Professional Documents
Culture Documents
Judicial Review
The Constitution is silent as to whether the SC and other federal courts have the
authority to decide the constitutionality of federal, state, and local laws and
executive actions
Interpretive Limits
Justiciability Limits
Article III section authorizes federal courts to hear several types of cases and
controversies
o Cases arising under the Constitution
o Federal laws and treaties
o Cases involving citizens of different states
In additional to satisfying federal jurisdiction, a party must satisfy the
justiciability doctrines
o Judicially created gatekeeper functions that individuals must satisfy, if
they are present, in order for their case to by heard
Advisory Opinions
Ripeness (When)
A federal court will not hear a case unless there is a present injury or significant
threat of imminent injury
o Seeks to separate matters that are premature for review because the injury
is speculative and may never occur from those cases that are appropriate
for federal court action
Rationale is to protect courts from entangling themselves in
abstract disagreements over policy
Facial challenge
o In the rare instance that you can show that in no instance may this law be
constitutional, the lawsuit may be filed even if it hasnt affected you yet
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Must look to both the fitness of the issue for judicial decision and the hardship on
the parties of withholding court consideration
o Lawsuits that seek declaratory orders on statutes that have been on the
books for years and never enforced may not be ripe
Mootness (When)
Standing (Who)
3 constitutional requirements
o Injury
P must allege that he or she has suffered or immediately will suffer
an injury in fact
Actual and immediate rather than ideological and
speculative
o The link between the chain of causation and
asserted injury must be strong and apparent
o Some day intentions, without description of
concrete plans, do not support a finding of actual
and immediate injury required
Particularized to the P rather than generalized to many
citizens, and
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2 prudential requirements
o P generally may only assert his own rights and cannot raise the claims of
third parties not before the court
Trade associations may sue on behalf of its members if:
The members themselves were injured in fact
The interests involved in the litigation must be relevant to
the organizations purposes
The claims assets and the relief requested do not require the
participation of the individual members
o P may not sue as a taxpayer who shares a grievance in common with all
other caretakers
Taxpayer standing has been allowed only to challenge government
expenditures as violating the taxing and spending clause
It is not sufficient to allege an incidental appropriation of
tax funds in the administration of an essentially regulatory
statute, and
He must show that the challenged enactment exceeds
specific constitutional limitations on the taxing and
spending power
o Ex. Federal funds going to parochial schools
If the President has explicit constitutional authority for particular conduct, then
the issues are solely whether the President is acting within the scope of the
granted power and whether the President is violating some other constitutional
provision
If there is a statute authorizing the Presidents conduct, then the question is
whether the law is constitutional
Executive privilege
o The ability of the President to keep secret conversations with or
memoranda to or from advisors
o Not mentioned in the Constitution, but claimed by all Presidents and the
SC has acknowledged constitutional underpinnings for such a
conditional, yet not absolute, privilege
Nixon (1974)
When the ground for asserting executive privilege as to subpoenaed materials
sought for use in a criminal trial is based only on the generalized interest in
confidentiality, it cannot prevail over the demands of due process
o Cheney (2004)
In a civil case, executive privilege may outweigh due process
When the claim of privilege rests on a need to protect military, diplomatic, or
sensitive national security secrets, the privilege may outweigh other interests
Doctrine
o The principle that Congress cannot delegate its legislative power
Demise
o In only two cases, has the SC ever overturned statutes as invalid
delegations of legislative power to administrative agencies
Congress established no procedural or substantive standards to
guide the agency
Legislative Veto
o When Congress enacts legislation containing a broad delegation of power
to the Executive but then provides for congressional review and veto of
executive actions taken pursuant to the grant
One-House legislative vetoes are unconstitutional because of the bicameralism
and presentment clauses of the Constitution
o Bicameralism
No law can take effect without the concurrence of the prescribed
majority of the members of both the House and Senate
o Presentment
All legislation must be presented and signed by the President
before becoming law
Criteria
o Is the officer subordinate or independent?
o What is the scope and breadth of the officers jurisdiction?
o What is the extent of the duties performed?
