Professional Documents
Culture Documents
Masters Thesis
Presented To
In Partial Fulfillment
of the Requirements for the Degree
by
Ian Lorenz
May 2014
Copyright by
Ian Lorenz
2014
Acknowledgements
I would like to thank Dr. Chafe and Dr. Keiler for their helping me to grow as a
musicologist, and I would especially like to thank my advisor Dr. Seth Coluzzi for all the time
and effort that he has given me on mode and modal theory. I would also like to thank my friends
and family for all their love and support throughout this process.
iii
ABSTRACT
By Ian Lorenz
Ockeghems Missa Mi-mi has intrigued and puzzled scholars for many centuries after its
creation. A great amount of research has been dedicated to the ambiguous title ascribed to the
mass and what it may have represented during the latter part of the fifteenth century. One area
that has not been covered in such detail is that the mass itself is exemplary through the use of the
Hypophrygian mode, a mode that had been hardly used in polyphony throughout the fifteenth
century. This study, then, critically examines the secular output of contemporary foremost
composers Guillaume Dufay, Gilles Binchois, Antoine Busnois, Johannes Ockeghem, and
Johannes Tinctoris in order to establish a stylistic paradigm of the Phrygian modes. After
establishing this paradigm, we come to the realization that the chanson O invida Fortuna by
increase the overall Phrygian nature of the work as a whole through the addition of a Phrygian
cadence on the fourth scale degree of the modal octave. In light of this evidence, and given
Ockeghems penchant for musical games, the Missa Mi-mi represents a culmination of this trend
and establishes a paradigm-shift within Phrygian modality, one that favors Phrygian cadences to
iv
the fourth-scale degree instead of the fifth within mode 3 contexts. We then examine and
analyze the nature of A within Ockeghems mass as a whole, before turning to the after effects of
these modal procedures and the ramifications that the Tinctoris chanson, and Ockeghems mass,
v
Table of Contents
Introduction 1
Conclusions 40
Tables 43
Work cited 56
vi
List of Tables:
vii
List of Figures:
viii
Introduction
The incredible amount of scholarship that has been written on Ockeghems freely-
composed Missa Mi-mi is both substantial and warranted. The principal question surrounding
the mass concerns the various titles ascribed to itMi-mi, My-my, or Quarti-tonialong with
the opening motif heard in the bass voice, which begins on E and descends a fifth to A. Ross
Duffin, in his article Solmization and Ockeghems Famous Mass, quotes and translates
Heinrich Besseler from the Chorwerk edition while discussing the title as it is commonly
associated today: The Missa mi-mi took its name from the characteristic descending 5th at the
beginning of the bass part (e and A are mi in the natural and soft hexachords respectively).1
Additionally, this opening descent is a unifying head motive introduced at the beginning of each
successive movement.
While the titling and head motive of the mass have garnered a majority of the
scholarship, the mode of the mass as a whole begs many questions, namely: what sort of
precedent had been set for the compositional use of the Phrygian mode; what of the usage of the
Hypophrygian mode throughout the fifteenth century; does the mass conform to our expectations
of what a characteristic mode 4 work should look like? In the study that follows, I will cover
theoretical definitions for the Phrygian and Hypophrygian modes and pit them against their
1
Ross W. Duffin,Mi chiamano Mimi but My Name is Quarti toni: Solmization and Ockeghems
Famous Mass, Early Music, Vol. 29, No. 2 (May, 2001): 164-184, 166. Further referred to as Duffin.
Heinrich Besselers original comments are from: Johannes Ockeghem: Missa Mi-mi, ed. by Heinrich
Besseler, Germany: Mseler Vertrag Wolfenbttel, 1950(?). Die Missa mi-mi trgt ihren Namen nach
dem charakteristichen Quintfall zu Angang des Basses (e-A, im alten Hexachrodum naturale war e, im
Hexachordum molle A=mi).
1
actual characteristics within works by foremost composers of the fifteenth century in search of a
stylistic consistency leading up to Ockeghems mass. After investigating the mass, I shall
Deploration sur la morte de Ockeghem, a work that contains a modal allusion to Ockeghems
Missa Mi-mi.
Rebecca Stewart, in her article Johannes Ockeghem, a Most Medieval Musician, says
of the nature of Bb within the mass, [t]he title Mi-mi is normally said to refer to the initial e-A
fifth in the Bassus...However, speaking purely musically, and not theologically, I would like to
initially suggest that this MI-MI designation also describes the [e (f) a (b-flat)] relationship so
generally considered correct by our current understanding, but it is more indicative of the period
after Ockeghem. The increasingly characteristic use of Bb within the E-Phrygian and E-
Hypophrygian modes in the sixteenth century warrants a re-examination particularly on the basis
that the mode itself has been considered one of the most problematic in terms of analysis. This
troublesome nature is mostly due to the variability of the mode and the avoidance of the tritone
(incurred between the second and fifth degrees of the modal octave), which puts less emphasis
on the reciting tone of the mode and more on the tones surrounding it. For example, in the
authentic mode 3 the octave will be E-E, with particular emphasis on the tones E, A and C, the
latter being the reciting tone. The plagal mode 4 would naturally need to encompass the range of
B-B, as can be seen from the very origins of modal theory. The octave B-B, however, was made
out of systematic necessity as opposed to practical considerations for the mode itself. Hence, as
Bernhard Meier has explained, we come to our definition of mode 4 as encompassing the range
2
Rebecca Stewart, Ita desiderat anima mea ad te, Deus (Ps.42:1): Johannes Ockeghem, a Most
Medieval Musician, Tijdschrift van de Koninklijke Vereniging voor Nederlandse Muziekgeschiedenis,
Deel 47, No. 1/2, [Johannes Ockeghem] (1997), pp. 163-200, 170.
2
of C-C (going as low as A), again with emphasis on E, A, and C, at least in terms of sixteenth-
century polyphony.3
his studies are not as pertinent when considering polyphony of the fifteenth century.4 One of the
most active and influential theorists in the fifteenth century was Johannes Tinctoris, a northern
composer and theorist whose application of the modes to polyphonywas unparalleled in his
own time5 In the introduction to his Liber de natura et proprietate tonorum (1476) his
composers when he says, [t]o the most famous and most celebrated teachers of the art of music,
Dominus Johannes O[c]keghem, first chaplain of the Most Christian King of France, and Master
Antoine Busnois, singer for the most illustrious Duke of Burgundy6 Harold Powers states that
Tinctorisin chapter 19 of [this same work, a chapter] which discusses appropriate beginning
pitches for polyphonic compositions in each of the modes, implied that the fourth degree, a,
could be regarded as the most important note in the Phrygian mode after the final e and its octave
e.7 In this passage, Tinctoris mentions the starting tones of E la mi grave, A la mi re, and E la
mi re acute for mode 3 and E la mi grave and A la mi re acute for the mode 4.8 While Tinctoris
licenses A within the Phrygian mode, he has not given propriety to its cadential status in the
3
Bernhard Meier, The Modes of Classical Vocal Polyphony: Described According to the Sources, trans:
Ellen S. Beebe (New York: Broude Brothers Limited, 1988), 85.
4
My analysis and modal definitions come from Meier, therefore his study of modality is fundamental
throughout this paper. My point is that The Modes of Classical Vocal Polyphony is more focused on
music of the sixteenth century and will not be as pertinent when trying to establish a stylistic consistency
for the fifteenth century.
5
Frans Wiering, The Language of the Modes: Studies in the History of Polyphonic Modality (New York:
Routledge, 2001), 60.
6
Johannes Tinctoris, Concerning the Nature and Propriety of Tones (De Natura et Proprietate Tonorum),
trans. by Albert Seay (Colorado Springs: Colorado College Music Press, 1967), 1.
7
Harold S. Powers, Phrygian, The New Grove Dictionary of Music and Musicians, ed. Stanley Sadie,
pg. 634 (New York: Macmillan Publishers Limited, 2001), vol. 19, 634.
8
Tinctoris, De Natura, 20.
3
modes, let alone Phrygian cadences to such a tone in modes 3 and 4. It is similarly interesting
that in all of Tinctoriss examples there are no instances in his mode 4 melodies where he uses
Bb, except in chapter 45 when he discusses irregular finals of tones.9 By this, Tinctoris shows
the possibility of transposition to the fifth below through the addition of a Bb in the key
signature. He gives three examples in every mode that are transposed as far as two flats; hence
in his mode 3 examples, he shows both A-Phrygian and D-Phrygian, and also D-Phrygian
transposed down an octave; the mode 4 examples are used in the same transpositions as those in
mode 3.10 Similarly, in Chapter Three, discussing the Hypolydian mode 6, Tinctoris discusses
the use of Bb within melodic ascents or descents to and from F.11 Tinctoris then goes through
each mode and regulates the use of Bb melodically around the tone F (in order to avoid linear
tritones), and does so even in the case of mode 3 (an example of which will be discussed in
greater detail further on). What is interesting, however, is Tinctoriss example of mode 4 on E
containing no Bbs. In an example dedicated to the use of Bbs, in a range outlining B-a, and,
already permitting to the tone A in both Phrygian modes, Tinctoris could easily have created a
melody that necessitated its use, but he did not. Since Tinctoris had already shown the
plausibility of Bbs within a mode 3 example, this would have afforded him the opportunity to
As we shall see, the dichotomy between composer and theorist, especially for Tinctoris,
becomes ever more grey while discussing aspects of his compositional style and his usage of
mode. Tinctoriss theories, however, illuminate a significant point in terms of the Phrygian
modes throughout the fifteenth century in that Tinctoris did not subscribe to the view that mode 4
works needed Bbs. This is in light of the fact that Tinctoris based his theories on the Franco-
9
Tinctoris, De Natura, 37.
