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International Dental Journal 2011; 61 (Suppl.

1): 1122
ORIGINAL ARTICLE
doi: 10.1111/j.1875-595X.2011.00025.x

Dental caries pathogenicity: a genomic and metagenomic


perspective
Scott N. Peterson1, Erik Snesrud1, Nicholas J. Schork2 and Walter A. Bretz3
1
The J. Craig Venter Institute, Rockville MD 20886; 2The Scripps Translational Science Institute & Scripps Health, La Jolla CA 92037;
3
Department of Cariology & Comprehensive Care, New York University, College of Dentistry, New York, USA

ABSTRACT
In this review we address the subject of dental caries pathogenicity from a genomic and metagenomic perspective. The
application of genomic technologies is certain to yield novel insights into the relationship between the bacterial flora, dental
health and disease. Three primary attributes of bacterial species are thought to have direct impact on caries development,
these include: adherence on tooth surfaces (biofilm formation), acid production and acid tolerance. Attempts to define the
specific aetiological agents of dental caries have proven to be elusive, supporting the notion that caries aetiology is perhaps
complex and multi-faceted. The recently introduced Human Microbiome Project (HMP) that endeavors to characterise the
micro-organisms living in and on the human body is likely to shed new light on these questions and improve our
understanding of polymicrobial disease, microbial ecology in the oral cavity and provide new avenues for therapeutic and
molecular diagnostics developments.
Key words: Caries, biofilm, bacterial species, genomic, metagenomic, Human Microbiome Project

Dental caries is the single most common disease in dental caries and the associated microbial flora can be
childhood with a prevalence rate five times higher than readily tracked over time in longitudinal studies. This is
the next most prevalent disease, asthma1. This disease an important feature in the context of the dental biofilm
presents early in childhood where very aggressive forms microbiome since the changes occurring in the microb-
of dental decay affect the primary teeth of infants and iome over time can be more readily associated with
young children. A variety of factors, including caries onset and progression.
microbial, genetic, immunological, behavioural and
environmental, interact to contribute to dental caries
DENTAL CARIES AETIOLOGY
development. Over 50% of children in the United States
ages 59 years have at least one cavity or filling. This Micro-organisms and complex microbial communities
number increases to 78% by the time children reach are responsible for the majority of biochemical trans-
adulthood (17 years of age). These adverse outcomes formations in the oral cavity. Despite estimates that
are disproportionately present in disadvantaged seg- approximately half of these micro-organisms are culti-
ments of the US population including children, adults vable, we have a very limited understanding of the
and the elderly. Childhood caries significantly contrib- metabolic capabilities of most species comprising the
utes to the burden of pain and is associated with a oral microbial communities. Cariogenicity is mainly
marked decrease in quality of life and general health2,3. promoted by three bacterial phenotypes including:
Dental expenditures for treatment of childhood caries Adhesion, or effective competiveness in the biofilm
are substantial and may involve extensive curative environment
(restorative) procedures under general anaesthesia. It Acid production
has been shown that dental care is the most common Acid tolerance4.
unmet need among children in the United States2,3. There is substantial evidence that Streptococcus
Unlike many disease conditions that require surrogate mutans is associated with the onset and development
samples to establish causality or that require long of dental decay5. S. sobrinus has been implicated in
periods of time to develop (e.g. periodontal diseases), caries development particularly in instances where
2011 FDI World Dental Federation 11
Peterson et al.

