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NEEL G. KARNANI, M.D., GARY M. REISFIELD, M.D., and GEORGE R. WILSON, M.D.
University of Florida Health Science Center, Jacksonville, Florida
D
Patient information: yspnea is a common symptom that consists of qualitatively distinct sensa-
A handout on shortness in patients presenting to the pri- tions that vary in intensity. Chronic dyspnea
of breath, written by the
mary care office. The proportion is defined as dyspnea lasting longer than one
authors of this article, is
provided on page 1538. of office visits for this symp- month.
tom rises with age, with a peak incidence Dyspnea is a subjective phenomenon
See page 1465 for
strength-of-recommenda- in patients who are 55 to 69 years of age.1 based on the variation in severity for a given
tion labels. Many patients will have a likely cause of degree of functional impairment.3 This con-
dyspnea, such as exacerbation of known dition also is considered a synthetic sensa-
asthma, chronic obstructive pulmonary tion (like thirst) because it is composed of
disease (COPD), or heart failure; however, a variety of afferent sources. These sources
many other patients will require a thorough arise from the automatic centers in the brain
diagnostic evaluation to establish the under- stem and the motor cortex, as well as from
lying cause. This article reviews the salient receptors in the upper airway, lungs, and
features of the history, physical examination, chest wall.2,4 Other factors that contribute
laboratory testing, office spirometry, and to the variability of dyspnea are the type of
imaging in patients with dyspnea, as well as stimulus involved, the situational context,
more specialized testing that is required if behavioral influences, and the patients abil-
the cause remains unexplained after initial ity to describe the sensation. Some of the
evaluation. more common descriptors include: I can-
not get enough air, or My chest feels tight.
Definition However, several studies5-7 have failed to
In a consensus statement,2 the American establish an association between the type of
Thoracic Society defined dyspnea as a sub- descriptors used by patients and the under-
jective experience of breathing discomfort lying pathophysiology of dyspnea.
April 15, 2005 Volume 71, Number 8 www.aafp.org/afp American Family Physician 1529
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TABLE 1
Differential Diagnosis
of Chronic Dyspnea
Cardiac
Strength of Recommendations Congestive heart failure
Coronary artery disease
Key clinical recommendation Label References Cardiac arrhythmias
Pericardial disease
During the initial evaluation, consider the C 10, 22
Valvular heart disease
following tests as guided by the clinical
examination: electrocardiogram, chest Pulmonary
radiograph, complete blood count, metabolic Chronic obstructive pulmonary disease
panel, spirometry, and pulse oximetry. Asthma
If pulmonary hypertension is suspected, two- C 25 Interstitial lung disease
dimensional echocardiography is the most Pleural effusion
useful initial test.
Malignancy (primary or metastatic)
Brain natriuretic peptide and echocardiography C 26, 27
Bronchiectasis
should be ordered if heart failure is suspected.
Noncardiac or nonpulmonary (less
Cardiopulmonary exercise testing should be C 29
common)
considered when there is no apparent cause for
dyspnea after a thorough diagnostic evaluation. Thromboembolic disease
High-resolution computed tomographic C 30 Psychogenic causes (GAD, PTSD, panic
scanning should be considered when chronic disorders)
pulmonary emboli, interstitial lung disease, or Deconditioning
bronchiectasis are suspected. Pulmonary hypertension
Obesity (massive)
A = consistent, good-quality patient-oriented evidence; B = inconsistent or limited-qual-
Severe anemia
ity patient-oriented evidence; C = consensus, disease-oriented evidence, usual practice,
opinion, or case series. See page 1465 for more information. Gastroesophageal reflux disease
Metabolic conditions (acidosis, uremia)
Liver cirrhosis
Differential Diagnosis Thyroid disease
Neuromuscular disorders (myasthenia gravis,
The differential diagnosis of chronic dyspnea amyotrophic lateral sclerosis)
in adults is presented in Table 1.8 The under- Chest wall deformities (kyphoscoliosis)
lying cause of dyspnea cannot be determined Upper airway obstruction (laryngeal disease,
by the duration or severity.9 Approximately tracheal stenosis)
two thirds of cases of dyspnea are caused by
a pulmonary or cardiac disorder.10 Asthma, GAD = generalized anxiety disorder; PTSD = post-
traumatic stress disorder.
