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2 Trane Engineers Newsletter volume 343 providing insights for todays HVAC system designer
budget building that complies Duct tightness coefficients, and percentage of
with the minimum requirements of fenestration in walls and/or roofs)
System completion
Standard 90.1in this case, one with
(documentation, balancing, and Lighting power densities
an economizer. To be considered valid,
commissioning)
the comparison must be based on a Economizer type (if required)
model created with acceptable Heat-recovery type (if required)
simulation software (see inset, p. 2). Step 2: Determine which
prescriptive requirements to HVAC system type (cooling,
Note: Understand that an ECB implement. Once the proposed heating, and fan control types, per
analysis is NOT necessary if the building meets these mandatory Figure 11.3.2 and Table 11.3.2A in
proposed design meets or exceeds all provisions, determine which of the Section 11 in the standard)
of the prescriptive requirements plus prescriptive requirements align with
Fan energy
the mandatory provisions in Standard the design goals for the project.
90.12004. By the same token, not Prescriptive requirements related to Cooling equipment (capacity and
meeting even one of the prescriptive the HVAC system include: energy rate)
requirements automatically Restrictions on simultaneous Heating equipment (capacity and
necessitates an ECB model to show heating and cooling energy rate)
compliance with EAp2.
Economizers in certain climates Omission of daylighting or shading
via overhangs
Use the ECB Method to Stipulations on the design and
demonstrate compliance control of hydronic systems All details not covered by the 2004
The Energy Cost Budget Method Energy recovery for systems with energy standard must be identical in
compares the energy cost of the large amounts of outdoor air or both models. Furthermore, the heat
proposed building design with that of simultaneous loads for cooling and capacitance represented for opaque
a hypothetical budget building design, service water heating assemblies (walls, roofs, floors, and
which determines the annual energy doors) must be the same in both
Fan-power restrictions based on
cost budget and, in turn, minimum models, despite any differences in the
nameplate horsepower
compliance with Standard 90.1. envelopes of the proposed and budget
Creating an acceptable ECB model building designs.
involves several steps. Step 3: Model the proposed design
in accordance with Section 11.3 of
Step 5: Compare the annual energy
Standard 90.1. Model the proposed
Step 1: Verify compliance with the costs of the two models. To comply
building, taking care that the simulation
mandatory provisions of Standard with the ECB method of Standard
represents the actual design as closely
90.12004. Before constructing the 90.12004, the projected energy cost
as possible. Include all control
comparative model, make sure that the of the proposed building must not
strategies, heat-recovery devices, and
proposed building design satisfies all of exceed that of the nearly identical
equipment capacities. Also, make sure
the mandatory provisions in the 2004 budget building (which is minimally
that the schedules for occupancy,
standard. Requirements related to the compliant with the standard). If the
lights, HVAC, and so on represent
HVAC system address: proposed building design meets this
realistic operation of the building. Use
criterion for minimum energy
Minimum equipment efficiencies utility rates approved by the adopting
performance, the project team can
authority (that is, the agency or agent
Thermostat deadbands submit their modeling results in
that adopted Standard 90.12004) for
conjunction with the LEED-NC Letter
Off-hours control strategies the economic calculations.
Template for EAp2.
Insulation of ductwork and piping
Step 4: Model the budget design to Note: As stated earlier, its not
determine the annual energy cost necessary to create an ECB model if (in
LEED-NC Version 2.1, which is still current, budget. Basically, this step creates a addition to the mandatory provisions)
uses the Energy Cost Budget Method to
compare the operating cost of the proposed
second building model thats based on the project meets or exceeds all of the
design with a base building, and then assigns the proposed design but changes all prescriptive requirements in the
points accordingly under EA Credit 1 [4]. Standard 90.1-governed design details standard.
to represent minimum compliance.
Often, the budget building model
The Energy Cost Budget Method does not allow
differs from the proposed design in:
the budget building design model to account
Envelope characteristics (U-factors, for the effects of daylighting and shading.
C-factors, F-factors, solar heat gain
providing insights for todays HVAC system designer Trane Engineers Newsletter volume 343 3
Performance Rating (PR) Method dependent values in Tables 5.5-1
EAc1: Optimize energy detailed in Appendix G of Standard through 5.5-8 of the standard.
performance 90.12004.
Models vertical fenestrations as
evenly distributed bands of glass
Use the PR Method to quantify on all building orientations and
Intent: Achieve increasing levels of
energy savings. Like the ECB limits them to not more than 40%
energy performance above the baseline
Method, the Performance Rating of the above-grade wall area.
in the prerequisite standard to reduce
Method relies on computer modeling
environmental impacts associated with Calculates fan and pump energy in
to simulate the energy performance of
excessive energy use. accordance with the equations in
two designs: one representing the
proposed building (or actual building, if Appendix G.