caries development appears to be independent of S. yielded significant insights, our inability to clearly relate
mutans. Interestingly, S. sobrinus displays higher acid the causative agents of dental health and disease and
production and acid tolerance compared to S. mutans. the reasons behind this must be carefully considered. As
Its representation in dental biofilm however appears scientists and clinicians we tend to think in binary terms
more variable suggesting that it is less fit in the biofilm when forming cause and effect relationships. The
environment compared to S. mutans. Additional acido- problem of dental decay is likely to be significantly
genic and aciduric bacteria include Actinomyces spp. more complex. It may be that many species in specific
and Bifidobacterium spp.. Traditional culture-based combinations will dictate the signatures associated with
methods have shown that S. mutans is the chief dental health and disease or the transition between the
pathogen for dental caries initiation1,510. Various two states. Alternatively, the problem may be more
laboratories have reported the co-cultivation of S. complex such that groups of related bacterial species
anginosus, S. constellatus, S. parasanguinis together may be thought of as inter-changeable components in
with S. mutans on MSB media formulations, thus defining caries signatures. From a microbial genomics
complicating the interpretation of a large body of perspective this possibility appears reasonable since the
microbiologically derived evidence concerning genomes of related bacterial species share a larger
S. mutans as the primary aetiological agent of caries number of genes functions than do more distantly
development. Lactobacillus species have also been related species. More complicated still, and our current
implicated in caries progression and are often found working hypothesis, is that the distinction between
in advancing caries lesions1,5,10. Additional evidence health and disease lies primarily at the level of the strain
has linked the Actinomyces to root surface caries onset selection. This topic is covered in greater detail below.
and development11.
There are relatively few studies that have employed
BIOFILM FORMATION
culture-independent techniques to study dental caries-
associated flora. Surveys of microbial diversity in the The micro-organisms that comprise the human dental
human oral microbiome based on the sequencing and biofilm co-aggregate by a complex and dynamic process
phylogenetic analysis have estimated that more than to form a multi-species community, biofilm. On hard
500 microbial species inhabit the oral cavity69. Becker surfaces (teeth), biofilms are typically several cell layers
and colleagues12 and Aas et al.,13 used 16S rDNA thick and can measure up to several hundred microm-
analysis of caries-free and caries-active children and eters7. There is much that we do not understand about
adults, revealing species associated with dental health the factors governing biofilm formation, it is clear that
such as S. sanguinis and genera associated with dental the process is complex and involves contributions made
caries in both primary and permanent dentitions such by a very large number of bacterial species. Biofilm
as Streptococcus spp. including S. mutans and low-pH formation on tooth surfaces is initiated by what are
non-S. mutans streptococci, Veillonela spp., Actinomy- known as pioneer colonisers comprised mainly of
ces spp., Bifidobacterium spp., Lactobacillus spp., mitis group members such as S. gordonii, S. sanguinis
Propionibacterium spp., and Atopobium spp.. Munson and S. mitis. The establishment of these species allows
et al.14 and Chhour et al.15 reported that the predom- the early colonisers including S. mutans, Veillonella
inant microbes in a small number of adults with spp. and bridging function provided by Fusobacteria
advancing, deep caries lesions were S. mutans and spp. to co-colonise the biofilm. Maturation of the
Lactobacillus spp. but also included the genera biofilm involves addition of late colonisers comprised
Prevotella, Selenomonas, Dialister, Fusobacterium, primarily of anaerobic, gram-negative bacteria1719.
Bifidobacterium, and Pseudoramibacter. Corby and High cell densities serve as a signal for several species to
colleagues conducted the largest study employing 16S undergo competence development and production of
rDNA profiling of dental caries-associated flora in bacteriocins. Cell lysis resulting from bacteriocin pro-
infants and children who were caries-active (n = 86) duction has been conjectured to provide genomic DNAs
and caries-free (n = 118)16. S. mutans, Actinomyces to the biofilm environment that may enhance DNA
spp., and Lactobacillus spp. were over-abundant in exchange and recombination of foreign DNAs. The
caries-active subjects whereas, beneficial species asso- metabolic contributions and the role of other abundant
ciated with dental health included S. parasanguinis, A. and even low abundance species in the development
defectiva, S. mitis, S. oralis, and S. sanguinis. Taken and maintenance of biofilm are relatively unknown.
together, the number of species identified in these The short-chain acids (butyrate, propionate, lactate,
studies ranged from 75 to 197. acetate, formate) produced by the dominant species via
Based on these previous efforts, a conceptual frame- sugar metabolism, undoubtedly serve as substrates
work has been established suggesting that dental (carbon sources) for other metabolically specialised
biofilm contains both health-associated and disease- species. The nature of this metabolism and the species
associated flora. While these association studies have responsible for it are poorly understood, however it is
12 2011 FDI World Dental Federation
Dental caries pathogenicity

likely that these activities contribute to the overall


DENTAL BIOFILM METABOLISM, ACID
regulation of pH in dental biofilm and are therefore
PRODUCTION AND ACID TOLERANCE
important to identify and characterise. We speculate
that these activities will be associated with species of Sucrose is considered the most cariogenic carbohydrate
moderate and low abundance, since they are likely to be because of its correlation with the production of
out-competed by the primary metabolisers. organic acids and further association with the demin-
The bacteria in dental biofilms experience dramatic eralisation of the tooth surface11. The production of
fluctuations in nutrient availability, pH, oxygen tension acid impacts the resident microbial populations. The
and osmolarity4. The catabolism of sugars creates availability of dietary carbohydrates is key to biofilm
specific stressors to cells co-habitating dental biofilms initiation and development24. The dominance of the
including: acidic pH and reactive oxygen species (ROS) Streptococci and other members of the Firmicutes,
that serve to damage DNA, proteins and other macro- dictate that the overall biochemical flux occurring in
molecules in the cell. Since acid production is synon- the dental biofilm microbiome are dominated by the
ymous with the virulence of organisms like S. mutans, metabolic and catabolic potentials encoded by these
these phenotypes have evolved to be coupled to a genomes. Comparative analysis of the Streptococci
variety of stress responses. A number of studies have genomes reveals an expanded repertoire of PTS perm-
made links between a variety of stress responses to eases and ABC transporters devoted to the transport of
biofilm formation, competence development and acid a wide variety of sugars. S. mutans is able to metabolise
tolerance. The regulation and co-regulation of these a number of sugars and glycosides such as glucose,
complex systems appears to be accomplished by a fructose, sucrose, lactose, galactose, mannose, cellobi-
relatively small set of two-component systems (TCSs). ose, glucosides, trehalose, maltose and a previously
TCSs operate through the concerted action of a sensor unrecognised, group of sugar-alcohols25. The presence
kinase that senses the bacterial environment and of enzymes in the non-oxidative branch of the pentose
subsequently undergoes an activation via auto-phos- phosphate pathway along with a pentose PTS trans-
phorylation. The sensor kinase then transfers this porter suggests an ability to metabolise various pentos-
phosphate group to and activates the second compo- es. S. mutans produces a number of fermentation
nent of the system, the response regulator that then products (lactate, acetate, formate and ethanol) that
modulates gene expression at one or more promoter contribute to the acidogenic potential of the local
sites. For example in S. mutans the TCS, VicRK is environment.
induced under conditions of oxidative stress whereas The adaptation to changing pH has most likely been
ComDE, another TCS involved in competence induc- a significant driving force of the evolution that defines
tion is also activated. Deletion mutants in VicRK the dental biofilm microbial community. The acid
display increased sensitivity to H2O220 and reduced tolerance of S. mutans and other aciduric species is
competence for DNA uptake. A serine threonine kinase based in part to the activity of the membrane-bound,
and phosphatase encoded by pknB and pppL respec- acid-stable, proton-translocating F0F1 ATPase that
tively appears to serve as a regulatory switch that links maintains intracellular pH at 7.526. Many Streptococ-
oxidative stress and competence21. Deletion mutant cal spp. including S. gordonii possess an arginine
strains of pknB result in reduced competence develop- deiminase system (ADS) allowing the hydrolysis of
ment, biofilm formation, cell morphology, growth rate, arginine to ornithine, ammonia and C02 plus ATP27.
oxidative stress resistance, bacteriocin expression and The genes responsible for this activity are substrate
acid tolerance. The specific genes displaying reduced inducible and display catabolite repression. This met-
expression overlap substantially with those affected by abolic system is regulated by the TCS CiaRH and
a deletion of the VicRK TCS, supporting a link between ComDE in a reduced pH-dependent manner, defining
these regulators. Yet another example linking biofilm yet another link between acid tolerance and compe-
formation to competence and stress response comes tence development. These deacidifying activities have
from characterisation of the S. mutans, SloR protein been associated with reduced caries development28,29.
that is known to impact biofilm formation, competence The major cariogenic acid producers tend to display
development and resistance to oxidative stress in a increased tolerance to reduced pH and differ from acid
Mn2+ manner22. The long-studied stringent response producers that lower pH but also act as arginolytics30.
induced by nutrient (amino acid) starvation, controlled Microbial metabolism of nitrogenous substrates can
by relRS also increases the expression of stress response also affect pH and have been attributed to urease
genes23. These examples illustrate a variety of regula- activity that serve to elevate pH30. Carbon dioxide
tors that appear to serve as environmental sensors of production represents another mechanism employed by
stress, whether oxidative, pH, or nutrient availability S. mutans to cope with acid stress and involves its
that in turn reprogramme the gene expression patterns ability to convert L-malate to L-lactate plus C02 and
of cells growing within the biofilm environment. ATP, that contributes to deacidifying the cytosol and
2011 FDI World Dental Federation 13
Peterson et al.

