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What is This?
Background: Autologous chondrocyte implantation (ACI) represents an established surgical therapy for large cartilage defects of
the knee joint. Although various studies report satisfying midterm results, little is known about long-term outcomes.
Purpose: To evaluate long-term clinical and magnetic resonance imaging (MRI) outcomes after ACI.
Study Design: Case series; Level of evidence, 4.
Methods: Between January 1997 and June 2001, a total of 86 patients were treated with ACI for isolated cartilage defects of the
knee. The mean patient age at the time of surgery was 33.3 6 10.2 years, and the mean defect size was 6.5 6 4.0 cm2. Thirty-four
defects were located on the medial femoral condyle and 13 on the lateral femoral condyle, while 6 patients were treated for cartilage
defects of the trochlear groove and 17 for patellar lesions. At a mean follow-up of 10.9 6 1.1 years, 70 patients (follow-up rate, 82%)
treated for 82 full-thickness cartilage defects of the knee were available for an evaluation of knee function using standard instru-
ments, while 59 of these patients were additionally evaluated by 1.5-T MRI to quantify the magnetic resonance observation of car-
tilage repair tissue (MOCART) score. Clinical function at follow-up was assessed by means of the Lysholm score, the International
Knee Documentation Committee (IKDC) score, and the Knee injury and Osteoarthritis Outcome Score (KOOS). Patient activity was
assessed by the Tegner score. In addition, pain on a visual analog scale (VAS) and patient satisfaction were evaluated separately.
Results: At follow-up, 77% reported being satisfied or very satisfied. The mean IKDC score at follow-up was 74.0 6 17.3.
The mean Lysholm score improved from 42.0 6 22.5 before surgery to 71.0 6 17.4 at follow-up (P \ .01). The mean pain score on
the VAS decreased from 7.2 6 1.9 preoperatively to 2.1 6 2.1 postoperatively. The mean MOCART score was 44.9 6 23.6.
Defect-associated bone marrow edema was found in 78% of the cases. Nevertheless, no correlation between the MOCART score
and clinical outcome (IKDC score) could be found (Pearson coefficient, r = 0.173).
Conclusion: First-generation ACI leads to satisfying clinical results in terms of patient satisfaction, reduction of pain, and
improvement in knee function. Nevertheless, full restoration of knee function cannot be achieved. Although MRI reveals lesions
in the majority of the cases and the overall MOCART score seems moderate, this could not be correlated with long-term clinical
outcomes.
Keywords: cartilage; knee joint; autologous chondrocyte implantation; long-term outcomes
Autologous chondrocyte implantation (ACI) was intro- heal the damaged joint surface, which represents a poten-
duced by the group of Lars Peterson and Matts Brittberg tial risk factor for consecutive osteoarthritis.12
in 1987 for the treatment of symptomatic full-thickness The initial hope, to generate hyaline cartilage similar to
cartilage defects of the knee; the first clinical results natural articular cartilage, has not been fulfilled to its full
were published in 1994.10 Although many modifications extent yet. Repair tissue induced by ACI seems superior to
of this technique have been reported29 since then, the that induced by other cartilage repair techniques such as
aim of ACI remains to restore joint function and to actually bone marrow stimulation42 but is inferior to the natural car-
tilage transplanted, that is, during osteochondral autograft-
ing. Nevertheless, the histologic quality of ACI tissue seems
better compared with any other regenerative cartilage tech-
The American Journal of Sports Medicine, Vol. 42, No. 1
DOI: 10.1177/0363546513506593 nique. Additionally, with regard to the fact that bone marrow
2013 The Author(s) stimulation techniques show a deterioration of clinical results
150
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Vol. 42, No. 1, 2014 Long-term Outcomes After ACI 151
*Address correspondence to Philipp Niemeyer, MD, PhD, Department of Orthopedic Surgery and Traumatology, Freiburg University Hospital, Hugstet-
ter Strasse 55, D-79095 Freiburg, Germany (e-mail: philipp.niemeyer@uniklinik-freiburg.de).
y
Department of Orthopedic Surgery and Traumatology, Freiburg University Hospital, Freiburg, Germany.
z
Department for Orthobiology and Cartilage Regeneration, Schulthess Klinik, Zurich, Switzerland.
Center for Biological Joint Surgery, Zurich, Switzerland.
||
Orthopedic Department, Rostock University Hospital, Rostock, Germany.
{
Institute of Diagnostic Radiology, St Josefskrankenhaus, Freiburg, Germany.
#
Diagnostic Imaging Center, Singen, Germany.
One or more of the authors has declared the following potential conflict of interest or source of funding: The study was supported by a grant of the
Deutsche Arthrose-Hilfe e.v.
