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Accelerated Evolution after Gene Duplication:

A Time-Dependent Process Affecting Just One Copy


Cinta Pegueroles,y ,1 Steve Laurie,y ,1 and M. Mar Alba`*,1,2
1
Evolutionary Genomics Group, Research Programme on Biomedical Informatics (GRIB), Hospital del Mar Research Institute
(IMIM), Universitat Pompeu Fabra (UPF), Barcelona, Spain
2
Catalan Institution for Research and Advanced Studies (ICREA), Barcelona, Spain
y
These authors contributed equally to this work.
*Corresponding author: E-mail: malba@imim.es.
Associate editor: Hideki Innan

Abstract
Gene duplication is widely regarded as a major mechanism modeling genome evolution and function. However, the
mechanisms that drive the evolution of the two, initially redundant, gene copies are still ill defined. Many gene duplicates
experience evolutionary rate acceleration, but the relative contribution of positive selection and random drift to the
retention and subsequent evolution of gene duplicates, and for how long the molecular clock may be distorted by these

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processes, remains unclear. Focusing on rodent genes that duplicated before and after the mouse and rat split, we find
significantly increased sequence divergence after duplication in only one of the copies, which in nearly all cases corre-
sponds to the novel daughter copy, independent of the mechanism of duplication. We observe that the evolutionary rate
of the accelerated copy, measured as the ratio of nonsynonymous to synonymous substitutions, is on average 5-fold
higher in the period spanning 412 My after the duplication than it was before the duplication. This increase can be
explained, at least in part, by the action of positive selection according to the results of the maximum likelihood-based
branch-site test. Subsequently, the rate decelerates until purifying selection completely returns to preduplication levels.
Reversion to the original rates has already been accomplished 40.5 My after the duplication event, corresponding to a
genetic distance of about 0.28 synonymous substitutions per site. Differences in tissue gene expression patterns parallel
those of substitution rates, reinforcing the role of neofunctionalization in explaining the evolution of young gene
duplicates.
Key words: gene duplication, evolutionary rate, positive selection, gene expression, indels, adaptive evolution.

Introduction Under the neutral theory of molecular evolution (Kimura


Gene duplication is one of the major mechanisms contribut- 1983), when the appearance of a new duplicate is not directly
ing to genome complexity, as well as to the generation of new advantageous (e.g., through increased gene-dosage advan-
Article

gene functions (Ohno 1970; Zhang et al. 2003). For instance, tage), the likelihood of the duplicate becoming fixed is low
in the human genome, between 15% and 38% of genes may and can be estimated as 1/2N in diploid organisms, where N is
have arisen through gene duplication (Lynch and Conery the effective population size. Two genes with identical func-
2000; Zhang et al. 2003). Unequal crossing-over during mei- tions are unlikely to be maintained in the genome unless the
osis is the main contributor for tandem or closely located generation of extra gene product is beneficial (Zhang et al.
gene duplicates, giving rise to a situation where the structure 2003). Thus, most duplicates are expected to be lost to pseu-
of the progenitor (parent) and novel duplicated (daughter) dogenization rather than becoming fixed (Lynch and Conery
gene is expected to be initially equal, unless the gene was 2000). Retrogenes are strong candidates to be pseudogenized,
disrupted during the process of duplication itself. On the because they are expected to be distantly located from the
contrary, genes formed by retrotransposition (retrogenes) promoter region of the parent copy. However, it has been
will have a different structure from their parent copy, because observed that duplicates formed through this mechanism can
retrotransposition involves the random insertion of a be expressed (Marques et al. 2005; Zemojtel et al. 2010).
retrotranscribed cDNA. The structure of the daughter retro- Several mechanisms have been proposed to explain the
gene is characterized by a single exon, the presence of a polyA maintenance of gene duplicates in the genome (reviewed in
tail, and a lack of regulatory regions (Hahn 2009). Segmental Hahn [2009] and Innan and Kondrashov [2010]), which can
duplications and whole-genome duplications (WGDs) be broadly summarized into three main models: neofunctio-
are other sources of gene duplicates, in which multiple nalization, subfunctionalization, and increased gene-dosage
genes and their flanking regulatory regions are duplicated advantage. In the neofunctionalization model, one copy is
simultaneously (Dehal and Boore 2005; Sharp et al. 2005). maintained by purifying selection and retains the original

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1830 Mol. Biol. Evol. 30(8):18301842 doi:10.1093/molbev/mst083 Advance Access publication April 26, 2013
Neofunctionalization of Gene Duplicates . doi:10.1093/molbev/mst083 MBE
function, whereas the redundant copy is free to evolve and technology appears to be more appropriate for studying
potentially acquire new gene functions (Ohno 1970; Walsh expression in duplicates because it negates the cross-
1995; Force et al. 1999). Following gene duplication, the evo- hybridization problem. However, there is currently a paucity
lutionary rate is expected to be accelerated in the copy freed of data for most species, and where data are available, it is
from purifying selection, resulting in asymmetry between the only for a limited number of tissues and time points, which
two copies. If mutations lead to adaptive functional changes may lead to underdetection of differences in gene expression
then the new copy is expected to evolve by positive selection. between duplicates.
In the subfunctionalization model (complementation The aim of this study is to investigate the evolutionary
degeneration model), both duplicates accumulate mutations pace of recently duplicated genes, tracking their nonsynony-
through genetic drift, and consequently, their evolutionary mous to synonymous substitution rate ratio (dN/dS) during
rates increase symmetrically relative to the original copy, different time intervals, and to evaluate functional conse-
and the ancestral function(s) may be split between duplicates quences through the analysis of patterns of positive selection
(Force et al. 1999; Lynch and Force 2000). Subsequently, and gene expression. Estimation of evolutionary rate in young
purifying selection is expected to maintain the two function- duplicates can be a difficult task, due to the short period of
ally distinct copies. A related model is that of escape from time available for changes to accumulate. In addition, when
adaptive conflict, in which a protein with multiple functions few changes have accumulated, it may not be possible to
can optimize each function independently after gene dupli- detect significant differences in the speed of evolution be-

