Professional Documents
Culture Documents
ROBERT GRODEN, §
Plaintiff, §
§ CIVIL ACTION NO.
v. §
§ 3:10-CV-1280-F
CITY OF DALLAS, et al. §
Defendants. §
JAMES C. BUTT
Assistant City Attorney
Texas Bar No. 24040354
james.butt@dallascityhall.com
JASON G. SCHUETTE
Executive Assistant City Attorney
Texas Bar No. 17827020
jason.schuette@dallascityhall.com
VICTORIA W. THOMAS
Assistant City Attorney
Texas Bar No. 24059913
victoria.thomas@dallascityhall.com
TABLE OF CONTENTS
I. SUMMARY OF MOTION..................................................................................................1
III. CONCLUSION..................................................................................................................17
TABLE OF AUTHORITIES
CASES
Albright v. Oliver,
510 U.S. 266 (1994)................................................................................................................ 13
Ashcroft v. Iqbal,
129 S. Ct. (2009)....................................................................................................................... 3
Baskin v. Parker,
602 F.2d 1205 (5th Cir. 1979) .................................................................................................. 5
Bradt v. Smith,
634 F.2d 796 (5th Cir. 1981) ................................................................................................. 15
Brawer v. Horowitz,
535 F.2d 830 (3d Cir. 1976).............................................................................................. 14, 15
Conley v. Gibson,
355 U.S. 41 (1957).................................................................................................................... 3
Conn v. Gabbert,
526 U.S. 286 (1999)................................................................................................................ 13
DeSpain v. Johnston,
731 F.2d 1171 (5th Cir. 1984). ............................................................................................... 18
Deville v. Marcantel,
567 F.3d 156 (5th Cir. 2009) .................................................................................................... 8
Griffin v. Breckenridge,
403 U.S. 88 (1971).................................................................................................................. 15
Hicks v. Miranda,
422 U.S. 332 (1975)................................................................................................................ 18
Hilliard v. Ferguson,
30 F.3d 649 (5th Cir. 1994) .................................................................................................... 15
Ingraham v. Wright,
430 U.S. 651 (1977)................................................................................................................ 12
Jackson v. Procunier,
789 F.2d 307 (5th Cir. 1986) .................................................................................................... 2
Morin v. Caire,
77 F.3d 116 (5th Cir. 1996) ...................................................................................................... 2
Parratt v. Taylor,
451 U.S. 527 (1981)................................................................................................................ 13
Samuels v. Mackell,
401 U.S.66 (1971)................................................................................................................... 17
Slavin v. Curry,
574 F.2d 1256 (5th Cir.), modified, 583 F.2d 779 (5th Cir. 1978) (reh. en banc den.) .......... 15
Smith v. Brenoettsy,
158 F.3d 908 (5th Cir. 1998) .................................................................................................... 7
Thomas and Windy City Hemp Dev. Bd. v. Chicago Park Dist.,
534 U.S. 316 (2002)................................................................................................................ 11
Younger v. Harris,
401 U.S. 37 (1971).................................................................................................................. 16
STATUTES
42 U.S.C. § 1985......................................................................................................................... 1, 2
RULES
Defendant City of Dallas (“City”), pursuant to Rule 12(b)(6) of the Federal Rules of Civil
Procedure, files its motion to dismiss all claims alleged against the City in Plaintiff’s Original
I. SUMMARY OF MOTION
Plaintiff, Robert Groden (“Groden”), alleges claims against the City pursuant to 42
U.S.C. §§ 1983 and 1985 arising from two encounters between Groden and Dallas police
officers, Sergeant Frank Gorka (“Gorka”) and Senior Corporal Rodney Nevils (“Nevils”)
(collectively, the “Officers”), on or about June 13, 2010 and June 19, 2010.1 Groden alleges that
Gorka and Nevils violated his First, Fourth, Fifth, Eighth, and Fourteenth Amendment rights and
falsely imprisoned and maliciously prosecuted him. Groden alleges that the City is liable under
sections 1983 and 1985. Groden seeks general, special, and punitive damages, attorney’s fees,
and costs.
