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SECTION I

Evolution of
Psychosomatic Medicine

Psychosomatic medicine has its roots in the earliest writings of the history of medicine. In the
first section of this book, Lipsitt traces this evolution forward to the inauguration of psychoso-
matic medicine as a new subspecialty in psychiatry. Smith adopts a global view as he examines
C-L psychiatry from its inception to its current state. Traditionally, when physicians encoun-
tered unexplained physical symptoms, they turned to psychiatrists to help them. Berrios and
Markova look at the history of this struggle, starting with the early battles with the incomplete
diagnoses. There has always been a cadre of medically unexplained symptoms to deal with.
Eventually all of medicine, including psychiatry, used a symptom-driven taxonomy to classify
disease. Medicine gave up this symptom-driven organization 50 years ago and replaced it with
a mechanism-based understanding of illness. For example, fever was a symptom that needed
an underlying mechanism to explain it. Rarely, was it left as a diagnosis: Fever of unknown
origin. McHugh and Clark challenge psychiatry to do the same and not create a DSM-V with
an out-of-date and incomplete conceptual framework that omits the richness of a diagnosis in
an individual, one that considers the disease, cognitive and affective constitution, behavior, and
life story.
The Cowles and Nemeroff chapter is included in this overview section because they took
things one step further, looking toward the future as they addressed the need to conceive of
depression as a systemic disease and not just as a mental disorder, an idea based on the science
put forth in their chapter and throughout the book.
During the evolution of psychosomatic medicine it became apparent that there was a need
to understand and develop measurement techniques to assist both in the diagnosis and the
monitoring of patients (Tisdale and Lyons). In addition, as newly acquired knowledge was

1
applied to a diverse group of patients, understanding the role of culture became essential
(Streltzer). There also was a necessity for developing an awareness of how the laws of society
would affect the environment in which psychosomatic medicine was being practicede.g.,
informed consent, competence, and surrogacy (Resnick).
Dilemmas in diagnosis have plagued medicine since its inception: compromised diagnostic
understanding compromises treatment. As our armatarium to diagnose improves, enhanced
treatment will follow. Depression is now an essential component to be evaluated in important
and ubiquitous medical illnessese.g., arteriosclerotic heart disease, cerebral vascular acci-
dents, and diabetes. It has an effect on physical morbidity and mortality, and it is expected that
the interrelation of depression with other medical illnesses will emerge as the century unfolds.

The Editors

2
CHAPTER

Psychosomatic Medicine: History


of a New Specialty
1
DON R. LIPSITT

I find, by experience, that the mind and the body are This chapter focuses less on a pure chronology of
more than married, for they are most intimately milestones in the evolution of psychosomatic medicine
united; and when one suffers, the other sympathizes. and C-L psychiatry (although many good histories of
Lord Chesterfield, 16941773 the subject are available, cf 59), and more on explor-
ing and comprehending how the developmental paths
His eyes,
of both endeavors converge and diverge during their
All radiant with glad surprise,
respective trajectories, ultimately to merge into a single
Looked forward through the centuries
field of specialization. From this exploration, it is
And saw the seeds which sages cast
hoped that some clarity can be brought to the ambigu-
In the world's soil in cycles past
ity and confusion of definition and terminology in
Spring up and blossom at the last . . .
which psychosomatic medicine has been shrouded
Richard Realf (18341878)
from its inception.

Introduction Early Roots of Psychosomatic Medicine


As the seventh psychiatric specialty to be approved by We begin with the simple historical observation that the
the American Board of Medical Specialties, psychoso- informal origins of psychosomatic medicine predated
matic medicine has come full circle from its early C-L psychiatry by more than a century. Indeed, aware-
American roots in 1939 to its 21st-century representa- ness of bodymind linkages was recorded by ancient
tion. Considering that controversy has swirled for philosophers and physicians (not to mention mere lay
decades around the proper name for this psychobiolog- observers) many centuries ago.
ical domain (1), it is striking that it has received a re- It is generally accepted that the medical term psy-
cent infusion of enthusiastic recognition, to be known chosomatic was first attached to mindbody interac-
by its old and often derided term psychosomatic tions by Johann Christian Heinroth, a German physi-
medicine (nonetheless better than ergasiatry pro- cian, in 1818; he is said to be the first to use the word to
posed by Adolf Meyer (2) to connote the objective in- describe aspects of insomnia (2). He theorized that the
tegrative study of the total person in action). unconscious influenced all behavior and disease. He
With this signal event, long-standing dissonances also proposed that the psyche (or soul) and the body
between consultation-liaison (C-L) psychiatry and psy- were simply two aspects of a single entity, with the body
chosomatic medicine would appear to have been being located externally and the psyche internally, not
breached. Although the former had long been consid- unlike Descartes model, except that they were part of a
ered the practical (clinical) arm of psychosomatic monistic rather than a dualistic theory. Heinroth further
medicine, researchers in the field of psychosomatic posited a tripartite theory of the mind in an attempt to
medicine often lamented that the popularity of C-L explain the concept of inner conflict. An early hint of a
might be construed as all there was to the field (3,4). dynamic approach, it antedated and is believed to have

Copyright 2006 by Lippincott Williams & Wilkins. Psychosomatic Medicine, by Michael Blumenfield and James J. Strain. 3
4 Section I | EVOLUTION OF PSYCHOSOMATIC MEDICINE

influenced Freud in his own endeavors (M. Poster, MD, sense of infamy and of shame, would cause the face to
personal communication, March 18, 2003). go pale and the ears to burn as if they had perceived evil;
and that lust would quickly distend the penis with blood
and cause erection. Such, he said, was the force of the
SEVENTEENTH CENTURY
blood pent up, and such are the effects of its impulse
It is well for the record to acknowledge a few (2). Would it be so wild a speculation to say that the ear-
pre19th-century contributions to the mindbody liest American psychosomatic researchers studying the
problem besides that of the 17th-century philosopher relation of emotion to cardiovascular events and hyper-
Ren Descartes (1637). He has been accused of creating tension were channeling old William Harvey (14)?
barriers to an integrated psychosomatic approach Sydenham, referred to by some as the English Hip-
(10,11) by postulating a split between mind (the think- pocrates (2), is said to have been the first, in 1682, to
ing thing or res cogitans) and brain and body (the recognize and describe hysteria in terms that remain
nonthinking thing or res extensa) (2). Nonetheless, essentially unchanged today. With meticulous obser-
his assertions catalyzed vigorous controversy of great vations of hysteria, he pointed man towards an un-
relevance to the evolution of mindbody explorations. derstanding of the complex relationship between mind
Perhaps, after all, his notion that the pineal gland may and body (2), declaring that hysteria was the condi-
be the switching station or central clearinghouse of the tion observed in one-third of all patients, the most
many processes of the human organism left room for a common chronic disease, caused by some violent
more integrated view of mindbody relations. commotion of the mind, capable of mimicking virtu-
Other luminaries of the 17th century, relevant to an ally every known organic disease (2). In todays parl-
appreciation of mindbody associations, include the ance, we might say that Sydenham recognized the bur-
Portuguese Jewish philosopher/mathematician/psychol- den on practicing physicians of patients who somatize.
ogist from Amsterdam, Baruch Spinoza (16321677),
and the English physicians William Harvey (15781657)
and Thomas Sydenham (16241689).
EIGHTEENTH CENTURY
Standing out among Spinozas many significant con- Less well known is the 18th-century German physician
tributions is his repudiation of Descartes extreme sepa- Georg Ernst Stahl (16601734), who is said to have syn-
ration of mind and body. He hypothesized that both thesized Sydenhams and Harveys mindbody hypothe-
mind and body are identical and therefore inseparable ses in the Theoria Medica Vera (1707). He described a
events in one being mirrored by events in the other. He vital force or soul that integrated dynamic psychologi-
referred to this concept of the inseparability of psychol- cal phenomena with physiological events, a concept, ac-
ogy and physiology of the living organism as psychophys- cording to Alexander and Selesnick (2), close to views
iological parallelism, a concept that differs little from ho- held of psychosomatic medicine in the 20th century.
listic notions held by many contemporary thinkers. A period of fervent scientific activity and medical
Alexander and Selesnick, writing of William Harvey, innovation, the 18th century, energized a pervading
the English physician who first described the circulatory call for more humanistic treatment of the mentally ill
system in 1616, speculated that had Harvey delved more by reformers such as Philippe Pinel (17451825) in
deeply into the relationship of mind and body... with as France, William Tuke (17321822) in England, and
much ingenuity as he displayed when he, for the first Johann Christian Reil (17591813) in Germany (2).
time in the history of physiology, described blood circu- Toward the end of the century (1788), the English
lation, he might have become the father of modern psy- physician William Falconer (17441824) of Bath Gen-
chosomatic medicine (2). Harvey had written in De eral Hospital published The Influence of the Passions
Motu Cordis (1628), Every affection of the mind that is Upon Disorders of the Body, which emphasized the role
attended with either pain or pleasure, hope or fear, is the of emotional states of mind in the cause or presentation
cause of an agitation whose influence extends to the of physical diseases (15).
heart [wherein]... all [these] affections of the mind [like Bridging this century and the next, Reil, in addition to
grief, love, envy, anxiety]... engender all manner of dis- being an ardent reformer and reportedly the first to use
ease and consume the body of man (2). Today, we have the word psychiatry, also published the first systematic
confirmatory evidence that depression increases the risk treatise on psychotherapeutic techniques in 1803 (2), ac-
of mortality (12,13). knowledging the intimate mindbody relationship and
In 1649, regarding the influence of emotions on the defining the qualities of the ideal therapist. He ushered in
body, Harvey also wrote, in almost every affection, ap- the notion of medical psychotherapy, encouraging prac-
petite, hope or fear, our body suffers, the countenance ticing physicians to use this skill for its curative properties
changes, and the blood appears to course hither and in both physical and mental diseases. Reil was per-
thither. He added that anger would cause the eyes to suaded that psychiatry should be part of medicine and
appear fiery with contracted pupils; that modesty would that scientific knowledge of the brain and the psyche
suffuse the cheeks with blushes; that fear, under the should be the province of every physician (2). As such,
Copyright 2006 by Lippincott Williams & Wilkins. Psychosomatic Medicine, by Michael Blumenfield and James J. Strain.
Chapter 1 | PSYCHOSOMATIC MEDICINE: HISTORY OF A NEW SPECIALTY 5

