Professional Documents
Culture Documents
User Manual
DeclarationProcessingforCustomsStaff
UNCTAD/URACustomsBusinessSystemsEnhancementProject[AsycudaWorldComponent]
DECLARATIONPROCESSING
1.0 Introduction
Declaration processing capability is the core component of any automated customs system. It
reflectsboththesystemfunctionalityandthecustomsprocessesinuse.ACustomsdeclarationisthe
basedocumentofCustomsandisusedtocontrolthemovementofgoodsinandoutofthecountry.
Itrepresentsthedatarepositoryforcalculation,andconsequentlycollection,ofdutiesandtaxesas
wellasthemainsourceofnationaltradestatistics.
ASYCUDA World (AW) provides a robust, comprehensive declaration processing capability which is
based on the Single Administrative Document (SAD). The SAD was developed by the EU and is
consideredtobetheInternationalStandardbytheWCOanditcoversallcustomsproceduresand
regimesincludingImport,ExportandTransitprocedures.
Inmoderncustomspractices,customsofficersdonotkeyindeclarationonbehalfoftraders.They
ratherdo thecontrol portionofthecustomsdeclarationprocess.Moreroomisleftfor tradersto
key in their declaration themselves (DTI). Thus, AW could be configured to provide TWO major
profiles,namely;tradersprofileandcustomscontrolsprofile.
1.1 UserInterface
The user is presented with input screens displaying icons; pull down menus and multiple level
screensfamiliartoanyWindowsuser. Movementaroundthescreensissimplewithmouse,cursor
keys,fastpathcommandsorfunctionkeys.
ThesystemisprovidedwithaFinder(search)facilitythatcanbemanipulatedaccordingtospecific
needusingvarioussearchparameters.Iftheuserwishestoaccessdataheldontheserverthenhe
/sheonlyneedstologinbyusingavalidusernameandpassword.
1.2 AccessingASYCUDAWorld
SinceASYCUDAWorldisawebenabledcomputersystem,thesysteminUgandahasbeenbuiltonto
awebpage.
InordertoaccessASYCUDAWorld,usersneedtoobtainaconnectionwithaminimumspeedof528
kbpsforbothuploadanddownloadisacquired.Usersshouldtakenotethoughthatanyfirewallsor
proxy server settings that have been set on their private networks should be able to fully
accommodatetheASYCUDAWorldwebsite.
ThedefaultASYCUDAWorldpagewillbedisplayedasbelowinFigure1.
The website provides an ASYCUDA World Login link and users may access the link with the
appropriatelogincredentials.
Figure2:ASYCUDAWorldLoginWindow
WhenthechoiceismadetoaccessASYCUDA,theuserwillclickontheASYCUDAWorldLoginlinkas
showninfigure2.ThiswillinturnproduceasmallwindowtoinserttheUsernameandPasswordas
shown.
Aslongasthecredentialsinsertedarecorrect,theprocessofloggingintoASYCUDAwillbeginand
theuserwillbegrantedaccesstoASYCUDAWorld.
Figure3:AWMainScreen
1.3 ProcessingtheSAD
ThefigureaboveillustratesthedocumentlibraryinAW.Allmenuitemsarecontainedinthe
documentlibraryforeaseofreference.AsequenceofnodesshouldbeclickeduntiltheSADformis
reached.Thefollowingstepsillustratetheaforementionedsequence:
ClickontheASYCUDAnodewhichexpandsanddisplaysitscontentsasshownbelow.Thisscreenwill
differbasingonthelevelofaccessgrantedtotheuser.
Figure4:ASYCUDAOptionMenu
1.3.1 ExpandingtheGoodsclearanceNode
Expanding the Goods Clearance node displays three options, Declaration, Reports and Warehouse
stockmanagement.
ClickingonceontheGoodsClearanceoption,explodesitandshowsthedetails(Figures5and6)
Figure5:GoodsClearanceOptionMenu
Figure6:DetailedDeclarationOptionMenu
Figure7:DetailedDeclarationMenuandtheFinder
ThisDetailedDeclarationnodewillberepeatedlyreferredtointhischapter.Itcontainstwomajor
operationsthatcouldbedoneonacustomsdeclaration;capturinganewdeclarationandfindinga
registereddeclarationusingtheFinder.
Figure8:TheNewSADMenuOption
OncetheuserclicksonNew,ablankSADformisdisplayed.ThetablebelowillustratestheSAD
dataelementswiththequadrantsindicatedonthesides.Thisisarrangementbyquadrantsmakesit
easyforausertonavigatetheSAD.
TheSADform(DetailedDeclaration)hastabsthatcanbeseenatthebottomofthepage.Someof
thesetabsareonlymandatoryforcertaindeclarationtypeswhilesomearemandatoryforall
declarationtypes.Forexample,thevaluationnoteformismandatoryforalltypesofdeclarations
SomeexamplesSADformsareillustratedbelow:
Figure10:SADTabbedforms
ValuationNoteform.
AssessmentNoticeform.
AttachedDocumentPageform.
VehicleExaminationform
Scanneddocumentsform
Deliveryform
Vehicleexaminationform
1.4.1 SAD(Mainform)
TheblankSADallowsausertodefinethetypeofthetransaction.Forexample,iftheuserwantsto
registerawarehousingdeclaration.Theregimecodee.g.IM7willdeterminewhichfieldsareoptional
andthosethataremandatory.Thewarehousecodeismandatoryforallwarehousingdeclarations.