Myers (1926)
The President may remove purely executive officials without cause
o Congress may not fetter with the Presidents ability to faithfully execute
the laws
Congress has frequently declared that issues concerning foreign policy are non-
justiciable political questionsmatters for the executive and legislature to resolve
without judicial review
The President has inherent powers, independent of the Constitution, in the realm
of foreign affairs
o The President is the sole organ of the Federal government in the field of
international affairs
But, see Jacksons concurring opinion in Youngstown Steel
War Powers
CongressArticle I
o The power to declare war and to raise and fund armies
PresidentArticle II
o Commander in Chief
Hamdi
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The US may detain, for the duration of the hostilities, individuals legitimately
determined to be enemy combatants who engaged in armed conflict against the
US
Detainees who are US citizens and seek to challenge their status as an enemy
combatant must receive notice of the factual basis for this status and a fair
opportunity to rebut the governments factual assertions before a neutral decision-
maker
o Mathews balancing test used to tailor these proceedings
Sliding due process scale
In a moment of emergency, when the government must act with no time for
deliberation, the Executive may be able to detain a citizen if there is reason to fear
he is an imminent threat to the nation
A basic principle of American government is that Congress may act only if there
is express or implied authority in the Constitution, whereas states may act unless
the Constitution prohibits the action
Two questions to ask in evaluating the constitutionality of a statute
o Does Congress have the authority under the Constitution to legislate?
o If so, does the law violate another constitutional provision or doctrine,
such as by infringing separation of powers or interfering with individual
liberties?
o Congress shall have the power to regulate commerce among the several
states
Beginning in the 1890s, the SC took a very different approach to the Commerce
Clause than that expressed in Gibbons v Ogden and interpreted it very narrowly
o Congress can regulate local activities which directly affect interstate
commerce but not those local activities where the effect was only indirect
What is Commerce?
EC Knight (1895)
Commerce comes after manufacturing, and is not a part of it
o Manufacturing is covered by the states police powers
During this period, the SC did not adopt a consistent approach to defining what
constituted commerce among the states
Shreveport Rate Cases (1914) broad close and substantial relation approach
Congress has the right to control the operations in all matters having such a close
and substantial relation to interstate traffic that the control is essential or
appropriate
o Wherever the interstate and intrastate transactions of carriers are so related
that the government of the one involves the control of the other, it is
Congress that controls
o See NLRB below for similar approach
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The powers not delegated to the United States by the Constitution, nor prohibited
by it to the states, are reserved to the states respectively, or to the people
o Two different interpretations
But a truism
This is not a separate constraint on Congress, but rather is
simply a reminder that Congress may only legislate if it has
authority under the Constitution
Protector of state sovereignty from federal intrusion
From 1937 to 1995, not one Federal law has been declared unconstitutional as
exceeding the scope of Congresss commerce power
Three categories of activities have been able to regulate under the Commerce
Clause
o The channels of interstate commerce
Roads, waterways, airways, etc
o Instrumentalities of interstate commerce
Cares, boats, planes, etc
o Activities affecting interstate commerce
US v Darby (1941)
Does Congress have the right to prohibit the shipment in interstate commerce of
products manufactured by employees whose wages are less than a prescribed
minimum?
o The power of Congress over interstate commerce is not confined to the
regulation of commerce among the states
This power extends to those local intrastate activities which so
affect interstate commerce or the exercise of the power of
Congress over it as to make regulation of them appropriate means
to the attainment of a legitimate end
Congresss motive and judgment is not judicially reviewable so long as it is
regulating commerce
o Congress basically established an unwritten Federal police power rooted
in its commerce power
Wickard v Filburn (1942) modern standard to apply - but consider US v Lopez (1995)
Local farmer was producing wheat, most of which was for personal use
Even if an activity is local and not regarded as commerce, it may still, whatever
its nature, be regulated by Congress, if looked at cumulatively throughout the
country, it has a substantial economic effect on interstate commerce
Even if this one restaurant affects interstate commerce in a trivial way, the
cumulative effect of what this restaurant and other restaurants have on interstate
commerce makes it far from trivial and may be federally regulated
1990s - ?: Narrowing of the Commerce Clause and Revival of the 10th Amendment
as a Restraint on Congress
In 1995, for the first time in 60 years, the SC found that a Federal statute
exceeded Congresss Commerce Clause authority
US v Lopez (1995)
Federal statute, enacted under the Commerce Clause, making it illegal to carry a
gun in a school zone
SC holds that the statute neither regulates an economic activity nor contains a
requirement that the possession be connected in any way to interstate commerce
o The language of the statute must particularly address interstate commerce
and cannot just rely on Congresss authority under the Commerce Clause
US v Morrison
Federal statute, enacted under the Commerce Clause, granting Federal damages to
victims of gender motivated violence
