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reality? By no means! It merely affirms the special character, ~YE~i~-.fQ!l:.~~!!: Of course, science sets itself the same goal. It
the peculiar kind of reflection of reality there is in art. I~~ achieves dialectical concreteness by probing more profoundly
apparendy circumscribed world in the work of art and its into the laws of motion. Engels says: "The universal law of
non-correspondence merely an ilhision, thougna necessary scientific cognition of reality is endless. 'L~~!_~2!2ktiy.~y
one, essential and intrinsic to art. The effect of art, the immer ~~,"~~E:~~X~. :~~~~"!':~_c~ . ~y~.ac;(;1:E~~~.. ~(;i~!!~:if,t~,(;9.~!!~tti-!!?
!i~!Ur~O'(~~~~led~~tat}~o\i~di~i!l~~f~~i~~~~iIi~~~,
~1nll;~~;rf~~J~?~~~!~l;~~'Wv;si~~~~~~~
hIu!:/i~~I~i~~ali:~~~n~~.;~,,!~~,~'r~;;~P:!~;:
clearly.
Th,i~"E~p~~:nta.ti0D.: ,of, ,lif.~1.~!!t;t~t,l!!:~<:L}!1:1...9Xg~!~<!..J:gQIe
!J.!:~!Y.,"'E~,strit:~ly.tllan or<iin<l:ry "life.~~~eE:~e~ ,is)n,in!iJnl:l:~~
;:~I~~9~,!?th~11<::ti\fesocial function,' ihepropaganda effectgf
Q!L~iE~=:~ili~!=:kri~::=,~4~3i!~,~af;~~~]tQiiIt']i:lhi:]:~~~
~~~~~ ~e!e~;'~/I!?i~~ili~fJ~~~~~tS~r~i:!~
bourgeois aestheticism has its epistemological base in the failure
in """,,,,,,,,,,,,,,,,,,,._.L.~Ew,,,"""" ",.. '_' '" ", . J
~"_._,!E!_.'."_"_M'M ep to recognize the dialectical unity of content and form. Hegel
ob'ective
~EL~~""P_g, ro a anda ... _,P~otential of art inllie'I:efiiffiSr'con:
__"",_.__"_.._.-,.,,,_._,,_.. ,.,.,,,,"._"'___'_"'~'_""'_'___ '_ defines this unity thus: "... content is nothing but the con
~.~~.~-_c:l!.,p'~~~~~~p_~I!Sl"'J:::IJ?!~~tlJ.!~,.,pt.Ire".p'~IJ.?,!!~_.E~?P.~ version of form into content, and form is nothing but the
lt~c1! . ,~,hJ~h . ,g~,.~P!"Ww.."Qr.mmj~~.1Y,.2.~.!.2i!~~~~_5?'!_!~ conversion of content into form." Though this concept seems
subiect
-",,,,",_J."..~,.,,,,~,, ..matter but
,,~_.,,",,~__ ... ~ ''''"'', "... '", ,,,remains
,,""" ""'" ".. ,- --~'" ,.'a-.,",,_
mere ~ '" sub]'ective
_'''" f"xnression
, ,,' "._' ".::::.':'1:",., of the
. """" "~"" __.,' ".:.._,,,.
abstractly expressed, we will see as we proceed that Hegel did
author's views. indeed correctly define the interrelationship of form and
content.
Of course, merely in connection with their interrelationship.
IV
Hegel must be "turned upside down" materialistically in that
The Objectivity of Artistic Form the mirroring quality of both content and forin must be estab
Both the tendencies to subjectivism just analysed disrupt the lished as the key to our investigation. The difficulty consists
dialectical unity of form and content in art. In principle it is in grasping the fact that artistic form is just as much a mode of
not decisive whether the form or the content is wrenched out reflecting reality as the terminology of logic (as Lenin demon
of the dialectical unity and inflated to an autonomy. In either strated so convincingly). Just as in the process of the reflection
case the concept of the objectivity of form is abandoned. Either of reality through thought, the categories that are most general,
m~ans that the form becomes a "device" to be manipulated the most abstracted from the surface of the world of phe
subjectively and wilfully; in either case form loses its character nomena, from sense data, therefore, express the most abstract
asa specific mode of the reflection of reality. Of similar ten laws governing nature and men; so is it with the forms of art.