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cation, following release from antagonistic pleiotropy tween the two copies. Thus, we focus on rodent duplicates,
(Hughes 1994; Des Marais and Rausher 2008). Under the as the molecular evolutionary rate in this order is two to
increased gene-dosage advantage model, gene duplication is three times higher than the rate in other mammalian
itself beneficial due to the increased amount of gene product, orders such as primates (Waterston et al. 2002; Toll-Riera
and thus, both duplicates are expected to become rapidly et al. 2011). We examine the behavior of evolutionary rate
fixed (Konrad et al. 2011). In this case, the evolutionary rate focusing on three different situations: comparing dN/dS
should be symmetrical between duplicates but not signifi- before and after gene duplication, within different time in-
cantly different to that of the ancestral copy. tervals, and between duplicated gene pairs. By combining
Discrimination between these three models can theoreti- data from 404 duplicated gene copies generated at different
cally be achieved by the comparison of the evolutionary pace times during rodent evolution, we conclude that evolution-
of duplicates and the ancestral copy. Several studies have at- ary rate is not constant through time, with younger dupli-
tempted to quantify the fraction of duplicated gene pairs that cates having higher rates. Asymmetry is a general trend
evolve asymmetrically. Conant and Wagner (2003) reported following duplication, and the novel daughter copy generally
that this figure is about 2130% of the duplicated gene pairs evolves more rapidly both in terms of substitution rate and in
from Saccharomyces cerevisiae, Schizosaccharomyces pombe, the incorporation of short indel events. We observe that rate
D. melanogaster, and Caenorhabditis elegans. Similarly, an acceleration is limited to a relatively short period of time
analysis of recently duplicated human genes has shown that following the duplication event, and its effect is erased com-
about one-fifth of pairs evolve asymmetrically (Panchin et al. pletely approximately 40.5 My later. Positive selection ap-
2010). In addition, the percentage of mammalian young gene pears to be prevalent after the duplication event, acting
duplicates affected by positive selected has been estimated to mainly on the accelerated copy, and tissue-expression pat-
be about 10% (Hahn 2009). Both Cusack and Wolfe (2007) terns are better conserved between the single-copy human
and Jun et al. (2009) reported that tandem duplicates tend to ortholog gene and the slower evolving duplicate than with
evolve symmetrically, whereas distant duplicates, including the faster evolving duplicate.
retrogenes, tend to evolve asymmetrically. However, a study
of the angiogenin gene family in mouse found evidence of Results
neutral, purifying, and positive selection in different branches
of this family of six tandemly duplicated genes (Codoner et al. Initial Characterization of the Duplicated Gene Set
2010). Although these studies support neofunctionalization We obtained a comprehensive set of protein families formed
for a fraction of the gene families, a global overview is still by genes undergoing a single duplication event in Mus
missing. musculus (mouse), Rattus norvegicus (rat), or their common
Another way to examine the evolution of duplicated gene ancestor, using paralogy annotations from Ensembl Compara
pairs is through functional studies. So far, most studies have (Vilella et al. 2009). The trees were further validated using
focused on the comparison of gene expression patterns. maximum likelihood (ML)-based tree reconstruction (see
These studies support the idea that duplication leads to Materials and Methods). The set was split into two groups,
rapid acquisition of divergent tissue-expression patterns according to whether duplication occurred before or after the
(Huminiecki and Wolfe 2004; Farre and Alba` 2010; Huerta- speciation event separating mouse and rat. These groups
Cepas et al. 2011). The main source of expression data to were termed the prespeciation duplication set (Pre-SD) and
date has been microarray-based analyses, despite the fact postspeciation duplication set (Post-SD), respectively (fig. 1).
that cross-hybridization takes place at a high rate in such The Pre-SD set comprised 35 families including 140
experiments (Blanc and Wolfe 2004) and is likely to be parti- duplicated gene sequences (fig. 1A), whereas the Post-SD
cularly problematic in the case of duplicates. RNAseq set comprised 117 families including 264 duplicated gene

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FIG. 1. Schematic representation of the gene duplication data sets employed in this study. (A) Prespeciation duplication set (Pre-SD), 35 families.
(B) Postspeciation duplication set (Post-SD) with one duplication in mouse, 73 families. (C) Postspeciation duplication set (Post-SD) with one
duplication in rat, 29 families. (D) Postspeciation duplication set (Post-SD) with one duplication in mouse and one in rat, 15 families. Black circles
indicate a duplication event and grey circles a speciation event. Rn, Rattus norvegicus; Mm, Mus musculus; Hs, Homo sapiens; Bt, Bos taurus; Cf, Canis
familiaris; Ec, Equus caballus; Fc, Felis catus.

sequences. Post-SD families had a single duplication event of which were specifically involved in the respiratory
(fig. 1B and C) except for a few cases in which the gene had chain (GO:0070469).
independently duplicated in mouse and rat (fig. 1D). Comparison of the distribution of nonsynonymous to
We next investigated whether the set of duplicated synonymous substitution rates (dN/dS) in the branches
genes showed any functional biases with respect to the rest before and after the duplication event (PreDupl vs.
of the genes in the genome. Gene Ontology (GO) term en- PostDupl, fig. 1) showed a significant tendency toward an
richment analysis of the 152 families from the Post-SD and increase in evolutionary rate following duplication
Pre-SD sets, using the human ortholog to identify function, (P < 0.001 and P < 108, for Pre-SD and Post-SD, respectively,
revealed an over-representation of olfactory receptor and Wilcoxons test; fig. 2A and B, respectively). This acceleration
mitochondrial genes. For the molecular function ontology, diminished over time, as we detected a significant decrease
we found an enrichment in olfactory receptor activity in dN/dS in the Pre-SD set by the time the mouse and rat
(GO:0004984) in 10.53% of the genes list (P < 0.05 using a lineages have segregated (P < 0.01, PostDupl vs. PostSp
two-tailed Fishers exact test and adjusting for multiple Wilcoxons test, fig. 2A).
comparisons). Fifty percent of these genes were also defined
as melanocortin receptor activity (GO:0004977). For the bio- Asymmetric Evolution of Gene Duplicates
logical process ontology, we found an enrichment in several To investigate whether acceleration in evolutionary rate
terms related to sensory perception of smell (GO:0007600, affects each of the duplicates differently, we estimated the
GO:0007606, and GO:0007608), in 11.18% of the gene list percentage of asymmetry in evolutionary rate between the
(P < 0.05 using a two-tailed Fishers exact test and adjusting two copies. As our aim was to compare different branches
for multiple comparisons). The cellular component ontology from the same family, we only used families in which all
was enriched in mitochondrial genes (GO:0044429), involving branches had passed the quality filters for dN and dS estima-
8.55% of the gene list (P < 0.05 using a two-tailed Fishers tion (see Materials and Methods). We found that 65.38% and
exact test and adjusting for multiple comparisons), 38.5% 20.41% of the pairs were evolving at a significantly different

