ri-tu

EC

de Spi

est

-tus

ec

tus

[i
The

car

in-

Spi

ec

ec
Et

de

est

tus

&&

e-

"cum

san-cto
its

themes

gloria judicare") in the

same

THE MASS

258

form

as in the Christc of the mass.

into heaven)

we

At "ascendit

in

codum"

(ascended

find the traditional tone-painting:


Al

^dfr*

$=5

et
a - seen - dit
in
coe - lum
Likewise the third part of the Credo, "Et in Spiritum" and so on, does
not follow the motet too closely; and yet four themes are used: namely,

2b, 3a, 3b,

The

and

5.

Sanctus begins with the introductory theme of the motet, but

Palestrina uses an entirely

new

treatment.

The theme

the soprano, while the alto brings in a contrapuntal

is

introduced in

theme which

is

then

imitated in the tenor and bass:

*
San

n^-^

San

ctus,

ctus,

==#

-&st-

San

ctus,

San

m
San

m
1

San.

31

^^

San

_Q_

I
ctus,

San

ctus,

ctus,


The mass

259

In addition to the introductory theme, lb, 3b,

The

in the Sanctus.

4,

and 2b

constructed with broad themes and complete imitations,


sively
J

upon 2a and

are also used

Benedictus, which, like the Sanctus,


is

is

based exclu-

Hosanna depends

3b, while the following

generally

entirely

on

lb.

The Agnus

begins with the theme la in the soprano, and this

is

accom-

panied in the alto with a counterpoint which the tenor imitates and
afterwards the soprano takes up while at the same time the bass sings la.

For the
themes la

rest, this

and

4.

P
i

somewhat

The

Agnus

II,

is

restricted to the use of the

which concludes the mass and

JJZ

f
gnus

De

i,

P^

3z

brief piece

five-part

A -gnus

De

gnus De

gnus

i,

iz

331

(9

xt

gnus De

i
a

1
W

o:

gnus De

De

I
gnus

\)c

qui

He vx
gnus

De

tol-lis

pec

"

THE MASS

260
in

which the second

alto

tenor, begins with the

Soprano

is

canon

in the fourth

theme 2a worked out

Iw V

F*

gnus De

1st

Alto

i,

gnus De

221

to the

strictly:

:kl

above in relation

'!

gnus De

g
-

gnus

2nd Alto

Tenor

Bass

3^

EE

1 IE

^ ^^

gnus De

De

nr

gnus De

up

Jr

rJ

gnus De

gnus De

g g

THE MASS
After

261

theme 3b

this,

and the mass

treated,

is

paraphrase on the dactylic episode

closes

with a kind of

at the end of the motet.

comparison between the mass and the work upon which

it is

based

must obviously reveal the richer and more varied technique of the

panded form.
as the

The mass

all

demonall sides

skill;

mass

tion of the variation to

siderations.
this

is

its

it is

theme.

somewhat

Transcription

type of work.

transcription technique

The composition

upon which

of artistic fantasy

first

just discussed bears a considerable

the variation technique.


original material

here a musician could

The

of his ability in composition.


trina uses in the

was generally regarded

in the sixteenth century

here he was afforded an opportunity to reveal

arena for technical

strate his dexterity,

ex-

is

here

is

based; and this

of

which

Pales-

resemblance to

closely related to the


is

not unlike the

rela-

Moreover, in the mass the free play

restrained by liturgical

and

practical con-

accordingly the most appropriate term for

Appendix

APPENDIX
section deals with certain forms which, although they did not

This

development in vocal polyphony, nevertheless grew

attain their full

out of

it.

The Vocal Fugue


meant what we

In the sixteenth century fuga (Latin for "flight")

day

"canon."

call

occasionally

Later the term was applied to a form which, although

found in

ment

until the time of

form

is

theme

Palestrina's time, did not attain

Bach and Handel

imitative but not canonic.

It

full develop-

its

in the eighteenth century.

This

begins with the introduction of the

in one voice (dux, "leader" or "subject") in either the tonic or

Then

dominant.

the

theme

is

"answered" by a second voice (comes,

"companion" or "answer") by having


subject begins in the tonic,

the theme, the

fugue

to-

is

first

and

it

begin on the dominant,

vice versa.

While

voice continues with a contrapuntal part.

in three, four, or

more

parts,

if

the

the second voice has


If

the

each voice enters in succession,

generally alternating on the tonic and dominant; the voices which have

already entered continue with counterpoint as each

When

the theme.

of the fugue,

all

which

transition follows

is

new

voice takes

voices have presented the theme, the

known

as the exposition,

is

ended.

first

up

portion

Often a short

(in the instrumental fugue this so-called episode

is

extended considerably, sometimes introducing motives from the theme),

and then the counter-exposition begins.


appears in

all voices,

As

in the exposition, the

theme

but the order of the voices and arrangement of the

entrances of subject and answer (repercussio) are preferably changed.


In the fugues of the sixteenth century, three sets of entries of the subject

and answer

are usually the

maximum;

indeed even in the eighteenth

century one often finds fugues with three such

be sure, often exceeds this

number

sets of entries.

Bach, to

or leaves out the transitions between


265

APPENDIX

266
the different sets of entrances, so that

ends and the next begins.


ourselves to the

which
last

is

normal

hard to

it is

tell

where one

maximum number

section

shall restrict

of three sets of entrances,

most appropriate for the length of the fugue.

group of

we

In the following exercises

In the third and

entries the imitation often takes place in stretto.

Here, too,

the use of ingenious devices such as imitation in contrary motion, by

augmentation, or by diminution

is

on imitation mention was made

(p. 163) of the fact that the

and

suitable

In the section

natural.

composers

of the sixteenth century at times used the tonal answer, but that they,

form.

as a rule, preferred the real

Likewise in the matter of the correct

answering of the sequence of whole and half tones, and so on, the
period was
If

than the

less strict

one would remain

earlier

later.

and not introduce any chro-

strictly in the tonality

matic changes, an exact answer to the theme in imitation in the

fifth

above or fourth below (as used in the fugue) can be carried out only
the

theme begins with the

so-called tonic

in

hexachord

tonic

and takes

(fts

major and F-sharp minor: A-F sharp,

represents the longest series of tones

tonal material

from the

(C major and

A minor,

^\

its

which

etc.), since this

is

if

hexachord

repeated exactly within the

scale:

Tonic hexachord
1

1/2

Dominant hexachord
1

fl

Consequently
a B, for

if

V2

i_

xm

331

TE

XT

theme

in

major which begins on the tonic uses

example:
(a)

IE
it

i
v^m

cannot be imitated exactly without the introduction of a sharp before

F, since the answer otherwise


to the third

would have

and from the third

has major seconds:

half-tone steps

to the fourth notes,

from the second

where the

subject


267

THE VOCAL FUGUE

$
Such

Vi

Vi

(b)

a consideration did not, as a rule, trouble the

composers of the

theme would usually be an-

Palestrina period; in Bach's time such a

swered thus:
(c)

i
That
cally

is,

this

theme

lies

within the dominant hexachord and can

be answered only in the

logi-

below or the fourth above:

fifth

Id)
\

1_

-&

i
Since the theme, however,
tonic, the

is

in

answer must necessarily begin on the dominant G, and one

therefore replaces the

first

tone in the correct answer (d) with G, while

the other tones remain unchanged.