Requirements: Reduce the proposed
building performance rating compared it already exists), and one representing Uses the appropriate HVAC system
to the baseline building performance a baseline building that complies with type (cooling, heating, and fan
rating per ASHRAE/IESNA Standard the minimum requirements of control types) from Tables G.3.1.1A
90.12004 (without amendments), for Standard 90.1 but with slight and G.3.1.1B.
the total energy consumption within modifications (in accordance with
and associated with the building project, Appendix G of the standard) as Note: The PR Method can be used to
as demonstrated by a whole building compared to the ECB model for EAp2. evaluate the performance of alterations
project simulation using the Building For example, the simulation for EAc1: or additions to existing buildings, as
Performance Rating Method in
well as that of new construction and
Includes receptacle and process
Appendix G of the Standard [2].
major renovations. Systems that arent
energy consumption.
yet designed or that already exist and
Takes credit for automatic are unmodified must be modeled
EA Credit 1 of LEED-NC Version 2.2 lighting controls in the proposed identically for the proposed and
awards a proposed building design design, either in accordance with baseline buildings. If the proposed
up to 10 points for exceeding the Table G3.2 or via modified lighting design includes future building
minimum energy performance schedules. components, then the components
requirements of EAp2. That is, an must be modeled as conforming to the
Averages the performance of
eligible design receives 1 point if minimum prescriptive requirements of
the baseline building at its actual
the project team successfully Standard 90.1.2004
orientation and when rotated 90,
demonstrates energy cost savings of
180, and 270. For each of the The performance of both building
10.5% and 1 point for each additional
rotated simulations, the cooling
3.5% of savings. ** Cost savings are models must be calculated using the
and heating equipment are resized same weather data, the same energy
determined by comparing the
to 1.15 and 1.25 times the design rates, and the same simulation
performance of the proposed building
capacity, respectively. software. (The software requirements
design with that of the baseline design,
which meets the prescriptive Uses lightweight assembly types for modeling the PR Method as
requirements of the 2004 standard: for opaque assemblies, and U- compared to the ECB Method are
factors, F-factors, and C-factors summarized in the inset on p. 2.)
baseline bldg perf proposed bldg perf corresponding to weather/location-
100 -------------------------------------------------------------------------------------------------------
baseline bldg perf
The performance of the proposed Figure 1. Office building for Performance Rating Method example
and baseline building designs must
be calculated in accordance with the
4 Trane Engineers Newsletter volume 343 providing insights for todays HVAC system designer
To get a better idea of whats
Table 1. Modeling details for Performance Rating Method example
entailed to earn EAc1 points using the
Performance Rating Method, lets step
through an example. Actual/proposed design Baseline design
Project Location St. Louis, Missouri Same as proposed design
An example office building. Figure 1 Building type Office Same as proposed design
(p. 4) illustrates the plan and elevation Conditioned 15,000 ft Same as proposed design
views of the design for our example floor area
office building. Table 1Column A Envelope Opaque assemblies Lightweight assemblies; Same as proposed design
provides further details about the equivalent to Std 90.1
design, which meets or exceeds all minimum
of the mandatory provisions and Fenestration 40% of wall area; Same as proposed design
prescriptive requirements in Standard no skylights
design should model: a Tables G3.1.1A and G3.1.1B determine the HVAC system type (based on building type and size) and description for the
baseline building design. Our example requires System 3PSZ-AC, which represents the system type, cooling type, heating
All end-use loads type, and fan control.
b From Section 6.4 of Standard 90.12004. Per Appendix G3.1.2.1, the baseline building design must use minimum full-load
Any energy-saving strategies (for and part-load efficiencies to model all HVAC equipment. Appendix D of the standard tells us that St. Louis is in Climate
example, daylighting and natural Zone 4a.
ventilation), where applicable c Conditioned floor area, zone type (that is, interior versus perimeter), and climate determine whether the baseline building
design must include an outdoor air economizer.
Actual lighting power if the
lighting system already is
designed, or the lighting power
allowance in accordance with Typically, the design team already Step 2: Model the baseline design
Section 9 of the standard will have completed an ECB model of in accordance with Section G3.
the proposed design in order to The baseline building design closely
Energy-saving architectural
demonstrate that the project satisfies resembles the proposed design. Any
features, such as light shelves,
the minimum energy performance of differences between these models
overhangs, and other permanent
EA Prerequisite 2, which requires (which are prescribed in Table G3.1 of
shading devices
compliance with the stricter of the 2004 standard) enable appropriate
Any undesigned systems as Standard 90.1 or the local energy code. credit for the energy-saving features in
identical to the baseline building the proposed design.