10
Ibid, example 65.
11
Ibid, 12-13.
4
Flemish school of composition in which he himself was trained. Thus, it would do well for us
to investigate and correlate a stylistic consistency for the prominent Franco-Flemish composers
and examine their secular outputs in terms of their use of the Phrygian modes and their decisions
surrounding the fourth scale degreethe nature of this particular tone in the given octave species
5
Survey of Phrygian modality within fifteenth-century chansons
What follows is a survey of the foremost composers within the Franco-Flemish tradition
in and around the fifteenth century, focusing on those composers use of Phrygian modality in
their secular output and how it relates to our current discussion of the Hypophrygian mode.12 We
will begin by examining one of the most prolific composers of the first half of the fifteenth
century, Guillaume Dufay. Most significant to our current study are the 84 chansons that belong
to him, of which three are in the Phrygian mode: Je me complains piteusement, Malheureulx
A-A (all encompassing the range of a-a') and no signature given for the work, begins with a
three measure textless opening (centering on a D-sonority), which culminates in an A-mi cadence
that corresponds with the entrance of the topmost voice (labeled Primus in the transcription).
The entrance of the other two voices (Secundus and Tertius) are brought in one measure later and
all come to a close together in m.7 on a weak E-mi cadence.14 This same tonal center returns
12
In an attempt to facilitate one particular aspect of modality throughout these composers careers, I am
solely focusing on their secular works. While there are a greater number of secular works than there are
sacred works for a number of these composers, focusing on a robust tradition with allow for a much larger
sample of modality than would a study focused primarily on their masses. While I am not opposed to
such a study, it would less fit the purpose of this survey in trying to make a composite modal summary of
composers treatment of Phrygian modality.
13
Guillaume Dufay Opera Omnia, Volume 6: Cantiones, ed. by Heinrich Besseler (Rome: American
Institute of Musicology, 1964), 29.
14
This particular Phrygian cadence, a formation that is used quite often throughout Dufays chansons, is
brought about when the two of the voices involved in maintaining the cadence (in this case Primus and
Secundus) descend by half step (e-d-c# in the Secundus, f-e in the Primus). The Tertius voice, as well,
supports the Phrygian cadence by leaping a fourth from D to A. Within fifteenth-century cadential
practices, cadences were either strong or weak based upon the tones in the resolution (i.e. fifths and
6
three measures later but is not cadential in this instance (m.10). The first section is then brought
to a close with an A-mi cadence (mm.17-18). The B-section of the work continues in the same
manner as the section that preceded it: establishing A-mi (m.22), moving toward a weak E-mi
cadence (m.28), confirming A-mi once more (m.31), and then closing the work with a final
cadence of A-mi. The work is then in A-Phrygian with the only questionable aspect of modal
assignation coming from the lack of Bbs in the key signature (normally used to indicate a
transposition, but here withheld). However, the ambitus of the voices, the primary and
secondary nature given to the two Phrygian cadences throughout the work, and the two closing
sections having finals on A-mi strongly indicate the Phrygian mode transposed to A.15
Malheureulx cueur16, a three-voiced virelai with ambitus in all voices emphasizing the
range of C-C (c'-c'' in the discant, c-c' in the contratenor, and c-c' in the tenor), begins on a C-
sonority and concludes the first line of text on a non-cadential G-sonority in m.5. This moment
of non-cadential closure causes a change in the surrounding texture and shifts the emphasis of
the voices from C to G, this change ultimately coming to fruition with a cadence on G in m.11.
Having cadenced on G, the voices then shift back to C and close the next phrase of text on C
(m.16). The tone E, being present within the preceding music but not emphasized cadentially or
melodically, begins to come forth in the following phrase when Dufay initiates a weak cadence
on E-mi in mm.18-19. E is then more firmly highlighted as the modal final when Dufay
cadences on B-mi three measures later (mm.21-22). The last phrase of text, and the final of the
octaves), a principle still maintained from the fourteenth century. Cadences that contain fifths and
octaves were seen as perfect, whereas those that contained a third were seen as less perfect, or imperfect.
The use of double half-step motion in the cadence, resulting in a third placed in the cadence must
therefore weaken the cadence. This distinction, however, becomes much more difficult as we progress
further into the fifteenth and sixteenth centuries.
15
While all A-mi cadences throughout the work are visually shown through musica ficta, Dufay
structured the cadences so that they could only be understood as cadences in A-mi and not A-re (A-re
cadences would incur a tritone between G# and D prior to their resolution).
16
Dufay Opera Omnia, 43.
7
work, then, comes to a close on E-mi, thereby suspending any doubts of modal grounding. The
corresponding B-section opens on an E-sonority and, just as in the opening phrase of text in the
A-section, comes to a non-cadential pause on an A-sonority (m.31) before moving toward D for
the start of the next phrase. The end of the phrase, initiated by D, culminates in an A-re cadence
in m.35.17 The next phrase begins on an open E-B fifth that moves back toward C and cadences
on C mid-phrase in mm.38-39 before a non-cadential pause on C in m.40. After this pause, the
voices move through A back to E and eventually close the B-section on the mode affirming E-mi
cadence.
Adieu, quitte le demeurant de ma vie18, the last example in Dufays chansons, is the
shortest example of the three containing only 22 measures worth of music. This rotundelli,
containing no signatures and ambitus of the voices comprising a mixture of C-C and E-Ethe
cantus voice comprising the range of c'-c'', the contratenor e-e' (as high as g'), and the tenor voice
similarly using the range of e-d'opens with an E-sonority that moves towards a weak cadence
on G in m.5. Dufay, however, passes through G to C before bringing A to the fore through an
evaded cadence on A-re in mm.8-9. The move to A instances motion towards D, which is
fulfilled by a cadence on D in mm.11-12 and also coincides with the conclusion of first half of
the piece. The second section of the work opens on an A-sonority before ultimately moving to
cadence to G then moves back to E before the work closes on the final E-mi.
The first of these three chansons, Je me complains, represents one of the strictest
17
Once more, Dufay has composed the three voices as to instill no doubts that this cadence will be A-re,
as opposed to A-mi. The vertical alignment of all tones involved, from top to bottom, a'-g'-f', e, and b,
means that an A-mi cadence cannot occur without having a pronounced tritone between tenor and the
contratenor.
18
Dufay Opera Omnia, 90.
8
continuously reiterates the final of the mode and the fifth scale degree of the modal octave.
Usually this type of back-and-forth motion between the final and the reciting tone is exhibited
much more in the Dorian, Lydian and Mixolydian authentic modes, of which this melody would
most commonly fit into an A-Dorian context given the cadential formation. For instance, it
would be odd, but of course not unprecedented, to see a work in the Phrygian mode 3 that moves
between Phrygian cadences on the final and Phrygian cadences on B. The fact that the so calmly
alternates between A-mi and E-mi cadences, however, is uncommon in light of the natural
tendency of the authentic mode 3 to highlight the sixth scale degree of the modal ambitus. As a
matter of fact, we would expect the treatment of the authentic Phrygian mode to look like the
second Dufay example, Malheureulx cueur, in which we have cadences on C, B-mi and also A-
Continuing our survey, we next come to the works of another Burgundian composer and
contemporary of Ockeghem who is most known for his use of formes fixes within his secular
music, Gilles Binchois. His chansons comprise some forty-seven rondeaux and eight ballades.
Of the fifty-seven chansons that are indisputably attributed to Binchois, forty-two make use of
the Dorian modes (on D, G, and C),19 with twelve in the Lydian mode and three in the
It would be beneficial to discuss a few works that have ambiguous features, the first
being the nature of A in the rondeau Margarite, fleur. Along with the ranges of the voices, the
prominent cadence on D at the end of the A section in the work functions as one of the most
heard throughout the work (it needing to be repeated due to the rondeau form) and determines
19
Die Chansons von Gilles Binchois, ed. by Wolfgang Rehm, Akademie der Wissenschaften und der
Literatur in Mainz, Mainz: B. Schotts Shne, 1957. In the chart, the chansons that are ambiguous are
marked with an asterisk. Cadences marked n.s.m.f. in the table at the bottom of the paper mean not
shown through musica ficta.
9
the mode as D-Dorian with a final cadence on A. The presence of cadences on G, evaded
cadences on E-mi and general A-sonorities, however, make this determination problematic. The
editor seems to have been careful with the use of musica ficta, as the work contains A-sonorities
that do not assist modal determination. We can see why this is, however, when we look at the
first move to A in the middle of verse 1 Margarite, fleur de valeur (mm. 3-4; Figure 1). No
cadence can be construed because the use of G#s in the discant would clash with the G-naturals
in the contratenor and a Phrygian cadence is precluded due to the clash between what would be a
Bb against an E-natural.
20
Figure 1: The opening of Marguerite fleur with non-functional A-sonorities
Likewise, the next cadence that would occur in mm. 10-11 on A cannot be made (using the
formal M6-octave cadential motion) due to the same reasons as mm.3-4. The use of a Phrygian
cadence could occur, however, in mm. 28-29, with no significant clashes occurring. Similarly,
the final cadence to A could be A-re through the use of G#s being added to the discant. In spite
of these occurrences however, I believe the work is still rooted in Dorian modality.
