Professional Documents
Culture Documents
Caroline Selig
Abstract: Imagine that you are on trial, charged with a violent crime. One
possible sentence, should you be convicted, is that you will be required for a
period of time, or even the rest of your life, to register as an offender. Now
imagine that you invoke your right to a jury trial only to be told that, because
you are a sixteen-year-old juvenile instead of an eighteen-year-old adult, you
have no such right to invoke. L.M., a sixteen-year-old Kansas citizen, was
recently in this very situation. Facing a charge of aggravated sexual battery
that could result in mandatory offender registration, his motion for a jury
trial was denied, and that denial was subsequently affirmed by the Kansas
Court of Appeals, relying on precedential case law that held that the
constitutional right to a jury trial was not afforded to juveniles. In a
groundbreaking opinion, the Kansas Supreme Court held that, under
Kansass current juvenile justice scheme, juveniles are guaranteed a
constitutional right to a jury trial by the Sixth and Fourteenth Amendments to
the United States Constitution and the Kansas Constitution Bill of Rights,
section 10.
This Comment examines the decision of the Kansas Supreme Court that
found a juveniles right to a jury trial in both the federal and the Kansas
constitutions. This Comment argues that the majority was correct in
Candidate for Juris Doctor, New England School of Law (2010). B.G.S., Fort Hays State
University (2006). A.A., Paralegal Studies, Johnson County Community College (2005). I
would like to thank my dad, Alan Selig, for all his patience and support throughout law
school and especially with this article. I would also like to thank Matt Hranitz, Marie
Lyddon, and Jen Peterson for always listening, being willing to help, and above all for
having such amazing senses of humor.
469
SELIG 4/19/2010 10:43:04 AM
recognizing that differences between the Kansas juvenile justice system and
the adult criminal justice system have eroded to the point where it is
necessary to give juveniles the right to a jury trial that is given to adults in a
criminal context. This Comment also argues, however, that the majority
opinion failed to take into account points made by the dissenting and
concurring opinions which would have strengthened the majority opinion
and made it more applicable in other jurisdictions.
INTRODUCTION
Imagine that you are on trial, charged with a violent crime. One
possible sentencing consequence, should you be convicted, is that you will
be required for a period of months, years, or even the rest of your life, to
register as an offender. Perhaps the crime of which you are accused is not
one of a sexual nature but rather a crime thought serious enough by the
state legislature to be included in the crimes for which convicted people are
required to register as an offender, such as involuntary manslaughter.1 This
is a crime that is considered a serious enough offense to society to justify
imposing strict registration requirements.2 These requirements might
include notifying local law enforcement within ten days of any change of
address, change in employment, attendance at an institution of higher
education, and reporting in person to the local sheriffs office not less than
four times per year.3 Failure to comply with these requirements can lead to
an additional felony conviction.4
Now imagine that, considering the gravity of this possible sentence in
addition to any possible incarceration or commitment, you invoke your
right to a jury trial only to be told that, because you are a sixteen-year-old
5. See In re L.M., No. 96,197, 2006 WL 3775275, at *1 (Kan. Ct. App. Dec. 22, 2006)
(unpublished table decision), revd, 186 P.3d 164, 165 (Kan. 2008).
6. See In re L.M., 186 P.3d at 165.
7. Id.
8. Id. at 172.
9. U.S. CONST. amend. VI.
10. U.S. CONST. amend. XIV.
11. McKeiver v. Pennsylvania, 403 U.S. 528, 545 (1971). A majority of the Court
agreed that juveniles are not afforded a constitutional right to a jury trial, although the
Justices could not agree on the rationale behind the holding. See id. at 547 (Blackmun, J.)
(plurality opinion) (discussing that although a state may provide jury trials for juveniles, it is
a privilege, not an obligation); id. at 551 (White, J., concurring) (States are not required . . .
to afford jury trials in juvenile courts . . . .); id. at 557 (Harlan, J., concurring) ([C]riminal
jury trials are not constitutionally required of the States, either as a matter of Sixth
Amendment law or due process.).
12. Id. at 545-51 (Blackmun, J.) (plurality opinion).
13. See id. at 550.
SELIG 4/19/2010 10:43:04 AM
14. Id.
15. Id. at 551.
16. See, e.g., Commonwealth v. Page, 159 N.E.2d 82, 85 (Mass. 1959); In re Gillespie,
782 N.E.2d 140, 145 (Ohio Ct. App. 2002); State ex rel. Upham v. McElligott, 956 P.2d
179, 181-82 (Or. 1998).