provides energy for H+ translocation into the extracel- for the onset and progression of oral diseases but also in
lular environment via the F0F1 ATPase31. Malolactic maintaining oral health.
fermentation (MLF) converts di-carboxylic L-malate to
mono-carboxylic acid and C02. This acitivity has also
THE ECOLOGY OF THE DENTAL BIOFILM
been shown to increase S. mutans acid tolerance31.
MICROBIOME
The reduced expression level of chaperones control-
ling proper protein folding, DnaK and GroEL leads to Early investigations of the human microbiome are
reduced biofilm formation, acid tolerance and H202 revisiting well-established predictions made by classical
tolerance32. In a low pH growth environment, S. ecological models. Among the early observations of all
mutans increases the proportion of monounsaturated human associated microbiomes is the strong selectivity
fatty acids in their membranes. The gene responsible of species membership. Among the >70 known bacte-
for this lipid biosynthesis, fabM when deleted, results rial divisions described to date, less than 10% are found
in an extreme acid sensitivity and reduced cariogenic in association with the human environment. The
potential in a rat model33. This result suggests that Actinobacteria, Firmicutes, Proteobacteria, Bacteroide-
maintaining higher concentrations of H+ outside the tes, Fusobacteria and Spirochaetes appear to comprise
cell is controlled in part by membrane structure. The the vast majority of the bacterial divisions that live in
commonality between discrete TCS mutants of S. association with humans. The population structure (the
mutans and their impact on a number of phenotypes relative abundance and type of bacterial species making
related to biofilm formation, competence development up the microbial population) of the oral cavity is unique
and acid tolerance suggest functional redundancy of compared to other microbiomes such as the skin, gut,
these systems and a molecular complexity of their etc. Likewise, within the oral cavity, each domain
regulation. The large number of genes involved in this displays varying levels of similarities and differences.
regulatory circuitry further implies the relative impor- The saliva and dental biofilm microbiomes are rela-
tance of this regulation in the survival and fitness of tively similar whereas they are quite distinct from the
the species in its dynamic and stress-filled environ- microbiome associates with subgingival domains. Com-
ment. Our knowledge of the molecular details of acid mon to all microbiome population structures is the
production and tolerance are largely the result of representation of a relatively small number of phyla,
studies focused on S. mutans. Future efforts will begin class, orders, families and genera. It is at the level of the
to embrace other species present in dental biofilm. The species and probably strains that we observe a massive
particular species to be studied are likely to be radiation of phylotypes or related species occupying the
dictated by findings derived from the Human Microb- same ecological niche (Figure 1). Ecological principles
iome Project. dictate that natural selection has taken two primary
forms. Top down selection has generated massive
functional redundancy within microbial populations.
THE HUMAN MICROBIOME PROJECT
This prediction is consistent with the observation stated
The NIH recently established a Roadmap initiative above that many tens or hundreds of species belonging
(http://nihroadmap.nih.gov/hmp) referred to as the to the same genus occupy the same microbiome. An
Human Microbiome Project (HMP). In its early phases, important consequence of top down selection and the
this programme promises to characterise the microbial generation of functional redundancy in microbiomes is
populations that are associated with 15 to 18 body sites the fact that presence of any single species in the
of 300 healthy human subjects. The programme
initiatives include the sequencing of up to 1,000
reference genomes from both cultured and uncultured
bacteria. Approximately 250 of these genome se-
quences will be of relevance to the oral cavity with an
emphasis on species thought to be related to dental
caries and gingival disease34. While this is a relatively
new programme, oral microbiologists have appreciated
the importance of the microbiome and polymicrobial
disease for a number of years. While the human gut
harbours the largest number of bacteria, it can be
argued that the oral cavity contains the highest diversity
and complexity of microbial species. Critical to our
understanding of the role of the oral microbiome is the
knowledge that members of microbial communities Figure 1. Taxonomic Representation of the Dental Biolm Micro-
play key roles not only as putative agents responsible biome.