ThislogicispreprogrammedinASYCUDAwhichmeansthesameblankSADformcanbetransformed
intodifferentdocuments(regimes)dependingontheregimecode.
1.4.2. TheSADSegments
TheSADmainformconsistsbasicallyoftwosegments;thegeneralsegmentandtheitemsegment.
The general segment covers general information about the whole consignment such as exporter,
consignee,declarationtype,etcwhiletheitemsegmentcontainsallnecessaryinformationneeded
tocleartheconsignmentateachitemlevelsuchascommoditycode,value,countryoforigin,etc.
Figure11:SADGeneralSegmentImport
Figure12:SADItemSegmentIMPORT
1.5 SADfieldssortedbyquadrant
1. Tradeoperators Exporter
Consignee
Declaring
2. Generaldata ClearanceOffice
Manifest
Declarationtype
Numberofforms
List
Numberofitems
Totalpackages
10 UNCTAD/URA CBSEP [Asycuda World component] 2012 Version 1.0
Declarantreferencenumber
Personresponsibleforfinancialsettlement
Countryoflastconsignment/firstdestinationcode
Tradingcountrycode
Valuedetails
CAP(CommonAgriculturalPolicy)
Countryofexport/destinationcode
3. Transportation Identificationandnationalityofactivemeansoftransportatarrival
Modeoftransportcode
Placeofdischargecode
Officeofentry/exitcode
Locationofgoods
4. Financial Termsofdeliverycode
Currencycode
Invoicetotal
Financialandbankingdata
5. Goodsdescription Marksandnumbers
Numberofpackages
Packagetype
Containernumbers
Descriptionofcommoditycode
6. Procedure Itemnumber
Commoditycode
Countryoforigincode
Netmass
Grossmass
Procedurecode
Supplementaryunits
Adjustment
Statisticalvalue
7. Additionalinformation Licensingdetails
8. Dutiesandtaxes Dutiesandtaxesdetails
9. Accounting Deferredpayment
Accountingdetails
Accountnumber
Modeofpayment
Assessmentnumber
Receiptnumber
Totalfees
TotalDeclaration
10. Transit Principal
RepresentativeofPrincipal
Guaranteedetails
11. Valuation Invoicevalue
Itemvalue
Table1:FieldsbyQuadrant
11 UNCTAD/URA CBSEP [Asycuda World component] 2012 Version 1.0
Adetailedexplanationofhowtofilleachfieldofthedeclarationisexplainedintable2below:
EXPLANATIONOFSADFIELDSFORASYCUDAWorldDECLARATION
Field
No FieldLabel Descriptionand/orUse
Action
1 Declaration Mandatory To identify which Customs regime the particular SAD belongs
to.AdeclarationmodelnumberisenteredontheSADformin
thisfield.
For all import declarations this model is IM, with a number
identifyingwhichgeneralproceduretheimportbelongstoi.e.4
forhomeconsumption,7forwarehouse.
ThereisnoneedtoentertheExporterTIN
ForexportdeclarationstheexporteristheUgandaexporter.
YoumustentertheexporterTINcodeandthefullnameand
addressofpersonexportinggoodsfromUganda
(automatic
For export declarations this field requires the input of the full
name and address of the overseas importer (buyer) of the
goodsfromUganda.Thisisusuallythenameofthepersonor
organizationoverseastowhichtheUgandasexporterisselling
thegoods.
ThereisnoneedtoentertheconsigneeTIN.
9 Financial Optional Name and address of the party responsible for either the
transferfundsrelatingtoatransactionorthepersonforwhom
the goods were imported. This box is also used in Uganda to
capturethenamesofindividualswhohavenoTINs.
13 C.A.P.(Common Optional The original design of this field has not been utilized since its
Agricultural notrelevanttoUganda.Insteadithasbeenconfiguredtohold
policy) the calculation of other fees. The field has been configured to
accept three codes. On insertion of 1, 2 or 3 and after
validation, a popup box will be displayed for the user to
13 UNCTAD/URA CBSEP [Asycuda World component] 2012 Version 1.0
manuallyenterthemanualtaxesasfollows:
1. AlterationFee
2. RoadUserCharge
3. TemporaryRoadLicense
InalltheabovecasestheTINisautopopulatedbyASYCUDA
onceanewSADiscreated.
Optional CountryCodeindicatingnationalityofship/aircraft/vehicle.
ForASYCUDA,thesecondpartoffield18isoptional,butifyou
havetheinformation,pleasecomplete.
Content:nothing=Loosecargo
=Containerized
Herethedeclarantisrequiredtoletcustomsknowwhetherthe
cargo was containerized or not. A tick means there is a
container while not ticked means there is no container. The
user should click once in this box to insert the tick and click
againtoremovethetick
20 Deliveryterms Mandatory In this field you must enter the code describing the terms of
delivery specified in the sale contract between the buyer and
the seller of the declared goods. i.e. CIF, FOB, CFR, etc. In
Uganda, preferably the total CIF value should be declared. For
directexportsitisFOB.
In the first field (small box) you must enter the code for the
currencynominatedintheinvoice.ForUgandatransactions,all
shouldbedeclaredinorconvertedtoUSD.
In the second part (longer box) you must enter the total
amountinCIFamountinUSD.