Reil may have been the earliest proponent of a systematic studied, was developing techniques in 1879 for meas-
biopsychosocial approach to patient care and a vital con- uring mindbody interactions in the first experimental
tributor to the C-L psychiatrists armamentarium of med- psychology laboratory in the world (17).
ical psychotherapeutic skills (vide infra). Thus did medical In the United States, other notable contributions
and psychiatric reformers, bridging three centuries with came from Dr. William Beaumont (17851853) and
their pedagogical application of knowledge of mindbody Dr. William Sweetser (17971875) (21). Beaumont, an
phenomena to medical practice, unknowingly foreshadow army surgeon, is regarded as Americas first physiologist
the liaison function of modern C-L psychiatry. and the father of gastric physiology for his 1833 work
published in Experiments and Observations on the Gas-
tric Juice and the Physiology of Digestion. He was able to
NINETEENTH CENTURY
directly observe gastric response to emotion in Alexis
The 19th century experienced a more robust expansion St. Martin, a wounded soldier whose gastric opening
of psychosomatic ideas (16). The publication in 1812 of serendipitously would not heal (22). Sweetser, a profes-
the first American textbook of mental diseases, entitled sor of medicine at University of Vermont and then Bow-
Medical Inquiries and Observations Upon the Diseases of doin Medical College, published in 1843 an important
the Mind, written by Benjamin Rush (the father of Amer- book titled, Mental Hygiene or an Examination of the In-
ican psychiatry and an original signer of the Declaration tellect and Passions, Designed to Illustrate Their Influence
of Independence) helped define psychiatry as a more for- on Health and Duration of Life (21).
mal medical discipline. As Professor of Medicine at The end of the 19th century found convergence of
Philadelphia College and the Pennsylvania Hospital, the contributions of clinicians, teachers, and researchers
Rush taught that mental illness could cause somatic ill- that would become the foundation of American psy-
ness by altering cerebral vessel pathology, thus absorbing chosomatic medicine (23). In the United States, the
the concept of psychosomatic medicine into the broader work of the Harvard physician/physiologist Walter
field of psychiatry. Nevertheless, Rush did little by exam- Cannon (18711945), the Boston neuropsychiatrist
ple to advance the concept of psychosomatic medicine in Morton Prince (18541929), the Harvard neurologist
actual practice. His treatment methods of the mentally ill James Jackson Putnam (18461918), and others was
were considered archaic and sometimes cruel (17,18). creating a bridge between the psychosomatic interests
The German and French literature of the early 19th in Europe, England, and America. In Russia, Pavlov
century reflects growing interest and activity in the psy- (18491936) was demonstrating in animal experiments
chosomatic nature of disease (15). Reil, with his col- how the nervous system influenced the processes of di-
league Hoffbauer in Germany, founded the first journal gestion, work that won him the Nobel Prize in 1904.
dedicated to medical-psychological subjects in 1806
(15). There was much interest in hypnosis and magnet- TWENTIETH CENTURY
ism or Mesmerism and their influence on bodily ex-
pression. Charcot (18251893) was the leading French American Explorations in
neurologist of his day, intensely interested in hysteria Psychosomatic Medicine
and the ability of hypnosis to replicate the symptoms of
Psychoanalytic Influence
this illness. His interest and that of his students, Janet
and Bernheim, in the unconscious, hysteria, and hyp- Drawing on the work of the pioneers of previous cen-
notism paved the way for Freuds epochal discoveries, turies, the early American explorations of a psycho-
and the importance of conversion in transforming a somatic approach to medicine were distinctly psycho-
mental perturbation into a physical expression (19). analytic and psychodynamic. Freuds many disciples,
What Freud began with Charcot he continued with students, and analysands who immigrated to the United
Breuer, leading to their coauthored groundbreaking States found safe haven and professional support for
treatise Studies in Hysteria in 1895. Breuers case of their continuing studies. Although Freud himself had
Anna O. set the stage for Freuds inquiries into the con- never used the term psychosomatic in his writings, he
version process (20). earnestly encouraged others to use psychoanalytic con-
Daniel Hack Tuke, of the Tuke family who had cepts to clarify how physiological and endocrinologic
started the York Retreat in England, had already pub- events related to mental phenomena. Psychoanalysts
lished a book, The Influence of the Mind on the Body, in such as Groddeck, Ferenczi, Jelliffe, and Jung promoted
1872, with psychosomatic concepts that anticipated similar ideas in their practical clinical work (24,25).
theories of autonomic function of the nervous system. It was, in fact, Felix Deutsch, a Viennese migr and
The studies of Claude Bernard (18131878) on home- early student of Freud, who coined the phrase psycho-
ostasis and Brown-Sequard on total-body-reflex added somatic medicine in 1922 while still in Vienna.
to an appreciation of psychophysiological function in Although Freud had fairly completely renounced his
the disease process. In Germany, the physiological psy- roots in medicine, he nonetheless adhered to the monis-
chologist Wilhelm Wundt, with whom Kraepelin had tic hope that at some time in the future there must be a
Copyright 2006 by Lippincott Williams & Wilkins. Psychosomatic Medicine, by Michael Blumenfield and James J. Strain.
6 Section I | EVOLUTION OF PSYCHOSOMATIC MEDICINE

comprehensive fusion of both the biological and psycho- Dunbars efforts, proclaimed the intention to study the
logical concepts (19). Indeed, it was his innovative work interrelation of psychological and physiological aspects
that provided the platform for much of the early research of normal and abnormal bodily functions. Their objec-
in psychosomatic medicine in the United States. His tive was to integrate somatic therapy and psychother-
evolving concept of hysterical conversion was a propi- apy (28). Acknowledgment of the importance of the
tious starting place to explore mysterious leaps from relation of the organism to its environment did not
mind to body in the New World. Felix Deutsch especially occur until several years later (29).
emphasized the crucial role of conversion in understand- In her Synopsis of Psychosomatic Diagnosis and
ing the rudiments of psychosomatic medicine (19). Treatment, Dunbar emphasized the psychosomatic
Perhaps no survey so completely summarizes the study of illness must of necessity include a combina-
20th-century history of psychosomatic medicine in the tion of both [physiological and psychological] tech-
United States as the prefatory paragraph in the 1943 niques (30). Although Dunbar is associated with
(first edition) textbook of psychosomatic medicine by personality profiles as determinants of disease, she
Weiss and English (26). It reads as follows: had said no disease is specifically a psychosomatic
disease (30). According to Kornfeld, Dunbar did not
In January 1939, a new periodical appeared under
view psychosomatic medicine as a new medical spe-
the title Psychosomatic Medicine. Commenting
cialty, only as a forum that would invite all medical
upon this publication, an editorial in the Journal of
professionals to cross medical boundaries in enlight-
the American Medical Association paid tribute to the
ening each other about illness (31).
dynamic psychology of Sigmund Freud in its funda-
mental application to this new synthesis in medicine.
No work on psychosomatic medicine could have been Adolf Meyer
attempted without the biologically oriented psychol-
Perhaps one of the most underrepresented contributors
ogy of Freud. Following his discoveries, Ferenczi,
to psychosomatic medicine of the late 19th and early
Abraham, Jones, Jelliffe, and more recently, Felix
20th centuries is Adolf Meyer (32). Although consid-
Deutsch, Wittkower, Menninger, Alexander and his
ered by some as the most important figure in American
associates at the Chicago Institute of Psychoanalysis,
psychiatry in the first half of the 20th century (33), his
and Flanders Dunbar and her associates at the Pres-
name is hardly referenced in important histories of psy-
byterian Hospital in New York, by their important re-
chosomatic medicine. Emigrating from Switzerland in
searches, have added materially to our knowledge of
1892, and after serving as pathologist at Kankakee
this subject. In 1935 Dunbar, in addition to her valu-
State Hospital; director of research, therapy, and train-
able studies, collected the widely scattered literature
ing at Worcester State Hospital (Massachusetts); and
in this field in what must have been a tremendous
director of research at the New York Psychiatric Insti-
task, and published it under the title Emotions and
tute, he became head of the Henry Phipps Psychiatric
Bodily Changes. (26)
Clinic at The Johns Hopkins University.
Such was the tribute to the early promise of psychoso- With early and plentiful Rockefeller Foundation
matic medicine by the Journal of the American Medical support, The Johns Hopkins University became one of
Association, perhaps the leading medical periodical of the most important training centers in the United
its time. States, not only for psychosomatic medicine, but also
Certainly, the nonpsychoanalytic experimentation by for medicine in general. Influenced by the Flexner
Pavlov, Cannon, and others also continued to make con- brothers (Abraham, a medical education reformer, and
siderable psychophysiological contributions to the emer- Simon, a dean), The Johns Hopkins Medical School
gence of psychosomatic medicine in the 1930s. Dunbars was a trendsetter for psychiatry.
volume (27) virtually plowed the field of American re- A moving force in American psychiatry, Meyer was
ceptivity to prepare it to receive the seeds of the new president of the American Psychiatric Association
medicine. But the popularity and prestige of the field (APA), chairman of the first Committee on Medical Ed-
might more properly be attributed to Franz Alexander ucation, a strong advocate for standards of competency
and his associates at the Chicago Institute of Psycho- and certification in psychiatry, and one of the founding
analysis, who engaged in methodologically impressive editors of Psychosomatic Medicine. A devoted colleague
studies of the psychogenic causes of organic disease. of John Dewey, William James, and G. Stanley Hall, he
was a major influence in the development of medical
psychotherapy in Boston in particular and New
Flanders Dunbar
England as a whole. His interests and activities fore-
The founding of the journal Psychosomatic Medicine in shadowed the development of dynamic psychiatry and
1939 and the formation of the American Psychosomatic community psychiatry, with an emphasis on preven-
Society in 1942, both largely catalyzed by Flanders tive intervention in the family, the courts, community

