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ORIGINAL ARTICLE

Reducing Fracture Risk Adjacent to a Plate With an


Angulated Locked End Screw
Jeffrey B. Peck, MD,* Paul M. Charpentier, MD,* Brian P. Flanagan, MD,* Ajay K. Srivastava, MD,*
and Patrick J. Atkinson, PhD

In 2010, within the European Union, it was estimated that


Objectives: Locking screws often are used in the treatment of 27.5 million people had osteoporosis and approximately 3.5
osteoporotic fractures. Studies show that locking screws can increase million fragility fractures occurred.2 As the number of pa-
bone stresses at the plate end, which increases the possibility of peri- tients with osteoporosis increases, optimizing treatment for
implant fracture. This study evaluates whether the technique used to these difcult fractures is crucial.
insert the end screw is related to the fracture tolerance adjacent to the Although plate xation commonly is used to treat
plate. osteoporotic fractures, the implant design plays an important
Methods: Twelve groups of plate constructs were evaluated using role in treatment success. Conventional nonlocked plates are
a bular diaphyseal surrogate with mechanical properties similar to prone to failure because of loosening and loss of reduction.35
osteoporotic bone. All inboard screws were nonlocked with only the Failure typically occurs by sequential screw loosening and
end screw xation differing among groups. The end screws were pullout,3 beginning at the end screw.6 Locked plating is one
inserted either perpendicularly to the plate or at an angle of 30 degrees option for stabilizing osteoporotic fractures and minimizing
for 6- and 12-hole plates. For both orientations, the end screws were sequential screw failure.3,7 Particularly in osteoporotic bone,
inserted nonlocked, locked, or by a locked overdrilling technique, locked implants improve xation.8,9 However, locked con-
resulting in 6 groups per plate length. The perpendicular nonlocked structs are prone to stress shielding10 and implant fatigue
screws represented a control group. The constructs were tested to failure failure11 with nonunion of fractures.11,12 Additionally, less
in 4-point bending to determine peak load, failure energy, and stiffness. load is required to create a peri-implant fracture at the plate
end for all-locked constructs when compared with nonlocked
Results: All constructs failed by peri-implant fracture along a plane or hybrid designs.13,14 Bottlang et al13 explained these nd-
through the 2 cortical holes of the end screw. Compared with the ings by showing that a locked end screw caused a focused
control group, an angulated locked screw at the plate end signi- load transfer through the end screw, which led to an increased
cantly increased the peak bending moment and energy required risk of fracture adjacent to the plate end. Peri-implant fracture
to produce a fracture for both plate lengths (6-hole, P = 0.008, at the end of a plate has been a recognized problem for many
P , 0.001; 12-hole, P = 0.006, P , 0.001). years,1519 and recent investigations have continued to evalu-
Conclusions: The use of an angulated locked end screw may ate this complication.13,14,2022
Far cortical locking (FCL) may improve the bone
enhance the resistance of osteoporotic bone to peri-implant fractures
caused by bending forces.
fracture tolerance when using a locked end screw. The FCL
technique was designed to increase interfragmentary axial
Key Words: periplate fracture, fracture risk motion, while maintaining a toggle-free screw-to-plate union.
Bottlang et al explored this technique to address stress
(J Orthop Trauma 2015;29:e431e436)
shielding and implant fatigue failure.10,20,2325 FCL uses spe-
cialized locking screws, which are free of threads at the near
INTRODUCTION cortex,20 creating clearance between the screw shaft and the
near cortex bone. A near cortex overdrilling technique26
In 2000, 10 million people had osteoporosis in the
with standard locking screws may simulate these effects
United States, a number expected to increase 40% by 2020.1
by providing similar clearance. Mathematical models show
Accepted for publication June 22, 2015. that FCL reduces stresses in the near cortex at the screw-to-
From the *Department of Orthopaedic Surgery, McLaren Flint, Flint, MI; and bone interface, which is especially apparent at the end
Department of Mechanical Engineering, Kettering University, Flint, MI. screw.23,24 Although FCL may reduce the likelihood of
Presented as a poster at the 2014 MOS Annual Scientic Meeting, June 12 peri-implant fracture, research regarding this theory has
14, 2014, Mackinac Island, MI.
The authors report no conict of interest. not appeared in the literature.
After review by the McLaren Health Care IRB, it was determined that this Another alternative to modify the performance of plate
project did not qualify as human subject research and is not subject to constructs is to create a hybrid construct, combining non-
oversight by the McLaren Health Care IRB. locked and locked screws.14,27 Doornink et al14 found that
Reprints: Jeffrey B. Peck, MD, Department of Orthopaedic Surgery, McLaren
Flint, 401 South Ballenger Highway, Flint, MI 48532 (e-mail:
a hybrid conguration with a nonlocked end screw demon-
jeffreypeck2007@u.northwestern.edu). strated improved fracture tolerance. An additional strategy
Copyright 2015 Wolters Kluwer Health, Inc. All rights reserved. that may reduce bone stresses further is angulating the end