design
(continues on p. 7)
providing insights for todays HVAC system designer Trane Engineers Newsletter volume 343 5
Table 2. Some of the modeling requirements for the Performance Rating Method a,b
Building configuration, size Consistent with design documents Number of floors and conditioned floor area matches
proposed design
Space use classification Specify a single building type (per Section 9.5.1), unless Same as proposed design
the building is a mixed-use facility; or one or more space-
type classifications (per Section 9.6.1)
Schedules Hourly variations in occupancy, lighting power, Same as proposed design unless the proposed design
miscellaneous equipment power, thermostat setpoints, models nonstandard efficiency measures
and HVAC system operation are typical of the proposed
building type
Exception: May model energy-saving strategies if
approved by the rating authority. (Such strategies include
daylighting, natural ventilation, demand-controlled
ventilation, and reductions in service water heating loads)
Model all conditioned spaces as both heated and cooled Same as proposed design
Building envelope Consistent with architectural drawings (or as-built for Dimensions: Exterior envelope components, roofs, doors,
existing buildings) floors, and exposed perimeters of concrete slabs on grade
are equivalent to proposed design
Include effects of automated shades/blinds and Omit effects of shading projections, manual window
permanent shading devices, such as fins, overhangs, and shading devices, and self-shading of the building due to
light shelves orientation
Lighting Use actual lighting power if the system exists; or lighting Use the maximum lighting power allowed for the building-
power allowance in accordance with Sections 9.1.3 and or space-type classification(s) in the proposed design
9.1.4 if the system is designed; or lighting power in
accordance with the Building Area Method if the lighting
system is yet to be specified
Account for automatic lighting controls, such as daylighting Excludes automatic lighting controls
(The baseline lighting schedule reflects the mandatory
control requirements in Standard 90.12004.)
Thermal blocks (HVAC zones) e Model each HVAC zone as a separate thermal block Same as proposed design
HVAC systems Model HVAC system, equipment, and controls types as Use HVAC system types and descriptions specified in
designed. If no heating and/or cooling system exists, then Tables G3.1.1A, G3.1.1B, and in Sections G3.1.2 and G3.1.3
system characteristics match those in baseline model For fan and pump energy, use values specified in
Sections G3.1.2 and G3.1.3
Receptacle and other loads Use estimates based on the building- or space-type Same as proposed design
classification Exception: Use the lowest allowable efficiency for
components subject to the efficiency requirements in
Section 10
a The information presented here represents a subset of the modeling requirements and calculations for proposed and baseline building performance. Be sure to read Appendix G of
ANSI/ASHRAE/IESNA Standard 90.12004 in its entirety for complete details.
b All sections and tables identified in this table refer to the 2004 version of Standard 90.1.
c Proposed building performance is based on a single simulation that uses the building orientation and equipment efficiencies of the actual design.
d Baseline building performance represents the average of the results of four simulations: one at the actual building orientation, and the others at 90, 180, and 270. In the rotated-orientation
simulations, cooling equipment is resized to 1.15 times the cooling design capacity and heating equipment is resized to 1.25 times the heating design capacity.
eA thermal block consists of one or more HVAC zones (not necessarily contiguous) that are modeled as a single entity. All HVAC zones in a thermal block must share the same space-type
classification, and they must be served by the same HVAC system or by the same kind of HVAC system. Also, all of the HVAC zones within the thermal block that are adjacent to an exterior
wall must face the same orientation or their orientations must differ by less than 45.
6 Trane Engineers Newsletter volume 343 providing insights for todays HVAC system designer
(continued from p. 5)
Table 1Column B (p. 5) highlights the on the site; the others rotate the entire
Table 3. Allocation of EAc1 points in LEED-NC
changes made to arrive at the baseline building by 90, 180, and 270, which Version 2.2 (first public review draft)
model for our example office building. enables the proposed design to receive
% Energy cost savings a
To comply with the modeling credit for a well-sited building. (minimum) Points earned
requirements in Table G3.1, we: (Requiring four simulations for the
10.5% 1
baseline building may seem daunting
Set the lighting power density to 14% 2
but may not involve more than re-
the maximum value allowed for this 17.5% 3
entering a handful of values, depending
building type per Table 9.5.1.;
on the simulation software used.) 21% 4
Omitted the economizer, as 24.5% 5
allowed by Table G3.1.2.6A; In each simulation, the cooling and
28% 6
heating equipment is sized at 115%
Changed the HVAC system type 31.5% 7
and 125%, respectively, of the design
and description per Tables G3.1.1A
capacity for that building orientation. 35% 8
and G3.1.1B, based on the building
The annual energy cost of the baseline 38.5% 9
type and size;
design in our example averaged 42% 10
Used the minimum efficiencies $24,590. a Energy cost savings result from a comparison of the total
specified in Table 6.8.1A (cooling) energy consumption for the proposed building project
and 6.8.1E (heating); and, Step 5: Calculate the performance with that of a baseline building per ASHRAE Standard
90.12004 (without amendments).
