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G.R. No.

88919 July 25, 1990 In an Order dated September 30, 1988, the respondent court issued a warrant of arrest against the
accused OIC Mayor. It also fixed the bail at five thousand pesos (P5,000.00) as recommended by the
PEOPLE OF THE PHILIPPINES, petitioner, Provincial Election Supervisor.
vs.
HONORABLE ENRIQUE B. INTING, PRESIDING JUDGE, REGIONAL TRIAL COURT, BRANCH 38, However, in an order dated October 3, 1988 and before the accused could be arrested, the trial court
DUMAGUETE CITY, AND OIC MAYOR DOMINADOR S. REGALADO, JR., respondents. set aside its September 30, 1988 order on the ground that Atty. Lituanas is not authorized to
determine probable cause pursuant to Section 2, Article III of the 1987 Constitution. The court stated
that it "will give due course to the information filed in this case if the same has the written approval of
the Provincial Fiscal after which the prosecution of the case shall be under the supervision and control
of the latter." (at p. 23, Rollo, emphasis supplied)
GUTIERREZ, JR., J.:

In another order dated November 22, 1988, the court gave Atty. Lituanas fifteen (15) days from receipt
Does a preliminary investigation conducted by a Provincial Election Supervisor involving election
to file another information charging the same offense with the written approval of the Provincial Fiscal.
offenses have to be coursed through the Provincial Fiscal now Provincial Prosecutor, before the
Regional Trial Court may take cognizance of the investigation and determine whether or not probable
cause exists? Atty. Lituanas failed to comply with the order. Hence, in an order dated December 8, 1988, the trial
court quashed the information. A motion for reconsideration was denied.

On February 6, 1988, Mrs. Editha Barba filed a letter-complaint against OIC-Mayor Dominador
Regalado of Tanjay, Negros Oriental with the Commission on Elections (COMELEC), for allegedly Hence, this petition.
transferring her, a permanent Nursing Attendant, Grade I, in the office of the Municipal Mayor to a
very remote barangay and without obtaining prior permission or clearance from COMELEC as required The respondent trial court justifies its stand on the ground that the COMELEC through its Provincial
by law. Election Supervisor lacks jurisdiction to determine the existence of probable cause in an election
offense which it seeks to prosecute in court because:
Acting on the complaint, COMELEC directed Atty. Gerardo Lituanas, Provincial Election Supervisor of
Dumaguete City: (1) to conduct the preliminary investigation of the case; (2) to prepare and file the While under Section 265 of the Omnibus Election Code approved on December 3,
necessary information in court; (3) to handle the prosecution if the evidence submitted shows a prima 1985 duly authorized legal officers of the Commission on Elections have the
facie case and (3) to issue a resolution of prosecution or dismissal as the case may be. The directive to exclusive power to conduct preliminary investigation of all election offenses and to
conduct the preliminary investigation was pursuant to COMELEC Resolution No. 1752 dated January prosecute the same, it is doubtful whether said authority under the auspices of the
14, 1986. The resolution, in turn, is based on the constitutional mandate that the COMELEC is charged 1973 Constitution, still subsists under the 1987 Constitution which has deleted in its
with the enforcement and administration of all laws relative to the conduct of elections for the purpose Section 2, Article III, the phrase "and such other responsible officer as may be
of ensuring free, orderly and honest elections (sec. 2, Article XII-C of the 1973 Constitution) and on the authorized by law" in the equivalent section and article of the 1973 Constitution.
Omnibus Election Code which implements the constitutional provision. The Resolution provides, (Rollo, p. 24)
among others:
The petition is impressed with merit.
xxx xxx xxx
We emphasize important features of the constitutional mandate that " ... no search warrant or warrant
Further, Regional Election Directors and Provincial Election Supervisors are hereby of arrest shall issue except upon probable cause to be determined personally by the judge ... " (Article
authorized to conduct preliminary investigations of election offenses committed in III, Section 2, Constitution)
their respective jurisdictions, file the corresponding complaints and/or informations
in court whenever warranted, and to prosecute the same pursuant to Section 265 of First, the determination of probable cause is a function of the Judge. It is not for the Provincial Fiscal or
the Omnibus Election Code. (Rollo, p. 15) Prosecutor nor for the Election Supervisor to ascertain. Only the Judge and the Judge alone makes this
determination.
After a preliminary investigation of Barba's complaint, Atty. Lituanas found a prima facie case. Hence,
on September 26, 1988, he filed with the respondent trial court a criminal case for violation of section
261, Par. (h), Omnibus Election Code against the OIC-Mayor.
Second, the preliminary inquiry made by a Prosecutor does not bind the Judge. It merely assists him to while an RTC Judge may no longer conduct preliminary investigations to ascertain
make the determination of probable cause. The Judge does not have to follow what the Prosecutor whether there is sufficient ground for the filing of a criminal complaint or
presents to him. By itself, the Prosecutor's certification of probable cause is ineffectual. It is the report, information, he retains the authority, when such a pleading is filed with his court, to
the affidavits, the transcripts of stenographic notes (if any), and all other supporting documents determine whether there is probable cause justifying the issuance of a warrant of
behind the Prosecutor's certification which are material in assisting the Judge to make his arrest. It might be added that this distinction accords, rather than conflicts, with
determination. the rationale of Salta because both law and rule, in restricting to judges the
authority to order arrest, recognize that function to be judicial in nature.
And third, Judges and Prosecutors alike should distinguish the preliminary inquiry which determines
probable cause for the issuance of a warrant of arrest from the preliminary investigation proper which We reiterate that preliminary investigation should be distinguished as to whether it is an investigation
ascertains whether the offender should be held for trial or released. Even if the two inquiries are for the determination of a sufficient ground for the filing of the information or it is an investigation for
conducted in the course of one and the same proceeding, there should be no confusion about the the determination of a probable cause for the issuance of a warrant of arrest. The first kind of
objectives. The determination of probable cause for the warrant of arrest is made by the Judge. The preliminary investigation is executive in nature. It is part of the prosecution's job. The second kind of
preliminary investigation proper-whether or not there is reasonable ground to believe that the accused preliminary investigation which is more properly called preliminary examination is judicial in nature
is guilty of the offense charged and, therefore, whether or not he should be subjected to the expense, and is lodged with the judge. It is in this context that we address the issue raised in the instant
rigors and embarrassment of trial is the function of the Prosecutor. petition so as to give meaning to the constitutional power vested in the COMELEC regarding election
offenses.
The Court made this clear in the case of Castillo v. Villaluz (171 SCRA 39 [1989]):
Article IX C Section 2 of the Constitution provides:
Judges of Regional Trial Courts (formerly Courts of First Instance) no longer have
authority to conduct preliminary investigations. That authority, at one time reposed Sec. 2. The Commission on Elections shall exercise the following powers and
in them under Sections 13, 14 and 16 Rule 112 of the Rules of Court of 1964, (See functions
Sec. 4, Rule 108, Rules of Court of 1940; People v. Solon, 47 Phil. 443, cited in
Moran, Comments on the Rules, 1980 ed., Vol. 4, pp. 115-116) was removed from (1) Enforce and administer all laws and regulations relative to the conduct of an
them by the 1985 Rules on Criminal Procedure, effective on January 1, 1985, election, plebiscite, initiative, referendum, and recall.
(Promulgated on November 11, 1984) which deleted all provisions granting that
power to said Judges. We had occasion to point this out in Salta v. Court of
xxx xxx xxx
Appeals, 143 SCRA 228, and to stress as well certain other basic propositions,
namely: (1) that the conduct of a preliminary investigation is "not a judicial
function ... (but) part of the prosecution's job, a function of the executive," (2) that (6) File, upon a verified complaint, or on its own initiative, petitions in court for
wherever "there are enough fiscals or prosecutors to conduct preliminary inclusion or exclusion of votes, investigate and, where appropriate, prosecute cases
investigations, courts are counseled to leave this job which is essentially executive of violation of election laws, including acts or omission constituting election frauds,
to them," and the fact "that a certain power is granted does not necessarily mean offenses, and practices. (Emphasis supplied)
that it should be indiscriminately exercised."
In effect the 1987 Constitution mandates the COMELEC not only to investigate but also to prosecute
The 1988 Amendments to the 1985 Rules on Criminal Procedure, declared effective cases of violation of election laws. This means that the COMELEC is empowered to conduct preliminary
on October 1, 1988, (The 1988 Amendments were published in the issue of Bulletin investigations in cases involving election offenses for the purpose of helping the Judge determine
Today of October 29, 1988) did not restore that authority to Judges of Regional Trial probable cause and for filing an information in court. This power is exclusive with COMELEC.
Courts; said amendments did not in fact deal at all with the officers or courts having
authority to conduct preliminary investigations. The grant to the COMELEC of the power, among others, to enforce and administer all
laws relative to the conduct of election and the concomittant authority to investigate
This is not to say, however, that somewhere along the line RTC Judges also lost the and prosecute election offenses is not without compelling reason. The evident
power to make apreliminary examination for the purpose of determining whether constitutional intendment in bestowing this power to the COMELEC is to insure the
probable cause exists to justify the issuance of a warrant of arrest (or search free, orderly and honest conduct of elections, failure of which would result in the
warrant). Such a power indeed, it is as much a duty as it is a power has been frustration of the true will of the people and make a mere idle ceremony of the
and remains vested in every judge by the provision in the Bill of Rights in the 1935, sacred right and duty of every qualified citizen to vote. To divest the COMELEC of the
the 1973 and the present (1987) Constitutions securing the people against authority to investigate and prosecute offenses committed by public officials in
unreasonable searches and seizures, thereby placing it beyond the competence of relation to their office would thus seriously impair its effectiveness in achieving this
mere Court rule or statute to revoke. The distinction must, therefore, be made clear clear constitutional mandate.
From a careful scrutiny of the constitutional provisions relied upon by the indicated above what the respondent trial court should have done was to enforce its September 30,
Sandiganbayan, We perceived neither explicit nor implicit grant to it and its 1988 order, to wit:
prosecuting arm, the Tanodbayan, of the authority to investigate, prosecute and
hear election offenses committed by public officers in relation to their office as Pursuant to Circular No. 12 of the Chief Justice of the Supreme Court dated June 30,
contradistinguished from the clear and categorical bestowal of said authority and 1987 and considering that after a personal examination of the evidence submitted
jurisdiction upon the COMELEC and the courts of first instance under Sections 182 by the investigating Provincial Election Supervisor III Negros Oriental (Designated
and 184, respectively, of the Election Code of 1978. Legal Officer), there is reasonable ground for this Court to rely on the certification of
said Provincial Election Supervisor III in the information that a probable cause exists,
An examination of the provisions of the Constitution and the Election Code of 1978 let a warrant issue for the arrest of the accused filing the bail at FIVE THOUSAND
reveals the clear intention to place in the COMELEC exclusive jurisdiction to (P5,000.00) PESOS as recommended by the Provincial Election Supervisor III.
investigate and prosecute election offenses committed by any person, whether
private individual or public officer or employee, and in the latter instance, The order to get the approval of the Provincial Fiscal is not only superfluous but unwarranted.
irrespective of whether the offense is committed in relation to his official duties or
not. In other words, it is the nature of the offense and not the personality of the
WHEREFORE, the instant petition is GRANTED. The questioned Orders dated October 3, 1988,
offender that matters. As long as the offense is an election offense jurisdiction over
November 22, 1988 and December 8, 1988 are REVERSED and SET ASIDE. The respondent trial court's
the same rests exclusively with the COMELEC, in view of its all-embracing power
Order dated September 30, 1988 is REINSTATED. The respondent court is ordered to proceed hearing
over the conduct of elections. (Corpus v. Tanodbayan, 149 SCRA 281 [1987])
the case with deliberate speed until its termination.

Hence, the Provincial Fiscal, as such, assumes no role in the prosecution of election offenses. If the
SO ORDERED.
Fiscal or Prosecutor files an information charging an election offense or prosecutes a violation of
election law, it is because he has been deputized by the COMELEC. He does not do so under the sole
authority of his office. (People v. Basilla, et al., G.R. Nos. 83938-40, November 6, 1989).itc-asl In
the instant case, there is no averment or allegation that the respondent Judge is bringing in the
Provincial Fiscal as a deputy of COMELEC. He wants the Fiscal to "approve" the COMELEC's preliminary
investigation.

It is to be noted that on February 27, 1987 (when the 1987 Constitution was already in effect) the
President issued Executive Order No. 134 which was the ENABLING ACT FOR ELECTIONS FOR
MEMBERS OF CONGRESS ON MAY 11, 1987 AND FOR OTHER PURPOSES." Section 11 thereof provides:

Prosecution. The Commission shall, through its duly authorized legal officers, have
exclusive power to conduct preliminary investigation of all election offenses
punishable as provided for in the preceding section, and to prosecute the same:
Provided, That in the event that the Commission fails to act on any complaint within
two (2) months from filing, the complainant may file the complaint with the Office of
the Fiscal or with the Department of Justice for proper investigation and prosecution,
if warranted.

The Commission may avail of the assistance of other prosecuting arms of the
government.

It is only after a preliminary examination conducted by the COMELEC through its officials or its
deputies that section 2, Article III of the 1987 Constitution comes in. This is so, because, when the
application for a warrant of arrest is made and the information is filed with the court, the judge will
then determine whether or not a probable cause exists for the issuance of a warrant of arrest.

Bearing these principles in mind, it is apparant that the respondent trial court misconstrued the
constitutional provision when it quashed the information filed by the Provincial Election Supervisor. As
ABRAHAM KAHLIL B. MITRA, G.R. No. 191938
Petitioner,
Present:

CORONA, C.J.,
CARPIO,
- versus - CARPIO MORALES,
VELASCO, JR.,
NACHURA,
LEONARDO-DE CASTRO,
BRION,
COMMISSION ON ELECTIONS, ANTONIO V. PERALTA,
GONZALES, andORLANDO R. BALBON, JR., BERSAMIN,
Respondents. DEL CASTILLO,
ABAD,
VILLARAMA, JR.,
PEREZ, and
MENDOZA, JJ.
Promulgated:

July 2, 2010
x-----------------------------------------------------------------------------------------x

DECISION

BRION, J.:

The minimum requirement under our Constitution [1] and election laws[2] for the candidates

residency in the political unit they seek to represent has never been intended to be an empty

formalistic condition; it carries with it a very specific purpose: to prevent "stranger[s] or newcomer[s]

unacquainted with the conditions and needs of a community from seeking elective offices in that

community.[3]

The requirement is rooted in the recognition that officials of districts or localities should not

only be acquainted with the metes and bounds of their constituencies; more importantly, they should

know their constituencies and the unique circumstances of their constituents their needs, difficulties,

aspirations, potentials for growth and development, and all matters vital to their common
welfare. Familiarity, or the opportunity to be familiar, with these circumstances can only come with ineligibility of Puerto Princesa City residents from voting for candidates for elective provincial officials.
[8]
residency in the constituency to be represented.

The purpose of the residency requirement is best met by individuals who have either had On March 20, 2009, with the intention of running for the position of Governor, Mitra applied for the

actual residence in the area for a given period or who have been domiciled in the same area either by transfer of his Voters Registration Record from Precinct No. 03720 of Brgy. Sta.
[4]
origin or by choice. At the same time, the constituents themselves can best know and evaluate the Monica, Puerto Princesa City, to Sitio Maligaya, Brgy.

candidates qualifications and fitness for office if these candidates have lived among them. [5] Isaub, Municipality of Aborlan, Province of Palawan. He subsequently filed his COC for the position of

Governor of Palawan as a resident of Aborlan.[9]

Read and understood in this manner, residency can readily be appreciated as a requirement Soon thereafter, respondents Antonio V. Gonzales and Orlando R. Balbon, Jr. (the
[10]
that goes into the heart of our democratic system; it directly supports the purpose of representation respondents) filed a petition to deny due course or to cancel Mitras COC. They essentially

electing those who can best serve the community because of their knowledge and sensitivity to its argued that Mitra remains a resident of Puerto Princesa City who has not yet established residence in

needs. It likewise adds meaning and substance to the voters freedom of choice in the electoral Aborlan, and is therefore not qualified to run for Governor of Palawan. Mitra insisted in his Answer that

exercise that characterizes every democracy. he has successfully abandoned Puerto Princesa City as his domicile of origin, and has established a

new domicile in Aborlan since 2008.[11]

In the present case, the respondent Commission on Elections (COMELEC) canceled the
The Parties Claims and Evidence
certificate of candidacy (COC) of petitioner Abraham Kahlil B. Mitra for allegedly misrepresenting that

he is a resident of the Municipality of Aborlan, Province of Palawan where he ran for the position of
The respondents petition before the COMELEC claimed that Mitras COC should be cancelled under the
Governor. Mitra came to this Court to seek the reversal of the cancellation. [6]
following factual premises: (a) Mitra bought, in June 2009, a parcel of land in Aborlan where he began

to construct a house, but up to the time of the filing of the petition to deny due course or to cancel
The Antecedents
Mitras COC, the house had yet to be completed; (b) in the document of sale, Puerto Princesa City was

When his COC for the position of Governor of Palawan was declared cancelled, Mitra was the stated as Mitras residence (attached as Annex J of the Respondents Petition before theCOMELEC);

incumbent Representative of the Second District of Palawan. This district then included, among other [12]
(c) Mitras Puerto Princesa City residence was similarly stated in his application for a building permit

territories, the Municipality of Aborlan and Puerto Princesa City. He was elected Representative as a (attached as Annex K of the Respondents Petition before the COMELEC); [13] and (d) Mitras community

domiciliary of Puerto PrincesaCity, and represented the legislative district for three (3) terms tax certificate states that his residence was Puerto Princesa City (attached as Annex M of the
[7]
immediately before the elections of 2010. Respondents Petition before the COMELEC).[14] The respondents presented several affidavits attesting

to the non-completion of the construction of the house, [15] and asserted that without a fully

On March 26, 2007 (or before the end of Mitras second term as constructed house, Mitra could not claim residence in Aborlan.

Representative), Puerto Princesa City was reclassified as a highly urbanized city and thus ceased to be Mitra denied the respondents allegations in his Answer. He claimed that the respondents

a component city of the Province of Palawan. The direct legal consequence of this new status was the misled the COMELEC by presenting photographs of his unfinished house on the land he purchased
from a certain Rexter Temple. He claimed, on the contrary, that his residence is located inside the the intent to reside in a fixed place but also personal presence in that place, coupled with conduct

premises of the Maligaya Feedmill and Farm (Maligaya Feedmill) which the owner, Carme Caspe, indicative of this intention.[26]

leased to him; and that he purchased a farm and presently has an experimental pineapple plantation

and a cock farm. The transfer of his residence, he claimed, began in 2008. [16] To acquire a new domicile a domicile by choice the following must concur: (1) residence or bodily

presence in a new locality; (2) an intention to remain there; and (3) an intention to abandon the old

He submitted the following: (a) the Sinumpaang Salaysay of Ricardo Temple; Florame T. domicile. In other words, there must be an animus non revertendi with respect to the old domicile, and

Gabrillo, the Punong Barangay of Isaub, Aborlan; Marissa U. Zumarraga, Councilor of Aborlan; Virginia an animus manendi at the domicile of choice. The intent to remain in or at the domicile of choice must

J. Agpao and Elsa M. Dalisay, both Sangguniang Barangay members of Isaub, Aborlan, attesting that be for an indefinite period of time and the acts of the person must be consistent with this intent. [27]

Mitra resides in their locality; [17] (b) photographs of the residential portion of the Maligaya

Feedmill[18] where he claims to reside, and of his Aborlan experimental pineapple plantation, farm, The First Divisions Evaluation of the Parties Evidence. Based on its consideration of the

farmhouse and cock farm;[19] (c) the lease contract over the Maligaya Feedmill; [20] (d) the community submitted evidence (including various affidavits submitted by both parties and the photographs of the
[21]
tax certificate he claims he himself secured, stating that Aborlan is his residence; and (e) an room that Mitra claims to be his residence) and citing jurisprudence, the First Division granted the

updated identification card issued by the House of Representatives stating that Aborlan is his respondents petition to cancel Mitras COC.
[22]
residence.