If

major and the subject begins on the

In this

way

the

form

(c)

is

obtained.

the theme, on the other hand, begins on the dominant and introduces

an F, for example:

$v~7
Vz

Vz
it

then

falls

within the scope of the tonic hexachord and therefore can

be correctly imitated in the

fifth

above or the fourth below:

ic
C

is

Vz

1/2

1/2

Since the

1/2

^^

f'

the proper initial tone of the answer,

ing form:

Vz

f^r

V:

Vz
'

#^

we

get the follow-

APPENDIX

68

These

may

rules

be summarized as follows:

theme begins with the

If a

1.

hexachord, the answer in the


a

fifth

and then goes beyond the tonic

tonic

above or fourth below must be lowered

second from the second tone on.


If a

2.

the

theme commences on the dominant and exceeds the range

dominant hexachord, the answer

below must be

As has been

raised a second
said, these rules

of

in the fourth above or in the fifth

from the second tone

on.

did not hold in the sixteenth century, and

even in the time of Bach they were occasionally disregarded, especially

where

a treatment in strict accordance with the rule

theme

that

it

could not be recognized

easily.

would

so

change the

Especially in themes

which

begin with an octave skip or with tonal repetition, one must guard against
changes.

The following theme

(Ionian):

i
should, strictly speaking, be imitated as follows:

I s

But the character of the theme would thereby be

would always

so

changed that one

prefer the following:

fe

Likewise, a Dorian theme such as:

i
would

of course not be

xt
xr
answered

in this

way:

W
but would be lowered a second after the characteristic octave skip:

35

9J

XE

THE VOCAL FUGUE

269

In the choice of a fugue theme, the principles

on imitation are of the

emphasized

in the section

theme must be

greatest importance: the

striking,

hence rather somewhat angular than too smooth, since angularity helps

make

to

more

it

Moreover the rhythm of the theme

recognizable.

which accompanies

well as that of the counterpoint

uniform and even, or the valuable


is

is

For example,
at

so introduced that

therefore best

the

if it

must not be too

it

effect of contrast in the

most desirable between the different

must always be

it

voices,

is

as

rhythm, which

The theme

weakened.

can be recognized immediately.

It

enters after a rest or after a clear-cut melodic section.

would not be good

if the first note of the theme should


same time be the closing tone of the preceding phrase:
it

Theme

3X

TT

Here one would unquestionably misunderstand the


the

instead of the

clearest

if it

comes

as the initial

after a rest;

and

yet in this case

that the voice concerned drops out before the rest in


ner.

For example,

note,

and

In

it is

stretti slight

it

best for

first

It is,

makes

it

to

come

to

dominant
tion,

sure that the particular

as initial tones

ceding voice has sung

one

ble.

than a half

it is,

theme lends

itself to stretto

theme one
treatment.

moreover, not limited to the tonic and

but can also begin on other tones.

at the

try to write a

time of

its

as

much

of the

As in imitatheme as the pre-

entrance.

fugue for two

voices.

Since

must continue

it is

best for each

at certain places

Such episodes should, nevertheless, be kept as short as possiIndeed, the transition from the exposition to the counter-exposition
part.

must not be too noticeable.


a

less

in the theme may be necestheme must not be impaired in any

voice to enter after a rest, the composition


in

one must take care


an appropriate man-

therefore, advisable that in the selection of a fugue

now

is

an end with some cadential figure.

each voice needs to reproduce only

Let us

and take

entrance

rhythmic or melodic changes

the answer enters in stretto

If

The

should not close on a note value

sary, but the essential character of the

way.

situation

tone of the theme.

chain of small note values.

(often a general pause)

is

too noticeable transition can be avoided by

On

the other hand, before the stretto a stop

entirely in place:

"

W
270

APPENDIX
Exposition

iai

Ky

^m
Ky-

son.

Jei

^~

&

rz

rie

t
rie

Jei

Counter- exposition

p=^

Ky

rie

p^

lei

^^

1"

icl

ZZZZE

xt

son.

Stretto
ICE

Ky

son.

IE

1
Kv

n*

rf

rie

(S>

=
G

-It)

f
i

Is
rie

Tin

Ky

son.

lei

jDl

\>p
r
i

=s

-fl

rie

^=#^

rHej

lei

F^-

kS
M

son.

-M

\
son.

lei

Exposition

^^
Be- ne-

di

P
ca

^==ZZI

Do-

mus.

g^s

==*
Be

ne

tli

ca

THE VOCAL FUGUE

271

Counter- exposition

mi

-&

mus.

Do

Be

no.

Be

no.

fca

ne

di

ZZT

f^p3?

rJ

mi

#"

ca

ne

mus Do

ca

di

mi

^
Stretto

f=&

mus Do

mi

Be

no.

ne

ca

di

i
no.

J
mus

Be

HX
mi

PP

i
-

mus Do

ne

di

ff

Do

gg
ca

no.

o
-

mi

no.

Like three-part imitation, the three-part fugue also requires the most
complete chords possible. It is especially important to have the entrance
of the third voice produce a complete triad. A most effective entrance is
attained

if

the entering voice

note (compare p. 198).


tonic, the third voice

If

makes

suspended dissonance out of

a tied

the entrance of the preceding voice

is on the
normally begins on the dominant, and so on; but

sometimes happensespecially when the middle voice has the subjeel


first that the second and third voices enter on the same tone.
it

APPENDIX

272

As

in the

two-part fugue, one must also take care that the transition

from the exposition


though one often
aid of a cadence.

and third
effect,

sets off

as

is

the counter-exposition

smooth

from the

as possible,

stretto

with the

Since a close of the same kind at the end of the second

might

sets of entries

easily

produce an unvaried, monotonous

one often modulates in the second

the chief key


for

to the counter-exposition

(compare

p. 82) or

key related

set of entries to a

to

ends with a half, or deceptive cadence,

example (Aeolian)

1
9

The following

XE

XE

XE
xt

XE

nek'

three-part fugue treats an Ionian

the last in stretto; but there the imitation does not

dominant

as usual,

theme three times with

come on

but on the second and sixth of the

the tonic and

scale.

Exposition

II

XE

B5

-e-

men,

men,

men,

Counter- exposition

XE

VP-

wm

men,

V
i

IE

Kf

XE
men,

XE

PPP

J J r

r r

THE VOCAL FUGUE

273

xe

xe

33:

men,

if

2=^
*=*=
men,

men,

ppp

^=f=^ T=^=4.

men,
Stretto

XX

men,

XE

r
men,

T~"~

xe
j

o
men,

men,

men,

XE

**

men.

