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Current Orthopaedics (2003) 17, 117^123

c 2003 Elsevier Science Ltd. All rights reserved.


doi:10.1054/cuor.2002.0327

MINI-SYMPOSIUM: CEREBRAL PALSY

(iv) Management of the spine in cerebral palsy


J.B.Williamson

Royal Manchester Childrens Hospital, Pendlebury, Manchester M27 8HA, UK

KEYWORDS Summary Cerebral palsyis the commonestcause of neuromuscular scoliosis.The eects


cerebral palsy, scoliosis of cerebral palsy scoliosis are to cause trunk decompensation and decrease sitting balance.
These eects can often be ameliorated by orthotic management, but a small number of pa-
tients come to surgical treatment.The objectives of surgical treatment are to give the patient
a balanced trunkover a level pelvis.In order to achieve this, in patients with large curvatures,
itis often necessary to perform sequential anterior and posterior spinal surgery.Thisis a very
major undertaking, and the multisystem eects of cerebral palsy must be taken into account
when surgery is contemplated if good results are to be achieved with safety. c 2003 Elsevier
Science Ltd. All rights reserved.

INTRODUCTION respects. The deformity is likely to present earlier espe-


cially in those with a severe neurological decit. There-
Cerebral palsy (CP) is the commonest cause of neuro- fore, there is a longer period of growth in which rapid
muscular spinal deformity. The manifestations of CP are progression is possible. Thoracolumbar curves tend to
protean, ranging from minor hemiplegia, with little or no progress more than thoracic or lumbar curves, and the
functional eect and detectable only by an experienced larger a curve at presentation, the more likely it is to
physician, to severe and disabling whole-body CP. Quite get worse. Saito et al.2 found that patients whose curves
plainly, the eects of one form of CP on the spine are not were 401 or more by the age of15 eventually progressed
the same as the other. to be more than 601. Patients with whole-body CP were
more likely to deteriorate than those with a lesser de-
Prevalence gree of neurological involvement. The risk of curve pro-
gression in adult life is greater in CP scoliosis than in the
Estimates of the prevalence of spinal deformity in CP are idiopathic form. Majd et al.3 examined the propensity of
based largely on severely aected individuals, in whom the scoliosis to progress in the adult residents of a care
the prevalence is quite high.The incidence of spinal defor- home. They found that many relatively small (o501)
mity in patients with CP as a whole is estimated at about curves progressed after skeletal maturity, but that the
25%, but the incidence in the institutionalised population risk was greater in patients with severe spastic CP. Inter-
is 60 or 70%.1 It must be realised that the incidence of estingly however, they were not able to relate the likeli-
scoliosis depends not only on the severity of the neurolo- hood of curve progression to initial functional status, but
gical decit, but also on the physiological category into did note that increasing curve severity led to a decline in
which the patient falls. Spinal deformity is more common function. A number of patients in their study went from
in spastic CP, with almost 70% of Madigan and Wallaces1 being assisted sitters to being bed-bound as their scolio-
patients with spastic CP developing a scoliosis, compared sis progressed.
with only 40% of their dyskinetic group, and 50% of the
ataxic group.Thus, the severely aected child with spas-
tic CP is at the highest risk of developing a scoliosis. Classication of spinal deformity in CP
It is much more dicult to recognise discrete patterns of
Natural history deformity in CP than it is in idiopathic scoliosis. However,
it is possible to dene two principal types of curvesFin
The natural history of scoliosis in CP diers from that of essence those which involve the sacropelvis and those
adolescent idiopathic scoliosis in a number of important which do not. Lonstein and Akbarnia4 called predomi-
Correspondence to: JBW.Tel: +44 (0) 161727 2170; Fax: +44 (0) 161727 nantly thoracic or thoracolumbar curves and no pelvic
2547; E-mail: bradwilliamson@ntlworld.com obliquity Type 1 curves, and those with long C-shaped
118 CURRENT ORTHOPAEDICS

Figure 1 Classication of cerebral palsy scoliosis (taken from


Lonstein).