To the First Division, Mitras submitted pictures are telling; they show a small, sparsely furnished room

To refute Mitras claimed residence in Aborlan specifically, that he resides at the Maligaya that is evidently unlived in, located at the second floor of a structure that appears to be a factory or a

Feedmill property the respondents additionally submitted: (a) the affidavits of the 14 Punong warehouse; the residence appears hastily set-up, cold, and utterly devoid of any indication of Mitras

Barangays of Aborlan and of six residents of Aborlan, all stating that Mitra is not a resident of Aborlan personality such as old family photographs and memorabilia collected through the years. What the

and has never been seen in that municipality; (b) a Certification from the Barangay Captain of Sta. supposed residence lacks, in the First Divisions perception, are the loving attention and details

Monica, Puerto Princesa City stating that Mitra was a resident of that barangay as of November 16, inherent in every home to make it ones residence; perhaps, at most, this small room could have

2009; (c) the affidavit of Commodore Nicanor Hernandez attesting that Mitra continues to reside in served as Mitras resting area whenever he visited the locality, but nothing more than this. [28]

Puerto Princesa City; and (d) 24 affidavits of former employees, workers, Aborlan residents and a

customer of the Maligaya Feedmill attesting that they have never seen Mitra during the time he These observations coupled with the statements from former employees and customers of the

claimed to have lived there and that the area where Mitra supposedly lives is, in fact, the office of the Maligaya Feedmill that the claimed residence is located in an unsavory location (for its noise and

feedmill and is unlivable due to noise and pollution. [23] pollution), and that it had been in fact Maligaya Feedmills office just a few months back militated

against Mitras claim. These pieces of information made it clear, to the First Division, that this room is

The Ruling of the COMELECs First Division[24] not the home that a residence is supposed to be.[29]

The Law. The First Division defined the governing law with the statement that residence means A persons domicile of origin is not easily lost, the First Division further said. The fact that Mitra
[25]
domicile under the Courts consistent rulings since 1928 in Nuval v. Guray. Domicile imports not only registered as a voter in Aborlan, has a cock farm, a farm, a rest house and an experimental pineapple
plantation in Maligaya Feedmill, was occasionally seen staying in Aborlan, and held meetings with Third, the First Divisions Resolution was based on a careful and judicious examination and

Aborlan constituents does not necessarily establish Mitras status as an Aborlan resident, or prove his consideration of all evidence submitted by the parties. The summary nature of the proceedings is not

abandonment of his domicile of origin in Puerto Princesa City. Mere absence from ones residence or necessarily offensive to a partys right to due process.[35]

domicile of origin to pursue studies, engage in business, or practice ones vocation is not sufficient to

constitute abandonment or loss of domicile. Registration or voting in a place other than ones domicile Fourth, Fernandez v. House of Representatives Electoral Tribunal [36] is not on all fours

does not eliminate an individuals animus revertendi to his domicile of origin; the natural desire and with the present case Fernandez stemmed from a quo warranto case while the present case involves a

longing of every person to return to the place of birth and his strong feeling of attachment to this petition to deny due course or cancel the COC. Likewise, Fernandez successfully proved that his

place can only be shown to have been overcome by a positive proof of abandonment of this place for transfer to Sta. Rosa City, Laguna several years prior to his candidacy was prompted by valid

another.[30] reasons, i.e., existence of his business in the area and the enrolment of his children at Sta. Rosa

schools, thereby erasing doubts as to the bona fide nature of his transfer. In the present case, the

Also, the First Division said that Mitras witnesses sworn statements appear to have been prepared by COMELEC en banc found that Mitra admitted that his transfer to Aborlan in 2008 was prompted by his

the same person, as they use similar wordings, allegations, and contents; thus, putting into question plans to run for governor in the 2010 national and local elections. The COMELEC en banc also noted

the credibility of the statements. Furthermore, the lease contract over the Maligaya Feedmill between that Fernandez involved an individual who had earned an overwhelming mandate from the

Mitra and Carme Caspe is effective only up to February 28, 2010, thus casting doubt on Mitras claim of electorate. The COMELEC en bancs ruling on Mitras case, on the other hand, came before the 2010

residency in Aborlan.[31] elections; thus, the people had not then voted.[37]

The COMELEC En Banc Ruling


In his Dissent,[38] Commissioner Sarmiento points out that the following acts of Mitra, taken

collectively, indubitably prove a change of domicile from Puerto Princesa to Aborlan:


The COMELEC en banc in a divided decision[32] subsequently denied Mitras motion to
(a) in January 2008, [Mitra] started a pineapple growing project in a rented
reconsider the First Division ruling under the following outlined reasons. farmland near Maligaya Feedmill and Farm located in Barangay Isaub, Aborlan;

(b) in February 2008, [Mitra] leased the residential portion of the said Maligaya
Feedmill;
First, registration as a voter of Aborlan is not sufficient evidence that Mitra has successfully (c) in March 2008, after the said residential portion has been refurbished and
renovated, [Mitra] started to occupy and reside in the said premises;
abandoned his domicile of origin.[33] (d) in 2009, [Mitra] purchased his own farmland in the same barangay but
continued the lease involving the Maligaya Feedmill, the contract of which was
even renewed until February 2010; and
Second, mere intent cannot supplant the express requirement of the law; the physical (e) [Mitra] caused the construction of a house in the purchased lot which has been
recently completed.[39]
presence required to establish domicile connotes actual, factual and bona fide residence in a given

locality. The COMELEC en banc agreed with the First Divisions evidentiary findings on this point. [34]
The Petition

Mitra supports his petition with the following ARGUMENTS:


6.1 x x x COMELECs GRAVE ABUSE is most patent as IT forgets, wittingly or B. THE LAW, IN IMPOSING A RESIDENCY REQUIREMENT, MANDATES NOT ONLY
unwittingly that the solitary GROUND to deny due course to a COC is FAMILIARITY WITH THE NEEDS AND CONDITIONS OF THE LOCALITY, BUT ALSO
the DELIBERATE false material representation to DECEIVE, and not the issue of the ACTUAL PHYSICAL, PERSONAL AND PERMANENT RESIDENCE
candidates eligibility which should be resolved in an appropriate QUO THEREIN. PETITIONERS SUPPOSED FAMILIARITY WITH THE NEEDS, DIFFICULTIES,
WARRANTO proceedings post election.[40] ASPIRATIONS, POTENTIALS (SIC) FOR GROWTH AND ALL MATTERS VITAL TO THE
WELFARE OF HIS CONSTITUENCY WHICH CONSTITUTES ONE/THIRD OF THE
6.2 Deny Due Course Petitions under Section 78 of the OEC, being SUMMARILY WHOLE PROVINCE OF PALAWAN AS A THREE-TERM CONGRESSMAN ABSENT
decided and resolved, the same must be exercised most sparingly, with utmost care SUCH RESIDENCE DOES NOT SUFFICE TO MEET THE RESIDENCY REQUIREMENT
and extreme caution; and construed most strictly against the proponent/s, and OF THE LAW.
liberally in favor of the candidate sought to be eliminated. When exercised otherwise
and with apparent biased in favor of the proponents, as in this instance, GRAVE IV. FINDINGS OF FACTS OF ADMINISTRATIVE BODIES SUCH AS THE COMELEC, ARE
ABUSE OF DISCRETION necessarily sets in.[41] ACCORDED GREAT RESPECT, IF NOT FINALITY BY THE COURTS, ESPECIALLY IF
SUPPORTED BY SUBSTANTIAL EVIDENCE. BECAUSE THE FINDINGS OF FACTS OF THE
6.3 The mandate to be extremely cautious and careful in the SUMMARY exercise of COMELEC IN THE INSTANT CASE ARE OVERWHELMINGLY SUPPORTED BY
the awesome power to simplistically cancel [ones] candidacy x x x is further made SUBSTANTIAL EVIDENCE, THIS HONORABLE COURT MAY NOT REVERSE SUCH
manifest by the availability of a QUO WARRANTO proceeding appropriately FINDINGS.
prosecuted post election.[42]
V. THE COMELEC DID NOT COMMIT ANY GRAVE ABUSE OF DISCRETION AMOUNTING
6.4 Absent any formal HEARINGS and Presentation of Evidence; Lacking the actual TO LACK OR EXCESS OF JURISDICTION IN ISSUING THE ASSAILED RESOLUTION
inspection and verification; and without actual confrontation of affiants/alleged DATED 04 MAY 2010.
witnesses ALL the conclusions of COMELEC on the RESIDENCE issue, were indeed
predicted (sic) on sheer SPECULATION[.][43] A. THE COMELEC CORRECTLY RULED THAT PETITIONERS REGISTRATION AS A
VOTER IN ABORLAN, PALAWAN IS NOT SUFFICIENT EVIDENCE THAT HE HAS
6.5 A grievous procedural flaw, FATAL in character. THE BURDEN OF PROOF MUST SUCCESSFULLY ABANDONED HIS DOMICILE OF ORIGIN AT PUERTO PRINCESA
ALWAYS BE PLACED ON THE SHOULDERS OF THE PROPONENT/s. Not so in the CITY, PALAWAN.
present controversy, where COMELECs assailed decision/s were devoted exclusively
to the alleged weakness of MITRAs submissions and COMELECs speculative B. THE COMELEC CORRECTLY RULED THAT PETITIONERS MERE INTENT TO
conclusions, rather than on the strength of proponents unverified and unconfirmed TRANSFER RESIDENCE TO ABORLAN, PALAWAN, ABSENT ACTUAL, FACTUAL,
submissions and unconfronted sworn statements of supposed affiants[.] [44] AND BONA FIDE RESIDENCE THEREIN DOES NOT SUFFICE TO PROVE HIS
TRANSFER OF RESIDENCE FROM PUERTO PRINCESA, PALAWAN TO
ABORLAN, PALAWAN.

C. THE COMELEC THOROUGHLY EVALUATED THE EVIDENCE, AND CORRECTLY


The petition also asks for ancillary injunctive relief. We granted the application for injunctive relief by ARRIVED AT THE ASSAILED DECISION ONLY AFTER MUCH DELIBERATION AND
CAREFUL ASSESSMENT OF THE EVIDENCE, ALBEIT THROUGH SUMMARY
issuing a status quo ante order, allowing Mitra to be voted upon in the May 10, 2010 elections. [45] PROCEEDINGS PARTICIPATED IN ACTIVELY BY PETITIONER. THE COMELEC
CORRECTLY DID NOT GIVE CREDENCE TO THE TESTIMONIES OF PETITIONERS
WITNESSES FOR BEING INCREDIBLE AND CONTRARY TO THE PHYSICAL
EVIDENCE, ESPECIALLY PERTAINING TO HIS ALLEGED RESIDENCE AT THE
The respondents Comment[46] states the following counter-arguments: FEEDMILL PROPERTY.

D. THE COMELEC CORRECTLY RULED THAT PETITIONER HAS NOT TRANSFERRED


HIS RESIDENCE FROM PUERTO PRINCESA, PALAWAN TO ABORLAN,PALAWAN.
a. Procedural Arguments:
II. THE INSTANT PETITION FAILED TO ATTACH CERTIFIED TRUE COPIES OF THE
E. THE ALLEGED LEASE OF THE RESIDENTIAL PORTION OF THE FEEDMILL
MATERIAL PORTIONS OF THE RECORDS REFERRED TO THEREIN IN GROSS
PROPERTY IS A SHAM.
CONTRAVENTION OF SECTION 5 OF RULE 64 OF THE RULES OF
COURT. CONSEQUENTLY, IT MUST BE DISMISSED OUTRIGHT.
VI. GIVEN HIS STATURE AS A MEMBER OF THE PROMINENT MITRA CLAN
OF PALAWAN, AND AS A 3-TERM CONGRESSMAN, IT IS HIGHLY INCREDIBLE THAT A
III. THE INSTANT PETITION RAISES MERE ERRORS OF JUDGMENT, WHICH ARE
SMALL ROOM IN A FEEDMILL HAS SERVED AS HIS RESIDENCE SINCE 2008.
OUTSIDE THIS HONORABLE COURTS CERTIORARI JURISDICTION.
VII. THE COMELEC CORRECTLY RULED THAT PETITIONER MAY NOT INVOKE THE
b. Arguments on the Merits
CASE OF FERNANDEZ V. HRET AS PETITIONER IS NOT SIMILARLY SITUATED AS DAN
FERNANDEZ.
I. XXX
VIII. THE MATERIAL STATEMENT IN PETITIONERS COC RESPECTING HIS RESIDENCE
HAS BEEN SHOWN TO BE FALSE. BY MAKING SUCH FALSE STATEMENT, PETITIONER
DELIBERATELY TRIED TO MISLEAD AND TO MISINFORM THE ELECTORATE AS TO HIS
ACTUAL RESIDENCE. HENCE, HIS COC WAS CORRECTLY DENIED DUE COURSE AND Whether the COMELEC, by law, has jurisdiction over a case or matter brought to it is resolved
CANCELED.
by considering the black-letter provisions of the Constitution and pertinent election laws, and we see

no disputed issue on this point. Other than the respondents procedural objections which we will fully
In the recently concluded elections of May 10, 2010, Mitra obtained the most number of votes
discuss below, the present case rests on the allegation of grave abuse of discretion an issue that
for Governor and was accordingly proclaimed winner of thePalawan gubernatorial contest.[47]
generally is not as simple to resolve.

We required the respondents and the COMELEC to comment on the petition. [48] They complied
As a concept, grave abuse of discretion defies exact definition; generally, it refers to
on May 6, 2010[49] and June 2, 2010, respectively. [50] On May 17, 2010, the petitioner filed a
capricious or whimsical exercise of judgment as is equivalent to lack of jurisdiction; the
Supplemental Petition.[51]
abuse of discretion must be patent and gross as to amount to an evasion of a positive duty or a virtual

refusal to perform a duty enjoined by law, or to act at all in contemplation of law, as where the power
On May 26, 2010, the respondents filed a Supplemental Comment (with Omnibus Motion to
is exercised in an arbitrary and despotic manner by reason of passion and hostility. [54] Mere abuse of
Annul Proclamation and for Early Resolution) to the petitioners Supplemental Petition. [52] We deemed
discretion is not enough; it must be grave. [55] We have held, too, that the use of wrong or irrelevant
the case ready for resolution on the basis of these submissions.
considerations in deciding an issue is sufficient to taint a decision-makers action with grave abuse of

discretion.[56]
The Courts Ruling

We find the petition meritorious. Closely related with the limited focus of the present petition is the condition, under Section 5,

Rule 64 of the Rules of Court, that findings of fact of the COMELEC, supported by substantial evidence,
The Limited Review in Certiorari Petitions
under Rule 64, in relation to Rule 65 of the shall be final and non-reviewable. Substantial evidence is that degree of evidence that a reasonable
Rules of Court
mind might accept to support a conclusion.[57]

A preliminary matter before us is the respondents jurisdictional objection based on the issues
In light of our limited authority to review findings of fact, we do not ordinarily review in
raised in the present petition. The respondents assert that the questions Mitra brought to us are
a certiorari case the COMELECs appreciation and evaluation of evidence. Any misstep by the COMELEC
beyond our certiorari jurisdiction. Specifically, the respondents contend that Mitras petition merely
in this regard generally involves an error of judgment, not of jurisdiction.
seeks to correct errors of the COMELEC in appreciating the parties evidence a question we cannot

entertain under our limited certiorari jurisdiction.


In exceptional cases, however, when the COMELECs action on the appreciation and
Mitra brought his case before us pursuant to Rule 64, in relation to Rule 65 of the Rules of
evaluation of evidence oversteps the limits of its discretion to the point of being grossly unreasonable,
Court.[53] Our review, therefore, is based on a very limited ground the jurisdictional issue of whether
the Court is not only obliged, but has the constitutional duty to intervene. [58] When grave abuse of
the COMELEC acted without or in excess of its jurisdiction, or with grave abuse of discretion amounting
discretion is present, resulting errors arising from the grave abuse mutate from error of judgment to
to lack or excess of jurisdiction.
one of jurisdiction.[59]
Our reading of the petition shows that it is sufficient in form with respect to the requisite
The false representation that these provisions mention must necessarily pertain to a material
allegation of jurisdictional error. Mitra clearly alleged the COMELEC acts that were supposedly tainted
fact. The critical material facts are those that refer to a candidates qualifications for elective office,
with grave abuse of discretion. Thus, we do not agree with the respondents contention that the
such as his or her citizenship and residence. The candidates status as a registered voter in the political
petition on its face raises mere errors of judgment that are outside our certiorari jurisdiction. Whether
unit where he or she is a candidate similarly falls under this classification as it is a requirement that,
the allegations of grave abuse are duly supported and substantiated is another matter and is the
by law (the Local Government Code), must be reflected in the COC. The reason for this is obvious: the
subject of the discussions below.
candidate, if he or she wins, will work for and represent the political unit where he or she ran as a

Nature of the Case under Review: candidate.[61]

COC Denial/Cancellation Proceedings

The false representation under Section 78 must likewise be a deliberate attempt to mislead,

The present petition arose from a petition to deny due course or to cancel Mitras misinform, or hide a fact that would otherwise render a candidate ineligible. Given the purpose of the

COC. This is the context of and take-off point for our review. From this perspective, the nature and requirement, it must be made with the intention to deceive the electorate as to the would-be

requisites of the COC cancellation proceedings are primary considerations in resolving the present candidates qualifications for public office.[62] Thus, the misrepresentation that Section 78 addresses

petition.[60] cannot be the result of a mere innocuous mistake, and cannot exist in a situation where the intent to

deceive is patently absent, or where no deception on the electorate results. The deliberate character
Section 74, in relation to Section 78, of the Omnibus Election Code (OEC) governs the
of the misrepresentation necessarily follows from a consideration of the consequences of any material
cancellation of, and grant or denial of due course to, COCs. The combined application of these sections
falsity: a candidate who falsifies a material fact cannot run; if he runs and is elected, he cannot serve;
requires that the candidates stated facts in the COC be true, under pain of the COCs denial or
in both cases, he can be prosecuted for violation of the election laws.
cancellation if any false representation of a material fact is made. To quote these provisions:
SEC. 74. Contents of certificate of candidacy. The certificate of candidacy
shall state that the person filing it is announcing his candidacy for the office stated
therein and that he is eligible for said office; if for Member of the Batasang Based on these standards, we find that Mitra did not commit any deliberate
Pambansa, the province, including its component cities, highly urbanized city or
district or sector which he seeks to represent; the political party to which he material misrepresentation in his COC. The COMELEC gravely abused its discretion in its
belongs; civil status; his date of birth; residence; his post office address for all
election purposes; his profession or occupation; that he will support and defend the appreciation of the evidence, leading it to conclude that Mitra is not a resident of
Constitution of the Philippines and will maintain true faith and allegiance thereto;
that he will obey the laws, legal orders, and decrees promulgated by the duly Aborlan, Palawan. The COMELEC, too, failed to critically consider whether Mitra deliberately attempted
constituted authorities; that he is not a permanent resident or immigrant to a foreign
to mislead, misinform or hide a fact that would otherwise render him ineligible for the position of
country; that the obligation imposed by his oath is assumed voluntarily, without
mental reservation or purpose of evasion; and that the facts stated in the
Governor of Palawan.
certificate of candidacy are true to the best of his knowledge.