17. In re Johnson, 255 A.2d 419, 422 (Md. 1969).
18. See Findlay v. State, 681 P.2d 20, 22 (Kan. 1984).
19. In re L.M., 186 P.3d 164, 165 (Kan. 2008).
20. Id. at 170.
SELIG FINAL 4/19/2010 10:43:04 AM
necessary to allow juveniles the same right to a jury trial that is afforded
adults in a criminal context. This Comment also argues, however, that the
majoritys opinion failed to take into account crucial points by the
dissenting and concurring opinions, which would have strengthened the
majority opinion and made it more applicable in other jurisdictions. Part I
examines the background of the juvenile justice system, both nationally and
specifically in Kansas. Part II provides a detailed examination of the
specifics of the majority, concurring, and dissenting opinions of the Kansas
Supreme Court in In re L.M. In Part III, a new analysis of the question is
proposed: by combining the historical analysis utilized in the concurring
opinion with the character- and comparison-driven analysis in the majority
opinion (tempered by the dissents caution against elevating form over
substance), the analytical test used may be broadly applicable in other
jurisdictions struggling with similar issues in juvenile justice.
21. See Sanford J. Fox, Juvenile Justice Reform: An Historical Perspective, 22 STAN. L.
REV. 1187, 1187, 1191 (1970). See generally Juvenile Court Act of 1899, 1899 Ill. Laws 131
(current version at 705 ILL. COMP. STAT. ANN. 405/1-2 (West 2007)).
22. Fox, supra note 21, at 1211-12.
23. Id. at 1214-15.
24. People ex rel. OConnell v. Turner, 55 Ill. 280, 287 (1870).
SELIG 4/19/2010 10:43:04 AM
were often sending them to jail instead of the reform schools popular in the
1850s.25 The rest of the country soon followed Illinoiss example; however,
even at the very inception of the juvenile system, the distinction between
juveniles and adults was unclear, as was the question whether juveniles
should be afforded the same due process rights constitutionally guaranteed
to adults in the criminal justice system.26 The disagreement over whether
juveniles possess the same rights to due process as adults has continued to
the present day.27
II. In re L.M.
L.M. allegedly licked and kissed her cheek, held onto her when she tried to
leave, and asked her if she liked to fuck.37
During the adjudication, L.M. requested a jury trial, and the district
court denied his request.38 After a bench trial, L.M. was found guilty and
part of his sentence was that he had to register as a sex offender.39 A
juvenile offender subject to registration requirements must, in addition to
other conditions and obligations, give written notice to law enforcement
within ten days of any subsequent change in address, termination of or
change in employment, or attendance at an institution of higher education.40
The duration of this registration is determined by the sentencing judge.41
L.M. appealed the denial of his request for a jury trial, among other issues,
to the Court of Appeals of Kansas.42
In reviewing the denial of L.M.s request for a jury trial, the court of
appeals conceded that L.M. made some rather good arguments as to why
the rationale of the Findlay decision is no longer compelling under the
current juvenile offender system.43 Under Kansas law, however, the court
of appeals is bound to follow Kansas Supreme Court precedent, unless
there is some indication that the supreme court is departing from its
previous holdings.44 The court of appeals, therefore, affirmed the denial of
a jury trial by the district court.45 L.M. next appealed this decision to the
Kansas Supreme Court, asserting sweeping changes to juvenile justice
procedures in Kansas since 1984 merit renewed scrutiny under applicable
constitutional protections.46
A majority of the Kansas Supreme Court held that, due to
fundamental changes in the character of the juvenile justice system that
previously distinguished it from the adult criminal system, juveniles have
a constitutional right to a jury trial under the Sixth and Fourteenth
Amendments.47 Like the difficulty the United States Supreme Court had in
37.Id.
38.Id.
39.Id.
40.KAN. STAT. ANN. 22-4904 (2007).
41.Id. 22-4904(a)(7).
42.See In re L.M., No. 96,197, 2006 WL 3775275, at *1 (Kan. Ct. App. Dec. 22, 2006)
(unpublished table decision), revd, 186 P.3d 164 (Kan. 2008).