curves going into the sacropelvisType 2 (Fig. 1). They ad-


ditionally classied the patient with a collapsing type of
kyphosis and no coronal plane deformity as having aType
3 deformity.This is a classication which is clinically rele-
vant as dierent instrumentation strategies are appro- Figure 2 Severe scoliosis showing loss of truncal balance.
priate for each.

the development of hip problems in the child with CP is


The eects of scoliosis in CP
more related to asymmetry of action of the muscles
The eects of scoliosis on the patient with CP dier con- about the hip than any suprapelvic or pelvic obliquity.5
siderably from those with the adolescent idiopathic de- Patients with severe pelvic obliquity have an increased
formity. The sentient patient with CP may share the likelihood of the development of pressure sores. These
body image concerns of her sister with idiopathic scolio- may occur over the dependent ischial tuberosity, greater
sis, but in addition to this, functional problems are com- trochanter, or sacrum. When they occur they are di-
mon in CP scoliosis and not in idiopathic scoliosis. cult to treat without addressing the underlying causeF
Most of the functional problems seen relate to the loss which itself is rendered more dicult by the presence of
of truncal balance (Fig. 2). If the ambulatory patient with an ulcer.
CP loses truncal balance, this may deprive them of their Skin excoriation in the angle between the ribs and the
precarious ability to walk. For the non-ambulatory pa- pelvis is common and dicult to treat in a satisfactory
tient, whose deformity tends to be worse, the problems way.
caused by truncal decompensation relate to loss of sit- Pain is a frequent concern of those involved in caring
ting balance. Loss of sitting balance may deprive them of for a child with CP. It is dicult to know the likelihood of
the ability to be upright.With the loss of sitting goes the a curve being painful. Many children with scoliosis are not
loss of the ability to observe the world, and to socialise. able to articulate their concerns and the views of the
The upper limbs become a prop, to arrest declining care-givers necessarily involve some speculation. How-
sitting balance, and the patient is deprived of their ever, it is my experience that a minority of severely af-
useFthey become afunctional quadriplegic. As scoliosis fected patients suer pain associated with their
and pelvic obliquity worsen, seating becomes impossible, deformity. Those who do are usually able to make their
and the patient is forced into recumbency. care-givers aware of their suering by one means or an-
There is a complex relationship between the increas- other.
ing pelvic obliquity that is seen inType 2 curves, and hip
subluxation and dislocation.There has been debate about
the part played by pelvic obliquity in the genesis of hip
dislocation. The two commonly go together and the de-
TREATMENT
bate has been of the chicken and egg variety. However, The objective of the management of spinal deformity in
the only conclusion which one can draw with any cer- CP is no dierent from the orthopaedic management of
tainty from this discussion is that the two commonly co- appendicular deformityFthe maximisation of function.
exist. The relationship between pelvic obliquity and hip As in the appendicular locomotor system, cosmetic con-
problems is an imprecise one, but the evidence is that siderations exist, but these are of secondary importance
MANAGEMENTOF THE SPINE IN CEREBRAL PALSY 119