^
men,

men.

XI

men,

Two

men.

examples of four-part fugues are

now

Dorian, the other in the Mixolydian mode.

from the mass Dies


mentioned.

It

sanctificatus by Palestrina,

may seem remarkable

presented,

The

that this

latter

one

fugue

in
is

the

taken

which has already been


Mixolydian composition

274

APPENDIX

should begin with an Aeolian imitation on

mode

in the principal

because the theme, which


p. 244),

and

E and

of the mass only at the end.


is

But

that

this

is

it

brings

probably

taken from the motet Dies sanctificatus (see

begins there with A.

In the exposition, soprano and tenor each

introduce the theme twice in a slightly changed form; moreover, Palestrina uses stretto

only in the third

even here.
set

The

entrances follow each other very closely

of entries.

Exposition

"

2ZL

s
Counter- exposition

JF^

nn
men,

i=6

men,

m m

_o_

men,

wm

XE

xt
men,

rrf

THE VOCAL FUGUE

27$

w
*\

|V

men,

IE

P^

men,

--

325

men,

==&

IE
men,

Stretto

isi rrr

men.

-<S^

men.

ie

^P
A

men,

p^

IE

men.

Exposition

Palestrina

IE

!E

Ky
jo:

3E
Ky

rie

IE

rie

P=^

IE
lei

son,

lei

P^P

IE

is
Kv


276

APPENDIX

a:

Kv

rie

lei

*>-

i
i

-e

Ky

son,

rie

o-

lei

#-(9

Ky

e -lei

rie

V
son,

:zr
e

rie

ZE
son,

lei

Counter- exposition

lip

Ky

son,

-e-

3X

son,

lei

=*

mm
son,

lei

le

-son,

lei

*m
e

lei

ZEE

-e-

son.

lei

ZEE

i
Kyf/

^^

rie

-e-

331

3T

lei

i>

son,

rie

son,

son,

lei

3a:

lei

tm

-&

Ky

son,

i^

i
w

rie

-o-

Ky

rie

3E

THE VOCAL FUGUE

277

Stretto

e-

son,

ZSSL

Ky

rie

son,

lei

3X

zee

Ky

rie

33:

son,

lei

FF

-rrr

Ky

son,

lei

rie

Ky

son,

rie

p?
son,

lei

lei

zz:

son.

P i=i P

son.

lei

1^

lei

Fugues on two themes are


triple fugues,

and

33:
-

called double fugues;

son.

on three themes,

Such forms, however, did not occur

so on.

sixteenth century, but belong exclusively to the time of Bach.


trate this type of

fugue in

brief, a

below, a composition which

double fugue by

the Palestrina style and the eighteenth century.

constructed on two themes.


the tenor imitates

it

in

form

in

in

Fux

illus-

given

is

between

This Dorian fugue


first

is

theme,

the fifth above while the bass, as counterpoint

double fugues.

which each theme

are introduced together.

J.

After the bass introduces the

against the tenor, brings in the second theme.

quently used

J.

to a certain extent intermediate

is

in the

To

In

is

And

first

yet

This procedure

is

fre-

one can make use of another

introduced separately and (hen both

the fugue before us, both themes

wander

78

APPENDIX
from the bass on up through

in exact succession

the tenth measure, this


it

all

wandering of the voices comes

four voices.

With

an end and with

to

Before the upper part has finished singing the second

the exposition.

theme, the tenor begins the counter-exposition in which both themes


occur

and

all

in

is

The

four voices.

more

treated

theme I appears only in the tenor and


somewhat modified form) goes through all
indeed, sings it twice) and it is treated in stretto:

soprano, while theme


voices (the bass,

third set of entries begins with the tenor

freely in that
(in

II

J
S3fc

zr

IE

1,2

3E

2ZZ

1,2

mm
a

P^E?

1,2

-e

1,2

!>e
8

J8
ILJ

r^ -i*-P

J-

_r
t

^y

^1

j-f

me

r r

r r
4

Ffd

;.

"

-p1 i

r^

2,1

grr

rT

-1

= u

THE VOCAL FUGUE

279
2,1

p ifl

?F?

33:

32:

o f o
2,2

jH

-s^*-

2,1

2,2
331

331

2,2
331

2,1

2,2

331

3,1
t/

P
3n

^v
J

3,1
J3_

1
o

(S>-

3,2
ti

p
3,2

<s

APPENDIX

80
1,2

fP

3,2

m
bee

rrrrrrrr

<

3,2

? - *

r<z

g r P

3,2

^P

ZEE

rp

ff

r p

Double, Triple, and Quadruple Counterpoint

Double counterpoint means

a kind of writing which, without violating

the rules of strict counterpoint, provides to the

melody

may be used either as an upper or lower part.


known in the polyphony of the sixteenth century,

a counterpoint

This technique was

that

but

it

first

achieved

great significance in the instrumental fugue of the eighteenth century.

Double counterpoint in the octave is most frequently used; here one


transposes either the upper voice an octave lower or the lower voice an
octave higher. By this inversion, it is well known that the prime becomes
an octave, the second a seventh, and

on

12

As may be

so

seen, all intervals retain their character as consonances or

dissonances, with the exception of the fourth,


vice versa.

The

which becomes

a fifth,

and

writing of double counterpoint in the octave offers no

difficulties, therefore,

and

it

is

done

in accordance

with the usual rules

concerning the treatment of the interval combinations with one excepIf one wishes
tion: that the fifth also is to be regarded as a dissonance.
to avoid crossing the

two

voices, the interval

between them must not

exceed the octave.

An example

of double counterpoint in the octave:

DOUBLE, TRIPLE, AND QUADRUPLE COUNTERPOINT

3E
JQ_

P^

IE

IE

m
similar

IE

*x

IE

*$

ie

ie

%
A

Mm

281

J*

ffi^e

tt

example from the Credo of the mass

Confessor by Pales-

Af/<?

trina:
I

<fr

-*J~J

^L =^=^

Qui

pro

pter nos ho

Qui

pro

pter nos ho

IE

II

IE

S
-

If,

and

in
all

(^

r>

SZZSE
SE

f
eta

Et

sunt.

pro -pter no -stram

IE

sa

&

(9

P
eta

Et

sunt.

pro -pter no

double counterpoint in the octave, one avoids

suspended dissonances, one can add

the third or tenth above

W^

and

in this

way

to

stram

similar motion

each part a parallel part in

get a four-part composition:

all

j
etc.

3|EEE

APPENDIX

282

IV

i>

X5

1*1

fe^^

AV

A3

^V

XE

^P

i *B

^^

Outside of counterpoint in the octave, counterpoint in the tenth and


twelfth are

among

the

changes the intervals

more common forms.