Another work with unusual modal traits is Amours et quas tu, a short rondeau composed
of some 15 measures with ambitus of c-c'(-e') in the discant,21 A-g in the tenor and A-a (falling as
20
Binchois, 24. Another work by Binchois that contains non-functional A-sonorities is the chanson
Amoreux suy. This work is in the D-Dorian mode, similar to that of Marguerite fleur. These A-sonorities
are built around the characteristic descending fourth in the bottommost voice against a falling b-a in the
tenor. The discant voice then skips from e' to c', and then to e' at the point of the cadence. Once again
there is no ficta given by the author, but the presence of the descending fourth in the contratenor signifies
that an A-mi cadence should be inferred.
10
low as G) in the contratenor, and making use of notated Bbs in the key signature of the tenor and
the contratenor. The work begins on a C-sonority closing out the first part of the phrase on a non-
cadential A-sonority. The A-sonority continues into the opening of the next phrase before
culminating on a non-cadential sonority to G in m.4 at the close of the phrase. A brief reiteration
of C once more gives way to G, the focal point of the polyphony through this point. C begins the
start of the next phrase, but the introduction of a Bb into the discant voice, having been absent up
to this point, culminates in an A-mi cadence (mm.7-8), ending the first section of the work. The
remaining material, then, completely emphasizes C through a full cadence (mm.9-10) and the
final cadence of the work (13-14). While the ambitus of the discant invokes E-Hypophrygian
connotations, the tenors move away from this interpretation by emphasizing the range A-A.
Likewise, the C-final dissuades any sort of Phrygian interpretation as well. In fact, a C-final
with this key signature would imply either C-Mixolydian (of which an A-mi cadence would be
an improper cadence) or an F-Lydian context ending on the reciting tone. Taking everything into
account, I believe the work represents a G-Dorian context through the emphasis on G in the
opening of the work that then pivots on the very characteristic cadence for that modal
transposition (A-mi) before emphasizing a tone that appears in G-Hypodorian works (C).22 23
21
My designation of the discant ambitus c-c'(-e')shall be given at times throughout this paper in reference
to ambitus that exceed their range above or below by a fourth. In this circumstance, I am drawing
attention to the fact that the range occupies a Hypophrygian ambitus. In Hypophrygian works, the
ambitus will begin on C but will go above the C octave to the final.
22
The only other ambiguous chanson is a rondeau by the name of Adieu, Adieu in which it is left open to
interpretation whether or not the work is in a C-Lydian or a C-Mixolydian context. Much like Amours et
quas tu, however, the work is not in the Phrygian mode.
23
It is worth noting that one of Binchoiss chansons bears a striking resemblance to one of the recurring
motifs heard throughout the Missa Mi-mi. In Ross Duffins article, he says, Of Ockgehems Masses in
the Chigi Codex [which Duffin claims is the most authoritative codex for Ockeghems masses], those
without cantus prius factus typically show their title atop the superius part, as in the Missa Cuiusvis toni
and the Missa Prolacionum [sic]. Ockeghems My my title in Chigi is shown not in the bassus part with
its e-A motto, not in the superius part with its e-e opening, but in the tenor part (Duffin, 179). The
opening tones of the tenor consist of e, g, a, g using the melodic component of the head motive and also
using the rhythm found in the opening of the bassus voice. What is most curious about this motif is the
11
Let us now turn to chansons of Johannes Ockeghem. Surveying the entire body of his
chansons, three works are set in the Phrygian modes: Ma bouche rit, Presque transi, and finally
Malheur me bat. The first to be examined is Ma bouche rit, Ockeghems famous bergerette.24
The ranges of the voices are c'-c'' in the discant (hitting a below and the upper neighbor d''), e-e'
in the tenor (hitting the c below and the neighboring f' above), and the full range c-f' in the
contratenor. According to the tenor principle, and the Meierian principle a voce piena, the work
can be assigned to mode 3. The chanson opens on an A-sonority and moves through an evaded
cadence on C (m.8), which then continues towards a weak cadence on C (the strength of the
cadence being weakened by the F-E motion in the discant above a full cadence to C) to end the
first phrase in measure 16. The second line of text begins with fauxbourdon between the discant
and contratenor (mm.17-18) and culminates in an evaded cadence on G in measure 26. This
evaded cadence sets in motion a string of evaded cadences in the next line of text, Et le plaisir
que lamore me pourchasse beginning on C (m. 30), moving to an evaded cadence on D (m.33)
and closing on an evaded A-re (m.37) cadence. The refrain is then brought to a close through an
E-mi cadence in mm. 45-46 between the tenor and discant. The B-section contains no cadences
up until the end of the final verse, Vivre ne puis au point ou mavez mis, on A-re, the 7-6
suspension created between the discant and tenor. This cadence is decided through Ockeghems
use of the octave leap from e-e', thereby precluding any Phrygian (fa-mi) motion to A to close
similarity between it and the opening melody of first rondeau of Gilles Binchois, Adieu, Adieu.
Comparing the two, we see that the opening of the rondeau is the same as the full statement of the
melodic component first heard in measure 45 of the Kyrie. It seems less that Ockeghem would have
taken Binchoiss rondeau theme and more that the two compositions may in fact be reflecting a motif that
was popular back during that time period, but lost to us now. Another example of this melody can be
found in the Johannes Tinctoris motet Lamentationes Jeremie (Johannes Tinctoris Collected Works, ed.
by William Melin (American Institute of Musicology, 1976), 115-124).
24
Johannes Ockeghem Collected Works-Volume 3: Motets and Chansons, edited by Richard Wexler with
Dragan Plamenac, American Musicological Society (Boston: E.C. Shirmer, 1992), 73-74.
12
25
Figure 2: End of the third stanza of Ma bouche rit
The second example is the bergerette Presque transi.26 The ambitus of the voices utilize
the ranges of (a-)c'-c'' in the discant, A-e' (from bass clef into tenor clef) in the contratenor, and
c-c' in the tenor (going as low as A). The contratenor, being the most difficult voice to extricate
the modal ambitus, revolves around c throughout the opening of the work while also hitting the e
above and a below c. While E is not overly present as a boundary in the contratenor, as would
be necessary in order to fulfill the conditions for the Hypophrygian mode, the nature of the
As has been discussed in the introduction of this study, the opening bass motif is very
similar to that of the opening descending bass motif in the Mi-mi mass, with the same e-A
descent of a fifth followed by e-f and a descent down to c. With the bass motion extending down
from e to A (moving towards c), and the discant falling from e'-c', C becomes the first goal of the
work through a weak cadence on C (tenor and contratenor have sixth-to-octave motion while the
discant weakens the cadence with E). C continues to be the important tone as all three voices
move toward a non-cadential pause in m. 6 on G. After this pause, C continues throughout the
polyphony up through the close of the second verse (vivant en dueil sans avoir nul confort)
25
Ockeghem, Collected Works, 74
26
Ockeghem, Collected works, 81-82. In the notes and errata portion of the Collected Works (XCI-
XCII), Richard Wexler mentions that, because Presque transi makes use of the archaic double leading
tone cadence, he cites it as being composed around the same time as Ma bouche rit, 1460-1465
(LXXVIII-LXXXII).
13
through the use of a double leading-tone cadence. After having saturated the texture of the work
thus far with C, Ockeghem immediately turns toward A through the descent in the bass voice
from e down to A. The discant voice similarly follows by descending down to low a superseding
the previously low tone of C in its descent. This shift to A then culminates in a cadence on A in
This cadence, however, is an ambiguous one: while the editor supplies musica ficta signifying A-
re, the cadence could very well be A-mi as well, utilizing half-step motion in the tenor voice, the
usual 7-6 suspension between the contratenor and discant voices, and a third expanding out to a
fifth between the tenor and contratenor. This interpretation of A-mi would not cause a string of
musica ficta to be insinuated upon the polyphony and, as a matter of fact, would fit within the
polyphony of the earlier measures. If we look in m.16, we see that b precedes the cadentially
significant a in the discant (we can see that b appears in m.15 as well before a once more).
Ockeghem supports this turn to A through the use of D and F in the tenor and contratenor in
these two measures. Likewise, it would not be unwarranted of Ockeghem to signal the
upcoming cadence by anticipating the Phrygian motion over a D-sonority. Looking at the
potential hexachordal content of the tenor in mm.15-16, we see that f is established on the first
two beats of the bar, after which Ockeghem skips over E and moves straight to d. This d then
falls stepwise down to G (m.16), which hits d once more before falling to B and A. The
27
Ockeghem, Collected Works, 81.
14
hexachordal content of these two measures in the tenor illustrates a turn to the mollis hexachord
by way of one very important skip (f-d in m.15). Had Ockeghem passed through E in order to
get to D he would have both oriented us around the natural hexachord and stabilized the E in the
discant in m.15. Instead, he passes over E and roots us firmly in the mollis hexachord (itself
composed of the tones f-g-a-bb-c-d). Similarly, the exclusion of E in the discant elucidates this
point even further. An argument against the use of the Bbs could be raised in that the tritone
would briefly sound on the second bar of m.16 between the discant and the contratenor, as the
contratenor itself is in the natural hexachord. However, the cadentially significant discant and
tenor argue in favor of a mollis interpretation of this cadence. Immediately after this cadence,
Ockeghem extends the E in the contratenor while the discant and tenor finish the phrase,
culminating in a hexachordal shift from mollis to natural in the tenor and mollis to durus in the
discant.