xxxx Under the evidentiary situation of the


SEC. 78. Petition to deny due course to or cancel a certificate of case, there is clearly no basis for the
candidacy. A verified petition seeking to deny due course or to cancel a certificate conclusion that Mitra deliberately
of candidacy may be filed by any person exclusively on the ground that any attempted to mislead
material representation contained therein as required under Section 74 the Palawan electorate.
hereof is false. The petition may be filed at any time not later than twenty-five
days from the time of the filing of the certificate of candidacy and shall be decided,
after due notice and hearing not later than fifteen days before the election.
From the start, Mitra never hid his intention to transfer his residence feedmill place is beneath what Mitra a three-term congressman and a member of the Mitra political

from Puerto Princesa City to Aborlan to comply with the residence requirement of a candidate for an clan of Palawan would occupy.

elective provincial office. Republic Act No. 7160, otherwise known as the Local Government Code,

does not abhor this intended transfer of residence, as its Section 39 merely requires an elective local Mitra, on the other hand, presented sworn statements of various persons (including the seller

official to be a resident of the local government unit where he intends to run for at least one (1) of the land he purchased, the lessor of the Maligaya Feedmill, and the Punong Barangay of the site of

year immediately preceding the day of the election. In other words, the law itself recognizes his residence) attesting to his physical residence in Aborlan; photographs of the residential portion of

implicitly that there can be a change of domicile or residence, but imposes only the condition that Maligaya Feedmill where he resides, and of his experimental pineapple plantation, farm, farmhouse

residence at the new place should at least be for a year. Of course, as a continuing requirement or and cock farm; the lease contract over the Maligaya Feedmill; and the deed of sale of the lot where he

qualification, the elected official must remain a resident there for the rest of his term. has started constructing his house. He clarified, too, that he does not claim residence in Aborlan at the

house then under construction; his actual residence is the mezzanine portion of the Maligaya Feedmill

Mitras domicile of origin is undisputedly Puerto Princesa City. For him to qualify as Governor building.

in light of the relatively recent change of status of Puerto Princesa City from a component city to a

highly urbanized city whose residents can no longer vote for provincial officials he had to abandon his Faced with the seemingly directly contradictory evidence, the COMELEC apparently grossly

domicile of origin and acquire a new one within the local government unit where he intended to run; misread its import and, because it used wrong considerations, was led into its faulty conclusion.

this would be his domicile of choice. To acquire a domicile of choice, jurisprudence, which the The seeming contradictions arose from the sworn statements of some Aborlan residents

COMELEC correctly invoked, requires the following: attesting that they never saw Mitra in Aborlan; these are controverted by similar sworn statements by

other Aborlan residents that Mitra physically resides in Aborlan. The number of witnesses and their

(1) residence or bodily presence in a new locality; conflicting claims for and against Mitras residency appear to have sidetracked the

(2) an intention to remain there; and COMELEC. Substantial evidence, however, is not a simple question of number; reason demands that
[63]
(3) an intention to abandon the old domicile. the focus be on what these differing statements say.

The contentious issues in Mitras case relate to his bodily presence, or the lack of it, in For example, the sworn statements that Mitra has never been seen in Aborlan border on the

Aborlan, and the declaration he made on this point. The respondents anchor their cause of action on unbelievable and loudly speak of their inherent weakness as evidence.

the alleged falsity of Mitras statement that he is a resident of Aborlan. To support this contention, the Mitra has established business interests in Aborlan, a fact which the respondents have never

respondents claim that the construction of the supposed Mitra residence or house, other than the disputed. He was then the incumbent three-term Representative who, as early as 2008, already

leased premises in Maligaya Feedmill, has yet to be completed, leaving Mitra with no habitable place entertained thoughts of running for Governor in 2010. It is not disputed, too, that Mitra has started the

in Aborlan.When Mitra successfully refuted this original claim, the respondents presented sworn construction of a house on a lot he bought from Rexter Temple; the site is very near the Maligaya

statements of Aborlan residents contradicting Mitras claimed physical residence at the Maligaya Feedmill that he leased from its owner, Carme Caspe.

Feedmill building in Aborlan. They likewise point out, by sworn statements, that this alleged residence

could not be considered a house that Mitra could properly consider his residence, on the view that the
While Mitra might not have stayed in Aborlan nor in Palawan for most of 2008 and 2009

because his office and activities as a Representative were in Manila, it is hardly credible that he would The building permit, on the other hand, was filed by Mitras representative, an architect

not be seen in Aborlan. In this regard, the sworn statement of the Punong Barangay of Isaub, Aborlan named John Quillope, who apparently likewise filled the form. That Mitra only signed the building

should carry a lot more weight than the statements of punong barangay officials elsewhere since it is permit form is readily discernible from an examination of the face of the form; even the statement on

the business of a punong barangay to know who the residents are in his own barangay. The COMELEC his community tax certificate bearing aPuerto Princesa City residence does not appear in his

apparently missed all these because it was fixated on the perceived coldness and impersonality of handwriting.[66] Significantly, Mitras secretary Lilia Camora attested that it was she who secured the

Mitras dwelling. community tax certificate for Mitra in February 2009 without the latters knowledge. [67] Annex M of the

respondents Petition before the COMELEC indeed shows that the community tax certificate did not

The parties submitted documentary evidence likewise requires careful consideration for the bear the signature of Mitra. [68] Mitra secured his own certificate in Aborlan on March 18, 2009. This

correct appraisal of its evidentiary value. On the one hand, the document of sale of community tax certificate carries his own signature. [69] Parenthetically, per Carme Caspes statement,

the Temple property, the building permit for the house under construction, and the community tax Mitra leased the feedmill residence in February 2008 and started moving in his belongings in March

certificate used in these transactions all stated that Mitras residence was Puerto Princesa City. On the 2008, confirming the veracity of his Aborlan presence at the time he secured his community tax

other hand, Mitra introduced a notarized contract of lease supported by the sworn explanation of the certificate.[70] In these lights, the February 3, 2009 community tax certificate, if at all, carries very little

lessor (Carme Caspe) showing that he indeed leased Maligaya Feedmill. He submitted, too, a evidentiary value.

residence certificate showing Aborlan as his residence, and an identification card of the House of

Representatives showing Aborlan as his residence. The respondents expectedly attacked the validity of the lease contract; they contended in

their Memorandum that the feedmill was situated in a forest land that cannot be leased, and that the

We cannot give full evidentiary weight to the contract of sale as evidence relating to Mitras contract, while notarized, was not registered with the required notarial office of the court. [71]

residence for two reasons. First, it is a unilateral contract executed by the seller (Rexter Temple); thus,

his statement and belief as to Mitras personal circumstances cannot be taken as conclusive against The validity of the lease contract, however, is not the issue before us; what concerns us is the

the latter. Second, the sale involved several vendees, including Mitras brother (Ramon B. Mitra) and question of whether Mitra did indeed enter into an agreement for the lease, or strictly for the use, of

one Peter Winston T. Gonzales; his co-vendees still live in Puerto Princesa City; hence, they were all the Maligaya Feedmill as his residence (while his house, on the lot he bought, was under construction)

loosely and collectively described to have their residence in Puerto Princesa City. [64] Parenthetically, and whether he indeed resided there. The notarys compliance with the notarial law likewise assumes

the document simply stated: I, REXTER TEMPLE, of legal age, Filipino, single and resident of Isaub, no materiality as it is a defect not imputable to Mitra; what is important is the parties affirmation

Aborlan, Palawan, hereby by these presents, x x x do hereby SELL, TRANSFER and CONVEY unto the before a notary public of the contracts genuineness and due execution.

said Vendees, ABRAHAM KAHLIL B. MITRA, single; RAMON B. MITRA, married to Mary Ann Mitra; PETER

WINSTON T. GONZALES, married to Florecita R. Gonzales, all of legal ages and residents [of] Rancho A sworn statement that has no counterpart in the respondents evidence in so far as it
[65]
Sta. Monica, Brgy. Sta. Monica, Puerto Princesa City, their heirs and assigns. Thus, the contract provides details (particularly when read with the statement of RicardoTemple)[72] is Carme Caspes

contained a mere general statement that loosely described the vendees statement[73] on how Mitras transfer of residence took place. Read together, these statements attest

as Puerto Princesa City residents. This general statement solely came from the vendor. that the transfer of residence was accomplished, not in one single move but, through an incremental
process that started in early 2008 and was in place by March 2009, although the house Mitra intended From these perspectives, we cannot but conclude that the COMELECs approach i.e., the
[74]
to be his permanent home was not yet then completed. application of subjective non-legal standards and the gross misappreciation of the evidence is tainted

with grave abuse of discretion, as the COMELEC used wrong considerations and grossly misread the

In considering the residency issue, the COMELEC practically focused solely on its evidence in arriving at its conclusion. In using subjective standards, the COMELEC committed an act

consideration of Mitras residence at Maligaya Feedmill, on the basis of mere photographs of the not otherwise within the contemplation of law on an evidentiary point that served as a major basis for

premises. In the COMELECs view (expressly voiced out by the Division and fully concurred in by the En its conclusion in the case.

Banc), the Maligaya Feedmill building could not have been Mitras residence because it is cold and

utterly devoid of any indication of Mitras personality and that it lacks loving attention and details With this analysis and conclusion in mind, we come to the critical question of whether Mitra

inherent in every home to make it ones residence.[75] This was the main reason that the COMELEC deliberately misrepresented that his residence is in Aborlan to deceive and mislead the people of

relied upon for its conclusion. the Province of Palawan.

Such assessment, in our view, based on the interior design and furnishings of a dwelling as We do not believe that he committed any deliberate misrepresentation given what he knew

shown by and examined only through photographs, is far from reasonable; the COMELEC thereby of his transfer, as shown by the moves he had made to carry it out.From the evidentiary perspective,

determined the fitness of a dwelling as a persons residence based solely on very personal and we hold that the evidence confirming residence in Aborlan decidedly tilts in Mitras favor; even

subjective assessment standards when the law is replete with standards that can be used. Where a assuming the worst for Mitra, the evidence in his favor cannot go below the level of an equipoise,

dwelling qualifies as a residence i.e., the dwelling where a person permanently intends to return to i.e., when weighed, Mitras evidence of transfer and residence in Aborlan cannot be overcome by the

and to remain[76] his or her capacity or inclination to decorate the place, or the lack of it, is immaterial. respondents evidence that he remained a Puerto Princesa City resident. Under the situation prevailing

when Mitra filed his COC, we cannot conclude that Mitra committed any misrepresentation, much less

Examined further, the COMELECs reasoning is not only intensely subjective but also flimsy, to a deliberate one, about his residence.

the point of grave abuse of discretion when compared with the surrounding indicators showing the

Mitra has indeed been physically present in Aborlan for the required period with every intent to settle The character of Mitras representation before the COMELEC is an aspect of the case that the

there. Specifically, it was lost on the COMELEC majority (but not on the Dissent) that Mitra made COMELEC completely failed to consider as it focused mainly on the character of Mitras feedmill

definite, although incremental transfer moves, as shown by the undisputed business interests he has residence. For this reason, the COMELEC was led into error one that goes beyond an ordinary error of

established in Aborlan in 2008; by the lease of a dwelling where he established his base; by the judgment. By failing to take into account whether there had been a deliberate misrepresentation in

purchase of a lot for his permanent home; by his transfer of registration as a voter in March 2009; and Mitras COC, the COMELEC committed the grave abuse of simply assuming that an error in the COC

by the construction of a house all viewed against the backdrop of a bachelor Representative who was necessarily a deliberate falsity in a material representation. In this case, it doubly erred because

spent most of his working hours in Manila, who had a whole congressional district to take care of, and there was no falsity; as the carefully considered evidence shows, Mitra did indeed transfer his

who was establishing at the same time his significant presence in the whole Province of Palawan. residence within the period required by Section 74 of the OEC.
The respondents significantly ask us in this case to adopt the same faulty approach of using We also consider that even before his transfer of residence, he already had intimate

subjective norms, as they now argue that given his stature as a member of the prominent Mitra clan knowledge of the Province of Palawan, particularly of the whole 2 ndlegislative district that he

of Palawan, and as a three term congressman, it is highly incredible that a small room in a feed mill represented for three terms. For that matter, even the respondents themselves impliedly
[77]
has served as his residence since 2008. acknowledged that the Mitras, as a family, have been identified with elective public service and

politics in the Province of Palawan.[78] This means to us that Mitra grew up in the politics of Palawan.

We reject this suggested approach outright for the same reason we condemned the

COMELECs use of subjective non-legal standards. Mitras feed mill dwelling cannot be considered in We can reasonably conclude from all these that Mitra is not oblivious to the needs,

isolation and separately from the circumstances of his transfer of residence, specifically, his expressed difficulties, aspirations, potential for growth and development, and all matters vital to the common

intent to transfer to a residence outside of Puerto Princesa City to make him eligible to run for a welfare of the constituency he intends to serve. Mitra who is no stranger to Palawan has merely been

provincial position; his preparatory moves starting in early 2008; his initial transfer through a leased compelled after serving three terms as representative of the congressional district that

dwelling; the purchase of a lot for his permanent home; and the construction of a house in this lot includes Puerto Princesa City and Aborlan by legal developments to transfer his residence to Aborlan

that, parenthetically, is adjacent to the premises he leased pending the completion of his to qualify as aProvince of Palawan voter. To put it differently, were it not for the reclassification

house. These incremental moves do not offend reason at all, in the way that the COMELECs highly of Puerto Princesa City from a component city to a highly urbanized city, Mitra would not have

subjective non-legal standards do. encountered any legal obstacle to his intended gubernatorial bid based on his knowledge of and

sensitivity to the needs of the Palawan electorate.

Thus, we can only conclude, in the context of the cancellation proceeding before us, that the

respondents have not presented a convincing case sufficient to overcome Mitras evidence of effective This case, incidentally, is not the first that we have encountered where a former elective

transfer to and residence in Aborlan and the validity of his representation on this point in his COC, official had to transfer residence in order to continue his public service in another political unit that he

while the COMELEC could not even present any legally acceptable basis to conclude that Mitras could not legally access, as a candidate, without a change of residence.

statement in his COC regarding his residence was a misrepresentation.

In Torayno, Sr. v. COMELEC,[79] former Governor Vicente Y. Emano re-occupied a house he


Mitra has significant relationship with, and
intimate knowledge of, the constituency he owned and had leased out in Cagayan de Oro City to qualify as a candidate for the post of Mayor of
wishes to serve.
that city (like Puerto Princesa City, a highly urbanized city whose residents cannot vote for and be

voted upon as elective provincial officials). We said in that case that


Citing jurisprudence, we began this ponencia with a discussion of the purpose of the residency
In other words, the actual, physical and personal presence of herein private
requirement under the law. By law, this residency can be anywhere within the Province of Palawan, respondent in Cagayan de Oro City is substantial enough to show his intention to
fulfill the duties of mayor and for the voters to evaluate his qualifications for the
except for Puerto Princesa City because of its reclassification as a highly urbanized city. Thus, mayorship. Petitioners' very legalistic, academic and technical approach to the
residence requirement does not satisfy this simple, practical and common-sense
residency in Aborlan is completely consistent with the purpose of the law, as Mitra thereby declared rationale for the residence requirement.

and proved his required physical presence in the Province of Palawan.


In Asistio v. Hon. Trinidad Pe-Aguirre,[80] we also had occasion to rule on the residency and give life and spirit to the popular mandate. [83] Thus, we have held that while provisions relating to

right to vote of former Congressman Luis A. Asistio who had been a congressman for Caloocan in certificates of candidacy are in mandatory terms, it is an established rule of interpretation as regards

1992, 1995, 1998 and 2004, and, in the words of the Decision, is known to be among the prominent election laws, that mandatory provisions, requiring certain steps before elections, will be construed as
[81]
political families in Caloocan City. We recognized Asistios position that a mistake had been directory after the elections, to give effect to the will of the people.[84]

committed in his residency statement, and concluded that the mistake is not proof that Asistio has

abandoned his domicile in Caloocan City, or that he has established residence outside Quite recently, however, we warned against a blanket and unqualified reading and

of Caloocan City. By this recognition, we confirmed that Asistio has not committed any deliberate application of this ruling, as it may carry dangerous significance to the rule of law and the integrity of

misrepresentation in his COC. our elections. For one, such blanket/unqualified reading may provide a way around the law that

effectively negates election requirements aimed at providing the electorate with the basic information
[82]
These cases are to be distinguished from the case of Velasco v. COMELEC where the for an informed choice about a candidates eligibility and fitness for office. [85] Short of adopting a clear

COMELEC cancelled the COC of Velasco, a mayoralty candidate, on the basis of his undisputed cut standard, we thus made the following clarification:

knowledge, at the time he filed his COC, that his inclusion and registration as a voter had been We distinguish our ruling in this case from others that we have made in the
past by the clarification that COC defects beyond matters of form and that
denied. His failure to register as a voter was a material fact that he had clearly withheld from the involve material misrepresentations cannot avail of the benefit of our ruling that
COC mandatory requirements before elections are considered merely directory after
COMELEC; he knew of the denial of his application to register and yet concealed his non-voter status the people shall have spoken. A mandatory and material election law requirement
involves more than the will of the people in any given locality. Where a material COC
when he filed his COC. Thus, we affirmed the COMELECs action in cancelling his COC. misrepresentation under oath is made, thereby violating both our election and
criminal laws, we are faced as well with an assault on the will of the people of
the Philippines as expressed in our laws. In a choice between provisions on material
qualifications of elected officials, on the one hand, and the will of the electorate in
If there is any similarity at all in Velasco and the present case, that similarity is in the
any given locality, on the other, we believe and so hold that we cannot choose the
electorate will.[86]
recognition in both cases of the rule of law. In Velasco, we recognized based on the law that a basic

defect existed prior to his candidacy, leading to his disqualification and the vice-mayor-elects
Earlier, Frivaldo v. COMELEC[87] provided the following test:
assumption to the office. In the present case, we recognize the validity of Mitras COC, again on the

basis of substantive and procedural law, and no occasion arises for the vice-governor-elect to assume [T]his Court has repeatedly stressed the importance of giving effect to the sovereign
will in order to ensure the survival of our democracy. In any action involving the
the gubernatorial post. possibility of a reversal of the popular electoral choice, this Court must exert utmost
effort to resolve the issues in a manner that would give effect to the will of the
majority, for it is merely sound public policy to cause elective offices to be filled by
those who are the choice of the majority. To successfully challenge a winning
candidate's qualifications, the petitioner must clearly demonstrate that
the ineligibility is so patently antagonistic to constitutional and legal
principles that overriding such ineligibility and thereby giving effect to the
Mitra has been proclaimed winner apparent will of the people would ultimately create greater prejudice to
in the electoral contest and has therefore the very democratic institutions and juristic traditions that our
the mandate of the electorate to serve Constitution and laws so zealously protect and promote. [Emphasis supplied.]