Officialexchangerateswillbeupdatedonadailybasis.
Forexports,entertheofficeofdeparturewherethegoodswill
bedepartingthecountryfrom.
YoumustentertheappropriateCODEfortheplacewherethe
goodsbeingdeclaredarestoredpriortoclearancei.e.transit
sheds.
31 Packagesand Theentryinthisfieldmustinclude:
descriptionof
goods Mandatory Shippingmarksandnumbers
Numberofpackagesforthisitem
Mandatory Codeforthetypeofpackages(e.g.Sacks,cartons)
Containeridentificationnumbers(upto4containers)
Mandatory
Commercialdescriptionofthegoods,asperinvoice
Optional
Mandatory
1. COMESACOMESAoriginatinggoods
2. EAC:EACoriginatinggoods
3. EACTZ:Tanzanianoriginatinggoods
4. EACKE:Kenyanoriginatinggoods
5. NEWCARS:Carsthatdonotpay10%surcharge
37 Procedure Thereare2fieldsinthisbox.
Mandatory Inthefirstyoumustentertheprocedurecodeusedtoidentify
thecustomsregimeunderwhichgoodsarebeingmovedtoand
from, i.e. procedure 4000 represents direct import for home
use,4071importforhomeusefrombondedwarehouse
Mandatory Thesecondfieldisanadditionalprocedurecodewhichisused
ifthedeclarantisrequestingexemptionorremissionofduties
for the commodity. e.g. tariff concessions for diplomatic cargo
etc
Inthisbox,theQuotacodewillbeinsertedanditwill
automaticallydeductthequantitiesspecifiedinBox41fromthe
allowancestockperquarter.
40 Summary Thisfieldhas2functionsseparatedbyastroke/
Declaration/
Previous Mandatory ThefirstfunctionrepresentstheBillofLading/AirwayBillNo.
Document thathasbeencreatedunderthemanifest.Thisisusedonlyat
Seaportsandairports.
Optional Thesecondfunctionrepresentsthepreviousdocument
reference,whereaBillofLadingisnotrequired.
Takenotethatforwarehousing,thegoodswillbewarehoused
insupplementaryunitsofmeasurementandhencethequantity
in those units must be declared correctly. For example for
shoes,thequantitydeclaredshouldbeinpairsorforwinethe
quantityshouldbeinlitres.
Toidentifyanadjustmenttoamonetaryamountsuchasan
Thisvalueisthepriceofthegoodsasadjustedbythecost
elementstovaluethegoodsatthelandedCIFlevel.
onthetaxbaserelevanttoeachtaxtype
Fortaxesbasedonquantityandnotvalue,enterthequantity
usedforthetaxcalculation,i.e.iftaxedbyweight,enterthenet
mass(fromfield38),orforliquidstaxedperlitre,enterthe
supplementaryunitsinlitres.
Taxbase
ThestatisticalvalueorthevaluebasedonquantityorNetmass
isenteredinthiscolumn.Thetypeoftaxesiscalculatedagainst
thisvaluetoarriveattheamountpayable.
Rateinthiscolumnfor
ImportDuty:thetaxratefromthecustomstariff.Thisiseither
therateagainstthecommoditycode,oraspecialrateasa
resultofaconcession.
ExciseDutythetaxratefromthecustomstariff.
Amount
Thetotalamountpayableafterassessmentoftheratesoftaxes
fortheitem
MP
Notrequired.
46A Valuedetails Mandatory This field has space to enter details of other charges that are
E.g.ifthesalebetweenbuyerandseller,(theinvoiceprice),is
at the FOB level, the other expenses and charges to bring the
goods to Uganda must be added. Sea or air freight expenses,
insurance, other freight or handling charges, local unloading
charges, are added to the value of the goods at the correct
placeorlevelCIFlanded.
48 Deferred Optional Enter the prepayment or credit account codes from which the
payment goodsarepaidifnoothermeansofpaymentareusede.g.cash.
Inthesecondpartofthefield,entertheperiod(asthenumber
of days) that the goods are approved for storage in that
warehouse.
Numberassignedtodeclarationpostassessment.
Automaticinput
ReceiptNo.(CompletedbyCustoms)
N/R Numberassignedtoreceiptforpaymentofthisdeclaration
TotalFees
Additionalcharge(normallydeclarationprocessingcharge)i.e.
USD.50
Totaldeclaration
Mandatory
Totalamountpayableforthisdeclaration.(Totalcalculationof
taxes+Totalfees)
Table2:DetailedSADDescription
1.5.1 SADitempage(Formultiitemdeclaration)
Figure13:SADItemPage
TheSADcanhaveasmanysubsequentitempagesasthenumberofarticles/commodityinvolvedin
thetransaction.
1.6 GeneralValuationNoteform
Itisauniqueform/declaration;itcontainstheglobalinvoicedvalueofallthegoodsdeclaredinthe
main SAD form. In addition, it allows input of value build up information such as freight and
insurancecostsandautomaticallyapportionsthecostsbetweenthedeclarationitems.
Fieldscomprisedinthegeneralvaluationnoteare:
Invoicevalue
Externalfreight
Internalfreight
Insurance
Othercosts
Deductions
For each cost element the currency should be put in the appropriate field and consequently the
exchangerate(Ifdifferentfromthenationalcurrency)isautomaticallybroughtfromthecurrencies
fileandfilledintheitsappropriatefield.