Congress may not regulate non-economic conduct based solely on the conducts
aggregate effect on interstate commerce
Reich
Federal statute, enacted under the Commerce Clause, prohibiting the local
cultivation and use of marijuana
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The first indication of the revival of the 10th Amendment occurred in 1991 and
was strengthened in NY v US and Printz
SC ruled that a Federal statute that imposes a substantial burden on a state
government will be upheld only if Congress clearly indicated that it wanted it to
apply
Article I, 8
o Congress shall have power to lay and collect taxes, duties, imposts, and
excises, to pay the debts and provide for the common defense and general
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welfare of the United States; but they must be uniform throughout the
United States
At the moment, Congress can essentially do a number of things though the
spending power that it may not do through the Commerce Clause
o Although many commentators have speculated that the recent SC will
limit Congresss spending power, a broad scope has been maintained
US v Butler (1936)
Congress has the ability to impose taxes to provide for the general welfare
independent of its other powers
o SC held that Federal spending is not simply a means for accomplishing
Congresss enumerated powers, it is an independent source of Federal
power (Hamiltons view)
As opposed to be just a means for furthering enumerated powers
(Madisons view)
Fullilove (1980)
Congress may further broad policy objectives by conditioning Federal grants upon
compliance with statutory and administrative directives and may use its spending
power to induce governments and private parties to cooperate voluntarily with
Federal policy
Congress is free to spend and impose reasonable conditions on state and local
grants so long as the conditions are:
o Expressly and unambiguously stated,
States must know the consequences of their choosing to take
Federal funds
o Have some relationship to the spending program, and
US v Dole
Federal statute withholding highway funds to states in
which it is legal to drink under 21
o Condition was held to be related to the purpose of
allocating highway fundssafe interstate travel
o Are not coercive
If the states would lose a large percentage of funding
13th Amendment
o Prohibits slavery and involuntary servitude, except as punishment for a
crime
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14th Amendment
o Provides that all persons born or naturalized in the US are citizens and that
no state can abridge the privileges or immunities or such citizens; nor may
states deprive any person of life, liberty, or property without due process
of law or deny any person the equal protection of the laws
5 provides that Congress shall have power to enforce this article
by appropriate legislation
Congress has made it clear that Congresss authority under
the 14th is only over action taken by state and local
governments and their officials, and does not extend to
regulation of private behavior
15th Amendment
o The right of citizens of the US to vote shall not be denied or abridged by
the US or by any state on account of race, color, or previous servitude
Provides that Congress shall have power to enforce this article by
appropriate legislation
Katzenbach (1966)
Voting Rights Act that superseded state laws was upheld under 5 of the 14th
11th Amendment
o The judicial power of the US shall not extend to any suit commenced or
prosecuted against one of the states by citizens of another state, or by
citizens of any foreign state
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Hans (1890)
o SC held that the 11th also bars suits against a state by its own citizens
Three ways around the 11th to hold state governments accountable in Federal court
o State officers may by sued in Federal for injunctive relief or for damages
to be paid by them (not the state treasury)
o States may waive their 11th immunity
o Congress may abrogate a states 11th immunity if: :
It makes its intention to abrogate unequivocally clear in the
language of the statute, and
Acts pursuant to a valid exercise of its power under 5 of the 14th
If a law is within that authority, states can be sued in
Federal court for violating it
If a law is not under that authority, states cannot be sued in
Federal court
Cases Denying Congress Authority to Act under 5 to Authorize Suits against State
Governments
Express preemption
o Where a Federal law expressly preempts state or local law
Implied preemption
o Field preemption
Where the scheme of Federal law and regulation is so pervasive as
to make reasonable the inference that Congress left no room for the
states to supplement it
o Conflict preemption
Where compliance with both Federal and state regulations is a
physical impossibility
o State law impedes the achievement of a Federal statute
Where the state law stands as an obstacle to the accomplishment
and execution of the full purposes and objectives of Congress
Once the SC found that the Due Process Clause protected fundamental rights from
state infringement, there was a major debate about which rights are safeguarded
o Total incorporationists
All of the provisions in the Bill of Rights should be covered by the
Due Process Clause
o Selective incorporationists
Only some of the provisions in the Bill of Rights addressed
sufficiently fundamental rights and should apply to state and local
governments
Today only five provisions within the Bill of Rights have never been
incorporated:
o Right to bear arms
o Right to quarter soldiers
o Right to a grand jury indictment
o Right to a jury trial in civil cases
o Prohibition of excessive fines
The Application of the Bill of Rights and the Constitution to Private Action
The Bill of Rights only applies to government action, and private conduct
generally does not have to comply with the Constitution
o There are two exceptions to this general rule
Jackson (1974)
The Constitution applies if there is a sufficiently close nexus between the state