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Peck et al J Orthop Trauma  Volume 29, Number 11, November 2015

screw such that the near and far cortex holes are offset, was used. A synthetic bone substitute was used because it has
increasing the amount of bone between the holes and decreas- less intersample variability than cadaver bone.29 The number
ing the concentration of stress. This construct may increase of tests (n = 5) per group followed prior peri-implant fracture
the energy required to cause a fracture. Although Stoffel et al28 studies using bone surrogates13,14,20 and was conrmed with
found that angulating the end screw increased energy to con- power testing. A perpendicular fracture plane was simulated
struct failure in 3-point bending using a solid polyurethane by cutting the bone model 7 cm proximal to the distal end,
foam model, an angulated end screw has not been evaluated which was intended to represent a Weber C/OTA 44-C1-
relative to peri-implant fracture risk. equivalent fracture.30 Six- and 12-hole plates were centered
This study was designed to identify if fracture tolerance on the fracture, attached with different screw congurations
could be increased with different combinations of the (described below).
variables described above. It was hypothesized that a locked, Twelve different platebone constructs were evaluated
angulated, and overdrilled end screw would provide the for a total of 60 specimens. The plates (3.5 mm low contact)
greatest resistance to fracture. Nonlocked perpendicular end and screws were stainless steel and consisted of 20 stock and
screws acted as a control construct. 40 custom designs (VOI; models 3.506 LCCP, 3.512LCCP,
and custom; Florida). All holes in the 20 stock design plates
were nonlocked (Fig. 1) with the end screw inserted perpen-
MATERIALS AND METHODS dicularly to the plate or angulated 30 degrees away from the
The methods used were adapted from the litera- fracture. The remaining 40 plates were custom prepared by
ture.13,20,29 A synthetic bula model with osteoporotic prop- the manufacturer and had an end locking hole. This locked
erties (r = 0.169/cm3, modulus = 58 MPa, model 1127-26; end hole was perpendicular to the plate in 20 constructs and
Pacic Research Laboratories), used in previous literature,22 angled 30 degrees away from the fracture in 20 constructs.

FIGURE 1. Six- and 12-hole plates were


attached to an osteoporotic fibular bone
model with 2 or 3 screws, respectively.
Only the end screw insertion technique
varied for 6 different groups per plate
length; all inboard screws were nonlocked
and perpendicular. Only one-half of the
plate is shown. The 6 groups evaluated
different end screw orientations: either
perpendicular (groups A, C, E, G, I, and K)
or 30 degrees angulated (groups B, D, F,
H, J, and L) with a nonlocked (groups A, B,
G, and H), locked (groups C, D, I, and J),
or overdrilled-locked (groups E, F, K, and
L) technique.

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J Orthop Trauma  Volume 29, Number 11, November 2015 Reducing Plate End Fracture Risk