Copyright 2006 by Lippincott Williams & Wilkins. Psychosomatic Medicine, by Michael Blumenfield and James J. Strain.
Chapter 1 | PSYCHOSOMATIC MEDICINE: HISTORY OF A NEW SPECIALTY 7

agencies, clinics (dispensaries), and hospitals. This new The evangelical enthusiasm for psychoanalytic theo-
concept of mental prophylaxis and early case finding ries of disease was soon recognized as excessive, and by
led to the mental hygiene movement in America (34). the 1950s, even as Alexander was publishing his text on
Many noted psychiatrists and future psychoanalysts psychosomatic medicine, many of his theories were
trained at Phipps, specifically seeking Meyers teaching found wanting. A missing social aspect of multifactorial
of psychobiology. Interested in psychoanalysis, Meyer disease began to appear through the various writings of
had arranged for Janets visit to the United States in Karen Horney, James Halliday, and Margaret Mead, with
1904, and had supported and appeared with Freud in a focus on the influence of stress as a contributing
1909 at Clark University in Worcester, Massachusetts. causative factor in all disease, even including infectious
Nonetheless, he believed that his own comprehensive and hereditary diseases. Although the word stress did
life history and life events chart were as clinically not appear in the Weiss and English second edition text-
beneficial as personal psychoanalysis. He viewed the book of Psychosomatic Medicine in 1949, it had already
psychiatric patient as a somatic and psychological unity begun to receive extensive attention from the work of
that became ill because of internal pathology and mal- Hans Selye, Harold Wolff, George Engel, and others. Ex-
adaptations to the environment (35). Human behavior, panding on Beaumonts observations of gastric responsiv-
according to Meyer, could only be understood through ity to emotional stress seen earlier in Alexis St. Martin,
a study of its integration at the symbolic levelthe two studies stand out: the observations of Stewart Wolf
psychobiological orientation that overcame the mind- and Harold Wolff on the gastric secretions in a man with
brain parallelism (35). Meyers concept of psychobiol- a 47-year gastrostomy showed how anxiety and conflict
ogy or common-sense psychiatry has left a lasting im- resulted in gastric ulcer (39); and Engel, Reichsman, and
print on the biopsychosocial basis of psychosomatic Segals landmark longitudinal study of Monica (40). This
medicine and C-L psychiatry. The Phipps Psychiatric psychoanalytic and psychodynamic broadening of the re-
Clinic and a very active consultation service were heirs search base in psychosomatic medicine refocused on
to Meyers teachings and clinical concepts (36,37). more clinically relevant applications of psychosomatic
Like Dunbar, Meyer also subscribed to a holistic ori- principles, of considerable interest to C-L psychiatrists.
entation with a psychobiological model that contrasted World War II had already heightened interest in
with the psychoanalytic-psychogenetic approach of combat-related stress (41,42). The Army Medical Ser-
Franz Alexander and associates that linked specific in- vice Graduate School and Walter Reed Army Medical
trapsychic conflict to selected organic diseases such as Center drew on experiences of war to design an impor-
peptic ulcer and essential hypertension. Others took a tant symposium on stress (under the direction of the
more psychophysiological position, following the work National Research Councils Committee on Psychiatry),
of Cannon and Pavlov. involving such noted psychiatrists/psychoanalysts as
Douglas Bond, I. Arthur Mirsky, Theodore Lidz, John
Spiegel, John Whitehorn, Harold Wolff, Lawrence Kolb,
The Psychosomatic Movement
Henry Brosin, William Malamud, Jacob Finesinger, and
The decades of the 1930s to the 1950s saw a fervent others, many of whom had had direct experience with
embrace of the psychosomatic movement. By 1942, soldiers at war. Many of the principles of short-term
attesting to the movements impact on medicine, a most psychiatric/psychoanalytic interventions on the battle-
remarkable change had occurred in Christians 14th edi- field were found applicable to patients in the emergency
tion of Oslers Principles and Practice of Medicine: The wards and medical/surgical units of general hospitals,
leading first chapter was devoted entirely to Psycho- where C-L psychiatrists were already actively engaged.
somatic Medicine, bringing psychiatry and psychoanaly- Leaders such as Lawrence Kolb, M. Ralph Kaufman,
sis to the bedside in a way that had probably never and others (43) saw the value of the general hospital for
occurred before or indeed since. An enthusiastic predic- treating soldiers with combined medical and psychiatric
tion of psychosomatic medicines future was expressed illness during the war, and were avid advocates of this
in 1950 by Alexander: The significance of psychiatry, concept on their return to public life.
particularly of the psychoanalytic method, for the devel- Even before the war, psychiatrys role in medical
opment of medicine lies in the fact that it supplies an care was highlighted in the publication Psychiatry in
efficient technique for the study of the psychological fac- Medical Education by Ebaugh and Rymer (44), which
tors in disease (38). He added that it was psychiatrys called for better teaching of psychiatry and the
role, even as the least developed specialty in medicine, teaching of better psychiatry (44). In describing the
to introduce a new synthetic approach into medicine fundamental relationship of psychiatry to medicine,
(38). Less than 10 years later, Felix Deutsch proclaimed they wrote it should be constantly reiterated that
that the science called psychosomatic medicine has psychiatry has a vastly broader scope than mental
not only become a domain of psychoanalysis, but almost disease. It has a very real part to play in all branches
deserves the name of psychoanalytic medicine (19). of medicine, and so important is this relatively new

Copyright 2006 by Lippincott Williams & Wilkins. Psychosomatic Medicine, by Michael Blumenfield and James J. Strain.
8 Section I | EVOLUTION OF PSYCHOSOMATIC MEDICINE

aspect of medicine that we believe it cannot fail to A new definition of illness as multifactorial paved
permeate in time the whole medical curriculum and the way for important research into illness as deter-
the outlook of the entire medical profession toward mined by multiple contributing factors: social, cultural,
disease (44). Furthermore, they forecast that psy- predisposition, genetic, immunologic, viral, hormonal,
chosomatic medicine is going to be the focus of em- endocrinologic, neurologic, relational, and others.
phasis in psychiatry, and we must constantly stress Reports of techniques, methodology, and complex hy-
the importance of emotional factors in disease. Psy- potheses of psychosomatic research in these and other
chiatry must assume responsibility for the considera- areas have kept Psychosomatic Medicine one of the most
tion of man as a whole, for the recognition of person- widely cited journals in the research world, with a
ality factors in somatic disease, and for building much broader scope since its founding in 1939. Collec-
liaisons between psychiatry and general medicine tive issues of the journal document an evolving history
(45). of psychosomatic medicine from its earliest focus on
This enthusiastic optimism for this confluence of merely a few diseases (holy seven) with suspected
psychosomatic medicine and C-L psychiatry was fur- specific etiologies to a more overarching interest in and
ther promoted soon after the war by a number of for- research into the molecular aspects of disease. The
mer military psychiatrists and psychoanalysts, hoping relationship of emotional response to stress with its
to propagate the application of psychological medicine metabolic, endocrinologic, and other bodily changes is
to all general medicine. An Experimental Course for well documented by researchers such as Sachar (49)
General Physicians was offered in the new specialty and Weiner (50). Depression, for example, once attrib-
by Douglas Bond, Henry Brosin, Donald Hastings, uted merely to loss, could be further understood as also
M. Ralph Kaufman, John Murray, Thomas Rennie, John involving changes in cortisol levels, opening a whole
Romano, Harold Wolff, and Walter Bauer, the lone pro- new field for the development of psychopharmacologic
fessor of medicine from Harvard Medical School (46). intervention.
These educators felt that psychiatry had something Other studies in such areas as the relationship of ill-
that could and must be shared with general medicine ness to bereavement (51), hopelessness (52,53), life
and recognized the urgent need of collaboration from change (54), relationships (55), inability to express
general medicine in the care of the psychoneuroses emotions (56), and transduction (50,57,58) suggested
(46). It was their assumption that general practitioners easier translation and application to the domain of C-L
would be receptive to teaching and applying psychoso- psychiatry. However, although C-L psychiatry, for
matic medicine to the many veterans and to patients many, became the clinical arm of psychosomatic
with functional disorders admitted to general hospi- medicine, much of psychosomatic research did not find
tals. Although the courses were well attended and full ready applicability to clinical work. C-L psychiatry it-
of promise, the impediments to implementation led to self showed a poverty of its own research until the late
disappointing results. Nonetheless, postwar respect for 1970s (5961). Nonetheless, interest in this clinical
psychiatry and its relevance to general medicine had domain continued to grow.
benefited immeasurably and may have brought some Even as psychosomatic research delved more deeply
advantage to a preparation of the soil for the cultivation into atomistic elements of mindbody interactions,
of C-L psychiatry (47). The improved profile of post- Alexander, at the very pinnacle of ongoing psychoso-
war psychiatry was further enhanced by the establish- matic research, held that the modern physician would
ment of the National Institute of Mental Health have to regard emotional conflicts as just as real and
(NIMH) by President Harry S. Truman in 1948 to con- concrete as visible microorganisms. Psychoanalysis, he
duct research, support training, and education, and to said, has added the psychological microscope of psy-
foster the development of community-based mental choanalysis to the optical microscope of medicine. Now
health services (48). it was possible to investigate the patients emotional life
in great detail. The real meaning of psychosomatic
medicine, he said, was that the detailed knowledge ac-
Emergence of Consultation- quired of the relationship between emotional life and
body processes could extend the function of the physi-
Liaison Psychiatry cian by coordinating the physical and mental care of the
patient into an integral whole of medical therapy (38).
In the foregoing developments, we begin to see a coa- Throughout, Alexander always kept the practicing
lescence of psychosomatic medicine and C-L psychia- physician in mind, with his early investigations and
try, with perhaps increased ambiguity about their dis- writings clearly informing a growing interest in C-L psy-
tinctions. Although the two appeared to travel together chiatry. Although his theories may not have survived,
in the immediate postwar years, their paths would his experimental techniques, as well as his wisdom and
soon diverge. advocacy of a psychosomatic approach, have shown