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FIG. 2. Boxplot representation of dN/dS for the Pre-SD (A) and Post-SD (B) sets. After filtering out branches with dS < 0.01, for the Pre-SD set, we had
34, 62, and 139 pre-, postduplication, and postspeciation branches, respectively, and for the Post-SD set, we had 115 and 128 pre- and postduplication
branches, respectively. Differences between the PreDupl and PostDupl branches were significant at P < 0.001 for the Pre-SD set (A) and P < 108 for the
Post-SD set (Wilcoxons test). The difference between the PostDupl and PostSp branches in (A) was also significant at P < 0.01.

rate after the duplication (i.e., asymmetrically, P < 0.05 using We investigated whether the duplicate gene acceleration
a Fishers exact test and adjusting for multiple comparisons) observed in our sets was due primarily to the effect of
in the Pre-SD and Post-SD sets, respectively. It should be retrogenes. Analysis of the genomic location of duplicated
noted that the low number of absolute changes in individual genes showed that retrogenes tended to be located on a
genes could lead to an underdetection of significant differ- different chromosome from the parent gene, contrary to
ences within families, especially in the Post-SD set, which is what is observed for nonretrogene copies. Considering the
composed of younger duplicates. In fact, when classifying the Pre-SD and Post-SD sets together, 69% of duplicates located
two rodent duplicates from the Post-SD set into slower and on different chromosomes were retrogenes, compared with
faster evolving, we observed that even in those cases classified just 11% of duplicates located on the same chromosome.
as symmetrical, the dN/dS of the faster evolving copy was Most of the duplicates located on the same chromosome
on average 3-fold higher than that of the slower evolving were found within 300 kb of each other (83%), in agreement
copy, and the difference in the distribution of dN/dS values with the predominance of DNA-based tandem duplication.
between the faster and slower copies pooled together was Analysis of dN/dS values for the two types of duplicated gene
significant (P < 106, Wilcoxons test). A similar trend was indicated that acceleration is not exclusive to retrogenes. In
observed in the Pre-SD set where, even when the pair had the Post-SD set, asymmetry between fast and slow evolving
been classified as symmetrical, the faster copy was evolving on copies remained significant when excluding retrogenes from
average 2.5 times more rapidly, though in this case, differences the comparison (P < 106, Wilcoxons test) and when con-
were not significant because the sample size was reduced to sidering only duplicates located on the same chromosome
just six families. (P < 105, Wilcoxons test). Furthermore, fast evolving copies
The aforementioned observations prompted us to con- of the retrogene containing families were not significantly
sider the faster and slower evolving branches independently. accelerated when compared with the nonretrogene families
This revealed that dN/dS for the slower evolving branch (P = 0.308, Wilcoxons test) nor was there a difference be-
(PostDuplS) was not significantly different from the dN/dS tween fast copies for families located on the same chromo-
of the preduplication branch (PreDupl), in both the Pre-SD some versus those found on different chromosomes
and Post-SD sets (fig. 3A and B, respectively). In contrast, the (P = 0.770, Wilcoxons test).
faster evolving branch (PostDuplF) was on average 4.7 and 2.5
times accelerated with respect to the preduplication branch,
for the Post-SD and Pre-SD sets, respectively (PostDuplF Deceleration of Evolutionary Rates after the Initial
against PostDuplS in figure 3A and B; P < 1012, Wilcoxons Increase
test). In the Pre-SD set, the speed of evolution of the faster In an attempt to better define the observed pattern of evo-
evolving copy decelerated after speciation, as shown by a lutionary rate deceleration, duplicates of the Pre-SD and
significant decrease in dN/dS values in this more recent Post-SD sets were classified into younger and older by sub-
period when compared with the period immediately after tracting the value of dS for the preduplication branch from
the duplication (fig. 3A, PostDuplF against PostSpF; the dS of the postduplication branch (or the mean of both
P < 0.002, Wilcoxons test). postduplication branches when available). For this analysis,

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FIG. 3. dN/dS for slower and faster duplicated gene copies for the Pre-SD (A) and Post-SD set (B). Differences between the faster postduplication branch
(PostDuplF) branch and all other branches were highly significant for both sets (P < 1010). Differences between the preduplication (PreDupl) and
faster postspeciation (PostSpF) or slower postspeciation (PostSpS) branches were not significant (see supplementary data, Supplementary Material
online, for all pairwise comparisons).

Table 1. dN/dS Values for Preduplication and Postduplication Branches.


My 70 to 43 43 to 16 16 to 8 8 to Present
Older Pre-SD (16) Younger Pre-SD (17) Older Post-SD (19) Younger Post-SD (55)
PreDupl PostDupl PostSp PreDupl PostDupl PostSp PreDupl PostDupl PreDupl PostDupl
Mean 0.31 0.31 0.27 0.19 0.47 0.21 0.31 0.39 0.16 0.43
Median 0.19 0.28 0.26 0.10 0.31 0.16 0.13 0.36 0.09 0.30
Standard deviation 0.39 0.31 0.15 0.30 0.35 0.15 0.67 0.23 0.16 0.38
NOTE.Estimated million years are shown at the top. Number of families in parentheses.