We have applied in past cases the principle that the manifest will of the people as expressed With the conclusion that Mitra did not commit any material misrepresentation in his COC, we

through the ballot must be given fullest effect; in case of doubt, political laws must be interpreted to
see no reason in this case to appeal to the primacy of the electorates will. We cannot deny, however,
that the people of Palawan have spoken in an election where residency qualification had been
The assailed Decision granted the Petition for Certiorari and Prohibition filed by Eleazar P.
squarely raised and their voice has erased any doubt about their verdict on Mitras qualifications. Quinto and Gerino A. Tolentino, Jr. and declared as unconstitutional the second proviso in the third
paragraph of Section 13 of Republic Act No. 9369, [2] Section 66 of the Omnibus Election Code[3] and

WHEREFORE, premises considered, we GRANT the petition and ANNUL the Section 4(a) of COMELEC Resolution No. 8678, [4] mainly on the ground that they violate the equal
protection clause of the Constitution and suffer from overbreadth. The assailed Decision thus paved
assailed COMELEC Resolutions in Antonio V. Gonzales and Orlando R. Balbon, Jr. v. Abraham Kahlil B.
the way for public appointive officials to continue discharging the powers, prerogatives and functions
Mitra (SPA No. 09-038 [C]). We DENY the respondents petition to cancel Abraham Kahlil Mitras
of their office notwithstanding their entry into the political arena.
Certificate of Candidacy. No costs. In support of their respective motions for reconsideration, respondent COMELEC and
SO ORDERED. movants-intervenors submit the following arguments:

(1) The assailed Decision is contrary to, and/or violative of, the constitutional proscription
ELEAZAR P. QUINTO and G.R. No. 189698 against the participation of public appointive officials and members of the military in
GERINO A. TOLENTINO, JR.,
partisan political activity;
Petitioners, Present:
(2) The assailed provisions do not violate the equal protection clause when they accord
PUNO, C.J.,
CARPIO, differential treatment to elective and appointive officials, because such differential
CORONA, treatment rests on material and substantial distinctions and is germane to the purposes
CARPIO MORALES,
VELASCO, JR., of the law;
NACHURA,
- versus - LEONARDO-DE CASTRO, (3) The assailed provisions do not suffer from the infirmity of overbreadth; and
BRION, (4) There is a compelling need to reverse the assailed Decision, as public safety and interest
PERALTA,
BERSAMIN, demand such reversal.
DEL CASTILLO,
ABAD,
VILLARAMA, JR., We find the foregoing arguments meritorious.
PEREZ, and
MENDOZA, JJ.
I.
COMMISSION ON Promulgated:
ELECTIONS, Procedural Issues
Respondent. February 22, 2010 First, we shall resolve the procedural issues on the timeliness of the COMELECs motion for
x ----------------------------------------------------------------------------------------x reconsideration which was filed on December 15, 2009, as well as the propriety of the motions for
reconsideration-in-intervention which were filed after the Court had rendered its December 1, 2009
RESOLUTION Decision.

PUNO, C.J.:
i. Timeliness of COMELECs Motion for Reconsideration

Upon a careful review of the case at bar, this Court resolves to grant the respondent Commission on
Pursuant to Section 2, Rule 56-A of the 1997 Rules of Court, [5] in relation to Section 1, Rule 52 of the
Elections (COMELEC) motion for reconsideration, and the movants-intervenors motions for
same rules,[6] COMELEC had a period of fifteen days from receipt of notice of the assailed Decision
reconsideration-in-intervention, of this Courts December 1, 2009 Decision (Decision). [1]
within which to move for its reconsideration. COMELEC received notice of the assailed Decision on
December 2, 2009, hence, had until December 17, 2009 to file a Motion for Reconsideration. In fine, the allowance or disallowance of a motion for intervention rests on the sound
discretion of the court[12] after consideration of the appropriate circumstances. [13] We stress again that
The Motion for Reconsideration of COMELEC was timely filed. It was filed on December 14, Rule 19 of the Rules of Court is a rule of procedure whose object is to make the powers of the court
2009. The corresponding Affidavit of Service (in substitution of the one originally submitted on fully and completely available for justice. [14] Its purpose is not to hinder or delay, but to facilitate and
December 14, 2009) was subsequently filed on December 17, 2009 still within the reglementary promote the administration of justice.[15]
period.
We rule that, with the exception of the IBP Cebu City Chapter, all the movants-intervenors
ii. Propriety of the Motions for Reconsideration-in-Intervention may properly intervene in the case at bar.

Section 1, Rule 19 of the Rules of Court provides: First, the movants-intervenors have each sufficiently established a substantial right or
interest in the case.
A person who has legal interest in the matter in litigation or in the success of either
of the parties, or an interest against both, or is so situated as to be adversely As a Senator of the Republic, Senator Manuel A. Roxas has a right to challenge the December
affected by a distribution or other disposition of property in the custody of the court 1, 2009 Decision, which nullifies a long established law; as a voter, he has a right to intervene in a
or of an officer thereof may, with leave of court, be allowed to intervene in the
action. The court shall consider whether or not the intervention will unduly delay or matter that involves the electoral process; and as a public officer, he has a personal interest in
prejudice the adjudication of the rights of the original parties, and whether or not maintaining the trust and confidence of the public in its system of government.
the intervenors rights may be fully protected in a separate proceeding.

Pursuant to the foregoing rule, this Court has held that a motion for intervention shall be On the other hand, former Senator Franklin M. Drilon and Tom V. Apacible are candidates in
entertained when the following requisites are satisfied: (1) the would-be intervenor shows that he has the May 2010 elections running against appointive officials who, in view of the December 1, 2009
a substantial right or interest in the case; and (2) such right or interest cannot be adequately pursued Decision, have not yet resigned from their posts and are not likely to resign from their posts. They
[7]
and protected in another proceeding. stand to be directly injured by the assailed Decision, unless it is reversed.

Upon the other hand, Section 2, Rule 19 of the Rules of Court provides the time within which Moreover, the rights or interests of said movants-intervenors cannot be adequately pursued
a motion for intervention may be filed, viz.: and protected in another proceeding. Clearly, their rights will be foreclosed if this Courts Decision

SECTION 2. Time to intervene. The motion for intervention may be filed at any time attains finality and forms part of the laws of the land.
before rendition of judgment by the trial court. A copy of the pleading-in-
intervention shall be attached to the motion and served on the original parties.
(italics supplied) With regard to the IBP Cebu City Chapter, it anchors its standing on the assertion that this
case involves the constitutionality of elections laws for this coming 2010 National Elections, and that
This rule, however, is not inflexible. Interventions have been allowed even beyond the period
there is a need for it to be allowed to intervene xxx so that the voice of its members in the legal
prescribed in the Rule, when demanded by the higher interest of justice. Interventions have also been
profession would also be heard before this Highest Tribunal as it resolves issues of transcendental
granted to afford indispensable parties, who have not been impleaded, the right to be heard even
importance.[16]
[8]
after a decision has been rendered by the trial court, when the petition for review of the judgment
has already been submitted for decision before the Supreme Court, [9] and even where the assailed
Prescinding from our rule and ruling case law, we find that the IBP-Cebu City Chapter has
order has already become final and executory. [10] In Lim v. Pacquing,[11] the motion for intervention
failed to present a specific and substantial interest sufficient to clothe it with standing to intervene in
filed by the Republic of the Philippines was allowed by this Court to avoid grave injustice and injury
the case at bar. Its invoked interest is, in character, too indistinguishable to justify its intervention.
and to settle once and for all the substantive issues raised by the parties.
We now turn to the substantive issues. Incumbent Elected Official. Upon the other hand, pursuant to Section 14 of RA 9006 or the
Fair Election Act,[17] which repealed Section 67 of the Omnibus Election Code [18] and rendered
II. ineffective Section 11 of R.A. 8436 insofar as it considered an elected official as resigned only
Substantive Issues upon the start of the campaign period corresponding to the positions for which they are
running,[19] an elected official is not deemed to have resigned from his office upon the filing of
The assailed Decision struck down Section 4(a) of Resolution 8678, the second proviso in the his certificate of candidacy for the same or any other elected office or position. In fine, an
third paragraph of Section 13 of Republic Act (RA) 9369, andSection 66 of the Omnibus Election Code, elected official may run for another position without forfeiting his seat.
on the following grounds:
These laws and regulations implement Section 2(4), Article IX-B of the 1987 Constitution, which
(1) They violate the equal protection clause of the Constitution because of the differential prohibits civil service officers and employees from engaging in any electioneering or partisan political
treatment of persons holding appointive offices and those holding elective positions; campaign.
(2) They are overbroad insofar as they prohibit the candidacy of all civil servants holding
appointive posts: (a) without distinction as to whether or not they occupy high/influential The intention to impose a strict limitation on the participation of civil service officers and employees in
positions in the government, and (b) they limit these civil servants activity regardless of partisan political campaigns is unmistakable. The exchange between Commissioner Quesada and
whether they be partisan or nonpartisan in character, or whether they be in the national, Commissioner Foz during the deliberations of the Constitutional Commission is instructive:
municipal or barangay level; and
MS. QUESADA.
(3) Congress has not shown a compelling state interest to restrict the fundamental right of
these public appointive officials. xxxx

Secondly, I would like to address the issue here as provided in Section 1 (4), line 12,
We grant the motions for reconsideration. We now rule that Section 4(a) of Resolution 8678, and I quote: "No officer or employee in the civil service shall engage, directly or
indirectly, in any partisan political activity." This is almost the same provision as in
Section 66 of the Omnibus Election Code, and the second proviso in the third paragraph of Section 13 the 1973 Constitution. However, we in the government service have actually
experienced how this provision has been violated by the direct or indirect partisan
of RA 9369 are not unconstitutional, and accordingly reverse our December 1, 2009 Decision. political activities of many government officials.

So, is the Committee willing to include certain clauses that would make this
III. provision more strict, and which would deter its violation?
Section 4(a) of COMELEC Resolution 8678 Compliant with Law
MR. FOZ. Madam President, the existing Civil Service Law and the implementing
rules on the matter are more than exhaustive enough to really prevent officers and
Section 4(a) of COMELEC Resolution 8678 is a faithful reflection of the present state of the employees in the public service from engaging in any form of partisan political
activity. But the problem really lies in implementation because, if the head of a
law and jurisprudence on the matter, viz.: ministry, and even the superior officers of offices and agencies of government will
themselves violate the constitutional injunction against partisan political activity,
then no string of words that we may add to what is now here in this draft will really
Incumbent Appointive Official. - Under Section 13 of RA 9369, which reiterates Section 66
implement the constitutional intent against partisan political activity. x x x[20] (italics
of the Omnibus Election Code, any person holding a public appointive office or position, supplied)

including active members of the Armed Forces of the Philippines, and officers and employees
in government-owned or -controlled corporations, shall be considered ipso facto resigned To emphasize its importance, this constitutional ban on civil service officers and employees is

from his office upon the filing of his certificate of candidacy. presently reflected and implemented by a number of statutes. Section 46(b)(26), Chapter 7 and
Section 55, Chapter 8 both of Subtitle A, Title I, Book V of the Administrative Code of 1987 respectively
provide in relevant part:
nature of their office, engage in partisan political activities almost all year round, even outside of the
Section 44. Discipline: General Provisions:
campaign period.[22] Political partisanship is the inevitable essence of a political office, elective
xxxx positions included.[23]

(b) The following shall be grounds for disciplinary action:


The prohibition notwithstanding, civil service officers and employees are allowed to vote, as
xxxx
well as express their views on political issues, or mention the names of certain candidates for public
(26) Engaging directly or indirectly in partisan political activities by one
holding a non-political office. office whom they support. This is crystal clear from the deliberations of the Constitutional
Commission, viz.:
xxxx

Section 55. Political Activity. No officer or employee in the Civil Service including MS. AQUINO: Mr. Presiding Officer, my proposed amendment is on page 2, Section 1,
members of the Armed Forces, shall engage directly or indirectly in any partisan subparagraph 4, lines 13 and 14. On line 13, between the words "any" and
political activity or take part in any election except to vote nor shall he use his "partisan," add the phrase ELECTIONEERING AND OTHER; and on line 14, delete the
official authority or influence to coerce the political activity of any other person or word "activity" and in lieu thereof substitute the word CAMPAIGN.
body. Nothing herein provided shall be understood to prevent any officer or
employee from expressing his views on current political problems or issues, or from May I be allowed to explain my proposed amendment?
mentioning the names of his candidates for public office whom he supports:
Provided, That public officers and employees holding political offices may take part THE PRESIDING OFFICER (Mr. Treas): Commissioner Aquino may proceed.
in political and electoral activities but it shall be unlawful for them to solicit
contributions from their subordinates or subject them to any of the acts involving MS. AQUINO: The draft as presented by the Committee deleted the phrase "except
subordinates prohibited in the Election Code. to vote" which was adopted in both the 1935 and 1973 Constitutions. The phrase
"except to vote" was not intended as a guarantee to the right to vote but as a
qualification of the general prohibition against taking part in elections.
Section 261(i) of Batas Pambansa Blg. 881 (the Omnibus Election Code) further makes intervention by
Voting is a partisan political activity. Unless it is explicitly provided for as an
civil service officers and employees in partisan political activities an election offense, viz.: exception to this prohibition, it will amount to disenfranchisement. We know that
suffrage, although plenary, is not an unconditional right. In other words, the
Legislature can always pass a statute which can withhold from any class the right to
SECTION 261. Prohibited Acts. The following shall be guilty of an election offense: vote in an election, if public interest so required. I would only like to reinstate the
qualification by specifying the prohibited acts so that those who may want to vote
xxxx but who are likewise prohibited from participating in partisan political campaigns or
electioneering may vote.
(i) Intervention of public officers and employees. Any officer or employee in the civil
service, except those holding political offices; any officer, employee, or member of MR. FOZ: There is really no quarrel over this point, but please understand that there
the Armed Forces of the Philippines, or any police force, special forces, home was no intention on the part of the Committee to disenfranchise any government
defense forces, barangay self-defense units and all other para-military units that official or employee. The elimination of the last clause of this provision was precisely
now exist or which may hereafter be organized who, directly or indirectly, intervenes intended to protect the members of the civil service in the sense that they are not
in any election campaign or engages in any partisan political activity, except to vote being deprived of the freedom of expression in a political contest. The last phrase or
or to preserve public order, if he is a peace officer. clause might have given the impression that a government employee or worker has
no right whatsoever in an election campaign except to vote, which is not the case.
They are still free to express their views although the intention is not really to allow
The intent of both Congress and the framers of our Constitution to limit the participation of them to take part actively in a political campaign.[24]
civil service officers and employees in partisan political activities is too plain to be mistaken.

IV.
But Section 2(4), Article IX-B of the 1987 Constitution and the implementing statutes apply Section 4(a) of Resolution 8678, Section 13 of RA 9369, and
Section 66 of the Omnibus Election Code Do Not Violate the
only to civil servants holding apolitical offices. Stated differently,the constitutional ban does not
Equal Protection Clause
cover elected officials, notwithstanding the fact that [t]he civil service embraces all branches,
subdivisions, instrumentalities, andagencies of the Government, including government-owned or
controlled corporations with original charters. [21] This is because elected public officials, by the very
equality among residents; it merely requires that all persons shall
We now hold that Section 4(a) of Resolution 8678, Section 66 of the Omnibus Election Code, be treated alike, under like circumstances and conditions both as
and the second proviso in the third paragraph of Section 13 of RA 9369 are not violative of the equal to privileges conferred and liabilities enforced. The equal
protection clause is not infringed by legislation which applies only
protection clause of the Constitution. to those persons falling within a specified class, if it applies alike to
all persons within such class, and reasonable grounds exist for
making a distinction between those who fall within such class and
i. Farias, et al. v. Executive Secretary, et al. is Controlling those who do not.

Substantial distinctions clearly exist between elective officials and


In truth, this Court has already ruled squarely on whether these deemed-resigned provisions appointive officials. The former occupy their office by virtue of the mandate of the
electorate. They are elected to an office for a definite term and may be removed
challenged in the case at bar violate the equal protection clause of the Constitution in Farias, et therefrom only upon stringent conditions. On the other hand, appointive officials
hold their office by virtue of their designation thereto by an appointing authority.
al. v. Executive Secretary, et al.[25]
Some appointive officials hold their office in a permanent capacity and are entitled
to security of tenure while others serve at the pleasure of the appointing authority.
In Farias, the constitutionality of Section 14 of the Fair Election Act, in relation to Sections 66 Another substantial distinction between the two sets of officials is that
and 67 of the Omnibus Election Code, was assailed on the ground, among others, that it unduly under Section 55, Chapter 8, Title I, Subsection A. Civil Service Commission, Book V
of the Administrative Code of 1987 (Executive Order No. 292), appointive officials, as
discriminates against appointive officials. As Section 14 repealed Section 67 (i.e., the deemed- officers and employees in the civil service, are strictly prohibited from engaging in
any partisan political activity or take (sic) part in any election except to vote. Under
resigned provision in respect of elected officials) of the Omnibus Election Code, elected officials are no
the same provision, elective officials, or officers or employees holding political
longer considered ipso facto resigned from their respective offices upon their filing of certificates of offices, are obviously expressly allowed to take part in political and electoral
activities.
candidacy. In contrast, since Section 66 was not repealed, the limitation on appointive officials
continues to be operative they are deemed resigned when they file their certificates of candidacy. By repealing Section 67 but retaining Section 66 of the Omnibus Election
Code, the legislators deemed it proper to treat these two classes of officials
differently with respect to the effect on their tenure in the office of the filing of the
certificates of candidacy for any position other than those occupied by them. Again,
The petitioners in Farias thus brought an equal protection challenge against Section 14, with
it is not within the power of the Court to pass upon or look into the wisdom of this
the end in view of having the deemed-resigned provisions apply equally to both elected and classification.
appointive officials. We held, however, that the legal dichotomy created by the Legislature is a Since the classification justifying Section 14 of Rep. Act No. 9006, i.e.,
reasonable classification, as there are material and significant distinctions between the two classes of elected officials vis--vis appointive officials, is anchored upon material and
significant distinctions and all the persons belonging under the same classification
officials. Consequently, the contention that Section 14 of the Fair Election Act, in relation to Sections are similarly treated, the equal protection clause of the Constitution is, thus, not
infringed.[26]
66 and 67 of the Omnibus Election Code, infringed on the equal protection clause of the Constitution,
failed muster. We ruled:
The case at bar is a crass attempt to resurrect a dead issue. The miracle is that our assailed
The petitioners' contention, that the repeal of Section 67 of the Omnibus Decision gave it new life. We ought to be guided by the doctrine ofstare decisis et non quieta movere.
Election Code pertaining to elective officials gives undue benefit to such officials as
against the appointive ones and violates the equal protection clause of the This doctrine, which is really adherence to precedents, mandates that once a case has been decided
constitution, is tenuous. one way, then another case involving exactly the same point at issue should be decided in the same
The equal protection of the law clause in the Constitution is not absolute, manner.[27] This doctrine is one of policy grounded on the necessity for securing certainty and stability
but is subject to reasonable classification. If the groupings are characterized by
of judicial decisions. As the renowned jurist Benjamin Cardozo stated in his treatise The Nature of the
substantial distinctions that make real differences, one class may be treated and
regulated differently from the other. The Court has explained the nature of the equal Judicial Process:
protection guarantee in this manner:

The equal protection of the law clause is against undue favor and It will not do to decide the same question one way between one set of litigants and
individual or class privilege, as well as hostile discrimination or the the opposite way between another. If a group of cases involves the same point, the
oppression of inequality. It is not intended to prohibit legislation parties expect the same decision. It would be a gross injustice to decide alternate
which is limited either in the object to which it is directed or by cases on opposite principles. If a case was decided against me yesterday when I was
territory within which it is to operate. It does not demand absolute a defendant, I shall look for the same judgment today if I am plaintiff. To decide
differently would raise a feeling of resentment and wrong in my breast; it would be
an infringement, material and moral, of my rights." Adherence to precedent must (4) It applies equally to all members of the same class.[37]
then be the rule rather than the exception if litigants are to have faith in the even-
handed administration of justice in the courts.[28]
Our assailed Decision readily acknowledged that these deemed-resigned provisions satisfy
the first, third and fourth requisites of reasonableness. It, however, proffers the dubious conclusion
that the differential treatment of appointive officials vis--vis elected officials is not germane to the
Our Farias ruling on the equal protection implications of the deemed-resigned provisions
purpose of the law, because whether one holds an appointive office or an elective one, the evils
cannot be minimalized as mere obiter dictum. It is trite to state that an adjudication on any point
sought to be prevented by the measure remain, viz.:
within the issues presented by the case cannot be considered as obiter dictum.[29] This rule applies to
all pertinent questions that are presented and resolved in the regular course of the consideration of the
For example, the Executive Secretary, or any Member of the Cabinet for that matter,
case and lead up to the final conclusion, and to any statement as to the matter on which the decision is could wield the same influence as the Vice-President who at the same time is
appointed to a Cabinet post (in the recent past, elected Vice-Presidents were
predicated.[30] For that reason, a point expressly decided does not lose its value as a precedent because appointed to take charge of national housing, social welfare development, interior
the disposition of the case is, or might have been, made on some other ground; or even though, by and local government, and foreign affairs). With the fact that they both head
executive offices, there is no valid justification to treat them differently when both
reason of other points in the case, the result reached might have been the same if the court had held, file their [Certificates of Candidacy] for the elections. Under the present state of our
law, the Vice-President, in the example, running this time, let us say, for President,
on the particular point, otherwise than it did. [31] As we held in Villanueva, Jr. v. Court of Appeals, et
retains his position during the entire election period and can still use the resources
al.:[32] of his office to support his campaign.[38]

A decision which the case could have turned on is not regarded as obiter dictum
merely because, owing to the disposal of the contention, it was necessary to
consider another question, nor can an additional reason in a decision, brought Sad to state, this conclusion conveniently ignores the long-standing rule that to remedy an
forward after the case has been disposed of on one ground, be regarded as dicta.
So, also, where a case presents two (2) or more points, any one of which is sufficient injustice, the Legislature need not address every manifestation of the evil at once; it may proceed one
to determine the ultimate issue, but the court actually decides all such points, the
case as an authoritative precedent as to every point decided, and none of such step at a time.[39] In addressing a societal concern, it must invariably draw lines and make choices,
points can be regarded as having the status of a dictum, and one point should not thereby creating some inequity as to those included or excluded. [40] Nevertheless, as long as the
be denied authority merely because another point was more dwelt on and more fully
argued and considered, nor does a decision on one proposition make statements of bounds of reasonable choice are not exceeded, the courts must defer to the legislative judgment.
the court regarding other propositions dicta.[33] (italics supplied) [41]
We may not strike down a law merely because the legislative aim would have been more fully
achieved by expanding the class. [42] Stated differently, the fact that a legislative classification, by
ii. Classification Germane to the Purposes of the Law itself, is underinclusive will not render it unconstitutionally arbitrary or invidious. [43] There is no
constitutional requirement that regulation must reach each and every class to which it might be
The Farias ruling on the equal protection challenge stands on solid ground even if applied;[44] that the Legislature must be held rigidly to the choice of regulating all or none.
reexamined.

Thus, any person who poses an equal protection challenge must convincingly show that the
To start with, the equal protection clause does not require the universal application of the law creates a classification that is palpably arbitrary or capricious. [45]He must refute all possible
[34]
laws to all persons or things without distinction. What it simply requires is equality among equals as rational bases for the differing treatment, whether or not the Legislature cited those bases as reasons
determined according to a valid classification. [35] The test developed by jurisprudence here and yonder for the enactment,[46] such that the constitutionality of the law must be sustained even if the
is that of reasonableness,[36] which has four requisites: reasonableness of the classification is fairly debatable. [47] In the case at bar, the petitioners failed and
in fact did not even attempt to discharge this heavy burden. Our assailed Decision was likewise silent
(1) The classification rests on substantial distinctions;
as a sphinx on this point even while we submitted the following thesis:
(2) It is germane to the purposes of the law;
(3) It is not limited to existing conditions only; and
... [I]t is not sufficient grounds for invalidation that we may find that the
statutes distinction is unfair, underinclusive, unwise, or not the best solution from a
public-policy standpoint; rather, we must find that there is no reasonably rational Finding no Philippine jurisprudence to prop up its equal protection ruling, our assailed
reason for the differing treatment.[48]
Decision adverted to, and extensively cited, Mancuso v. Taft.[52] This was a decision of the First
In the instant case, is there a rational justification for excluding elected Circuit of the United States Court of Appeals promulgated in March 1973, which struck down as
officials from the operation of the deemed resigned provisions? I submit that there
is. unconstitutional a similar statutory provision. Pathetically, our assailed Decision, relying on Mancuso,

An election is the embodiment of the popular will, perhaps the purest claimed:
expression of the sovereign power of the people. [49] It involves the choice or
selection of candidates to public office by popular vote. [50] Considering that elected
officials are put in office by their constituents for a definite term, it may justifiably (1) The right to run for public office is inextricably linked with two fundamental freedoms
be said that they were excluded from the ambit of the deemed resigned provisions
freedom of expression and association;
in utmost respect for the mandate of the sovereign will. In other words, complete
deference is accorded to the will of the electorate that they be served by such (2) Any legislative classification that significantly burdens this fundamental right must be
officials until the end of the term for which they were elected. In contrast, there is no
such expectation insofar as appointed officials are concerned. subjected to strict equal protection review; and
(3) While the state has a compelling interest in maintaining the honesty and impartiality of its
The dichotomized treatment of appointive and elective officials is
therefore germane to the purposes of the law. For the law was made not public work force, the deemed-resigned provisions pursue their objective in a far too
merely to preserve the integrity, efficiency, and discipline of the public
heavy-handed manner as to render them unconstitutional.
service; the Legislature, whose wisdom is outside the rubric of judicial
scrutiny, also thought it wise to balance this with the competing, yet
equally compelling, interest of deferring to the sovereign will. [51] (emphasis
in the original) It then concluded with the exhortation that since the Americans, from whom we copied the provision
in question, had already stricken down a similar measure for being unconstitutional[,] it is high-time

In fine, the assailed Decision would have us equalize the playing field by invalidating that we, too, should follow suit.

provisions of law that seek to restrain the evils from running riot. Under the pretext of equal
protection, it would favor a situation in which the evils are unconfined and vagrant, existing at the Our assailed Decisions reliance on Mancuso is completely misplaced. We cannot blink away the fact

behest of both appointive and elected officials, over another in which a significant portion thereof is that the United States Supreme Court effectively overruledMancuso three months after its

contained. The absurdity of that position is self-evident, to say the least. promulgation by the United States Court of Appeals. In United States Civil Service
Commission, et al. v. National Association of Letter Carriers AFL-CIO, et al.
[53] [54]
The concern, voiced by our esteemed colleague, Mr. Justice Nachura, in his dissent, that and Broadrick, et al. v. State of Oklahoma, et al., the United States Supreme Court was

elected officials (vis--vis appointive officials) have greater political clout over the electorate, is indeed faced with the issue of whether statutory provisions prohibiting federal[55] and state[56] employees

a matter worth exploring but not by this Court. Suffice it to say that the remedy lies with the from taking an active part in political management or in political campaigns were unconstitutionalas to

Legislature. It is the Legislature that is given the authority, under our constitutional system, to balance warrant facial invalidation. Violation of these provisions results in dismissal from

competing interests and thereafter make policy choices responsive to the exigencies of the times. It is employment and possible criminal sanctions.

certainly within the Legislatures power to make the deemed-resigned provisions applicable to elected
officials, should it later decide that the evils sought to be prevented are of such frequency and The Court declared these provisions compliant with the equal protection clause. It held

magnitude as to tilt the balance in favor of expanding the class. This Court cannot and should not that (i) in regulating the speech of its employees, the state as employer has interests that differ

arrogate unto itself the power to ascertain and impose on the people the best state of affairs from a significantly from those it possesses in regulating the speech of the citizenry in general; (ii) the courts

public policy standpoint. must therefore balance the legitimate interest of employee free expression against the interests of the
employer in promoting efficiency of public services; (iii) if the employees expression interferes with

iii. Mancuso v. Taft Has Been Overruled the maintenance of efficient and regularly functioning services, the limitation on speech is not
unconstitutional; and (iv) the Legislature is to be given some flexibility or latitude in ascertaining
be raised against the party in power-or the party out of power, for that matter-using
which positions are to be covered by any statutory restrictions. [57] Therefore, insofar as government the thousands or hundreds of thousands of federal employees, paid for at public
employees are concerned, the correct standard of review is an interest-balancing approach, a means- expense, to man its political structure and political campaigns.

end scrutiny that examines the closeness of fit between the governmental interests and the A related concern, and this remains as important as any other, was to
prohibitions in question.[58] further serve the goal that employment and advancement in the Government
service not depend on political performance, and at the same time to make sure
that Government employees would be free from pressure and from express or tacit
invitation to vote in a certain way or perform political chores in order to curry favor
Letter Carriers elucidated on these principles, as follows: with their superiors rather than to act out their own beliefs. It may be urged that
prohibitions against coercion are sufficient protection; but for many years the joint
Until now, the judgment of Congress, the Executive, and the country judgment of the Executive and Congress has been that to protect the rights of
appears to have been that partisan political activities by federal employees must be federal employees with respect to their jobs and their political acts and beliefs it is
limited if the Government is to operate effectively and fairly, elections are to play not enough merely to forbid one employee to attempt to influence or coerce
their proper part in representative government, and employees themselves are to another. For example, at the hearings in 1972 on proposed legislation for liberalizing
be sufficiently free from improper influences. The restrictions so far imposed on the prohibition against political activity, the Chairman of the Civil Service
federal employees are not aimed at particular parties, groups, or points of view, but Commission stated that the prohibitions against active participation in partisan
apply equally to all partisan activities of the type described. They discriminate political management and partisan political campaigns constitute the most
against no racial, ethnic, or religious minorities. Nor do they seek to control political significant safeguards against coercion . . .. Perhaps Congress at some time will
opinions or beliefs, or to interfere with or influence anyone's vote at the polls. come to a different view of the realities of political life and Government service; but
that is its current view of the matter, and we are not now in any position to dispute
But, as the Court held in Pickering v. Board of Education, [59] the government it. Nor, in our view, does the Constitution forbid it.
has an interest in regulating the conduct and the speech of its employees that
differ(s) significantly from those it possesses in connection with regulation of the Neither the right to associate nor the right to participate in political
speech of the citizenry in general. The problem in any case is to arrive at a balance activities is absolute in any event.[60] x x x
between the interests of the (employee), as a citizen, in commenting upon matters
of public concern and the interest of the (government), as an employer, in xxxx
promoting the efficiency of the public services it performs through its employees.
Although Congress is free to strike a different balance than it has, if it so chooses, As we see it, our task is not to destroy the Act if we can, but to construe it,
we think the balance it has so far struck is sustainable by the obviously important if consistent with the will of Congress, so as to comport with constitutional
interests sought to be served by the limitations on partisan political activities now limitations. (italics supplied)
contained in the Hatch Act.

It seems fundamental in the first place that employees in the Executive Broadrick likewise definitively stated that the assailed statutory provision is constitutionally
Branch of the Government, or those working for any of its agencies,
should administer the law in accordance with the will of Congress, rather than in permissible, viz.:
accordance with their own or the will of a political party. They are expected to
enforce the law and execute the programs of the Government without bias or Appellants do not question Oklahoma's right to place even-handed restrictions on
favoritism for or against any political party or group or the members thereof . A the partisan political conduct of state employees. Appellants freely concede that
major thesis of the Hatch Act is that to serve this great end of Government-the such restrictions serve valid and important state interests, particularly with respect
impartial execution of the laws-it is essential that federal employees, for example, to attracting greater numbers of qualified people by insuring their job security, free
not take formal positions in political parties, not undertake to play substantial roles from the vicissitudes of the elective process, and by protecting them from political
in partisan political campaigns, and not run for office on partisan political tickets. extortion. Rather, appellants maintain that however permissible, even
Forbidding activities like these will reduce the hazards to fair and effective commendable, the goals of s 818 may be, its language is unconstitutionally vague
government. and its prohibitions too broad in their sweep, failing to distinguish between conduct
that may be proscribed and conduct that must be permitted. For these and other
There is another consideration in this judgment: it is not only important that reasons, appellants assert that the sixth and seventh paragraphs of s 818 are void in
the Government and its employees in fact avoid practicing political justice, but it is toto and cannot be enforced against them or anyone else.
also critical that they appear to the public to be avoiding it, if confidence in the
system of representative Government is not to be eroded to a disastrous extent. We have held today that the Hatch Act is not impermissibly vague. [61] We have little
doubt that s 818 is similarly not so vague that men of common intelligence must
Another major concern of the restriction against partisan activities by necessarily guess at its meaning.[62] Whatever other problems there are with s 818, it
federal employees was perhaps the immediate occasion for enactment of the Hatch is all but frivolous to suggest that the section fails to give adequate warning of what
Act in 1939. That was the conviction that the rapidly expanding Government work activities it proscribes or fails to set out explicit standards' for those who must apply
force should not be employed to build a powerful, invincible, and perhaps corrupt it. In the plainest language, it prohibits any state classified employee from being an
political machine. The experience of the 1936 and 1938 campaigns convinced officer or member of a partisan political club or a candidate for any paid public
Congress that these dangers were sufficiently real that substantial barriers should office. It forbids solicitation of contributions for any political organization, candidacy
or other political purpose and taking part in the management or affairs of any reaffirmed today in Letter Carriers. Under the decision in Letter Carriers, there is no
political party or in any political campaign. Words inevitably contain germs of question that s 818 is valid at least insofar as it forbids classified employees from:
uncertainty and, as with the Hatch Act, there may be disputes over the meaning of soliciting contributions for partisan candidates, political parties, or other partisan
such terms in s 818 as partisan, or take part in, or affairs of political parties. But political purposes; becoming members of national, state, or local committees of
what was said in Letter Carriers, is applicable here: there are limitations in the political parties, or officers or committee members in partisan political clubs,
English language with respect to being both specific and manageably brief, and it or candidates for any paid public office; taking part in the management or affairs of
seems to us that although the prohibitions may not satisfy those intent on finding any political party's partisan political campaign; serving as delegates or alternates
fault at any cost, they are set out in terms that the ordinary person exercising to caucuses or conventions of political parties; addressing or taking an active part in
ordinary common sense can sufficiently understand and comply with, without partisan political rallies or meetings; soliciting votes or assisting voters at the polls
sacrifice to the public interest.' x x x or helping in a partisan effort to get voters to the polls; participating in the
distribution of partisan campaign literature; initiating or circulating partisan
xxxx nominating petitions; or riding in caravans for any political party or partisan political
candidate.
[Appellants] nevertheless maintain that the statute is overbroad and purports to
reach protected, as well as unprotected conduct, and must therefore be struck down x x x It may be that such restrictions are impermissible and that s 818 may
on its face and held to be incapable of any constitutional application. We do not be susceptible of some other improper applications. But, as presently construed, we
believe that the overbreadth doctrine may appropriately be invoked in this manner do not believe that s 818 must be discarded in toto because some persons arguably
here. protected conduct may or may not be caught or chilled by the statute. Section 818
is not substantially overbroad and it not, therefore, unconstitutional on its face.
xxxx (italics supplied)

The consequence of our departure from traditional rules of standing in the


First Amendment area is that any enforcement of a statute thus placed at issue is It bears stressing that, in his Dissenting Opinion, Mr. Justice Nachura does not deny the principles
totally forbidden until and unless a limiting construction or partial invalidation so
narrows it as to remove the seeming threat or deterrence to constitutionally enunciated in Letter Carriers and Broadrick. He would hold, nonetheless, that these cases cannot
protected expression. Application of the overbreadth doctrine in this manner is, be interpreted to mean a reversal of Mancuso, since they pertain to different types of laws and were
manifestly, strong medicine. It has been employed by the Court sparingly and only
as a last resort. x x x decided based on a different set of facts, viz.:

x x x But the plain import of our cases is, at the very least, that facial over-breadth
adjudication is an exception to our traditional rules of practice and that its function, In Letter Carriers, the plaintiffs alleged that the Civil Service Commission
a limited one at the outset, attenuates as the otherwise unprotected behavior that it was enforcing, or threatening to enforce, the Hatch Acts prohibition against active
forbids the State to sanction moves from pure speech toward conduct and that participation in political management or political campaigns. The plaintiffs desired to
conduct-even if expressive-falls within the scope of otherwise valid criminal laws campaign for candidates for public office, to encourage and get federal employees
that reflect legitimate state interests in maintaining comprehensive controls over to run for state and local offices, to participate as delegates in party conventions,
harmful, constitutionally unprotected conduct.Although such laws, if too broadly and to hold office in a political club.
worded, may deter protected speech to some unknown extent, there comes a point
where that effect-at best a prediction-cannot, with confidence, justify invalidating a In Broadrick, the appellants sought the invalidation for being vague and
statute on its face and so prohibiting a State from enforcing the statute against overbroad a provision in the (sic) Oklahomas Merit System of Personnel
conduct that is admittedly within its power to proscribe. To put the matter another Administration Act restricting the political activities of the States classified civil
way, particularly where conduct and not merely speech is involved, we believe that servants, in much the same manner as the Hatch Act proscribed partisan political
the overbreadth of a statute must not only be real, but substantial as well, judged in activities of federal employees. Prior to the commencement of the action, the
relation to the statute's plainly legitimate sweep. It is our view that s 818 is not appellants actively participated in the 1970 reelection campaign of their superior,
substantially overbroad and that whatever overbreadth may exist should be cured and were administratively charged for asking other Corporation Commission
through case-by-case analysis of the fact situations to which its sanctions, employees to do campaign work or to give referrals to persons who might help in
assertedly, may not be applied. the campaign, for soliciting money for the campaign, and for receiving and
distributing campaign posters in bulk.
Unlike ordinary breach-of-the peace statutes or other broad regulatory
acts, s 818 is directed, by its terms, at political expression which if engaged in by Mancuso, on the other hand, involves, as aforesaid, an automatic
private persons would plainly be protected by the First and Fourteenth resignation provision. Kenneth Mancuso, a full time police officer and classified civil
Amendments. But at the same time, s 818 is not a censorial statute, directed at service employee of the City of Cranston, filed as a candidate for nomination as
particular groups or viewpoints. The statute, rather, seeks to regulate political representative to the Rhode Island General Assembly. The Mayor of Cranston then
activity in an even-handed and neutral manner. As indicted, such statutes have in began the process of enforcing the resign-to-run provision of the City Home Rule
the past been subject to a less exacting overbreadth scrutiny. Moreover, the fact Charter.
remains that s 818 regulates a substantial spectrum of conduct that is as manifestly
subject to state regulation as the public peace or criminal trespass. This much was Clearly, as the above-cited US cases pertain to different types of laws and
established in United Public Workers v. Mitchell, and has been unhesitatingly were decided based on a different set of facts, Letter Carriers and Broadrick cannot
be interpreted to mean a reversal of Mancuso. x x x (italics in the original)
soliciting support or doing or permitting to be done any act in
furtherance of candidacy. The fact that candidacy, is merely
We hold, however, that his position is belied by a plain reading of these cases. Contrary to his passive is immaterial; if an employee acquiesces in the efforts of
friends in furtherance of such candidacy such acquiescence
claim, Letter Carriers, Broadrick and Mancuso all concerned the constitutionality of resign- constitutes an infraction of the prohibitions against political
to-run laws, viz.: activity. (italics supplied)