The City is entitled to dismissal of Groden’s claims against it because the Complaint fails
to plead facts comprising even a formulaic recitation of the elements of a municipal liability
claim under section 1983 and Monell v. Department of Social Services.2 Groden’s well-pleaded
factual allegations do not permit this Court to draw a reasonable inference that the City is liable
for Gorka’s alleged wrongdoing.3 Because Groden’s allegations as to the City are purely
conclusory assertions of misconduct and liability devoid of factual enhancement, and are at best
“merely consistent with” municipal liability, Groden fails to state a plausible claim against the
City under section 1983. Finally, Groden fails to state a plausible claim against the City under
1
Nevils was dismissed by stipulation on 13 July 2010; see doc. #5.
2
Monell v. Dep’t of Soc. Servs., 436 U.S. 658 (1978) (holding that municipalities are “persons” subject to suit and
liability under 42 U.S.C. § 1983).
3
Groden has agreed to dismiss Nevils from this lawsuit due to Nevils’ lack of involvement.
section 1985 because he alleges no facts asserting a conspiracy. Therefore, the City is entitled to
1. The standard for dismissal under Rule 12(b)(6): does the complaint
state a valid claim for relief?
Rule 12(b)(6) provides for dismissal of a claim if the complaint fails to state a claim upon
which relief can be granted.4 A motion to dismiss under Rule 12(b)(6) tests the legal sufficiency
of the claims stated in the complaint, and such a motion must be evaluated solely on the basis of
the pleadings.5 There are two primary considerations for a court’s analysis of the propriety of a
motion to dismiss under Rule 12(b)(6). First, the allegations contained in the complaint are to be
construed in the plaintiff’s favor and all well-pleaded facts are to be accepted as true.6 However,
conclusory allegations and legal conclusions masquerading as factual assertions are not adequate
Second, the Supreme Court held in Bell Atl. Corp. v. Twombly, 550 U.S. 544 (2007), that
the factual allegations in a complaint must be enough to raise a right to relief above the
speculative level on the assumption that all of the allegations are true.9 That is, it is no longer
sufficient that relief could be granted under some theoretical set of facts consistent with a
4
Fed. R. Civ. P. 12(b)(6); see also Washington v. United States Dep’t of Hous. & Urban Dev., 953 F. Supp. 762,
768 (N.D. Tex. 1996).
5
Jackson v. Procunier, 789 F.2d 307, 309 (5th Cir. 1986); see also Morin v. Caire, 77 F.3d 116, 120 (5th Cir. 1996).
6
In re Katrina Canal Breaches Litig., 495 F.3d 191, 205 (5th Cir. 2007 (quoting Martin K. Eby Constr. Co. v.
Dallas Area Rapid Transit, 369 F.3d 464, 467 (5th Cir. 2004)).
7
Kaiser Alum. & Chem. Sales, Inc. v. Avondale Shipyards, Inc., 677 F.2d 1045, 1050 (5th Cir. 1982); Washington,
953 F. Supp at 768.
8
Fernandez-Montes v. Allied Pilots Ass’n, 987 F.2d 278, 284 (5th Cir. 1993).
9
Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 555 (2007) (abrogating Conley v. Gibson, 355 U.S. 41 (1957)).
complaint’s allegations, which was the familiar standard the Supreme Court established in
Conley v. Gibson, 355 U.S. 41, 45-46 (1957). Rather, under Twombly, plaintiffs must “nudge[]
their claims across the line from conceivable to plausible.”10 Therefore, to survive a motion to
dismiss made pursuant to Rule 12, a complaint must contain sufficient factual matter, accepted as
The Supreme Court clarified the scope and application of Twombly in Ashcroft v. Iqbal,
129 S. Ct. 1937 (2009). Iqbal makes clear that the Twombly decision was based upon the
Supreme Court’s interpretation and application of Rule 8, which “governs the pleading standard
‘in all civil actions and proceedings in the United States district courts.’”12 Therefore,
Twombly’s (and Iqbal’s) requirements apply to Groden’s allegations against the City.
The legal foundation of this motion is set out in section IV-A of the opinion of the Court
in Iqbal. In summary, Iqbal held that the following standards apply when evaluating the
• A complaint must be plausible on its face. “A claim has facial plausibility when the
plaintiff pleads factual content that allows the court to draw the reasonable inference
that the defendant is liable for the misconduct alleged.”14
10
Twombly, 550 U.S. at 570.