congestive heart failure, COPD,
pneumonia, cardiac ischemia, Adapted with permission from Morgan WC, Hodge
Asthma, congestive heart HL. Diagnostic evaluation of dyspnea. Am Fam Physi-
failure, chronic obstructive
interstitial lung disease, and psy- cian 1998;57:712.
chogenic conditions (e.g., gen-
pulmonary disease, pneu-
eralized anxiety disorder, panic
monia, cardiac ischemia,
disorders, post-traumatic stress monary, cardiac, both, or neither. Studies11
interstitial lung disease,
disorder) are the cause of dys- have shown the diagnosis of dyspnea to be
and psychogenic conditions
pnea in 85 percent of patients multifactorial in approximately one third of
are the cause of dyspnea in
with this principal symptom.9,11 patients. When a patient continues to expe-
85 percent of patients. In one study9 of patients with rience breathlessness despite maximal ther-
dyspnea that was unexplained apy, the presence of a coexisting factor, such
by history, physical examination, chest radi- as deconditioning or emotional response
ography, and spirometry, the most common to illness, should be considered.2 Patients
causes of chronic dyspnea were COPD, con- with chronic cardiopulmonary disease may
gestive heart failure, psychogenic causes, and gradually limit their activities because of
deconditioning. dyspnea associated with exertion. However,
The first step in the evaluation of patients a sedentary lifestyle leads to further cardio-
with suspected chronic dyspnea is to estab- vascular deconditioning that will worsen the
lish the primary organ system involved: pul- effects of exertional dyspnea.
1530 American Family Physician www.aafp.org/afp Volume 71, Number 8 April 15, 2005
Chronic Dyspnea
TABLE 2
History and Physical Examination Clues to Causes of Dyspnea
Adapted with permission from Morgan WC, Hodge HL. Diagnostic evaluation of dyspnea. Am Fam Physician 1998;57:713.
April 15, 2005 Volume 71, Number 8 www.aafp.org/afp American Family Physician 1531
clinical examination may reveal a barrel- tial for diagnosis. An episodic pattern of
chested appearance and/or hyperresonance respiratory symptoms and possible precipi-
on percussion. Chest radiographs may tating factors (e.g., exercise) are important
reveal signs of hyperinflation (Figure 1). diagnostic clues. In one study,9 68 percent
The most useful study for confirmation of of patients with an intermittent pattern of
COPD is pulmonary function testing. dyspnea had asthma or hyperventilation,
Dyspnea on exertion is usually the earli- and only 32 percent did not. The diagnosis
est symptom of heart failure.17 However, the of asthma can be confirmed with spirom-
occurrence of paroxysmal noc- etry, which usually reveals airflow obstruc-
turnal dyspnea is a more spe- tion that is partially reversible after inhaling
The most useful findings cific indicator of heart failure. a short-acting bronchodilator. Broncho-
of the clinical examination Physical examination findings provocation with methacholine or exercise
for a diagnosis of chronic that are the best indicators of challenge may be useful in patients with
obstructive pulmonary left ventricular dysfunction suspected asthma and normal spirometry. A
disease are: wheezing; include S3 gallop (LR+ = 24.0), recent study20 suggests that elevated exhaled
smoking for at least a displaced apical impulse (LR+ nitric oxide in patients with asthma may
40 pack-years; rhonchi; = 16.5), and jugular venous provide an additional tool for diagnosis.
hyperresonance to percus- distension (LR+ = 8.5).18 Given Exertional dyspnea is present in most
sion; and forced expiratory an overall likelihood of heart patients with interstitial lung disease, but it is
time greater than 9 seconds. failure of 33 percent, the pres- not a highly specific sign. More useful diag-
ence of any one of these find- nostic indicators are the presence of persistent
ings increases the likelihood of and inspiratory crackles (heard in 80 percent
heart failure to more than 80 percent. The of patients) that do not clear with cough or
presence of all three signs is virtually diag- deep inspiration and persistent reticular or
nostic of heart failure.19 alveolar abnormalities on chest radiographs.
