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CLINICAL
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2008 American
Psychology:
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AND Psychological
Science
Inc andAssociation.
PSYCHOLOGY:
DEPRESSION Practice
SCIENCE Published
MARKOWITZ byET
AND PRACTICE Blackwell Publishing
AL. V15 on behalf2008
N1, MARCH of the American Psychological Association. All rights reserved. For permission, please email: journalsrights@oxon.blackwellpublishing.com
Obesity is a serious and prevalent condition, with grave depression is one of the most serious mental health
risks for morbidity and mortality. While the physical problems in the country with substantial consequences
consequences of obesity have been well studied, the of human suffering, loss of life, and lost productivity
psychological correlates are less well understood. (Klerman, 1989; Klerman & Weismann, 1992). Evidence
Theory and research suggest that obesity and depression suggests that individuals with major depression, or just
may be causally linked. We propose a bidirectional elevated symptoms of depression, are also likely to
theoretical model identifying the behavioral, cognitive,
experience impairments in multiple domains, including
employment and physical and social functioning ( Judd
physiological, and social mechanisms that may be
et al., 2000; Keitner & Miller, 1990; Wells et al., 1989;
responsible for the pathway between obesity and
Whisman & Bruche, 1999). Individuals who suffer both
depression, and vice versa. We investigate the research
obesity and depression may face particular risks to health
that supports this model, and identify areas of need for
and well-being. Not only may the presence of both
future research. In addition, we discuss the clinical conditions increase risk for loss of function, but also these
implications of this literature, including the need for conditions may perpetuate one another; obesity may
integrated care in this population. increase risk for depression; and depression may promote
Key words: depression, mechanisms, obesity, risk obesity. Understanding and managing the mechanisms
factors. [Clin Psychol Sci Prac 15: 120, 2008] that link obesity and depression is crucial to the treatment
of individuals who suffer from both conditions.
Obesity has become a serious public health problem, In an earlier review of the literature, Friedman and
with approximately 32.2% of Americans classified as Brownell (1995) suggest that because of the hetero-
obese (Ogden et al., 2006). Obesity has been found to geneity of the obese population, it is not possible to
be associated with negative health outcomes (Must et al., generalize the relation between obesity and a psychological
1999; Pi-Sunyer, 1993), functional impairment (Fontaine factor, such as depression. They suggest that in order to
& Barofsky, 2001), and increased mortality (Allison, best understand depression among obese individuals,
Fontaine, Manson, Stevens, & VanItallie, 1999). Similarly, it is important to consider who suffers and, ultimately,
the mechanisms that link these conditions. In order to
understand the potential causal links between these
conditions, we will first briefly examine the correlational
Address correspondence to Sarah Markowitz, Psychology data suggesting a link between obesity and depression, as
Building 152 Frelinghuysen Road, Piscataway, NJ 08854. well as potential moderators of this effect. Then, in order
E-mail: smarkowi@eden.rutgers.edu. to elucidate these causal mechanisms, we will first discuss
2008 American Psychological Association. Published by Blackwell Publishing on behalf of the American Psychological Association.
All rights reserved. For permissions, please email: journalsrights@oxon.blackwellpublishing.com 1
the ways by which obesity might contribute to depression, category was significantly related to increased risk for
and then we will discuss the mechanisms by which depression, and the odds ratio for the association between
depression contributes to obesity, with suggestions for obesity and depression, after controlling for education
areas for future study. Finally, we will discuss the future and income, was 1.41 (Johnston et al., 2004). Although
areas of research to test the model and further clarify the use of structured interview would enhance these findings,
pathways by which depression and obesity influence this study has the strengths of a large sample size and
each other. clinically measured height and weight. In another study,
Although primarily interested in the link between researchers examined a large cluster sample of Swedish
obesity and major depressive disorder (MDD), this review men and found that self-reported BMI was associated
will include studies examining symptoms of depression with increased symptoms of depression on a study-
and measures of mood in addition to those assessing specific self-report questionnaire (Rosmond, Lapidus,
MDD diagnostically. This decision will not only allow us Marin, & Bjorntorp, 1996). Although this study is
to draw from a wider range of studies to inform our strengthened by a large sample size, it is limited by
review, but also is consistent with evidence that even reliance on self-report for BMI and depressive symptoms.