11
Twombly, 550 U.S. at 570.
12
Iqbal, 129 S. Ct. at 1953 (citing Twombly, 550 U.S. at 554 (applying Fed. R. Civ. P. 1)).
13
Iqbal, 129 S. Ct. at 1949 (citing Twombly, 550 U.S. at 555).
14
Iqbal, 129 S. Ct. at 1949 (citing Twombly, 550 U.S. at 556).
15
Iqbal, 129 S. Ct. at 1949 (citing Twombly, 550 U.S. at 555).
The Iqbal Court stated that its decision in Twombly was supported by two principles, from which
the foregoing standards were derived. “First, the tenet that a court must accept as true all of the
“[t]hreadbare recitals of the elements of a cause of action, supported by mere conclusory state-
ments, do not suffice.”18 Second, “where the well-pleaded facts do not permit the court to infer
more than the mere possibility of misconduct, the complaint has alleged - but it has not
‘show[n]’ - ‘that the pleader is entitled to relief.’”19 Thus, Iqbal directs that a court considering a
motion to dismiss “can choose to begin by identifying pleadings that, because they are no more
than conclusions, are not entitled to the assumption of truth.”20 Such conclusions are not “well-
pleaded” factual allegations, and do not plausibly give rise to an entitlement to relief.
A plethora of cases have expounded upon the standards for imposing liability on a
municipality under section 1983. It is well-settled that a municipality cannot be liable under a
will almost never trigger municipal liability.22 Rather, and as the Fifth Circuit emphasized in
16
Iqbal, 129 S. Ct. at 1949 (citing Twombly, 550 U.S. at 557).
17
Iqbal, 129 S. Ct. at 1949.
18
Iqbal, 129 S. Ct. at 1949 (citing Twombly, 550 U.S. at 555).
19
Iqbal, 129 S. Ct. at 1950 (applying Fed. R. Civ. P. 8(a)(2) (requiring “ a short and plain statement of the claim
showing the pleader is entitled to relief[.]”)).
20
Iqbal, 129 S. Ct. at 1950.
21
Piotrowski v. City of Houston, 237 F.3d 567, 578 (5th Cir. 2001) (citing Bd. of Comm’rs v. Brown, 520 U.S. 397,
403 (1997)); see also Baskin v. Parker, 602 F.2d 1205, 1208 (5th Cir. 1979).
22
Piotrowski, 237 F.3d at 578 (citing Bennett v. City of Slidell, 728 F.2d 762, 768 n.3 (5th Cir. 1984)).
Piotrowski v. City of Houston, 237 F.3d 567 (5th Cir. 2001), to hold the City liable under section
1983 a plaintiff must establish that an “official policy” of the municipality – not the policy of an
individual city official – was the “moving force” and actual cause of the loss of constitutional
The Fifth Circuit reiterated in Piotrowski that, while official policy “is ordinarily
contained in duly promulgated policy statements, ordinances, or regulations,” it may arise from a
However, it is not sufficient that a plaintiff simply offer the raw assertion that there was a custom
having the force of municipal policy. Piotrowski requires the plaintiff to specifically identify the
official policy (custom) that is alleged to have caused the constitutional harm:
It follows that that each and any policy which allegedly caused constitu-
tional violations must be specifically identified by a plaintiff, and it must
be determined whether each one is facially constitutional or
unconstitutional. 25
However, Groden does not specifically identify any facially unconstitutional City “policy” (as
defined by Webster) as the moving force and actual cause of his alleged injuries.
1983 can only arise from a custom having the force of official policy if the municipal policy-
makers were deliberately indifferent to the “‘known or obvious consequences’ that constitutional
23
Piotrowski, 237 F.3d at 578.
24
Piotrowski, 237 F.3d at 579 (citing Webster v. City of Houston, 735 F.2d 838, 841 (5th Cir. 1984); Brown, 520
U.S. at 405-07).
25
Piotrowski, 237 F.3d at 579-80.
violations would result” from the custom.26 Countless Fifth Circuit decisions have explained that
deliberate indifference imposes a strict standard of fault. For example, in Estate of Davis ex rel.
