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Abstract
A multiple regression analysis was used to develop two predictive models of lower heating value (LHV) for municipal solid waste
(MSW), using 180 samples gathered from cities and counties in Taiwan during 20012002. These models are referred to as the original
proposed model (OPM) and the simplied model (SM). The coefcients of multiple determinations for the OPM and SM were 0.983 and
0.975, respectively. To verify the feasibility of the models, a demonstration program based on sampling of MSW in Kaohsiung City was
conducted. As a result, the OPM showed superior precision in terms of relative percentage deviation (RPD) and mean absolute
percentage error (MAPE), when compared to the conventional models based on the proximate analysis, physical composition and
ultimate analysis. The SM was derived by neglecting the three minor physical components used in the OPM. The resulting SM was less
precise when compared to the OPM, but it was still acceptable, with a precision level better than the conventional models. It was
concluded that the predictability of empirical models could be improved signicantly through selection of the appropriate physical
components and multiple regression analysis.
r 2006 Elsevier Ltd. All rights reserved.
Keywords: Municipal solid waste; Physical combustible component; Multiple regression analysis; Lower heating value
0301-4797/$ - see front matter r 2006 Elsevier Ltd. All rights reserved.
doi:10.1016/j.jenvman.2006.10.025
ARTICLE IN PRESS
892 Y.F. Chang et al. / Journal of Environmental Management 85 (2007) 891899
S, Cl and moisture content in MSW are needed for the dependent variable was the lower heating value. The
prediction of LHV, however, obtaining such data can be independent variables usually were the weight percents of
costly and time-consuming. Therefore, it is desirable to paper and cardboard, plastics, food waste, and garbage. To
develop a cost-effective model for the prediction of the improve the precision, the term garbage was further
LHV of MSW. Some empirical equations based only on divided into textiles, wood, rubber and leather, and
physical components, such as food waste, paper and miscellaneous materials. The regression analysis was then
cardboard, plastics, textiles, wood, etc., have been estab- performed using SPSS statistical software (Navarro-Esbr
lished. These are Eqs. (3)(5) listed in Table 1 and were et al., 2002; Mann, 1995), where the stepwise regression
proposed by the Japan National Municipal Solid Waste selection procedure was used to determine the best tting
Foundation (1991), Liu (1996), and Lin (2000), respec- regression model. The governing equation can be described
tively. From previous research, it has been found that the as follows:
prediction error with this method is lower than that of the
proximate analysis (Wilson, 1977), but higher than that of y b0 b1 X 1 b2 X 2 bk X k E, (10)
the ultimate analysis. Considering operation practices, it is where b0, b1,y, bk are the regression coefcients; and X1,
quicker and cheaper to predict LHV by employing the X2,y, Xk are the selected independent variables; E is a
model based on physical component analysis. To improve term accounting for the error of the predictive model. In
the precision of the predictive model, the parameters of the the beginning, the independent variable that was correlated
physical components are included and the predictive model most highly with the dependent variable was selected to
is then established by using multiple regression analysis. enter into the model, and subsequently the associated
Based on 180 samples gathered from 45 towns and counties straight-line regression equation was tted. The coefcient
in Taiwan, empirical models for LHV prediction were of multiple determinations (R2) reecting the strength of
obtained and compared with those of other equations the straight-line relationship will be high when the
proposed in previous research. independent variable is highly correlated. The R2 is dened
as
2. Theoretical considerations and data sampling
SSE
R2 1 , (11)
2.1. Theoretical considerations SST
where SST S(yiymean)2 represents the sum of squares of
2.1.1. Development of LHV empirical prediction models the difference between observed data (yi) and the mean
Multiple regression analysis was used to develop an (ymean) of yi, and SSE S(yiypredicted)2 denotes the sum
empirical equation for the LHV of MSW in Taiwan. The of squares of deviations of observed data (yi) from the
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Y.F. Chang et al. / Journal of Environmental Management 85 (2007) 891899 893
Table 1
Summary of equations for predicting LHV of municipal slid waste