Consideration was given to testing inward screw angulation; a sampling frequency of 30 Hz. Constructs were inspected
however, the study by Charpentier et al31 demonstrating after failure to characterize failure mode.
weaker xation strength with inward screw angulation dis- The following data were determined from the bending
suaded investigation into this approach. Screws were placed machine actuator displacement measurements: peak bending
in 2.5 mm pilot bone holes for nonlocked screws and in 2.8 moment, bending stiffness, and failure energy, which is the
mm pilot bone holes for the locking screws as per prior lit- energy required to produce a fracture. Stiffness was the slope
erature32 and manufacturers recommendations. In an over- over the linear range (R2 . 0.99 for all curve ts). Energy was
drilled group, the pilot holes were created using the locking dened as the area under the curve from the start of loading
drill sleeve followed by overdrilling the near cortex to 4.1 until the peak bending moment. Data from the 6-hole and
mm, 0.6 mm greater than the screw diameter, using freehand 12-hole plate groups were compared within plate length cate-
technique. Different plate lengths were evaluated to determine gories only (SigmaStat; SPSS, San Jose, CA) using analysis of
if plate length inuenced results as reported by Stoffel et al.28 variance with Student-Newman-Keuls post hoc testing (a =
For the 6- and 12-hole plates, 2 and 3 screws were used, 0.05) after conrmation of data normality. Each plate length
respectively, on either side of the fracture. was analyzed separately for 2 reasons. First, the bular models
For all groups, all inboard screws (ie, all screws other diameter varied along its length, thus causing the peri-implant
than the end screw) were identical (nonlocked, perpendicular) fracture to occur across different cross-sectional amounts
to isolate the effect of the end screw. All inboard screws were of synthetic bone depending on the plate length. Second, the
inserted to 100 N$mm, which was 75% of the minimum tor- 12-hole plate used 3 screws, whereas the 6-hole plate used 2
que necessary to strip screws during xation.31 The non- screws. If normality could not be afrmed, analysis of variance
locked perpendicular end screw groups for each plate length on ranks (SNK post hoc testing) was used.
(groups A and G; Fig. 1) represented a control construct. This
type of construct has been studied previously,13,21 which pro-
vides a means for interstudy comparison. Five test construct
groups were evaluated for each plate length by changing the RESULTS
end screw implantation parameters: 30-degree angle non- All failures were peri-implant bone fractures along the
locked, perpendicular or 30-degree angle locked, perpendic- end screw by the screws path. Thus, the fractures were either
ular or 30-degree angle overdrilled locked. Thus, there were 6 perpendicular or angulated 30 degrees to the transverse plane
groups per plate length. For the hybrid groups, the nonlocked (Figs. 3A, B). For the 6- and 12-hole plates, the angulated
screws were inserted rst. locked end screw groups exhibited the greatest fracture resis-
The constructs were evaluated in 4-point bend- tance (Table 1). For the 6-hole plates, the locked angulated
ing,13,14,20,21 using a materials testing machine (Test Resour- end screw (group D) peak bending moment was signicantly
ces 8304, Shakopee, MN). Clinically, bending is a common greater than that of all other 6-hole plate groups (P = 0.008).
mode for direct loading of leg33 and has been used in previous Similarly, the peak bending moment of the locked angulated
biomechanical testing of the bula.3436 Additionally, end screw in the 12-hole plates (group J) tended to be greater
Bottlang et al13 demonstrated that altering the end screw sig- than that of all other groups, although this nding was only
nicantly inuenced peri-implant fracture tolerance in bend- signicant when compared with perpendicular nonlocked and
ing but not in torsion or axial loading. The bone substitute overdrilled groups (groups G and K; P = 0.006). Failure
served as one fragment and was secured in room temperature energy for the locked angulated groups for both plate lengths
curing epoxy (Fig. 2). The plate bridged the bone substitute (groups D and J) was signicantly greater than that of all
and a rigid bar, which stabilized the opposite plate end. The other groups for a given plate length (P , 0.001 for both
rigid bar ensured the fracture occurred in the diaphysis. The comparisons). More specically, when comparing the angu-
fracture gap was 10 mm.13,14,20,21 The unsupported bone span lated locked groups (groups D and J) with the control con-
was 30 mm. The load was applied at 0.1 mm/s37 with a ramp structs (groups A and G), there were 12% and 40% increases
load to failure.22,28,3840 Failure was dened as the instant on average in peak bending moment for groups D and J,
when fracture occurred with a concurrent rapid drop in bend- respectively. Furthermore, groups D and J absorbed approx-
ing moment. Load and machine actuator displacement (reso- imately twice the energy to failure when compared with
lution = 1 N and 0.005 mm, respectively) were recorded at groups A and G, respectively. Although there were variations

FIGURE 2. The proximal end of the


fibula (right side of the figure) was
secured in epoxy, and the distal end of
the plate was attached to a rigid block.
There was a fracture gap of 10 mm (*)
between the bone and block. This
method was adapted from Bottlang
et al13,20 and ensures that bone failure
occurs in the diaphysis over the
unsupported 30 mm span (#) during 4-point bending. The bending was delivered remote to the 30 mm span (4 black arrows).

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Peck et al J Orthop Trauma  Volume 29, Number 11, November 2015

FIGURE 3. All constructs failed by peri-implant fracture along


the end screw bone hole. Therefore, fractures were transverse
(A) or angulated 30 degrees (B).

in stiffness between groups, the differences were inconsistent isolate the effect of the end screw, inboard screws were
and not signicant. nonlocked for all groups.
This study showed that an angulated locked end screw
signicantly enhances the resistance to peri-implant fracture
DISCUSSION of a boneplate construct. This implant exhibited the greatest
This study explored the effect of angulating, locking, peak bending moment and failure energy. There are likely
and/or overdrilling the end screw on peri-implant fracture risk multiple reasons for this performance. First, angulating the
at the plate end in a synthetic osteoporotic model when end screw led to peri-implant fracture along the angulated
subjected to bending. It was hypothesized that an angulated, end screw path. Conversely, all perpendicular screws failed
locked, and overdrilled end screw would enhance xation. To in a perpendicular orientation. Therefore, the angulated failure

