Professional Documents
Culture Documents
the NBI admitting that when Manuel presented the purported Deed of Absolute
Sale to him for notarization, he (Atty. Ramos) found some defects in the
document and that complainant Rosalinda was not around. The NBI
Questioned Documents Division also compared Rosalinda's signature
appearing in the Deed of Absolute Sale with samples of her genuine signature,
and found that the signature in the purported Deed of Absolute Sale and her
genuine signatures were not written by one and the same person.
On 5 October 1992 the NBI transmitted its findings to the Office of the
City Prosecutor of Manila with the recommendation that Manuel and Atty.
Ramos be prosecuted for Falsification of Public Document under Art. 172 in
relation to Art. 171 of The Revised Penal Code, and that Atty. Ramos be
additionally charged with violation of the Notarial Law.
The NBI also transmitted to the Integrated Bar of the Philippines (IBP)
Commission on Bar Discipline (CBD) photocopies of the NBI investigation
report and its annexes, and a verified complaint [1] for disbarment signed by
Rosalinda. The CBD received the records on 5 October 1992. On the same
date, the CBD through Commissioner Victor C. Fernandez directed respondent
to submit an answer to the complaint within fifteen (15) days from notice.
Respondent admitted in his Answer [2] that he had affixed his signature on
the purported Deed of Absolute Sale but failed to enter the document in his
Notarial Registry Book. He also admitted executing before the NBI on 12
September 1991 an affidavit regarding the matter. Respondent prayed for the
dismissal of the complaint since according to him he only inadvertently signed
the purported Deed of Absolute Sale and/or that his signature was procured
through mistake, fraud, undue influence or excusable negligence, claiming that
he simply relied on the assurances of Manuel that the document would not be
used for purposes other than a loan between brother and sister, and that he
affixed his signature thereon with utmost good faith and without intending to
obtain personal gain or to cause damage or injury to another.
The CBD set the case for hearing on 3 March 2000, 28 April 2000, 16
June 2000 and 5 October 2000. Complainant never appeared. The records
show that the notices sent to her address at 1497 Fabie Street, Paco, Manila,
were returned unclaimed.[3]
On 26 January 2002 the IBP Board of Governors approved the report and
recommendation of the CBD through Commissioner Fernandez that the case
The notary public is further enjoined to record in his notarial registry the
necessary information regarding the document or instrument notarized and
retain a copy of the document presented to him for acknowledgment and
certification especially when it is a contract. [16] The notarial registry is a record
of the notary public's official acts. Acknowledged documents and instruments
recorded in it are considered public documents. If the document or instrument
does not appear in the notarial records and there is no copy of it therein, doubt
is engendered that the document or instrument was not really notarized, so that
it is not a public document and cannot bolster any claim made based on this
document. Considering the evidentiary value given to notarized documents,
the failure of the notary public to record the document in his notarial registry is
tantamount to falsely making it appear that the document was notarized when
in fact it was not.
We take note of respondent's admission in his Answer that he had affixed
his signature in the purported Deed of Absolute Sale but he did not enter it in
his notarial registry. This is clearly in violation of the Notarial Law for which
he must be disciplined.
Respondent alleges that he merely signed the Deed of Absolute
Sale inadvertently and that his signature was procured through mistake, fraud,
undue influence or excusable negligence as he relied on the assurances of
Manuel A. Bernardo, a kababayan from Pampanga, that the document would
not be used for any illegal purpose.
We cannot honor, much less give credit to this allegation. That respondent
notarized the document out of sympathy for his kababayan is not a legitimate
excuse. It is appalling that respondent did away with the basics of notarial
procedure in order to accommodate the alleged need of a friend and client. In
doing so, he displayed a decided lack of respect for the solemnity of an oath in
a notarial document. He also exhibited his clear ignorance of the importance of
the office of a notary public. Not only did he violate the Notarial Law, he also
did so without thinking of the possible damage that might result from its nonobservance.
The principal function of a notary public is to authenticate
documents. When a notary public certifies to the due execution and delivery of
the document under his hand and seal he gives the document the force of
evidence. Indeed, one of the purposes of requiring documents to be
acknowledged before a notary public, in addition to the solemnity which
should surround the execution and delivery of documents, is to authorize such
documents to be given without further proof of their execution and delivery.
[17]
FIRST DIVISION
On May 27, 1997, respondent notarized a Deed of Absolute Sale over the
land covered by OCT No. 4153, executed by Cirila Tapales and Pedro
Sumulong in favor of the complainant and his wife. [5]
MINIANO
B.
DELA CRUZ, complainant, vs.
ALEJANDRO P. ZABALA, respondent.
ATTY.
RESOLUTION
QUISUMBING, J.:
In his Letter-Complaint for Disbarment filed before the Committee on
Bar Discipline of the Integrated Bar of the Philippines, complainant Atty.