43. Id.
44. Id.
45. Id.
46. In re L.M., 186 P.3d 164, 165 (Kan. 2008).
47. Id. at 170.
SELIG FINAL 4/19/2010 10:43:04 AM
McKeiver, where it held that a right to trial by jury was not constitutionally
guaranteed,48 the Kansas Supreme Court could not achieve absolute
uniformity in its rationale for finding a right to trial by jury for juveniles.49
One justice concurred in the holding that there is a constitutional right to a
jury trial, but based her conclusion on rights guaranteed by the Kansas
Constitution Bill of Rights as opposed to the Federal Constitution.50
Additionally, one justice of the Kansas Supreme Court filed a dissenting
opinion, focusing on the discrete differences that still exist between the
adult and juvenile justice codes of Kansas.51
48. See McKeiver v. Pennsylvania, 403 U.S. 528, 547 (1971) (Blackmun, J.) (plurality
opinion) (stating that juvenile justice system policy goals are distinguishable from those of
the adult criminal system); id. at 553 (White, J., concurring) (stating that substantive
differences between juvenile and adult systems are enough to justify not requiring jury trials
for juveniles); id. at 553-54 (Brennan, J., concurring and dissenting) (stating that states are
not bound to provide jury trials for juveniles as long as some other aspect of the juvenile
system protects the interests that a right to a jury trial is intended to serve); id. at 557
(Harlan, J., concurring) (stating that criminal jury trials are not constitutionally required of
the states for juveniles or adults, either as a matter of Sixth Amendment law or due process).