dencies in logic Lenin declared sharply and unequivocally: I t is only a question of making clear what this highest level
"Objectivism: the categories of thought are not tools for men of abstraction signifies in art. ,
but the expression of the order governing nature and men." That the artistic forms carry out the process of abstraction,
This rigorous and profound formulation provides a natural the process of generalization, is a fact long recognized. Aristotle
basis for the investigation of form in art, with the emphasis, contrasted poetry and history from this point of view (it should
naturally, on the specific, essential characteristics of artistic be noted by the contemporary reader that Aristotle 1lllderstood
reflection; always within the framework of the dialectical by history a narrative chronicle of loosely related events in the
materialist conception of the nature of form. manner of Herodotus). Aristotle says: "Historians and poets
The question of the objectivity of form is among the most do not differ in the fact that the latter write in verse, the
difficult and least investigated in Marxist aesthetics. Marxist former in prose.... The difference lies rather in the fact that
Leninist epistemology indicates unequivocally indeed, as we the one reports what actually happened, the other what could
have seen, the direction in which the solution of the problem is happen. Thus poetry is more philosophical than history, for
to be sought. But contemporary bourgeois concepts have so poetry tends to express the universal, history the particular."
influenced our Marxist theory of literature and our literary Aristotle obviously meant that because poetry expresses the
practice as to introduce confusion and reserve in the face of a universal it is more philosophical than history. He meant that
poetry (fiction) in its characters, situations and plots not merely
46 WRITER AND CRITIC ART AND OBJECTIVE TRUTH 47
lllutates individual characters, situations and actions but also the point of departure for perception and conception." In
expresses simultaneously the regular, the universal and the our introductory remarks we noted how Lenin defines the
typical. In full agreement Engels declares the task of realism dialectical approach to the intellectual reflection of the concrete
to be to create "typical characters under typical conditions". in Marxist epistemology.
The difficulty in grasping abstractly what great art of all time The task of art is the reconstitution of the concrete-in this
has achieved in practice is twofold: in the first place, the error Marxist sense-in a direct, perceptual self-evidence. To that
must be avoided of opposing the typical, the universal and the end those factors must be discovered in the concrete and
regular to the individual, of disrupting intellectually the in rendered perceptible whose unity makes the concrete concrete.
separable unity of the individual and universal which deter Now in reality every phenomenon stands in a vast, infinite
mines the practice of all great poets from Homer to Gorki. In context with all other simultaneous and previous phenomena.
the second place, it must be understood that this unity of the A work of art, considered from the point of view of its content,
particular and the universal, of the individual and the typical, provides only a greater or lesser extract of reality. Artistic
is not a quality of literary content that is considered in isola form therefore has the responsibility of preventing this extract
tion, a quality for the expression of which the artistic form is from giving the effect of an extract and thus requiring the
merely a "technical aid", but that it is a product of that addition of an environment of time and space; on the contrary,
interpenetration of form and content defined abstractly by the extract must seem to be a self-contained whole and to
Hegel. require no external extension.
The first difficulty can only be resolved from the standpoint When the artist's intellectual disciplining of reality before
of the Marxist conception of the concrete. We have seen that he begins a work of art does not differ in principle from any
mechanical materialism as well as idealism-each in its own other intellectual ordering of reality, the more likely the result
. way, and, in the course of historical development, in different will be a work of art.
forms--bluntly oppose the direct reflection of the external Since the work of art has to act as a self-contained whole
world, the foundation for any understanding of reality, to the and since the concreteness of objective reality must be recon
universal and the typical, etc. AI; a result, the typical appears stituted in perceptual immediacy in the work of art, all those
as the produc;t of a merely subjective intellectual operation, factors which objectively make the concrete concrete must be
as a mere intdlectual, abstract and thus ultimately purely depicted in their interrelation and unity. In reality itself these
subjective accessory to the world of immediate experience; not conditions emerge quantitatively as well as qualitatively in
as a component of objective reality. From such a counterposing extraordinary variety and dispersion. I!:.~~~eteness~~.!:
of opposites it is impossible to arrive at a conception af the phenomenon deRends dire~lY._l:lp'n this .extef!Siv~]. inf]llite total
unity of the individual and the typical in a work of art. Either contex~:Trjtli~~~!_<:l! ~!Lanx ~t~!~5~!._~Y. e,,-~nt, ~'!!y'_~di
a false conception of the concrete or an equally false concep ~g!!!!_QLa.:ny-.as$.c;;tQf.!h~.illg!y!g1!!!:s...!M~lIlustr~~~~
tion of the abstract becomes the key to the aesthetic, or at most !..SQntexJjgj!.91l:cr~t~n~_!h!l...s iIlJht<J!~L~Uts inherent
an eclectic one-or-the-other is propounded. Marx defined the .!!nE2rt,!Ult,.!!~~iE!!:!?-~ These determinants must in the first
concrete with extraordinary incisiveness: "The concrete is con place be present from the start of the work; secondly, they
crete because it is the synthesis of many determinants, the unity must appear in their greatest purity, clarity and typicality;
within diversity. In our thinking the concrete thus appears as thirdly, the proportions in the relationships of the various
the process of synthesis, as the result, not as the point of depar determinants must reflect that objective partisanship with
ture, although it is really the point of departure and hence which the work is infused; fourthly, despite the fact that th6Y
48 WRITER AND CRITIC ART AND OBJECTIVE TRUTH 49
are present in greater purity, profundity and abstraction than grey, numberless masses of Silesian weavers. The depiction of
is found in any individual instance in actual life, these deter the masses as masses is the artistic achievement of this drama.