14 2011 FDI World Dental Federation


Dental caries pathogenicity

population is dispensable since many other sibling species, strain-level selection must be considered a
species are likely to be capable of filling the gap with strong possibility.
respect to community functions provided. As such it A comparison of completely sequenced genomes
would be anticipated that the oral microbiomes derived from two S. mutans isolates, UA159 and
associated with human subjects to be substantially NN2025 showed a remarkable degree of gene variation
varied with regard to the species present and their and conservation. Approximately 90% of the genes
relative abundance in the microbiome. Indeed, this present in strain NN2025 are also present in the UA159
subject-to-subject variability appears to be borne out by genome36. The gene order among shared genes is
early experimentation and represents a strong con- largely conserved, however a number of exceptions
founding effect on conducting traditional association involving over 30 genome rearrangements centered
studies to identify the culprits of dental health and symmetrically around the origin of replication were
disease. The second form of selection is bottom up noted. These regions tend to be flanked by phage,
selection and has served to generate functional special- transposons and Insertion Sequence elements (IS-ele-
ization. Evidence for this prediction is less obvious at ments). Acquisition of genes by horizontal exchange is a
this time but is consistent with the idea that microbial major driving force in bacterial evolution, particularly
communities do not simply compete for common among the Streptococci, perhaps owing to their natural
energy sources but also and perhaps more importantly competence phenotype. The ability of species present in
cooperate to glean the most from the available dental biofilms to sample genes selected over millions
resources. Our initial examination of the dental biofilm of years of evolution to enable adaptation to the
microbiome indeed supports the prediction of massive dynamic dental biofilm environment is a satisfying
gene function repertoires provided by an astonishing notion since the potential for the acquisition of genetic
number of distinct bacterial species. We remain quite traits of value in environmental fitness and stress
ignorant as to how these genes function in the context related resistance would appear likely and perhaps
of a complex ecosystem but these questions will be commonplace.
actively pursued by a number of investigations in the S. mutans strain-specific phenotypes and genotypes
coming years. related to plasmids37,38, mutacin production39, sero-
type antigens40, competence41,42 sugar utilisation and
acid production have been noted. A comparison of nine
STREPTOCOCCAL GENOMES AND GENOME
S. mutans isolates by comparative genomic hybridisa-
PLASTICITY
tion (CGH) using DNA microarrays revealed a total of
Over the past several years many Streptococcal ge- 385 genes that were differentially present or dramati-
nomes have been sequenced including: S. pyogenes, cally divergent in nucleotide sequence compared to
S. pneumoniae, S. agalactiae, S. thermophilus, S. suis, strain UA15943. Just over half of these genes encode
S. sanguinis, S. gordonii, S. equi and S. mutans (http:// proteins of unknown function thus complicating pre-
www.genomesonline). Comparative genomic analyses dictions concerning their relationship to the caries
have made clear that streptococcal genomes have some phenotype. These variable regions were generally
unique characteristics. Streptococcal genomes generally observed as blocks of co-localised genes. The functional
encode approximately 2,0002,300 genes. Approxi- potential encoded by the strain-variable regions in-
mately 15% of the genome encodes phosphotranserase cluded: galactose and sorbose utilisation, fructose and
systems (PTS) allowing the import of numerous sugars mannose PTS transporters and DNA modifying en-
and ions into the cell and the export of a variety of zymes. Two large gene clusters known as TnSmu1 and
compounds out of the cell. It has become clear that the TnSmu2 were also variably present among isolates.
genomes of individual strains belonging to the same TnSmu1 encodes a number of hypothetical genes of
species share a large set of genes commonly referred to unknown function, transposases and IS-elements.
as the core genome. The remainder of the genome TnSmu2 is a 50Kb genomic island (2% of the genome)
referred to as accessory functions are generally consid- that appears to be acquired from a foreign source as
ered non-essential and are variably present in the evidenced by its altered G+C content relative to the
genome sequence. The fraction of the genome encoding remainder of the genome, encodes a cluster of nonrib-
accessory functions can be quite large, 1020% of the osomal peptides (NRPs) and polyketide synthases
total gene complement. S. mutans strain variability has (PKSs) required for mutacin production. The presence
been studied in detail by Li and Caufield35. It is of this island is variable across S. mutans strains but
conceivable that the gene pool in the form of accessory notably so too are the specific genes residing within the
genes for many Streptococcal spp. may exceed 20,000 cluster. The mechanism that creates these hybrid gene
genes! At this time, it is unclear what impact strain- clusters remains unknown, but suggests that S. mutans
specific, accessory genes play in dental health and may generate a large number of bacteriocin variants
disease, but given the large gene pools encoded by related to mutacin. The significance of this variation
2011 FDI World Dental Federation 15
Peterson et al.

