Professional Documents
Culture Documents
D isc o v e r ie s
Carol A. Newsom
Emory University, Atlanta
cnewom@emory.edu
Abstract
No single model of genre is adequate to inform all types of research questions. In
this article six approaches to genre are briefly described. Then each is discussed
in relation to how it has been or might be used in investigating the Qumran
Hodayot.
Keywords
Qumran; Hodayot; genre; genre systems; form criticism; literary theory; family
resemblance; cognitive approaches to literature
1 Lawrence M. Wifls, The Jew in the Court ofthe Foreign King: Ancient Jewish
Court Legends (^nneapolis: Fortress, 1 0 ) .
Koninklijke Rdd NV, Leiden, 2 0 0 D O I: 10.1163/156851710X 513548
C. A. Newsom/ Dead Sea Discoveries 271 288270 (2010) ?
why we were raising rhe question of genre and what we hoped to learn
from our inquiry. 1 briefly outlined several different alternative approaches
to genre, ^ e n we looked again at Willss analysis. Even tbougb he bim-
self did not explicitly locate his analysis in terms of a particular tbeory of
genre, we attempted to discern wbat theory was implicitly in play in his
book. class quickly decided tbat Wills was operating witb a Wittgen-
steinian family resemblance model of genre.
family resemblance model is based on a genetic analogy-although
all individuals may have no single trait in common, a network of overlap-
ping similar traits can identify an ostensibly disparate group as having
family resemblances. As a model for genre, this approach can he used in a
variety of different ways, one of which is to show a linear connective rela-
tionsbip among texts. One notices bow exemplar A resembles B, how B
resembles c, how c resembles D, and so forth. O f course, by the end, A
and z may look substantially different, and one would rightly wonder
why they should he grouped together in any sort of classification, if one
looked only at A and z. Indeed this has been one of the criticisms leveled
against the family resemblance approach.^ Some of my students had
assumed, however, that Wills was interested in building a box within
which be could corral all of the putative court stories. That is to say, tbeir
sense was that genre was primarily about classification, knowing if a text
is this kind of a text or is that kind of a text. Otbers had assumed that be
was asking the question, if you wanted to write a court story, bow would
you go about doing it? ^ e s e students assumed that genre was about a
formula or templateand, indeed, some theories of genre formulate the
issue in just that way. Consequently, it made sense that Willss analysis
seemed inadequate to tbem. But Wills, we decided, was implicitly asking
a different question, or at least this was bow we reconstructed the inten-
tion of his inquiry. We understood bim to he starting from a general per-
ception that tbere exists a substantial amount of literature from the
Persian period onward that has as its main actors a king and a wise court-
ier. He was investigating wbetber tbese texts were simply beterogeneous
narratives or if it was possible to discern family resemblances among
them. And Wills demonstrates just that. One can line up the exemplars
a mental prototype of a genre and are foen able to recognize otber exam-
pies or to create examples by reference to tbe prototype.
A fifth way of understanding genre is to see genres as distinct modes of
perception or even of ways of constructing meaningful worlds. classic
formulation of this understanding of genre is that of Pavel Medvedev:
Every genre has its methods and means of seeing and conceptualizing
reality, which are accessible to it alone. . . . process of seeing and con-
ceptualizing reality must not be severed from the process of embodying it
in the form of a particular genre.. . . artist must learn to see reality
with the eyes of the genre.^ ^ i s approach to genre also stresses its cog-
nitive function but is less concerned with genre acquisition than it is with
the constructive power of genre. Independently of Medvedev, Rosalie
Colie similarly described genres as a set of interpretations, or frames or
fixes on the world, as tiny subcultures, with their own habits, habitats,
and structures of ideas as well as their own forms.^ ^ u s genre is a form
of knowing and conceptualizing the world.
A sixth way of understanding genre would object that, although the
other modes o^pproaching genre may touch on social functions, they do
not genuinely engage the dialogic nature of genres in a fashion that is
both synchronic and diachronic, ^ i s approach, initially explored by the
Russian formalist Yuri Tynyanov,15 is not concerned so much with indi-
vidual genres as with the ecology of genres or genre systems at a given
point in time and across periods of time. What is particularly important
about this way of approaching genre is that part of what constitutes the
meaning and significance of a genre is how it relates to other genres.