minants may not offer any abstract contrast to the world of When we investigate how many characters Hauptmann
phenomena that is directly perceptible, but, contrarily, must actually used to depict these masses, we are surprised to dis
appear as concrete, direct, perceptible qualities of individual cover that he used scarcely ten to a dozen weavers, a number
men and situations. Any artistic process conforming to the intel much smaller than is to be found in many other dramas which
lectual reflection of reality through the aid of abstractions, etc., do not even begin to provide an impression of great masses of
which seems artistically to "overload" the particular with people. The effect arises from the fact that the few characters
typical aspects intensified to the utmost quantitatively and depicted are so selected and characterized and set in such
qualitatively requires a consequent artistic intensification of situations and in such relationships that within the context and
concreteness. No matter how paradoxical it may sound, an in the formal proportionality in the aesthetic illusion, we have
intensification of concreteness in comparison with life mst the impression of a great mass. How little this aesthetic illusion
therefore accompany the process of developing artistic form depends on the actual number of characters is clear from the
and the path to generalization. same author's drama of the peasants' revolt, Florian Geyer,
Now when we pass to our second question, the role of form where Hauptmann creates an in~omparably greater cast of
in the establishment of this concreteness, the reader will per characters, some of which are even very clearly delineqted as
haps no longer consider Hegel's quotation regarding the individuals; nevertheless the audience only intermittently has
transformation of content into form and form into content so the sense of a real mass, for here Hauptmann did not succeed
abstract.<Consider the determinants in a work of art we have in representing a relationship of the characters to each other
so far derived exclusively from the most general conception of which would give the sense of a mass and would endow the
artistic form-the self-containment of a work of art: on the mass with its own artistic physiognomy and its own capacity
. one hand, the intensive infinity, the apparent inexhaustibility ~~ .
\~''-):''lJ.f!><~r a work of art and the subtlety of the development by which This significance of form emerges even more clearly in more
it recalls life in its most intensive manifestation; on the other complicated cases. Take the depiction of the typical in Balzac's
hand, the fact that it discloses simultaneously within this Pere Goriot. In this novel Balzac exposes the contradictions in
inexhaustibility and life-like subtlety the laws of life in their bourgeois society, the inevitable inner contradictions appearing
freshness, inexhaustibility and subtlety. All these factors seem in every institution in bourgeois society, the varied forms of
merely to be factors of content. They are. But they are at the conscious and unconscious rebellion against the enslavement
same time, and even primarily, factors emerging and becoming and crippling of the institutions in which men are imprisoned.
apparent through artistic form. They are the result of the Every manifestation of these contradictions in an individual or
transformation of content into form and result in the transfor a situation is intensified to an extreme by Balzac and with
mation of form into content') merciless consequence. Among his characters he depicts men
Let us illustrate this very important fact of art with a few representing ultimate extremes: being lost or in revolt, thirsting
examples. Take a simple example, one might almost say a for power or degenerate: Goriot and his daughters, Rastignac,
purely quantitative example. Whatever objections one might Vautrin, the Viscountess de Beauseant, Maxime de Trailles.