remains to be characterized. Deletion of this cluster increased abundance and rampant, uncontrolled
results in reduced growth in aerobic conditions and growth of acidogenic species would no doubt do
sensitivity to H202. A similar comparative genome serious harm to the biofilm population, reducing its
hybridisation study performed with isolates represent- complexity to a few aciduric species that may display
ing a limited geographical distribution revealed highly significantly reduced overall fitness. The fact that this
similar conclusions44. Nakano and colleagues per- outcome is not observed suggests that apparent antag-
formed MultiLocus Sequence Typing (MLST) of 102 onism may instead reflect bacterial mechanisms for
isolates that resulted in an array of 92 distinct sequence maintaining a stable microbiome in the face of a
types. This result implies a very large degree of genetic dynamic and sometimes hostile environment.
variability among S. mutans strains within the world-
wide population. We may infer from these studies as
MICROBIOME POPULATION STRUCTURE AND ITS
well as others related to non oral species that microbial
CONSEQUENCES FOR COMPREHENSIVE
genomes have an enormous repertoire of genes encoded
CHARACTERISATION
in strain-specific genomic regions. Therefore an impor-
tant question to address is whether strain-variable genes The population structure of the oral microbiome or any
provide any selective advantage to cells in dental health of its sub-domains represents a strong barrier to its
or disease. comprehensive characterisation. Most, if not all human
microbiomes appear to have similar characteristics in
that commonly one or a few microbial species are
ANTAGONISM OR MUTUALISM?
dominant in the population, representing 510% of the
Several studies have reported the effect that the growth total microbial population. The next most prevalent
or activity of one species has on another. While these species in the population are also innumerous (510
studies generally refer to these activities as examples of species) representing <1% of the microbial population.
antagonism, it is not clear whether this designation is Within this diversity, many hundreds of species are
appropriate. Tong and colleagues reported that S. present at an abundance of 0.1% and many more
oligofermentans supresses the growth of S. mutans hundreds of species are present at an abundance of
through the production of H202 via a lactate oxidase 0.01% of the total microbial population (Figure 2). The
activity that involves L-amino acid oxidase. This biological significance of the microbiome population
enzyme is able to use several L-amino acids as structure is not yet clear but suggests that microbiomes
substrates45. The authors referred to this activity as possess an inherent flexibility by virtue of harbouring a
the competitors main weapon to gain a competitive very large and diverse spectrum of species in the form of
advantage over S. mutans and as an example of a a low abundance reservoir. It may be safely assumed
counter-offensive strategy used during chemical war- that this reservoir contributes strongly to the subject-to-
fare within the oral microbial community. While at subject variability observed in the dental biofilm
surface level this description may appear reasonable, it microbiome. The practical consequence of the microb-
is perhaps incorrect. Other examples of mutual- iome population structure is that the application of
ism antagonism include observations that S. salivarius brute force DNA sequencing methods will have limited
can strongly inhibit S. mutans biofilm formation via power to characterise moderate and low abundance
inactivation of the competence stimulating peptide species. Based on our knowledge of the dental biofilm
(CSP). This inhibition is dependent on the S. mutans microbiome we have modelled the DNA sequence
girA gene product that encodes a bacitracin exporter46.
Yet another example involves S. mutans production of
mutacin resulting in the killing of S. mitis group
members. S. mitis group members are known to
produce H202 as a means of inhibiting S. mutans
growth. The complexity of the dental biofilm necessi-
tates the cooperative behaviour of its membership.
Complex mutualistic relationships may contribute to an
overall ecological homeostasis that, in some instances,
may be disrupted by a small number of cheaters whose
change in abundance and functional activities may
directly or indirectly impact other species in a non-
mutualistic manner. S. mutans may indeed be a cheater,
but the species that exhibit growth inhibitory activities
Figure 2. Population Structure of the Dental Biolm Microbiome.
toward S. mutans may be more appropriately thought The large dynamic range of the dental biolm microbiome spans over
of as maintaining biofilm ecological homeostasis. The 4 logs. The inset depicts a zoom in on the most abundant species.
16 2011 FDI World Dental Federation
Dental caries pathogenicity