McCully v. City of North Richland Hills, 406 F.3d 375 (5th Cir. 2005), the Fifth Circuit stated
that “[f]or an official to act with deliberate indifference, the official must both be aware of facts
from which the inference could be drawn that a substantial risk of serious harm exists, and he
must also draw the inference.”27 Thus, a sufficient complaint must provide adequate “factual
content” to make deliberate indifference by the City’s official policymakers not merely conceiv-
In a similar vein, the Supreme Court held in City of Canton v. Harris, 489 U.S. 378
(1989), that a Monell claim based upon a “policy” of inadequate police training requires proof of
“deliberate indifference” to the rights of persons with whom the police will come into contact.29
Likewise, a claim based upon a municipality’s failure to supervise or discipline its police officers
requires the same showing of deliberate indifference to the constitutional rights of citizens.30 In
order to plead a Monell claims are based upon alleged customs and deficient training and
supervision, Groden must plead facts supporting deliberate indifference by the City’s final
Groden pleads his assertions regarding the City’s alleged liability as in paragraph 29 of
26
Piotrowski, 237 F.3d at 579.
27
Estate of Davis, 406 F.3d at 381 (citing Smith v. Brenoettsy, 158 F.3d 908, 912 (5th Cir. 1998) (internal quotation
marks and citations omitted).
28
See Iqbal, 129 S. Ct. at 1949 (citing Twombly, 550 U.S. at 556) (“A claim has facial plausibility when the plaintiff
pleads factual content that allows the court to draw the reasonable inference that the defendant is liable for the
misconduct alleged.”).
29
Canton, 489 U.S. at 388.
30
Deville v. Marcantel, 567 F.3d 156, 171 (5th Cir. 2009) (citing Piotrowski, 237 F.3d at 581).
his Complaint.
The actions of the City of Dallas, through their actions of the Dallas Police
Department and their officers, have denied plaintiff his First Amendment
freedom of speech, prevented his lawful and peaceable assembly in a
public place, violated Plaintiff’s rights under the Fourteenth Amendment
to not be deprived of liberty, as well as Plaintiff’s Due Process Rights in
arresting Plaintiff based on either no applicable ordinance or based on
unenforceable ordinances that are unconstitutionally vague.
Clearly, Groden’s allegations fall squarely within that class of conclusory allegations
described by the Supreme Court in Twombly and Iqbal as “‘naked assertion[s]’ devoid of ‘further
factual enhancement.’”31
Twombly and Iqbal require far more than the sparse, conclusory, buzz-word laden
allegations Groden pleads. Groden fails to plead any factual content that would support his
Moreover, even assuming, arguendo, that Groden has adequately pleaded the existence of
an unconstitutional City custom or policy – though what facts support such a contention that a
custom or policy exists remains a mystery – Groden pleads no facts that would permit the
conclusion that the unidentified custom/policy was the moving force behind the Officers’ alleged
misconduct. Groden pleads no facts to render it plausible that a policy promulgated or condoned
by the City was the “moving force” and actual cause of the Officers’ alleged misconduct. In
Monell, the Supreme Court held that, in addition to culpability, there must be a direct causal link
between the municipal policy and the constitutional deprivation.32 But here, Groden pleads no
facts that render it plausible that the City’s official policies were the cause-in-fact of the
Further still, Groden pleads no facts that would reasonably permit the conclusion that
31
Iqbal, 129 S. Ct. at 1949 (citing Twombly, 550 U.S. at 557).
32
Monell, 436 U.S. at 694.
there was deliberate indifference on the part of the City’s final policymaker. Groden fails to
plead circumstances that would, if true, make it plausible that the City’s policymakers were both
“aware of facts from which the inference could be drawn that a substantial risk of serious harm
exists,” and that the City’s policymakers drew the inference. Groden fails to plead any facts to
permit a conclusion that the City’s final policymakers were subjectively aware of any alleged
deficiencies in DPD enforcement of City ordinances such that there was an appreciable risk of
the harms that Groden alleges, or that those policymakers failed to take remedial action once
It bears repeating that Groden’s pleading is insufficient to state a valid Monell claim.