elevated symptoms of depression that do not reach the One study examined a large cluster sample of young
level of MDD can be associated with loss of functioning German women and found that obesity determined by
(Judd, Akiskal, & Paulus, 1997; Kessler, Zhao, Blazer, & self-reported height and weight was associated with
Swartz, 1997). Furthermore, while there has been a call increased affective disorders determined by structured
for more rigorous methodology to assess depression, interview (Becker, Margraf, Turke, Soeder, & Neumer,
including multiple assessment periods, multiple assess- 2001). In addition to a large sample size, the strength of
ment methods, and interview instead of self-report when this study is its use of clinical interview, although it
possible (Kendall & Flannery-Schroeder, 1995; Kendall, would have been helpful for the authors to report the
Hollon, Beck, Hammen, & Ingram, 1987; Tennen, Hall, particular diagnosis instead of grouping all affective
& Affleck, 1995), few of the studies examined here meet disorders together.
all of these criteria, but particular strengths and limita- Overall, these findings are suggestive, but not conclu-
tions of each study are noted. sive, that obesity is associated with depressive symptoms.
When taken in the context of previous studies in the
EVIDENCE OF A CROSS-SECTIONAL ASSOCIATION BETWEEN field that have found mixed or no results, there is still
OBESITY AND DEPRESSION considerable question as to whether one can conceptualize
Cross-sectional research has asked the question whether the obese population as a homogeneous group with a
the obese individuals are more likely to be depressed consistent relation to depression. As a result, Friedman
than the nonobese by comparing samples of obese and Brownell (1995) suggest that it is more appropriate to
individuals to samples of nonobese individuals on measures examine which obese individuals suffer depression as this
of psychological functioning. In a review of the literature, can help us identify potential causal mechanisms.
Friedman and Brownell (1995) found conflicting results,
due to methodological limitations of subject selection WHICH OBESE INDIVIDUALS ARE MOST LIKELY TO SUFFER
and measurement, and the heterogeneity of the population The literature suggests that possible risks for comorbid
of obese individuals. Since Friedman and Brownells obesity and depression include severe obesity, female
(1995) review, more published studies have found evidence gender, and high socioeconomic status (SES). These
of an association between obesity and depression. factors may not cause either obesity or depression, but
For example, Johnston, Johnson, McLeod, and Johnston their presence may cause certain obese individuals to be
(2004) analyzed data from the 1995 Nova Scotia Health at greater likelihood for developing depression. Ideally,
Survey to examine the relation between body mass these studies would examine populations of obese
index (BMI) determined by measurement of height and individuals to determine which variables place them at greater
weight and depression assessed with the Center for risk for depression, but we consider any study that may
Epidemiologic Studies Depression (CES-D) scale. BMI suggest which obese individuals are at risk for depression
particularly negative effects on individuals with a history Although less work has been done examining risk
of depression. One study found that obese women with factors and causal mechanisms that may cause depressed
a history of depression showed impaired regulation of individuals to become obese, there are some data
brain serotonin function in response to dieting (Smith, indicating that depression does confer risk for later
Williams, & Cowen, 2000). obesity. More work determining the causal mechanisms
Dieting may also be especially distressing for patients of this association is warranted. As there are no intervention
who use food as an emotional regulator, particularly studies examining whether improved mood results in
binge eating disorder (BED) patients. Studies have sug- weight loss among the obese, we review longitudinal,
gested that weight cycling is associated with binge but not intervention, studies here.
eating, particularly among the obese (Foster et al., 1997).