Miniano B. Dela Cruz charged respondent, Atty. Alejandro P. Zabala, for
violating his oath as a notary public.
The IBP then required the respondent to file his answer to the said
allegations.
On May 20, 1997, complainant purchased the said property from Marero
and had the title transferred to him and his wife. OCT No. 4153 was then
cancelled and replaced by Transfer Certificate of Title (TCT) No. 330000. [3]
The next day, complainant requested a certain Mrs. Adoracion Losloso
and Mr. Nestor Aguirre to register the title in the formers name at the
Assessors Office of Antipolo City. However, they were unable to do so
because the property was already registered in the name of Antipolo
Properties, Inc., under TCT No. N-107359.[4]
Thereafter, the parties were ordered to appear before the IBP Commission
on Bar Discipline on July 31, 2001 and August 21, 2001, and required to
submit their position papers.
The IBP Commission on Bar Discipline, in its Report dated September
29, 2003, recommended that respondent be reprimanded for violating Canon 5
of the Code of Professional Responsibility.[9] The allegations with respect to
the prayer for disbarment were recommended for dismissal for insufficiency of
evidence. The Commissioner held that complainant failed to establish by
convincing proof that respondent had to be disbarred because of his notarial
negligence. The alleged failures of respondent did not indicate a clear intent to
who executed it, and acknowledged that the same is his free act and deed. The
certificate shall be made under his official seal, if he is by law required to keep
a seal, and if not, his certificate shall so state. [Emphasis ours.]
A notary public should not notarize a document unless the persons who
signed the same are the very same persons who executed and personally
appeared before him to attest to the contents and the truth of what are stated
therein. These acts of the affiants cannot be delegated because what are stated
therein are facts they have personal knowledge of and are personally sworn to.
Otherwise, their representatives names should appear in the said documents as
the ones who executed the same.[13]
The function of a notary public is, among others, to guard against any
illegal or immoral arrangements.[14] By affixing his notarial seal on the
instrument, he converted the Deed of Absolute Sale, from a private document
into a public document. In doing so, respondent, in effect, proclaimed to the
world that (1) all the parties therein personally appeared before him; (2) they
are all personally known to him; (3) they were the same persons who executed
the instruments; (4) he inquired into the voluntariness of execution of the
instrument; and (5) they acknowledged personally before him that they
voluntarily and freely executed the same. [15] As a lawyer commissioned to be a
notary public, respondent is mandated to discharge his sacred duties with
faithful observance and utmost respect for the legal solemnity of an oath in an
acknowledgment or jurat.[16] Simply put, such responsibility is incumbent upon
him, he must now accept the commensurate consequences of his professional
indiscretion. His act of certifying under oath an irregular Deed of Absolute
Sale without ascertaining the identities of the persons executing the same
constitutes gross negligence in the performance of duty as a notary public.
WHEREFORE, this Court finds respondent Atty. Alejandro P. Zabala
GUILTY of gross negligence in his conduct as a notary public. His notarial
commission, if still existing, is hereby REVOKED and he is DISQUALIFIED
from being commissioned as a notary public for a period of two (2) years. He
is DIRECTED to report the date of his receipt of this Resolution to the Court
within five (5) days from such receipt. Further, he is ordered to SHOW
CAUSE why he should not be subject to disciplinary action as a member of
the Bar.
Let copies of this Resolution be furnished to all the courts of the land as
well as the Integrated Bar of the Philippines, and the Office of the Bar
Confidant. Let this Resolution be also made of record in the personal files of
the respondent.
SO ORDERED.
FIRST DIVISION
Promulgated:
February 12, 2008
x - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -x
RESOLUTION
CORONA, J.:
In a letter-complaint dated April 10, 2000, complainant Manuel L. Lee
charged respondent Atty. Regino B. Tambago with violation of the Notarial
Law and the ethics of the legal profession for notarizing a spurious last will
and testament.
In the said will, the decedent supposedly bequeathed his entire estate
to his wife Lim Hock Lee, save for a parcel of land which he devised to
Vicente Lee, Jr. and Elena Lee, half-siblings of complainant.
Respondent further stated that the complaint was filed simply to harass
him because the criminal case filed by complainant against him in the Office
of the Ombudsman did not prosper.
The law provides for certain formalities that must be followed in the
execution of wills. The object of solemnities surrounding the execution of
wills is to close the door on bad faith and fraud, to avoid substitution of wills
and testaments and to guarantee their truth and authenticity.[16]
In a resolution dated October 17, 2001, the Court referred the case to
the Integrated Bar of the Philippines (IBP) for investigation, report and
recommendation.[10]
In his report, the investigating commissioner found respondent guilty of
violation of pertinent provisions of the old Notarial Law as found in the
Revised Administrative Code. The violation constituted an infringement of
legal ethics, particularly Canon 1 [11] and Rule 1.01[12] of the Code of
Professional Responsibility (CPR).[13] Thus, the investigating commissioner of
the IBP Commission on Bar Discipline recommended the suspension of
respondent for a period of three months.