Groden does not specify the offending City policies or customs. In Spiller v. City of Texas City,
130 F.3d 162 (5th Cir. 1997), the Fifth Circuit stated that “[t]he description of a policy or custom
and its relationship to the underlying constitutional violation, moreover, cannot be conclusory; it
must contain specific facts.”33 The Spiller court held that Spiller’s non-descript and conclusory
33
Spiller, 130 F.3d at 167 (citing Fraire v. City of Arlington, 957 F.3d 1267, 1277 (5th Cir. 1992) (requiring section
1983 plaintiffs to plead “specific facts, not merely conclusory allegations”)).
In candor, Spiller was decided at a time when the Fifth Circuit applied “heightened pleading” to
municipal liability claims. The Supreme Court held in Leatherman v. Tarrant County Narcotics
Intel. & Coord. Unit, 507 U.S. 163 (1993), that the Fifth Circuit’s application of heightened
pleading to section 1983 claims against municipalities could not be reconciled with the “liberal
system of notice pleading set up by the Federal Rules.”35 Nonetheless, the Supreme Court’s
more recent holdings in Twombly and Iqbal make clear that a complaint must, at the least, plead
sufficient factual matter to make a claim plausible. Because Groden’s Complaint fails to do so, it
Groden alleges deprivation of rights under the First Amendment. A City may prevent its
parks and common places from being used by any citizen or class of citizens for conducting any
kind of commercial activity. City of Dallas v. Harris, 157 S.W.2d 710 (Tex.App.—Dallas 1941,
reh’g den.). The City’s content-neutral prohibition of sale of merchandise at Dealey Plaza is a
permissible restriction of commercial activity. See Thomas and Windy City Hemp Dev. Bd. v.
Chicago Park Dist., 534 U.S. 316 (2002). As in Thomas, the ordinance here is content neutral.
Indeed, the ordinance is not directed at communicative activities, but vending activities, and has
nothing to do with the content of speech. That is, the City’s regulation of vending on the
premises of Dealey Plaza is simply a content-neutral time, place, and manner restriction.
Groden alleges deprivation of rights under the Fifth Amendment of the United States
34
Spiller, 130 F.3d at 167.
35
Leatherman, 507 U.S. at 168 (citing Fed. R. Civ. P. 8(a)(2)).
Constitution. The Fifth Amendment applies only to violations of constitutional rights by the
United States or a federal actor. Jones v. City of Jackson, 203 F.3d 875, 880 (5th Cir. 2000). See
also Blackburn v. City of Marshall, 42 F.3d 925, 930 (5th Cir. 1995).
It is well-settled that the prohibition against cruel and unusual punishment afforded by
the Eighth Amendment applies only to convicted persons. Ingraham v. Wright, 430 U.S. 651,
671 n.40 (1977). Groden does not plead that he was wrongfully convicted. Secondly, where, as
here, Groden challenges the fact of his post-arrest/ pretrial detention and not the conditions of his
confinement, no claim lies under the Eighth Amendment. In Jones v. City of Jackson, 203 F.3d
875 (5th Cir. 2000), the Fifth Circuit held that, where a plaintiff challenges the fact of his
incarceration, rather than the conditions of his confinement, no claim is stated under the Eighth
Amendment as a matter of law.36 Here, Groden’s claims clearly relate to the fact of his arrest,
Groden generally alleges that he was deprived of his Fourteenth Amendment rights. (See
Complaint at 8, paragraph 29.) To the extent that Groden has successfully pleaded a viable claim
for relief under section 1983 (which is denied for the reasons discussed above), Groden
nonetheless fails to state a claim upon which relief can be granted under the Fourteenth
Groden’s Fourteenth Amendment claim fails because the Fourth Amendment is the
textual source of constitutional protection from unreasonable searches and seizures. In Conn v.
Gabbert, 526 U.S. 286 (1999), the Supreme Court held that “challenges to the reasonableness of
36
Jones, 203 F.3d at 880.
a search by government agents clearly fall under the Fourth Amendment, not the Fourteenth.”37
In Albright v. Oliver, 510 U.S. 266 (1994), the Supreme Court held that “it is the Fourth
Amendment, not substantive due process,” that addresses claims arising from a pretrial
deprivation of liberty.”38 And, finally, in United States v. Lanier, 520 U.S. 259 (1997), the
Supreme Court reiterated that a substantive due process claim may not be maintained when a
specific constitutional provision (here, the Fourth Amendment) protects the right allegedly
violated.39 Here these rights are the right to liberty and the right not to be subjected to
unreasonable searches. Both fall squarely within the scope of the Fourth Amendment.