Proximate analysis
LHV 45V 6W (1)
Ultimate analysis
O
LHV 81C 342:5 H 22:5S 6W 9H (6)
8
3 3 O
LHV 81 C O 57 O 345 H 25S 6W 9H (7)
8 8 16
3O 3O
LHV 81 C 342:5H 22:5S 57 6W 9H (8)
4 4
O Cl
LHVdna 7:91 170:50C 320:30 H 45:91S (9)
8 35:5
Remark:
C: carbon content (wt%) Pmi: miscellaneous component (wt%)
Cl: chlorine content (wt%) Ppa: paper & cardboard (wt%)
H: hydrogen content (wt%) Ppl: plastics (wt%)
LHV: lower heating value (kcal/kg) Pte: textiles (wt%)
LHVdna: lower heating value on a dry, no-ash basis (Btu/lb) Pwo: wood (wt%)
O: oxygen content (wt%) S: sulfur content (wt%)
Pfo: food waste (wt%) V: physically combustible component content (%)
Pga: garbage (wt%; textiles, wood, food waste, miscellaneous also included) W: moisture content (%)
Equation references:
Eq. (1): JNMSWF (1991) Eq. (6): Wilson (1977)
Eq. (2): JNMSWF (1991) Eq. (7): Wilson (1977)
Eq. (3): JNMSWF (1991) Eq. (8): Wilson (1977)
Eq. (4): Liu et al. (1996) Eq. (9):Cooper et al. (1999)
Eq. (5): Lin (2000)
tted regression line. The value of R2 increases as more variable was the lower heating value. Based on Eq. (10), the
explanatory variables are added to the regression model. It prediction model can be rewritten as
cannot represent the true explanatory power of the
regression model. To eliminate this shortcoming, an LHV b1 Ppa b2 Ppl b3 Pte b4 Pwo b5 Pf0
2
adjusted coefcient of multiple determination, R , was 100 W
introduced and dened as follows. b6 Pru b7 Pmi 6W , 13
100
2 SSE=n k 1
R 1 , (12) where Pru represents the percentage of rubber and leather in
SST=n 1
MSW and the denitions of the rest of the parameters are
where n represents the sample size and k is the number of given in Table 1. The coefcients of b1 , b2 , b3 , b4 , b5 , b6 ,
independent variables in the model. and b7 represent the regression coefcients corresponding
In the present study, the independent variables selected to the above physical components, respectively. During
were weight percents of paper and cardboard, plastics, 20012002, 180 samples were collected from 45 towns
textiles, wood, food waste, rubber and leather, miscella- and counties around Taiwan. The coefcients of the
neous materials, and moisture content, and the dependent prediction equation could be determined from the analytical
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894 Y.F. Chang et al. / Journal of Environmental Management 85 (2007) 891899
Table 2
Physical components contents of municipal solid waste in Taiwan
Range Average
2
3.2.1. Original proposed model in R . The reason for doing so was that when more
The results from the calorimeter measurements and variables are used for the model regression, R2 increases
proposed regression models are presented in Fig. 3. The (Mann, 1995). To eliminate the difference due to the
predicted values are quite consistent with the experimental variables used in the OPM and SM, the adjusted coefcient
2
measurements. As shown in Table 4, the coefcient of of multiple determination, R , was employed to evaluate
multiple correlation (R) is 0.992, within the 95% con- the OPM and SM. In the present study, the adjusted R2 is
dence interval. This indicates that the variations in the 0.9827 and it implies that the OPM developed is suitable
dependent variable (LHV) can be well-explained by the for the LHV prediction. In the analysis of physical
independent variables in the OPM. In the work of Liu components, the content of leather and rubber was less
(1996), the R of Eq. (4) based on 34 samples was reported than 1% and the result of the t-test ratio was only 0.314,
to be 0.983. Further breaking the physical component which was smaller than t(0.95; 172) 1.65. This indicates
(garbage) into textiles, wood, food waste, and miscella- that the parameter of leather and rubber could be removed
neous materials, as employed in Lius model, the precision from the OPM without inuencing the precision signi-
of the prediction model is improved signicantly. Cer- cantly. After the multiple regression, the coefcients of the
tainly, more samples improved the correlation coefcient in LHV empirical prediction model in Eq. (13) could be
the present study. determined and rewritten as
Furthermore, taking the degrees of freedom into
consideration, an adjustment was made to R2, resulting LHV 35:19Ppa 71:17Ppl 36:24Pte 48:06Pw0
100 W
42:21Pf0 44Pmi 6W . 17
100
Table 3
Chemical characteristics and energy contents of the MSW in Taiwan
Range Average
3.2.2. Simplified model
Proximate analysis (%) In order to develop a quicker and cheaper method for
Moisture 3277 55.6 the determination of the LHV of MSW, the physical
Ash 234 12.3
Combustible composition 1758 32.1
components of the OPM were reduced to form a SM.