The IBP Board of Governors, in its Resolution No. XVII-2006-285
dated May 26, 2006, resolved:
executed,
sworn
to,
or
(b) The failure of the notary to make the proper entry or entries in
his notarial register touching his notarial acts in the manner
required by law.
xxx xxx xxx
(f) The failure of the notary to make the proper notation regarding
cedula certificates.[36]
These gross violations of the law also made respondent liable for
violation of his oath as a lawyer and constituted transgressions of Section 20
(a), Rule 138 of the Rules of Court [37] and Canon 1[38] and Rule 1.01[39] of the
CPR.
The first and foremost duty of a lawyer is to maintain allegiance to the
Republic of the Philippines, uphold the Constitution and obey the laws of the
land.[40] For a lawyer is the servant of the law and belongs to a profession to
which society has entrusted the administration of law and the dispensation of
justice.[41]
While the duty to uphold the Constitution and obey the law is an
obligation imposed on every citizen, a lawyer assumes responsibilities well
beyond the basic requirements of good citizenship. As a servant of the law, a
lawyer should moreover make himself an example for others to emulate.
[42]
Being a lawyer, he is supposed to be a model in the community in so far as
respect for the law is concerned.[43]
The practice of law is a privilege burdened with conditions. [44] A
breach of these conditions justifies disciplinary action against the erring
lawyer. A disciplinary sanction is imposed on a lawyer upon a finding or
acknowledgment that he has engaged in professional misconduct. [45] These
sanctions meted out to errant lawyers include disbarment, suspension and
reprimand.
Disbarment is the most severe form of disciplinary sanction.
We have held in a number of cases that the power to disbar must be
exercised with great caution [47] and should not be decreed if any punishment
less severe such as reprimand, suspension, or fine will accomplish the end
desired.[48] The rule then is that disbarment is meted out only in clear cases of
[46]
misconduct that seriously affect the standing and character of the lawyer as an
officer of the court.[49]
Respondent, as notary public, evidently failed in the performance of
the elementary duties of his office. Contrary to his claims that he exercised his
duties as Notary Public with due care and with due regard to the provision of
existing law and had complied with the elementary formalities in the
performance of his duties xxx, we find that he acted very irresponsibly in
notarizing the will in question. Such recklessness warrants the less severe
punishment of suspension from the practice of law. It is, as well, a sufficient
basis for the revocation of his commission [50] and his perpetual disqualification
to be commissioned as a notary public.[51]
Let copies of this Resolution be furnished to all the courts of the land,
the Integrated Bar of the Philippines and the Office of the Bar Confidant, as
well as made part of the personal records of respondent.
Manila
SECOND DIVISION
SO ORDERED.
DOLORES L. DELA CRUZ, A.C. No. 7781
- versus ATTY. JOSE R. DIMAANO, JR.,
Respondent.
Promulgated: September 12, 2008
x-----------------------------------------------------------------------------------------x
DECISION
passed Resolution No. XVIII-2007-147, adopting and approving the report and
recommendation of the Commission.
We agree with the recommendation of the Commission and the
premises holding it together. It bears reiterating that notaries public should
refrain from affixing their signature and notarial seal on a document unless the
persons who signed it are the same individuals who executed and personally
appeared before the notaries public to attest to the truth of what are stated
therein, for under Section 1 of Public Act No. 2103 or the Notarial Law, an
instrument or document shall be considered authentic if the acknowledgment
is made in accordance with the following requirements:
(a) The acknowledgment shall be made before a notary
public or an officer duly authorized by law of the country to take
acknowledgments of instruments or documents in the place where
the act is done. The notary public or the officer taking the
acknowledgment shall certify that the person acknowledging the
instrument or document is known to him and that he is the same
person who executed it, and acknowledged that the same is his
free act and deed. The certificate shall be made under his official
seal, if he is by law required to keep a seal, and if not, his
certificate shall so state.[2]
Without the appearance of the person who actually executed the
document in question, notaries public would be unable to verify the
genuineness of the signature of the acknowledging party and to ascertain that
the document is the partys free act or deed. [3] Furthermore, notaries public are
required by the Notarial Law to certify that the party to the instrument has
acknowledged and presented before the notaries public the proper residence
certificate (or exemption from the residence certificate) and to enter its
number, place, and date of issue as part of certification. [4] Rule II, Sec. 12 of
the 2004 Rules on Notarial Practice[5] now requires a party to the instrument to
present competent evidence of identity. Sec. 12 provides:
Let all the courts, through the Office of the Court Administrator, as
well as the IBP and the Office of the Bar Confidant, be notified of this
Decision and be it entered into respondents personal record.
SO ORDERED.