we considered all families having dS > 0.01 in both the vs. PostDupl) and subsequently experiences a similar decrease
preduplication branch and at least one of the two postdu- (P = 0.006 PostDupl vs. PostSp). In the older Pre-SD duplicates,
plication branches, comprising 33 families for the Pre-SD set there are no significant differences between the PreDupl,
and 74 families for the Post-SD set. Positive values, indicating PostDupl, and PostSp branches. The same result is obtained
that the postduplication branch is longer than the predupli- when we consider only the faster evolving copy of each pair
cation branch (dS PostDupl > dS PreDupl, see branches in (supplementary data, Supplementary Material online). Thus,
fig. 1), were classified as older duplicates and negative values older duplicates in the Pre-SD set (~56.5 My mean age)
as younger duplicates (table 1). Assuming that the primate appear to have already returned to their initial preduplication
and rodent lineages split approximately 70 Ma and the dN/dS values before speciation (~16 Ma), which means that
mouse and rat lineages approximately 16 Ma (Douzery in rodents 40.5 My may be sufficient for purifying selection to
et al. 2003), the mid point of the rodent ancestral branch erase signs of duplication driven acceleration. Using the same
is 43 Ma. From this, we can infer that the mean age of the rationale, because we detect significant differences between
older Pre-SD duplicates is approximately 56.5 Ma and of the the pre- and postduplication branches of the Post-SD set, we
younger Pre-SD duplicates approximately 29.5 Ma. Doing may conclude that 12 My of rodent evolution is not sufficient
similar calculations for the Post-SD duplicated gene set, to return to similar values of dN/dS similar to those of before
the mean age of the older Post-SD duplicates is approxi- the duplication event.
mately 12 Ma and of the younger Post-SD duplicates The increase in purifying selection after the initial acceler-
approximately 4 Ma (table 1). ation period was confirmed by comparisons at the intrafamily
When considering the dN/dS values (table 1), we observe level. We calculated normalized dS and dN/dS for older and
that the postduplication branches are evolving significantly younger Pre-SD and Post-SD duplicates as the average
faster than the preduplication branches in both older and postduplication value divided by the sum of the average
younger Post-SD duplicates (P = 0.001 and P < 106, respec- postduplication and preduplication values. Using this for-
tively, Wilcoxons test). For the younger Pre-SD duplicates, the mula, values have a range from 0 to 1; dN/dS values close
rate initially increases by about 23-fold (P < 103 PreDupl to 0.5 indicate that post- and preduplication branches have

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FIG. 4. Normalized dS and dN/dS values older and younger for older and younger Pre-SD and Post-SD duplicates. Normalized values were calculated as

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average postduplication branch values divided by the sum of average postduplication and preduplication branch values (A). Pre-SD set: differences in dS
and dN/dS between younger and older duplicates were significant (P < 108 for dS and P = 0.01 for dN/dS, respectively, Wilcoxons test). Normalized
dN/dS in older duplicates was not significantly different from the corresponding value in postspeciation branches (dN/dS Older-PostSp, P = 0.792 and
dN/dS Younger-PostSp, P = 0.002, Wilcoxons test). (B) Post-SD set: only differences in normalized dS were significant (P < 109).

similar dN/dS, whereas for values larger than 0.5, dN/dS of


the postduplication branch is higher. For comparison, in the Table 2. Percentage of Branches Showing Significant Positive
Pre-SD set, we also calculated the average postspeciation Selection.
value divided by the sum of the average postspeciation and Sets PreDupl PostDupl PostSp
preduplication values. The results are displayed in figure 4. Pre-SD 7.69 28.85 4.81
In both sets, older duplicates displayed significantly higher Post-SD 4.08 15.31 n.a.
normalized dS values than younger duplicates, confirming Total 5.89 22.08 4.81
that the two groups represent duplicates of very distinct NOTE.P < 0.05 Benjamini and Hochberg false discovery rate correction.
age (P < 108 both sets). For dN/dS, clear differences between
younger and older can be detected for the Pre-SD set,
with younger duplicates showing significantly higher values Positive selection at the molecular level is usually indicated
(P = 0.01, fig. 4A). In contrast, the younger and older dupli- by a dN/dS ratio higher than 1. However, only 4 branches
cates in the Post-SD set show no significant differences out of the 12 with dN/dS >1 tested significant for positive
(P = 0.611, fig. 4B). selection using the branch-site test, which could be due to the
previously reported conservativeness of this test (Zhang et al.
2005; Han et al. 2009; Toll-Riera et al. 2011). The authors of
Identification of Positive Selection the branch-site test claim that the method is sensitive to
To further investigate whether acceleration of one of sequence and alignment errors (Yang and dos Reis 2011).
the copies was related to adaptive processes, we tested for Given that the rat genome used here is of lower quality
positive selection in each of the branches of those families in than that of mouse, in terms of coverage, number of genes
which all branches had passed the filters for dN and dS and genes with supporting evidence (Kasprzyk et al. 2004),
estimation (26 families for the Pre-SD set and 49 families positive selection may be expected to be overestimated in
for the Post-SD set) using the branch-site test (see Materials spite of the careful filtering criteria employed here. However,
and Methods). We observed a similar increase (~3.75-fold) in our results do not appear to be biased because there were no
cases showing positive selection following duplication in significant differences in the proportion of mouse and rat
both Pre-SD and Post-SD families (table 2). No significant branches under positive selection.
differences were detected when comparing the adjusted As genomic context can influence both evolutionary rate
P-value distributions of branches PreDupl and PostSp and selective processes, where possible, paralogs were classi-
(P = 0.514, Wilcoxons test), whereas comparisons between fied into parent and daughter copies (see Materials and
PostDuplPreDupl and PostDuplPostSp were both signifi- Methods). For the Post-SD set, we could unambiguously
cant (P = 0.0005 and P = 0.001, respectively, Wilcoxons test). assign the parentdaughter relationship to 23 families, repre-
In most cases, the branch showing positive selection was the senting 47% of the total set, and in 96% of these cases (22
accelerated one (60% in the Pre-SD set, and 93.3% in the Post- of 23 families), the daughter copy was the faster evolving
SD set). Table 3 lists several examples of positively selected duplicate. Five of the 23 families tested significant for positive
genes from each group. selection, and in all of them, the gene undergoing selection