The next phrase brings back the tone C between the voices and shifts towards a cadence
on G in mm.23-24. This use of G continues to clarify B-durus (B-mi) while the voices continue
to bring in C, E and G before closing the first section on the final of the mode, E-mi. The second
section of the work begins on an A-sonority but closes its first phrase through a non-cadential
pause to G. It is G, then, that is carried into the following verse ultimately culiminating in a
double leading-tone cadence to G just prior to the end of that phrase in mm.42-43. G is then
used as a pivot in order to get back to a full cadence on C for the first ending of the section
(mm.49-50). The second ending of the B section bypasses this move to C to affirm the final of
the work through a Phrygian cadence to E. This Hypophrygian work, then, could very well be an
example of mode 4 utilizing a Phrygian cadence to the lowest point in the ambitus (the
15
controversial cadence discussed above). Whether or not this moment is an A-re or an A-mi
voiced work containing the ambitus E-E in between both the discant (e'-e'') and the tenor (e-e')
and (c-)e-e' in the contratenor. If the ambitus of the work was not proof enough of the chansons
modality, the tenor and contratenor, immediately after beginning on octave Es, move toward a B-
mi cadence which is evaded through the contratenors fall from a down to g instead of
confirming the cadence with an ascent from a to b (mm.3-4). The cadential motion to B is
similarly weakened by the repetition of the tenor melody from mm.1-2 now repeated in the
discant in mm. 3-4. The motion to B is ultimately bypassed in favor of E, which is secured by
the move to a weak cadence on E-mi (mm.7-8) and culminates in a full cadence to E-mi heard
between the discant and the tenor (mm.10-11). Ockeghem then turns back to the fifth degree of
the modal octave ten measures later through a full cadence to B-mi (mm.20-21) before
immediately moving toward the reciting tones of the mode through an evaded cadence on C
(mm.22-23), an affirmation of this turn through a weak cadence to C (23-24) before moving
toward an evaded cadence on A-re (mm.25-26).30 Ockeghem composes the A-re cadence in such
28
Due to the use of F and B-natural working within close proximity of one another throughout the
opening of the work suggests begs the question for such a mollis shift there as well. The opening,
however, is saturated in C and not A, like the moment in question. Regardless of these assertions, the
cadence remains one of ambiguity.
29
Ockghem, Collected works, 95.
30
The difference between a weakened cadence and an evaded cadence is ultimately determined by the
resolution of the voices involved. In a weakened cadence, the strong cadential voices involved resolve
but contain a third over the cadencing tone (e.g. in a cadence to D a weakened cadence would impose an
F in the resolution of the cadence). An evaded cadence means that the cadence does not resolve properly.
For instance in a three-voiced work, if the discant and the tenor voice prepare their characteristic 7-6
suspension for a cadence on D, the discant would have the cantizans procedure (D-C#) while the tenor
carries the tenorizans (E). While this is going on, however, the contratenor structures this cadential
suspension by holding onto the tone A. The most usual point of evasion would come in the contratenor
by moving up a half step to Bb instead of resolving either by an octave leap (A-A) or through resolution
to D.
16
a way as to preclude any other interpretation of this cadential moment through the use of e in the
contratenor while the discant and the tenor resolve the cadence. The first section of the work
then closes on a weak E-mi between the tenor and the contratenor (mm.27-28). The second
section continues the emphasis of E by way of two consecutive weak E-mi cadences in mm.32-
33 and in mm.36-37. The saturation of E is then temporarily lifted when Ockeghem turns us
toward G through a weak cadence (mm.40-41) and then to an evaded cadence (mm.41-42).31
After the temporary turn to G, E comes back into the framework through an evaded cadence on
E-mi (mm.44-45), which in turns falls to an evaded cadence on C (mm.47-48). C is the tone that
continues to permeate the texture through a weakened cadence (mm.52-53), which is then
confirmed by a cadence (mm.53-54). After maintaining C for so long, the voices then fade back
towards the modal final of the work as a whole by closing on an E-mi cadence.
Ockeghems treatment of the Phrygian mode, then, is quite consistent, aside from the use
of the Hypophrygian mode in the Presque transi. In Ma bouche rit, the best option for a
Phrygian cadence on A would have been at the close of the B-section. Instead, he asserts the
dominance of E by supporting the cadence on A by the leap of an e-e' octave in the contratenor,
thereby erasing any suggestion of an A-mi cadence. In Malheur me bat, we see Ockeghem
composing a thorough example of a mode 3 work which elucidates the reciting tone of the mode,
C, and the secondarily important tone A. Ockeghems use of a Phrygian cadence to the fifth tone
in the octave species thereby helps to sustain the nature of E-Phrygian by extending the Phrygian
cadential procedures to B. His treatment of the A-re cadence in this work similarly nods to the
31
While the cadence does in fact take place between the two modally significant voices, the contratenors
d remains unresolved. Similarly, the continuation of this evaded moment continues in the following
measure when Ockeghem once more moves towards g' in the discant (which is in turn supported by the
entrance on g of the tenor) but is evaded once more in the contratenor from an ascent not from d to g but d
to e.
17
tone but Ockeghem otherwise shows preference to B and C over A, as well keeping E in the
The use of the Hypophrygian mode for Presque transi is quite interesting as it stands as
one of the only chansons examined in this modal framework. Whether or not it features an A-re
or an A-mi cadence is certainly one of ambiguity, and but the mode as a whole is certainly worth
noting. It is also worth noting that the chansons of Ockeghems most immediate contemporary,
Antoine Busnois, not only contain no instances of A-mi cadences within the E-Phrygian mode
but there are also no Phrygian-mode chansons contained within his secular output.32 This fact
32
Busnoiss chansons, like those of Ockeghem, are listed at the bottom of this paper in alphabetical order
and are based off of the alphabetical listing in: Paula Higgins, "Busnoys, Antoine." Grove Music Online.
Oxford Music Online. Oxford University Press, accessed April 24, 2014,
http://www.oxfordmusiconline.com/subscriber/article/grove/music/04437. The collected table at the end
of this paper comes from nine different transcriptions: A Florentine Chansonnier from the time of Lorenzo
the Magnificent: Florence Biblioteca Nazional Centrale MS Banco Rari 229, MRM, Volume VII: A
Florentine Chansonnier, ed. by Howard Mayer Brown, Music Volume (Chicago and London: The
University of Chicago Press, 1983)[*]; The Mellon Chansonnier, Volume 1: The Edition, ed. by Leeman
L. Perkins and Howard Garey (New Haven and London: Yale University Press), 1979[]; Clemens
Goldberg, Die Chansons von Antoine Busnois: Dei sthetik der hfischen Chansons, Quellen und Studien
zur Musikgeschichte von der Antike bis in die Gegenwart, Band 32 (Frankfurt am Main: Peter Lang,
1994) []; Catherine Brooks, Antoine Busnois, Chanson Composer, Journal of the American
Musicological Society, Vol. 6, No. 2 (Summer, 1953), pp. 111-135 [CB I]; Catherine Brooks, Antoine
Busnois as a composer of Chansons, PhD diss. (New York University, 1951), [CB II]; The Musical
Manuscript Montecassino 871, ed. by Isabel Pope and Masakata Kanazawa (Oxford: Oxford University
Press, 1978), 391 [M]; Der Kopenhagen Chansonnier, ed. by Knud Jeppesen, (Kopenhagen: Levin &
Munksgaard, 1927), 42 [K]; Ottaviano Petrucci: Canti B, ed. by Helen Hewitt, MRM vol. II-Canti B
(Chicago and London: The University of Chicago Press, 1967), 117 [B]; Trois Chansonniers Francais Du
XV Sicle: Fascicule I, ed. by Eugenie Druz (Paris, 1927), [TC]. The only chanson that exhibits a
Phrygian persona is Ma damoiselle ma maistresse, with ambitus E-E in all voices and a cadential
tendency toward E-mi and G. The mode, however, becomes clear at the end of the work due to the final
on A-re, thereby establishing the work in A-Hypodorian (similar modal treatment can be found in the
conjecturally attributed chanson Au travail suis by Ockeghem. (The final of the work is most definitely an
A-re cadence, but there are two interpretations on the treatment of musica ficta for the close of the work.
The first, the one currently accepted in this paper, is found in (Goldberg, 330-331), which accounts for the
alteration of the tone B from a potential mollis to the natural due to the Busnoiss insistence of the octave
leap of E in the contratenor. This change in musica ficta would need reinforcement due to the placement
of a notated Bb in the tenor at the start of the contrasting section of the work. Similarly, the cadential
procedures that occur at the close of the piece are very close to the cadence at the very opening of the
work on A-re. The contrasting transcription (TC, 22-23) places a mollis signature at the close of work
(making the final cadence of the work A-mi) but uses an A-re cadence for the first cadence of the work.