level against Gerhart Hauptmann's Weavers as a drama, The events through which these characters expose themselves
there is no question that it succeeds in awakening an illusion follow upon each other in an avalanche that appears incredible
that we are not involved merely with individuals but with the if the content is considered in isolation-an avalanche im
50 WRITER AND CRITIC
ART AND OBJECTIVE TRUTH 51
pelled by scarcely credible explosions. Consider what happens ~ighest mode of condensation of content, of the extreme
in the course of the action: the final tragedy of Goriot's family, intensification of mot~vations> of constit~ the;~Erope~
the tragedy of Mme de Beauseant's love affair, the exposure proportiol1 among, the incljyidu~~ierarchy
of Vautrin, the tragedy arranged by Vautrin in the Taillefer
2Llm.Rg!!.e!!~qn~t&.Qll!ni_dicti9ns Qf the lif~
house, etc. And yet, or rather precisely on account of this rush .!!lirrored in the work of art.
of events, the novel provides the effect of a terrifyingly accurate It is, of course, necessary to study this characteristic form in
and typical picture of bourgeois society. The basis for its individual categories of form, not simply generally in composi
effectiveness is Balzac's accurate exposure of th~pects tion, as we have done so far. We cannot investigate the
of the basic contradiction in bourgeois society-a necessary particular categories since our task is more general-to define
precondition to the effect but not in itself the effect. The effect form and to investigate its objective existence. We will select
itself results from the composition, from the context provided only one example, plot, which has been considered central in
by the relationships of the extreme cases, a context in which discussions of literary form since Aristotle.
the apparent outlandishness of the individual cases is elimi It is a formal principle of epic and drama that their con
nated. Extract any one of the conflicts from the general context struction be based on a plot. Is this merely a formal require
~nd you dis~~!:_j.Lfanl~stic,__ .!!!eJ.QQ!~at~c, improbaote tale. ment, abstracted from content? Not at all. When we analyse
~ut j_L~j1J1: JJ.~t;;!'Wi~.QLtJle __~jtgg~::t!!<:>l!_in ~ the:_i.J:i!:l[0.~Eial this formal requirement pr~cise!y in its for~~.tractness,-we
even~.,- in_!~<:_~I.!(l!(l_<:.~~ri~8:ti.?l!(l[ld eV(!!l: _, i[l the language ~it~ ~ome t<:> the con~usi2!l_!E~!"_?~-Y..!~01:!gh p!.~.S1l:!!.t:Q~diale~tic
in the relationships established among those' extreme events
of .J:_~El~g~.52:Ck~e.!!<:.e.~st.so~rl~Si9!l~~.l?~_ex12ress~g.L th~"L_only
~!1!?_~if]3_~~(l~'~- ~?~i~ti~~~_~~~tj~~":~i~Ei?E~~~~~f_l?.ac~ through a character's action can the contrast betweenwhat he
lQ'ound emerges. Only with such an extreme intensification of ~ objc:!::!iY-~~Y~~IK~-eiill.'!,g~~=~elf k>~.!2.ke exp~~~d
improbable events could Balzac depict how Vautrin and Goriot ill a process that the reader can experience. Otherwise the
are similarly victims of capitalist society and rebels against its writer wOiifcf-e.rtner'-be forced-to "takChiSCiliracters as they
consequences, how Vautrin and Mme de Beauseant are moti take themselves to be and to present them then from their own
vated by a similar incomplete conception of society and its limited subjective perspective) or he would have to merely
contradictions, how the genteel salon and the prison differ only assert the contrast between their view of themselves and the
quantitatively and incidentally and resemble each other in reality and would not be able to make his readers perceive and
profound respects and how bourgeois morality and open crime experience the contrast. The requirement for representing the
shade into each other imperceptibly. And furthermore artistic reflection of social reality through plot is therefore no
throUgh the piling up of extreme cases and on the basis of the
I
mere invention of aestheticians; it derives from the basic
accurate reflection of the social contradictions which underlie materialist dialectical practice of tl;J.e great poets (regardless of
them ill their extremeness, an atmosphere arises which elimi their frequent idealist ideologies) formulated by aesthetics and
nates any sense of their being extreme and improbable, an established as a formal postulate-without being recognized
atmosphere in which the social reality of capitalist society as the most general) abstract reflection of a fundamental fact
emerges out of these instances and through them in a crassness of objective reality. It will be the task of Marxist aesthetics to
and fullness that could not otherwise be realized. reveal the quality of the formal aspects of art concretely as
Thus the content of the work of art must be transformed modes of reflecting reality. Here we can merely point to the
into a form through which it can achieve its full artistic effec problem) which even in regard to plot' alone is far too compli
tiveness. Form is nothing but the highest abstraction, the
--- cated for adequate t?reatment in this essay. (Consider) for
52 ART AND OBJECTIVE TRUTH 53
WRITER AND CRITIC
(Comeille and Racine in contrast to the Greek tragedians and
example, the significance of the plot as a means for depicting
process.) Shakespeare). That content which emerges as an independent
entity (like its antithesis, form as an independent entity) also
The dialectic of content and form, the transformation from
has a subjective character, we have already seen.
