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LETTERS

PUBLISHED ONLINE: 20 APRIL 2014 | DOI: 10.1038/NCLIMATE2198

Hydrological effects of forest transpiration loss in


bark beetle-impacted watersheds
Lindsay A. Bearup1,2,3*, Reed M. Maxwell1,3,4*, David W. Clow5 and John E. McCray1,2

The recent climate-exacerbated mountain pine beetle presents limitations. For sap flux and energy-based approaches,
infestation in the Rocky Mountains of North America has upscaling stand-scale estimates requires spatially comprehensive
resulted in tree death that is unprecedented in recorded measurements to capture the heterogeneity of vegetation and
history. The spatial and temporal heterogeneity inherent in local energy balances. Eddy covariance methods provide larger-
insect infestation creates a complex and often unpredictable scale estimations of evapotranspiration but are less reliable in
watershed response, influencing the primary storage and mountain environments10 and do not separately assess evaporation
flow components of the hydrologic cycle. Despite the and transpiration. The exceptional extent of tree death from the
increased vulnerability of forested ecosystems under changing MPB provides a unique opportunity to evaluate the contribution
climate1 , watershed-scale implications of interception, ground of tree processes to the hydrologic cycle at watershed scales, where
evaporation, and transpiration changes remain relatively water budget perturbations are complex and often combine non-
unknown, with conflicting reports of streamflow perturbations uniquely. Here, we quantify hydrologic changes in MPB-impacted
across regions. Here, contributions to streamflow are watersheds by identifying changes in streamflow contributions
analysed through time and space to investigate the potential through a chemical and isotopic hydrograph separation analysis.
for increased groundwater inputs resulting from hydrologic The importance of transpiration loss is relative to the magnitude
change after infestation. Results demonstrate that fractional of the other components of the hydrologic cycle, for example,
late-summer groundwater contributions from impacted precipitation, snowmelt, evaporation and soil moisture11 . In the
watersheds are 30 15% greater after infestation and Rocky Mountains of North America, the effect of transpiration at
when compared with a neighbouring watershed that the watershed scale may be most apparent during late summer, when
experienced earlier and less-severe attack, albeit uncertainty near-surface antecedent soil moisture and snow inputs approach
propagations through time and space are considerable. Water their annual minima, and the relative importance of subsurface
budget analysis confirms that transpiration loss resulting contributions is greatest12,13 . During this low-flow period, loss
from beetle kill can account for the relative increase in of transpiration may lead to measurable increases in recharge
groundwater contributions to streams, often considered and groundwater contributions to streamflow, whereas loss of
the sustainable flow fraction and critical to mountain water interception and increased ground evaporation would influence
supplies and ecosystems. both surface and subsurface contributions to streamflow, as
In Colorado alone, the mountain pine beetle (MPB) has conceptualized in Fig. 1. The distribution of late-summer flows
impacted over 1.3 million hectares of pine forest2 . Although is not commonly studied, but may have important implications
evapotranspiration is generally assumed to decrease in beetle- for water supply, water rights, impairment of riverine ecosystems,
affected watersheds, tree death also causes competing effects on and water quality concerns, such as formation of disinfection by-
evapotranspiration. By the end of the first growing season following products in water from MPB-impacted watersheds14 .
infestation, a killed pine no longer transpires3 , causing the needles Components of the water cycle, including flow paths and water
to turn red (identified as red-phase) and begin to drop. Within three sources, can be investigated using chemically and isotopically
to four years after infestation, most trees have lost all remaining based hydrograph separation techniques, including endmember
needles (grey-phase; ref. 4). The resultant loss of canopy cover mixing analysis15 (EMMA). A limited number of studies have
increases fluxes of water and energy to the ground surface, causing applied these techniques to understand flow path alterations from
changes in soil moisture dynamics and snowmelt processes5,6 that changes in forest cover, focusing on forest management practices
may offset the effects of reduced evapotranspiration. Increases in and fire16,17 . Hydrologic responses to fire and logging are imperfect
soil moisture6,7 are dependent on the net increase of water inputs due analogues to the response of tree die-off from widespread insect
to losses of transpiration and canopy evaporation balanced against infestation. These disturbances probably represent the upper
the net decrease in moisture from higher solar exposure, surface bound of hydrologic perturbations. Infestation does not influence
temperature and ground evaporation6 . The interactions among soil compaction or repellency, which affect runoff and recharge
these processes are poorly understood across scales, highlighting partitioning18,19 . Furthermore, the spatial and temporal patterns
the need for better quantification of net transpiration changes from of insect-induced tree death are more complex and variable
MPB infestation at the watershed scale. across broader landscapes and longer time frames than most
Transpiration is commonly quantified using sap flux3 , eddy previously studied wildfire or logging events, resulting in different
covariance8 or energy balance formulations9 . Each of these methods compensatory and scaling mechanisms with infestation18 . The only