Uponthecompletionofallcustomsvaluerelatedelements,theCIFvalue(whichisthetaxbasefor
customsduties)isautomaticallycalculated.
1.6.1 ItemValuationNoteform
Figure15:ItemValuationNoteform
TheScannedAttachedDocumentsformhasauniquetabonthedeclarationandcontainsthecodes
of the documents attached to the declaration. For instance for Uganda Customs, the scanned
documentstobeattachedincludes:
1. CommercialInvoice
2. ProformaInvoice
3. SalesAgreement/Contract
4. ProofofPayment
5. CertificateofOrigin
6. ExportEntry
7. TransitEntryC17
8. ExportCertificate/LogBook
9. BillofLading
10. ParkingList
11. MFAForm
12. NDAClearance
ThisisamandatoryactionthathastobeundertakenbytheBroker.
Figure16:AttachedDocumentPageForm
1.8 Howtousethedeclarationtool(icon)bar
Figure17:DeclarationTool(icon)Bar
Documentverification;tocheckalldeclarationfieldsforconsistency.
Document validation; to ensure the resulting document is a viable and valid
customsdeclaration.
Validationandassessment;itisatwoinoneiconthatdoesbothvalidationas
wellasdeclarationassessment,i.e.,calculationofdutiesandtaxesandrouting
thedeclarationtotheappropriatechannel(dependingontheconfigurationin
use).
Store; to save the declaration on AW server before validation but after being
verified.
Remote check; to compare declaration data against AW database. Applicable
xmlmanifestchecks
Import from AW XML file; retrieve declaration data that have been stored
locallyonacomputerworkstationinanXMLformatforfurtherprocessing.
Export to AW XML file; store declaration data in XML format on a computer
workstationforlaterprocessing.
1Print
2PrintHardcopy
3Informationpage.
3Attacheddocument;printattacheddocuments.
1Customized;printonapreprintedform.
2Assessmentnotice
Viewtotalmass;displaysthetotalweightofallitemsonthedeclaration
Changegoodsownershipforgoodsthathavebeenwarehoused
1ExporttoPDF;printthedocumentinaPDFfile.
2HardcopyexporttoPDF;printahardcopyofthedocumentonaPDFfile.
These are used to view Inspection Act, receipt, waybill, exit note and scans
dependingonthedocumentstatus.
Additem;toaddanitemtoadeclarationduringdatacapture.
Deleteawholepage.
25 UNCTAD/URA CBSEP [Asycuda World component] 2012 Version 1.0
Deleteitem;todeleteanitemfromthedeclaration.
Generateperiodicalsummarydeclaration;togenerateaperiodicaldeclaration
iftheauthorizationnumberisvalid.
Finder;searchfordocumentsinAWdatabase.
Help;providestheuserwithanonlinehelp.
1.9 TypesoffieldsontheSAD
Theboxesarethesameasontheprintedpaperversiontheareaswhereinformationisenteredare
calledSADboxesorSADfields.
Therearedifferenttypesoffields:
Mandatoryinput:informationmustbeinputtothefieldandAWwillnotpermittheusertoadvance
untilinputiscompleted.Inthiscase,ifthefieldisleftblank,thefieldwillbeunderlinedRed.
Optionalinput:choiceofenteringinformationislefttothedeclarant.However,whereinformation
is relevant for statistical, risk management and auditing purposes, the user is encouraged to input
therelevantinformation.
Prohibitedinput:theseboxeseitherdisplayacodeautomaticallyornoinformationisdisplayedat
all;noaccessisallowedtothefield.
Inthiscase,thesystemwillunderlinethefieldsRedandautomaticallydisplayanerrormessageon
attempttoverifythedeclarationasseeninbelow
Figure18:ErrorMessageafterVerification
Basedonthesestandards,thenationalprojectteamdefineswhichfieldsaremandatory,optionalor
prohibitedandwhichcontrolstoapply.
1.10 TheFinder
ThefinderisausefultoolinASYCUDAusedtoretrievedocumentsbasedondifferentsearchcriteria.
A user needs to fully understand the functionality of the finder in order to navigate through
ASYCUDAWorldsinceitisthemostcommonlyusedfeature.ADetaileddeclarationcanberetrieved
using different keys (search criteria). A criterion could be document status such as a registered
status, a selectivity decision like red or green routed declaration, or any other predetermined SAD
elementlikedeclarant,consignee,etc
Inordertoaccessthedeclarationfinder,theuserwillrightclickondetaileddeclarationandalistof
submenusthattheuserispermittedtohavewillbedisplayedasseeninthebelow.
Figure19:ObtainingtheFinder
Thefinderwillbedisplayedasbelowwithallsearchcriteriasetallbydefault.Inordertochange
thecriterion,theusershouldclickintherespectivecriterionboxandchangeittotherequiredsearch
parameter. After selecting the search criterion, the user will be required to select a value (see
value#1andvalue#2).Noticethefactthatausecandefineoneortwovaluesforaparticularsearch
criterion.
27 UNCTAD/URA CBSEP [Asycuda World component] 2012 Version 1.0
Figure20:TheFinder
The user is presented with icons at the bottom of the finder. In order to determine what an icon
does,theusermayplacethecursorovertheiconandashortdescriptionwillbedisplayedsuchas
Clearabove.TheIconsarestandardandeasytouse.