23456789
98765432

10

Thus

all

The

inversion in the tenth

as follows:

10
1

consonances retain their consonant character, just as

sonances remain dissonant upon inversion.

become imperfect, the imperfect

all dis-

But the perfect consonances

perfect; parallel thirds

and

sixths, as

well as progressions in similar motion to thirds or sixths, are therefore not


usable.

In other words, only oblique and contrary motions are possible

Dissonant suspensions cannot be used, since correctly

in these exercises.

and seconds must

treated fourths, sevenths,

resolve as follows

sion: sevenths into octaves, fourths into fifths,

m
m

m
>

J
\

xe

xe

xe

upon

and ninths into

octaves.

$?=&

XE

XX
-&-

m
m

inver-

i2W

DOUBLE, TRIPLE, AND QUADRUPLE COUNTERPOINT

may

Exercises such as those above

either a parallel part in the tenth

be increased by one part

below

to the

fe

Xi_

xt

IQI

fcE

^fc&*-

\V

>

tt

irrrr

zzz

-e^

fc

i"

Tr
i

B5

one adds

upper voice or one in the

tenth above to the lower part:

if

283

In the inversion in the twelfth the intervals are altered as follows:

The

10

11

12

12

11

10

chief point to observe here

is

that the sixth,

comes a seventh and that, consequently,


nance:

^t-

upon

inversion, be-

must be treated

as a disso-

mP
p^m

rj

it

i)

<>
*>

>

r'

mm

n
u

APPENDIX

284
If

one avoids suspensions and progressions

make

in similar

motion, one can

the exercise three- or four-part by adding parallel voices in thirds

or tenths over the lower voice or under the upper voice:


J.

b*

pn=

^ wm

<=F3

^:V

32:

m
on.
all

if

^>

3X

-rV

33I

Invertible counterpoint in

point

3X

more than two

there are three parts, quadruple

It is

if

necessary for every single voice to

parts

is

called triple counter-

there are four parts, and so

move

correctly in relation to

the other voices in accordance with the rules given in

type of counterpoint,

when

it is

in the octave, all fifths

dissonances, regardless of the voices in


that fourths cannot be covered

simple counterpoint.

The

which they

occur.

this

book.

must be
It

In this

treated as

must be noted

by placing consonances below them, as in


illustrates quadruple coun-

following example

terpoint in the octave:

m
i

i9 it

PP m

i=
I

$
ix XE

p
X5I

^
etc.

&
3X

APPENDIX
Through

now be

285

the study of the exercises in this textbook the pupil should

in a position comparable to that attained in the realm of languages

For example, one who has made

he has mastered a basic language.

if

himself thoroughly familiar with the Latin language finds the


to a

noble world literature.

way open

Yet more important, he has assimilated not

only a single language but such a fundamental knowledge of language


in general that

will be easier for

it

European languages and


It is

exactly the

lems of

to

all

modern western

their literatures.

same with the Palestrina

species

style,

and where these problems

matchless certainty and naturalness.


does not subordinate

itself to

where the chief prob-

If

may

are treated with almost

one could imagine

music which

the expressive will of an artistic personality

or of a historic epoch but follows only


urges, one

understand

musical technique appear clearly and plastically as perhaps

all

no other style

in

him

its

own

purely musical laws and

ask whether such a music would not

come

closer to the

Palestrina style than to any other.

To

is

present this "pure" music

the ultimate

aim

with the Palestrina

of this book.

At

best, the

something about the inmost nature of music;


be hoped no one will come off so badly

kind of musical pasticcio through

at

style as the

pupil

may

worst

although

learn

he may acquire some

a vain

medium
from
it

is

it

to

skill in a

attempt to imitate a great

his-

torical style.

The

classical style

so that

its

understood.

fruitful

is

presented here not to be superficially imitated, but

and eternally valid fundamental principles may be

SUMMARY OF THE MOST IMPORTANT


CONTRAPUNTAL LAWS AND RULES
Melody
Intervals

The

All augmented and diminished intervals are forbidden (p. 85).

major and minor second and

and octave

third, perfect fourth, fifth,

can be used in both directions; the minor sixth

is

allowed, but in

ascending motion only (p. 85).


Succession of Intervals

In ascending motion

it

is

best for the large intervals to precede the

smaller; in descending, for smaller intervals to


rule
rigid

is

less

(p.

strict

87).

first

This

(p. 86).

it

is

Furthermore, in quarter-note movement the succes-

sion of stepwise progressions


a third followed

come

with the longer note values, but with quarters

and

skips

is

restricted to

two

possibilities:

by a second in ascending motion, a second followed

by a third in the opposite direction (pp. 119

f.).

Ships
Skips are to be filled in as

much

as

possible

(pp.

85

f.).

Skips

upward from the accented quarter note are forbidden (p. 87). Two
or more skips in the same direction are not allowed in quarter-note
progressions (p. 89). Skips of a third downward from an unaccented
quarter are always to be compensated by a succeeding step of the

second upward (p. 121).


Stepwise Progression

Unaccented quarters approached by step from below must,


rule,

be continued upward by step (p. 120).


286

as

SUMMARY OF CONTRAPUNTAL LAWS AND RULES

287

Rhythm
Eighth notes

may

be used only two

by

Two

time,

must occur

quarter notes

may

not occur alone in the place

must

of an accented half in the measure; either a quarter note

cede or follow them, or the

The

quarter (p. 140).

which may be used

smallest note value

suspension with a note of equal value

is

the half

(p.

suspension the only place where the smaller note value


the greater

is

pre-

two quarters must form part

of the

first

suspended half note must follow the second

suspension, or a

of a

in the

and must be approached and quitted

place of an unaccented quarter,


step (p. 93).

at a

in a

141).

In the

may

precede

in the cadence (p. 141).

Consonant Combinations
Consonances
In chordal combinations one regards as consonances the perfect unison,

and

octave, twelfth,

fifth,

so on,

which

are called perfect consonances,

and likewise the major and minor forms of the


and

which

so on,

Parallel fifths

Hidden
species

parts

two

are forbidden (pp. 98

and octaves are forbidden in

On

parts.

f.).

first,

second, and third

the other hand, in fourth

species

be used in a similar manner in

fifth

species in

In free two-part writing they can also be used in other ways

with the greatest care (pp. 100

and octaves
fifths

may

for the

two

in

are permissible

also occur

upper part

between outer and inner

move by

In four or

more

parts,

but here too

it is

parts.

but

only

In three-part writing hidden fifths

f.).

between outer

to

two

parts,

step.

but in such cases

Hidden

Hidden

voices.

octaves,

it

is

best

on the other

hand, are to be avoided so far as possible between outer parts

parts,

tenth,

where they are delayed by suspensions, they are permitted, and

may

they

sixth,

are called imperfect consonances (p. 98).

and octaves

fifths

in

third,

(p. 176).

hidden octaves can be used between the outer


best for the

upper part

to

move by

step (p. 203).