18
only adds to the rarity of the Phrygian modes, thereby greatly increasing the significance of the
works that do exhibit such modal tendencies. We have seen that composers in mode 3 works on
E made use of Phrygian cadences to the fifth degree of the modal octave, but we shall now
examine a change in this technique that could very well have fostered the change within the
Hypophrygian mode.
contemporaries, there is one final composer that warrants inclusion: Johannes Tinctoris, a fitting
example given his being both a theorist and a composer during this time. There still appears to
be a schism between scholars regarding the difference between theoretical and compositional
proprietyan issue that seems relevant when studying the works of a theorist-composer (e.g.
whether or not they were basing their theoretical notions on an idealized form of chant and
polyphony or whether they were attempting to describe a compositional stylistic practice). The
difference between the two, however, begins to breakdown when we actually examine the
Of these nine chansons, there is one in the Phrygian mode that has substantial
unison and octave Es, O invida Fortuna immediately enunciates the mi-fa relationship between
e'-f' in the cantus while rising from e' to a' (upper neighbor to g') and then falling back to e'.
Tinctoris confirms the modality shortly thereafter by cadencing in m.4 on E-mi. Tinctoris then
moves away from the modal center to confirm the reciting tone C in m.7. One measure later
Tinctoris confirms the reciting tone through an evaded cadence on G only to reinforce the E with
a weakened E-mi cadence in m.11. Just as in the first cadence on E-mi in m.4, Tinctoris once
This inconsistency, coupled along with the dissonance that would be incurred through the use of the
tritone between Bb and E, solidifies the final of the work on A-re and the mode in A-Dorian.
33
Tinctoris, Collected Works, 133-134.
19
again moves to a full cadence on C in m.13. The next phrase begins on A, being supported by f
in the contratenor, which leads to a confirmation of A through an A-mi cadence (Ex. 4).34 After
moving to A Tinctoris moves back to C in m.20 before closing the work on an E-mi cadence that
investigate its origins alongside those of the Missa Mi-mi in order to establish any congruities
between the two. O invida Fortuna is found in only one source, Florence 176, and it was copied
in Florence during the late 1470s.35 We know also that Tinctoris did a majority of his
composing during the 1470s in Naples: In the early 1470s Tinctoris travelled to Naples to enter
the service of King Ferrante I as singer-chaplain, legal adviser and court tutor in the theory and
practice of musicAlmost all his writings and compositions date from his two decades in
Naples.36 These facts about Tinctoris thus stabilize a timeframe not only for his compositional
output but also for consistency in his location. In terms of the compositional timeframe of
Ockeghems Missa Mi-mi, we know that the four sources are the Antwerp fragments, Cappella
34
This cadence is not shown through musica ficta, nor is it shown in the manuscript that the editor
transcribed the piece from (MS 176), but it is most assuredly an A-mi cadence.
35
Census-Catalogue of Manuscript Sources of Polyphonic Music 1400-1550. Volume I: A-J. Edited by
Charles Hamm with Herbert Kellman. (American Institute of Musicology: Hnssler-Verlag, 1979), 229.
36
Ronald Woodley, Johannes Tinctoris, The New Grove Dictionary of Music and Musicians, Second
edition, ed. by Stanley Sadie, pgs. 497-501, (New York: Macmillan Publishers Limited), vol. 25, 498.
20
Sistina (41 and 63), and the Chigi codex.37 The Chigi codex, which seems to be the most
authoritative, as it contains a multitude of Ockeghems masses, was created between the 1498-
1503.38 This dating, however, places it well outside the scope of O invida Fortuna. Similarly,
the case for the Antwerp Fragments is listed as being created during the second half of the
fifteenth century, containing a snippet of the Agnus Dei from Ockeghems Missa Mi-mi.39 The
dating of the two other known manuscripts containing Ockeghems mass are CS-41 (1482-
The unknown dating of the Antwerp Fragments aside, Tinctoriss chanson would have
been composed prior to Ockeghems mass, thus making this one of the first legitimate instances
example of a cadence that stands in polar opposition to the E-Phrygian mode as a whole (as will
be discussed in further detail below). We have seen, however, that in Tinctoriss Liber de natura
et proprietate tonorum he gives an example of the use of a Bb within a mode 3 context in order
to avoid a linear tritone from F. On this rule Tinctoris explains: It must be too that the tritone
must be avoided, not only in these two tones, but also in all the others. Hence, this rule is
generally observed, that, in any tone, if after an ascent to B fa (natural) mi acute there is a more
rapid descent down to F fa ut grave than there is an ascent C sol fa ut, it is sung uniformly by soft
(flat)42
37
Duffin, 165.
38
Census-Catalogue of Manuscript Sources of Polyphonic Music 1400-1550. Volume IV: V-Z and
Supplement. Edited by Herbert Kellman. (American Institute of Musicology: Hnssler-Verlag, 1988),12.
39
Jacobijn Kiel, The Antwerp Fragments M6, Music Fragments and Manuscripts in the Low Countries,
Edited by Eugeen Schreurs and Henri Vanhulst (Alamire, Leuven-Peer, 1997), 50.
40
Consensus Volume IV, 45-46.
41
Consensus Volume IV, 55-56.
42
Tinctoris, De Natura, 12-13.
21
43
Figure 5: Tinctoriss example 18, starting at the treble clef
Tinctoriss use of musica ficta in this example merely shows avoidance of the linear tritone, but
it does not account for any cadential activity or the use of musica ficta in mode 4 works in
generaltwo questions that are still problematic in this instance in O invida Fortuna.44 As has
been discussed earlier, the process of expanding Hypophrygian cadential procedures grew out of
a natural inclination to cadence on the lowest tone of the ambitus (e.g. A in E-Hypophrygian).
While this procedure became much more prominent in the sixteenth century, this has been shown
by earlier analyses of fifteenth-century chansons not to be the case throughout the time, or at
least in the secular works of the most prominent composers of that century. O invida Fortuna,
however, steps beyond this approach by cadencing on a tone that has less significance in terms of
the mode itself. With E being given as the final (or any tone given at the appropriate
transposition level) and C being the reciting tone, A would not detract from the mode but would
help to surround the fifth degree of the modal octave. Cadencing on the fourth scale degree of
the E-Phrygian octave through a mi cadence, however, gives priority not only to E but also to A.
Theoretically, this practice is at odds with fifteenth-century practice and the lengths at which
both theorists and composers go to avoid the tritone between F-B. In addition, the implication of
the mollis hexachord into an E-Phrygian context would introduce another tritone between E and
43
Tinctoris, De Natura, Example 18.
44
As has been mentioned earlier, Tinctoriss mode 4 example, immediately following the one just
examined, avoids the use of Bb.
22
Bb, ultimately defeating the characteristics that define the Phrygian mode. However, in O invida
Fortuna we see that Tinctoris introduces an ascent from the tone E in m.14-15 between the tenor
and the discant, which re-contextualizes E as giving way to F. The discant ascends straight to C
before circling around A while the tenor interrupts a straight ascent to C through a skip to G,
ultimately concluding on A. We could say, then, that Tinctoris is elucidating his theoretical
intentions about introducing Bbs in order to avoid linear tritones. While it may have been
common for earlier mode 3 works on E to cadence on C, A-re, and B-mi, here Tinctoris moves
So why, then, would Tinctoris use a Phrygian cadence on the fourth scale degree of a
mode 3 work? The logic behind this divergence might stem from the impetus to apply a more
robust sense of the Phrygian mode by expanding the characteristic fa-mi cadential procedures to
a tone other than the final: either a co-final or the reciting tone of the mode in question. In the
Phrygian mode 3, the simplest choice would be a B-mi cadence in that it would not introduce any
additional musica ficta. Aside from the B-mi cadence, however, the tone that would come next
would be A due to the great problems that would be caused by attempting a C-mi cadence.
Cadencing on A-mi in a mode 3 work would thus greatly contribute to the Phrygian nature of
the piece as a whole. The implications of the shift in modal conception were tremendous for the
successive treatment of the Phrygian mode, for it was only a matter of time before this expanded
cadential process would permeate plagal mode 4 works in which the ambitus encompasses an
octave built on the fourth scale degree of its authentic mode counterpart. This expansion would
thereby change the conception of mode 4 works by giving both license and cadential priority to
23
Since Tinctoriss chanson potentially predates any manuscripts known to contain the
Missa Mi-mi we are left with the assumption that O invida Fortuna was created before
Ockeghems famous mass. This idea would make sense due to Ockeghems proclivity for
musical challenges as represented by the Missa Prolationum, the Missa Cuiusvis toni and the
canonic chanson Prenez sur moi. It would not seem outlandish, then, to posit that, if there were a
burgeoning propensity for the inclusion of A-mi cadences within Phrygian works of the late
1400s, Ockeghems Hypophrygian mass would serve as a culmination of this trend. While there
is still more research that needs to be done in ascertaining more works that exemplify this trend
that may or may not have been going on late in the 1400s, it still stands to reason that
Ockeghems Hypophrygian mass was not only a modal rarity through the use of mode 4 (the
only other instance within his secular output being Presque transi), but was also perhaps the first
major instance of Hypophrygian modality that made prominent use of the expanded cadential
procedures exhibited earlier in Tinctoriss O invida Fortuna. This would then lend weight to the
argument that not only was the use of Bb within mode 4 works not a given (as Stewart suggests),
but that both the mode and the A-mi cadences within the mass stand as the start of a divergence
from fifteenth-century treatment of the Phrygian mode to the continued treatment it would
24
Analysis of A-mi cadences within Ockeghems Missa Mi-mi
In turning our attention once more to Ockeghems mass, we find that one idea does not
predominate over all others regarding its appellation. A prominent question surrounding the title
of the mass, as Duffin points out, lies in the intentions of the scribes and the differences between
such titles. The mass is entitled My my in the authoritative Chigi Codex, Quarti toni in Capella
Sistina 41, and in CS 63 there is no name given.45 Duffin makes the assertion that the ascription
Mi-mi is a result of solmization syllables being used as modal identifiers, and that Mi-mi could
stand as an identifier of mode 4 itself.46 This is based off of theoretical conceptions, however,
implying the ambitus of B-B in the Hypophrygian mode. As we have seen though, this
theoretical construction of mode is not the standard ambitus for Hypophrygian works. In E-
Hypophrygian the range in the discant and the tenor will occupy either C-C or A-A, while the
altus and bassus will be made up of the authentic range, E-E. If we posit the use of the natural
hexachord in the C-C ambitus Mi-mi could be indicative of the tones E and A with fa above la.