Toobtaintheinformationbeingsought,theuserwillclickonthesearchicondisplayedatthebottom
righthandsideofthefinderwindow.Onclickingit,thelistofdeclarationsorcriteriarequestedfor,
willappearasseeninthefigurebelow.
28 UNCTAD/URA CBSEP [Asycuda World component] 2012 Version 1.0
Figure21:DisplayingDeclarations
Rightclickingtherequesteddeclarationgivestheuserthedifferentpossibleoperationsthatcouldbe
doneonthisdeclaration.
This depends on the declaration status which will be explained thoroughly in the next section. For
example,toretrieveadeclarationforfurtherprocessingtheuserwillproceedasfollows:
Placethecursoronthedesireddeclarationandrightclick.
Figure22:PossibleOperationonaDisplayedDocument
1.11 Declarationstatus
Declaration status indicates where a declaration is in the processing path. When searching for a
declarationusingthefinder,theuserwillnoticethatthestatusiscolourcodeddeclarationinorder
toenableausertoquicklyrecognisethestatus.Table(3)showsthedifferentdeclarationstatus,they
are colour coded as they appear in the finder. Different operations could be carried out on a
declarationaccordingtoitsstatus.
1.3.3 Operationscarriedoutondeclarationsaccordingtotheirstatus
A declaration may be processed by right clicking on the declaration in the Finder as displayed in
Figure 7. One of the options available to a user (depending on the level of access) is the retrieve
option that allows a user to first retrieve the declaration, review it, then process it. Specific user
rightsareallocatedtouserstoenablethemperformtheseaction.Inotherwords,noteveryusercan
performthisactioninAW.
Onretrievingthedeclaration,someothermenusaredisplayedasshowninthefigure.Itisuptothe
usertochoosewhichactiontheywouldliketoperformusinganyofthesubmenus.
TheoperationValidateandAssessinvolvesaValidationoperation.
IfnoproblemoccursonthedeclarationandthedeclarationissenttotheBlueortheGreenroute,
thesystemreroutestothegreenlaneforrelease.
Ifariskmanagementactionisinvolved,theDeclarationisautomaticallyroutedtotheRed,Yellow
LaneandthedeclarationisstoppedintheSELECTEDstatus.
Whenthecheckshavebeenachievedbytheauthority,thedocumentisreroutedtothegreenlane
andthedeclarationisreleased.
Figure23:OperationsonaCANCELLEDDeclaration
Theoperationsofacancelleddeclarationareintable7below:
Operationname Description
View Viewwithoutpossibilitytoamend
The system carries out this operation automatically provided that the
authorised officer is in control. This operation represents the updating of a
Refund
declaration with the receipt details AFTER the refund of the declaration has
beendonebytheaccountingdepartment.
This is operation represents the history (status evolution) of the declaration
Details
fromregistrationonwards.
Table5:OperationsonaCancelledDeclaration
1.11.2 OperationsonanASSESSEDdeclaration
Figure24:FindinganASSESSEDDeclaration
Operationname Description
View Viewwithoutpossibilitytoamend
ThisoperationenablestheauthorisedpersonstogenerateanXMLfilethatwill
ExporttoT1XML
beusedtofillcaptureaTransitdocument.
This operation is done from the Finder only on an export declaration. It
Exportrelease
representstheconfirmationofleavingofthegoodsfromthecountry.
This is an operation that can be done from the Finder or from a declaration
Viewcriteria
document;itdisplaystheselectivitycriteria(ifany).
Allows a user to indicate their actions once a declaration is selected red or
SelectivityControl
yellow.
Allowsauserwiththerequisiterightsforroutegoodstotheexaminationshed
RouteGoods
ordeliverypoint.
Release order
Allowsausertotriggerselectivity
(Selectivity)
ThisoperationrepresentstheclearingofadeclarationselectedBlue(assessed).
In addition this is the operation used to clear declarations selected Red or
Clear
Yellow when the configuration is set to selectivity after assessment. The
declarationisreroutedtotheGreenLane.
Retrieve Recallsadeclarationandenablesausertoreviewandmodifythedeclaration
ThisisthecancellationoperationofanassessedSAD;thisisdonedirectlyfrom
Cancel
theFinder.Infact,thedocumentremainsinthedatabaseuntilitisarchived.
Lock Thisoperationlockstheaccessofthedocument.
Unlock Thisoperationunlockstheaccessofthedocument.
Manual Examiner This option allows users to re assign declarations that cannot be handled but
assignment theassignedofficers.
GenerateT1 Allowsausertogenerateatransitentryfromthedeclaration
This is operation represents the history (status evolution) of the declaration
Details
fromregisteredonwards.
Table6:OperationsonanAssessedDeclaration
Figure25:FindingaPAIDDeclaration
Theoperationsofapaiddeclarationaredisplayedintable9below:
Operationname Description
View Viewwithoutpossibilitytoamend
This operation is done from the Finder only on exportation declaration. It
Exportrelease
representstheconfirmationofleavingofthegoodsfromthecountry.
This is an operation that can be done from the Finder or from a declaration
Viewcriteria
document;itdisplaystheselectivitycriteria(ifany).
Examine Allowsanexaminertorecordtheirinspectionresults.
Allows a user to indicate their actions once a declaration is selected red or
SelectivityControl
yellow.