Copyright 2006 by Lippincott Williams & Wilkins. Psychosomatic Medicine, by Michael Blumenfield and James J. Strain.
Chapter 1 | PSYCHOSOMATIC MEDICINE: HISTORY OF A NEW SPECIALTY 9

durability, reminding us not to discard the baby with the and teaching of psychiatry and neurology (63). In the
bath water. It was in this water that C-L flourished. United States, Boston was the center of this tradition of
medical psychotherapy as early as the 1890s, actively
Psychotherapy and endorsed by Harvards professor of medicine Robert T.
Edes and the neurologist Putnam. Royce and James had
Consultation-Liaison Psychiatry
already been practicing psychotherapy and were a
Although psychosomatic medicine and C-L psychiatry strong influence on Putnam at Harvard and Meyer at
have been cultivated more or less in the same soil, the Worcester State Hospital. The visit by Freud, Jung, and
latter pursued a more uniquely American development, Ferenczi to Clark University in 1909 created consider-
with a focus on practical application and development able excitement about the possibilities of a psychologi-
of special skills and tools. Humanitarian and moralistic cal therapy. James, who wrote of the Mind Cure Move-
concerns about the treatment of the mentally ill had ment of the late 19th century, had already shown
catalyzed an interest in the utility of psychological prin- interest in the studies of Breuer and Freud as early as
ciples in the treatment of all patients. Pliny Earle, for 1894 (64). He wrote in Varieties of Religious Experience
example, as early as 1868, had expressed interest in (1902) that the American public was unusually recep-
making psychological medicine a standard part of the tive to the movement of medical psychotherapy and
medical curriculum and every physicians practice (62). that the practical character of the American people
Indeed, he was named the first professor of psycholog- had made it possible for them to intimately knit up
ical medicine at the Berkshire Medical Institution in their systematic philosophy of life with practical
Pittsfield, Massachusetts, in 1853, reflecting the recep- therapeutics. Techniques of hypnosis and suggestion
tivity to this aspect of medical care at the turn of the were already being performed by internists and general
century. surgeons (23). In 1910, Richard Cabot, chief of medi-
As much as psychosomatic medicine and psycho- cine at MGH, influenced by Janets book, published a
analysis provided the scaffold for C-L psychiatry, inter- paper on varieties of psychotherapy.
est in medical psychotherapy offered the tools. With Thus did the Boston group vigorously promote the
certain influences from abroad in evidence, as in Reils use of medical psychotherapy to address the day-to-day
early advocacy for medical psychotherapy, the applica- complaints of a troubled population, a group of soma-
tion of psychotherapy to medical illness is, nevertheless, tizing patients who have been seen in medical practice
the first great advance over therapeutic nihilism in from one century to another and may be responsible in
neurology and psychiatry, [making] its way into America the early 20th century for the re-emergence of interest
primarily by way of Boston (63). Morton Prince intro- in the many neurotics of general practice. This group
duced his own psychotherapeutics in a Psychological was headed by Putnam and included Cabot (chief of
Clinic at Harvard. Other European influences include medicine at MGH), Boris Sidis (student of James, also
Janets visits to the United States in 1904 and 1906, an MD), and Joseph Pratt (internist), as well as psy-
which stirred interest in his book, Psychological Heal- chologists William James (also a physician), Josiah
ing, and Freuds epochal lecture at Clark University in Royce, Herman Munsterburg, and others. Although
Worcester, Massachusetts, in 1909, which invited con- Meyers wife had already provided social work input
sideration of how psychoanalysis could be broadly to her husbands commonsense psychiatry (34), Cabot
applied to complex medical-psychiatric problems in had pioneered the profession of social work in the gen-
the physicians office. Adolf Meyer, at Worcester State eral hospital, appointing Ida Cannon to that role at the
Hospital from 1894 to 1902, before going to New York MGH. He may be credited with originating the notion
and then to the Phipps Psychiatric Clinic at The Johns of team approach in caring for patients with mixed
Hopkins University, had great public and professional ap- physical, social, and psychological problems. Practical
peal with his commonsense psychiatry. James Jackson treatment of neurasthenia was being practiced by
Putnam at Harvard Medical School and Massachusetts George Beard in 1869. This robust interest in medical
General Hospital (MGH) was a leader in neurology and psychotherapy prevailed even as Cannon and others
helped introduce psychoanalysis to the United States. were vigorously involved in psychophysiological re-
Of course, as previously mentioned, Meyer had already search and the problems of measurement.
been using medical psychotherapy for the treatment of Joseph H. Pratt expressed a long-standing interest in
psychiatric patients at the turn of the century. the role of emotional and social events on all physical ill-
ness. At Harvard and Tufts, believing that the common
The Neurotic in General Medical neuroses should be treated by the internist and not the
psychiatrist (64), he applied his class method of group
Practice: Medical Psychotherapy
therapy to patients with organic diseases such as tubercu-
In addition to these stars, a number of other figures losis, a technique adapted from the more religious coun-
provided formidable substance to the study, practice, seling approaches of the so-called Emmanuel Movement,

Copyright 2006 by Lippincott Williams & Wilkins. Psychosomatic Medicine, by Michael Blumenfield and James J. Strain.
10 Section I | EVOLUTION OF PSYCHOSOMATIC MEDICINE