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Table 3. Selected Gene Duplicates Undergoing Positive Selection after Duplication Event.
Set Gene ID Description P*
ENSMUSP00000023655 Myxovirus (influenza virus) resistance 2.26  109
ENSMUSP00000009058 ATP-binding cassette, subfamily B 3.64  106
ENSMUSP00000028986 BPI fold containing family A 6.88  104
ENSMUSP00000130225 Pyroglutamylated RFamide peptide receptor 2.06  104
Pre-SD ENSMUSP00000045229 Fucosyltransferase 2 9.11  103
ENSMUSP00000031693 Sperm adhesion molecule 1 4.12  103
ENSMUSP00000082947 Zinc finger protein 1.86  103
ENSMUSP00000050330 GTPase, IMAP family 1.67  103
ENSMUSP00000038931 Glutathione S-transferase, pi 2 8.20  108
ENSMUSP00000077984 Kinesin family member C5B 4.86  107
ENSMUSP00000040485 Kininogen 1 2.20  107
ENSRNOP00000062817 Type I keratin KA11 3.28  106
Post-SD ENSRNOP00000020952 Olfactory receptor 68 1.46  105
ENSMUSP00000058779 Olfactory receptor 1033 1.00  105
ENSMUSP00000075814 Solute carrier family 22, member 21 1.22  104
ENSMUSP00000036682 WD repeat domain 20b 5.26  103
NOTE.Selection in the Pre-SD occurred in the ancestral rodent gene of the given mouse ID, whereas selection in the Post-SD set occurred in

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the branch corresponding to the given mouse or rat IDs.
*P value for positive selection using branch site test.

was the daughter. For the Pre-SD set, nine families (35%) Table 4. Tissue-Expression Divergence of Duplicated Genes.
could be similarly classified, and again, in all but one case,
dT
the postduplication branch corresponding to the daughter
was significantly faster evolving. Of these, three of the families Pre-SD Post-SD
had a postduplication branch that tested significant for Hs-F Hs-S F-S Hs-F Hs-S F-S
positive selection, which was the daughter branch in two Mean 0.79 0.36 0.85 0.60 0.24 0.61
cases. The presence of positively selected sites in a protein Median 0.82 0.23 0.92 0.80 0.00 0.83
suggests that it has acquired a novel or modified function. Standard deviation 0.20 0.31 0.23 0.39 0.32 0.41
Thus, the data support an important role for neofunctiona- NOTE.dT, tissue-expression divergence; Hs, Homo sapiens; F, fast mouse duplicate; S,
lization in the evolution of recent rodent gene duplicates. slow mouse duplicate.

Tissue-Expression Divergence Patterns nor for families located on the same or different chromo-
We investigated tissue-expression divergence (dT, see somes (P = 0.349 and 0.658, respectively, Wilcoxons test).
Materials and Methods) of fast and slow evolving mouse In the five families for which we had expression data and
duplicates in comparison with the nonduplicated ortholo- parentdaughter categorization in the Pre-SD set, we ob-
gous human gene. We employed 23 families from the served that the daughter paralog always showed a restricted
Post-SD set and 12 families from the Pre-SD set for which expression profile, that was a subset of that of the parent
RNAseq-based expression data were available from a recently paralog, and typically was only expressed in one of the six
published mouse and human tissue panel (Brawand et al. tissues examined. Five of 23 genes in the Post-SD set had a
2011). We found that tissue-expression divergence (dT, clear signal of neofunctionalization in the expression data,
see Materials and Methods) between the faster evolving that is, they were expressed in at least one tissue in which
copy and the human ortholog was significantly higher than neither their duplicate copy nor the human ortholog was
tissue-expression divergence between the slower evolving expressed.
copy and the human ortholog (P = 0.002 and P = 0.003
for the Pre-SD and Post-SD sets, respectively, Wilcoxons
test, table 4). Indel Analysis
Tissue divergence remained significant when considering We investigated the distribution of coding sequence indels in
just the 14 families from the Post-SD set for which we had postduplication branches using a previously described proto-
both expression data and classification into parent and col for identifying indels from alignments (Laurie et al. 2012).
daughter, with dT between Homo sapiens (Hs) and the We observed a total of 73 bona fide indels affecting 42 (27%)
parent copy equal to 0.138, and dT between Hs and the postduplication branches in the Pre-SD set and 33 indels
daughter copy equal to 0.610 (P = 0.003, Wilcoxons test). affecting 22 (22%) postduplication branches in the Post-SD
In general, daughter copies were observed to be expressed set. Overall, we observed an excess of deletions relative to
in fewer tissues (2.2 on average) than parent copies (4 on insertions at a ratio of approximately 1.5:1, and although
average). Tissue-divergence values between human and approximately half the occurrences of each were of one
mouse were not significantly different when comparing retro- amino acid in length, there was a slight tendency toward
gene containing families to nonretrogene containing families insertions being longer than deletions (see supplementary

1836
Neofunctionalization of Gene Duplicates . doi:10.1093/molbev/mst083 MBE
data, Supplementary Material online). We found a strong been underestimated in this study because they discarded
tendency in both data sets for indels to be found on the those triplets in which the outgroup was closer to a certain
faster evolving branch following duplication; 35 of 47 cases paralog than the other paralog.
in the Pre-SD set (P < 0.01, binomial test), and 30 of 33 In this study, we have observed that acceleration of evo-
cases in the Post-SD set (P < 105). lutionary rate is only apparent in one of the two duplicates.
We examined whether there was any association between Here, we have estimated the evolutionary rate of the predu-
signs of positive selection and the presence of indels following plication branch by using two outgroup species instead of
duplication. Of the 20 branches in the Pre-SD set that tested one, in contrast to most previous studies. Analysis of the
positive in the branch-site test, 15 had indels, whereas of the genomic location of duplicated copies shows that the
remaining 136 branches, only 27 had indels, indicating a sig- parent copy evolves in a highly constrained manner, most
nificant relationship between positive selection and indels in likely preserving the ancestral function, whereas the daughter
this data set (P < 105, Fishers exact test). A similar result was copy diverges away. This implies that the two copies are not
found in the Post-SD set where 10 of the 15 branches that had equal at birth, not only for copies relocated to a different
evidence of selection contained an indel event, compared chromosome or retrogenes (Cusack and Wolfe 2007) but
with 8 of the remaining 83 branches (P < 105, Fishers also for copies located proximally to each other. These obser-
exact test). vations strongly support the neofunctionalization model in
Discussion this data set. To our knowledge, acceleration being limited to