compared to functional considerations. In order to max- tient. In this manner, the nature of the surgery, the prob-
imise function it is essential that truncal imbalance and able outcome, and the potential for complications can be
pelvic obliquity are corrected. shared with the patient. An informed discussion then al-
most invariably leads to a mutually agreeable decision
whether to proceed with operative treatment or not.
Non-operative treatment
In the patient with CP and normal intelligence, this same
These objectives may be achieved in a number of ways. approach can be followed, but this is seldom the case in
The easiest way to improve sitting balance is by the use my practice. One is therefore left in the unsatisfactory
of a thoracolumbosacral orthosis (TLSO). This is usually situation of having to make a dicult decision without
eective for children with moderate, exible curves and full appreciation of the patients problem, and without
has a surprising degree of acceptance amongst both pa- the ability to involve the person most aected by the de-
tients and care-givers. TheTLSO must be custom-made, cision in the making of that decision. Many surgeons are a
from a rigid material. In our experience, braces made from little uncomfortable with this situation, and prefer to
non-rigid materials such as Plastazote or canvas very sel- have a blanket policy of either oering surgery on the
dom have any benecial eect, but may be uncomfortable basis of radiological measurements, or of not operating
for the patient. Any benet from bracing which accrues on CP scoliosis.Our policy is to make the best assessment
to the patient is immediate and functional. The carers we can of the functional problems caused by a patients
and patient are therefore in a good position to assess the scoliosis, and then to discuss the issues with the patient
benet from the brace compared to the inconvenience of and care-givers. It is generally found that the care-givers
wearing. Those who experience a signicant functional have a long and intimate knowledge of the patient and
benet from brace wearing will continue to complyF their problems, and how they have changed over time.
those who do not, will not. There is no evidence that In this manner, we nd it possible to dene surgical ob-
wearing a brace alters the propensity of the curve to pro- jectives as best we are able, and reach a considered deci-
gress in any way, nor does it alter curve shape. sion about maximising the potential of each patient.
Some patients are not helped by bracing, or are unable
to tolerate the brace. This group are often managed by Indications for surgical treatment
seating adaptations. Most seats are based on an o the
We believe that consideration should be give to surgical
peg chassis. In the infant, this can be simply a standard
treatment when the scoliosis is responsible for a decline
car seat.These can be modied in a variety of ways from
in function.This may be categorised as follows:
judiciously placed pads through a whole variety of modi-
ed chairs to modular seats such as matrix chairs and K Patients with pain associated with their scoliosis
even specially moulded seats. The vast majority of pa- K Those whose sitting balance has deteriorated to such
tients can be seated in a satisfactory fashion by a skilled an extent that it is impossible to seat them adequately
orthotist. by the use of orthoses or seating modications
K Those whose pelvic obliquity is such that the skin over
the dependent buttock is at risk of breakdown, or that
Surgical treatment costo-iliac impingement means that excoriation is not
Surgical treatment has the ultimate aim of restoring a bal- amenable to conservative treatment.
anced trunk over a level pelvis. A great improvement can K Ambulatory patients whose truncal balance is
usually be expected following surgery, but such surgery is deteriorating so much that it interferes with the
a major undertaking, and should not be contemplated eciency of gait
without the back-up of a team of individuals, from anaes- K Patients of normal or near-normal intellect pose much
thetists and intensivists to family-care ocers who are less of a dilemma for the treating surgeon. In this
used to dealing with children with neuromuscular diseases. group, the indications for surgery are similar to those
The place of surgical treatment in the child with CP sco- with adolescent idiopathic scoliosis, bearing in mind
liosis remains controversial. The dilemma is that the pa- the greater propensity of curves associated with CP
tients most likely to have a surgical indication are also the to progress.
most profoundly handicapped, and often the least able to I believe that there is seldom an indication for surgical
withstand the physiological insult of major spinal surgery. treatment in the child who is not aware of his surroundings.
Patient selection for surgery is therefore dicult and
causes more heart searching than almost any other
Preoperative assessment
group of patients. Spinal surgery in CP is never absolutely
indicated, rather the indications are always relative.This A preoperative assessment of the patient with CP must
situation is one which spinal or orthopaedic surgeons are always begin with a detailed assessment of their func-
well used to. In other circumstances, the situation is tional level, and a reappraisal of the indications for surgi-
usually resolved by an informed discussion with the pa- cal treatment. It is easy to assess the gross functional
120 CURRENT ORTHOPAEDICS

levelFare they bed or wheelchair bound, can they Urinary tract


stand, can they walk inside or walk outside? However,
Urinary tract sepsis is a contraindication to surgical
assessment of ner functional level is useful in surgical
treatment.
decision making. For example a child who can feed him-
self or is fed by his carers (feeding is often the childs Haematology
greatest social interaction) has more to gain by maintain-
ing sitting balance than a child who is fed by a gastro- Scoliosis surgery is often a cause of major blood loss. So-
stomy. Once the surgeon has convinced himself of the dium valproate causes a von Willebrands like coagulo-
indications for surgery, the remainder of the preopera- pathy. With this condition, the usual clotting tests are
tive assessment can be seen to subserve two functionsF normal, and only measurement of the extrinsic pathway
determination of the operative strategy and determina- by bleeding time alerts the clinician to the problem. The
tion of the patients tness for surgery. paediatric neurologist should give consideration to chan-
ging the antiepileptic medication for the perioperative
Fitness for surgery period.