begun at the Emmanuel Church in Boston in 1905; Jackson Putnam, and indeed was named by Putnam an
Pratt is said to have been the originator of group psy- associate neurologist in his neurology department,
chotherapy. Popular with Pratt and his colleagues was a where both Putnam and Pratt provided consultations
textbook of psychotherapy by Dejerine in France, to hospitalized medical patients on the neurology and
translated into English in 1913 by the New York psy- other services (70).
choanalyst Ely Jelliffe, an early psychoanalytic psy- Nonetheless, the formal designation of a consulta-
chosomaticist (65). This important treatise drew on tion service is credited to George Henry, who described
the work of French physicians Dubois and Janet for its a program of psychiatric consultation and pedagogy in
techniques of treatment (64). Dejerine believed that 1929, which does not diverge greatly from the general-
emotional training and re-education were the essential ized programs of today. He said: On the staff of every
elements in treatment, and that psychosomatic symp- general hospital there should be a psychiatrist who
toms were caused by suggestion and therefore could be would make regular visits to the wards, . . . direct a
cured by either hypnotic suggestion or rational persua- psychiatric outpatient clinic, . . . continue the instruc-
sion. The medical psychotherapists were also much tion and organize the psychiatric work of interns
influenced by Janets book, Psychological Healing, as Janet and ...attend staff conferences so that there might be a
himself was influenced, as referred to in his treatise, by mutual exchange of medical experience and a frank
many American writers and teachers of the medical psy- discussion of the more complicated cases (71).
chotherapy group, such as Weir Mitchell, Morton Prince, But it waited for Billings, a psychiatrist at the Uni-
and William James. versity of Colorado who had been trained by Adolf
Meyer at Phipps, to designate this new era in psychia-
Formal Beginnings of try (72) as psychiatric liaison (73,74). It was not un-
til 30 years later that he wrote of the essential aims of a
Consultation-Liaison Psychiatry
liaison service, as follows:
These interesting antecedents notwithstanding, the
1. to sensitize the physicians and students to the
conceptual origin of an organized field of endeavor in
opportunities offered them by every patient, no
C-L psychiatry can not be clearly demarcated, nor can
matter what complaint or ailment was present,
one actually pinpoint when a psychiatrist first offered
for the utilization of a common sense approach
a consultation to a nonpsychiatrist colleague. The
for the betterment of the patients condition, and
beginnings of C-L psychiatry are referred to variously
for making that patient better fitted to handle his
by historians. For example, Sanford Gifford reports
problemssomatic or personalitydetermined
that a Dr. Donald MacPherson, a medical psychother-
by both;
apist, was the first to make ward rounds on medical
2. to establish psychobiology as an integral working
wards at the Peter Bent Brigham Hospital in Boston
part of the professional thinking of physicians
in 1920 (23). It is very likely that similar activities oc-
and students of all branches of medicine; and
curred in other institutions but have remained un-
3. to instill in the minds of physicians and students
recorded. It is unlikely that any consulting psychiatrists
the need the patient-public has for tangible and
in early days identified themselves as consultation-
practical conceptions of personality and socio-
liaison psychiatrists.
logical functioning. (75)
Medical historians such as Lipowski (66) have iden-
tified Albert Barrett (67) as most likely to have been the Billingss indebtedness to Adolf Meyer and his common-
first, in 1922, to refer to psychiatrys relationship to sense or psychobiological approach to illness is much
medicine and social problems as liaison. A few years in evidence here.
later, Joseph Henry Pratt, already having applied the Without a formal philosophy, theory, or organiza-
class method (considered the first use of group psy- tion, C-L psychiatry just grew. It was Lipowski, in the
chotherapy) (68) of medical psychotherapy to the 1960s, who was the first to cast its development in a
treatment of groups of patients with tuberculosis, dia- more formalized framework in three scholarly articles
betes, and other chronic diseases, extended his group in Psychosomatic Medicine (7678).
techniques to the common neuroses (64). Pratt pre- Medical psychotherapy and psychiatric consultation
dicted that psychiatry would eventually serve as the initiated a march toward reintegration of psychiatry
liaison agent in the integration of various aspects of with medicine. Coincident with that movement, psy-
patient care. He wrote that psychiatry was most likely chiatric units, in a reformist movement against asy-
to be the integrator that unifies, clarifies and resolves lums, were already being established in general hospi-
all available medical knowledge concerning that human tals, with psychiatrists and other medical staff juxtaposed
being who is the patient, into one great force of heal- more consistently for the collaborative management of
ing power (69). Pratt had become interested in the patients and consequent facilitation of education. A
psychoanalytic movement in Boston headed by James psychiatric ward in a general hospital was established

Copyright 2006 by Lippincott Williams & Wilkins. Psychosomatic Medicine, by Michael Blumenfield and James J. Strain.
Chapter 1 | PSYCHOSOMATIC MEDICINE: HISTORY OF A NEW SPECIALTY 11

in 1902 by Mosher (79) in Albany, New York, although knowledge of the society and culture to which each
the first psychiatric unit of a general hospital, as we must learn to adjust (83). The board concurred that
know it today, was established in 1924 at the Henry the field of mental health was indeed the most back-
Ford Hospital in Detroit (80). Others would soon fol- ward, the most needed, and the most probably fruitful
low, and the placement of psychiatrists in these units field in medicine and that substantial funding would
(rather than in distant and impersonal asylums) pro- reap major social benefits (83).
vided staffing for future C-L services. A strong believer in Adolf Meyers psychobiology
and psychosomatic medicine, Gregg was eager to pro-
The Rockefeller Foundation mote programs that would achieve integration of vari-
ous disciplines into a psychobiological unity (83). It
and Alan Gregg
was his belief that this could best be accomplished in
The new interest and excitement in psychiatry spawned the general hospital, a place where all patients could
by Freuds explorations, the immigration of psychoana- benefit. In quest of his lofty objectives, Gregg strayed
lysts to the United States, and a new search for a hu- from foundation policy to fund individuals such as
manistic medicine that could counterbalance the wave Franz Alexander (84), Hans Selye, Stanley Cobb, and
of rapid technological evolution, provided a rich matrix Adolf Meyer. Their respective institutions (Chicago In-
for the growth of C-L psychiatry. But the major ingre- stitute of Psychoanalysis, Montreal Neurological Insti-
dient that could fertilize that growth was financial tute, MGH, and Phipps Psychiatric Clinic of The Johns
support. The history of C-L would indeed be much Hopkins University) prospered as a result.
differentand perhaps not at allhad it not been for Of Greggs impact on the status of psychiatry, Wilder
the Rockefeller Foundation and its young director of Penfield wrote that Greggs strategy was crowned with
the Division of Medical Sciences, Alan Gregg (81). Re- a remarkable degree of success, that it brought psychi-
cently graduated from Harvard Medical School, Gregg atry out of the asylums into academic and general med-
was employed by the Rockefeller Foundation to survey ical settings to become scientifically respectable.
the epidemiology of hookworm in Brazil. Penfield acknowledged that psychiatrists increased
At Harvard, he was exposed to powerful teachers their output of basic research and taught this old spe-
such as Walter Cannon, Francis Weld Peabody, James cialty . . . in a modern manner to medical students.
Jackson Putnam, William James, and Richard Cabot, Elaborating further, Penfield wrote, The close associa-
all of whom imbued him with an interest in humanistic tion between psychiatry and internal medicine proved
medicine, psychology, psychiatry, and psychoanalysis. to be of great benefit and has brought to American psy-
This interest was strengthened by an invitation from chiatrists, and to physicians in general, the maturity
Putnam to a meeting of Freud, Ferenczi, and Jung at and the balance of judgment necessary today (82). As
Putnams home after Freuds lecture at Clark University. sparkling a legacy as this is, psychiatry has had to
This concatenation of events placed Gregg in a position maintain a constant vigil to retain such advantages.
to be probably the greatest single benefactor that psy-
chiatry has ever had. Although Rockefeller funds bene- National Institute of Mental
fited all medicine, Greggs special interest in psychiatry
Health and James Eaton
and its application to all general medicine favored the
skewed support of C-L psychiatry. Had the NIMH, through the Psychiatry Education
Gregg had been rapidly promoted to director of the Branch, not taken up the cudgel where Rockefeller
Division of Medical Sciences at the Rockefeller Founda- left off, C-L most certainly would have floundered.
tion, from which post, between the early 1930s and the Dr. James Eaton, as its director, must certainly stand
1950s, he directed about $16 million, two-thirds of the alongside Alan Gregg as one of the angels of C-L psy-
entire allocation of his division, to psychiatry (82). This chiatry. Eaton identified an impressive cohort of site
funding created new departments of psychiatry (Yale, visitors who rigorously surveyed programs in depth to
Rochester, Illinois, St. Louis, Duke, and Chicago), determine apportionment of funds for program devel-
strengthened already existing departments (Colorado, opment and education (85). Although the main thrust
Columbia, Tulane, Michigan, and the Institute of Penn- was with C-L programs (86), evaluations also covered
sylvania), and supported research and training sites training programs in child studies, training of general
with large grants (McGill, Harvard, Yale, Toronto, and practitioners in psychiatry, and special innovative and
the Chicago Institute for Psychoanalysis). In justifying integrative programs. Once again, as with Rockefeller
this major contribution to psychiatry and related fields, funding, a series of events facilitated this favorable cli-
he reported to the foundation board that the environ- mate. The high incidence of army rejections for psychi-
ment for investigation [in psychiatry] is at present atric problems; the great success of military psychiatry
wretched (82) and that to understand mental disease to treat mental disability at the battlefield; the exem-
calls for medical art and science, but also for a wide plary collaborative service of military psychiatrists,

Copyright 2006 by Lippincott Williams & Wilkins. Psychosomatic Medicine, by Michael Blumenfield and James J. Strain.
12 Section I | EVOLUTION OF PSYCHOSOMATIC MEDICINE