Much work in cultural systems of genre has focused on the relationship of
high and low genres, a topic not likely to be productive in Qumran
studies. But the notion that genres should not be studied in isolation
from one another is important. Another of foe insights of Tynyanov is
that genres and genre systems are fostorically dynamic, and that different
cultural epochs may see the flourishing and demise not just of individual
genres but of entire groups of genres. Altbougb the notion of tbe inter-re-
lation of genres in a society and tbeir cbange over time is clearly impor-
tant, wbat one means by a genre system and how one analyzes it have
proven to he elusive issues.
It is important to remember tbat the approacbes to genre listed here
are neitber exhaustive nor are tbey strictly separate from one anotber.^ In
any particular instance of genre study, several of the approaches may he in
play in a complementary fasbion. Although it is not possible to do more
than give a quick sketcb, in what follows I want to sbow bow various
approaches to genre have been and might he useful in researcb on the
Hodayot.
Classification
] acob Licht, The Thanksgiving Scroll: A Scroll from the Wilderness ofjudaea
57( in Hebrew).
(]erusalem: foe Bialik Institute, 119 - ,17
20 See the overview of Gnter Morawe, Vergleich des Aufbaus der Danklie-
der und hymnischen Bekenntnislieder (1QH) von Qumran mit dem Aufbau der
Psalmen im Alten Testament und im spaetjudentum, RevQ 4/15 (1963):
foe use of genre to understand the function of the Hodayot has also
played a significant role in research. In large part tbis question emerged as
part of form critical analysis. Form criticism, unlike mucb traditional
genre criticism in literary studies, has always asked about the social func-
tion of genres. How and in wbat contexts did one use this form of speecb?
Unfortunately, Qumran scholarship is still unable to definitively deter-
mine the precise Sitz im Leben of the Hodayot. early debates con-
cerned wbetber the Hodayot had a liturgical setting or were private
meditations.^ Bilbab Nitzan used generic features to argue that foe
Hodayot were not liturgical compositions in the sense of being fixed
prayers,27 but the situation is more complicated tban ber analysis sug-
gests. As Eileen Scbuller has sbown, different collections of Hodayot may
have functioned differently, and in some cases there are generic markers
that suggest liturgical settings.^
^ i s form-critical approach, however, only explores part of the issues
that can he raised by invoking a model of genre tbat is concerned not
only witb function but also witb tbe development of cultural know-bow
(approach #4 above). In The Self as Symbolic space, although I did not
explicitly invoke the category of genre, I was concerned about the role of
the Hodayot in the formation of sectarian identity, ^ u s I implicitly used
a model of genre as cultural competence. My working bypotbesis about
the Sitz im Leben of the Hodayot was that tbey were recited in a commu-
nity gatbering, tbougb not necessarily in a liturgical context, and that in
sucb settings a member might recite a known bodayab or compose a new
one.29 Learning how to compose such a first person prayer, I argued, was
central to the formation of a new sectarian identity and set of values. But
bow does one learn to compose in a particular genre? ^ i s I did not
explore in any detail, saying only Having beard enough of tbese prayers,
it would not he difficult to compose one that fit the model. ^That ratber
begs the question. In many contexts, especially in religious communities,
genres such as prayers are not explicitly taugbt so mucb as absorbed. But
what makes it possible for this process to happen?
Recent work on cognitive genre theory can belp explicate the process.
Human cognition is keenly attuned to pattern, and genres are patterns or
schemata of possible ways of speaking. John Frow identifies what be calls
the structural dimensions that cluster togetber to constitute foe specific
configuration of a genre as follows:
(1) the formal organization, which is a combination of the material
medium and the immaterial categories of time, space, and the
enunciative position of the speaker. In an oral genre the material
properties would include sound patterns and rbytbms of language
(e.g., prose or poetry), linguistic register, cboices of particular
grammar and syntax (e.g., simple or complex sentences), lengtb of
the composition, and so fortb.