Respiratory tness
Relationship between spinal surgery and
Children with CP often have disordered upper gastro- treatment of hip subluxation
intestinal mobility and poorly coordinated swallowing.
Because of these factors, aspiration with accompanying Pelvic obliquity and hip subluxation commonly coexist.
respiratory infection is common. This may be addressed Fixed deformities of the hips are important to the
by fundoplication, or simply by gastrostomy feeding. spinal surgeon for a number of reasons. Firstly, in the
These issues should be treated before consideration of surgical candidate such contractures may make position-
spinal surgery. It is seldom possible to perform pulmon- ing on the operating table dicult. We have had to
ary function tests in CP patients.Those with the intellect perform a preliminary soft-tissue release of the hips
to co-operate with the testing process seldom have the purely to facilitate operative positioning. Secondly,
degree of neuromuscular coordination needed to per- the question of timing of hip and spinal surgery often
form the tests. An adequate assessment can usually be arises. Our approach has been that if there is an indica-
made by the performance of arterial blood gases. tion for spinal surgery then this should be performed
rst. The hip surgeon is then dealing with a stable situa-
Nutrition tion, and this allows a more accurate evaluation of the
situation.
Many children with CP have a very low body mass index,
and some are frankly malnourished. Spinal surgery is a
major physiological insult and patients are catabolic for Planning the surgical strategy
a considerable period. If the nutritional strain of spinal
It is important to establish the extent, severity and ex-
surgery is superimposed on a patients already marginal
ibility of all spinal curves in all three planes, and to deter-
nutritional status, then the situation is exacerbated and
mine a strategy for their correction. Careful clinical
poor wound healing is likely to result. A simple assess-
examination will do this to a considerable extent. An
ment of nutritional status may be made by examination
adequate clinical assessment can usually be made by ex-
of the serum albumin (a value of less than 35 g/l indicating
amination in the seated position, with the clinician on the
cause for concern) and peripheral lymphocyte count (a
other side of the examination couch. The exibility of
value of less than1.5 10/l indicating malnutrition). It has
the curve may be assessed by suspending the patient by
been suggested that the weight should be plotted on a
the axillae. Spinal balance, and the exibility of any pelvic
centile chart, and those less than the 5th centile indicates
obliquity can be assessed in this position. Type 1 curves
a higher risk for postoperative complications. Almost all
can certainly be dierentiated from Type 2 curves using
of our CP patients would fall below this cuto, but not all
this manoeuvre, and the need to instrument the pelvis
are malnourished.
determined.
Patients giving rise to nutritional concern should have
Radiographs are essential in the planning of spinal fu-
a period of preoperative hyperalimentation, either
sion levels. PA and lateral erect radiographs are the main-
through their gastrostomy, or overnight through a ne
stay of radiological assessment.These are however a less
bore feeding tube.
reliable tool than in the idiopathic population, as a con-
siderable number of children being considered for sur-
Skin
gery cannot sit unaided. They therefore need to be
The presence of acne is a contraindication to surgery as supported by their parents during the examination, and
the sub-acute wound infection rate may be higher in this this support inuences the apparent severity of the
group. spinal deformity. Spinal exibility is commonly assessed
MANAGEMENTOF THE SPINE IN CEREBRAL PALSY 121