surgeons, and internists in a common cause; and the (70). At times the service was referred to solely as a con-
establishment of NIMH as the first postwar specialty sultation service, whereas at other times it was referred
division of the National Institutes of Medicine all to as a psychosomatic service; however, the latter was
aligned to attract federal funding for the specialty. frequently misunderstood, demeaned, or caricatured,
With funding from the Rockefeller Foundation and the term psychosomatic alluded to pejoratively. Be-
NIMH, general hospital psychiatry and C-L psychiatry lieving that psychosomatic was synonymous with psy-
had rapid growth spurts. Although not all programs chophysiological, Hackett wrote the psychosomatic
benefited equally, the concept spread quickly, follow- designation implies that active research is going on in
ing the models of Rockefeller-supported programs, the framework of liaison activities (70). This melding
such as those of Stanley Cobb at MGH, John Romano of the two perhaps helped highlight the differences be-
at Rochester, and Edward Billings at Colorado. Many of tween psychosomatic medicine and C-L services.
the early strong advocates of C-L psychiatry had been
exposed to Adolf Meyer, eventually forming a kind of John Romano and Rochester
Baltimore-Colorado-Cincinnati-Rochester-Einstein-
John Romano, having made his way from Harvard to the
Harvard axis of C-L programs.
chairmanship of psychiatry at Cincinnati College of
Medicine, was then recruited by Gregg to establish a new
department of psychiatry at Rochester Medical School in
Early General Hospital Programs 1946. There, he persuaded George Engel, an internist/re-
searcher, to join him, where together they would estab-
The trend away from warehousing of mental patients lish what would become a major focus of psychosomatic
in custodial asylums thrust the general medical hospi- research and a medical-psychiatric liaison program
tal into prominence as a major focus of psychiatric with worldwide acclaim as a training center for both
care. Opportunities there flourished for medicine and psychiatrists and internists. Although most C-L pro-
psychiatry to address each other in their common in- grams were under the direction of psychiatrists and psy-
terest in the care of patients. The following programs, chiatry departments, that of the University of Rochester
largely supported by Rockefeller funding, led the way. at Strong Memorial Hospital was administered by the
Department of Medicine, under Engels direction.
Stanley Cobb and the As an internist and later a psychoanalyst, Engel be-
Massachusetts General Hospital lieved that alliances with other physicians were best ac-
complished through a medical rather than psychiatric
Stanley Cobb, a neurologist, impressed Gregg as one
identity. His tripartite concept of messengers was in an-
who would strive for the kind of integrated service that
swer to the question of who was best able to provide
Gregg espoused, and, with financial support from the
the essential teaching (87): As a primary messenger,
Rockefeller Foundation, he established an inpatient psy-
the psychiatrist taught selected internists through fel-
chiatric service and a research laboratory at MGH in
lowships in psychiatry of the medically ill, who then
1934. Although not trained as a psychoanalyst, he was
would serve as second messengers, narrowing the
very sympathetic to its teachings, recruiting to his de-
distance between psychiatrist and practitioner by
partment many faculty and trainees who were already or
teaching the practicing physician (tertiary messen-
would become psychoanalysts, including many of those
ger) the psychological care of the patient. His pro-
who had emigrated from Europe in the early 1930s.
found influence on the biopsychosocial orientation is
Eighty years after James Jackson Putnam, as a young
well known (88), not only through the training of
neurologist in 1873, had consulted on the institutions
many second messengers, but also through his semi-
crocks (70), a formal C-L service was founded at
nal longitudinal psychosomatic explorations, with
MGH in 1956 by Erich Lindemann, under the direction
Franz Reichsman, of the gastrointestinal and personal
of Avery Weisman and later of Thomas Hackett. It be-
responses to emotional stress through the case of
gan as a strong psychoanalytically influenced service
Monica (40). Reichsman later chaired a department at
under Weisman, gradually shifting toward a more psy-
Downstate Medical College (New York), where he pro-
chosomatic service under Hackett, emphasizing com-
moted Engels educational and research legacy.
bined medical, as well as psychiatric examination and
treatment.
Edward Billings and Colorado
Throughout the 1970s, the C-L service at MGH as-
signed a psychiatrist to every ward in the hospital (70), Edward Billings, after training with Meyer at Phipps, es-
but in later years, with a markedly changing reimburse- tablished, with Rockefeller support, the first formal divi-
ment climate, Hackett began to decry liaison as time sion of C-L psychiatry in 1934 at the University of Col-
wasted because no one paid for it. A liaison service, he orado Hospital. The department had been founded and
wrote, requires manpower, money and motivation chaired by Franklin Ebaugh in 1924 and had already

Copyright 2006 by Lippincott Williams & Wilkins. Psychosomatic Medicine, by Michael Blumenfield and James J. Strain.
Chapter 1 | PSYCHOSOMATIC MEDICINE: HISTORY OF A NEW SPECIALTY 13

provided fellowships to such important psychiatric ed- American ventures into medical psychotherapy and
ucators as John Romano, Jack Ewalt, and Ewald Busse perhaps Pliny Earles designation of medical psychol-
(89). Billingss dedication to the psychiatric education ogy as a proper part of medical curricula. It was her
of medical students, interns, and general physicians is purpose not to discuss psychosomatic medicine or
reflected in the several papers he authored on the sub- psychiatry as a medical specialty concerned mainly with
ject (73,74,90). As a student of Meyer, he followed the neuroses and psychoses, but rather to delineate certain
path of eclecticism and common-sense practicality, important aspects of the role of psychological thought
even in teaching the psychodynamics of patient inter- in medical practice (94). In this effort, she was ideally
viewing (91). He initiated a formulation of training exercising the integration of psychological thought in
guidelines that defined a C-L psychiatrists tasks and medical practice (93) in a truly holistic sense. This ori-
skills. These included clarification of a patients com- entation was extended beyond the inpatient setting in
plaint in concise and jargon free language, a formula- an outpatient Integration Clinic founded by Lipsitt
tion of the case in terms that were plausible and would (95) that addressed the complex fragmented problems
invite further inquiry from the primary physician, and of medical/surgical patients attending the large numbers
a concise treatment outline based on dynamic formula- of outpatient clinics of the hospital.
tion of a case, highlighting potential pitfalls and sug- According to Bibring, the patientdoctor relation-
gesting techniques for assessing outcome (74). A cu- ship, so fundamental to psychoanalytic work, had pre-
riosity is Billingss assessment of the cost benefits of eminence in all medical care. She wrote in 1956 that
C-L service to general hospital patients, even at a time In the doctors work, psychological understanding is
when the per diem rate was a fraction of todays high of profound importance, permitting the physician to
costs ($3.49 per diem in 19341935) (92). Mention use awareness of self, the meaning of his or her in-
has been made here of his conception of the ideal C-L volvement with the patient, and the patients responses
service, strongly skewed toward the liaison side of the to illness, as well as the significance of the patients life
C-L equation. patterns in those responses for therapeutic advantage.
The doctors ability to feel free and secure in the rela-
Grete Bibring and the Beth tionship facilitated clarity of thinking and the best po-
tential for his intuitive diagnostic functioning. It per-
Israel Hospital (Boston)
mits him to observe the patient fully, protects him and
Although inpatient psychiatric units facilitated pro- the patient from rigid, defensive bedside manners, and
gram growth in psychiatry across the United States, the secures for the patient a great feeling of safety derived
absence of psychiatric beds was not an impediment to from his medical care. Thus is the physician able to
establishing robust and effective C-L programs. In bolster the patients strengths and cooperation, and
Boston, Grete Bibring, emigrating from Vienna to be his constructive wish to get well and to do right by
the first woman professor at Harvard Medical School, himself and his doctor (94).
headed the psychiatry department at Beth Israel Hospi-
tal as of 1944. M. Ralph Kaufman and Mount
Dr. Bibring took advantage of the general hospital
Sinai Hospital (New York)
setting and the enthusiastic encouragement of the chief
of medicine, Hermann Blumgart, to develop a unique The Beth Israel Hospital psychiatry program had been
application of psychoanalytic precepts to the problems established first in 1933 by M. Ralph Kaufman, another
experienced by medical and surgical patients. By refus- psychoanalyst, who also espoused the importance of the
ing to establish a psychiatric bed service, she was psychiatric teaching and training of medical and surgical
able to optimize an interactive and collegial approach house officers, until he departed for military service in
to learning about and recognizing the emotional con- 1942. In his effort to meld psychiatry, psychoanalysis,
comitants of disease, whether as contributing cause or and medicine, he recruited Felix Deutsch to join the de-
accompanying reaction. It was part of Bibrings peda- partment in this endeavor, exposing trainees and med-
gogical style to use the advantage of the absence of psy- ical students to Deutschs innovative associative anam-
chiatric beds to never [permit] the house physician to nesis (96) form of medical history-taking (derived from
relinquish to the psychiatrist all responsibility for the the free associative process of psychoanalysis).
care of his patient within the hospital (93). Returning from the war in 1945, Kaufman was ap-
Exploiting psychiatrys preventive potential in work- pointed chief of psychiatry at Mount Sinai Hospital
ing with medical patients, the program attracted faculty and professor of psychiatry at Columbia University in
and trainees, almost all with psychoanalytic training, New York, until his retirement in 1971. Like Bibring,
with similar interests. The service fulfilled the criteria of he brought his background in psychoanalysis to a
a full liaison service, although it was, in the beginning, medical setting in the service of teaching future physi-
called a medical psychology program, following early cians to make every attempt to understand and be of

Copyright 2006 by Lippincott Williams & Wilkins. Psychosomatic Medicine, by Michael Blumenfield and James J. Strain.
14 Section I | EVOLUTION OF PSYCHOSOMATIC MEDICINE