Because the physical examination for Clubbing is present in 25 to 50 percent of
asthma is usually noncontributory unless patients with idiopathic pulmonary fibrosis.21
there is wheezing at the time of the visit, a In more advanced cases of idiopathic pulmo-
high index of suspicion for asthma is essen- nary fibrosis with a vital capacity less than
Figure 1. Chest radiographs of a patient with severe chronic obstructive pulmonary disease. (Left) Lateral view. Note the
low flat diaphragm (bottom line), increased anteroposterior (chest) measurement (top line), increased retrosternal air
space (oval), hyperlucency of the lungs, and tapering vascular shadows. (Right) Anteroposterior view.
1532 American Family Physician www.aafp.org/afp Volume 71, Number 8 April 15, 2005
Chronic Dyspnea
April 15, 2005 Volume 71, Number 8 www.aafp.org/afp American Family Physician 1533
(e.g., COPD), neoplastic lesions, congestive ual capacity [FRC]), or the amount of air
heart failure, or pleural disease. remaining after maximal expiration (residual
volume [RV]). The TLC is reduced in restric-
COMPLETE BLOOD COUNT tive disorders and normal or increased in
AND METABOLIC PANEL
obstructive disorders as a result of air trap-
Profound anemia is an unusual but impor- ping. In restrictive disorders caused by lung
tant cause of chronic dyspnea. Secondary parenchymal disease, all lung volumes are
erythrocytosis may be present in patients proportionately reduced. In contrast, with
with advanced COPD. Changes in acid-base other restrictive diseases (e.g., neuromuscu-
balance, reflected by the bicarbonate level lar disease or chest wall restriction) the RV
in a metabolic panel, may provide a clue to and the RV/TLC ratio are increased.
dyspnea. Respiratory acidosis, occurring in With the use of carbon monoxide, which
patients with severe cases of COPD, inter- is a highly diffusible gas, the gas-trans-
stitial lung disease, and neuromuscular dis- fer function of the lung can be estimated
orders, leads to a metabolic compensation by measuring the diffusing capacity of the
resulting in an elevated bicarbonate level. lung for carbon monoxide (DLCO). This is
reduced in patients with diseases affecting
SPIROMETRY the lung parenchyma, vascular abnormali-
This test is useful in distinguishing obstructive ties, anemia, and conditions where there is
lung disorders from restrictive lung disorders. a reduction of effective lung volume (e.g.,
It is highly effort dependent, which can be after lung resection). DLCO may be elevated
challenging in older or impaired patients, in conditions where there is an increased
especially when measuring forced vital capac- effective pulmonary blood volume, such as
ity (FVC). However, forced expiratory vol- asthma, obesity, left-to-right cardiac shunts,
ume in six seconds (FEV6) has been shown to and polycythemia. Performing a broncho-
be an acceptable surrogate for FVC in the spi- provocation challenge using methacho-
rometric diagnosis of obstructive disease and line can identify airway hyperreactivity. A
possibly in restrictive lung disease.24 Most of 20 percent reduction in FEV1 is considered
the newer spirometers are equipped to mea- diagnostic of asthma.