(2) the rhetorical structure includes not only literary features (e.g.,
stereotypical ways of beginning and ending), but also the way
the composition figures the power and autbority relationships
of speaker and hearer, tbe trutb status of wbat is being consid-
ered, and implications about the kind of world projected in the
speech.
( )the tbematic content is the sbaped buman experience tbat a genre
invests witb significance and interest, presented through recur-
rent topoi, subjects of discourse, cbaracters, and even cbaracteris-
tic forms of argumentation.
Wbat Frow outlines are the patterned forms of data that are internalized
in learning a new form of speecb. But how do people learn what sound
like fairly complicated patterns of significance? Cognitive theories of
genre suggest that people form conceptions of genre with respect to pro-
totypes, often specific examples that serve as a model, ^ e s e are perceived
as baving a fairly lean framework schema that constitutes a Gestalts,true-
ture, wbieb organizes particular elements in relation to one anotber. ^ i s
approacb accounts for the play of similarity and difference that one sees
in a body of compositions of the same genre. Composers will have identi-
fied certain elements as essential, some as default elements, and some as
optional. One sbould not forget, of course, that social context may allow
for more or less variation in instances of genre performance. Etbnograpbic
research on the genre practices of Alcoholics Anonymous has demon-
strated that a new member learning bow to tell his or ber personal story
will he cballenged and corrected by otber members if the account deviates
from the essential elements of the schema.32
The Hodayot of the Community lack the common narrative structure
one finds in an AA personal story, but tbey appear to he cbaracterized not
only by standardized openings but also by a relatively limited number of
topoi and affective stances. normative posture induced by the open-
ing is that of tbankfulness, wbicb is specified as thankfulness for Gods
spiritual gifts to the speaker, wbicb prominently include knowledge and
the ability to refrain from sinning against God and to do what God
wishes, all powerful nature of God and the speakers utter depen-
dency on God are frequent topoi, often articulated as an awareness of the
predetermined nature of human conduct, which generates a disposition
of humility on the part of the speaker, but wbicb also facilitates tbe con-
fession of bis natural sinfulness and wretcbedness, as well as his awareness
of the graciousness of God in delivering bim from the coming judgment
against the wicked and giving him an exalted status in company witb the
angels. gift of knowledge enables the speaker the joy of understand-
ing and praising the mysteries of God in creation and judgment, $ is
the basic repertoire of the Hodayot of the Community. One could also
specify recurrent stylistic tecbniques, sucb as the use of rbetorical ques-
tions, especially tbose to he answered in the negative, cbains of biblical
allusions and biblicizing pbraseology, and so forth. Recognizing tbese
topoi, affective dispositions, recurrent vocabulary, and stylistic devices as
building blocks, and seeing how the topics relate to one anotber and may
he used to lead back and forth from one theme to another, an individual
would have a sense of bow to compose a bodayab tbat would pass muster
witbin the Qumran community. Although we do not know bow and why
the particular compositions now extant came to he copied on the various
scrolls of the Hodayot, it is entirely plausible that one of tbeir functions
was to serve as prototype models for an important genre of sectarian life.
Given that memorization was an important part of education in ancient
Mediterranean societies, perbaps some of the compositions were memo-
rized, thus making internally available a prototype for imitation.