the one into the other, can naturally be studied in all the stages
This interrelationship of form and content did not escape
of origin, development and effect of a work of art. We will
the important aestheticians of earlier periods, of course.
merely allude to a few important aspects here. When we take
Schiller, for example, recognized one side of this dialectic and
the problem of subject matter, we seem at first glance to be
acutely formulated it, viewing the role of art as the annihila
dealing again with a problem of content. If we investigate more
tion of subject matter through form. In this statement, how
. closely, however, we see that breadth and depth of subject
ever, he provided an idealistic and one-sided subjectivist formu
matter convert into decisive problems of form. In the course
lation of the problem. For the simple transfer of content into
9f investig~!!~e histgEY._()_L!!!~ividual forms" one ca_~e form without the dialectical counteraction necessarily leads to
clearly how the introduction and...,.,.,,'-------_.-,-----,,-----"'
. . ,_. . -..... -....--.-.." mastery of new thematic
----~---I an artificial independence of form, to the subjectivizing of
~ateE~~LE<l:1!S._i1~.~~"E1.t::~_ .!9:tJIl..."Yit.h.!gn}ficarU1s.ll~}.Yc_pxiu- form, as is often the case not only in Schiller's theory but in
.~!E.~~~w~~thi!L!h~J(),!l1:'".g9Y,~f11:i:r1K.~Y~!y.thlngJ!:9!ll.fQmRQitIQ.D his creative practice as well. .
~o diction. (Consider the struggle for bourgeois drama in the
It would be the task of a Marxist aesthetic to demonstrate
eighteenth century and the birth of an entirely new type of concretely how objectivity of form is an aspect of the creative
drama with Diderot, Lessing and the young Schiller.) process. The comments of great artists of the past provide an
When we follow this process over a long period of history, almost inexhaustible source for this investigation, an investi
the conversion of content into form and vice versa in the effect gation we have hardly begun. Bourgeois aesthetics can scarcely
of works of art is even more impressive. Precisely in those begin any study of this material, for when it recognizes the
works in which this conversion of one into the other is most objectivity of forms, it conceives of this objectivity only in
developed, does the resultant new form attain the fullest con some mystical fashion and makes of objectivity of form a
summation and seem entirely "natural" (one thinks of Homet~ , sterile mystique about form. It becomes the responsibility of a
Cervantes, Shakespeare, etc.). This "artlessness' in the greatest Marxist aesthetic in developing the concept of form as a mode
masterpieces illuminates not only the problem of the mutual of reflection to demonstrate how this objectivity emerges in
conversion of content and form into each other but also the the creative process as objectivity, as truth independent of the
significance of this conversion: the establishment of the objec artists's consciousness.
tivity of the work of art itself. The more "artless" a work of This objective independence from the artist's consciousness
art, the more it gives the effect of life and nature, the more begins immediately with a selection of the subject matter. In
clearly it exemplifies an. actual concentrated reflection of its all subject matter there are certain artistic possibilities. The
times and the more clearly it demonstrates that the only artist, of cqurse, is "free" to select anyone of these or to use
function of its form is the expression of this objectivity, this the subject -matter as the springboard to a different sort of
reflection of life in the greatest concreteness and clarity and artistic expression. In the latter case a contradiction inevitably
its motivating contradictions. On the other hand, arises between the thematic content and the artistic elabora
every form of which the reader is conscious as form, in its very tion, a contradiction which cannot be eliminated no matter
independence of the content and in its incomplete conversion skilfully the artist may manipulate. (One recalls Maxim
mto content necessarily the effect 01 a rub}ective ex:preB striking critique of Leonid Andreyev's Darkness.) This
~\\)l\ lat'net t'na.1\. a 1.\1\\ lel\ectlOl\ 01. t'ne ~\1b\ect mattel: \.u"tl\
54 WRITER AND CRITIC ART AND OBJECTrvE TRUTH 55
objectivity reaches beyond the relationship of content, theme etc.) do not arise out of the inner dialectic of the original short
and artistic form.
story material but remain unrelated and superficial in the
When w~ obtain,_~~,;;t~~~heo!y_?~..~nres, we .~ theE development and do not provide the broad, varied complex
be._~ble to s~ _~~~...~~~_g~E.~_~~}~ ..?~I!sp~~k;:!!J! necessary for the construction of a novel.