TABLE 2 TABLE 4
Types of Subsequent Surgeries Performed Patient Subjective Satisfaction With Surgical
During the Follow-up Period Treatment at Follow-up
TABLE 3
Functional Scores of Patients at Follow-upa
reduction of pain as well as a return to sports activity have approximately 4 cm2 randomized to either treatment
been published, long-term outcomes and long-term results, with mosaicplasty or ACI for cartilage defects of the knee
which prove the durability of the implants, are still with a minimum follow-up of 10 years. In this study, con-
limited.30,33,46 cerning the failure rate, a significant superiority of ACI
Recently, various studies with long-term results have versus mosaicplasty could be demonstrated. While a failure
been published; nevertheless, the majority of these studies rate of 51% was observed in the mosaicplasty group, the
report clinical and MRI-tomographic outcomes at approxi- failure rate of ACI in this long-term follow-up was 17%.
mately 5 to 10 years after surgery. Moseley et al34 report Functional outcomes, as assessed by the Cincinnati knee
clinical outcomes of a multicenter observational study in score and the Stanmore-Bentley Functional Rating Sys-
72 patients with a mean follow-up of 9.2 years, describing tem, were also better in those patients treated with ACI.4
a failure rate of 17% over time and a deterioration of symp- The present article presents long-term outcomes of 70
toms in 15% of the patients, which seem lower than what patients treated with ACI using cell suspension in combina-
has been reported for arthroscopic microfracturing.24,32 tion with autologous periosteum, which has subsequently
Loken and coauthors26 demonstrate a further improvement been described as first-generation ACI,29 with a mean
in pain when comparing 1-year outcomes of 21 patients with follow-up of 10.9 years. The technique is analogous to the
a longer mean follow-up of 7.4 years. The failure rate was 3 above-mentioned study by Peterson et al40 and is partially
of 21 patients (14%). Recently, Genovese et al18 also identical to the Bentley et al4 study, which used both first-
described the outcomes of 13 patients at 60 months after generation periosteum-covered ACI and second-generation
ACI for cartilage defects of the knee including MRI evalua- Chondro-Gide (Geistlich, Wolhusen, Switzerland).
tion by means of the MOCART score. This group also In direct comparison to those studies, the KOOS value
described satisfying clinical outcomes and a MOCART score in our patient population was slightly better compared
of 65 at 60 months, which was comparable and stable to that with that in the Peterson et al40 study but within the range
found in an earlier evaluation of the identical patients at 30 of those results. A mean score of 81.4 on the pain subscale
months. A generally high satisfaction rate of 98% has been was observed, while the value for KOOS symptoms was
described at 60 months after ACI by Ebert et al,16 including 75.6, KOOS activities of daily living was 86.0, KOOS sports
a specific satisfaction rate of 73% of the patients concerning was 62.3, and KOOS quality of life was 54.3. The overall
sports activity. These data are also supported by Corpus activity score was slightly lower compared with that in
et al,14 who found at a mean of 8.4 years after ACI that the Peterson et al40 study; the mean Tegner score was
88.9% of the patients would undergo the procedure again. 4.36. Nevertheless, these clinical results confirm what
Peterson et al40 were the first to publish clinical data of was earlier described by Peterson et al,40 in that long-
224 patients with a follow-up of 10 to 20 years. Interest- term stable functional outcomes can be achieved by means
ingly, while a high percentage of satisfied patients were of ACI in patients with focal cartilage defects. In addition,
reported on MRI, subchondral bone marrow edemas were the results are in line with other studies describing out-
found in a significant proportion of patients, but no corre- comes of ACI in different patient populations.1 Compared
lation to long-term clinical outcomes was reported. The with the evaluation of Corpus et al,14 the mean KOOS val-
overall mean Lysholm score was 69. Additionally, the ues are also in the range of results at 8 years with a ten-
KOOS was used for clinical evaluations, demonstrating dency of slightly superior KOOS values in the present
mean values of 74.8 for pain, 63.0 for symptoms, 81.0 for study.