49. See In re L.M., 186 P.3d at 172 (Luckert, J., concurring).
50. Id.
51. Id. at 175 (McFarland, C.J., dissenting).
52. Id. at 166 (majority opinion).
53. Id.; Findlay v. State, 681 P.2d 20, 22 (Kan. 1984).
54. In re L.M., 186 P.3d at 166.
SELIG 4/19/2010 10:43:04 AM
a. Language
In analyzing L.M.s claim under the Federal Constitution, the Kansas
Supreme Court compared the language of the KJOC (the controlling law
when Findlay was decided) with the RKJJC (the current law).56 The KJOC
focused on rehabilitation of juveniles through the states parental role in
providing control, discipline, and guidance.57 The legislature enumerated
the purpose of the RKJJC, on the other hand, as to promote public safety,
hold juvenile offenders accountable for their behavior and improve their
ability to live more productively and responsibly in the community.58 The
Kansas Supreme Court determined that the new purposes of the RKJJC
were more aligned with the legislative intent for adult criminal justice
statutes than with the previous juvenile justice code.59 The court saw
similarities between the adult criminal justice statutes and the RKJJC
because the adult criminal statutes were also enacted to focus on
protecting the public by incarcerating dangerous offenders for a long
period of time, holding offenders accountable by prescribing appropriate
consequences for their actions, and encouraging offenders to be more
productive members of society by considering their individual
characteristics at sentencing.60
Additionally, the RKJJC includes language similar to that found in
the Kansas Criminal Code, language that had not been included in the
previous juvenile justice code.61 Under the new juvenile justice code,
juveniles are required to plead guilty, not guilty, or nolo contendere, just
as adults are required to do; previously, juveniles were required only to
admit or deny the allegations against them or plead nolo contendere.62
What was previously a dispositional proceeding became a sentencing
b. Structure
Structurally speaking, the RKJJC also more closely parallels the
Kansas Sentencing Guidelines for adults than the previous juvenile justice
statutes; it establishes a sentencing structure for juveniles based on offense
levels and, in some circumstances, the individuals history of juvenile
adjudications.64 In addition, the RKJJC sentencing structure allows
consideration of aggravating factors, just as the adult sentencing matrix
does.65 The RKJJC further emulates adult criminal codes in that it allows
for the opportunity to earn good time credits to reduce a term of
incarceration.66 In addition, both adults and juveniles are now eligible for
probation, house arrest, conservation camps, community-based programs,
or incarceration in a correctional facility; may be ordered to either pay
restitution or participate in mediation; or may be ordered to pay a fine.67
system.71 Because both the Findlay court and the McKeiver Court relied
on that character in holding that the right to a jury trial was not guaranteed
to juveniles, the subsequent erosion necessitated the Kansas Supreme
Courts holding that neither McKeiver nor Findlay are binding precedent.72
Therefore, the Kansas Supreme Court held that the Sixth and Fourteenth
Amendments provide a constitutional right to a jury trial to juveniles as
well as adults.73
71. Id.
72. Id.
73. In re L.M., 186 P.3d at 170.
74. Id. at 172.
75. KAN. CONST. Bill of Rights, 10.
76. See State ex rel. Curtis v. City of Topeka, 12 P. 310, 316 (Kan. 1886).
77. See Rolfs v. Shallcross, 1 P. 523, 526-27 (Kan. 1883).
SELIG FINAL 4/19/2010 10:43:04 AM
minor citizens, those same minors enjoyed an unequivocal right to jury trial
when accused of crime in the law courts.86
Additionally, the Kansas Supreme Court has noted that at common
law a minor at least fourteen years old was presumed capable of
committing a crime and the court recognized that the common law treated
those juveniles as adults in the criminal justice system.87 Therefore, Justice
Luckert concluded, section 5 of the Kansas Constitution Bill of Rights
guarantees a right to a jury trial to all juveniles at least fourteen years old
who are charged with a felony.88 Under this analysis, L.M. was entitled to a
trial by jury, as he was sixteen years old and charged with aggravated
sexual battery, which is a felony.89
Regarding the application of the Sixth Amendment, Justice Luckert
stated that the due process considerations relied upon by the majority were
largely unaffected by the revisions to the Kansas juvenile code in many
juvenile cases.90 There are still enough unique characteristics of the
juvenile system when compared with the adult system to justify different
treatment of juveniles and adults when considering the right to a jury trial.91
When these options apply and are utilized, the rationale of McKeiver and
Findlay remains valid and applicable.92
Justice Luckert, however, believed that for a discrete population of
juveniles, the RKJJC does not treat juveniles differently than adult criminal
offenders; because of prior juvenile adjudications, for example, some
juveniles are treated much the same as an adult charged with the same
crime.93 For a juvenile in this situation, the denial of a jury trial is not
constitutionally justified on due process grounds.94
86. In re L.M., 186 P.3d at 174 (Luckert, J., concurring) (quoting In re Javier A., 206
Cal. Rptr. 386, 398 (Cal. Ct. App. 1984)).
87. Id.
88. Id. at 174-75.
89. Id. at 175.
90. Id. at 173.
91. Id. When these options apply and are utilized, the rationale of McKeiver and
Findlay remains valid and applicable. Id.
92. In re L.M., 186 P.3d at 173 (Luckert, J., concurring).
93. Id.
94. Id.
SELIG FINAL 4/19/2010 10:43:04 AM
for their behavior and improve their ability to live more productively and
responsibly in the community.102 While the majority noted a definite shift
from rehabilitation-oriented goals to public protection as the primary
goal,103 the dissent saw no such differentiation.104 Additionally, the goals of
the RKJJC, even if more closely aligned with the adult criminal code than
with the previous juvenile code, retain an aspect of rehabilitation; the
dissent saw no language in the adult criminal code suggesting such a
goal.105
126. Id.
127. Id. at 182; see also Valdez v. State, 801 S.W.2d 659, 660-61 (Ark. Ct. App. 1991)
(rejecting the argument that juvenile adjudications under the revised code were similar to
criminal prosecutions and therefore required a right to a jury trial); State ex rel. D.J., 817
So.2d 26, 32 (La. 2002) (holding that statutes that blur[] the distinction between adult and
juvenile proceedings do not necessarily offend due process to the extent that a jury trial
would be required); State v. Chavez, 180 P.3d 1250, 1254 (Wash. 2008) (holding that
amendments to the juvenile justice system did not so alter it in nature that juveniles charged
with violent and serious violent offenses were afforded the right to a jury trial).
128. See supra Part II.B.
129. In re L.M., 186 P.3d at 170.
130. Id.
131. See Gerald P. Hill, II, Revisiting Juvenile Justice: The Requirement for Jury Trials
in Juvenile Proceedings Under the Sixth Amendment, 9 FLA. COASTAL L. REV. 143, 165
(2008).