1 HydrologicalScience and Engineering Program, Colorado School of Mines, Golden, Colorado 80401, USA, 2 Department of Civil and Environmental
Engineering, Colorado School of Mines, Golden, Colorado 80401, USA, 3 Integrated GroundWater Modeling Center, Colorado School of Mines, Golden,
Colorado 80401, USA, 4 Department of Geology and Geological Engineering, Colorado School of Mines, Golden, Colorado 80401, USA, 5 Colorado Water
Science Center, US Geological Survey, Denver, Colorado 80225, USA. *e-mail: lbearup@mines.edu; rmaxwell@mines.edu

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LETTERS NATURE CLIMATE CHANGE DOI: 10.1038/NCLIMATE2198

When needles fall, storage and tte


Pla N
RMNP S.
evaporation of intercepted
Denver
precipitation are lost
Colorado
Arkansas

T E

Transpiration ceases in BT
the first year after attack

After 23 years,
needles fall, increasing
radiative fluxes and
ground evaporation
Postimp NI
act wate
r-table
Preimp
act wate Increased
r-table groundwat
contributio er
n to stream
flow?

Snow pit
Rain gauge
Figure 1 | Conceptual model of water cycle changes with tree death Stream gauge
induced by mountain pine beetles. Under normal circumstances, green Groundwater well Elevation km
trees use shallow groundwater in late summer for transpiration. Red- and Continental divide 4,345 m
0 5 10
<30% MPB impacted 2,315 m
grey-phase trees cease transpiring, leading to higher water-tables and >30% MPB impacted
greater water availability for groundwater flow to streams. Dying trees
begin to drop their needles, ultimately leading to a loss of interception and
shading. The loss of canopy cover reduces canopy evaporation but also Figure 2 | Map of Rocky Mountain National Park and sampling sites in the
increases evaporation from the forest floor. Unlike changes in transpiration, Big Thompson and North Inlet watersheds. Mountain pine beetle
interception and shading losses impact all components of the water budget (MPB)-impacted area denotes cumulative impacts through 2012. By the
at the forest floor, including potential runoff and recharge. end of the study period, over 30% of the Big Thompson (BT) watershed
experienced MPB infestation whereas the North Inlet (NI) watershed was
less impacted with no new infestation. Relief map based on the National
existing study using hydrograph separation techniques to analyse
Elevation Dataset available at http://nationalmap.gov/viewer.html.
hydrologic changes from bark beetle infestation analysed large
storm events, and could not distinguish subtle differences at high
flows; however, comparing precipitation with components of the across the Colorado Rocky Mountains between 2007 and 20092 .
hydrologic cycle indicated increases in surface and groundwater Precipitation, mostly in the form of snow, generally increases with
runoff in infested watersheds, suggesting important hydrologic elevation. Snowfall in 2012 was similar in both watersheds, with
changes20 . Here, we use hydrograph separation and stable- a watershed average 1 April snow water equivalent of 12.56 cm in
isotope analysis to determine spatial and temporal alterations to the Big Thompson and 12.96 cm in the North Inlet23 . This paired
late-summer streamflow from MPB-induced transpiration loss watershed approach provides a comparison of two watersheds that
at the watershed scale. This work improves understanding of experienced different MPB impact but similar weather in 2012.
the interconnections between climate, forest perturbation, and Fortuitously, a similar study14 was conducted in the Big Thompson
streamflow generation in the mountain headwaters of important study area in 1994, which provided a unique opportunity to analyse
water supplies. data representative of hydrologic behaviour before infestation
Two watersheds in Rocky Mountain National Park, Colorado, (Supplementary Section 1.2 for interannual and interwatershed
USA (RMNP) are compared, the Big Thompson and North Inlet weather comparisons). This temporal analysis also controls for
(Fig. 2). The watersheds have similar geology and soils, dominated spatial variability in a way that the paired watershed approach
by granite and biotite schist bedrock and associated alluvium, cannot. The combined spatial and temporal approach provides
colluvium or till21 . The forested areas in both watersheds are unique perspective to make traditionally challenging comparisons.
dominated by subalpine mixed conifer forest, with more uniform As detailed in the Methods and Supplementary Information,
lodgepole pine forests in the North Inlet watershed than in a three-component hydrograph separation analysis using rain,
the Big Thompson22 . MPB infestation in North Inlet began in snow and groundwater identified differences in subsurface
2004, approximately 2 years earlier than in the Big Thompson contributions to streamflow compared spatially and temporally.
(Supplementary Table 1) with no significant new infested area Sufficient groundwater records were not available to identify
( 0.01% watershed area) since 2009, whereas the Big Thompson changes in groundwater storage directly. As depicted in Fig. 3,
continued to experience new infestation from 2006 to 2011. The the Big Thompson experienced a higher fraction of late-summer
differing timeline of infestation may be attributed to the watersheds groundwater contributions to streamflow following several years
locations on opposite sides of the Continental Divide (Fig. 2); annual of MPB-caused tree mortality (2012), than before infestation
aerial survey maps document MPB infestation moving west to east (1994). Spatial comparison for 2012 also found higher groundwater