Oversized the cooling and improvement of the proposed
heating equipment based on the design. Having calculated the energy
requirements in Section G3.1.2.2. performance of the proposed and If the models are accurate but the
baseline models, the resulting values energy cost savings are smaller than
then are applied in the equation (from expected, the project team may
Step 3: Calculate the energy
Section G1.2) to quantify the energy consider additional conservation
performance of the proposed
cost savings of the proposed design: measures to improve the energy
design. This is a matter of simulating
performance of the proposed design.
one entire year (individually calculating
baseline bldg perf proposed bldg perf
each of 8,760 hours) of operation 100 -------------------------------------------------------------------------------------------------------
baseline bldg perf
based on representative climate data
(hourly variations in temperature and $24, 590 $17, 706
100 = -------------------------------------------------- = 27.995%
humidity) for the proposed buildings $24, 590 improvement Documenting the results
geographic location. For our example
The USGBC defines submittal
office building in St. Louis, the
In the example, the proposed design requirements for each of the
proposed design yields an annual
for our office building yields energy prerequisites and credits in its LEED
energy cost of $17,706.
savings of 27.995%, making it eligible products. In general, the evidence
for up to 5 points under EA Credit 1 of required to support EA Prerequisite 2
Step 4: Calculate the energy LEED-NC 2.2 (first public review draft); and EA Credit 1 includes:
performance of the baseline see Table 3. One might think that this
design. Unlike the proposed building Calculated values for baseline and
value could be rounded to 28% and
design, which represents a single proposed building performance
earn 6 EAc1 points, but the USGBC
simulation, the energy performance does not permit rounding to reach the A list of all energy-related features
for the baseline model averages the threshold of the next point. in the actual design, with the
results of four simulations of one year differences between the two
of operation. One simulation is based models clearly identified
Step 6: Verify model accuracy. The
on the actual orientation of the building
objective here is to make sure that the Simulation results that break down
proposed design receives as many of energy usage (at minimum) by
Annual energy costs were calculated using the points available for EAc1 as lights, internal equipment loads,
TRACE 700 building energy and economic possible. (Only 0.005% prevented our service water heating equipment,
analysis software and the energy rates of a local example office building from receiving space heating equipment, space
St. Louis, Missouri, utility company.
6 points for energy performance.) cooling and heat rejection
Check your entries to verify the equipment, fans, and other HVAC
accuracy of the proposed and baseline equipment (such as pumps)
models. The simulation software may
Simulation results showing the
include documentation to simplify
amount of time that any loads are
this task.
providing insights for todays HVAC system designer Trane Engineers Newsletter volume 343 7
not met by the HVAC system in elsewhere in the building. The project
each model team then must show, using the
Performance Rating Method, that the
An explanation of errors, if any,
proposed design performs notably
reported by the simulation
better (that is, yields energy costs at
software in the simulation results
least 10.5% less) than a baseline References
design, which minimally complies [1] Lewis, M., and Lunneberg, T. (2004). A model
with the mandatory and prescriptive of sustainable design. Consulting-Specifying
Engineer 35 (June): 4347.
provisions of Standard 90.12004 as
Closing thoughts embodied in its Appendix G. [2] U.S. Green Building Council (USGBC). (2004).
Green Building Rating System for New
This article discussed the modeling Construction & Major Renovations (LEED-NC)
In effect, the documentation thats
requirements to earn points for energy Version 2.2 (first public comment draft).
required for LEED certification means Retrieved April 15, 2005 from the World Wide
performance as defined by the first
that the project team must either Web: http://www.usgbc.org/Docs/LEEDdocs/
public review draft of LEED-NC
possess the necessary modeling NCCC%20v2%202%20MASTER_public_1_
Version 2.2. Success requires that the clean.pdf
capabilities in-house or engage the
proposed building design first satisfies
services of a firm that does. [3] American Society of Heating, Refrigerating
EA Prerequisite 2Minimum Energy and Air-Conditioning Engineers (ASHRAE), Inc.
Performance, which means that it: One final observation: On the surface, (2004). ANSI/ASHRAE/IESNA Standard 90.1
2004: Energy Standard for Buildings Except
Meets the mandatory provisions the modeling tasks described here
Low-Rise Residential Buildings. Atlanta:
of ANSI/ASHRAE/IESNA Standard might be construed as point-garnering ASHRAE, Inc.
90.12004; and exercises. However, its important not
[4] USGBC. (2002). Green Building Rating
to let the mechanics of certification System for New Construction & Major
Complies either with the standards overshadow the ultimate objective of Renovations (LEED-NC) Version 2.1.
prescriptive or performance LEED, which is to make each building Retrieved April 15, 2005 from the World Wide
requirements, or with the local as sustainable and affordable as Web: http://www.usgbc.org/docs/leeddocs/
energy code, whichever is stricter. possible. leed_rs_v2-1.pdf
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