This rendering of the ascription would elucidate Ockeghems treatment of the tone A within the
Before examining these instances of A-mi cadences throughout the mass, it would be
beneficial to discuss the two motives that unify the work as a whole.47 In the opening of the
Kyrie, the bassus states the head motive consisting of an e-A descent of a fifth before jumping up
45
Duffin, 165.
46
Ibid, 170.
47
My analysis of Missa mi-mi comes from: Johannes Ockeghem: Masses and Mass Sections-Missa My
my, ed. by Jaap van Benthem, Section III: Masses based on freely invented and unspecified material,
fascicle 2, Utrecht: Koninklijke Vereniging voor Nederlandse Muziekgeschiedenis, 1998.
25
to e-f-e and falling to c (Figure 6). This motive is heard at the opening of every movement
within the mass and has two different components to it: rhythmic and melodic. The rhythmic
component is the dotted half-note rhythm (found on beat 1 of m.1 and beat 2 of m.2 in Figure 6),
while the melodic component grounds the fa-mi relationship of the Phrygian mode (e'-f'; m.2 of
Figure 7). This melodic component stands in stark contrast to the polyphonic texture
surrounding it, because whenever Ockeghem makes a special point of highlighting this melodic
component into the mi-fa relationship found in the natural hexachord and dramatically reducing
the texture of the voices whenever he highlights this melody (the melodic component is doubly
associated with a homophonic structure), Ockeghem uses two different aspects of the head
48
Benthem, 1.
26
49
Figure 7: Melodic component of the head motive, Kyrie, mm. 42-46
It is interesting as well that Ockeghem only associates this melodic component in the natural
mi cadence in measure 11 between the tenor and the discant, which brings the first phrase and the
line of text to a close (Et in terra pax hominibus bone voluntatis). In measure 12, Ockeghem
states the melodic component of the mass in homophonic texture before moving through evaded
cadences on C in mm. 15 and 16, culminating in a weak cadence on C in m. 17. With C taking
up most of the corresponding texture, Ockeghem then introduces Bbs towards the melodic
and 25, bringing the phrase to a close (Laudamaus te, adoramus te, glorificamus te). The next
phrase (Gracias agimus tibi propter magnam gloriam tuam) looks as though it is moving
towards an A-mi cadence in mm. 26 and 27, but is avoided, and Ockeghem continues to unravel
this polyphonic line until m. 35, a cadence on either A-re or A-mi depending upon ones
interpretation of the musica ficta. Ockeghem moves through a cadence on C in measure 41 and
another, albeit less strong, A-mi cadence in m. 44 before moving towards a stronger cadence on
G in m. 45 (Domine dues, rex celestis, dues pater ominopotens). The close of the phrase is
49
Benthem, 2.
27
brought about in m. 47, but due to the strength of the cadence on G in the preceding measures,
the close is non-cadential and Ockeghem continues to push the melodic motion forward to an
Ockeghem closes out the first portion of the Gloria on an E-mi cadence (Domine fili unigenite,
Jhesu xpriste. Domine deus, agnus dei, filius patris). The Qui tollis section is markedly
different in its homophonic texture from anything preceding it (even more so than the
homophonic texture of the melodic component of the head motive). The most prominent
cadences that occur belong to E-mi (evaded between tenor and contratenor) in m. 85 and A-mi in
m. 95, which evokes the text at this point as receive our prayer (Figure 8). Not only is this
moment important due to Ockeghems use of both cadences in such close proximity to one
another, but also because of Ockeghems further treatment of this text when it reappears in the
Agnus Dei movement, as we shall see. The two Phrygian cadences, then, allude to the solemn
and penitential quality of the moment through their innate fa-mi connotation.
50
Figure 8: Missa Mi-mi, Gloria, prominent A-mi cadence, mm. 85-95
50
Benthem, 7.
28
The instances of A-mi cadences throughout the Credo appear towards the beginning. The
very opening of the Credo begins with Ockeghem stating both the rhythmic and melodic
the melodic component). The music moves through C and progresses to the end of the first half
of the phrase on an A-mi cadence (Patrem omnipotentem factorem celi et terre) in m. 8, and
The next large A-mi cadence in the Credo comes in mm. 43-44 by way of the melodic
component (Figure 9). This moment is pointed because, up until this point, this component had
only been recognizable through the fall of the semitone residing in the natural hexachord (F-E),
and it is this F-E semitone that gives the melodic component its character. The use of it in the
bass voice then, with implied musica ficta on Bb would switch the semitone relationship to the
mollis hexachord on F below gamma ut, which is given in the following measure. The cadence
itself is weakened when the sixth to an octave between the bassus and the contratenor falls to a
minor sixth between A and f. One can tell, however, that the contratenors motion is not towards
F but towards A, and if we were to use ficta here to establish the A more firmly by raising the F-
natural to an F#, we would then have to raise the C-natural in the discant to C# to avoid a tritone.
This would then entail the raising of the next measures C and would alter the character of the
cadence. It is because of this, that I believe the characteristic semitone of the melodic
29
51
Figure 9: Missa Mi-mi, Credo, A-mi cadence in mm.40-44
The last prominent occurrence of A-mi throughout the Mass occurs in the opening of the
Agnus Dei. The first cadence that occurs is in m. 5 on C, as the text changes to qui tollis
peccata mundi/ Miserere nobis. After closing out the qui tollis on a D-cadence in mm.7-8,
the music immediately thereafter exhibits Ockeghems characteristic use of cadential aversion,
all the while continually pushing his polyphony forward through unfettered counterpoint. The
only other cadence used through the opening section, aside from E-mi closing out the section, is
A-mi in mm. 14-15 between the discant and bassus.52 The fact that Ockeghem once more sets
this portion of text with the two cadences (this time reversed in their order of appearance, A-mi-
E-mi instead of Ockeghems orientation of the two cadences in the Gloria as E-mi A-mi)
establishes his musical inclinations, and also his musical allusions, to the moment as a whole.
When the texture is reduced in the following section to duets between the contratenor and the
bassus (and later the discant), the use of A-mi cadences, at least through the application of
musica ficta, appear here once more in m. 34 and potentially m. 51. The restatement of the
Agnus, however, contains no A-mi cadences as the cadences on C and G (evaded) help to set up
51
Benthem, 12.
52
Another cadence could be seen in the opening of the Agnus Dei movement two measures after the A-mi
cadence in measure 17 with an evaded cadence on G. This cadence is recognized through the 7-6
suspension between the tenor and the discant. Its absence here is intriguing, however.
30
the final, albeit brief cadence on E-mi before the movement, and the mass, are brought to close
on an E sonority.
The mass as a whole, then, might appear at first to conform to later handling of
Hypophrygian modality in the sixteenth century, but the precedent that Ockeghem set by
composing the mass in mode 4, and through the use of Phrygian cadences to the lowest tone of
the modal ambitus, cements the change in Phrygian modality that was beginning in the latter part
31
Analysis of Josquins Nymphes des bois as modal allusion to Ockeghems mass
Phrygian and Hypophrygian modes (namely, modes 3 and 4) became increasingly problematic.
Preceding Ockeghems Missa Mi-mi, mode 3 secular works by Guillaume Dufay, Gilles
Binchois and Ockeghem supported the notion of a modal norm that was in line with theoretical
notions of mode. Towards the end of the fifteenth century, however, there developed a trend to
cadence on both the final of the mode and the fourth scale degree by way of Phrygian cadences,
thereby creating a deeper Phrygian impression. The extension of these changing Phrygian
cadential procedures seemed naturally to permeate mode 4 works as well, as we have seen, but it
is after Ockeghem that the differences between the two modes becomes abstruse. Because of the
legitimatization of Phrygian cadences on both the final and fourth degrees of the mode, cadential
activity between the two modes begins to overlap, as do the ambitus formations. Thus, the
Meierian principle a voce piena for works in the Phrygian and Hypophrygian modes becomes
much difficult to corroborate. This is mainly due to the continuous modal overlapping that
occurs during this process when two voices (usually the cantus and the tenor) will support the
authentic mode and (usually the alto and the bass) support the plagal version of the mode in
question. Because the four voices, and the two modes, are consistently intertwining, there is a
natural tendency for authentic/plagal mixture throughout the course of the work. The
technicalities involved with the Dorian, Lydian and Mixolydian modes pose less of a problem,
32
however, than those of the Phrygian and Hypophrygian modes, because the ranges of the other
modes are generally more specific than those of the Phrygian and Hypophrygian modes.