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NATURE CLIMATE CHANGE DOI: 10.1038/NCLIMATE2198 LETTERS
a Big Thompson b North Inlet
1.0 1.0

Fractional contribution to streamflow

Fractional contribution to streamflow


0.8 0.8

0.6 0.6
2012

2012
0.4 0.4

Rain
0.2 0.2
Snow
Groundwater

0.0 0.0
Jul. Aug. Sep. Oct. Jul. Aug. Sep. Oct.

Big Thompson
c 1.0 d 1.0

Fractional groundwatercontribution to streamflow


Fractional contribution to streamflow

0.8 0.8

0.6 0.6
gT
2 Bi
1994

201
0.4 0.4
2012 N. Inlet

T
0.2 0.2 1994 Big

0.0 0.0
Jul. Aug. Sep. Oct. Jul. Aug. Sep. Oct.

Figure 3 | Fractional contributions of endmembers to streamflow. ac, Contributions of rain (navy), snow (cyan) and groundwater (orange) to streamflow
in Big Thompson, 2012 (a); North Inlet, 2012 (b); and Big Thompson, 1994 (c). d, Groundwater contributions (orange lines) with propagated uncertainty
(grey shading) for each analysis. Groundwater contributions are greatest in the most actively impacted watershed case, in a. The Big Thompson 2012
groundwater fractions in a and d use the time-varying groundwater endmember and the dashed line represents the constant groundwater endmember. The
1994 methodology is consistent with the dashed line of the 2012 Big Thompson study, and the solid line is consistent with the North Inlet study.