by the use of supine bending radiographs. However, There is debate about the place of spinal cord monitor-
these are of limited value in patients with CP.The patient ing in neuromuscular scoliosis.This debate has centred on
is often unable to co-operate with side bending in which the technical feasibility of monitoring, and also the ratio-
case a suspension or traction lm gives a reliable esti- nale for monitoring in patients who are already pro-
mate of the curve exibility. foundly neurologically compromised. As far as the
If the curve is sti, and does not correct on suspen- former goes, we have found little diculty in performing
sion, then consideration should be given to the per- SSEP monitoring in CP6 and others have shown the e-
formance of a preliminary anterior release. This is cacy of cortical SSEP monitoring.7 With respect to the
especially so if truncal balance is not restored on suspen- latter, we would contend that the neurologically compro-
sion. In this procedure, the intervertebral discs and end- mised patient with CP deserves every chance to maintain
plates of the apical segments are excised. It is usually their neurological status after spinal deformity surgery.
possible to excise at least six discs through a single thor- Postoperatively, most patients return to the high de-
acotomy or thoracoabdominal approach.The curve ex- pendency unit, but a small numberFusually those hav-
ibility is increased greatly by this technique, and an ing sequential anterior and posterior surgery go to the
anterior fusion is promoted, lessening the pseudarthro- intensive-care unit, where they are often ventilated
sis rate.This procedure is usually accomplished under the overnight. An epidural catheter, placed peroperatively
same anaesthetic as posterior spinal fusion, with less by the surgeon gives rst-rate postoperative analgesia.
morbidity than if staged surgery is performed. It is how- We accept that under certain circumstances this may
ever a physically and mentally arduous undertaking, and cloud the neurological picture, but the quality of analge-
is probably best undertaken by a team of at least two sia is so good that it hastens the patients recovery su-
spinal surgeons. ciently for us to accept the trade-o. It is seldom dicult
The selection of fusion levels is done on the basis of to dierentiate between epidural induced paraesthesias
the radiographs. All vertebrae involved in the curve must and spinal cord injury on clinical grounds.
be instrumented. In determining the lower instrumented Because of the high blood loss, a degree of coagulopa-
vertebra it is useful to bear Duboussets concept of the thy is common after surgery. This usually corrects
sacropelvic vertebra in mind. This regards the sacropel- spontaneously within 72 h, although occasionally it is
vic unit as an additional vertebra. If it is involved in the necessary to give fresh frozen plasma perioperatively.
curveFa type 2 curveFthen sacropelvic instrumenta- We withhold non-steroidal anti-inammatories until the
tion should be performed. If the curve does not extend coagulation prole has normalised.
to the sacropelvic unit then instrumentation is usually
performed to the stable or neutral vertebra, whichever
Surgical techniques
is most caudal. With respect to the proximal fusion level
the situation is much simpler. Instrumentation to below In order to correct a spinal deformity we need to have
the high thoracic spine is associated with a high rate of the ability to apply corrective forces to the spine in three
junctional kyphosis, and our policy is to fuse toT2. planes, and the spine needs to be rendered exible
enough to respond to these forces.
The correction manoeuvre is performed by the use of
Anaesthetic considerations
instrumentation. Longitudinal members (rods or plates)
Spinal deformity surgery is a major physiological insult, are attached to the spine, and correctional forces are
and physiological parameters need to be monitored transmitted to the spine by anchors (screws, hooks and
carefully. An invasive measurement of blood pressure wires). The rod is thus bent to the shape we wish the
and measurement of central venous pressure are manda- spine to be (often a compromise between the anatomical
tory. We also use transoesophageal Doppler to assess shape of the spine and the maximal correction which can
cardiac output.Urinary output is monitored using a blad- be achieved safely), and the spine is drawn towards it
der catheter and Uri meter. (translated) by the anchors. Dierent anchors are used
Blood loss in these procedures can be major. Children for dierent purposes:
with CP are not suitable for autologous blood predona- Pedicle screws are the best all-round anchors and can
tion, but it is our policy to perform acute normovolaemic be used to apply forces in any direction.They are techni-
haemodilution in the anaesthetic room. In this way, 500 ^ cally dicult to use in deformity cases, especially in the
1000 ml of blood can be removed from the circulating vo- thoracic spine.
lume before the operative blood loss begins. Peropera- Sublaminar wires have the greatest length adjustability.
tive blood loss can be minimised by careful preoperative They can only apply a force in one direction.
positioning and meticulous packing during dissection.We Hooks can apply forces in multiple directions, but their
have found that the use of an aprotonin infusion reduces strength is not as great as other anchors.
the blood loss dramatically. Intraoperative cell salvage Special strategies are required for instrumentation of
further reduces the need for homologous transfusion. the pelvis. Screws may be introduced into the thick bone
122 CURRENT ORTHOPAEDICS