practical help in the total treatment of the patient Trends in Psychosomatic Medicine 3 (100); and Lipowski,
(97). In addition, he was vitally interested in psycho- Lipsitt, and Whybrows Psychosomatic Medicine: Cur-
somatic medicine, and his experience during the war rent Trends and Clinical Applications (101). These texts
of collaboratively working with internists, surgeons, had been preceded by Ecksteins bestseller lay book The
and psychiatrists facilitated transfer of this approach Body Has a Head (102). Clearly, something was in the
to a pedagogical style suited to the general hospital. air. Two journals, the International Journal of Psychia-
His well-developed C-L service, using attending psy- try in Medicine and General Hospital Psychiatry: Psychi-
choanalytic psychiatrists as designated ward teachers, atry, Medicine and Primary Care, both founded and ed-
intended to bring postwar psychiatry into the great ited by Lipsitt in 1969 and 1979, respectively, intended
stream of American medicine (97). to exploit the integrative opportunities for a biopsy-
It was Kaufmans intent to show how a new way of chosocial approach to diagnosis, treatment, and re-
viewing psychiatry was an extension to the individual search in the general medical setting (103).
and the complex psychological and emotional factors Despite book publishers endorsement of the psy-
which might etiologically and concurrently relate to all chosomatic movement, C-L programs were languish-
forms of illness (97). According to Kaufman, liaison ing, with uncertain times ahead. C-L programs through-
psychiatry was the most significant division for the out the United States had not increased in at least a
role of psychiatrists in a general hospital (97); he en- decade (104), some even vanishing; patients from med-
visioned the psychiatrist as the integrator and catalyst ical and surgical wards were not being referred for psy-
in the teaching and practice of medicine. The vitality of chiatric consultation in numbers that were antici-
the Mt. Sinai Hospital program has continued as a ma- pated (105); residents training in psychiatry were being
jor training ground for C-L psychiatrists under the di- exposed to less C-L experience (106); and improvement
rection of James J. Strain. in economic circumstances were not being forecast.
Lipowski noted that C-L psychiatrists engaged vig-
orously in controversies . . . over the objectives they
Consultation-Liaison Faces Reality should strive for and the strategies chosen to achieve
them (107). Practitioners of C-L psychiatry became
If there was a downside to the lavish financial support painfully aware that the comfortable years of Rockefeller
of NIMH and the Rockefeller Foundation, it was that and NIMH support had blinded them to certain political,
psychiatry paid little attention to the necessary eco- economic, conceptual, and organizational necessities
nomics of maintaining its own viability when funding that could affect the viability of their field of activity.
would cease to exist. It was perhaps due to the shock of
this realization and the later demand of insurers for re-
Consultation-Liaison at the Crossroads
sults that the status of C-L psychiatry was reassessed,
and the call for research was heard loud and clear. C-L psychiatrists were becoming restless and perhaps
Although funding resources began to dry up from agitated. There were expressions of disappointment in
both the Rockefeller Foundation and the federal gov- the American Psychiatric Association (APA) for what
ernment (NIMH), the 1970s appeared to some to be a appeared to be a low level of support. Besides lagging in
period of high potential for C-L programs, with a possi- support for C-Lrelated activities, the APA made an ef-
ble infusion of needed funding. The targeting of pri- fort in the early 1970s, just as primary care training was
mary care as the next area of development brought with in ascendancy, to sunset the APA Committee on Psy-
it not only incentives for medical schools to build pri- chiatry and Primary Care. Nonetheless, the committee
mary care programs, but also the stipulation that every endured, with its name changed to Committee of C-L
training program must have a behavioral science com- Psychiatry and Primary Care Education. The commit-
ponent. C-L psychiatrists were heartened with an ex- tee was successful in urging adoption of residency
pectation of increased involvement with medicine, but training requirements in 1987 and encouraging the
the term behavioral science was loosely interpreted APA to establish a task force to explore funding mech-
by primary care program directors to mean social work- anisms for C-L psychiatry (108), yet the field was still
ers, sociologists, psychologists, and other mental health believed to be at a risky crossroads (109,110).
professionals, and very few psychiatrists (98). A further impediment was that psychiatry was not
This disappointment threatened to stall the growth held in high regard by other specialists; indeed, primary
of C-L psychiatry, even as the mid-1970s were rich with care residents ranked psychiatry only slightly more
enthusiastic promotion of psychosomatic medicine. important in their training than minor surgery (111).
Several volumes related to psychosomatic medicine Matters were not helped by an ill-considered attempt by
were published: Weiners The Psychobiology of Human the American Board of Medical Specialties to abolish
Disease (50); Wittkower and Warness Psychosomatic medical internship for psychiatric residents; general
Medicine: Its Clinical Applications (99); Hills Modern outrage and eloquent condemnation by educators such

Copyright 2006 by Lippincott Williams & Wilkins. Psychosomatic Medicine, by Michael Blumenfield and James J. Strain.
Chapter 1 | PSYCHOSOMATIC MEDICINE: HISTORY OF A NEW SPECIALTY 15

as Engel (112) and Romano (113) helped reverse this Smith, and Albert Diefenbacher. The demonstration by
regressive move. Levitan and Kornfeld (128) in 1981 by controlled study
With an awakening sense of its own relevance, C-L that C-L services could be cost effective captured the in-
psychiatry began to flex its muscle. Perhaps an early in- terest and attention of C-L psychiatrists and renewed
dication of seismic shift in the drive of C-L psychia- their optimism for the field. By the early 1990s, the call
trists for recognition and support was observed in the for C-L research had been well appreciated. As this shift
American Psychosomatic Society (APS) in the 1970s. in focus brought greater assurance of survivability, C-L
Although C-L psychiatrists comprised about 50% of programs expended their energies more on reim-
the membership of APS, they believed that they were bursable services and relevant research and less on the
accorded little time in annual programs and were inad- pedagogical aspects of liaison. Extensive exploration of
equately represented in the pages of the journal Psy- psychiatrys role in primary care service delivery, diag-
chosomatic Medicine. The APS was becoming more rep- nosis, and treatment, exemplified by Katon and his
resentative of psychophysiological research, in both associates, holds a prominent place in recent C-L
humans and animals, carried out and presented largely research.
by nonphysician researchers. Attempts to integrate Overcoming gloomy forebodings, C-L practitioners
both the clinical and the research interests seemed to continued to increase in numbers, probably as a by-
fall short of the perceived need (114). Disappointments product of the growth of psychiatric inpatient units in
at efforts to establish a biopsychosocial approach to general hospitals. But, simultaneously, controversy
medicine were captured by Engel, who wrote, as long over their identity and future also grew. Besides the
as physicians are imbued with the reductionisms and focus on outcome-oriented research, questions were
dualism of western science, there is no way in which raised about competency-based training objectives for
the conflict between psychiatry and the rest of medi- residents and fellows, specialty status, and organiza-
cine can be resolved (115). tional membership (129). The time and concern
Cessation of funding served as a wake-up call for re- seemed ripe for a national caucus to consider which
search, both to establish C-L psychiatry as a legiti- road or roads to take.
mate specialty and to assure institutions and their pay-
ers that the services of C-L psychiatrists offered added
Coming Together: A Consortium
value to patient care as well as assurance of reimburse-
ment. The research base of C-L, previously described as Several national organizations concerned themselves
virtually nonexistent, received a potent inoculation with aspects of training programs in C-L psychiatry: the
against the threat of stagnation. Anecdotal studies of re- Academy of Psychosomatic Medicine (APM), APS, the
ferral patterns and the like were gradually supplanted Association for Academic Psychiatry, the American
by second-generation epidemiologic studies (116118), Association of General Hospital Psychiatry (dissolved in
methodologically sophisticated investigations (119), 2001), and others. But it was the academy, long associ-
and clinically relevant well-designed outcome and mul- ated with the clinical relationship of psychiatry and
tisite studies (120). Advances in this domain benefited medicine, that began a restructuring to bring more
greatly by improved methodologies (121,122), innova- emphasis and visibility to C-L psychiatry by adding to its
tive documentation methods (123,124), increased col- organization name and journal the words consultation-
laboration (125,126), and improved research strategies liaison psychiatry. In a collaborative effort to address
(127), especially in health services research showing mutual interests, a conference was held at Brook
psychiatrys relation to primary care. A growing cadre of Lodge (proposed by Lipsitt, convened by Pasnau, fa-
C-L psychiatrists and internists have contributed to a cilitated by Upjohn Pharmaceuticals) in Augusta,
robust advancement in the quality and quantity of sci- Michigan. Although competition flourished for scarce
entific research (a partial list would include Wayne resources in funding and membership, there was, nev-
Katon, Michael Von Korff, Edward Walker, Greg Simon, ertheless, consensus on the need for better definition
Edward Wagner, Jurgen Unutzer, Elizabeth Lin, Mark of the field of C-L, for a proposal of specialization sta-
Sullivan, David Spiegel, Peter Roy-Byrne, Richard tus, for more robust research into curriculum objec-
Druss, James Strain, Jeffrey Hammer, Alan Dietrich, tives and training guidelines, and for mechanisms of
Thomas Oxman, Herbert C. Schulberg, David Katzelnick, funding.
Stephen Saravay, Maurice Steinberg, James Barrett, Fritz Out of the Brook Lodge deliberations, a consortium
Huyse, Mark Zimmerman, Steven Cole, Mark Olson, was established to pursue in-depth examination of the
G. Richard Smith, Michael Popkin, Arthur Barsky, Francis defined objectives. To more broadly represent C-L,
Creed, Takashi Hosaka, Frank deGruy, Kurt Kroenke, other interested associations were included in the con-
Kenneth Wells, Andrea DiMartini, Paula Trzepacz, Peter sortium: the American Academy of Child and Adoles-
Shapiro, Donna Stewart, Michael Sharpe, Jimmy Holland, cent Psychiatry, the APA, the American Society of Psy-
William Breitbart, Michael Hollified, Per Fink, Graeme chiatric Oncology/AIDS, the American Society for

Copyright 2006 by Lippincott Williams & Wilkins. Psychosomatic Medicine, by Michael Blumenfield and James J. Strain.
16 Section I | EVOLUTION OF PSYCHOSOMATIC MEDICINE