contributions to streamflow in the Big Thompson than in the North 2.5


1994 net streamflow 2012 net streamflow
Inlet, where tree mortality was less widespread and less recent.
1994 groundwater 2012 groundwater
Sensitivity analysis of the endmembers identified two methods
of quantifying the groundwater endmember that provided the 2.0
largest range of possible groundwater contributions, including
Daily discharge (mm)

shallow groundwater samples collected biweekly (that is, the time-


varying groundwater endmember) and average pre-melt baseflow 1.5
samples (that is, the constant groundwater endmember). On the
basis of these methods, the 2012 Big Thompson mean fractional
1.0
groundwater contribution ranged from 0.47 to 0.56 0.11,
compared with 0.18 0.08 in 1994 and 0.30 0.04 in the
North Inlet (Fig. 3). The constant groundwater endmember 0.5
approach is consistent with the 1994 study methodology and is
used for further temporal comparisons unless otherwise noted.
Both temporal and spatial analyses found greater fractional 0.0
groundwater contributions to streams in watersheds where MPB Jul. Aug. Sep. Oct.
impact was greater. Endmember compositions naturally vary
owing to differences in spatial characteristics such as elevation Figure 4 | Hydrograph separations presented as partitioning of the total
and subsurface heterogeneity or isotopic processes related to daily stream discharge (in mm; full bar height) for the 1994 (blue) and
interception and snowmelt (Supplementary Table 3). Despite 2012 (orange) seasons. Groundwater discharges to streamflow were
this variability, an in-depth uncertainty analysis described in determined using the constant groundwater endmember. Overlapped
Supplementary Section 4.3 reveals that significant differences shading in 2012 depicts the additional contribution determined from the
between watersheds are still observed by the end of July sensitivity analysis and the time-varying groundwater endmember. Total
(Fig. 3d and Supplementary Fig. 14a), when the signal from annual flow partitioning indicates increased groundwater discharge to
transpiration may be expected to increase relative to that from streams in 2012 despite higher total flows in 1994. Column spacing is based
snowmelt runoff. on stream sampling frequency.

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LETTERS NATURE CLIMATE CHANGE DOI: 10.1038/NCLIMATE2198

a b

n
T Temporal control

) riso
C Constant EM

f. 3 pa
1.5 1.5 S Spatial control

(re com
T Model grey phase

ux
Model red phase

p fl
T T

Sa
C T
Flux change (mm d1)

Flux change (mm d1)


1.0 1.0
C
Temporal control T C C T
C S
S
Temporal control
(Constant EM) C
S T
Spatial control S
0.5 0.5 S
ison S
C T
ar S
mp C
S TS S
co ) C
D IS ef. 9 T
O (r
M C

0.0 0.0
0 20 40 60 80 100 Jul. Aug. Sep. Oct.
Percentage of net trees killed in impacted area

Figure 5 | Watershed evapotranspiration changes from increased groundwater contributions in a simplified water budget. a,b, Calculated fluxes from
transpiration loss compared with the net percentage of trees killed within areas impacted by mountain pine beetles (hatching) that accounts for calculated
flux changes (dashed lines), using Sap Flux3 and MODIS (ref. 9) estimates (a); and seasonal flux trends (T, temporal control with time-varying
groundwater endmember; C, temporal control with constant baseflow endmember (EM); S, spatial control with time-varying groundwater endmembers)
compared with hillslope-scale models28 (b). a assumes 1,000 trees ha1 (ref. 30; grey shading indicates 5%) tree density. In b modelling assumes all
trees are either red or grey, bounding the shaded region.