To the extent that Groden attempts to assert a procedural due process claim under the
Fourteenth Amendment, that path is foreclosed by Parratt v. Taylor, 451 U.S. 527 (1981). In
Parratt, the Supreme Court held that, where state law provides an adequate post-deprivation
remedy, a plaintiff is barred from claiming, through section 1983, a procedural due process
violation. Texas provides an adequate post-deprivation remedy for wrongful seizure (arrest) in
the form of a claim for false arrest or imprisonment, and a remedy for a knowingly wrongful
prosecution in the form of a claim for malicious prosecution. For all of these reasons, the Court
37
Conn, 526 U.S. at 292.
38
Albright, 510 U.S. at 271.
39
Lanier, 520 U.S. at 272 n.7.
juror in any such court, or to injure such juror in his person or property on
account of any verdict, presentment, or indictment lawfully assented to by
him, or of his being or having been such juror; or if two or more persons
conspire for the purpose of impeding, hindering, obstructing, or defeating,
in any manner, the due course of justice in any State or Territory, with
intent to deny to any citizen the equal protection of the laws, or to injure
him or his property for lawfully enforcing, or attempting to enforce, the
right of any person, or class of persons, to the equal protection of the laws
....
Two broad categories of conspiracies are described in section 1985(2).40 The first four clauses of
section 1985(2) describe conspiracies designed to obstruct the course of justice in the federal
judicial system.41 The last two clauses of section 1985(2) describe conspiracies designed to
Groden’s section 1985 claim fails as a matter of law because a corporate entity, such as a
city, and its employees constitute “a single legal entity which is incapable of conspiring with
itself.”43 Because Groden’s conspiracy allegation is that the City’s police officers conspired
among themselves (or with other unnamed City employees), this claims must fail.
Because the first four clauses of section 1985(2) refer to conspiracies that are designed to
obstruct the course of justice “in any court of the United States,” a plaintiff seeking to recover
under those clauses must show a nexus between the alleged conspiracy and a proceeding in
federal court.44 Because the last two clauses of section 1985(2) refer to conspiracies designed to
deny or interfere with equal protection rights, a plaintiff seeking to recover under those clauses
40
Brawer v. Horowitz, 535 F.2d 830, 839-40 (3d Cir. 1976).
41
Brawer, 535 F.2d at 839-40.
42
Brawer, 535 F.2d at 839-40.
43
Hilliard v. Ferguson, 30 F.3d 649, 653 (5th Cir. 1994).
44
Brawer, 535 F.2d at 840.
45
Slavin v. Curry, 574 F.2d 1256, 1262 (5th Cir.), modified, 583 F.2d 779 (5th Cir. 1978) (reh. en banc den.);
Brawer, 535 F.2d at 840.
403 U.S. 88 (1971), the Supreme Court interpreted the intent to deprive one of “equal protection
of the laws” under section 1985 to mean that some racial or other class-based discriminatory
animus must deprive the conspirators’ actions. The Fifth Circuit has applied the Griffin rationale
to claims under 1985(2), as that part of the statute also refers to equal protection of laws.46
Groden’s complaint fails to allege a viable claim under any clause of section 1985(2).
Groden alleges no nexus whatsoever between the alleged conspiracy and any federal proceeding.
Nor does Groden’s complaint allege, or plead any facts sufficient to suggest, a racial or class-
based invidiously discriminatory animus behind the actions of which he complains. In fact, there
is no evidence that Groden was subjected to racial discrimination by any of the officers or the
City of Dallas. While the Court must accept Groden’s factual allegations as true, Groden must
plead “enough facts to state a claim to relief that is plausible on its face.”47 Groden has failed to
do so.