Psychosomatic Obstetrics and Gynecology, the Society Has it not been known and/or shown for more than
for Liaison Psychiatry (New York), and the Association 2000 years that one cannot know the disease without
of Directors of Psychiatric Residency Training. The en- knowing the whole person (Plato, Hippocrates, Osler,
larged consortium (chaired by Dr. Charles Ford) pre- Peabody, Putnam, and others)? Certainly, it is not for
pared for the next meeting at Brook Lodge in June lack of recognition that the psychosomatic approach
1989. From this process came several resolutions: (a) has been said by many to have fared poorly. One aspect
to designate C-L psychiatry a subspecialty; (b) to con- of this is reflected in the almost imperceptible change
tinue the consortium for 2 years; and (c) to develop in over the decades in percentages of consultations re-
that time a short-range plan to propose operational quested by nonpsychiatric services (106).
rules, fiscal support, and a structural organization and In 1962, Brill wrote, The average medical school
long-range strategies that could lead to accreditation, graduate is quite capable of treating most organic dis-
certification, and funding. ease, but ...not adequately prepared to diagnose and to
The APM, having the largest membership of C-L treat emotional and functional disorders, nor does he
psychiatrists, undertook to spearhead these goals. A understand sufficiently the important role that emo-
carefully prepared proposal for the designation of C-L tion plays in many organic disorders (131). Brill as-
psychiatry as a subspecialty and a request for certifica- signed this failure to the separation of most psychiatric
tion for added qualifications met with disappointing teaching from the mainstream of medicine, conveying
results in its 1992 presentation to the APA Commission the sense that it was a thing apart. It was his expecta-
on Subspecialization. Extensive deliberation and con- tion that the situation would improve with movement
sultation resulted in a representation almost a decade of psychiatric care into the general hospital. But astute
later in 2001, with the specialty name changed from observers have noted little change in attitudes, stigma,
C-L psychiatry to psychosomatic medicine and the and bias 40 years later, even with increased remedical-
population to be served defined as the complex med- ization of psychiatry (132) and improved teaching in
ically ill. The new proposal was approved by all neces- medical curricula.
sary bodies, finally designating psychosomatic medi- Disappointment in the impact that psychosomatic
cine the seventh subspecialty of psychiatry, with the medicine has had on clinical medicine has been noted
first board qualifying exams held in June 2005. frequently in presidential addresses of the APS. John
Mason, for example, imploring society constituents in
1970 to engage in systematic, rigorous clinical research
Quo Vadis? noted that the insight derived from bedside observa-
tions and the mere accumulation of more and more
We arrive now at the dawn of the 21st century, having clinical anecdotes alone have given us disappointingly
observed the evolution of both psychosomatic medicine little leverage in the clinical management of psychoso-
and C-L psychiatry. Both have subscribed to a holistic matic illnesses on a large scale (133). Collaborative ef-
view of medicine, with integration or synthesis of mat- forts toward common goals, he said, had not been the
ters of mind, brain, and body their avowed common tradition in psychosomatic research, with psychoanaly-
quest. But each has defined its own domain, at times ap- sis, psychiatry, psychology, behavioral medicine, and
pearing in competition, at others synergistic. The recent other specialized interests in the behavioral disciplines
establishment of psychosomatic medicine as a duly des- proceed[ing] largely in separate worlds, each largely
ignated specialty of psychiatry has, at least latently, the ignoring the insight provided by the other and, in fact,
intent of bringing together what has, for so long, often assuming a competitive or defensive stance
seemed so divergent. By merging its clinical and re- against each other (133).
search objectives, it enriches its potential for addressing David Graham, in his 1979 presidential address to the
past disappointments in its impact on general medicine. APS, reflected on his 30 years of involvement in psycho-
With all the impassioned enthusiasm and what ap- somatic medicine. He said, I must agree with an ob-
pears to have been a virtual marketing of psychoso- server like [George] Engel that, on the whole, it is hard
matic medicine, one is inclined to wonder why this to see that what the Psychosomatic Society has stood for,
promising and so intuitively correct approach to medi- and I hope still stands for, has had a very substantial im-
cine had not shown more results over the years. In pact on the world in general.... The mind-body problem
preparing for an exhibit on emotions and disease in is still with us, and there has not been the fundamental
1996, staff of the History of Medicine Division of the change in thinking that Iand I think many of us
National Library of Medicine, wrote that one of the hoped for and expected (3). Graham, an internist by
paradoxes we found was that the close relationship be- training, believed that physicians generally thought of
tween health, disease, and the emotions seemed to be psychosomatic medicine as having relevance only to
more readily accepted in popular culture than within problem patients, and that the C-L psychiatrists, in
the contemporary scientific community (130). fact, represented the totality of psychosomatic medicine.

Copyright 2006 by Lippincott Williams & Wilkins. Psychosomatic Medicine, by Michael Blumenfield and James J. Strain.
Chapter 1 | PSYCHOSOMATIC MEDICINE: HISTORY OF A NEW SPECIALTY 17

Robert Rose, a psychiatrist and president of APS in where medicine and psychiatry meet (21). Lipowski, a
1981/1982, surveying the medical literature, reported strong proponent of holistic medicine, prophesied that
that the literature of psychosomatic research was the psychosomatic approach would doubtfully ever be-
hardly acknowledged by the literature of clinical prac- come an integral part of medical practice, but would re-
tice (134). A similar study, assessing the literature base main a reformist movement (138). Oken has acknowl-
of both psychosomatic medicine and C-L psychiatry, edged, the definitional problem is ...a complex one.
noted little crossover referencing of papers from one Contrary to common belief, he writes, psychosomatic
domain to the other (135); an article by Kornfeld on medicine is not a subspecialty of psychiatry or any other
the contributions of C-L psychiatry to medical practice medical specialty. It is a scientific field of interest in the
(136) cites only one reference from the preeminent relationships among the psychological, biological, and
journal Psychosomatic Medicine in a total of 75. social processes in human health and disease that cuts
Again, in 1986, Bernard Engel, a doctoral researcher across all medical specialties and their basic sciences
in behavioral medicine, echoing Grahams words al- (8). He asserts, however, that C-L psychiatry, as a field
most exactly, stated in his presidential address that the of clinical practice informed by psychosomatic con-
practice of psychosomatic medicine is equated to con- cepts and knowledge, is a subspecialty of psychiatry,
sultation psychiatry by most practicing physicians, and not a conceptual view (8).
as long as that situation prevails, it seems unlikely ... It is not surprising, given the controversy and com-
that psychosomatic medicine will ever become ade- plexity that surrounds the field, that the designated
quately integrated into the practice of medicine (4). names of both domains of psychosomatic medicine and
These are not isolated concerns of leaders in psy- C-L psychiatry have been rampantly criticized for
chosomatic medicine. In 1992, George Engel, regarded decades as not being quite right in defining the scope
by many as the dean of biopsychosocial medicine/psy- and activities of each. References to the interface of psy-
chiatry, revealed his frustration at the lack of progress; chiatry and medicine provide an easy collective ap-
in his aptly titled paper, he bemoaned, How much proach to describing the field of study for psychosomatic
longer must medicines science be bound by a 17th cen- medicine, C-L psychiatry, neuropsychiatry, behavioral
tury world view? (137). In this article, he asks, is medicine, and general hospital psychiatry. Alternatives to
medicines human domain beyond the reach of science the label C-L psychiatry have been suggested repeat-
and the scientific method, an art, as the biomedical edly: medical psychiatry, med-surg psychiatry, psychiatric
model in effect requires? (137). Curiously, Engel medicine, liaison psychiatry, and so on (139). Some have
makes no reference to psychosomatic medicine in suggested discarding the name psychosomatic medicine
this paper; has he indeed forsaken it? completely because it seems to retain and perpetuate
How might we account for these reflections of dis- remnants of the mindbody dualism that leads to reduc-
appointment? Were expectations too high? Were scien- tionist, fragmented approaches. Others have suggested
tific endeavors too far removed from clinical reality? that designating psychosomatic medicine a specialty at
Was the definition of psychosomatic medicine too elu- all tends to increase fragmentation of an already overspe-
sive, ambiguous, or vacillating? Can lack of progress be cialized trend in psychiatry. C-L already has sub-subspe-
accounted for by resistance or bias in potential re- cialization in transplantation surgery (140), oncology
cipients? If C-L is the clinical arm of psychosomatic (141), nephrology (142), and so on.
medicine, how will it now be embedded in the larger
realm of psychosomatic medicine?
The Future
A New Merger?
In a field where predictions of the future of psychoso-
Is it possible that under the umbrella of the new spe- matic medicine over a period of almost 100 years have
cialty, elements of psychosomatic medicine, general mostly been oversold, it might be foolhardy to engage in
hospital psychiatry, and C-L psychiatry will now prophecy. Nonetheless, arriving at a juncture where
achieve greater promise in their new confluence? psychosomatic medicine has been resurrected as a bona
The declaration of psychosomatic medicine as an fide subspecialty of psychiatry may lend credibility, vis-
overarching area of specialization would appear to have ibility, durability, and fundability that have at times in
the potential for an assimilation of these multiple its history been elusive or nonexistent. It is hoped that
spheres, although such merging has not always been a there will be a marriage of scientific investigation of
popular pursuit. Indeed, Stanley Cobb wrote, [psycho- psychophysiological processes with a humanistic ap-
somatic medicine] is not a specialty, but rather a com- proach to patient care in all its psychosocial ramifica-
prehensive approach to medical problems which at- tions. Such interdisciplinary matrimony will extract
tempts to evaluate all pertinent factors, particularly the from its participants extraordinary effort, imagination,
personal and psychological...it is a field for research endurance, and collaboration. More intense focus on

Copyright 2006 by Lippincott Williams & Wilkins. Psychosomatic Medicine, by Michael Blumenfield and James J. Strain.
18 Section I | EVOLUTION OF PSYCHOSOMATIC MEDICINE

translational prospects for research findings will help 14. Symposium on hypertension. Psychosom Med 1939;1:93179.
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Med 1982;12:1724.
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