Accented Fifths and Octaves

These (a) must be used with care


(b)

may

in

second species (p. 117) and

be tolerated in third species in exceptional cases between two

quarters on

accents

which are

in

immediate succession; but octaves

APPENDIX

288
of this sort arc not SO

good

(p. 126).

They

(c)

are permitted in sus-

pensions (fourth species) and (d) are treated in accordance with the

same

rules in fifth

Parallel

free writing.

in

Thirds and Sixths

whole

In

and

species

notes,

more than four

possible, not

if

sixths should occur in succession

In half notes one should

112).

(p.

may

not go too far beyond this number, but in quarters one

more

and

parallel thirds

use

them

freely (p. 158).

The Unison

The unison may

(a)
last

measures

occur in two-part

(p. 112). (b) It

addition to the
of the measure,

first

and

last

may

(apart

(c)

but otherwise

first

may

The unison

and

last

and

enter in two-part second species (in

and the skip by which

f.).

from the

species only in the first

measures) only on the unaccented portion


it

balanced so far as possible by stepwise


tion (pp. 116

first

necessarily enters

movement

is

to be counter-

in the opposite direc-

forbidden in two-part third species

is

measures) on the

be freely used (pp. 125

in two-part fourth species (p. 133).

(e)

first

(d)

f.).

It

quarter of the measure,

may

It

can be used freely

be used in two-part free

counterpoint, but must be treated with care (p. 160).

(f) It

can be em-

ployed freely in three and more parts between two or more voices, but
only on the

first

or last tone

may

all

voices occur in unison (p. 176).

The Beginning
There should be

(a)

forbidden (p. 112).


fect

an upbeat (p. 125)

at the

beginning in two-part

(b)

The beginning may

and

(c)

it

may have

if

an upbeat
is,

it

may be minor;

is

occasionally have an imper-

the counterpoint begins with

the full triad in three or

but in such cases the third must always be major.

triad, that

The

consonance

consonance in two-part third species

parts,
as

a perfect

second, and fourth species, but the fifth below the cantus firmus

first,

If

more

the third enters

here one can begin only with a full or empty

one in which the third

is

missing (pp. 176 f.).

Close

(a)

The

close

part writing;

if

must always be made with

a perfect consonance in two-

the counterpoint

lower part, only the unison

is

in the

SUMMARY OF CONTRAPUNTAL LAWS AND RULES


and octave may be used

(b)

(p. 112).

It

may

consist of a perfect triad

or of a "triad" with fifth or third missing in three

The third here must be major (pp. 176

289

and more part writing.

f.).

Dissonant Combinations
Dissonances
All augmented and diminished intervals, the perfect fourth, major and

minor second, seventh, ninth, and

so on, are dissonances (p. 98).

In the First Species

Dissonances cannot be used (p. Ill), but in three or more parts, the
fourth between an upper and a middle part or between two inner parts

may

be used as a consonance (p. 175).

remaining

This rule likewise applies to the

species.

In the Second Species

Dissonances

may

occur, but only as passing notes (p. 116).

In the Third Species

The dissonance can be used


or returning note, but

The

it

as a passing note as well as a

sole exception to this rule

is

the so-called carnbiata, in

accented dissonant quarter introduced by step from above


skip of the third

lower auxiliary

must always be approached and quitted by

downward followed by

step.

which an unis

a step of the second

quitted by a

upward

(p.

125).

In the Fourth Species

The

dissonance

such a case
it

must be

it

may

must be

occur on the accented part of the measure, but in

tied over

a consonance),

and

from the preceding unaccented beat (where


it

must be

led stepwise

sonance on the following unaccented beat (p. 131).


the so-called consonant fourth, a fourth

which

is

downward to a conThe sole exception is

introduced

at

the place

of the unaccented half note over a stationary tone in the bass, to be tied

over to the succeeding strong beat and finally to be regularly resolved on


the following unaccented beat (pp. 193

counterpoint
or

is

in the

upper

minor seventh can be used

part,
as

f.).

If,

in two-part writing, the

only the perfect fourth and the major

suspension dissonances;

if

the counterpoint

APPENDIX

290
in the

is

lower part, one can use (in two-part writing) only the major and

minor seconds

as

suspension dissonances.

intervals cannot be used here (p. 132).

other dissonances

may be

when

used

Augmented and diminished

In three or

more

parts,

however,

they occur simultaneously with "good"

suspensions (p. 188).


In the Fifth Species

An

unaccented half which comes after a suspension or a whole note

can be a dissonance

if

the dissonance

treated in accordance with the

is

rules for the second species, but cannot be dissonant

Likewise quarters can be dissonant


dotted halves (pp. 143
halves
ters

may

preceded by quarters.

On

the other hand, suspended quar-

they occur at the place of an unaccented half note

two quarters descending by step follow an accented half, the


of the two quarters may be dissonant; such irregular dissonances,

(p. 143).
first

if

if

they occur after suspensions or

Quarters which are tied over from unaccented

f.).

be dissonant only rarely.

can be dissonant

if

If

however, are permitted only in descending motion (pp. 143 f.). Dissonant upper auxiliary notes are permissible in quarters if they precede
a half or a

whole note

The

(p. 144).

first

note of the cambiata can be a

dotted half, and the third note can then be either a quarter or a half.
the other hand,

must then

if

the

tone of the cambiata

The

necessarily be a quarter.

tone of the cambiata)


(p. 144)

first

may

in

all cases

Anticipation dissonances

is

On

a quarter, the third tone

dissonant tone

itself

(the second

be only of the duration of a quarter

may be

used, but only as quarter notes,

approached by step from above (pp. 148 f.). Eighth notes may
be dissonant only if they are correctly handled in accordance with the

and

if

general rhythmic-melodic laws (p. 148).

In Free Counterpoint
(a) In two-part writing, one quarter can

quarter (note against note)


voice.

if

form

the dissonance

is

a dissonance with another


correctly treated in each

This applies likewise to writing in three or more parts in which

move

more parts stationary tones


occur in one or more voices while at the same time two or more voices
progress in quarters, these more lively voices may form dissonances with
all

voices

in quarters; but

if

in three or

each other freely, provided the relation of each voice


to the stationary voices (p. 154).

(b)

The

is

correct with respect

third of four quarters, of

which

SUMMARY OF CONTRAPUNTAL LAWS AND RULES


the

first is

on the strong

accent, can be a dissonance

occur in stepwise descending motion and

upward by step while the other


to the

its

upper

f.).