Figure 3. (a) Before surgery; (b) after surgery.

of the ilium, or a bent rod may be driven into the same around 10% is reported in this population.9,10 Our
area. Thus, the forces of exion, extension, and rotation experience is that acute postoperative wound infections
may be applied. can always be managed by thorough debridement. Sec-
ondary closure can usually be achieved, but occasionally
it is necessary to allow closure by secondary intention,
Complications
aided by a suction dressing. The metalwork can always
As with any major surgery there is an appreciable be preserved. Subacute or late wound infections are
incidence of complications with spinal corrective surgery due to low virulence organisms such as propionobacter
in CP. The occurrence of complications is related to acnes or coagulase negative staphylococci, and are
both the severity of the surgical intervention and the cured by metalwork removal after consolidation of the
preoperative state of health of the patients. Risk factors fusion.
for the development of postoperative complications in- Our experience has been that it is possible to reduce
clude severity of neurological involvement, recent his- wound infection rates signicantly by adherence to old
tory of signicant medical problems, and severity of fashioned theatre discipline. Double-wound prepara-
scoliosis.8 Interestingly, those who had both anterior tion, frequent change of sucker tips, and drastic reduc-
and posterior surgery did not have a higher complication tion in theatre trac pay dividends in the long term.
rate than those having posterior surgery alone. Pulmon-
ary and urinary infections were the commonest compli-
Results
cations, and there was a signicant incidence of wound
infection, in keeping with our own experience. More The results of surgery in terms of Cobb angle correction,
than 40% of Liptons patients8 were intubated for longer reduction in pelvic obliquity and restoration of sitting
than 3 days and almost 70% were hospitalised for more balance are generally favourable (Fig. 3). Our experience
than a fortnight. is that care-givers are almost universally delighted
The incidence of wound infection after this surgery with the surgical results, but a common theme is
is a cause for concern. These patients are immunocom- they consistently underestimate the severity of the
promised by their malnutrition, and their immune sys- surgery to be undertaken. However, once over the
tem is further down-modulated by exposure to large perioperative period, almost all care-givers feel that
amounts of homologous blood products. A large wound surgery has been worthwhile, and would put their
is open for many hours, and bulky implants provide charges through surgery again. There is of course no
a sizeable haven for contaminating bacteria. It is no patientorientated outcome measure applicable to this
surprise therefore that a wound infection rate of patient group.
MANAGEMENTOF THE SPINE IN CEREBRAL PALSY 123

4. Lonstein J E, Akbarnia B A. Operative treatment of spinal


PRACTICE POINTS deformities in patients with cerebral palsy or mental retardation.
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K Treatment should be aimed at increasing the deformity and subluxation in cerebral palsy. J Pediatr Orthop
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functional level of the patient, rather than
6. Williamson J B, Galasko C S B. Spinal cord monitoring
improving the radiographs in neuromuscular scoliosis. J Bone Joint Surg 1992; 74B:
K Surgery is a major undertaking, but generally gives 870872.
satisfying results 7. Ecker M L, Dormans J P, Schwartz D M, Drummond D S,
Bulman W A. Efficacy of spinal cord monitoring in patients with
cerebral palsy. J Spinal Disord 1996; 9: 159164.
8. Lipton G E, Miller F, Dabney K W, Altiok H, Bachrach S J.
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