According to the dry-basis analysis of physical combustible
Ultimate analysis (%) fractions shown in Table 2, the total content of paper and
C 6.532.8 17.3
O 4.7631.1 11.5
cardboard, food waste and plastics was 70.8%, i.e., most of
H 1.24.9 2.6 the LHV should be contributed by these three components.
N 0.141.55 0.5 The energy content from wood & weeds, textiles, and
S 0.010.51 0.1 miscellaneous materials is of little importance and can be
Cl 0.040.28 0.1 ignored in constructing the SM. Therefore, the physical
Energy content (kcal/kg) components of waste paper & cardboard, plastic and food
LHV 3903035 1434 waste, and the moisture content were used for the
development of the SM for LHV prediction by MRA.
a b
4000 4000
Predicted LHV by original proposed model (kcal/kg)
2500 2500
2000 2000
1500 1500
1000 1000
500 500
0 0
0 500 1000 1500 2000 2500 3000 3500 4000 0 500 1000 1500 2000 2500 3000 3500 4000
LHV by calorimeter (kcal/kg) LHV by calorimeter (kcal/kg)
Table 4
Statistical results and coefcients of LHV empirical model
Model type Physical component Estimated t-test ratio Coefcient of multiple Coefcient of multiple Adjusted R2
coefcient correlation, R determination, R2
When neglecting some of those parameters, Eq. (13) could the content of elements, it was found that the model
be rearranged to obtain the SM as follows: proposed by Cooper et al. (1999) and Dulongs formulas,
i.e. Eqs. (9) and (6) showed almost similar ranges of
LHV 39:04Ppa 101:47Ppl 38:47Pf0
precision. When compared to the physical models, Eq. (2)
100 W showed a good estimation when compared to those
6W . 18
100 equations based on the ultimate analysis. In general cases,
the RPD of equations based on ultimate analysis was
From Table 4, it was found that the adjusted R2 of the SM
smaller than that of the other equations. Theoretically, the
was only slightly smaller than that of the OPM. Obviously,
LHV of MSW comes from the combustion of organic
neglecting wood & weeds, textiles, and miscellaneous
elements, and the organic elements certainly provided a
materials did not severely inuence the correlations
better prediction of the LHVs. However, the physical
between the experimental results and the predicted data,
compositions of the MSW were determined according to
as shown in Fig. 3(b). The predicted results showed a
the appearance, rather than the chemical compositions of
positive correlation with the experimental measurements
the MSW. This implied that the LHV is not related to the
with a slight underestimation.
proportions of the physical components. For instance, the
same percentage of plastics might exhibit different LHVs
3.3. Evaluation of prediction models because of different chemical compositions. The present
study came to the same conclusion, except that Eqs. (2) and
3.3.1. Relative percentage deviation (4) have similar precision.
To evaluate the precisions of the prediction models, a Furthermore, Table 5 also shows the RPD of the OPM
demonstration program was conducted with 12 samples and the SM proposed in the present study. These models
taken from Kaohsiung City, Taiwan. The procedures for were based on physical composition and showed much
sampling and data analysis were the same as those in the better predictions than the results of Eqs. (3) and (5). In
present study. As shown in Fig. 4, the LHV estimated by Eq. (4) proposed by Liu, multiple linear regression was also
the previous prediction models was compared with the employed in the determination of the coefcients. It is
calorimetric results. Generally, the trend of predictions was obvious that only the three physical compositions included
consistent with the measurements. However, the predic- in the model would inuence the precision. The intercept,
tions from Eqs. (1) to (5) underestimated the LHV to which was not assigned manually to be zero, might also be
different degrees. Obviously, this situation can be improved an important factor in improving the precision. The
by using the OPM and SM, as shown in Fig. 5. The RPDs intercept term and the coefcient of moisture content (W)
between LHVs determined by the calorimeter and the in Lius model were rather high. In the multiple linear
prediction models can be used to quantitatively examine regression, a minimum SEE was desired and this resulted in
the applicability of these models. The results are listed in coefcients in Lius model that were different from those of
Table 5. Among the models based on proximate analysis, other equations. As a consequence, the RPD and MAPE of
the RPD for Eq. (2) was less than 22% and showed better Lius model were also higher than the other equations.