Temporally, our data reveal greater fractions of groundwater and among stands of trees of different ages or species composition,
in streams after infestation. As seen in Fig. 4, the fractional leading to complex responses in subsurface contributions that are
contribution of groundwater to streamflow translates to consistently not distinguishable in this model.
higher groundwater-generated stream fluxes, despite interannual The magnitude and consistency of increased groundwater
differences in snowfall and consequently higher stream discharge contributions to streamflow point to a watershed disturbance
in 1994 than 2012. On average, groundwater fractions remain responsible for changing streamflow generation processes that
higher after infestation, even when bounding the analysis with the outweighs interannual climate variability and spatial heterogeneity.
simplifying assumption that interannual differences in snow water The difference between the fractions of streamflow generated from
equivalent translate directly to less streamflow and higher fractional groundwater in 1994 and 2012 ranges from 0.200.45 across the
groundwater contributions compared with 1994 (Supplementary sampling period. This difference corresponds to 0.050.45 m3 s1 of
Section 4.3). Spatially, the late-summer groundwater inputs increase additional flow attributed to groundwater or an additional flux of
nonlinearly as the area infested by MPB increases (Fig. 3). In 0.181.28 mm d1 across the MPB-impacted area, when considering
addition to affecting a larger area in the Big Thompson watershed, the Big Thompson watershed in a simplified water budget. Similar
the infestation is more recent, and may still include trees in the spatial comparisons between the Big Thompson and North Inlet
red and grey stages. The North Inlet drainage was impacted earlier indicate that the increase in the groundwater fraction to the Big
and is experiencing regrowth (Supplementary Fig. 16). Young pines Thompson is between 0.0620.52, corresponding to an additional
may exhibit higher rates of evapotranspiration than older, larger, 0.280.84 mm d1 .
pines that are limited by hydraulic conductance24 and preferentially The magnitude of these increases is comparable to expected
killed by the MPB. In a nearby forest, new recruits (< 3 years old) transpiration losses calculated using different approximations and
were found on half of the unharvested experimental plots 7 years upscaling methods of evapotranspiration. Sap flux measurements
after the onset of infestation with a greater density of seedlings indicate a single lodgepole pine (average diameter = 24 cm)
than killed trees25 . This potential for a compensatory response transpires a relatively constant 16 l d1 in late summer3 . Uniformly
in the North Inlet from remaining and regenerating vegetation upscaling these sap flux measurements to the watershed scale
partially offsets the loss of transpiration from the dead pines and suggests 3054% of trees within the impacted area would need to
may explain the observed nonlinear relationship between impacted be killed to achieve the mean observed additional groundwater flux
area and fractional change in groundwater contribution. Similarly, to the stream (Fig. 5a). Aerial survey data indicate 245% of trees are
insignificant increases in streamwater nitrogen have been attributed killed annually in the MPB-affected areas across the Big Thompson
to regeneration in impacted watersheds26 . The inherent challenges watershed2 . Potometers estimate a mature lodgepole stand can
of paired watershed approaches, including spatial variability of transpire 3.4 mm d1 (ref. 27), suggesting up to 41% of trees in
forest structure and shallow and deep subsurface connectivity, may the impacted area are killed. Evapotranspiration estimates based
also contribute to the disproportionate effects on groundwater on Moderate Resolution Imaging Spectroradiometer (MODIS)
between these watersheds. Whereas young lodgepole pines may data9 suggest that 4580% of trees within the impacted area have
form taproots27 , understorey growth and seedlings have shallower been killed (Fig. 5a), although the offsetting effects of increased
root systems that are unable to take up water from the same depth as evaporation may cause overestimation of tree kill (Fig. 5a). The
mature trees. These differences cause variation in water use within seasonal trends in the increased groundwater fluxes are consistent