This is not to say that there were always discrepancies in Phrygian-mode assignation.
There are those that are easier to classify than others, such as Josquins famous chanson Mille
regretz. As a matter of fact Mille regretz demonstrates with relative clarity Meiers principle of
a voce pienathe cantus and tenor voices being in the authentic third mode, c'-e'' in the cantus
and d-e' in the tenor, while the alto and the bass exemplify the plagal, a-a' in the alto and A-c' in
the bass.53 Thus, this modal obfuscation does not necessarily imply that Phrygian works will
One work that exemplifies this problematic tendency within Phrygian works, and was in
fact composed around the period in question, is Josquins Deploration sur la morte de Ockeghem
(otherwise known as Nymphes des bois). Composed in lamentation on the death of Ockeghem,
the work has many features relevant to our current study of Phrygian modality, the most
important being the modal allusions towards Ockeghem and his mass. Earlier studies have
argued that Josquin makes use of one clear allusion in relation to the clefless works of Ockeghem
through the lack of clefs notated in the sources of the work.54 It would therefore make sense if
Josquin were to allude to Ockeghem in more than one context throughout the course of the work.
The most notable relation to Ockeghems Missa Mi-mi is the way in which he closes both the
first and second sections of the work, but similarly notable is way that Josquin forms the work
53
The New Edition of the Collected Works of Josquin Des Prez. Volume 28: Secular Works for Four
Voices, ed. by David Fallows (KVNM: Utrecht, 2005), 61-62.
54
Annie Curdevey, Josquin des Prs, Nymphes des bois, dploration sur la mort de Johannes
Ockeghem: de ltude des sources lanalyse, Musurgia, Vol. 7, No. 3/4 (2000), pp. 49-81, 54.
33
The ambitus of the work delicately balances out between those of the transposed
authentic and those of the plagal Phrygian mode:55 the cantus voice rests between a'-e'' (being
supported by g' below, but never reaching a'' above); the alto encompasses the range of a-a'
while utilizing the neighboring bb' on above the final and f below it; the first tenor is the same as
that of the alto; the second tenor, the cantus firmus of the work (based upon the chant melody of
Requiem aeternam), resides solidly in the a-a' octave; the bass voice lies mostly in the d-d'
octave (staying within the theoretical boundaries of the ambitus by touching the octave above
and descending as far as a third below), with the only exception arising from the descending
skips of a fourth (down to A) that accompany and support Phrygian cadences (hereafter called
Phrygian skips), at the two large dividing points in the work. The cantus firmus melody is
derived from the introit of the Mass on the day of the death or on the day of burial,56 whose
Figure 10: Basis for the cantus firmus melody in the second tenor of Nymphes des bois
The chant would otherwise be classified in mode 5 if it were not for the reciting tone being A.
And although the melody twice hits C above the F-final (with nothing occurring below), the tone
A is given the most prominence. The characteristics of this melody are quite intriguing as the
55
For my analysis I used the edition: Monuments of Renaissance Music: The Medici Codex of 1518,
Volume IV: The Medici Codex, General Editor and Transcription by Edward E. Lowinsky, (The
University of Chicago Press: Chicago and London, 1968), 338.
56
The Liber Usualis, ed. by the Benedictines of Solesmes (Tournai: Descle & Co., 1938), 1807.
34
modally significant fourth below the final is never exploited, but the reciting tone of the mode is.
Thus the melody, before the closing Requiescant in pace only really makes use of the fourth
from A-D (with the transposition of the melody implying Eb instead of E-natural). Only through
the addition of the modally ambiguous Requiescant does the range become completed, which
occurs at the closing of the mass through the alternation of the tones a' and g'.57 Beginning
originally on the tone G, Josquins interpretation of this closing begins on A, and then briefly
moves to G before closing on A, while keeping the procedures around the cantus firmus
essentially the same through 6-5 motion in the alto supported by the Phrygian skip of a fourth in
the bass, as will be discussed below. The cantus firmus melody, then, incorporates shades of
plagal modality while the limited range of the transposed introit affirms a nearly authentic
orientation (aside from the reciting tone). Thus, the pre-existing chant establishes a modal
bivalence between the Phrygian and Hypophrygian modes that will characterize the work as a
whole.58
The mode of the work is immediately brought into question in the opening measures.
Beginning on unison As between the cantus, alto and the second tenor, the second tenor
emphasizes the Phrygian relationship between Bb-A in mm.3-4, which in turn brings in the two
voices that had been missing up until this point. The bass alludes to the second tenor melody by
emulating it a fifth below, thereby immediately changing the cadential texture A-mi to D-mi
through the use of Eb (given in the piece as musica ficta). This move towards the D-mi cadence
does not bring about a strong cadence throughout the other voices but keeps with the texture of
the original utterance in the second tenor through a monophonic cadence. This movement to D-
57
If we are to assume the implied fourth beneath the final of the mode in the original chant melody, then
the implied fourth in the melody after the transposition would assume the range E-E with the final being
A, a non-existent mode. What is interesting is the fact that the melody would seem to imply the
Hypophrygian mode as opposed to the authentic.
58
For my full analysis of Nymphes des Bois, see Figure 6 at the end of this paper.
35
mi is shown immediately to be fleeting through a turn to C in the bass and the second tenor,
while the cantus melody evades C for the monophonic D-mi cadence once more. The nature of
the D-mi cadence, however, is moving from the monophonic cadence towards the polyphonic
(strong) cadence because the bass supports the cadence in m.11 by the leap upward of a fifth (the
Phrygian skip of a fourth in support of the D-mi cadence would be C to G, the skip in this case is
just inverted). The next cadence, then, confirms the status of D-mi through a cadence between
the bass and the first tenor (a move that is established even further by the use of the notated Eb in
the first tenor) in mm.15-16. Likewise, the close of the cantus firmus phrase (mm.13-14) is
diverted in favor of the more emphasized cadence D. Josquin, then, in the first phrase of the
work establishes the final, A-mi, and the fourth scale degree, D-mi, as well, both modal markers
of the Hypophrygian mode. As we have seen, however, cadencing to the fourth degree of the A-
Phrygian octave could very well increase the Phrygian nature of the work. It is as if Josquin is
directly confronting A-mi and D-mi in similar fashion as Ockeghem had done during the Gloria
of the Missa Mi-mi on E-mi and A-mi, similarly working in tandemone right next to the other.
The nature of D-mi in this opening is made more curious by the fact that this cadence all but
disappears after the first phrase. Thus, it appears that Josquins opening is pointed in reference
to the two cadential tones most responsible for the differences between the Phrygian and
A few of the other notable traits that are similar to Ockeghems Missa Mi-mi in the work
is the way in which Josquin closes out both the first and second sections. As has been mentioned
previously, in Phrygian works it is common for the final cadence to occur prior to the actual
close of the section or the work. What follows after is an extension or expansion upon this final
cadence, which might turn out not to be a cadence at all but just a close. We have most
36
specifically seen this in Ockeghems mass, and such is the case with in Josquins work. The
final cadence of the section would then be the evaded cadence on A-mi through F at m.105:
Similarly in my analysis of the work, this moment is a strong A-mi cadence in spite of its
technically being an evaded cadence. The strength of the Phrygian cadence in the cantus firmus
aligned with the first tenor and the cantus through the motivic falling third from c' to a'
establishes it as a point of closure that is ultimately embellished upon in the measures that follow
it. The expansion that Josquin uses at the close of this section is the use of 6-5, or f'-e', motion in
the alto supported by the Phrygian skip of a fourth in the bass. While the Phrygian cadential
expansion is not something new in Phrygian modality, the use of 6-5 motion throughout
Ockeghems mass is quite extensive. Ockeghems use of 6-5 motion to close out the first section
of the Gloria is supported as it is in Nymphes des bois through the use of A falling a fourth to E
and C falling to B, and it is also supported similarly at the end of the Credo between the same
59
Medici Codex of 1518, 344.
37
Josquin closes the work in a way comparable to Ockeghems mass except for the fact that
he eschews a final-affirming Phrygian cadence in place of the cadential extension.60 The absence
of a final cadence in Nymphes des bois correlates with the lack of a cadence given in the closing
section of the Requiem mass in general. The closing chant of the mass, Requiescat in pace,
begins and ends on the tone A and alternates with the tone G, completes the mass in a modally
ambiguous manner while reiterating its somber message in general. The modally ambiguous
nature of the melody in question, however, establishes the centricity of the tone A. Josquin
keeps to this methodology by evading proper closure and reinforces the 6-5 motion from f'-e' in
the alto and the bass descending from d-A. Josquin, then, both confirms and evades A through a
saturation of the tone for the former and a lack of a final cadence for the latter.