(1) Mancuso involved a civil service employee who filed as a candidate for nomination as Section 9(b) requires the immediate removal of violators and forbids the use of

representative to the Rhode Island General Assembly. He assailed the constitutionality of appropriated funds thereafter to pay compensation to these persons. [64]

14.09(c) of the City Home Rule Charter, which prohibits continuing in the classified
service of the city after becoming a candidate for nomination or election to any public (3) Broadrick was a class action brought by certain Oklahoma state employees seeking a

office. declaration of unconstitutionality of two sub-paragraphs of Section 818 of Oklahomas


Merit System of Personnel Administration Act. Section 818 (7), the paragraph relevant to

(2) Letter Carriers involved plaintiffs who alleged that the Civil Service Commission was this discussion, states that [n]o employee in the classified service shall be a candidate

enforcing, or threatening to enforce, the Hatch Acts prohibition against active for nomination or election to any paid public office Violation of Section 818 results in

participation in political management or political campaigns [63] with respect to certain dismissal from employment, possible criminal sanctions and limited state employment

defined activities in which they desired to engage. The plaintiffs relevant to this ineligibility.

discussion are:
Consequently, it cannot be denied that Letter Carriers and Broadrick effectively
(a) The National Association of Letter Carriers, which alleged that its overruled Mancuso. By no stretch of the imagination could Mancuso still be held operative,
members were desirous of, among others, running in local elections for as Letter Carriers and Broadrick (i) concerned virtually identical resign-to-run laws, and (ii) were
offices such as school board member, city council member or mayor; decided by a superior court, the United States Supreme Court. It was thus not surprising for the First
(b) Plaintiff Gee, who alleged that he desired to, but did not, file as a Circuit Court of Appeals the same court that decided Mancuso to hold categorically and
candidate for the office of Borough Councilman in his local community emphatically inMagill v. Lynch[65] that Mancuso is no longer good law. As we priorly explained:
for fear that his participation in a partisan election would endanger his
job; and Magill involved Pawtucket, Rhode Island firemen who ran for city office in
1975. Pawtuckets Little Hatch Act prohibits city employees from engaging in a broad
(c) Plaintiff Myers, who alleged that he desired to run as a Republican range of political activities. Becoming a candidate for any city office is specifically
proscribed,[66] the violation being punished by removal from office or immediate
candidate in the 1971 partisan election for the mayor of West dismissal. The firemen brought an action against the city officials on the ground that
Lafayette,Indiana, and that he would do so except for fear of losing his that the provision of the city charter was unconstitutional. However, the court,
fully cognizant of Letter Carriers andBroadrick, took the position
job by reason of violation of the Hatch Act. that Mancuso had since lost considerable vitality. It observed that the view
that political candidacy was a fundamental interest which could be
infringed upon only if less restrictive alternatives were not available, was
The Hatch Act defines active participation in political management or political campaigns a position which was no longer viable, since the Supreme Court (finding
that the governments interest in regulating both the conduct and speech
by cross-referring to the rules made by the Civil Service Commission. The rule pertinent of its employees differed significantly from its interest in regulating those
to our inquiry states: of the citizenry in general) had given little weight to the argument that
prohibitions against the coercion of government employees were a less
drastic means to the same end, deferring to the judgment of Congress,
30. Candidacy for local office: Candidacy for a nomination or for and applying a balancing test to determine whether limits on political
election to any National, State, county, or municipal office is not activity by public employees substantially served government interests
permissible. The prohibition against political activity extends not which were important enough to outweigh the employees First
merely to formal announcement of candidacy but also to the Amendment rights.[67]
preliminaries leading to such announcement and to canvassing or
It must be noted that the Court of Appeals ruled in this manner even intrusion into efficient administration could be thought to threaten
though the election in Magill was characterized as nonpartisan, as it was municipal government: not into broad policy decisions, but into the
reasonable for the city to fear, under the circumstances of that case, that politically particulars of administration favoritism in minute decisions
active bureaucrats might use their official power to help political friends and hurt affecting welfare, tax assessments, municipal contracts and
political foes. Ruled the court: purchasing, hiring, zoning, licensing, and inspections. Just as the
Court in Letter Carriers identified a second governmental interest
The question before us is whether Pawtucket's charter in the avoidance of the appearance of "political justice" as to
provision, which bars a city employee's candidacy in even a policy, so there is an equivalent interest in avoiding the
nonpartisan city election, is constitutional. The issue compels us to appearance of political preferment in privileges, concessions, and
extrapolate two recent Supreme Court decisions, Civil Service benefits. The appearance (or reality) of favoritism that the
Comm'n v. Nat'l Ass'n of Letter Carriers and Broadrick v. charter's authors evidently feared is not exorcised by the
Oklahoma. Both dealt with laws barring civil servants from nonpartisan character of the formal election process. Where, as
partisan political activity. Letter Carriers reaffirmed United Public here, party support is a key to successful campaigning, and party
Workers v. Mitchell, upholding the constitutionality of the Hatch rivalry is the norm, the city might reasonably fear that politically
Act as to federal employees. Broadrick sustained Oklahoma's Little active bureaucrats would use their official power to help political
Hatch Act against constitutional attack, limiting its holding friends and hurt political foes. This is not to say that the city's
to Oklahoma's construction that the Act barred only activity in interest in visibly fair and effective administration necessarily
partisan politics. In Mancuso v. Taft, we assumed that proscriptions justifies a blanket prohibition of all employee campaigning; if
of candidacy in nonpartisan elections would not be constitutional. parties are not heavily involved in a campaign, the danger of
Letter Carriers and Broadrick compel new analysis. favoritism is less, for neither friend nor foe is as easily identified.
xxxx
A second major governmental interest identified in Letter
What we are obligated to do in this case, as the district Carriers was avoiding the danger of a powerful political machine.
court recognized, is to apply the Courts interest balancing The Court had in mind the large and growing federal bureaucracy
approach to the kind of nonpartisan electionrevealed in this and its partisan potential. The district court felt this was only a
record. We believe that the district court found more residual vigor minor threat since parties had no control over nominations. But in
in our opinion in Mancuso v. Taft than remains after Letter fact candidates sought party endorsements, and party
Carriers. We have particular reference to our view that political endorsements proved to be highly effective both in determining
candidacy was a fundamental interest which could be trenched who would emerge from the primary election and who would be
upon only if less restrictive alternatives were not available. While elected in the final election. Under the prevailing customs, known
this approach may still be viable for citizens who are not party affiliation and support were highly significant factors
government employees, the Court in Letter Carriers recognized in Pawtucketelections. The charter's authors might reasonably
that the government's interest in regulating both the conduct and have feared that a politically active public work force would give
speech of its employees differs significantly from its interest in the incumbent party, and the incumbent workers, an unbreakable
regulating those of the citizenry in general. Not only was United grasp on the reins of power. In municipal elections especially, the
Public Workers v. Mitchell "unhesitatingly" reaffirmed, but the small size of the electorate and the limited powers of local
Court gave little weight to the argument that prohibitions against government may inhibit the growth of interest groups powerful
the coercion of government employees were a less drastic means enough to outbalance the weight of a partisan work force. Even
to the same end, deferring to the judgment of the Congress. We when nonpartisan issues and candidacies are at stake, isolated
cannot be more precise than the Third Circuit in characterizing the government employees may seek to influence voters or their co-
Court's approach as "some sort of 'balancing' process". [68] It workers improperly; but a more real danger is that a central party
appears that the government may place limits on campaigning by structure will mass the scattered powers of government workers
public employees if the limits substantially serve government behind a single party platform or slate. Occasional misuse of the
interests that are "important" enough to outweigh the employees' public trust to pursue private political ends is tolerable, especially
First Amendment rights. x x x (italics supplied) because the political views of individual employees may balance
each other out. But party discipline eliminates this diversity and
Upholding thus the constitutionality of the law in question, the Magill court tends to make abuse systematic. Instead of a handful of
detailed the major governmental interests discussed in Letter Carriers and applied employees pressured into advancing their immediate superior's
them to thePawtucket provision as follows: political ambitions, the entire government work force may be
expected to turn out for many candidates in every election.
In Letter Carriers[,] the first interest identified by the In Pawtucket, where parties are a continuing presence in political
Court was that of an efficient government, faithful to the Congress campaigns, a carefully orchestrated use of city employees in
rather than to party. The district court discounted this interest, support of the incumbent party's candidates is possible. The
reasoning that candidates in a local election would not likely be danger is scarcely lessened by the openness of Pawtucket's
committed to a state or national platform. This observation nominating procedure or the lack of party labels on its ballots.
undoubtedly has substance insofar as allegiance to broad policy
positions is concerned. But a different kind of possible political
The third area of proper governmental interest in Letter contributions for political candidates and becoming a candidate.
Carriers was ensuring that employees achieve advancement on The Court found that this combination required a substantial
their merits and that they be free from both coercion and the overbreadth approach. The facts of this case are so similar that we
prospect of favor from political activity. The district court did not may reach the same result without worrying unduly about the
address this factor, but looked only to the possibility of a civil sometimes opaque distinction between speech and conduct.
servant using his position to influence voters, and held this to be
no more of a threat than in the most nonpartisan of elections. But The second difficulty is not so easily disposed
we think that the possibility of coercion of employees by superiors of. Broadrick found no substantial overbreadth in a statute
remains as strong a factor in municipal elections as it was in Letter restricting partisan campaigning. Pawtucket has gone further,
Carriers. Once again, it is the systematic and coordinated banning participation in nonpartisan campaigns as well. Measuring
exploitation of public servants for political ends that a legislature is the substantiality of a statute's overbreadth apparently requires,
most likely to see as the primary threat of employees' rights. inter alia, a rough balancing of the number of valid applications
Political oppression of public employees will be rare in an entirely compared to the number of potentially invalid applications. Some
nonpartisan system. Some superiors may be inclined to ride herd sensitivity to reality is needed; an invalid application that is far-
on the politics of their employees even in a nonpartisan context, fetched does not deserve as much weight as one that is probable.
but without party officials looking over their shoulders most The question is a matter of degree; it will never be possible to say
supervisors will prefer to let employees go their own ways. that a ratio of one invalid to nine valid applications makes a law
substantially overbroad. Still, an overbreadth challenger has a
In short, the government may constitutionally restrict its duty to provide the court with some idea of the number of
employees' participation in nominally nonpartisan elections if potentially invalid applications the statute permits. Often, simply
political parties play a large role in the campaigns. In the absence reading the statute in the light of common experience or litigated
of substantial party involvement, on the other hand, the interests cases will suggest a number of probable invalid applications. But
identified by the Letter Carriers Court lose much of their force. this case is different. Whether the statute is overbroad depends in
While the employees' First Amendment rights would normally large part on the number of elections that are insulated from party
outbalance these diminished interests, we do not suggest that rivalry yet closed to Pawtucket employees. For all the record
they would always do so. Even when parties are absent, many shows, every one of the city, state, or federal elections
employee campaigns might be thought to endanger at least one in Pawtucket is actively contested by political parties. Certainly the
strong public interest, an interest that looms larger in the context record suggests that parties play a major role even in campaigns
of municipal elections than it does in the national elections that often are entirely nonpartisan in other cities. School
considered in Letter Carriers. The city could reasonably fear the committee candidates, for example, are endorsed by the local
prospect of a subordinate running directly against his superior or Democratic committee.
running for a position that confers great power over his superior.
An employee of a federal agency who seeks a Congressional seat The state of the record does not permit us to find
poses less of a direct challenge to the command and discipline of overbreadth; indeed such a step is not to be taken lightly, much
his agency than a fireman or policeman who runs for mayor or city less to be taken in the dark. On the other hand, the entire focus
council. The possibilities of internal discussion, cliques, and below, in the short period before the election was held, was on the
political bargaining, should an employee gather substantial constitutionality of the statute as applied. Plaintiffs may very well
political support, are considerable. (citations omitted) feel that further efforts are not justified, but they should be
afforded the opportunity to demonstrate that the charter
The court, however, remanded the case to the district court for further forecloses access to a significant number of offices, the candidacy
proceedings in respect of the petitioners overbreadth charge. Noting that for which by municipal employees would not pose the possible
invalidating a statute for being overbroad is not to be taken lightly, much less to be threats to government efficiency and integrity which Letter
taken in the dark, the court held: Carriers, as we have interpreted it, deems significant. Accordingly,
we remand for consideration of plaintiffs' overbreadth claim.
The governing case is Broadrick, which introduced the (italics supplied, citations omitted)
doctrine of "substantial" overbreadth in a closely analogous case.
Under Broadrick, when one who challenges a law has engaged in Clearly, Letter Carriers, Broadrick, and Magill demonstrate beyond
constitutionally unprotected conduct (rather than unprotected doubt that Mancuso v. Taft, heavily relied upon by the ponencia, has
speech) and when the challenged law is aimed at unprotected effectively been overruled.[69] As it is no longer good law,
conduct, "the overbreadth of a statute must not only be real, but the ponencias exhortation that [since] the Americans, from whom we copied the
substantial as well, judged in relation to the statute's plainly provision in question, had already stricken down a similar measure for being
legitimate sweep." Two major uncertainties attend the doctrine: unconstitutional[,] it is high-time that we, too, should follow suit is misplaced and
how to distinguish speech from conduct, and how to define unwarranted.[70]
"substantial" overbreadth. We are spared the first inquiry
by Broadrick itself. The plaintiffs in that case had solicited support
for a candidate, and they were subject to discipline under a law
proscribing a wide range of activities, including soliciting
Accordingly, our assailed Decisions submission that the right to run for public office is inextricably why some public officials are subject to the resign-to-run provisions, while others are not. Ruled the
linked with two fundamental freedoms those of expression and association lies on barren ground. United States Supreme Court:
American case law has in fact never recognized a fundamental right to express ones political
Article XVI, 65, of the Texas Constitution provides that the holders of certain
views through candidacy,[71] as to invoke a rigorous standard of review. [72] Bart v. offices automatically resign their positions if they become candidates for any other
Telford[73] pointedly stated that [t]he First Amendment does not in terms confer a right to run for elected office, unless the unexpired portion of the current term is one year or less.
The burdens that 65 imposes on candidacy are even less substantial than those
public office, and this court has held that it does not do so by implication either. Thus, ones interest in imposed by 19. The two provisions, of course, serve essentially the same state
seeking office, by itself, is not entitled to constitutional protection.[74]Moreover, one cannot bring interests. The District Court found 65 deficient, however, not because of the nature
or extent of the provision's restriction on candidacy, but because of the manner in
ones action under the rubric of freedom of association, absent any allegation that, by running for an which the offices are classified. According to the District Court, the classification
system cannot survive equal protection scrutiny, because Texas has failed to explain
elective position, one is advancing the political ideas of a particular set of voters. [75] sufficiently why some elected public officials are subject to 65 and why others are
not. As with the case of 19, we conclude that 65 survives a challenge under the
Equal Protection Clause unless appellees can show that there is no rational
Prescinding from these premises, it is crystal clear that the provisions challenged in the case at bar, predicate to the classification scheme.
are not violative of the equal protection clause. The deemed-resigned provisions substantially serve
The history behind 65 shows that it may be upheld consistent with the "one
governmental interests (i.e., (i) efficient civil service faithful to the government and the people rather step at a time" approach that this Court has undertaken with regard to state
regulation not subject to more vigorous scrutiny than that sanctioned by the
than to party; (ii) avoidance of the appearance of political justice as to policy; (iii) avoidance of the traditional principles. Section 65 was enacted in 1954 as a transitional provision
danger of a powerful political machine; and (iv) ensuring that employees achieve advancement on applying only to the 1954 election. Section 65 extended the terms of those offices
enumerated in the provision from two to four years. The provision also staggered the
their merits and that they be free from both coercion and the prospect of favor from political terms of other offices so that at least some county and local offices would be
contested at each election. The automatic resignation proviso to 65 was not added
activity). These are interests that are important enough to outweigh the non-fundamental right of
until 1958. In that year, a similar automatic resignation provision was added in Art.
appointive officials and employees to seek elective office. XI, 11, which applies to officeholders in home rule cities who serve terms longer
than two years. Section 11 allows home rule cities the option of extending the terms
of municipal offices from two to up to four years.
En passant, we find it quite ironic that Mr. Justice Nachura cites Clements v.
Thus, the automatic resignation provision in Texas is a creature of the
[76] [77]
Fashing and Morial, et al. v. Judiciary Commission of the State of Louisiana, et al. to State's electoral reforms of 1958. That the State did not go further in applying the
automatic resignation provision to those officeholders whose terms were not
buttress his dissent. Maintaining that resign-to-run provisions are valid only when made applicable to
extended by 11 or 65, absent an invidious purpose, is not the sort of malfunctioning
specified officials, he explains: of the State's lawmaking process forbidden by the Equal Protection Clause. A
regulation is not devoid of a rational predicate simply because it happens to be
U.S. courts, in subsequent cases, sustained the constitutionality of resign-to-run incomplete. The Equal Protection Clause does not forbid Texas to restrict one elected
provisions when applied to specified or particular officials, as distinguished officeholder's candidacy for another elected office unless and until it places similar
from all others,[78]under a classification that is germane to the purposes of restrictions on other officeholders. The provision's language and its history belie any
the law. These resign-to-run legislations were not expressed in a general and notion that 65 serves the invidious purpose of denying access to the political
sweeping provision, and thus did not violate the test of being germane to process to identifiable classes of potential candidates. (citations omitted and italics
the purpose of the law, the second requisite for a valid classification. Directed, as supplied)
they were, to particular officials, they were not overly encompassing as to be
overbroad. (emphasis in the original)
Furthermore, it is unfortunate that the dissenters took the Morial line that there is no blanket
This reading is a regrettable misrepresentation of Clements and Morial. The resign-to-run
approval of restrictions on the right of public employees to become candidates for public office out of
provisions in these cases were upheld not because they referred to specified or particular officials
context. A correct reading of that line readily shows that the Court only meant to confine its ruling to
(vis--vis a general class); the questioned provisions were found valid precisely because the
the facts of that case, as each equal protection challenge would necessarily have to involve weighing
Court deferred to legislative judgment and found that a regulation is not devoid of a
governmental interests vis--vis the specific prohibition assailed. The Court held:
rational predicate simply because it happens to be incomplete. In fact, the equal protection
challenge in Clementsrevolved around the claim that the State of Texas failed to explain
The interests of public employees in free expression and political association are
unquestionably entitled to the protection of the first and fourteenth amendments.
Nothing in today's decision should be taken to imply that public employees may be
prohibited from expressing their private views on controversial topics in a manner According to the assailed Decision, the challenged provisions of law are overly broad because
that does not interfere with the proper performance of their public duties. In today's they apply indiscriminately to all civil servants holding appointive posts, without due regard for the
decision, there is no blanket approval of restrictions on the right of public employees
to become candidates for public office. Nor do we approve any general restrictions type of position being held by the employee running for elective office and the degree of influence
on the political and civil rights of judges in particular. Our holding is necessarily that may be attendant thereto.
narrowed by the methodology employed to reach it. A requirement that a state
judge resign his office prior to becoming a candidate for non-judicial office bears a
reasonably necessary relation to the achievement of the state's interest in
preventing the actuality or appearance of judicial impropriety. Such a requirement Its underlying assumption appears to be that the evils sought to be prevented are extant only
offends neither the first amendment's guarantees of free expression and association when the incumbent appointive official running for elective office holds an influential post.
nor the fourteenth amendment's guarantee of equal protection of the laws. (italics
supplied)
Such a myopic view obviously fails to consider a different, yet equally plausible, threat to the

Indeed, the Morial court even quoted Broadrick and stated that: government posed by the partisan potential of a large and growing bureaucracy: the danger of
systematic abuse perpetuated by a powerful political machine that has amassed the scattered powers
In any event, the legislature must have some leeway in determining which of its
of government workers so as to give itself and its incumbent workers an unbreakable grasp on the
employment positions require restrictions on partisan political activities and which
may be left unregulated. And a State can hardly be faulted for attempting to limit reins of power.[80] As elucidated in our prior exposition:[81]
the positions upon which such restrictions are placed. (citations omitted)
Attempts by government employees to wield influence over others or to
make use of their respective positions (apparently) to promote their own candidacy
may seem tolerable even innocuous particularly when viewed in isolation from other
similar attempts by other government employees. Yet it would be decidedly
V. foolhardy to discount the equally (if not more) realistic and dangerous possibility
Section 4(a) of Resolution 8678, Section 13 of RA 9369, that such seemingly disjointed attempts, when taken together, constitute a veiled
and Section 66 of the Omnibus Election Code effort on the part of an emerging central party structure to advance its own agenda
Do Not Suffer from Overbreadth through a carefully orchestrated use of [appointive and/or elective] officials coming
from various levels of the bureaucracy.