Allowsauserwiththerequisiterightsforroutegoodstotheexaminationshed
RouteGoods
ordeliverypoint.
Thisisthe controlonthe declaration thathasbeenexaminedandfoundwith
Clearanceofficer
discrepancies.Itallowstheofficertoroutethedeclarationtothedeliverypoint.
Release Allowsausertotriggerselectivity
Order(selectivity)
Retrieve Recallsadeclarationandenablesausertoreviewandmodifythedeclaration
This is the cancellation operation of a paid declaration; this is done directly
Cancel from the Finder. In fact, the document remains in the database until it is
archived.
Lock Thisoperationlockstheaccessofthedocument.
Unlock Thisoperationunlockstheaccessofthedocument.
Manual Examiner This option allows users to re assign declarations that cannot be handled but
assignment theassignedofficers.
34 UNCTAD/URA CBSEP [Asycuda World component] 2012 Version 1.0
GenerateT1 Allowsausertogenerateatransitentryfromthedeclaration
This is operation represents the history (status evolution) of the declaration
Detail
fromregisteredonwards.
Table7:OperationsonaPaidDeclaration
1.11.4 OperationsonanEXITEDSAD
Figure26:OperationsonanEXITEDDeclaration
Operationname Description
View Viewwithoutpossibilitytoamend
This operation is done from the Finder only on exportation SAD. It represents
Exportrelease
theconfirmationofleavingofthegoodsfromthecountry.
Examine Allowsanexaminertorecordtheirinspection.
Retrieve Recallsadeclarationandenablesausertoreviewandmodifythedeclaration
ThisisthecancellationoperationofanexitedSAD;thisisdonedirectlyfromthe
Cancel
Finder.Infact,thedocumentremainsinthedatabaseuntilitisarchived.
Manual Examiner This option allows users to re assign declarations that cannot be handled but
assignment theassignedofficers.
This is operation represents the history (status evolution) of the declaration
Details
fromregistrationonwards.
Table8:OperationsonanExitedDeclaration
1.12 Declarationprocessingsteps
Declarationprocessingmaytakedifferentpathsaccordingtothedeclarationtype/customsregime,
selectivitydecision(routing)andmanyotherfactorsaccordingtothenationalcustomslegislationin
force.
Therearemanypotentialoperationsthatcouldbedoneonadeclarationfromthestarttotheend.
Someoftheseoperationsareobligatoryandtheothersareoptional.Inthispartofthedocument,
thebasicstepsofadeclarationprocessingwillbeillustrated.
1.12.1 Preparingadeclarationforprocessing
Thedeclarationformisthebasiccustomsdocumentneededforaclearanceprocesstotakeplace.By
now a user should be able to create a new SAD. To fill in a SAD form, the user is to take into
considerationthatthereexisttwotypesoffields:
Plaintextfields:Enteredanddisplayedasisandnofurthermanipulationisdoneonthem.
For example; when keying in an IM4 declaration (entry for home use), the exporter resides in the
country of exportation and consequently national customs doesnot have him/her on its database.
The field is filled with the exporter information mentioned on the consignment associated
documents(Invoice).ItsaplaintextandAWdoesnotcheckit.
Dynamic fields: Represents a field in one of the database tables to be manipulated in current or
futureoperations.Someofthedynamicfieldsarepoppedupfromtheirappropriatefieldsasshown
below or called upon from the Database using the F3 key to fill in SAD field instead of typing it
manually.
Figure28:PoppinguptheDeclarationType
Clickingthedesiredchoicewritesitautomaticallytotheappropriatefield.
Figure29:UsingtheF3Option
Figure30:FillingintheCommodityCodeBoxusingF3Key
Using the F3 key, a tariff code can be searched by name such as offal or by heading chapter or
Code.Expandingthetariffchapter,thentariffheadingthensubheading,clickingthedesiredHScode
(aredbook)makesagreentickavailablefortheusertowritetheHSCODEbox33.
Figure31:TheCompanyFinder
1.13 Linkingthedeclarationtoamanifest(andwaybill)
Avalidmanifestentryreferencenumberwiththeformat20112isenteredintheappropriatefieldin
order to link the waybills comprised in the declaration to that manifest. 2012 is the year or
registrationofthemanifestwhile2isthemanifestregistrationnumber.Thisallowsforwritingoff
thewaybillandmanifestonassessment.
Iftheconsignmentiscontainerized,theboxnumber19ischecked.Thisactivatesthecontainersno.
portioninbox31;thecontainerontheSADshouldmatchthecontainerreferencenumberindicated
inthewaybill.Thewaybill(transportdocument)numberisenteredtobox40.
1.14 Fillinginthevaluationnote
Inordertoclarifyhowthisportionworks,wewillconsiderthecaseofatwoitemdeclaration.Take
anexampleofthedeclarationbelowwiththreeitems.ThefigurebelowhighlightstheCIFvaluefor
allthethreeitemsandthevaluationnoteform(val.note).
AfterenteringtheCIFvaluefortheentireconsignmenttheusershouldclickontheval.note
The val. note has two segments, the general segment where the total CIF value is
automaticallyinsertedaftertheinsertionabove,andtheitemsegment.Inordertocapture
FOB, freight and insurance values the user should change the working mode to
apportionmentbyvalue.