laws.~hich no artist caE ignore.:!V2.~.<?~~enr.wnen Zola, for Once sketched, characters and plots show the same inde
example, in his novel The Masterpiece adopted the basic
structure of Balzac's masterly short story "The Unknown ~ndenc~ ~artISt'S ~~!~~!l~!1.!2.~i1i. QliW~
th~~~eE~~...~I:.g~:1!i~i:4~y~.j:.b&k._9j;YJ1 ..gj!J~c;:j:jC.,whiclL.t,b~
Masterpiece", extending the work to novel length, he demon
~t~!.E:1E'~.Q!?>: allg..RJ,l.r~'y~..9l1~~qJJ.J!JltlY-:.if.he. .d.Q.JJIl.LWB.nt
strated in his failure Balzac's profound artistic insight in select to destroy his work. Engels noted the objective independent
.ing the short story to represent the tragedy of an artist. existence of Balzac's characters and their life careers when he
With Balzac the short-story form grows out of the essential pointed out that the dialectics of the world depicted by Balzac
quality of the theme and subject matter. Balzac compressed led the author to conclusions in opposition to his own conscious
into the narrowest form the tragedy of the modern artist, the ideology. Contrary examples are to be found in such strongly
tragic impossibility of creating a classical work of art with the subjective writers as Schiller or Dostoyevski. In the struggle ~:;;::n:;;~
specific means of expression of modern art-means of expres between the writer's ideology and the inner dialectic of his
sion which themselves merely reflect the specific character of characters, the writer's subjectivity is often victorious with the U"-M~'"
modern life and its ideology. He simply depicted the collapse of result that he dissipates the significant material he has pro
such an artist and contrasted him with two other important, jected. Thus Schiller distorts the profound conflict he had
less dedicated (therefore not tragic) artists. Thus he concen planned between Elizabeth and Mary Stuart (the struggle
.. trated everything on the single, decisive problem, adequately between the Reformation and the Counter-Reformation) out of
expressed in a tight and fast-moving plqt of artistic disintegra Kantian moralizing; thus Dostoyevski, as Gorki once acutely
tion through an artist's suicide and destruction of his work. To remarked, ends by slandering his own characters.
treat this theme in a nov~l instead of a short story would require The objective dialectic of form because of its very objectivity
entirely different subject matter and an entirely different plot. is an historical dialectic. The idealistic inflation of form be
In a novel the writer would have to expose and develop in comes most obvious in the transformation of forms not merely
breadth the entire process arising out of the social conditions of into mystical and autonomous but even "eternal" entities. Such
modern life and leading to these artistic problems. (Balzac had idealistic de-historicizing of form eliminates any concreteness
followed such an approach in analysing the relationship of and all dialectic. Form becomes a fixed model, a schoolbook
literature to journalism in Lost Illusions.) To accomplish this example, for mechanical imitation. The leading aestheticians
task the novelist would have to go beyond the bounds of the of the classical period often advanced beyond this undialectical
short story with its single and restricted climax and would have conception. Lessing, for example, recognized clearly the pro
to find subject matter suitable for transforming the additional found truths in Aristotle's Poetics as the expression of definite
breadth and diversity in motivations into a dynamic plot. Such laws of tragedy. At the same time he saw clearly that what was
a transformation is missing from Zola's work. He did indeed important was the living essence, the ever-new, ever-modified
introduce a series of additional motivations in an attempt at application of these laws without mechanical subservience to
providing novelistic breadth to the short-story material. But the them. He revealed sharply and vividly how Shakespeare, who
new motivations (the struggle of the artist with society, the ostensibly did not follow Aristotle and probably did not even
struggle between the dedicated and the opportunistic artists, know Aristotle, consistently fulfilled afresh Aristotle's impor
56 WRITER AND CRITIC
ART AND OBJECTIVE TRUTH 57
tant prescriptions, which Lessing considered the most profound
laws of the drama; while the servile, dogmatic students of norms and unattainable mod~." Here the problem of the
Aristotle's words, the French classicists, ignored the essential objectivity of artistic form is posed with great clarity. If Marx
issues in Aristotle's vital legacy. dealt in the first question with the genesis of artistic form, form
But a truly historical, dialectical and systematic formulation in statu nascendi, here he deals with the question of the objec
of the objectivity of form and its specific application to ever tive validity of a finished work of art, of the artistic form, and
changing historical reality only became possible with a he does so in such a way that he sets the investigation of this
materialist dialectic. In the fragmentary introduction to his objectivity as the task at hand but leaves no doubt of the
A Critique of Political Economy, Marx defined precisely the objectivity itself--of course, within the framework of a concrete
two great problems in the historical dialectic of the objectivity historical dialectic. Marx's manuscript unfortunately breaks off
of form in regard to the epic. He showed first that every ~c in the middle of his profound exposition. But his extant remarks
form.J.s th~~.Q!!!&!.Q!'LtlLQL de.ii.!tit.s:",Q.~ja.LcQIldi~QnL,!l:gd of show that for him Greek art forms spring out of the specific
content of Greek life and that form arises out of social and
~~~l?g!~.e1,~m:~s.~,.QLjLEi!,rticnl:;Jr... sruiet~and~Jl:H~LQ!lJ--2-n
thes~-E.remisesJ~,i!!!..'l:!P$~tml:lW~:r,~l1cl f QgJ1al elerrl:el}~~~
historical content and has the function of raising this content
~Gh.cau~f..LPJ!J.:tic1l1m:Jm:m_t9_JlQ.YX.Y;.h (mythology as the
to the level of objectivity in artistic representation.