In a similar way, Josquins use of Phrygian modality within the work confirms an
orientation around the tone A while at the same time emphasizing aspects of the Hypophrygian
mode. As has been stated earlier, this is common within works establishing the trait of a voce
piena in which there will naturally be an overlap between the authentic and plagal modes within
adjacent voices. The strong tendency in the opening of the work to establish the modal center
through an A-mi cadence and then spend the next 13 measures emphasizing what would be the
fourth scale degree of the species through a Phrygian cadence lends itself to a pointed
interpretation pertaining to Ockeghem. Also, while 6-5 motion may be common within Phrygian
mode pieces Ockeghems use of it within his mass, the most emphatic of which appears as one of
60
If there is a cadence that occurs prior to the closing of the work it is specious at best. The proper
cadential voicing occurs between the cantus and the alto to close on octave Es. The bass skips a fourth
from F to C, avoiding the characteristic fourth found in an E-mi cadence. Therefore, while there is
technically a cadence between the top two voices, the separation between the top and lower voices
(especially at cadential points) is one not of resolution but evasion. Even if we were to assume the
implication of an E-mi cadence at this particular juncture, E-mi would be our final cadence before the
cadential extension, undermining the final of the work as a whole. This point, then, is less representative
of an E-mi cadence than of Josquins establishment of specific tones in order to prepare their descent in
the closing of the work.
38
the last gestures heard before the voices dissipate and close on the E and B fifth, signifies another
Phrygian aspect of the work as a whole.61 Therefore, even though there are strong aspects of A-
Phrygian in the work, the overall impression ascertained in the work leaves us with an
overwhelming sense of the Hypophrygian mode as well. This aspect, then, goes one step further
than merely alluding to Ockeghem through traits of the music (e.g. no clefs indicated), but it also
modally alludes to him as well. And while the indebtedness of his mass and his treatment of the
mode therein remained a signifier during Josquins lamentation on the composer, it confirms that
Ockeghem not only had an impact on the propagation of mode 4 itself but the establishing of a
61
Not only does Ockeghem close on the final and the fourth scale degrees of the mode by way of
Phrygian cadences, but he also continues the thorough Phrygian nature of the work by emphasizing the
half-step relationship between the sixth and fifth scale degrees.
39
Conclusions
Based on the analyses of this study, we can therefore conclude that Ockeghem was not, in
fact, the first to use Phrygian modality. While he may have been one of the first to regulate the
treatment of the Hypophrygian mode within polyphonic mass compositions, he certainly was not
one of the first to use the mode polyphonically. As has been shown already, Dufay used the
Phrygian mode in three of his chansons. Ockeghems characteristic use of it warrants many
this study the establishment of, and divergence from, standardized practices concerning Phrygian
modality. Both Dufays and Ockeghems Phrygian chansons conform to our understanding of
the Phrygian mode in the fifteenth century, aside from the ambiguous cadential moment in
Presque transi. More so, in their chansons we see their general cadential procedures overlap in
mode 3 works: E-mi (final), C (reciting tone), A-re, and finally B-mi. In Tinctoriss O invdia
Fortuna, however, we see a divergence from this practice. As has been shown, Tinctoriss
legitimizing Bbs within an E-Phrygian work so as not to outline a linear tritone around an ascent
to F elucidates his strict adherence toward his own theories. It does not, however, conform to
other mode 3 works in either Dufay or Ockeghem. More specifically, one of the works in which
we would see this procedure is Ma bouche rit. For example, in m.32 of that work, we see the
contratenor skipping from a down to f (on the last beat of the previous measure) and then see a
stepwise ascent from f to a (holding as the tenor and discant prepare a cadence to D) and then
evade the cadence to D by ascending to b and skipping up to d'. Even though the moment is an
40
evaded cadence, it could have warranted the use of a Bb (perhaps we could include this as a
moment of musica ficta). Another moment comes in the tenor in m.43 before the close of the A
section. Having just come off of skip from d, the tenor voice pauses on f before making a
stepwise ascent up to c' before skipping down to a once more. The use of Bb in this regard,
however, would strike against the E-natural in the discant on the following beat, thus its
Ultimately, however, there is more than just outlining of a linear tritone to be taken into
consideration when examining Tinctoriss chanson. It was the composers intention after all not
merely to avoid a tritone through the use of the mollis hexachord, but a compositional decision to
cadence on A by way of a Phrygian cadence. Thus, regardless of whether or not Tinctoris was
strictly adhering to linear avoidance of the tritone, the end result is a fundamental change in the
structure of the chanson. Where Dufay and Ockeghem had cadenced on B-mi as a way of
continuing the Phrygian nature of the work by using a Phrygian cadence on a tone other than the
final, Tinctoriss A-mi cadence in O invida Fortuna elaborates on this trend. More so, Tinctoris
can defend himself against any purist that may claim modal impurity because he can back
himself up with his theory around linear tritone avoidance. Therefore, whether Tinctoris was
acting out of theoretical concern or burgeoning compositional interest, his A-mi cadence caused
a shift in the Phrygian paradigm. Having been copied down in the late 1470s, then, and
Ockeghems mass coming soon thereafter, it would make sense that Ockeghem would have
capitalized on this shift in the Phrygian mode and made a mass that is Phrygian through and
through (Ockeghem composing the mass in the scarce mode 4 only adds to this notion).
Similarly, after the acceptance of a Phrygian cadence to the fourth scale degree of the modal
41
octave, it would make sense for Ockeghem to further this trend by cadencing on the lowest tone
Fabrice Fitch says of the mass that [t]he number of sources of which we have some
record suggests that Mi-mi was perceived by Ockeghems contemporaries as central to the canon
of Phrygian Masses. Perhaps it was one of the very first.62 Ross Duffin similarly says, as
Howard Browns modal analysis of Florence 229 makes abundantly clear, Phrygian pieces
whether authentic or plagalwere not all that common at this period. Performers would rarely
encounter works in these modes, so a kind of nickname title is more likely to have arisen for
them as a group.63 Thus, while Phrygian mode works were rare in fifteenth century polyphonic
chansons, we can see the establishment of this Phrygian paradigm-shift ultimately culminating in
62
Fabrice Fitch, Johannes Ockeghem: Masses and Models, Honor Champion diteur (Paris: Editions
Champion, 1997), 177.
63
Duffin, 177.
42
Tables
1.) Guillaume Dufays chansons
43
44
45
2.) Gilles Binchoiss chansons
46
47
3) Johannes Ockeghems chansons
48
4) Antoine Busnoiss chansons
49
50
51
6) Analysis of Josquin des Prezs Nymphes des Bois
52
53
54
55
Work Cited
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Nazional Centrale MS Banco Rari 229. MRM, Volume VII: A Florentine Chansonnier.
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Brooks Catherine. Antoine Busnois as a composer of Chansons. PhD diss., New York
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Census-Catalogue of Manuscript Sources of Polyphonic Music 1400-1550. Volume IV: V-Z and
Supplement. Ed. by Herbert Kellman. American Institute of Musicology: Hnssler-
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Curdevey, Annie. Josquin des Prs, Nymphes des bois, dploration sur la mort de Johannes
Ockeghem: de ltude des sources lanalyse. Musurgia, Vol. 7. No. 3/4 (2000), 49-81.
Die Chansons von Gilles Binchois. Ed. by Wolfgang Rehm. Akademie der Wissenschaften und
der Literatur in Mainz. Mainz: B. Schotts Shne, 1957.
Duffin, Ross W. Mi chiamano Mimi but My Name is Quarti toni: Solmization and
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Fitch, Fabrice. Johannes Ockeghem: Masses and Models. Honor Champion diteur. Paris:
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Guillaume Dufay Opera Omnia. Volume 6: Cantiones. ed. by Heinrich Besseler. Rome:
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Higgins, Paula. "Busnoys, Antoine." Grove Music Online. Oxford Music Online. Oxford
University Press, accessed April 24, 2014,
http://www.oxfordmusiconline.com/subscriber/article/grove/music/04437.
Johannes Tinctoris Collected Works, ed. by William Melin, American Institute of Musicology,
1976.
56
Johannes Ockeghem Collected Works-Third Volume: Motets and Chansons. Edited by Richard
Wexler with Dragan Plamenac. American Musicological Society. Boston: E.C. Shirmer,
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Johannes Ockeghem: Masses and Mass Sections-Missa My my. Ed. By Jaap van Benthem.
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Der Kopenhagen Chansonnier. Ed. by Knud Jeppesen. Kopenhagen: Levin & Munksgaard,
1927.
The Liber Usualis. Ed. by the Benedictines of Solesmes. Tournai: Descle & Co., 1938.
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The Medici Codex of 1518. MRM, Volume IV: The Medici Codex. General Editor and
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London, 1968.
The Mellon Chansonnier, Volume 1: The Edition. Ed. by Leeman L. Perkins and Howard
Garey. New Haven and London: Yale University Press, 1979.
The Musical Manuscript Montecassino 871. Ed. by Isabel Pope and Masakata Kanazawa.
Oxford: Oxford University Press, 1978.
The New Edition of the Collected Works of Josquin Des Prez. Volume 28: Secular Works for
Four Voices. Ed. by David Fallows. Koninklijke Vereniging voor Nederlandse
Muziekgeschiedenis: Utrecht, 2005.
Ottaviano Petrucci: Canti B. Ed. by Helen Hewitt. MRM vol. II-Canti B. Chicago and London:
The University of Chicago Press, 1967.
Powers, Harold S. Phrygian. The New Grove Dictionary of Music and Musicians. Second
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Stewart, Rebecca. Ita desiderat anima mea ad te, Deus (Ps.42:1): Johannes Ockeghem, a
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Muziekgeschiedenis, Deel 47, No. 1/2, [Johannes Ockeghem] (1997), pp. 163-200.
57
Tinctoris, Johannes. Concerning the Nature and Propriety of Tones (De Natura et Proprietate
Tonorum). Trans. by Albert Seay. Colorado Springs: Colorado College Music Press,
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58