coverage expected through the theoretical generation of at a small number of base positions. The more closely
10Gb of DNA sequence data. The most abundant DNA related two microbial species are (the time since diverg-
sequences present in dental biofilm samples are human ing from their last common ancestor) the more similar are
DNAs. Nearly 80% of the sequences generated from their 16S rDNA sequences. A large database of annotated
dental biofilm are derived from the human genome, 16S rDNA sequences is available and widely used for
although this may vary substantially depending on the profiling microbial species. Across the 16S rDNA genes
sampling practices used. Just two species make up length are a series of highly conserved sequences
nearly 25% of the dental biofilm microbiota (group 1), interspersed with variable sequences. While the con-
five additional species display an average abundance served sequence blocks may not differ among bacteria
between 14% of the total bacterial population (group belonging to the same genus, the variable regions evolve
2). Approximately 100 species display abundance in the more freely and provide a means of distinguishing closely
range of 0.1% (group 3). Finally many hundreds of related species from one another. The maximum dis-
species are present at an abundance of 0.01% or less criminatory capacity is obtained when the entire 16S
(group 4). The application of deep sequencing of this rDNA gene sequence is obtained since it allows compar-
microbiome (10Gb of data) yields >100X coverage of ison of all of the variable regions in the gene allowing
the two genomes in group 1, 8X coverage of the five higher resolution assignments to be made. The value of
species present in group 2, 0.8X coverage of the this approach is that it is culture independent. It has been
genomes in group 3 and finally genomes in group 4 estimated that more than 50% of the bacterial species
result in less than 0.01X coverage. Therefore only seven present in the oral cavity are currently uncultivable. Our
genomes achieve reasonable sequence coverage. The ability to amplify the 16S rDNA gene by PCR directly
genomes of the vast majority of species genomes from dental biofilms does not require the intermediate
achieve very low to virtually no sequence coverage at step of cultivation.
all.
In order to contend with the difficulties posed by the
THE DENTAL BIOFILM MICROBIOME
population structure of the oral microbiome, we have
developed an experimental approach to study microbi- To profile the species present in the dental biofilm
omes using a strategy we call Re-Association Kinetic microbiome the authors generated near full-length
Enrichment (RAKE) to enrich or normalise 16S rDNA rDNA amplicons comprised of non-enriched rDNA
and metagenomic DNA samples through the removal of and rDNAs that had undergone a 64-fold, 1,000-fold
the most abundant sequences present in the nucleic acid and 10,000-fold RAKE enrichment for subsequent 16S
population (Cot analysis). This capability is based on rDNA sequencing. The amplicons were derived from
the long-standing observation that the rate that dena- two pools: four caries-free (C-F) and four caries-active
tured DNA strands re-associate to form double strand (C-A) twin pairs. These subjects (57-years-old) were
molecules is directly proportional to the relative medically healthy individuals. The clinical examina-
abundance of the sequences in the population47. tions included diagnostic imaging systems (digital fibre-
Allowing denatured DNAs to re-associate to achieve a optic trans-illumination and quantitative light fluores-
ratio of [dsDNA] [ssDNA] = 10, followed by recovery cence). C-A twins had an average of 12 (range = 617)
of the single-strand fraction on hydroxyapatite columns decayed tooth surfaces where as C-F twins presented
allows us to achieve a 10-fold enrichment normalisa- with a decay component = 0. We performed a deep
tion of the genomic DNAs. The use of this classical survey of the composition and complexity of the dental
method in the context of human microbiome charac- biofilm microbiome to establish its population structure
terisation is likely to facilitate a more comprehensive and to enable a comprehensive comparison of the
characterisation of complex microbial populations and species OTUs present in C-F and C-A microbiomes. An
allow more in depth comparisons of microbiomes in OTU (Operational Taxonomic Unit) is intended to
association with both health and disease. approximate the definition of a species and is defined
here as a 16S rDNA sequence with >97% sequence
identity across its entire length. Sequences with less
16S rDNA SEQUENCE PROFILING OF THE DENTAL
identity are considered distinct OTUs. In total we
BIOFILM MICROBIOME
sequenced 47,659 rDNAs that yielded 36,773 high
The sequencing of the 16S rDNA gene has become a quality clone sequences (C-F = 17,099 and C-
mainstay for bacterial phylogenetic profiling. The 16S A = 19,674). In our work detailing the species present
rDNA gene has evolutionary characteristics that make it in the dental biofilm microbiome we have identified
well suited for this purpose. The 16S rDNA gene evolves nearly 1,500 species, a number significantly higher than
very slowly relative to other genes encoded in bacterial any previous report. It is difficult to establish how close
genomes. Generally, two strains belonging to the same this number is to reaching saturation but is likely to be
species have identical 16S rDNA sequences or may differ far from the actual species diversity present.
2011 FDI World Dental Federation 17
Peterson et al.

The depth of our sequencing efforts limits the extent only six additional species present in the dental biofilm
that we can evaluate less abundant species except for microbiome that are present at frequencies of more
the fact that the number of OTUs related to singleton than 1% and together, these eight species make up
16S rDNA sequence appeared to accumulate in a nearly 40% of the bacterial biomass of dental biofilm.
relatively linear fashion without signs of decline. We The five most abundant species in our survey are all
speculate that the number of species present in the Streptococci: S. sanguinis, S. mitis, S. oralis, S. gordonii
dental biofilm microbiome may easily exceed several and S. mutans. The remaining three species are
thousands. This point must be considered in the proper Abiotrophia defectiva, Granulicatella adjacens and
context however. We do not know much about the finally Campylobacter gracilis (Figure 3). It is of
significance of very low abundance species in microbi- interest to note that the genus Abiotrophia, was
omes. While we can be relatively certain that their originally comprised of four member species was re-
overall contribution to metabolic flux is minimal, they classified to form a second group referred to as
may produce compounds and or toxins that play a Granulicatella. Both of these were previously referred
significant role in altering the population structure that to as nutritionally variant Streptococci. These organ-
defines healthy and disease microbiomes. Another isms have been classified as fastidious bacteria that
consideration is whether the low abundance species require vitamin B6 analogs for growth. Despite the
represent transient entities rather than true residents of naming of these species they are indeed phylogeneti-
the oral cavity. The bacteria ingested in our diets could cally distinct from the Streptococci. Unlike the Strep-
indeed become pseudo members of the dental biofilm tococci, Abiotrophia defectiva and Granulicatella adj-
microbiome. Yet another possibility is that strains acens have limited sugar metabolic potential, although
belonging to abundant species may exist as low both are known to produce acid from sucrose. Inter-
abundance reservoir members. Under appropriate envi- estingly, Campylobacter gracilis is an asaccharolytic
ronmental selection the abundance of these strains may organism, incapable of metabolising sugars and there-
be radically altered. These are early days for the fore most likely not a direct contributor to caries
microbiome efforts and presumably additional efforts development via acid production.
will start to shed light on some of these topics.
Among the nearly 1,500 OTUs observed in our in-
DIFFERENTIALLY ABUNDANT GENERA SPECIES IN
depth analysis of the dental biofilm microbiome were
C-F AND C-A MICROBIOMES
135 named species. This is by far the largest number of
OTUs identified using full-length 16S rDNA sequence Our profiling of the C-F and C-A dental biofilm
data. Our data indicate that the species present span at microbiome revealed several genera that were differen-
least four orders of magnitude in abundance. Only four tially abundant. The Streptococcus were in slightly
bacterial divisions are present in the dental biofilm higher abundance (>50%) overall in C-A compared to
microbiome at a significant abundance. The dominance C-F samples. The next most abundant genera Cam-
of the Firmicutes is striking and comprises more than pylobacter, Neiseria, Gemella and Veillonella were
80% of the dental biofilm microbiome. The next most mixed in their representation. The first three were over-
abundant Phylum is Proteobacteria (11%) followed by abundant in the C-F microbiome (>50%), whereas the
Bacteriodetes (3%) and Fusobacteria (2%). Nearly Veillonella were slightly over-represented in the C-A
66% of the Firmicutes represent Streptococcal spp. microbiome (>50%). The relationship beyween the
With respect to the Streptococcus, the species repre-
sentation may represent something close to a species
continuum within the oral cavity48. The notion of the
species continuum is consistent with the ecological
prediction of top down selection. Other significant
genera represented among the Firmicutes are Abiotro-
phia spp. and Granulicatella spp. although their
abundance is approximately 20-fold less than the
Streptococci. The most prevalent Proteobacteria, were
Neisseria spp. and Campylobacter spp.