sure FEV6. Although the FEV in one second
TESTS FOR PULMONARY VASCULAR DISEASE
(FEV1) and FVC are reduced proportionately
in patients with restrictive lung disease, the Pulmonary hypertension may be primary
FEV1 is reduced more than the FVC in those (rare) or secondary to a pulmonary, cardiac,
with obstructive lung disease. Therefore, a or extrathoracic pathology. Two-dimensional
ratio of FEV1/FVC less than 0.7 or 0.8 is a echocardiography with Doppler flow studies
common diagnostic criterion for COPD. is the most useful imaging modality to dem-
onstrate elevated pulmonary artery pressures
PULSE OXIMETRY and the resultant tricuspid regurgitation.25
Desaturation at rest or after exercise is a sensi- If the etiology of pulmonary hypertension
tive indicator of gas exchange abnormalities. remains unexplained after appropriate test-
If abnormal, consideration should be given to ing, chronic thromboembolism should be
obtaining arterial blood gas measurements. suspected. Ventilation-perfusion scanning or
spiral computed tomography of the chest
Selective Testing may be used to confirm this diagnosis. Right
PULMONARY FUNCTION TESTING heart catheterization may be required to
The primary limitation of spirometry is its confirm or diagnose less common causes of
inability to measure lung volumes, including pulmonary hypertension.
the total amount of air in the lungs at full
TESTS FOR CARDIAC DISEASE
inspiration (total lung capacity [TLC]), the
amount of air remaining in the lungs at the The test of choice for diagnosing most cardiac
end of passive expiration (functional resid- causes of chronic dyspnea is echocardiogra-
1534 American Family Physician www.aafp.org/afp Volume 71, Number 8 April 15, 2005
Chronic Dyspnea
phy, especially if heart failure is suspected. cially in patients who have coexisting cardiac
However, as many as 40 percent of patients and pulmonary disease and if there is uncer-
with clinical evidence of congestive heart tainty about the primary cause of dyspnea.
failure have diastolic dysfunction with pre-
served left ventricular systolic function.26 Additional Testing for Difficult Cases
In such cases, the diagnosis is suggested by Cardiopulmonary exercise testing is a sophis-
the findings of left ventricular hypertrophy, ticated procedure that helps quantify cardiac
dilated left atrium, and reversal of the nor- function, pulmonary gas exchange, ventila-
mal pattern of flow velocity across the mitral tion, and physical fitness.29 It is especially
valve. Other cardiac pathologies that can be useful in cases where no apparent cause for
demonstrated on echocardiography include dyspnea is found after a thorough evaluation
valvular dysfunction, atrial tumors, and peri- or in patients who have multiple poten-
cardial disease. tial causes for dyspnea.29 Parameters that
Brain natriuretic peptide (BNP), also are measured by computerized systems are
known as B-type natriuretic peptide, is a blood pressure, electrocardiography, heart
neurohormone synthesized by ventricular rate, ventilation, oxygen saturation, oxygen
myocytes that is useful in the diagnosis of uptake, and carbon dioxide output.
heart failure. It is released in response to pres- Patients who have obstructive lung disease
sure/volume overload resulting in increased generally will display a decrease in maxi-
wall tension. The magnitude of elevation is mal oxygen uptake. Patients with intersti-
proportional to the severity of heart failure tial restrictive disease have abnormalities
and the New York Heart Association func- of gas exchange and pulmonary mechanics.
tional classification.27 Using a threshold of Patients who have cardiac disease exhibit a
100 pg per mL, the test is 82 percent sensitive lower than predicted maximal heart rate.
and 99 percent specific.27 Table 328 compares Low cardiac output is reflected by decreased
the specificity, sensitivity, and post-test prob- maximal oxygen uptake and anaerobic
abilities of different cutoffs for an abnormal metabolism at low workloads. Additionally,
BNP test with echocardiographic diagnoses there may be abnormalities of the electro-
of left ventricular dysfunction (systolic or cardiogram and the blood pressure response
diastolic). This test is available as a point-of- may be blunted. Deconditioning results in
care assay. Although an absolute standard for a decreased maximal oxygen uptake but
the diagnosis of congestive heart failure does normal gas exchange and breathing reserve.
not exist, the BNP test may be helpful, espe- In these patients, the heart rate, cardiac out-
TABLE 3
Operating Characteristics for Various Cutoff Points of BNP Levels
> 400 63 91 88 29
> 300 73 89 87 23
> 200 81 85 84 18
> 100 90 73 77 12
April 15, 2005 Volume 71, Number 8 www.aafp.org/afp American Family Physician 1535
put, and blood pressure rise appropriately in
response to exercise.