Federal courts have long recognized the limited office and jurisdiction of a court of
equity. It has no jurisdiction over the prosecution, the punishment, or the pardon of crimes or
misdemeanors or over the appointment or removal of public officers. Moss & Co. v. McCarthy,
191 F. 202, 204 (C.C.N.D. Cal. 1911). The Supreme Court held in Younger v. Harris, 401 U.S.
37 (1971), that a federal court may not enjoin a pending state criminal proceeding unless there is
a threat of great and immediate irreparable injury. The Court wrote that abstention was
necessary in the interest of ‘comity,’ that is, a proper respect for state functions, a recognition of
the fact that the entire country is made up of a Union of separate state governments, and a
continuance of the belief that the National Government will fare best if the States and their
46
See, i.e., Bradt v. Smith, 634 F.2d 796 (5th Cir. 1981).
47
Bell Atl. Corp. v. Twombly, 550 U.S. 544 (2007).
institutions are left free to perform their separate functions in their separate ways. This, perhaps
for lack of a better and clearer way to describe it, is referred to by many as ‘Our Federalism’ . . . .
What the concept does represent is a system in which there is sensitivity to the legitimate
interests of both State and National Governments, and in which the National Government,
anxious though it may be to vindicate and protect federal rights and federal interests, always
endeavors to do so in ways that will not unduly interfere with the legitimate activities of the
States. Id. at 44. In Younger the Court quoted Fenner v. Boykin for the proposition that any
federal claim should be urged as a defense in state court “unless it plainly appears that this
course would not afford adequate protection.” Id. at 45 (quoting 271 U.S. 240, 244 (1926)). In a
companion case, Samuels v. Mackell, 401 U.S.66 (1971), the Court recognized that the Younger
prohibition applies also to intervention by way of declaratory relief. Abstention under Younger
“is generally deemed appropriate [when] assumption of jurisdiction by a federal court would
interfere with pending state proceedings, whether of a criminal, civil, or even administrative
character.” Word of Faith World Outreach Center Church, Inc. v. Morales, 986 F.2d 962, 966
(5th Cir.), cert. denied, 510 U.S. 823 (1993) (citations omitted).
La. Debating & Literary Ass’n v. City of New Orleans, 42 F.3d 1483, 1490 (5th Cir. 1995)
(quoting County Ethics Comm. v. Garden State Bar Ass’n, 457 U.S. 423, 432 (1982)). All three
“ongoing.” The test for whether a state judicial proceeding is “ongoing” so as to invoke the
Younger doctrine is not whether the state proceeding was commenced before the federal case
was filed but rather whether the state proceeding was commenced “before any proceedings of
substance on the merits have taken place in the federal court.” Hicks v. Miranda, 422 U.S. 332,
349 (1975). Because there have been no proceedings on the merits of this case, the criminal
Second, the City has an important interest in enforcing its ordinances regarding
commercial activity in its parks through criminal prosecution without interference by the federal
courts. Here, the City is prosecuting Groden for violation of the very ordinance he is challenging
in this case. In the criminal prosecution the City is acting in the furtherance of its important
interest in regulating commercial activities in its public parks. The Fifth Circuit relied on
Younger in DeSpain v. Johnston, 731 F.2d 1171, 1176 (5th Cir. 1984).
The state has a strong interest in enforcing its criminal laws. If the
only risk to the state defendant’s federal rights is one that can be
eliminated by the defense to a single criminal prosecution, the
balance tips heavily in favor of the state government and its
interest in enforcing its criminal laws. The Younger doctrine
establishes a presumption that the federal courts should abstain in
cases in which a state criminal proceeding is pending.
DeSpain at 1176 (5th Cir. 1984) (citation omitted; citing Younger, 401 U.S. at 47). Based upon
the fact that Groden is attempting to raise issues concerning the validity of his potential future
Third, the state forum affords Groden an adequate opportunity to raise his federal law
issues. Chapter 45 of the Code of Criminal Procedure sets out the procedure for cases alleging
violations of municipal ordinances and states that one objective of that chapter is “to provide fair
notice to a person appearing in a criminal proceeding before a justice or municipal court and a
meaningful opportunity for that person to be heard.” Id. art. 45.001(1). Criminal proceedings in
the municipal courts are to be conducted in accordance with chapter 45, and if that chapter does
not provide a governing rule of procedure, the municipal judge is to apply the other general
provisions of the Code of Criminal Procedure to the extent necessary to achieve the objectives of
chapter 45. Id. art. 45.002. The State of Texas also provides Groden with adequate appellate
remedies to challenge the validity of the Ordinance. Appellate jurisdiction of a Dallas municipal
court case lies in a Dallas County criminal court of appeals. Tex. Gov’t Code § 30.01595.