(c)

upon imperfect consonances

may move on

of the second follow the

suspension

is

can in

same time

dis-

move

as the

ninth in the

this case

be resolved

if

only two steps

(accented) quarter in this voice while the

otherwise correctly treated (pp. 156

at the

simultaneously

(d) In suspension dissonances the

(p. 156).

half notes cannot be used at

another voice

may

after the duration of a quarter


first

moves

While the suspension

"bad" suspensions, such

part, are likewise usable, since they

other part

the fourth quarter

if

resolution the other part

to another tone; in such cases

four quarters

part forms a correct syncopation dissonance

motion in quarters (pp. 154

sonance proceeds to

if all

291

all if

there

(p. 184).

is

ff .)

(e) dissonances in

quarter-note

movement

in

Index

INDEX
B

A Magyar

Bach, Johann Sebastian, x

Nepzene, 68

Accent, "reminiscent," 96

Accented

and

fifths

45

Adoramus

Bauerle,

te Christe,

Hermann, 253

Banchieri, Adriano, 40

117

Bar

72

not used, 117

lines,

Adrian, 35

Baroque painting, unity

Aeolian (see Modes)

Baston, 35

Agnus

Beethoven, 48

Dei, 251

ff.

Bellermann,

Agricola, Johann Friedrich, 48

Leone

Alberti,

x, xiii, 38, 52, 55,

Benedictus, 251

Albrechtsberger, x

Berardi, Angelo, 32, 34

Giovanni

Binchois,

d', vii

Alleluia, 251

Answer

in, xii

119, 124,

219

Battista, 83

Albinoni, 48

Alessi,

xv, 38, 43,

Bach, Philipp Emanuel, 48

notes)
f.,

ff.,

48, 50, 85, 148, 163, 265, 267,

277

octaves, 117, 126

Accented quarters, 87 (see also Quarter


Accidentals, use of, 71

f.,

8, 9,

ff.
.,

41, 43, 91

f.

15

Boethius, 9

in the fugue,

266

Bononcini, 43

ff

Anthologia Sexta Vocalis Liturgica,


Antica musica ridotta

L'

Busnois, 8,9, 11, 15

vii

19, 29,

158
Anticipation, 94

.,

148

f.

Architas, 9

Caccia, 234

Aristotle, 9

Cadence:

Aristoxenus, 9

dissonance

Aron, Pietro, 30

intermediate,

Ars antiqua,

ix,

xii,

6, 7,

15

in

viii

"polyphonic"

the

ecclesiastical

modes, 82

Arsis, 116, 193

A is

178

in,

nova, 15, 234

leading tone, 71

Arte del contraponto, L' 29

plagal, 75

Art of Counterpoint, The, 147

seventh degree raised

Artusi, 28, 29, 32, 36, 97

suspension of seventh or second

movement, note

Ascending
138

values

Cambiata,

in,

Augmented

triad, 176

Auxiliary notes,

Ave Maria,

11, 92, 121, 141

84, 101

Cancrizans, 235

Canon, 234

f.

ff.,

265

Cant us figuratus,

ff.

295

ft.,

15, 32, 40, 88, 121, 125,

223

ff.

in, 71

11

110
in,

144

133
ff.,

INDEX

96
Cantus hrnuis. 36
Cantus planus,
Caron, Firminus,

t.,

107

Counterpoint: (Cont.)

f.

in the tenth,

c)

Cartella musicale, 40

Casimiri, Raph.,

Cauda, 56

283

45

florid,

Kurth's definition

\ii

of, x, xi

origin of term, 3

f.

x,

30

f.

Cherubinij

x,

52

Cerone,

282

in the twelfth,

Tinctoris' definition of, 9

and quadruple, 284

triple

Ch'uu> cue, 58

Cows

de contrepoint, 52

Chiavi trasportate, 58

Coussemaker,

Choirs, use of divided, 224

Credo, 251

Chopin, x

Crequillon, 35

Chords of the sixth, parallel, 99


Chromatic half step avoided, 85
Chromatic signs introduced, 71
Chromaticisms avoided, 83

Crescendo, rhythmic, 137

6, 8

ff.

"Crossing" parts, 113

Culmination note,

85,

136

122,

95,

f.,

161

Cicero, 9

Clemens non Papa, 35


Coclicus, 24

"Dead"

Comes, 265

Commumo,

251

Compositionsregeln

Hewn

M.

Johan

intervals, 160

contrapuncto, 8
praeceptis artis music e

Conducimento, 91
Consonance (see Dissonance)

138

Dialogo

Consonances, 98, 287

"Consonant fourth," 193

del

Don

Diminished

chord of the

as

in cadence, 178
in

the

16th

#., 253,

273

ff.

sixth, 176

Diruta, Girolamo, 40

anticipation, 32, 148

Contrapunto:
zoppa, 41

as a

fugato, 40, 41

means
34,

f.

of poetical expression, 17,

47

ornament

for consonance, 28

in saltarello, 41

as

ostinato, 40, 41

auxiliary, 125, 141

f.,

semplice, 39

cambiata, 125, 144

flf.

Contrary motion preferred, 112

"covered," 185

Counter-exposition, 265

essential,

Counterpoint:

fourth

and harmony contrasted, 3


as a pedagogical term,

36

f.

144

44

as, 5

"Franconian" law regarding,


Fux's treatment
in

fiF.

in the octave, 280

Par-

Dissonance:

Century, 52

double, 280

in,

triad:

simplex, 11

alia

15

Pontio

Pietro

Dies sanctificatus, 241, 242


45

Technique

f.

florid us, 11, 40

Contrapuntal

migiano, 28

f.

Contvapunctus:
11, 40,

Dehn, S. W., x
Descending movement, note values

Peterssen Sweeling, 30

diminutus,

De
Dc

of,

39

ix

f.

combined second and third


184

species,

INDEX

297

Dissonance: (Cont.)
in eighth notes, 148
in "note against note," 152

f.,

154

on the second and fourth quarters, 124


on third quarter, 31, 123 f., 154 ff.

Dominant, in "polyphonic" ecclesiastical


modes, 71, 109
Dotnine quando veneris, \57
Dorian (see Modes)
Drehnoten, 31

"parasitic," 185

Dufay,

passing, 20

Dunstable,

146

15,

8, 9,
8,

Dux, 265

quarter note:
after accented half, 143

f.

by skip, 185
sixth as, 7

Ego sum

suspension, 7

avoided in two parts simultaneously,


158

panis, 142, 216 f.