132. Id.
SELIG 4/19/2010 10:43:04 AM
discussion of policy changes and closer alignment with the adult criminal
justice system as evidenced through language changes in the revised
code.133 However, the majority opinion would have done well to consider
Chief Justice McFarlands caution about placing the value of form over
substance.134 By declining to use the historical analysis proffered by Justice
Luckert in her concurrence, the majority of the Kansas Supreme Court
largely based its rationale on specific language of the KJOC and the
RKJJC, opening the door to Chief Justice McFarlands criticism that the
majority opinion was too narrowly focused.135
juveniles fourteen years old or older as part of the adult criminal system,
section 5 of the Kansas Constitution Bill of Rights grants a right to a trial
by jury to all juveniles [fourteen] years of age or older who are charged
with a felony.147 This sort of historical analysis has long been adopted and
approved of by the United States Supreme Court.148 In 1908, the Supreme
Court was asked to rule on whether a judge erred in instructing a jury that a
criminal defendants failure to take the stand and deny charges made
against him was a violation of his Constitutional due process rights.149 The
right to exemption from testimonial self-incrimination was examined by the
Court from a historical viewpoint: At the time of the formation of the
Union the principle that no person could be compelled to be a witness
against himself had become embodied in the common law and
distinguished it from all other systems of jurisprudence.150 Although a
historical inquiry is not the only factor to consider in a due process
analysis, the rights historical pedigree is still an important
consideration.151
In Duncan v. Louisiana, the United States Supreme Court again used
traditional inquiry methods and looked into legal practice regarding jury
trials at the time of the framing of the Constitution.152 Writing for the
Court, Justice White found jury trials were guaranteed by [t]he
constitutions adopted by the original States and the constitution of every
State entering the Union thereafter in one form or another.153 Further,
Justice White stated that [e]ven such skeletal history is impressive support
for considering the right to jury trial in criminal cases to be fundamental to
our system of justice, an importance frequently recognized in the opinions
of this Court.154
Justice Luckerts application of such a time-honored analytical
technique in determining that the right to a jury trial is afforded under
section 5 of the Kansas Constitution Bill of Rights is solidly based in
155. See id.; Twining v. New Jersey, 211 U.S. at 90-91, overruled in part on other
grounds by Malloy v. Hogan, 378 U.S. 1 (1964).
156. Cf. Roper v. Simmons, 543 U.S. 551, 560 (2005) ([E]xpansive language in the
Constitution[] must be interpreted according to its text, by considering history, tradition, and
precedent, and with due regard for its purpose and function in the constitutional design.);
State v. Sapps, 820 A.2d 477, 481-91, 495-97 (Del. Fam. Ct. 2002) (applying historical
analysis in determining whether Megans Law may be applied to minors); State v. Smith, 75
P.3d 934, 940 (Wash. 2003) (stating that [t]he purpose of [the relevant constitutional
provision] was to preserve inviolate the right to a trial by jury as it existed at the time of the
adoption of the constitution).
157. See supra Part II.
158. In re L.M., 186 P.3d 164, 172-75 (Kan. 2008) (Luckert, J., concurring).
159. Krotoszynski, supra note 148, at 943 (quoting Twining, 211 U.S. at 101).
160. In re L.M., 186 P.3d at 174 (Luckert, J., concurring).
161. See supra Part II.B.1.
SELIG 4/19/2010 10:43:04 AM
supports the assertion that juveniles are guaranteed the right to a jury trial
by section 5 of the Kansas Constitution Bill of Rights if the juvenile is
fourteen years of age or older and charged with a felony offense.162
Therefore, the majority of the Kansas Supreme Court would have had a
more solidly reasoned opinion had it incorporated the concurrences
historical analysis and heeded the dissents warning that it placed too much
emphasis on form over substance of the RKJJC. Standing alone, none of
the three opinions fully addresses the constitutional issue; components of
each must be incorporated to create a truly comprehensive analysis.
CONCLUSION
The Kansas Supreme Court, in its groundbreaking decision in In re
L.M., held that there is a constitutional guarantee to a jury trial for juvenile
offenders.163 Although the majority and dissenting opinions focused mainly
on the specific language and revisions to the Kansas Juvenile Justice Code,
it is the concurring opinions careful historical analysis that allows this
decision to be widely influential in other jurisdictions. When combined
with the majoritys convincing argument that the parens patriae nature of
the juvenile justice system has sufficiently eroded to require giving
juveniles the right to a jury trial and the dissents important caution that
form not take precedence over substance, the historical examination
provides the final step in creating an analysis of a juveniles right to a jury
trial in todays changing juvenile justice system. This analytical method is
not specific to Kansas, as the majority or dissents reasoning may seem if
considered alone, but is broadly applicable and may be used by other
jurisdictions in addressing the question of how the changing nature of the
juvenile justice system affects a juveniles right to a jury trial.