foundation of the epic). For Marx the concept of the objectivity Marxist aesthetics must set out from this concept of the
of artistic forms here too offered the basis for the analysis of the dialectical objectivity of artistic form as seen in its historical
historical and social factors in the generation of artistic forms. concreteness. It must reject any attempt at making artistic
His emphasis on the law of uneven development, on the fact forms either sociologically relative, at transforming dialectics
"that certain flourishing periods (of art) by no means stand in into sophistry or at effacing the difference between periods of
direct relation to the general social development", shows that flourishing creativity and of decadence, between serious art
he saw in those periods of extraordinary creative activity (the and mere dabbling, to the elimination of the objectivity of
Greeks, Shakespeare) objective culminations in the develop artistic form. Marxist aesthetics must decisively reject, in
ment of art and that he considered artistic value as objectively addition, any attempt at assigning artistic forms an abstract
formalistic, pseudo~objectivity in which artistic fonn and
recognizable and defiI,lable. Transfo!~~~~on ..91. thi!....EI9..i'Lund
distinction among formal genres are construed abstractly as
=~U!~~2X in~.E~l~tiv~!!~,..,.~~g~"~E~S:L~e~~~~. independent of the historical process and as mere formal con~
._~gr~.~~~~2.iMarxi.m illt9_ !h~.!E:i::,c;,.c:L_~if~is ~~eology..:. siderations.
. The dialectical objectivity in Marx's secon formulation
regarding the development of art is even more striking. It is This concretizing 'of the principle of objectivity within
an indication of the primitive level of Marxist aesthetics and artistic form can be achieved by Marxist aesthetics only
in constant struggle against bourgeois currents dominant
of our lag behind the general development of Marxist theory
today in aesthetics and against their influence on our aesthe
that this second formulation has enjoyed little currency among
ticians. @imultaneous with the dialectical and critical re
Marxist aestheticians and was practically never applied con
investigation of the great heritage from the periods of history
cretely before the appearance of Stalin's work on questions of
when artistic theory and practice flourished, a relentless struggle
linguistics. Marx said: "lli!1.1h.~~~Y.hX;,cl<?~..tl()tJj~.m,JJJ!gg
against the subjectivization of art dominant in contemporary
e!a~~~lL!!Ia:LQ~~~,~!:L~nQ..~p'i<:.}:Y~~. reh'lted to cer~~inj'.Q~I!l: bourgeois aesthetics must be waged. In the end it makes no
!?L~g!L~Y~lQE-.I!!tl}t~_I~~'C9ifficulty !!, th?-~.!.tjlllL:r.9Vlde difference whether form is e1inlinated subjectively and trans
~_~!!!:~~~~,~:t.~~._.p'~<:,~~~,~, . ~~~. ,"s,eE~_~~"~erta~~!!leru.'u~~.~ formed into the mere expression of a so-called great personality
58 WRITER AND CRITIC ART AND OBJECTIVE TRUTH 59
(the Stefan George school), whether it is exaggerated into a which he can represent the world that shimmers before him,
mystical objectivity and inflated to an independent reality with artistic conviction. Acquiring and mastering this technique
(neo;..classicism) or denied and eliminated with:-f1echanistic are extraordinarily important tasks.