activities of daily living, 41.5 for sports, and 49.3 for qual- Concerning further evaluation scores, we observed
ity of life. The authors demonstrated stable results of those a mean IKDC score of 74.0 and a mean Lysholm score of
patients with good clinical outcomes at 2 years, which 71.0. This is in the range of earlier reported publications
seems to be a sign of durable regenerative tissue induced and comparable with the clinical outcomes found in the
by ACI. This hypothesis of high-quality repair tissue was study of Peterson et al,40 who published a mean Lysholm
confirmed by an MRI study of the identical group of score of 69 in a total of 224 patients between 10 and 20
patients, demonstrating an equal quality of repair tissue years after periosteum ACI. Although outcomes as evalu-
compared with the surrounding cartilage in 31 patients ated by means of the IKDC score cannot be interpreted
by delayed gadolinium-enhanced MRI of cartilage (dGEM- as complete healing of the cartilage defect, we found
RIC) biochemical scans.46 a very high proportion of patients who considered them-
Furthermore, Moradi et al33 recently published a selves satisfied or very satisfied with their clinical out-
case series of 23 subsequent patients who underwent comes more than 10 years after ACI. This contrast in
periosteum-covered ACI for cartilage defects of the knee patient satisfaction and objective functional outcomes
with a mean follow-up of 9.9 years. Although younger could be caused by a high psychological strain, a high
patients with small defects and a short duration of symptoms pain intensity, and a significant decrease in the quality
seemed to be preferable, a total of 73.1% stated that they of life and activity of patients with cartilage defects before
would undergo the identical operation again. The mean ACI, which have been reported by other authors.21 Fur-
IDKC score at follow-up was 69.1; a slight deterioration of thermore, moderate scores at follow-up could also be
symptoms was observed compared with outcomes at 12 caused by the fact that patients involved in this case series
months. Nevertheless, this lacked statistical significance.33 are not characterized by a selection process before ACI; all
In addition to those results, Bentley et al4 published patients treated with ACI for focal cartilage defects were
data of 100 patients with a mean defect size of involved, regardless of any specific inclusion and exclusion
criteria. This might explain the slightly inferior IKDC edema and knee function as evaluated by the IKDC score
scores compared with those in other interventional studies or KOOS. The failed correlation of MRI results and clinical
with a detailed selection process before inclusion.23,43 The outcomes has also been described by other authors before,6
phenomenon that patients included in prospective random- and this circumstance makes monitoring patients after ACI
ized trials are not representative has also been described by the use of MRI difficult. Nevertheless, because we only
earlier.17 Nevertheless, mean functional scores of the pres- evaluated patients once during the clinical course after
ent publication also confirm that no restitutio ad integ- ACI, the present data do not allow us to draw any conclu-
rum is achieved in the majority of the patients. The sion about a possible relationship between an increase or
percentage of patients with persistent moderate symptoms decrease of single factors such as subchondral edemas in
and complaints seems high, although most patients have sequential MRI scans, which might indeed be helpful for
improved and achieved good clinical results in the long postoperative monitoring of ACI patients. Yet, still with
term. regard to other studies evaluating patients by MRI and
Independent of any absolute score values, the present standardized scores, there seems to be a trend for inferior
data demonstrate the long-term efficiency of ACI in the MRI results compared with functional outcomes. Moradi
treatment of focal cartilage defects. We found a very high et al33 found complete filling in only 53.1% of their patients,
rate of patient satisfaction even 10 years after ACI. A bone edema in 47.6%, and effusion of the affected joint in
proportion of 77% of the patients were satisfied with the 47.6%. Only defect filling and repairs correlated with clini-
ACI procedure, which is a remarkable high proportion cal outcomes (IKDC score).33 These observations go along
and once more underlines high patient satisfaction. This with those of Marlovits et al,28 who evaluated the variability
corresponds to what has been reported earlier and con- of the MOCART score and correlations to clinical outcomes
firms previous published studies, which also describe earlier except for the observation that, in this study, against
very high patient satisfaction even with moderate objective the results of the present study and the long-term outcome
functional scores at the time of follow-up.16,33,40 This phe- study of Peterson et al,40 a correlation of subchondral edema
nomenon might be explained by the high preoperative psy- and clinical outcomes has also been postulated. Interest-
chological and physical strains of patients affected by full- ingly, there is a huge range of MOCART scores reported
thickness cartilage defects of the knee.21 in the postoperative clinical course after ACI. Some recent
The overall rate of patients who required subsequent studies evaluating patients after ACI by the MOCART score
surgery during the follow-up period was almost 30%. In describe better MRI findings; Anders et al1 reported a mean
comparison, this is slightly higher than what has been MOCART score of over 80 at 5 years in 22 patients, and
reported earlier20,22,36 but includes all surgeries of the Marlovits et al,27 who used the MOCART score, also
affected knee in the clinical course after ACI and therefore reported a mean score of 75.8 at 5 years in 21 patients.
does not correspond to a treatment or graft failure. Some of Because all these studies have a limited follow-up of
the procedures performed during follow-up were not 5 years, the limited MOCART score of the present
related to the transplant. Although no specific complica- study and the high incidence of pathologic MRI findings
tions related to the implantation of autologous chondro- (including intralesional osteophytes, subchondral edemas,
cytes nor caused by the implantation of autologous etc) in the Swedish studies of Petersons group40,46 might
periosteum were observed, the high revision rate needs be interpreted as potential evidence that MRI findings dete-
to be interpreted against the background that revision riorate over time while clinical outcomes remain stable.