Cardiac arrhythmias (most commonly atrial
fibrillation) may be the sole cause of dyspnea
or may exacerbate other cardiac causes, such
as cardiomyopathy. Intermittent arrhythmias
can be diagnosed using a Holter monitor or an
event recorder. In some patients
with coronary artery disease,
High-resolution computed
dyspnea may represent an angi-
tomography scan may be
nal equivalent. Noninvasive car-
useful for patients in whom
diovascular testing (e.g., stress
an etiology is unclear.
thallium, stress echocardiogra-
phy, cardiac magnetic resonance
imaging) cardiac catheterization should be Figure 3. Computed tomography scan of a
considered for these patients. patient with idiopathic pulmonary fibrosis.
High-resolution computed tomography
(CT) scan may be useful for patients in diagnose or when malignancy is suspected.
whom an etiology is unclear. High-resolu- Depending on the specific clinical situation,
tion CT is especially helpful in diagnosing the biopsy may be transbronchial, video-
unsuspected interstitial lung disease. In one assisted thoracoscopic surgery, or open lung
series,30 approximately 85 percent of patients biopsy. Studies1,9 have identified an asso-
with findings of upper-lung irregular lines ciation between gastroesophageal reflux and
and lower-lung honeycombing on high-reso- chronic dyspnea despite normal pulmonary
lution CT had idiopathic pulmonary fibrosis function tests. Reflux may stimulate vagal
(Figure 3). High-resolution CT also is the reflexes that inhibit diaphragmatic func-
preferred test for diagnosing bronchiectasis tion, thereby causing breathlessness. This
and can identify pulmonary embolism, par- etiology can be established by performing a
ticularly in larger vessels. 24-hour pH monitoring.
Lung biopsy may be indicated in cases of
interstitial lung disease that are difficult to Guidelines for Referral
When the underlying cause of dyspnea cannot
be established definitively or when symptoms
The Authors are disproportionate to the apparent sever-
NEEL G. KARNANI, M.D., is assistant professor and division chief in the ity of the disease, subspecialty consultation
Department of Community Health and Family Medicine at the University of is indicated. Referral also is required when
Florida Health Science Center, Jacksonville. Dr. Karnani received his medical
degree from the Armed Forces Medical College, Pune, India. He completed a
a specific diagnostic procedure is needed
family practice residency at St. Vincents Medical Center, Jacksonville. to establish a diagnosis (e.g., lung biopsy
or cardiac catheterization). Finally, patients
GARY M. REISFIELD, M.D., is assistant professor in the Department of Community who do not respond to therapy will need
Health and Family Medicine at the University of Florida Health Science Center.
Dr. Reisfield received his medical degree from the George Washington University
consultation with subspecialists to confirm
School of Medicine, Washington, D.C. He completed a fellowship in pain man- the diagnosis or maximize therapy.
agement at Massachusetts General Hospital, Boston.
The authors indicate that they do not have any conflicts
GEORGE R. WILSON, M.D., is associate professor and associate chair in the of interest. Sources of funding: none reported.
Department of Community Health and Family Medicine at the University of
Figures 1 and 3 used with permission from Neel G.
Florida Health Science Center. Dr. Wilson received his medical degree from the Karnani, M.D.
University of Mississippi Medical School, Jackson, and received his family medi-
cine training in the U.S. Navy. Members of various family medicine departments
develop articles for Problem-Oriented Diagnosis. This
Address correspondence to Neel Karnani, M.D., University of Florida Health article is one in a series coordinated by R. Whit Curry,
Science Center, 655 W. 8th St., Jacksonville, FL 32209 (e-mail: neel.karnani@jax. Jr., M.D., from the Department of Family Medicine at the
ufl.edu). Reprints are not available from the authors. University of Florida, Gainesville, Fla.
1536 American Family Physician www.aafp.org/afp Volume 71, Number 8 April 15, 2005
Chronic Dyspnea
April 15, 2005 Volume 71, Number 8 www.aafp.org/afp American Family Physician 1537