BIOCHEMICAL FLUX IN THE DENTAL BIOFILM


MICROBIOME
Two dominant species present in the dental biofilm
microbiome, S. sanguinis and S. mitis comprise approx- Figure 3. The most abundant species present in the dental biolm
imately 25% of the total microbial biomass. There are microbiome.
18 2011 FDI World Dental Federation
Dental caries pathogenicity

Streptococcus and Veillonella is of interest in that the served, orthologous genes encoded in all eubacterial
Veillonella are known to actively metabolise species in an iterative fashion to establish a compre-
the products of primary fermentation (lactate). In this hensive sequence database. This experimental ap-
regard as the acid production increases in the C-A tooth proach seeks to mimic the utility provided by
surface environment, so too may be the secondary bacterial MLST sequence data but applied in this
metabolism of the Veillonella. case to a microbiome49.
We compared the species profile of the C-F (n = 4) Recently, a number of scientists have been applying
and C-A (n = 4) pools to identify differentially abun- genome sequence capture methodologies to selectively
dant species. In total we identified 48 species displaying sequence exons of interest encoded in the human
differential abundance (3-fold or greater). We identified genome50,51. This method relies on the ability to
29 species genera that were over-represented in C-F represent short DNA sequences (60-mers) on glass
and 19 that were over-represented in C-A pools. S. slide microarrays. Hybridisation of denatured geno-
mutans displayed the largest abundance difference mic DNA on these chips allows selective capture of
when comparing C-F and C-A dental biofilm microbi- specific sequences of interest. These captured se-
omes (65-fold). quences are then subjected to high throughput DNA
sequencing. This same methodology may be effec-
tively applied to the dental biofilm microbiome. The
SPECIES PROFILING IN THE ORAL CAVITY:
seven target genes were selected based on the
PATHOGEN DETECTION AND DIAGNOSTICS
following three criteria:
Despite its widespread use in microbial taxonomy, Conservation throughout all Eubacteria and Ar-
the 16S rDNA sequence data has specific limitations, chaebacteria
particularly in the context of the human microbiome. Low probability for horizontal gene exchange
The 16S rDNA sequence evolves very slowly and Appropriate rates of evolution to allow species and
therefore, the comparison of sequences between any strain level sequence changes to be exploited.
two strains belonging to the same species or any two Sequences were mined from databases from genera
closely related species possess zero or a small number found in the dental biofilm microbiome. The DNA
of base differences. It is highly likely that the sequences corresponding to the seven selected genes
distinction between microbiomes in health and dis- are represented on DNA microarrays as a series of 60-
ease lies primarily in the species and strains present. mers tiling the length of each of the seven genes and
The 16S rDNA sequence has essentially no power at are referred to as seed sequences. Each 60-mer is
this taxonomic level. We are developing a cost- capable of capturing relatively large DNAs, 500
effective alternative to 16S rDNA sequencing. An 1,000 bp with 020% nucleotide sequence divergence,
ideal signature sequence is one that cleanly discrim- (80100% identity with seed sequences). These
inates a species strains from its nearest neighbours, sequences are assembled and unique orthologous
while at the same time being inclusive of all members sequences (>2% divergence) are identified and used
of the species (strains). The use of conserved, protein- to design a second capture array. If one considers a
coding sequences as surrogate markers for species phylogenetic tree representing a microbiome, the seed
profiling is advantageous since the DNA sequence sequences define several branch tips. The captured
identities shared by conserved orthologous proteins orthologues represent an expansion of sequence
within a species are typically in the 95100% range, clouds surrounding the seed sequence branches.
compared to much reduced identities (<85%) across Given the large phylogenetic breadth of the dental
species. It is not cost-effective, to perform deep 16S biofilm microbiome samples this procedure is carried
rDNA sequence profiling, or hybridisation-based out iteratively as multiple capture cycles. We antici-
(PhyloChip) methods on large human cohorts. Among pate that in each iteration we will expand the size and
the culture-free strategies currently available for number of clouds originating from the initial seed
profiling microbial species, present in complex mic- sequences. It is also anticipated that in early cycles, the
robiota, one that has been overlooked and thereby complexity of captured sequences will expand,
under-utilised is the use of qPCR. This method is perhaps exponentially. As one approaches saturation
widely accepted as being highly specific and is of coverage, the number of novel alleles sequenced will
considered the gold standard for quantitative accu- begin to sharply decrease. Using this procedure we will
racy. The method has a linear dynamic range of be in a position to design specific primer pairs for
detection that spans over seven orders of magnitude. target genes allowing reliable measurements of species
The human microbiome project continues to generate and strain abundance in dental biofilm microbiomes.
many reference genome sequences relevant to the oral This alternative strategy presents a powerful potential
cavity. We are using capture array technology to means for performing diagnostic assays for oral
allow the targeted DNA sequencing of seven con- diseases.
2011 FDI World Dental Federation 19
Peterson et al.