was defined as any secondary surgery during the follow- Referring to the outcome analysis of the present study,
up period. Compared with today, follow-up arthroscopic patients were enrolled as early as 1997 to 2001, which also
surgery was probably indicated more liberally during the explains why the IKDC scores and KOOS values, which
early phase of ACI because little was known about possible had not been assessed at that time, were not available
problems and specific findings during follow-up, and before enrollment. In addition, at this time, only a few pub-
knowledge about typical MRI findings was also limited. lications were available.8,10,39 Limitations, risk factors for
Additionally, concerning the revision rate of this study, it failure, and positive prognostic factors were described
also needs to be considered that first-generation ACI was later.15,22,25 No controlled studies and even no guidelines
used, which is associated with a higher incidence of graft by orthopaedic societies describing the optimal indications
hypertrophy and a significantly higher revision rate com- for ACI were available but were published later on.3,13
pared with second- and third-generation ACI. Against this background, a critical retrospective analysis
In addition to clinical evaluations, we performed MRI of the patients treated with ACI at this early stage has to
analysis of the repair tissue after ACI, which was evaluated be considered. This case series reveals some relevant fac-
by use of the MOCART score. The overall MOCART score tors that make failure more likely compared with the ideal
was 44.9, which is moderate and cannot be considered indications for ACI, which have been evaluated in many
a good result based upon MRI outcomes. Analogous to subsequent publications.25,38 Additionally, no treated
Peterson et al,40 we observed subchondral edemas in the patients were excluded from the present study, and the
vast majority of the cases (85.9%). Although subchondral patient cohort represents a realistic cohort. This also
edemas could be identified as a prognostic factor in the early seems to differ from prospective controlled clinical trials
clinical course after ACI,37 we did not find any correlation and might not be representative to its full extent as demon-
either with the overall MOCART score and clinical out- strated by Engen et al.17 A vast majority of the patients
comes nor with the incidence or size of the subchondral included in the present study underwent multiple
operations before ACI, and the mean duration of symptoms 11. Choi Y, Potter HG. MR imaging sequences for evaluation of cartilage
was several years. Both parameters have been correlated repair. Radiographics. 2008;28:1043-1059.
12. Cicuttini F, Ding C, Wluka A, Davis S, Ebeling PR, Jones G. Associ-
with inferior prognoses recently,22,45 and the percentage
ation of cartilage defects with loss of knee cartilage in healthy,
of concomitant surgeries (number of concomitant surger- middle-age adults: a prospective study. Arthritis Rheum. 2005;
ies, n = 20; 30%) was lower compared with patients treated 52(7):2033-2039.
in our institution recently, as some new studies demon- 13. Cole BJ, Pascual-Garrido C, Grumet RC. Surgical management of
strate the benefit of addressing discrete deformities, such articular cartilage defects in the knee. J Bone Joint Surg Am.
as a slight malalignment, more aggressively.7 Additionally, 2009;91(7):1778-1790.
MRI at follow-up revealed a substantial loss of the menis- 14. Corpus KT, Bajaj S, Daley EL, et al. Long-term evaluation of autolo-
gous chondrocyte implantation: minimum 7-year follow-up. Carti-
cus of the affected compartment in more than a third of the lage. 2012;3(4):342-350.
patients. Because none of these patients underwent partial 15. de Windt TS, Bekkers JE, Creemers LB, Dhert WJ, Saris DB. Patient
meniscectomy after ACI, this is a pre-existing parameter profiling in cartilage regeneration: prognostic factors determining
that certainly also influences the clinical course after success of treatment for cartilage defects. Am J Sports Med.
ACI negatively. Outcomes in this case series report 2009;37 Suppl 1:58S-62S.
patients who were treated with first-generation ACI. 16. Ebert JR, Robertson WB, Woodhouse J, et al. Clinical and magnetic
resonance imaging-based outcomes to 5 years after matrix-induced
Many studies reveal a higher complication rate and infe-
autologous chondrocyte implantation to address articular cartilage
rior clinical outcomes of this type of ACI in direct compar- defects in the knee. Am J Sports Med. 2011;39(4):753-763.
ison to second- or third-generation ACI.19,22,36 A further 17. Engen CN, Engebretsen L, Aroen A. Knee cartilage defect patients
improvement of outcomes in long-term follow-up studies enrolled in randomized controlled trials are not representative of
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19. Gooding CR, Bartlett W, Bentley G, Skinner JA, Carrington R, Flana-
gan A. A prospective, randomised study comparing two techniques
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