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just one copy has only previously been reported in a study of
In this study, we evaluate the dynamics of the evolutionary yeast duplicates that originated through WGD. In that case,
rate of recent rodent duplicates, considering the ratio of only 17% of the gene pairs showed accelerated evolution after
nonsynonymous to synonymous substitution rates (dN/dS) the duplication (Kellis et al. 2004), whereas here the fraction
before and after duplication, and after the speciation event was higher (65.38% and 20.41% for the Pre-SD and Post-SD
separating mouse and rat. Using dN/dS instead of other rate
sets, respectively).
measures, such as dN or the number of amino acid substitu-
We have observed that evolutionary rate is not constant
tions, has the advantage that we can compare events that
through time. The initial dN/dS increase, as measured in the
occurred at different times. As both accumulation of changes
Post-SD set (where duplicates are younger than 16 My), is
in pseudogenes and putative changes in badly predicted
about 5-fold. However, after the initial acceleration, the rate
genes will lead to an apparent acceleration in evolutionary
gradually decreases. The less pronounced dN/dS increase after
rate of the gene concerned and may mimic signals of positive
duplication in the Pre-SD set, which contains duplicates that
selection, here we have prioritized findings deriving from
functional data, rather than just predicted genes, despite have evolved for a much longer time, as well as the decrease of
this resulting in a substantial decrease in the number of the rate after speciation, provide strong evidence of this
families available for analysis. Our findings in terms of evolu- slowdown.
tionary rate can be summarized into two main points: Gene conversion is a recombination process that homog-
acceleration after gene duplication is widespread but limited enizes gene pairs and which is believed to be especially im-
to just one copy, and evolutionary rate of the accelerated portant when the copies are nearly identical (Nagylaki and
copy shows time dependence. Petes 1982; Innan 2002; Casola et al. 2012). The incidence of
Acceleration in the evolutionary rate of paralogs compared this process in our data set is probably very small, as most
with orthologs after gene duplication has been widely gene pairs separated many millions of years ago and show
reported (Lynch and Conery 2000; Van de Peer et al. 2001; very distinct evolutionary rates. Gene conversion may lead to
Kondrashov et al. 2002; Nembaware et al. 2002; Jordan et al. an underestimation of the age of gene duplicates. Although
2004; Scannell and Wolfe 2008; Panchin et al. 2010). However, we observe more duplicates classified as younger than as
when we consider the duplicates individually, we find that older in the Post-SD set, this is not the case for the Pre-SD
they are evolving asymmetrically and, more remarkably, that set. This seems to suggest that the youngest duplicates are
it is just one of the two copies that shows acceleration, the more prone to be lost over time.
other copy maintaining the constraints of the ancestral gene. We divided the Pre-SD and Post-SD sets into older and
A previous study suggested that asymmetry in evolutionary younger duplicates to gain further insights into the evolution-
rates was a general trend in recent human duplicates (Zhang ary rate changes through time. After this partitioning, we
et al. 2003). Focusing on yeast duplicates after a WGD event, concluded that a period of approximately 40.5 My may be
Scannell and Wolfe (2008) found a burst of protein sequence enough to counteract the spike in evolutionary rate following
evolution in both initially fast (5.4 times accelerated) and duplication. This is in contrast to observations following
initially slow duplicate clades (2.2 times accelerated) and WGD in yeast where acceleration appears to have been main-
thus proposed that a form of subfunctionalization leads tained for over 100 My (Scannell and Wolfe 2008). Assuming
to the preservation of gene duplicates (Scannell and Wolfe that synonymous substitutions per synonymous site and mil-
2008). A further study failed to find significant asymmetry lion years in rodents is approximately 0.007 dS /My (Toll-Riera
between recent pairs of duplicates, though they were et al. 2011), a genetic distance of about 0.28 dS (0.007  40.5)
observed to evolve faster than single-copy orthologs appears to be sufficient to erase any duplication-associated
(Kondrashov et al. 2002). However, asymmetry may have protein evolution acceleration.

1837
Pegueroles et al. . doi:10.1093/molbev/mst083 MBE
Previous studies focusing on C. elegans and yeast (Davis which states that function is more conserved between ortho-
and Petrov 2004; Scannell and Wolfe 2008) found that evo- logs than paralogs but that it can change rapidly after gene
lutionarily constrained genes tend to duplicate more duplication, as recently validated using experimental data
frequently than less-constrained genes. However, our set of (Altenhoff et al. 2012). Tissue-divergence patterns seem to
152 recently duplicated gene families was composed of sig- be related to the genomic location of duplicates, because
nificantly accelerated genes when comparing dN/dS of the patterns when comparing fast- and slow evolving copies
nonduplicated rodent to an exhaustive set of 1:1 ortholog were distinct for duplicates located on different chromo-
genes from Toll-Riera et al. (2011) (P = 0.004, Wilcoxons somes but not when considering only retrogenes. It is
test after removing families with dS > 2 and < 0.01). worth noting that significant differences in tissue-divergence
Subsequent examination of gene function showed that the patterns were detected even though it is likely that the true
increased rates were mainly due to 25 families defined as values are being underestimated, firstly due to the limited
receptors, as there were no significant differences when we number of tissues for which data was available, and secondly
excluded them from the comparison (P = 0.071, Wilcoxons because we only tested tissue-related differences.
test). Previous studies have failed to find a correlation between
In this data set, we found that a substantial fraction of tissue-divergence expression and the evolutionary rate of
duplicates exhibited signals of positive selection, suggesting coding sequence (Wagner 2000; Conant and Wagner 2003)
that some of the changes contributing to asymmetry are or found only a weak correlation, for example, only significant