Theitemsegmentislocatedbelowthegeneralsegment.Theusershouldscrolldownbelow
thegeneralsegmenttoaccesstheitemsegmentforeachitemnumber.
AWautomaticallyapportionsthefreightandinsurancevaluestotheitemsoncetheoption
aboveisselected.AlltheuserneedstoaddistheFOBvalueforeachitem.
ThentheSADcanbeverifiedtocheckitsconsistency.Iftheitemvaluesdonotadduptothe
totalCIFvalue,anerrormessagewillbedisplayed.Seethescreenshotsbelowtoillustrate.
st
Figure34:1 ItemValuationNote
Figure35:2ndItemSegment
Figure36:DutiesandTaxesCalculatedAutomatically
1.15 Documentverification
When the declaration is filled in, a verification request is issued by clicking the icon on the
toolbar.Thisstepinsuresthecorrectnessofthedeclarationdatabeforeassessment
Figure38:DocumentVerificationNotification
Theduecustomsdutiesandtaxesarecalculatedasshowninthefigurebelow:
TAX CODES TOTAL TAX AMOUNT
Figure39:CalculationofdutiesandtaxesuponSADverification
MP 1= TAX PAYABLE
MP 0 = TAX NOT
42 UNCTAD/URA CBSEP [Asycuda World component] 2012 Version 1.0
1.16 DocumentValidationandAssessment
Validationprocessassurestheintegrityofthedeclarationdataanditsreadinesstoconstituteavalid
customsdeclaration.Thevalidationrequestismadebyclickingthevalidateicon onthetool
barasshownbelow.ThecurrentcustomsprocessinUgandahowever,doesnotrequirevalidation.
InsteadusersgodirectlytoValidateandAssessthedeclarationbyclickingontheValidateandAssess
Figure40:DeclarationValidationandAssessment.
Declarationvalidationisavitalcustomsoperationthatgivesthevalidateddeclarationalegalstatus
andacustomsreferencenumber.Thus,adialogueboxisdisplayedtoasktheuserwhetherornothe
iscertainasshowninFigure50.
Figure41:ValidationandAssessmentDialogueBox.
If the answer is yes, AW validates and assesses the declaration and a unique customs reference
number and assessment number is assigned to that declaration. The Customs reference number,
declarant reference and assessment number can be used to retrieve a declaration. The declarant
referenceisassignedbytheCustomsbrokeratthetimeofdatacapture.
Avalidationnotificationisdisplayedavailingmanyoptionsasshownbelow.
1.17 Assessmentnotice
The Assessment Notice is a unique page per declaration and it contains information about the
assessment of the declaration. The assessment notice is generated upon the validation and
assessment of the declaration. It contains the summary of duties and taxes payable for the whole
declaration. The assessment notice is updated after the payments have been done and any
rectificationsofdeclaration.
The assessment notice contains the type of declaration, the registration number, the date, the
declarantreference,thepaymentnumber,theaccountnumber,thereceiptnumber,thecodesand
thetextoftaxes,theamountofthetaxes,thetotalofthedutiesandtaxestobepaid.
Figure43:AssessmentNoticeForm
Usingthefinder,wecancheckthedocumentstatusnowisassessed,theDeclarantmayproceedto
thenextstep;payment
Figure44:DisplayingDocumentStatus.
InlinewithURAspolicyofpayingalltaxesthroughtheeTAXsystem,thesystemhasbeenconfigured
togenerateaPaymentRegistrationNumber(PRN).
Figure45:GeneratingaPRN
TogeneratethePRN,clickontheAssessmentNoticeiconontopofthedeclaration.Thismakesthe
systemtolinkwiththeeTaxsystemandthePaymentRegistrationNumber(PRN)togetherwiththe
searchcodewhichareinsertedontheAssessmentNotice.
Figure46:GeneratingaPRN
1.19 TriggeringSelectivity
The user receives a prompt asking whether they need to print a Release Order. As per current
Customsprocedure,aReleaseOrderisnotrequired;sotheuserselectsnottoprintitbyclickingon
theX.
At this point, selectivity is triggered and the declaration is selected to any of the four processing
lanes:Redlane,YellowLane,BlueLaneorGreenLane.
1.20 HowSelectivitydecisioninfluencesthedeclarationprocessing
A declaration could be treated differently according to the selectivity decision and the declaration
status. The different potential selectivity decisions and declaration status are shown in 3.5.1 and
3.5.2respectively.
1.20.1 Selectivitylanesandcolours
Thisallowsallocationoftheselecteddeclarationtooneoffourpaths,fordifferenttypesorlevelsof
Customsprocessingchecksplusaquerylane.
WhileaCustomsadministrationcandetermineexactlywhattypeofactionwillbecarriedoutwhena
declarationisselectedforaparticularlane,theseactionsaredescribedasfollows:
RedLanephysicalexamination:theimportedgoodsarephysicallyexaminedbytheExaminersat
the Bonded warehouses. Once this is done the Examiner retrieves the declaration and feels the
VerificationAccount(VA)viatheInspectionAct.
YellowLanefulldocumentarycheckbeforeassessment.
Blue Lane declarations are subject to post clearance audit. This provides flexibility, and can allow
Customs to make more efficient use of their resources, such as allowing release of low risk goods,
subjecttosometypeofauditcontrolatalaterdate.