Eighth notes, use of, 93, 148
Elemente des Gregorianischen Gesanges,

entrance on, 271

62

Guilelmus's rules concerning,


in fourth species, 130

not

Este, Ercole, 23

ff.

on "empty"

resolved

Espagne, Franz, 72

16

fifth

or

octave, 131
of fourth or seventh in lower voice,

Evolution of the Six-Four Chord, The,


175

"Exchange of

tones," 230

Exposition, 265

132, 188

of second or ninth in lower voice,

131

f.

of second or ninth in upper voice,

Faugues, Guilelmus, 9

132, 156, 188

of

second

or

seventh

in

cadence,

prepared by dissonance, 194


resolved

156

Ferabosco, 253
Festa, Costanzo, 214

133

moving

against

quarters,

to

imperfect

consonances,

Vicentino's rules concerning, 21

with separate syllables of the


256

as resolution dissonance,
text,

hidden, 100

f.;

131

112, 176

parallel, ix, 98, 112

avoided by crossing parts, 99

third as, 7

Tinctoris and the, 11


of, in

15th century, 14

unessential, 44

use of, in second species, 116f.


sciolte,

Fourth:
as suspension

below cantus firmus, 132,

188

used in harmony, 98

Dissonanze

covered (see Fifths, hidden)

empty, 14

131

treatment

accented, 117, 126,287

concealed (see Fifths, hidden)

ff.

resolved

ff.

Fifths:

20

augmented,

in

consonant combinations,

175

considered as dissonance, 111

Doctor bonus, 157

"consonant," 193

f.

Documenti armonici, 41

diminished,

consonant

Dodccachordon, 27

Domarto, Petrus de,

in

combina-

tions, 175

11

perfect, in

consonant combinations, 175

INDEX

298
Franco, 7

Franconian law,

Frottola, 8, 14, 17

3,

Fuga, 234, 265

14

Fugue:

relation to

double and

theme

of,

vocal, 265

triple,

277

Fux, Johann Joseph,

ft.,

minor com-

pared, 81

Fuit homo, 167

122

in Palestrina style,

resources in Dorian and

ft'.

42

melody

83

269

40,

97-103

and 16th centuries contrasted,

of 15th

if.

Handel)

landel (see

Harmony,

ix,

49,

1'.,

x,

51

32, 38

xiii ft.,

95,

f.,

107,

f.,

111,

148, 277

Haydn, 48
Haydon, Glen, 175
Heptachordum Danicum, 30
Hercules, 147
Heritier,

1',

253

Heterophony, 36

Hexachord, 266
Garlandia, Johannes, 6

Gedanken uber
arten

die verschiedenen Lehr.

Hodie beata, 163


Hohn, 52

Homophony,

39

Hucbald, 5
Hyperdorian (see Modes)

Gerber, Heinrich Nikolaus, 48


Gerbert, 6

Hypoaeolian (see Modes)


Hypoionian (see Modes)

Gian, 23
Gioco, 91

Hypolydian (see Modes)


Hypomixolydian (see Modes)
Hypophrygian (see Modes)

Girandoletta, 91

Glarean, 27
Gloria, 251

ft.

Gonzaga, Guilelmo, 24
Grabner, 51

Graduale, 251

Imitation:

Gradus ad Parnassum,
48

xiii .,

32,

38

f.,

f.

Gratiano, Tomasso, 25

by inversion, 41, 165

Graun, 46
Gregorian chant, melodic
Gregory the Great, 60

Grundgedan\en uber
Lehrarten

by retrogression, 235
line in, 85

die verschiedenen
,

Guido,

free,

163

in four-part counterpoint,

216

and 16th centuries contrasted,

in 15th

43

14

Grundlagen des Uneaten Kontrapun\ts


x,

and the canon, 234 ft.


by augmentation or diminution, 166

in mass,

255

in stretto, 167

51

in three parts, 198

Guilelmus Monachus, 15

in

two

parts, 163

ft.

ft.

per contrario, 41

per diretto, 41
real,

163
163

Handel, 46, 148, 163, 250, 265

strict,

Haller, x, 38, 52, 119, 124

tonal, 163

Handbuch der Notations^unde,

55

Vicentino's discussion of, 21

INDEX

299

Imitatione per contrario, 41


Imitatione per diretto, 41
Lassus, Orlandus,

In die bus Mis, 101

In te

Domine

Laud a

Intervals:

augmented and diminished excluded,


85
lk

dead," 160

succession

of

large

and

small,

86,

286
in halves, 114

viii,

13

Lattre, Jean de, 35

speravi, 99

f.

Sion, 100

Laudate Dominum,
Laudate Pueri, vii

157, 230

Laude, 19
Leading tone,

177 (see also Cadence)


Lehrbuch der Phoned^, 96
Lehrbuch des einfachen und doppelten

table of melodic, 85

Kontrapun\ts, 48
Lehrbuch des Kontrapun\ts (Jadassohn),
49, (Riemann), 50

use of, in Palestrina style, 85

Ligatura:

in quarters, 119

in

whole

ff.

notes, 109

Introitus, 251

cum

Invertible counterpoint, 284

obliqua, 56

Ionian (see Modes)

opposita proprietate , 56

recta, 55

ff.

Isaac, 23

Ligature, 55

Isidor, 9

Lineare Satz, der, 51

harmoniche, L'

Istitutioni

',

27, 97

f.

ff.

ff.

Liszt, 253

Lorentes, Andreas, 88

Lupus, 253

Luscinius, Ottmar, 24
jacobsthal, 55

Jadassohn,

x,

Lydian (see Modes)


49

Janluys, 35

Jannequin, 35
Je ne

demande, 145

Jespersen, Otto, 96

Macrobius, 9

Josquin (see Prez, Josquin des)

Magnum

haereditatis

mysterium,

147

Major

in

Kerle, Jacob de, 220

Kirnberger,

in final chord,

x, xv, 39,

Kitson, C. H.,

x,

43

ff.,

48

Major

f.

Kontrapunkj.
219,

Krehl, 49

Marcellus

xiii,

124,

f.,

153, 160

Pope, 19

Martini, 52

Marx, A.

(Krehl), 50

Mass, 251

ff.

Krohn, Ilmari, 51
Kunst des reinen Satzes, 44
Kurth, Ernst, xf., 51
Kyrie eleison, 251 ff.

II,

Marenzio, Luca, 34

48, 124

(Bellermann),

Kunstgeschuhtliche

177

thirds, parallel, 100

Marcellus Mass, 136

147

ICodaly, Zoltan, 68

Kompositionslehre

third:

beginning chord, 176

Grundbegriffe,

B.,

48

ff.

parody, 253
text of,
xiii

252

transcription, 253, 261

use of imitation in, 255

Melodies, psalm, 64

ff.

1.

124,

NDEX

300
Melody:

"Night Watch," Rembrandt's,

culmination note

in,

5 ()

Gregorian,

114

in half notes,

permitted in upper voice, 156

(!.

suspension

1.

in

quarter notes, 122

in

stretto,

Nota
Nota

269
286

interval succession in, 86,


in

below cantus firmus, 131

as suspension

In fifth species, 135

the Palestrina style, 83

whole notes, 109


Mclopeo, El, 31
in

xii

Ninth:

95

finalis,

Nunc

fT.

56

initialis,

Notation, 54

188

of, 132,

56

ff.

dimittis, 185

ff.

Mendelssohn, 48
Mensurtdnotenschrift

des,

12.

und

13.