Wben Pavel Medvedev argued that genre was a means of seeing and con-
ceptualizing reality (approacb #5 above), he cbose examples that made his
point obvious and persuasive, tbougb perhaps too easy: a cbart (as a
genre) provides a different mode of perception on the world tban does an
anecdote (as a genre). ^Mikbail Bakbtins contrast of the novel and the
epic is similarly broad enougb to he easily grasped.^ But what migbt it
35 Frow, Genre, .
36 Frow, Genre, 83.
37 Frow, Genre, 84.
C. A. Newsom/ Dead Sea Discoveries 283 288270 (2010) ?
into a new pattern.38 Peter Seitel calls these patterns generic worlds,
which are characterized by time, space, categories of actors and settings,
causality, and motivationand tbe interpretation tbey call for.39 ^ i s
understanding is closely similar to tbat of Rosalie Colie, cited above, con-
cerning genres as subcultures.^ Frow appropriates these insights and
illustrates tbem by reference to the world of the tabloid press, the world
of the picaresque novel, the world of the Petrarcban sonnet, the world of
the curse, and the world of the television sitcom.^ ^ u s if one speaks of
the world of the Hodayot (including for the present botb Community
and Teacber compositions), it is a world perceived tbrougb the experience
of a pious and grateful individual, deeply loyal to and utterly dependent
upon an all-powerful Cod, beset by predatory enemies precisely because
of his loyalty to Cod . temporality of this world finds its intense focus
in the present moment of confession, tbougb it ranges backwards in rec-
ollections of past sinful wretchedness and forwards to escbatological tur-
moil and judgment. emotional range goes from sublime highs of
transcendent communion witb angels to equally sublime lows of utter
self-loathing, as well as from intensely imagined experiences of endanger-
ment to experiences of utter security. It is a world constituted by an expe-
rience of divinely given knowledge that allows the speaker to understand
the meaning of the world and his role in it in a way unavailable to tbose
outside the covenant. Wbile many of tbese elements can he found in
otber genres, the Gestalt of the Hodayot is a unique generic world. More-
over, in part because the genre is framed in first-person singular speech, it
creates wbat Frow calls reality or truth effects.^ ^ e s e are genre cbaracter-
istics that evoke sincerity and transparency and do not call attention to
the constructed nature of tbeir representation of reality. Hodayot
accomplisb this stance by taking the form of testimony. In part, they derive
their trutb effects from the tradition of biblical psalmodys serious-minded
testimony to the saving acts of God. But the representation of the speaker
as one whose very capacity to speak is formed by the divine gift of spiri-
tual knowledge makes the claim to be telling a deep truth an essential part
of this genre in a way that it is not even in the biblical psalms of thanks-
giving.
In describing the generic world of the Hodayot, I am not describing
the world of the sectarian per se but specifically the world constructed by
this particular genre of sectarian literature. If one looks at other sectarian
literature from Qumran, it is possible to see that foe generic world of the
Hodayot differs from, for example, the generic world of the serakim. Each
has its own way of conceptualizing the sectarian context. cast of char-
acters in the Serek ha-Yahad differs considerably, as does its orientation to
time, its emotional tonality, its use of language, and the actions and activ-
ities with which it is concerned, though it does, in some of its editions at
least, incorporate a hodayot-like composition as a concluding element.
Both genres are, in my opinion, instructional or formational in intent.
But they do their complementary work by constructing different generic
worlds. One can see this difference, for example, by comparing the differ-
ent ways in which disaffection with the community is represented and
framed in the Hodayot and the Serek ha-Yahad (e.g., IQS 7:15-25 and
IQH* 1 20 5 5( The resources of genre available to each type of com-
position results in a different rhetorical strategy.
When modern genre theorists talk about the usefulness (or not) of an
analysis of genre systems, (approach #6 above) they often are critical of
attempts to establish grand patterns, especially those that involve hierar-
chical distinctions, which was a concern of older theories of genre sys-
tems.^ Consequently, they may attend to smaller patterns of relationship,
especially between closely related or clearly contrasting genres (e.g., the
aphorism and the dictum,^ comedy and tragedy, the elegy and the
48 For a useful but rather un-theorized account see Michael E. Stone, ed .,Jew-
ish Writings of the Temple Period (CRINT 21; Assen/Fhiladelphia: Van
Gorcum/Eortress, 1984).
49 Fowler, Kinds ofLiterature, 239-51.
50 Rosmarin, The Power of Genre.
C. A. Newsom/ Dead Sea Discoveries 287 288270 (2010) ?
Family Resemblance5Again
C o n c lu sio n
the category was explicitly named. risk one runs when such issues are
only implicit, however, is that one will fail to clarify which of many
approaches to issues of genre is actually being assumed in tbe analysis. By
making explicit the variety of ways in wbicb genre can he studied, Qum-
ran scbolars can better understand botb the bistory of our disciplines
researcb into the Hodayot and to see wbere new types of inquiry can
fruitfully he undertaken.
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