precision than that of Eq. (1). This implies that the In the present study, multiple regression analysis was
empirical model offers more satisfactory precision. In employed to determine the coefcients for the same
Eqs. (3)(5), based on physical combustible components, physical compositions of Eq. (5). As depicted in Table 4,
the RPD of Eq. (5) was relatively low and showed precision the RPD of the OPM was further decreased and the
similar to that of Eq. (2). It is concluded that the precision was even better than that from the ultimate
breakdown of physical composition would improve the analysis. In the SM, the RPD increased from 5.6 to 11.4
precision of prediction models. In Eqs. (6)(9), based on which indicated that neglecting minor physical compositions
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898 Y.F. Chang et al. / Journal of Environmental Management 85 (2007) 891899
a b
Predicted LHV by simplified model (kcal/kg)
Predicted LHV by original proposed model
1500 1500
(kcal/kg)
1300 1300
1100 1100
900 900
700 700
500 500
500 700 900 1100 1300 1500 1700 1900 500 700 900 1100 1300 1500 1700 1900
LHV by calorimeter (kcal/kg) LHVby calorimeter (kcal/kg)
(1) (2) (3) (4) (5) (6) (7) (8) (9) OPM SM ASTM, 1997a. Isothermal jacket bomb calorimeter, http://www.astm.org.
ASTM, 1997b. D5468-95 standard test method for gross caloric and ash
MAPE 23.87 12.11 13.91 33.18 10.67 9.93 11.34 20.97 7.62 5.56 10.70 value of waste materials, http://www.astm.org.
P
n ASTM, 1997c. D711-87 standard test method for gross caloric value of
Remark: MAPE n 1 jX pi X mi j 100, Xp, predicted LHV, Xm, measured
X mi refuse-derived fuel by bomb calorimeter, http://www.astm.org.
i1
LHV. Cooper, C.D., Kim, B., MacDonald, J., 1999. Estimating the lower
heating values of hazardous and solid wastes. Journal of the Air &
lowered the precision; however, the RPD of the SM was Waste Management Association 49, 471476.
Japan National Municipal Solid Waste Foundation, 1991. Design Guide
still maintained satisfactorily. This suggests that the
for the Facility of Solid Waste Disposal, Tokyo.
proposed SM could be used to estimate the energy content Lin, C.H., 2000. Model to evaluate lower heat value of solid
of MSW in a quicker and cheaper way without lowering waste in Taiwan, Tung Nan Institute of Technology, Taipei, Taiwan,
the precision signicantly when compared to the OPM and ROC.
the historical models. Liu, J.I., Paode, R.D., Holsen, T.M., 1996. Modeling the energy content
of multiple regression analysis. Journal of the Air & Waste Manage-
ment Association 46, 650656.
3.3.2. MAPE of the models Mann, P.S., 1995. Statistics for Business and Economics. Wiley, New York.
The MAPE, as shown in Table 6, can be used as an index Navarro-Esbr , J., Diamadopoulos, E., Ginestar, D., 2002. Time
to evaluate the equations integrally. From the comparisons series analysis and forecasting techniques for municipal solid
of MAPEs, it shows variations similar to those of RPDs waste management. Resources, Conservation and Recycling 35 (3),
in the prediction models based on different analyses. 201214.
Taiwan Environmental Protection Agency, 1994. Handbook of Solid
Better MAPEs for the proximate, physical composition Waste Assay. Taiwan Government Printing Ofce, Taipei.
and ultimate analyses ranged from 7.62 to 12.11. The Wilson, D.G., 1977. Handbook of Solid Waste Management. Van
OPM proposed shows a precision superior to the others, Norstrand Reinhold, New York.