objectivity (the stream-of-consciousness theoryl:J All these To eliminate any confusion, however, one must define the
directions ultimately lead to the separation of form from place of technique in aesthetics correctly, from a dialectical
content, to the blunt opposition of one to the other and thus materialist point of view. In his remarks about the dialectics
to the destruction of the dialectical basis for the objectivity of of intentions and subjective intentional activity Lenin gave a
form. We must recognize and expose in these tendencies the clear response and exposed subjectivist illusions about this re
same imperialistic parasitism which Marxist-Leninist episte:" lationship. He wrote: "In reality human intentions are created
mology exposed long ago in the philosophy of the imperialist by an objective world and presuppose it-accept it as given,
period. (In this respect the development of a concrete Marxist existing. But to man it appears that his intentions come from
aesthetic lags behind the general development of Marxism.) beyond and are independent of the world." Technician
Behind the collapse of artistic form in bourgeois decadence, !.~oriesjQ,~E!jfvinP' technique with form arise exdusivt:,!y out
~~''''' __ ''~-''';'''''''~'''''~'Y''''.~''k~''"''"''''~'_<'~''-''''''''''''''''''"""."'~-"".''''''''''''"''''''_f''''_ ' _
behind the aesthetic theories glorifying the subjectivist disinte ~,!p.Qk~_~!~~!~!!!~si~!l2._':Y.,~,i.c::E~!!ls..l~c~~~."Yt~~"~ctic;y
gration or petrification of forms, there is to be found the same int~rrelati.Qn&lip_of.J.:ea1ity_c;ontent, form and te..chnique.nr..h.a:w
rot of bourgeois decadence as in other ideological areas. One [;h~ guality ~~i~fE.s:~~Y.2fJ.~<;h!!!9.!!~.J!!'l:.necessarily determineg
would be distorting Marx's profound theory of the uneven ~e objective factors; or that technique is a means for
development of art into a relativistic caricature if on the basis expressing the reflection of objective reality through the alter
of this Marxist insight one were to mistake this collapse for the nating conversion of content and form; or that technique is
genesis of new form. merely a means to this end and can only be correctly under
Esp~i~!Y~ si@1,~_C::~!:.!~,~2al.ls$:jU~,,!~C~~..~!de.IL,.c:!b~E!!!.: stood in this context, in its dependence up~n this cOrJ.text.
~!~~L,e.u~tm'!s.1~.~~i!!g. MP~c~ .. ?t!~!:!r..~~~J2_!!;.~.s~!'.1~~~~~,~ When one defines technique thus, in its proper depepdence
-* tion of art is the confusion of form with technique which is so
"",'v"~,.,_",.,_,",,,;"$<._M-";'-"_""'''''''_''-'~ __ ," .",' '.. - - " ' ..._. . ,,,.,.,."_._~., ,~ ___.>_" ,.,,,,,,, __,,,,,Lm~"i,.,.,.~ . ",_,(,,,,_~ ___._, _,, .'V'" ~.. ",.- ",,,..,,
upon the objective problem of content and form, its netessarily
.!~h~9~E!~ ..!2,9!!oX: Recently too a technological concept of subjective character is seen as a necessary aspect of the
thought has become dominant in bourgeois logic, a theory of
logic as a formalist instrument. Marxist-Leninist epistemology
has exposed such tendencies as idealist and agnostic. The
<
dialectical general context of aesthetics.
Only when technique is rendered autonomous, when in this
artificial independence it replaces objective form, does the
identification of technique and form, the conception of danger arise of subjectivization of the problems of aesthetics,
aesthetics as mere technology of art, is on the same epistemo and in a two-fold respect: in the first place, technique con
logical level as these subjectivist, agnostic ideological tenden sidered in isolation becomes divorced from the objective
cies. That art has a technical side, that this technique must be problems of art and appears as an independent instrument at
mastered (indeed can be mastered only by true artists) has the service of the artist's subjectivity, an independent instru
nothing to do with the question-the' supposed identity of ment with which one can approach any subject matter and
technique and form. Logical thinking requires schooling, too, produce any form. Rendering technique independent can
and is a technique that can be learned and mastered; but that easily lead to a degeneration into an ideology of subjectivist
the categories of logic have merel y a technical and auxiliary virtuosity of form, to the cult of "perfection of form" for its
character is a subjective and agnostic deduction from this fact. own sake, into aestheticism. Secondly, and closely related to
Every artist must possess a highly developed technique by this, the exaggeration of the relevance of purely technical
:t~lti~~WlU'n~. AND:ClUTlC