Apart from nullifying Section 4(a) of Resolution 8678, Section 13 of RA 9369, and Section 66 [T]he avoidance of such a politically active public work force which could
give an emerging political machine an unbreakable grasp on the reins of power is
of the Omnibus Election Code on equal protection ground, our assailed Decision struck them down for reason enough to impose a restriction on the candidacies of all appointive public
being overbroad in two respects, viz.: officials without further distinction as to the type of positions being held by such
employees or the degree of influence that may be attendant thereto. (citations
omitted)
(1) The assailed provisions limit the candidacy of all civil servants holding appointive posts
without due regard for the type of position being held by the employee seeking an ii. Limitation on Candidacy
Regardless of Type of Office Sought, Valid
elective post and the degree of influence that may be attendant thereto; [79] and
(2) The assailed provisions limit the candidacy of any and all civil servants holding appointive
The assailed Decision also held that the challenged provisions of law are overly broad
positions without due regard for the type of office being sought, whether it be partisan or
because they are made to apply indiscriminately to all civil servants holding appointive offices,
nonpartisan in character, or in the national, municipal or barangay level.
without due regard for the type of elective office being sought, whether it be partisan or nonpartisan
in character, or in the national, municipal or barangay level.
Again, on second look, we have to revise our assailed Decision.

i. Limitation on Candidacy Regardless of This erroneous ruling is premised on the assumption that the concerns of a truly partisan
Incumbent Appointive Officials Position, Valid
office and the temptations it fosters are sufficiently different from those involved in an office removed
from regular party politics [so as] to warrant distinctive treatment, [82] so that restrictions on candidacy
Since barangay elections are governed by a separate deemed resignation
akin to those imposed by the challenged provisions can validly apply only to situations in which the rule, under the present state of law, there would be no occasion to apply the
elective office sought is partisan in character. To the extent, therefore, that such restrictions are said restriction on candidacy found in Section 66 of the Omnibus Election Code, and later
reiterated in the proviso of Section 13 of RA 9369, to any election other than
to preclude even candidacies for nonpartisan elective offices, the challenged restrictions are to be a partisan one. For this reason, the overbreadth challenge raised against Section 66
considered as overbroad. of the Omnibus Election Code and the pertinent proviso in Section 13 of RA 9369
must also fail. [85]

Again, a careful study of the challenged provisions and related laws on the matter will show
In any event, even if we were to assume, for the sake of argument, that Section 66 of the
that the alleged overbreadth is more apparent than real. Our exposition on this issue has not been
Omnibus Election Code and the corresponding provision in Section 13 of RA 9369 are general rules
repudiated, viz.:
that apply also to elections for nonpartisan public offices, the overbreadth challenge would still be
A perusal of Resolution 8678 will immediately disclose that the rules and futile. Again, we explained:
guidelines set forth therein refer to the filing of certificates of candidacy and In the first place, the view that Congress is limited to controlling only
nomination of official candidates of registered political parties, in connection partisan behavior has not received judicial imprimatur, because the general
with the May 10, 2010 National and Local Elections.[83] Obviously, these rules proposition of the relevant US cases on the matter is simply that the government
and guidelines, including the restriction in Section 4(a) of Resolution 8678, were has an interest in regulating the conduct and speech of its employees that differs
issued specifically for purposes of the May 10, 2010 National and Local Elections, significantly from those it possesses in connection with regulation of the speech of
which, it must be noted, are decidedly partisan in character. Thus, it is clear that the the citizenry in general.[86]
restriction in Section 4(a) of RA 8678 applies only to the candidacies of appointive
officials vying for partisan elective posts in the May 10, 2010 National and Local Moreover, in order to have a statute declared as unconstitutional or void on
Elections. On this score, the overbreadth challenge leveled against Section 4(a) is its face for being overly broad, particularly where, as in this case, conduct and not
clearly unsustainable. pure speech is involved, the overbreadth must not only be real, but substantial as
well, judged in relation to the statutes plainly legitimate sweep.[87]
Similarly, a considered review of Section 13 of RA 9369 and Section 66 of
the Omnibus Election Code, in conjunction with other related laws on the matter, will In operational terms, measuring the substantiality of a statutes overbreadth
confirm that these provisions are likewise not intended to apply to elections for would entail, among other things, a rough balancing of the number of valid
nonpartisan public offices. applications compared to the number of potentially invalid applications. [88] In this
regard, some sensitivity to reality is needed; an invalid application that is far-fetched
The only elections which are relevant to the present inquiry are the elections for does not deserve as much weight as one that is probable. [89] The question is a
barangay offices, since these are the only elections in this country which matter of degree.[90] Thus, assuming for the sake of argument that the partisan-
involve nonpartisan public offices.[84] nonpartisan distinction is valid and necessary such that a statute which fails to make
this distinction is susceptible to an overbreadth attack, the overbreadth challenge
In this regard, it is well to note that from as far back as the enactment of presently mounted must demonstrate or provide this Court with some idea of the
the Omnibus Election Code in 1985, Congress has intended that these number of potentially invalid elections (i.e. the number of elections that were
nonpartisan barangayelections be governed by special rules, including a separate insulated from party rivalry but were nevertheless closed to appointive employees)
rule on deemed resignations which is found in Section 39 of the Omnibus Election that may in all probability result from the enforcement of the statute. [91]
Code. Said provision states:
The state of the record, however, does not permit us to find overbreadth.
Section 39. Certificate of Candidacy. No person shall be Borrowing from the words of Magill v. Lynch, indeed, such a step is not to be taken
elected punong barangay or kagawad ng sangguniang lightly, much less to be taken in the dark,[92] especially since an overbreadth finding
barangay unless he files a sworn certificate of candidacy in in this case would effectively prohibit the State from enforcing an otherwise valid
triplicate on any day from the commencement of the election measure against conduct that is admittedly within its power to proscribe. [93]
period but not later than the day before the beginning of the
campaign period in a form to be prescribed by the Commission.
The candidate shall state the barangay office for which he is a
candidate. This Court would do well to proceed with tiptoe caution, particularly when it comes to the
application of the overbreadth doctrine in the analysis of statutes that purportedly attempt to restrict
xxxx
or burden the exercise of the right to freedom of speech, for such approach is manifestly strong
Any elective or appointive municipal, city, provincial or national
official or employee, or those in the civil or military service, medicine that must be used sparingly, and only as a last resort. [94]
including those in government-owned or-controlled corporations,
shall be considered automatically resigned upon the filing of
certificate of candidacy for a barangay office.
In the United States, claims of facial overbreadth have been entertained only where, in the IN VIEW WHEREOF, the Court RESOLVES to GRANT the respondents and the intervenors
judgment of the court, the possibility that protected speech of others may be muted and perceived Motions for Reconsideration; REVERSE and SET ASIDE this Courts December 1, 2009 Decision; DISMISS
grievances left to fester (due to the possible inhibitory effects of overly broad statutes) outweighs the the Petition; and ISSUE this Resolution declaring as not UNCONSTITUTIONAL (1) Section 4(a) of
[95]
possible harm to society in allowing some unprotected speech or conduct to go unpunished. Facial COMELEC Resolution No. 8678, (2) the second proviso in the third paragraph of Section 13 of Republic
overbreadth has likewise not been invoked where a limiting construction could be placed on the Act No. 9369, and (3) Section 66 of the Omnibus Election Code.
challenged statute, and where there are readily apparent constructions that would cure, or at least
substantially reduce, the alleged overbreadth of the statute.[96] SO ORDERED.

In the case at bar, the probable harm to society in permitting incumbent appointive officials
to remain in office, even as they actively pursue elective posts, far outweighs the less likely evil of
having arguably protected candidacies blocked by the possible inhibitory effect of a potentially overly
broad statute.

In this light, the conceivably impermissible applications of the challenged statutes which are,
at best, bold predictions cannot justify invalidating these statutes intoto and prohibiting the State from
enforcing them against conduct that is, and has for more than 100 years been, unquestionably within
its power and interest to proscribe.[97] Instead, the more prudent approach would be to deal with these
conceivably impermissible applications through case-by-case adjudication rather than through a total
invalidation of the statute itself.[98]

Indeed, the anomalies spawned by our assailed Decision have taken place. In his Motion for
Reconsideration, intervenor Drilon stated that a number of high-ranking Cabinet members had already
filed their Certificates of Candidacy without relinquishing their posts. [99] Several COMELEC election
officers had likewise filed their Certificates of Candidacy in their respective provinces. [100] Even the
Secretary of Justice had filed her certificate of substitution for representative of the first district of
Quezon province last December 14, 2009 [101] even as her position as Justice Secretary includes
supervision over the City and Provincial Prosecutors,[102]who, in turn, act as Vice-Chairmen of the
respective Boards of Canvassers.[103] The Judiciary has not been spared, for a Regional Trial Court Judge
in the South has thrown his hat into the political arena. We cannot allow the tilting of our electoral
playing field in their favor.

For the foregoing reasons, we now rule that Section 4(a) of Resolution 8678 and Section 13 of
RA 9369, which merely reiterate Section 66 of the Omnibus Election Code, are not unconstitutionally
overbroad.
[G.R. No. 136351. July 28, 1999] Briefly, the pertinent factual backdrop is summarized as follows:

JOEL G. MIRANDA, petitioner, vs. ANTONIO M. ABAYA and the COMMISSION ON On March 24, 1998, Jose Pempe Miranda, then incumbent mayor of Santiago City, Isabela, filed
ELECTIONS, respondents. his certificate of candidacy for the same mayoralty post for the synchronized May 11, 1998 elections.

DECISION On March 27, 1998, private respondent Antonio M. Abaya filed a Petition to Deny Due Course to
and/or Cancel Certificate of Candidacy (pp. 26-33, Rollo), which was docketed as SPA No. 98-019. The
MELO, J.: petition was GRANTED by the Comelec in its resolution dated May 5, 1998 (pp. 36-43, Rollo). The
Comelec further ruled to DISQUALIFY Jose Pempe Miranda.

Before us is a petition for certiorari with prayer for the issuance of a temporary restraining order
and/or writ of preliminary injunction questioning the resolution of the Comelec En Banc dated On May 6, 1998, way beyond the deadline for filing a certificate of candidacy, petitioner Joel G.
December 8, 1998 in SPA Case No. 98-288 which disposed: Miranda filed his certificate of candidacy for the mayoralty post, supposedly as a substitute for his
father, Jose Pempe Miranda.

ACCORDINGLY, judgment is hereby rendered to:


During the May 11, 1998 elections, petitioner and private respondent vied for the mayoralty
seat, with petitioner garnering 22,002 votes, 1,666 more votes than private respondent who got only
1. AMEND and RECTIFY the dispositive portion of the Resolution of the Commission (First Division) in
20, 336 votes.
SPA No. 98-019 promulgated on May 5, 1998, to read as follows:

On May 13, 1998, private respondent filed a Petition to Declare Null and Void Substitution with
WHEREFORE, in view of the foregoing, the Commission (First Division) GRANTS the
Prayer for Issuance of Writ of Preliminary Injunction and/or Temporary Restraining Order, which was
Petition. Respondent JOSE PEMPE MIRANDAs certificate of candidacy for the position of mayor of
docketed as SPA No. 98-288. He prayed for the nullification of petitioners certificate of candidacy for
Santiago City in the May 11, 1998 national and local elections is hereby DENIED DUE COURSE AND/OR
being void ab initio because the certificate of candidacy of Jose Pempe Miranda, whom petitioner was
CANCELLED.
supposed to substitute, had already been cancelled and denied due course.

SO ORDERED.
On May 16, 1998, Comelecs First Division dismissed SPA No. 98-288 motu proprio (pp. 57-
61, Rollo). Private respondent moved for reconsideration (pp. 62-72, Rollo). On December 8, 1998, the
2. ANNUL the election and proclamation of respondent JOEL G. MIRANDA as mayor of Santiago City in Comelec En Banc rendered the assailed decision aforequoted, resolving to GRANT the motion for
the May 11, 1998 election and CANCEL the Certificate of Canvass and Proclamation (C.E. form 25) reconsideration, thus nullifying the substitution by petitioner Joel G. Miranda of his father as candidate
issued therefor; for the mayoralty post of Santiago City.

3. DIRECT THE City board of Canvassers of Santiago City to RECONVENE, PREPARE a new certificate of On December 9, 1998, petitioner sought this Courts intercession via a petition for certiorari, with
canvass & proclamation and PROCLAIM the winning candidate among those voted upon as the duly prayer for the issuance of a temporary restraining order and/or writ of preliminary injunction.On
elected mayor of Santiago City in the May 11, 1998 election; and December 11, 1998, the Court resolved to issue a temporary restraining order and to require
respondents to comment on the petition. On December 14, 1998, private respondent filed his
4. DIRECT the Clerk of Court of the Commission to furnish copies of this Decision to the Office of the Comment (pp. 140-187 and 188-234, Rollo) and on February 16, 1999, the Comelec, through its
President of the Philippines; the Department of Interior and Local Government; the Department of counsel, the Solicitor General, filed its Comment (pp. 254-265, Rollo). The Court required petitioner to
Finance, and the Secretary of the Sangguniang Panglunsod of Santiago City. file a consolidated reply within 10 days from notice, but petitioner twice asked for an extension of the
period. Without granting the motions for extension of time to file consolidated reply, the Court decided
to resolve the controversy in favor of petitioner.
SO ORDERED.

Tersely, the issues in the present case may be summarized as follows:


(pp. 90-91, Rollo.)

1. Whether the annulment of petitioners substitution and proclamation was issued without
The aforementioned resolution dated December 8, 1998 reversed and set aside the earlier
jurisdiction and/or with grave abuse of discretion amounting to lack of jurisdiction; and
resolution of the First Division of the Comelec dated May 16, 1998, dismissing private respondents
petition to declare the substitution of Jose Pempe Miranda by petitioner as candidate for the City of
Santiagos mayoralty post void. 2. Whether the order of the Comelec directing the proclamation of the private respondent
was issued with grave abuse of discretion amounting to lack of jurisdiction.
The Court finds neither lack of jurisdiction nor grave abuse of discretion attended the annulment candidate whose certificate of candidacy is denied due course and/or cancelled may not be
of the substitution and proclamation of petitioner. substituted. If the intent of the lawmakers were otherwise, they could have so easily and conveniently
included those persons whose certificates of candidacy have been denied due course and/or cancelled
On the matter of jurisdiction, there is no question that the case at hand is within the exclusive under the provisions of Section 78 of the Code.
original jurisdiction of the Comelec. As early as in Herrera vs. Baretto (25 Phil. 245 [1913]), this Court
had occasion to apply the following principles: More importantly, under the express provisions of Section 77 of the Code, not just any person,
but only an official candidate of a registered or accredited political party may be
Jurisdiction is the authority to hear and determine a causethe right to act in a case. Since it is the substituted. InBautista vs. Comelec (G.R. No. 133840, November 13, 1998) this Court explicitly ruled
power to hear and determine, it does not depend either upon the regularity of the exercise of that that a cancelled certificate does not give rise to a valid candidacy (p.13).
power or upon the rightfulness of the decision made. Jurisdiction should therefore be distinguished
from the exercise of jurisdiction. The authority to decide a cause at all, and not the decision rendered A person without a valid certificate of candidacy cannot be considered a candidate in much the
therein, is what makes up jurisdiction. Where there is jurisdiction over the subject matter, as we have same way as any person who has not filed any certificate of candidacy at all can not, by any stretch of
said before, the decision of all other questions arising in the case is but an exercise of that jurisdiction. the imagination, be a candidate at all.

(p. 251) The law clearly provides:

On the issue of soundness of the disposition in SPA No. 98-288, the Court finds that the Comelecs SEC. 73. Certificate of candidacy No person shall be eligible for any elective public office unless he
action nullifying the substitution by and proclamation of petitioner for the mayoralty post of Santiago files a sworn certificate of candidacy within the period fixed herein.
City, Isabela is proper and legally sound.
By its express language, the foregoing provision of law is absolutely mandatory. It is but logical to say
Petitioner insists that the substitution at bar is allowed under Section 77 of the Omnibus Election that any person who attempts to run for an elective office but does not file a certificate of candidacy,
Code which provides: is not a candidate at all. No amount of votes would catapult him into office. In Gador vs. Comelec (95
SCRA 431 [1980]), the Court held that a certificate of candidacy filed beyond the period fixed by law is
SEC. 77. Candidates in case of death, disqualification or withdrawal. If after the last day for the filing void, and the person who filed it is not, in law, a candidate. Much in the same manner as a person who
of certificates of candidacy, an official candidate of a registered or accredited political party dies, filed no certificate of candidacy at all and a person who filed it out of time, a person whose certificate
withdraws or is disqualified for any cause, only a person belonging to, and certified by, the same of candidacy is cancelled or denied due course is no candidate at all. No amount of votes should
political party may file a certificate of candidacy to replace the candidate who died, withdrew or was entitle him to the elective office aspired for.
disqualified. The substitute candidate nominated by the political party concerned may file his
certificate of candidacy for the office affected in accordance with the preceding sections not later than The evident purposes of the law in requiring the filing of certificates of candidacy and in fixing
mid-day of the day of the election. If the death, withdrawal or disqualification should occur between the time limit therefor are: (a) to enable the voters to know, at least sixty days before the regular
the day before the election and mid-day of election day, said certificate may be filed with any board of election, the candidates among whom they are to make the choice, and (b) to avoid confusion and
election inspectors in the political subdivision where he is a candidate, or, in the case of candidates to inconvenience in the tabulation of the votes cast. For if the law did not confine the choice or election
be voted for by the entire electorate of the country, with the Commission. by the voters to the duly registered candidates, there might be as many persons voted for as there are
voters, and votes might be cast even for unknown or fictitious persons as a mark to identify the votes
Petitioner capitalizes on the fact that the Comelec ruled to disqualify Jose Pempe Miranda in the in favor of a candidate for another office in the same election. (Monsale vs. Nico, 83 Phil. 758 [1949])
May 5, 1998 resolution and he heavily relies upon the above-quoted provision allowing substitution of
a candidate who has been disqualified for any cause. It is at once evident that the importance of a valid certificate of candidacy rests at the very core
of the electoral process. It cannot be taken lightly, lest there be anarchy and chaos. Verily, this
While there is no dispute as to whether or not a nominee of a registered or accredited political explains why the law provides for grounds for the cancellation and denial of due course to certificates
party may substitute for a candidate of the same party who had been disqualified for any cause, this of candidacy.
does not include those cases where the certificate of candidacy of the person to be substituted had
been denied due course and cancelled under Section 78 of the Code. After having considered the importance of a certificate of candidacy, it can be readily understood
why in Bautista we ruled that a person with a cancelled certificate is no candidate at all.Applying this
Expressio unius est exclusio alterius. While the law enumerated the occasions where a candidate principle to the case at bar and considering that Section 77 of the Code is clear and unequivocal that
may be validly substituted, there is no mention of the case where a candidate is excluded not only by only an official candidate of a registered or accredited party may be substituted, there demonstrably
disqualification but also by denial and cancellation of his certificate of candidacy. Under the foregoing cannot be any possible substitution of a person whose certificate of candidacy has been cancelled and
rule, there can be no valid substitution for the latter case, much in the same way that a nuisance denied due course.
Also, under ejusdem generis rule, where a general word or phrase (such as disqualification for The question to settle next is whether or not aside from Joel Pempe Miranda being disqualified by
any cause in this case) follows an enumeration of particular and specific words of the same class (such the Comelec in its May 5, 1998 resolution, his certificate of candidacy had likewise been denied due
as the words dies and withdraws in the instant case) or where the latter follow the former, the general course and cancelled.
word or phrase is to be construed to include, or to be restricted to persons, things or cases akin to,
resembling, or of the same kind or class as those specifically mentioned (see: Vera vs. Cuevas, 90 The Court rules that it was.
SCRA 379 [1979]). A deceased candidate is required to have duly filed a valid certificate of candidacy,
otherwise his political party would not be allowed to field a substitute candidate in his stead under
Private respondents petition in SPA No. 98-019 specifically prayed for the following:
Section 77 of the Code. In the case of withdrawal of candidacy, the withdrawing candidate is required
to have duly filed a valid certificate of candidacy in order to allow his political party to field a
substitute candidate in his stead. Most reasonable it is then, under the foregoing rule, to hold that WHEREFORE, it is respectfully prayed that the Certificate of Candidacy filed by respondent for the
a valid certificate of candidacy is likewise an indispensable requisite in the case of a substitution of a position of Mayor for the City of Santiago be not given due course and/or cancelled.
disqualified candidate under the provisions of Section 77 of the Code, just as it is in the two previous
instances. Other reliefs just and equitable in the premises are likewise prayed for.