Groden would have the right to a further appeal to the Court of Appeals for the Fifth Judicial
District of Texas to challenge the constitutionality of the park ordinance. Tex. Code Crim. Proc.
art. 4.03. Finally, the Texas Court of Criminal Appeals would have jurisdiction to review any
decision of the Texas Fifth Court of Appeals. Id. art. 4.04, § 2. Therefore, Groden will have a
full and fair opportunity to raise his constitutional defenses in the municipal court prosecution
and on appeal to the county court of criminal appeals and the Fifth Court of Appeals, and
potentially the Texas Court of Criminal Appeals. Cf. State v. Portillo, No. 08-09-00187-CR,
2010 WL 1741339 (Tex. App.—El Paso Apr. 30, 2010, no pet.) (holding, on state’s appeal from
an order suppressing cocaine found in the defendant’s possession during a search incident to his
arrest for violating the Ordinance, that the enactment of the Ordinance was a valid exercise of the
City’s police power; that the Ordinance was not pre-empted by the state constitution or the
general laws of the state; and that the enforcement of the Ordinance as to the defendant did not
An injunction will not issue to enjoin the enforcement of criminal statues claimed to be
unconsitutional in the absence of a clear showing of the invasion of a property right. Carolina-
Virginia Racing Association v. Cahoon, 214 F.2d 830, 833 (4th Cir. 1954). See also Dobbins v.
Los Angeles, 195 U.S. 223, 241 (1904). Similarly, under Texas law a court of equity does not
have jurisdiction to enjoin the enforcement of a penal ordinance or statute unless (1) it is
unconstitutional and (2) it threatens vested property rights with irreparable injury. City of La
Marque v. Braskey, 216 S.W.3d 861, 863 (Tex. App.—Houston 2007, review denied). Where
showing that the ordinance would cause irreparable injury to vested property rights. City of
Amarillo v Griggs Southwest Mortuary, Inc., 406 S.W.2d 230 (Tex. App.—Amarillo 1966,
rehearing denied).
Here Groden has no vested property right to sell his wares on City property, and he may
offer the same constitutionality arguments to the municipal court that he proffers in this
III. CONCLUSION
Groden’s allegations in his Complaint do not state a plausible claim for relief as to the
City. Groden’s allegations are vague and conclusory, and do not provide factual content beyond
labels, conclusions, and a formulaic recitation of the minimal elements of section 1983 municipal
liability claim. As a result of the lack of factual content in Groden’s Complaint, his section 1983
claims lacks facial plausibility because the Court cannot draw the reasonable inference that the
City is liable for the misconduct Groden alleges. Therefore, the City is entitled to dismissal of
Groden’s claims against it made pursuant to 42 U.S.C. § 1983. Even if Groden’s complaint were
sufficient under section 1983, his Fourteenth Amendment claim fails as a matter of law. Finally,
the Court should dismiss Groden’s claims under 42 U.S.C. § 1985 because this statute is not
for failure to state a claim on which relief can be granted, that City recover all costs of suit, and
for such other and further relief to which the City is entitled.
Respectfully submitted,
s/ JAMES C. BUTT
Assistant City Attorney
Texas Bar No. 24040354
james.butt@dallascityhall.com
s/ JASON G. SCHUETTE
Executive Assistant City Attorney
Texas Bar No.17827020
jason.schuette@dallascityhall.com
s/VICTORIA W. THOMAS
Assistant City Attorney
Texas Bar No. 24059913
victoria.thomas@dallascityhall.com
CERTIFICATE OF SERVICE
I certify that on 14 July 2010, I electronically filed the foregoing document with the clerk
of court for the U.S. District Court, Northern District of Texas, using the electronic case filing
system of the court. The electronic case filing system sent a “Notice of Electronic Filing” to the
following attorneys of record who have consented in writing to accept this Notice as service of
this document by electronic means:
Alex R. Tandy
Attorney at Law
777 Lonesome Dove Trail
Hurst, Texas 76054
Attorney for Plaintiff
s/ James C. Butt
Assistant City Attorney