In a sample of obese treatment-seeking individuals, Longitudinal Studies
those with BED were found to have higher BDI scores Data from samples of children and adolescents indicate
(15.5 versus 8.1) and eating in response to negative that psychopathology in childhood may be related to
mood than non-BED patients (Kuehnel & Wadden, 1994). increased risk for obesity in adulthood, although the data
If a patient uses food to alleviate depressed mood, the are mixed. Goodman and Whitaker (2002) assessed a
deprivation of food in weight loss treatment might then large sample of adolescents with a one-year follow-up,
contribute to dysphoria. and found that baseline depressive symptoms on the
One study found that weight cycling was significantly CES-D independently predicted obesity at follow-up
related to binge eating, and binge eating was significantly among participants who were not obese at baseline, even
related to psychological distress among a sample of when controlling for smoking, self-esteem, parental obesity,
obese women seeking weight loss treatment. When binge SES, conduct disorder, and physical activity. Although
eating was controlled for, however, there was no relation the large sample size, adequate control measures, and
between weight cycling and psychological distress prospective nature of the study are strengths, it is limited
(Venditti, Wing, Jakicic, Butler, & Marcus, 1996). History by the use of self-reported height and weight. Another
of weight cycling and perceived experience of weight large study of adolescent girls found that negative affect
cycling were related to decreased self-esteem and life assessed by the Expanded Form of the Positive and
satisfaction, and increased body dissatisfaction among a Negative Affect Schedule (PANAS-X), dietary restraint,
large sample of people who had tried to lose weight in radical weight control, and perceived parental obesity all
the past three years, but further analysis indicated that independently predicted the onset of obesity at four-year
the perception of weight cycling was a much stronger follow-up (Stice, Presnell, Shaw, & Rohde, 2005). This
predictor of all three psychological measures than actual study is limited by the use of a measure of negative affect
history (Friedman, Schwartz, & Brownell, 1998). instead of MDD or depressive symptoms, so it is not
Another study of men and women found that perceived possible to draw conclusions regarding the impact of
weight cycling was significantly related to negative affect adolescent depression on obesity onset, but this limitation
in men and to binge eating in both genders (Womble is counterbalanced by the strength of measuring actual
et al., 2001). Weight cycling itself might be an important obesity onset, rather than merely increase in BMI. One
causal mechanism insofar as it relates to binge eating. study compared a large sample of children being treated
The perception of oneself as a weight cycler (independent for MDD with controls of similar ages with no psychiatric
cognitive factors such as perceived weight cycling and overlap and challenges, so that care may be integrated as
self-rated health, and physiological factors such as HPA effectively as possible. It is also imperative that researchers
axis and immunological dysregulation, appear to function examine how to effectively integrate care to improve
bidirectionally, such that they may have a role in how treatment outcome.
obesity causes depression, and vice versa. The proposed
mechanisms by which obesity confers risk for depression Overlap
unidirectionally include the behavioral factor of dieting Treatments for obesity and depression overlap in two
and the social factor of stigma faced by the obese. important ways and can be informed by our identified
Finally, there may be a causal pathway from depression to causal pathways. Specifically, treatment of both conditions
obesity that operates through behavioral mechanisms of focuses on improved life functioning. For example,
poor adherence and lack of exercise, cognitive mechanisms behavioral activation, which has demonstrated efficacy
such as negative thoughts, and social mechanisms such as in the treatment for depression (Jacobson et al., 1996),
reduced support (see Figure 1). can also be helpful in managing obesity, as it encourages
individuals to engage in activities that give them a
MANAGING OBESITY AND DEPRESSION sense of mastery, which may include exercise and healthy
The treatment of depression and the treatment of obesity eating strategies. Similarly, both treatments involve stress
are similar in some important ways, suggesting that there management; depression treatment such as cognitive
is potential for the two treatments to interact synergistically, behavioral therapy addresses coping strategies for dealing
each reinforcing the other. There are, however, also many with potential setbacks, such as avoiding all-or-none
important differences in the treatment of each, which thinking and planning for difficult situations, and obesity
means that there is also the potential for the treatment of treatments typically involve skills that help individuals
one condition to undermine treatment of the other. It is choose alternatives to unhealthy eating behaviors in
important for practitioners to be aware of these areas of order to cope with stress.
ment and a wait-list control condition among 62 obese Research has suggested important risk factors and causal
women and found that both lifestyle intervention and mechanisms in the association between obesity and
behavioral weight loss produced modest but significant depression. We have suggested a bidirectional causal model
weight loss, whereas only the lifestyle intervention improved by which each of these conditions may contribute to the
depression and anxiety symptoms on the BDI and State- other. Studies testing the differential effects of specific
Trait Anxiety Inventory (Tanco, Linden, & Earle, 1998). elements of this model will help clarify these associations.
Longitudinal studies should be a high research priority
Antidepressant Medication. Just as dieting may negatively in order to prospectively predict which obese individuals
impact mood, the pharmacological treatment of depres- are likely to become depressed, and vice versa, and inter-
sion may negatively impact weight loss. There is a large vene prophylactically. In addition to this type of research,