Furthermore, interpretatio talis in ambiguis semper freinda est, ut eviatur inconveniens et (Rollo, p. 31; Emphasis ours.)
absurdum, meaning, where there is ambiguity, such interpretation as will avoid inconvenience and
absurdity shall in all cases be adopted. To include those disqualified candidates whose certificate of
In resolving the petition filed by private respondent specifying a very particular relief, the
candidacy had likewise been denied due course and/or cancelled among those who may be
Comelec ruled favorably in the following manner:
substituted under Section 77 of the Omnibus Election Code, leads to the absurdity where a substitute
is allowed to take the place of somebody who had not been a candidate in the first placea person who
did not have a valid certificate of candidacy prior to substitution. Nemo dat quod non habet. What WHEREFORE, in view of the foregoing, the Commission (FIRST DIVISION) GRANTS the
right can a non-candidate pass on to his substitute? Clearly, there is none because no one can give Petition. Respondent JOSE Pempe MIRANDA is hereby DISQUALIFIED from running for the position of
what he does not have. mayor of Santiago City, Isabela, in the May 11, 1998 national and local elections.

Even on the most basic and fundamental principles, it is readily understood that the concept of a SO ORDERED.
substitute presupposes the existence of the person to be substituted, for how can a person take the
place of somebody who does not exist or who never was. The Court has no other choice but to rule (p.43, Rollo; Emphasis ours.)
that in all the instances enumerated in Section 77 of the Omnibus Election code, the existence of
a valid certificate of candidacy seasonably filed is a requisite sine qua non.
From a plain reading of the dispositive portion of the Comelec resolution of May 5, 1998 in SPA
No. 98-019, it is sufficiently clear that the prayer specifically and particularly sought in the petition
All told, a disqualified candidate may only be substituted if he had a valid certificate of was GRANTED, there being no qualification on the matter whatsoever. The disqualification was simply
candidacy in the first place because, if the disqualified candidate did not have a valid and seasonably ruled over and above the granting of the specific prayer for denial of due course and cancellation of
filed certificate of candidacy, he is and was not a candidate at all. If a person was not a candidate, he the certificate of candidacy. It may be stressed at this instance that the legal consequences of this
cannot be substituted under Section 77 of the Code. Besides, if we were to allow the so-called May 5, 1998 resolution are independent of the issue of whether or not the Comelec was correct in
substitute to file a new and original certificate of candidacy beyond the period for the filing thereof, it reviving SPA No. 98-019 by consolidating it with SPA No. 98-288 in its December 8, 1998 resolution.
would be a crystalline case of unequal protection of the law, an act abhorred by our Constitution.
As regards the procedural matter in the present petition for certiorari, the following
From the foregoing discussion it is evident that the controversy at hand is not a simple case of considerations are also in point:
hair-splitting. A candidate may not be qualified to run for election but may have filed a valid certificate
of candidacy. Another candidate may likewise be not qualified and at the same time not have a valid
It may be relevantly stressed that the review powers of the Supreme Court over decisions of the
certificate of candidacy, for which reason, said certificate of candidacy is also cancelled and/or denied
Constitutional Commissions, in general, and the Commission on Elections, in particular, were rather
due course. Or, a third candidate may be qualified but, his certificate of candidacy may be denied due
particularly defined and limited by the 1987 Constitution, as they were also circumscribed in the 1973
course and/or cancelled. This is possible because the grounds for disqualification (see: Omnibus
Constitution, to a petition for review on certiorari under Rule 65. In Dario vs. Mison(176 SCRA 84
Election Code, Section 68 Disqualifications) are totally separate and distinct from the grounds for
[1989]), the Court held:
cancellation and/or denying due course to a certificate of candidacy (Ibid., Section
69 nuisance candidates; and Section 78 material misrepresentation). Only the candidate who had a
valid certificate of candidacy may be substituted. . . . We affirm the teaching of Aratuc vs. Commission of Elections, 88 SCRA 251 [1979]) as regards
recourse to this Court with respect to rulings of the Civil Service Commissionwhich is that judgments
of the Commission may be brought to the Supreme Court through certiorari alone, under Rule 65 of authority; grave abuse of discretion implies such capricious and whimsical exercise of judgment as is
the Rules of Court. equivalent to lack of jurisdiction.

In Aratuc, we declared: Even assuming for the sake of argument that the Comelec committed an error in the exercise of
its jurisdiction in the present case, such is not within the province of certiorari, as a remedial measure,
It is at once evident from these constitutional and statutory modifications that there is a definite to correct. The only issue that may be taken cognizance of in the present case is whether or not the
tendency to enhance and invigorate the role of the Commission on Elections as the independent Comelec committed grave abuse of discretion in rendering the assailed decision.
constitutional body charged with the safeguarding of free, peaceful and honest elections. The framers
of the new Constitution must be presumed to have definite knowledge of what it means to make the It is well-settled that an act of a court or tribunal may only be considered to have been done in
decisions, orders and rulings of the Commission subject to review by the Supreme Court. And since grave abuse of discretion when the same was performed in a capricious or whimsical exercise of
instead of maintaining that provision intact, it ordained that the Commissions actuations be instead judgment which is equivalent to lack of jurisdiction. The abuse of discretion must be so patent and
brought to the Supreme Court on certiorari, We cannot insist that there was no intent to change the gross as to amount to an evasion of positive duty or to a virtual refusal to perform a duty enjoined or
nature of the remedy, considering that the limited scope of certiorari, compared to a review, is well to act at all in contemplation of law, as where the power is exercised in an arbitrary and despotic
known in remedial law. manner by reason of passion or personal hostility (Intestate Estate of Carmen de Luna vs.
Intermediate Appellate Court, 170 SCRA 246 [1989]; Litton Mills vs. Galleon Traders, 163 SCRA 489
xxx [1988]; Butuan Bay Export Co. vs. Court of Appeals, 97 SCRA 297 [1980]). An error of judgment
committed in the exercise of its legitimate jurisdiction is not the same as grave abuse of discretion. An
abuse of discretion is not sufficient by itself to justify the issuance of a writ ofcertiorari. The abuse
It should also be noted that under the new Constitution, as under the 1973 Charter, any decision,
must be grave and patent, and it must be shown that the discretion was exercised arbitrarily and
order, or ruling of each Commission may be brought to the Supreme Court on certiorari, which,
despotically (Soriano vs. Atienza, 171 SCRA 284 [1989]).
asAratuc tells us, technically connotes something less than saying that the same shall be subject to
review by the Supreme Court, which in turn suggests an appeal by review by petition for review under
Rule 45. Therefore, our jurisdiction over cases emanating from the Civil Service Commission is limited Petitioner posits that the Comelec committed grave abuse of discretion when it annulled the
to complaints of lack or excess of jurisdiction or grave abuse of discretion tantamount to lack or substitution by and proclamation of petitioner, who under Section 77 of the Omnibus Election Code,
excess of jurisdiction, complaints that justify certiorari under Rule 65. was allowed to substitute for disqualified the candidate Jose Pempe Miranda. Petitioner also contends
that it was an act of grave abuse of discretion for the Comelec to direct the proclamation of private
respondent as the winning candidate in the May 11, 1998 election.
(pp. 111-112)

Petitioner further faults the Comelec for amending the dispositive portion of its resolution in SPA
To emphasize this procedural point, then Commissioner, later to become a distinguished Member
No. 98-019, which was not elevated to it on review, the same having already attained finality by then.
of this Court, Mr. Justice Florenz Regalado responded to Commissioner Bernas query during the
deliberations of the 1987 Constitution thusly:
While it may be conceded that the Comelec stepped overboard and acted in excess of its
jurisdiction when it motu proprio took cognizance of SPA No. 98-019, the decision in which was by then
FR. BERNAS. So, for purposes of the record, now, what is the intention of the Committee? What are
already final, it does not necessarily follow that the Comelec also committed grave abuse of discretion
the grounds for certiorari?
in resolving to grant private respondents motion for reconsideration by nullifying the substitution of
petitioner Joel G. Miranda. Evidently, what is under review before us in this certiorari proceedings is
MR. REGALADO. The Committee refers specifically to a technical term of review by certiorari would SPA No. 98-288, and not SPA No. 98-019.
be relying on the provision of Rule XLV [Should be LXV] of the Rules of Court that laid down
the three grounds.
The question to answer is: will the Comelecs act which may constitute an excess of jurisdiction in
SPA No. 98-019 be tantamount to an act of grave abuse of discretion in its judgment in the separate
(I RECORD OF THE CONSTITUTIONAL COMMISSION, p. 539, as cited in Bernas, S.J, The 1987 and distinct case of SPA No. 98-288 as well? Clearly, non sequitur. SPA No. 98-288 should be judged on
Constitution of the Republic of the Philippines: A Commentary, 1996 Edition, p. 903.) its own accord, and not under the shadow of SPA No. 98-019.

Thus, we have to be guided by jurisprudence relating to review by certiorari under Rule Comelec committed no grave abuse of discretion in resolving SPA No. 98-288 in favor of private
65. Generally, certiorari lies where a court has acted without or in excess of jurisdiction or with grave respondent. As earlier pointed out, the result in the dispositive portion of the December 8, 1998
abuse of discretion. resolution pertaining to the issues involved in SPA No. 98-288 is correct insofar as it annulled the
election and proclamation of Joel G. Miranda. But even assuming for the sake of argument that it is
Without jurisdiction refers to an absolute want of jurisdiction; excess of jurisdiction refers to the not, still, this supposed error does not constitute grave abuse of discretion which may be annulled and
case where the court has jurisdiction, but it transcended the same or acted without any statutory reversed in the present petition for certiorari.
As earlier elucidated too, the crux of the Comelecs disposition in SPA No. 98-288 is the fact that (Article II, 1987 Constitution)
former candidate Jose Pempe Mirandas certificate of candidacy was denied due course and
cancelled. There is no dispute that the complaint or petition filed by private respondent in SPA No. 98- The invalidation of petitioners supposed substitution of Jose Pempe Miranda brings about the
019 is one to deny due course and to cancel the certificate of candidacy of Jose Pempe Miranda (Rollo, disqualification of petitioner in the mayoralty race. In this regard, what was said in Nolasco vs.
pp. 26-31). There is likewise no question that the said petition was GRANTED without any qualification Commission on Elections (275 SCRA 763 [1997]) may be recalled:
whatsoever. It is rather clear, therefore, that whether or not the Comelec granted any further relief in
SPA No. 98-019 by disqualifying the candidate, the fact remains that the said petition was
Our case law is now settled that in a mayoralty election, the candidate who obtained the second
granted and that the certificate of candidacy of Jose Pempe Miranda was denied due
highest number of votes, in this case Alarilla, cannot be proclaimed winner in case the winning
course and cancelled. In fact, it was not even necessary for the Comelec to reiterate this in its
candidate is disqualified. Thus, we reiterated the rule in the fairly recent case of Reyes v. Comelec
December 8, 1998 resolution. At best, the Comelecs motu proprio act of resurrecting SPA No. 98-019
(254 SCRA 514 [1996]), viz.:
should be treated as a mere surplusage. The fact that the certificate of candidacy of Joel Pempe
Miranda was denied due course and cancelled did not depend on the en bancresolution dated
December 8, 1998 of the Comelec. It stems from the fact that the May 5, 1998 resolution GRANTED xxxxxxxxx
private respondents Petition to Deny Due Course to and/or Cancel Certificate of Candidacy.
We likewise find no grave abuse of discretion on the part of the Comelec in denying petitioner Julius O.
Verily, there is clear basis to find that there indeed was a blatant misrepresentation in the instant Garcias petition to be proclaimed mayor in view of the disqualification of Renato U. Reyes.
case and that it was a valid ground for the granting of the petition in SPA No. 98-019. Also, there
appears to be sound basis to rule that a certificate of candidacy which has been denied due course on That the candidate who obtains the second highest number of votes may not be proclaimed winner in
account of misrepresentation is, in every legal contemplation, no certificate at all. Ergo, there is case the winning candidate is disqualified is now settled. The doctrinal instability caused by see-
nothing to substitute. If this judgment, rendered in the Comelecs rightful exercise of its jurisdiction in sawing rulings has since been removed. In the latest ruling on the question, this Court said:
SPA No. 98-288 may, at all, be considered flawed, this blemish would only constitute an error of
judgment and definitely not grave abuse of discretion. And, of course, errors of judgment may not be
To simplistically assume that the second placer would have received the other votes would be to
corrected by certiorari.
substitute our judgment for the mind of the voter. The second placer is just that, a second placer. He
lost the elections. He was repudiated by either a majority or plurality of voters. He could not be
It may be noted that Commissioner Flores raised this supposed error in her dissenting opinion considered the first among qualified candidates because in a field which excludes the disqualified
(pp. 93-99, Rollo). However, her legal opinion failed to convince the majority of the collegiate body candidate, the conditions would have substantially changed. We are not prepared to extrapolate the
and was not adopted by the Commission en banc. This Court in the present certiorari proceedings results under the circumstances.
cannot substitute its judgment for that of the Comelec without violating the Constitution and the Rules
of Court on the matter. The Comelecs decision is not subject to appeal to this Court. We may only
Garcias plea that the votes case for Reyes be invalidated is without merit. The votes cast for Reyes are
strike out a Comelec decision if it was rendered without jurisdiction, in excess thereof, or with grave
presumed to have been cast in the belief that Reyes was qualified and for that reason can be treated
abuse of discretion amounting to lack of jurisdiction.
as stray, void and meaningless. The subsequent finding that he is disqualified cannot retroact to the
date of the elections as to invalidate the votes cast for him.
The Court cannot accede to the reasoning that this Court should now acquiesce and submit to
the sovereign will of the electorate, as expressed by their votes. We should always be reminded that
Consequently, respondent Comelec committed grave abuse of discretion insofar as it failed to follow
ours is a government of laws not of men. If this Court should fold its arms and refuse to apply the law
the above doctrine, a descendant of our ruling in Labo v. Comelec (176 SCRA 1 [1989]).
at every clamor of the majority of the supposed constituency, where shall order and justice
lie? Without the least intention to degrade, where shall people power end, and where shall law and
justice begin? Would the apparent results of the canvassing of votes justify this Court in refusing to (pp. 782-783)
apply the law instead? The answers to the foregoing are obvious. The Court cannot choose otherwise
but to exercise its sacred duty to uphold the Constitution and the laws of the Republic for and under Thus, the Comelec committed grave abuse of discretion insofar as it failed to follow the above-
which it exists. Besides, only history will discern whether Jose Pempe Mirandas filing of a certificate of cited settled ruling consistently applied by this Court since the case of Labo vs. Comelec (176 SCRA 1
candidacy for a 4th term and the intended substitution by his son was a ploy to perpetrate the [1989]), Aquino vs. Comelec, 248 SCRA 400 [1995], Reyes vs. Comelec (254 SCRA 514 [1996]);
Mirandas in power by way of a political dynasty disdained and abhorred by our Constitution which and Nolasco vs. Comelec (275 SCRA 763 [1997]).
declared:
Even as the Court cannot accede to the contention that, in view of the election results pointing to
SEC. 26. The State shall guarantee equal access to opportunities for public service, and prohibit petitioner as the electors choice for the mayoralty post, we should now close our eyes to the pertinent
political dynasties as may be defined by law. provisions of the Omnibus Election Code on the matter, nevertheless, the Court duly notes that the
said election results point to the fact that private respondent was not then the choice of the people of
Santiago City, Isabela. This Court has no authority under any law to impose upon and compel the
people of Santiago City to accept private respondent as their mayor. The law on succession under For purposes of succession as provided in this Chapter, ranking in the sanggunian shall be determined
section 44 of Republic Act 7160, otherwise known as the Local Government Code, would then on the basis of the proportion of votes obtained by each winning candidate to the total number of
apply. Said provision relevantly states: registered voters in each district in the immediately preceding local election.

SEC. 44. Permanent Vacancies in the Offices of the Governor, Vice-Governor, Mayor, and Vice Mayor. WHEREFORE, the petition is hereby partly DENIED, insofar as the Comelec ruling to ANNUL the
(a) If a permanent vacancy occurs in the office of the governor or mayor, the vice-governor or vice- election and proclamation of petitioner is being AFFIRMED. The petition is, however, hereby GRANTED
mayor concerned shall become the governor or mayor. If a permanent vacancy occurs in the offices of so as to MODIFY the resolution of the Comelec in SPA No. 98-288 by DELETING the portion directing
the governor, vice governor, mayor, or vice mayor, the highest ranking sanggunian member, or, in the city board of canvassers to reconvene and proclaim the winning candidate from among those
case of his permanent disability, the second highest ranking sanggunian member, shall become voted upon during the May 11, 1998 elections. The law on succession should be enforced. Accordingly,
governor, vice governor, mayor or vice mayor, as the case may be. Subsequent vacancies in the said the restraining order issued in this case is forthwith LIFTED.
office shall be filled automatically by the other sanggunian members according to their ranking as
defined herein. SO ORDERED.

x x x.

For purposes of this Chapter, a permanent vacancy arises when an elective local official fills a higher
vacant office, refuses to assume office, fails to qualify, dies, is removed from office, voluntarily resigns,
or is otherwise permanently incapacitated to discharge the functions of his office.

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