drainage system54 and the over-abundance of non-host


METAGENOMIC DNA SEQUENCING
encoded functions identified in the microbiome of the
DNA sequencing technologies continue to make rapid human gastrointestinal tract55.
advances allowing ever-greater amount of DNA se-
quence data generation at lower cost. These advances
GENE EXPRESSION IN DENTAL BIOFILMS
and the application of sequencing technology to the
human microbiome are therefore not coincidental. Our A number of gene expression studies using DNA
ability to generate Gigabase quantities of DNA sequence microarray technology have been conducted in S. mutans
of genomic DNAs isolated from microbiome samples is to date. These studies have revealed much concerning the
now routine. It is reasonable to expect these boundaries mechanisms and gene products involved in biofilm
to shift substantially in the next decade. Comparison of formation and acid tolerance. Studies examining amino
metagenomic DNA sequence data provides a systematic acid starvation56, oxygen tension57, sugar transport58,
and objective way to determine which gene functions are Mn2+ depletion59 biofilm formation60 and a variety of
over or under-represented in C-F and C-A dental biofilm responses to stress tolerance have been conducted. The
microbiomes. In the context of the dental biofilm power of many of these studies exploited the use of
microbiome, sugar metabolism and its relationship to strains that deleted one or more TCS regulators thereby
acid production are of direct relevance to dental caries. allowing insights to the mechanistic aspects and the
The reduced pH in C-A dental biofilms provides a participating genes involved in complex biological
discrete selective pressure with the potential to cause phenomena such as acid stress tolerance to be achieved.
shifts in species and sub-species present. The positive and For example, deletion of the S. mutans vicK gene known
negative selection necessarily alters the relative balance to be involved in H202 resistance, alters the expression of
of genes and gene functions present in the C-F and C-A 89 transcripts primarily involved in transport and cell
dental biofilm microbiome. In this regard, a direct membrane integrity61. Under low pH growth conditions,
comparison of metagenomic DNA sequence data derived 14% of the S. mutans genome displays altered gene
from C-F and C-A subjects will reveal those genes and expression. One hundred and sixty-nine genes are up-
functional pathways that allow species adaptation and regulated and 108 genes are down-regulated. Among the
strain-level niche exploitation in a reduced pH environ- up-regulated genes were numerous TCS including:
ment. The genes driving these adaptations will be CiaHR, LeuSR, LiaSR, ScnKR, HK Rr1037 1038 and
revealed as over- and under-represented sequences in ComDE62. Systematic deletions of each of the 14 TCS led
C-F and C-A microbiomes. The very large quantity of to a common set of phenotypes including: reduced acid
DNA sequence data generated in metagenomic studies tolerance and reduced growth and fitness63. The com-
provide statistical power to these inferences. There is plement of genes involved in acid tolerance suggest that
indeed coherence to over- and under-represented genes S. mutans has evolved a complex system for coping with
encoded in metagenomic data since the over under- acid stress. The TCS encoding HK11 RR11 has been
represented genes frequently cluster into over under- implicated in biofilm formation. A strain deleted in
represented biochemical pathways. RR11 displayed deficiencies in biofilm formation and a
Metabolic reconstruction is the process for predicting 20-fold reduction in competence development. Biofilm
an organism or microbial communitys complement of formation was affected in the presence of oxidative stress
biochemical reactions and the participating metabolites once again highlighting the connection between biofilm
from a combination of gene sequence analysis, experi- formation and stress response. In total 5% (174 genes) of
mental data and reasoning based on network structure. the genome was differentially expressed in planktonic
Metabolic reconstruction uses annotated gene functions compared to biofilm grown cultures. Among the differ-
of proteins to place activities into the context of entially regulated genes were a number of additional
pathways, thus providing a way to visualise physiolog- TCS60. Gene expression studies to define the competence
ically relevant processes. The comparison of functionally stimulating peptide (ComC) regulon have been reported,
annotated genes and metabolic pathways of any two identifying 277 genes that are differentially expressed in
microbiomes yields differences in the collective reper- a comC knockout strain64 including a bacteriocin
toire of metabolic and protein functions present. The involved in cell lysis. The comC gene was shown to be
over and under-represented functions or pathways reflect induced in a low pH (pH = 5.0) dependent manner. The
the specific selective pressure(s) or exploitable energetic cell lysis activity was shown to affect S. mutans itself, a
opportunities associated with a particular microbial process that has been referred to a fratricide.
ecosystem. Examples of such comparisons include the A genomic method that is being applied recently due to
large expansion of photorhodopsins in microbial popu- advances in short read DNA sequence technology is
lations found in the Sargasso Sea48 and from the Global RNASeq. This method allows gene expression to be
Ocean Sampling (GOS)53. Other examples include the characterised by the sequencing of millions of cDNAs
limited metabolic diversity encountered in the acid mine that are mapped to genome sequences to allow the
20 2011 FDI World Dental Federation
Dental caries pathogenicity

identification of differentially expressed genes. Applying 2. Acs G, Shulman R, Ng MW, Chussid S. The effect of dental
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Dr Bretz is a consultant for Procter & Gamble. The 23. Lemos JA, Lin VK, Nascimento MM, et al. Three gene products
govern (p)ppGpp production by Streptococcus mutans. Mol
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Dr Scott N. Peterson,
oxidase that enables Streptococcus oligofermentans to outcom- The J. Craig Venter Institute,
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Rockville MD 20886,USA.
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Streptococcus salivarius on competence-stimulating peptide-
Email: scottp@jcvi.org

22 2011 FDI World Dental Federation

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