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adaptive. Conant and Wagner (2003) suggested that asym- for dN < 0.2 (Makova and Li 2003). These findings have led to
metric divergence is mainly caused by relaxed selective con- the suggestion that expression divergence may be mainly
straints, though in some cases it may be the result of positive related to changes in the promoter region, because evolution
selection, whereas Han et al. (2009) also found that the fre- of coding sequence appears to be only weakly coupled to
quency of duplicates undergoing positive selection is larger gene expression (Wagner 2000). Though the analysis of pro-
than that of single-copy orthologs and that daughter copies moter regions remains a difficult task, a modest but signifi-
transposed to new chromosomal locations are significantly cant correlation between the 2 kb region upstream of the
more likely to have undergone positive selection. The obser- transcription start site and expression divergence has been
vation that gene duplicate retention is higher in mouse than observed (Farre and Alba` 2010), suggesting a role of promoter
in human has also been taken as evidence that positive regions in modifying expression patterns of duplicated genes.
selection plays a key role in duplicate retention, as selection However, in both the Pre-SD and the Post-SD sets, we have
is more effective in large populations (Shiu et al. 2006). Taken detected a relationship between tissue-expression divergence
together with our findings, these observations suggest that and evolutionary rate, because in general faster evolving
positive selection may play a major role in the maintenance of daughter copies show a more divergent tissue-expression pat-
new gene duplicates in the genome. tern. Thus, we suggest that the evolution of gene expression
The observed association between fast evolving branches in gene duplicates may be driven by changes in both coding
and the presence of coding sequence indels is in accordance and regulatory regions.
with previous work in which we observed a positive correla- In summary, by using a collection of rodent duplicated
tion between indels and dN/dS in one-to-one orthologs in gene pairs of different age, we have been able to unravel
rodents (Laurie et al. 2012). The finding here that this associ- important inherent features of the gene duplication process.
ation also extends to proteins for which there is evidence of We have discovered that evolutionary rate acceleration after
positive selection is interesting in light of a recent finding duplication is widespread but restricted to one of the copies,
suggesting that indels themselves may increase the likelihood which increases its rate about 5-fold on average, whereas
of mutation in the surrounding sequence when segregating in the other copy maintains the ancestral constraints. The
the heterozygous state (Tian et al. 2008). Positive selection copy-specific acceleration is associated with positive selection
can only act upon mutations that have already occurred, and and functional diversification, in agreement with the neo-
thus it would be interesting to know whether the observed functionalization model. The acceleration period has a limited
indels predate sequence mutations that were subsequently duration, and the rate gradually decreases until it returns to
positively selected in these young duplicates. Unfortunately, its initial values. An interesting possibility is that the acquisi-
there are no available models to test whether indel events tion of a novel function by one of the copies is facilitated by
themselves may be selected for. the existence of side activities in the ancestral gene that
Taking into account the important amino acid substitu- become more important in the newly generated copy
tion rate differences between duplicated copies, one might (Bergthorsson et al. 2007; Nasvall et al. 2012). Optimization
expect diverse gene expression patterns as well. We observe of the secondary function would apparently require less than
that, in general, constrained copies retain a similar pattern to 40.5 My of rodent evolution.
that of their single-copy ortholog, whereas accelerated dupli-
cates present a significantly different expression pattern com- Materials and Methods
pared with the constrained form. Again, these findings
support the idea that slow evolving copies preserve the orig- Data Retrieval and Sequence Alignments
inal function, whereas fast evolving copies gain new functions, We obtained an exhaustive list of paralagous mouse and
in agreement with the ortholog conjecture hypothesis, rat protein coding genes that arose as a result of a single

1838
Neofunctionalization of Gene Duplicates . doi:10.1093/molbev/mst083 MBE
duplication event following divergence from the primate Estimation of Evolutionary Rates and Positive
lineage, together with their corresponding human ortholog, Selection Tests
using Biomart at Ensembl (r65) (Flicek et al. 2012). To The number of nonsynonymous substitutions per nonsy-
ensure a high-quality data set, we applied the following nonymous site (dN), synonymous substitutions per synon-
initial filtering criteria to all pairs of duplicates: We dis- ymous site (dS), and the corresponding dN/dS ratio were
carded pairs where the percentage of identity between estimated using the ML method implemented in the
copies was lower than 50%, pairs with overlapping location CodeML program of PAML version 4.4 (Yang 2007).
(which are likely to represent distinct splice forms rather We used the free-ratio branch model, which allows the
than duplicated genes), and genes lacking experimental calculation of a distinct ratio for each branch, and equilib-
evidence of expression. We also removed one family rium codon frequencies as free parameters (Codonfreq = 3).
containing selenocysteines as these are interpreted as To determine the degree of acceleration and the percent-
stop codons by CodeML. Genomic location and the per- age of asymmetry between duplicates, we compared
centage of identity between copies were obtained from the evolutionary rates between the preduplication and
Biomart, and experimental evidence of expression from postduplication branches, and between the two paralogs
the University of CaliforniaSan Cruz (UCSC) Table using Fishers exact test.
Browser (considering both mRNA and EST tracks), using We tested for positive selection with the branch-site test
the mm9 and rn4 databases (Karolchik et al. 2004). (Test 2 implemented in CodeML) (Zhang et al. 2005). This