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NATURE CLIMATE CHANGE DOI: 10.1038/NCLIMATE2198 LETTERS
with hillslope-scale integrated model results of evapotranspiration snow and groundwater respectively. Using the mass balance based on flow, the
changes in beetle-impacted forests28 (Fig. 5b). In August and equations can be rearranged to calculate the fraction of stream water that each
September, fluxes from the spatial and temporal comparisons begin endmember contributes to streamflow. This approach also facilitates comparisons
between watersheds and seasons, inherently accounting for differences in total
to converge and show consistent decreasing trends, suggesting that flow. Full EMMA (ref. 15) confirmed that three endmembers are appropriate to
the effects of MPB-induced mortality on transpiration in the late describe the variability in the 2012 Big Thompson stream water chemistry.
summer exceed those related to meteorological and geographical Hydrograph separations performed using the EMMA projections are comparable
differences. The observed decreasing trends in the differential fluxes to those using 18 O and EC to define the endmembers. The reduction of required
are probably due to an evapotranspiration decrease in the fall, as chemistry parameters is useful to compare different data sets through time and
energy limitations become influential28 . space (Supplementary Section 2).
Spatially, two watersheds, as described previously, provide information on the
Here, we connect climate-exacerbated insect infestation and response of stream contributions based on the timing and extent of outbreak.
the subsequent watershed-scale transpiration loss to late-summer Temporally, the data collected in this study were compared with hydrograph
streamflow generation processes. Both the paired watershed and separations performed using data from a previous study in the Big Thompson
temporal comparisons indicate the potential for increased ground- watershed in 1994, before infestation12 . The primary methodological difference
water contributions to streamflow after infestation. Our combined between the 1994 study and this study is the use of a constant groundwater
approach provides spatial and temporal controls on inherently chal- endmember in 1994, determined on the basis of pre-melt baseflow stream
concentrations. Although nearby springs agreed well with baseflow
lenging field heterogeneities that may be improved only by numer- concentrations for small watersheds, the use of this method may underestimate
ical modelling of flow paths in impacted watersheds. In RMNP, groundwater contributions, particularly during snowmelt12 . For comparison, the
new regeneration and continued growth of the remaining vegetation temporal analysis was repeated with a constant baseflow endmember for the 2012
seem to offset this loss of transpiration within approximately 8 season (Supplementary Section 4.3). National Atmospheric Deposition Program
years after the onset of infestation. Ultimately, understanding these data were used to provide 1994 precipitation electrical conductivity data and to
changes in streamflow generation provides needed insight for water be consistent with the 2012 analyses. All other data were taken from the
published study12 . Uncertainty analysis was performed using estimates of
resource management in MPB-infested watersheds and for changing uncertainty and variability for each tracer/endmember combination and
forested landscapes throughout the region. propagating that error through the hydrograph separation equations using
first-order Taylor expansion (Supplementary Section 4.3).
Methods The differences in the subsurface-derived fraction from the spatial and
MPB-impacted area was quantified from US Forest Service aerial survey data2 temporal analyses were multiplied by total streamflow measured at the time of
and includes all species killed by the MPB (that is, lodgepole pine, ponderosa sampling to estimate an increased groundwater flow to the stream. The change in
pine and limber pine). Total area affected was determined by summing the flow was distributed over the MPB-impacted area in the Big Thompson watershed
annually impacted areas through 2012 and omitting overlapping area. We were to estimate a flux. The flux was used to compare the increased groundwater
not able to evaluate the distribution of sizes, ages and species of pines and other contributions to traditional estimates of evapotranspiration. This simplified water
forest vegetation in the two watersheds. Precipitation, snow, groundwater and budget approach assumes a total tree density of 1,000 trees ha1 , consistent with
stream water samples were collected during the late summer of 2012 throughout previous observations near Cub Lake in the Big Thompson watershed30 .
RMNP (Fig. 2). Precipitation isotope samples were collected in polycarbonate
rain gauges, using mineral oil to prevent evaporation. Sampling occurred weekly Received 22 November 2013; accepted 17 March 2014;
to biweekly from July to October, depending on rain events. Precipitation published online 20 April 2014
chemistry was available through the National Atmospheric Deposition Program
and National Trends Network using weekly averaged data at the Beaver Meadows
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Park Serv., 2006). L.A.B. and R.M.M. conceived the study, L.A.B. and D.W.C. collected and analysed
23. National Operational Hydrologic Remote Sensing Centre, Snow Data Assim. the data, and L.A.B., R.M.M., D.W.C. and J.E.M. interpreted results and contributed
to writing.
Syst. (SNODAS)Data Prod. NSIDC, [April 1, 2012](National Snow and Ice Data
Center, 2004).
24. Hubbard, R. M., Bond, B. J. & Ryan, M. G. Evidence that hydraulic Additional information
conductance limits photosynthesis in old Pinus ponderosa trees. Tree Physiol. Supplementary information is available in the online version of the paper. Reprints and
19, 165172 (1999). permissions information is available online at www.nature.com/reprints.
25. Collins, B. J., Rhoades, C. C., Hubbard, R. M. & Battaglia, M. A. Tree Correspondence and requests for materials should be addressed to L.A.B. or R.M.M.
regeneration and future stand development after bark beetle infestation and
harvesting in Colorado lodgepole pine stands. For. Ecol. Manage. 261, Competing financial interests
21682175 (2011). The authors declare no competing financial interests.

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