NoteThereisanoptionforautomaticreroutingofYellowLanedeclarationstoBlueLaneaftera
predeterminednumberofdays.
GreenLane=AlldeclarationsexceptthoseselectedRedLane,YellowLaneorBlueLane.
GreenLanecontainsanoptiontodelaytheautomaticassessmentofdeclarationstoallowCustoms
time to manually go through these declarations. There is also the option to reroute to Red Lane,
YellowLaneorBlueLaneifahigherlevelofcheckisnecessary.
1.20.2 Switchinglanes;Green,blue,yellowandredlanes
Movingbetweenlanesneedsoftenadministrativedecisions(fromcustoms).Whenitcomestothe
users(operationalpart),torerouteadeclarationfromalanetoanother,thefollowingsequenceis
followed:
AndchooseFindSelectedRed
WhentheSelectedReddeclarationsaredisplayed,theuserrightclicksthechosendeclarationand
pickoneofthereroutingoptions,ReroutetoGreeninourcase.
Main menu ASYCUDA Goods Clearance Detailed Declaration, Find Selected Red and Reroute to
green
Reroutingadeclarationtakesplacewhentheappropriatemeasures/interventionshavebeentaken
andthereroutingdecisionhasbeentaken.
Atypicalreroutingprocessinvolvesthefollowing:
1.20.3 ReleaseofaDeclaration
ThecurrentcustomsprocedureobtaininginUgandaisthatofselfassessmentwherebydeclarations
aredirectlyassessedbytheAgentsandpaymentmadebeforeCustomscancommencedeclaration
processing. This necessitates configuring ASYCUDA to trigger selectivity after assessment. This
configuration requires that when declarations are selected to various processing lanes and the
necessaryactionintermsofdocumentorphysicalexaminationhasbeendone,thedeclarationmust
firstbeClearedbeforebeingreroutedtogreenlaneforrelease.
Toclearthedeclaration,gothroughtheFinder,displayalistofselecteddeclarationsandselectthe
optiontoCleardeclaration.
ThisbringstheInspectionActthroughwhichtheusercanindicatetheexaminationaccountresulting
fromtheexaminationthathasbeenmadeonthedeclaredgoods;otherwisetheywillsimplyindicate
okandvalidatetheInspectionAct
ValidatingtheInspectionAct,bringsuptheoptiontoreroutethedeclaration
Andfinallythedeclarationisreroutedtothegreenlaneforrelease
InordertowithdrawthegoodsfromCustomscontrol,areleaseorderisissued.Usingthefinder,the
user chooses the right declaration. In the current Ugandan customs procedure, although the
declarationisgeneratedbythesystem,itisnotissuedtotheTraders;theuserthusdisregardsthe
prontingofthereleaseorderonthenextdialogbox
InspectionAct
TheinspectionactisatoolinASYCUDAWorldwhereuserscancaptureanyinformationthatmaybe
relevanttoanyonewhoviewsthedeclarationafterCustomsprocessing.
1.21.1 CreatinganInspectionAct
Specific users with the requisite rights can create an inspection act if it has not been created
automatically.
Creationoftheinspectionactisdonefromtheselectivitymodule.Theusershouldgotheselectivity,
right click on inspection act and click new. Once creation of the inspection act is done the user
shouldvalidateit.
1.21.2 ViewingtheInspectionActontheSAD
The inspection act can be viewed from the SAD; this access does not allow a user to make any
changestothedatacontainedinthescreen.Usingthefinder,findtheSADandretrieveit.Asmall
icon will be displayed at the top of screen as demonstrated below. Click on it to retrieve the
inspectionact.
Figure11:ViewingInspectionAct
Thispage(above)isopenedbydefaultonceadeclarationismodifiedafterselectivityorassessment.
Auserisalwayspromptedtogiveadescriptionofwhatinterventiontheytookinthedialoguebox
above.Afterinputtingtheinformation,theusershouldvalidatetheinspectionact.
1.22 ViewingCriteria
A user should always understand why a declaration has been selected red, yellow or blue. These
coloursrequirespecificinterventionsthatarecommunicatedinthecriteria.Thisinformationcanbe
viewed by any officer in the declaration of the processing chain. In order to view the criteria or
criterionthathitthedeclaration,theusershouldusetheFindertoviewtheselectedSAD.Thenright
clickonitandclickviewcriteria.
Figure133:ViewingaCriterion
Theusercanselectthecriteriacodebyclickingonit;thedocumentationfortheselectedcriteriawill
bedisplayedtoinformtheuseronwhatisrequiredofthem.
1.23 ExitNote
Customs may decide to confirm the physical exit of the goods from Customs premises by using an
exitnote.AWpresentstwotypesofexitnote:
ExitNotewhichisusedbytheofficertoallowexitoutofatransitshedorspecificlocationofgoods.
The user will have to know by declaration which location the goods had been stored prior to
clearance.
Ineithercase,onceallgoodshavebeenexited,thedeclarationstatusmaychangetoconfirmexit.
Toprocessanexitnote,usingExitnote,rightclickonthemenutransitshedandthenclickonNew.
Detailsoftheexitprocessarefoundinlastchapterinthisdocument.
Theitemlistwillbepresentedinaseparatewindowallowingtheusertoselecttheitemtobeexited
from the list. This is useful when the whole consignment will not be exited at once. It allows for
partialexitoftheconsignment.
Figure16:ItemExitPage