TABLE 1. Bending Moment and Test Machine Displacement Data Were Reduced to Identify 3 Parameters That Describe the
Performance of 12 Different Plate Constructs: Peak Bending Moment, Bending Stiffness, and Failure Energy
Stiffness (Moment/mm of Actuator Failure Energy (Moment mm of
Plate Length Group Peak Bending Moment (N$mm) Displacement) Actuator Displacement)
6-hole plate groups A 1729 6 306* 249 6 53 6707 6 1395*
B 1435 6 102* 173 6 4 6240 6 555*
C 1622 6 271* 209 6 62 6974 6 1035*
D 1946 6 235 168 6 35 11,828 6 3213
E 1329 6 195* 182 6 27 5005 6 684*
F 1560 6 200* 182 6 4 7183 6 2071*
12-hole plate groups G 1618 6 53 245 6 9 6249 6 657k
H 2133 6 569 298 6 107 9570 6 2404
I 1929 6 506 307 6 76 7116 6 2515k
J 2307 6 182 267 6 18 13,868 6 3027
K 1395 6 146 222 6 36 4911 6 591k
L 2044 6 257 249 6 18 11,130 6 2475
For the 6- and 12-hole plates, groups D and J exhibited the greatest number of signicant differences when compared with other constructs of the same plate length. See Fig. 1 for
details regarding the implantation technique for each group.
*Signicantly different versus group D.
Signicantly different versus group E.
Signicantly different versus group A.
Signicantly different versus group J.
kSignicantly different versus group L.
Signicantly different versus group K.

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J Orthop Trauma  Volume 29, Number 11, November 2015 Reducing Plate End Fracture Risk

required a greater amount of bony tissue to fracture; thus, method represents an important failure mode and has been
more energy and load typically were required. Second, the used by others to evaluate the strength of plated con-
locked screw allows the plate to serve, in part, to decrease structs.13,14,20,21,28,3840 Further testing in torsion and axial
implant-to-bone toggle and augment implant stability. loading would provide additional useful data. Also, one
Although the overdrilling technique used in this investigation aspect of in vivo loading is cyclic loading. Therefore, future
was anticipated to improve fracture tolerance, this hypothesis evaluation in fatigue loading would be benecial. Addition-
was not supported. Bottlang et al24 conrmed that FCL re- ally, this study tested largely nonlocked constructs. Fully
duces bone stresses, an effect that was anticipated to lead to locked constructs also are used widely in fracture xation,
elevated fracture tolerance. The overdrilling technique was and testing with an angulated end screw in an all-locked
used because it is readily applied to any locked plate. How- construct would be revealing. Finally, although the current
ever, the increased hole size used in this study for overdrilling design evaluated a surrogate bula, the mechanical behavior
likely weakened the cortex and increased the stress in the of the platebone construct likely would be transferable to
vicinity of the hole. Additionally, overdrilling in only the plates ending in the diaphysis of other bones, such as the
end screw does not achieve the controlled motion FCL aims femur, humerus, or radius.
to achieve when used in all holes. Furthermore, the FCL Although many studies have investigated osteoporotic
technique screws have thinner shafts, which are hypothesized fracture xation, peri-implant fractures after plate xation,
to allow for even distribution of load and were not used in the and hybrid plate use, none have evaluated peri-implant
overdrilling technique. Therefore, overdrilling the end hole is fracture risk using angulated locked end screws. This study
unlikely to provide peri-implant fracture resistance. demonstrates that an angulated locked end screw signicantly
The results of this study are consistent with the ndings decreases the risk of peri-implant fracture to bending load.
of Stoffel et al.28 Stoffel et al concluded that a 30-degree Peri-implant fractures are a signicant and severe complica-
angle angulated end screw enhanced resistance to plate con- tion of plate xation, and using an angulated locked end
struct failure in an osteoporotic analog. However, that study screw should be considered in an attempt to minimize the risk
did not investigate locked screws, and the test method by of such an outcome.
Stoffel et al consistently led to failure by screw pullout or
plate bending. Thus, it was not possible for Stoffel et al28 to
evaluate peri-implant fracture risk. Bottlang et al13 and Door- ACKNOWLEDGMENTS
nink et al14 used 4-point bending to evaluate factors inuenc- The authors thank Dan Boyse for his assistance with
ing peri-implant fracture when all screws were inserted fabricating the test xture and testing support, as well as
perpendicularly to the plate in an osteoporotic model. They Brandon Liphardt and James Lince for their assistance in
reported that all-locked constructs are at greater risk of peri- manuscript support and construct assembly. Finally, the
implant fracture in 4-point bending when compared with authors would like to thank Nancy Offutt for her assistance
hybrid constructs. However, none of their hybrid constructs in nal manuscript preparation.
locked the end screw. In this study, all inboard screws were
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