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Nonduplicated orthologs from cow, dog, horse, or cat test compares the null model where codon-based dN/dS for
were used as outgroups. We used an in-house Perl script all branches can only be 1, with the alternative model where
to select sets of transcripts with the most similar length the labeled foreground branch may include codons evolving
across species, for use as the representative protein. at dN/dS > 1. The likelihood ratio test was used to compare
Protein families were split into two groups according the two models. It was calculated as 2*(L1  L0), where L1 is
to whether duplication occurred before (prespeciation the ML value of the alternative hypothesis and L0 the ML
duplication set, Pre-SD) or after (postspeciation duplication value of the null hypothesis. A 2 distribution with 1
set, Post-SD) the mouse-rat speciation event. The degree of freedom was used to calculate the P value, which
speciation event provides a natural landmark in time was adjusted for multiple testing using the false discovery rate
allowing us to compare dN/dS before and after gene method of Benjamini and Hochberg (1995) within the mult-
duplication, and during different time intervals in the test package of R.
evolutionary history of these two groups of genes.
Concerted evolution is a process involved in the mainte-
nance of sequence similarity between gene copies through Data Filtering
different recombination mechanisms, such as gene conver- Additional filters were applied to our data sets to ensure a
sion (Ohta 2010). If concerted evolution occurred in high-quality data set for evolutionary rate calculations, as
families where both mouse and rat genes were duplicated previously described elsewhere (Toll-Riera et al. 2011). We
before the speciation event, the observed tree might be removed families with very short alignments, that is, less
inconsistent with the real tree (Teshima and Innan 2004). than 100 triplets excluding gaps, families with dS > 2 be-
To minimize this bias, we constructed phylogenetic trees cause such high values may indicate incorrect ortholog
using ML methodology as implemented in the Proml pro- identification (1 family), and families with dS < 0.01 be-
gram of the Phylip package (Felsenstein 2005), and we just cause very low dS values may lead to erroneously high
kept those families where the topology was the same as estimates of the dN/dS ratio (82 families). Two further
that obtained from the Ensembl Compara pipeline (Vilella families were removed from the Pre-SD set due to the
et al. 2009) and discarded those with noncoinciding topol- Ensembl gene prediction for one of the rat orthologs in
ogies. A total of 117 families remained for the Post-SD set each containing many dubiously short introns. For the
(in 15 of them both mouse and rat genes were duplicated) Post-SD set, we analyzed separately those gene duplicates
and 35 families for the Pre-SD set (supplementary data, that occurred independently in the mouse and the rat
Supplementary Material online). The 117 Post-SD families lineages in a certain protein family. Comparison of rates
contained a total of 132 duplicated gene pairs (264 indi- in the different branches of the same family was only per-
vidual duplicated genes) as in a small subset of them formed for families in which all branches had passed the
the gene had duplicated in both the mouse and rat filters, that is, 49 families for the Post-SD set and 26 families
branches. The 35 Pre-SD families contained 70 duplicated for the Pre-SD set. The Pre-SD set contained 52 mouse
gene pairs represented in both mouse and rat, for a total duplicated genes, 52 rat duplicated genes, and 26 single-
of 140 individual duplicated genes. For each protein family, copy human orthologs, whereas the Post-SD set comprised
we performed a multiple protein sequence alignment 49 protein families, formed from 74 mouse duplicated
with the program Prank + F (Loytynoja and Goldman genes, 24 rat duplicated genes, and 49 single-copy human
2008) using the previously obtained ML trees as a guide orthologs. In five gene families of the Post-SD set, the gene
tree. Corresponding nucleotide sequence alignments were duplication occurred after the speciation event, according
generated from the Prank alignments using PAL2NAL to Compara prediction and the ML tree constructed using
(Suyama et al. 2006). ProML (see earlier).

1839
Pegueroles et al. . doi:10.1093/molbev/mst083 MBE
Duplicate Classification one paralog is expressed in a specific tissue, in which neither
The genomic location of duplicated genes and number of the second paralog nor the single-copy ortholog are
exons in each were obtained from Biomart (Haider et al. expressed.
2009). We classified as possible retrogenes those genes
having a single exon when the corresponding paralog Indel Analysis
and ortholog copies are composed of multiple exons The position and size of all indel events within the coding
(Farre and Alba` 2010). Where possible, genes were classified sequence of the proteins analyzed, as determined from the
into parent and daughter copies by looking for conserved multiple alignments, were identified using an in-house Perl
synteny using the Galaxy server to access the UCSC script as described elsewhere (Laurie et al. 2012). Indels were
Genome Browser (Goecks et al. 2010) under the assump- discarded if they were found to be proximal to an Ensembl-
tion that the parent gene will have a longer extent of defined exon boundary, as such cases are more likely to
conserved synteny than the daughter copy. The Extract represent errors in exon definition within the gene-building
MAF blocks tool was used to obtain multiple alignments algorithm rather than true indel events.
for a given set of genomic intervals, and the resulting pre-
dicted parentdaughter relationships were manually com- GO Analysis
pared with Ensembl r65 to check for retention of gene A GO (Ashburner et al. 2000) enrichment analysis was per-
order. Duplicates closely located on the same chromosome formed for all 152 gene families using the FatiGO program of

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(<300 kb) were excluded from this analysis because synte- the Babelomics v4.3 integrative platform (Medina et al. 2010).
nic relationships are less clear at such short distances. FatiGO tests for an enrichment in any of the three ontologies
Correspondence was found in all manually checked cases, (biological process, cellular component, or molecular func-
indicated by the observation that the order of the genes tion) from levels 3 to 9, calculating a two-tailed Fishers
surrounding the predicted parent copy and the ortholo- exact test and adjusting for multiple comparisons
gous human gene were similar. A total of 46 genes for the (Al-Shahrour et al. 2007).
Post-SD set and 24 genes for the Pre-SD set could be
classified into parent and daughter copies. Statistical Tests and Graphs
Wilcoxons, 2, Fishers exact, proportion tests, and Spearman
Gene Expression correlations were performed using the R statistical software
Human and mouse gene expression data were obtained from package (R Development Core Team 2010). Graphs were
a recent large-scale comparative RNA-seq study that used the also produced using R and in particular the ggplot2 package
Illumina Genome Analyzer IIx (Brawand et al. 2011). Data (Wickham 2009). False discovery rate corrections for simple
were available for human and mouse for six tissues: brain, multiple testing were calculated following the Benjamini
cerebellum, heart, kidney, liver, and testis. Though the and Hochberg procedure (Benjamini and Hochberg 1995)
number of replicates varied between tissues, for most tissues using the multtest package from http://bioconductor.org/
there were data from one female (except testis and human biocLite.R (Gilbert et al. 2009).
liver) and two males (with the exception of human cerebel-
lum [1 male] and brain [5 males]). Gene expression levels Supplementary Material
were reported as the mean per-base read coverage, and the Supplementary data are available at Molecular Biology and
authors consider values lower than 3 to be indicative of low Evolution online (http://www.mbe.oxfordjournals.org/).
expression. We used this value as a cutoff to discriminate
between well-supported expression and background noise. Acknowledgments
We extracted gene expression data for a total of 184 genes
(122 mouse and 62 human) from out data set, which corre- This work was supported by Ministerio de Economa y com-
spond to 25 complete (i.e., a single-copy human gene and petitividad, Spanish Government (Plan Nacional BIO2009-
two mouse duplicates) Pre-SD and 33 complete Post-SD 07120 and BFU2012-36820), Generalitat de Catalunya (FI pre-
families. Tissue-expression divergence (dT) was calculated doctoral fellowship to S.L.), and Fundacio ICREA to M.M.A.
by subtracting the number of tissues where both duplicates
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