Jahrhunderts, Die, 55

Tahj,zeichen

Mensuralnoten und

und

des 15.

f.,

250

145

Mode,

Modes, ecclesiastical, 59
Modulation, 81

hidden)

112, 176, 203, 219

f.,

parallel, 98, 112

Offertorium, 251

Oktoechos, 59

Ordinarium missae, 251

Organum,

parallel, 4

f.

f.

52

Morris, R. O.,

x,

Motet,

241

ff.

Motives, for imitation, 167


xiii,

f.

Octaves,

(see

flf.

Monteverdi, 34

Mozart,

accented, 117, 126, 287

hidden, 100

Morales, 13

7,

15

as resolution of suspension, 131

ff.

140

difference between scale and, 63

viii,

145

x,

f.,

empty, 14

Missa Brevis, 153, 166, 198


titulo,

covered (see Octaves, hidden)

Missa ad jugatn, 234


Missa sine

Ockeghem,

concealed

Miscellanea musicale, 34, 91

Her odes,

quantus luctus, 168

Octaves:

16. Jahrhunderts, Die, 55

Meters, ternary, 119, 129, 152, 171

Misit

Obrecht, Jacob,

Parallel chords of the sixth, 99

250

Parallel fifths, ix, 98, 112

Musica communa, la, 23


Musica divina, 253
Musica enchiriadis 5
Musica reservata, la, 23

f.,

33

avoided by crossing parts, 99

major

Parallel

thirds, 100

Parallel octaves, 98, 112

Parallel thirds

and

sixths, 112, 158

Parmigiano, Pietro Pontio, 28

Parodiemesse, 253
Penet, Hilaire, 253

Nanini, Bernardino, and Giovanni Maria,

musihalische Theorien
tasien, 148

v,

P ere he
und Phan-

Petit,

musicale,

II,

91

35

Phrygian (see Modes)


Plato, 9, 34

Nichomachus, 9
Nielsen, Carl,

f.
,

Nekes, Franz, 124


Nenna, Pompeo, 34

Neue

Pentatonic, 68

Per augmentationem 235


Per diminutionem, 166, 235

26

69

P or que de

la

musica, El, 88

INDEX

301

Porta Costanzo, 24

Rore, Cipriano de, 34

f.

Portamentodissonanz, 32

Rostagno,

Prattica di musica, 24, 40

Roth, x

Prez, Josquin des, 13, 15, 23, 27, 35, 94,

Rubens,

J.

H.,

vii

xii

Rules of Counterpoint, The, 154

147, 253

Proprium de tempore, 251


Proske, 253

Protus (see Modes)


Prout, x

Saggio fondamentale pratico di contrap-

Ptolemaeus, 9

punto, 52

Pythagoras, 9

Salvum

176

fac,

Sanctus, 251

ff.

Scales, ancient

Greek, 61

Schenker, Heinrich,

Quarter notes, 87

ff.,

119

Schubert, 253

ff.

as accented dissonances, 123

154
in

f.,

143

Second, suspension

ff.

mixed note

values, 135

Quinta Vocalis Liturgica,

f.

148

x,

ff.

vii

Se

of:

in

lower voice, 131

in

upper voice, 132, 188

la face

ay pale, 146

Sequence, 83, 115

Seventh, suspension

in

of,

lower voice,

132, 188

Rameau, 48
Range of voices, 110
Ravn, 29

Seventh degree, raised

in cadence, 110

Six-four chord, 175

f.

Real answer, 164

Sixths, parallel, 112, 158

Re dicta,

Skips:

12

Regis, Johannes, 9

compensation

Rembrandt,

dissonant, 83

xii

120

of, 85,

Renaissance, influence on Palestrina, 83

in half notes, 114

Repercussio, 265

in quarter notes, 87

Repetition of tones, 114, 160, 220

simultaneous, 112, 176

Repleatur os

Res

facta,

meum

.,

119

ff.,

286

cantus firmus and the, 36

Fux and

Rhythm:
in fifth species, 135
in relation to

the,

culmination note, 96

Spem

48

"Sprunggesetz" des Palestrina-Stils

of fugue theme, 269

Stohr, x

Richter, x, 48

Stretto, 167,

f.

Ricourt, 35

248

f.,

Style of Palestrina

Riddle canon, 234

The,

x, xiii, 17, 49,


x,

154

Das, 87

Richafort, Jean, 253

W. C,

f.

in alium, 158

Spitta, Ph.,

269

Riemann, Hugo,

38

Zacconi's use of the, 40

ff.

in 16th century, 83

Rockstro,

f.

Species, xv

laude, 236

1 1

in stretto,

f.

Sibelius, 69

51

ix, 86,

266

and the Dissonance,


93, 144, 154, 155, 185,

214

Super librum can tare,

INDEX

302
Unison:

Surge propera, 96
Suspension:

in

in fourth species, 130

fourth species, 133

in free

IT.

quarter note, 141

in

Sweelinck, 29

counterpoint, 160

second species, 116

Syncopation {see also Suspension)


use oi in fifth species, 141

Text, placing of, 159

Theme, entrance

in three-part counterpoint,

Unit of measure, half note


Ursprung, Otto, 220

11.

Valdc honorandus

est,

137

Verdelot, 35, 253

Third:

Verwere, Johannes de, 8

minor, omitted in cadence, 72

two skips of

a,

Vicentino,

113

19

32,

29,

ft".,

36,

158

167

Thirds, parallel, 112, 158

Victoria, 13, 73

Tigrini, 29, 30
ff.,

176

as, 116, 141

256

f.,

of in fugue, 269

Thesis, 116, 193

Tinctoris, 8

f.

in third species, 125

Vielstimmig, 219
13

ff.

Viri Galilaei, 156, 224

Tonal answer, 164


Tone-painting, 258

Toscanella in musica, 30

Tovey, Donald Francis,

vii, viii

Wagner, Peter, 62
Wagner, Richard, 69

Tr actus, 251
Traite de I'harmonie, 48

Transilvano,

II,

Wert, Giaches de, 34

40

Whole

Transition, 265

note in next to

last

measure:

in fourth species, 133

Triad:

in second species, 114

diminished, in cadence, 178


in third species,

"empty," 177

119

Willaert, Adrian, 20

in three-part counterpoint, 175

ff.

Triple time (see also Meters, ternary),

Wolfflin, Heinrich,

xii

Wolf, Johannes, 55

119

Tu

es Petrus,

224

U
Zacconi, 24, 40

"Ueber einen Brie]

Palestrinas," 101

f.

Zarlino, 16, 20, 25

ft.,

36, 52, 97, 159

f.,

197 3

OCT 2 4

198!

NOV 2 a

m
;

NQV

CAYLORD

Q<TC
333

PRINTED

IN U.S.A.

MUSIC

MT55 J54 K63

1960,

3 5002 00239 5379


Jeppesen, Knud
style
Counterpoint: the polyphonic vocal

Music
MT
55

J54K63
1960

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