and the challenged action so that the action of the latter may fairly treated as that
of the state itself
o There mere fact that a business is subject to extensive state regulation does
not by itself convert its action into that of the state
Must ask whether the challenged action has been traditionally and exclusively
done by the government
Shelley (1948)
State court enforcement of private restrictive covenants that did not allow the sale
of private property to blacks was deemed to be state action
o Private restrictive covenants themselves do not invoke the 14th, but state
enforcement of the agreements does
14th Amendment provides that the state may not take a persons property (life or
liberty) without due process of law
o Substantive due process
Whether the government has an adequate reason for taking away a
persons life, liberty, or property
Has been used in primarily two areas
Protecting economic liberties from government interference
Safeguarding privacy from government interference
o Procedural due process
Whether the government follows adequate procedures and allows a
person to defend himself when taking away their life, liberty, or
property
SC rejected the idea that the Due Process Clause could be used to invalidate
government economic regulations
Lochner v NY (1905)
State law that set maximum hours for bakers
o SC holds that the state legislature is trying to pass laws under the guise of
its police power, but was instead interfering with an individuals right to
make contracts
Established principles followed until 1937
o Freedom of contract was a right protected by the Due Process Clause of
the 5th and 14th Amendments
o The government could interfere with freedom of contract only to serve a
valid police purpose such as protecting the public health, safety, or morals
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In this era maximum hours, but not minimum wage, legislation for
women was deemed an appropriate use of a states police power
o The judiciary should carefully scrutinize legislation to ensure that it truly
served such a purpose
Very limited deference to legislative judgment during the era
Nebbia v NY (1934)
Beginning of the end of the Lochner era
In the absence of other constitutional restrictions, a state is free to adopt whatever
economic policy it reasonably deems appropriate to promote the public welfare
and to enforce that policy by legislation adapted to its purpose
o The judiciary is without authority either to declare such policy, or, when it
is declared by the legislature, override it
If the laws are seen to have a reasonable relation to a proper
legislative purpose, and are neither arbitrary nor discriminatory, the
requirements of the Due Process Clause are satisfied
Post-Lochner Era
Generally, if a law denies the right to everyone then the Due Process Clause
would be the best grounds for analysis; but if a law denies a right to some, while
allowing it to others, the discrimination can be challenged as offending the Equal
Protection or Due Process Clauses
SC has held that some liberties are so important that they are deemed to be
fundamental rights and that the government generally cannot take action to
infringe them unless the government action is necessary to achieve a compelling
purpose (strict scrutiny)
FRAMEWORK
Right to marry
Right to custody of ones children
o SC has held that the tradition is protecting the legal family and not other
forms of family relationships
Right to keep the family together
o SC has held that this includes the extended family
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Right to procreate
o Government-imposed involuntary sterilization must meet strict scrutiny
Right to purchase and use contraceptives
o SC has held that this is covered by the implied right to privacy, which is
found in the shadows of the 1st, 3rd, 4th, 5th, 9th, and 14th Amendments
Right to privacy
Right to Abortion
SC reaffirms the essential holding in Roe v Wade, and states three key
determinations:
o A woman has the right (no mention of fundamental right, or right to
privacy) to choose to have an abortion before viability and to obtain it
without an undue burden presented from the state
States, therefore, can regulate abortions performed prior to
viability so long as there is not an undue burden on access to
abortions
SC overrules the use of strict scrutiny analysis called for in
Roe v Wade
o Under the undue burden analysis, states are
permitted to enact persuasive measures which favor
childbirth over abortion
o States have the power to restrict abortions after viability so long as the
state regulation provides an exception to those pregnancies which
endanger a womans life of health
o States have a legitimate interest from the outset of pregnancy in protecting
the health of the woman and the life of the fetus that may become a child
SC, therefore, overrules the trimester distinctions used in Roe v Wade in addition
to the use of the strict scrutiny standard for evaluating state laws concerning
abortion
Stenberg (2000)
SC holds a state law banning partial birth abortions unconstitutional because:
o The law lacks any exception for the preservation of the womans health
o The law imposes an undue burden on the womans ability to choose the
most commonly performed procedure for pre-viability second trimester
abortions, thereby unduly burdening the right to choose abortion itself
Federal Ban of Partial Birth Abortions Act of 2003 (upheld this month)
Congress is entitled to reach its own findingsfindings that the SC then accords
great deferenceand to enact legislation based upon these findings so long as it
seeks to pursue a legitimate interest that is within the scope of the Constitution
and draws reasonable inferences based upon substantial evidence
o Congress used its authority to base its ban of partial birth abortions on
substantial evidence showing these procedures were never medically
necessary and actually harmed the woman
Harris (1980)
SC upholds state laws that deny public funding for medically necessary abortions
except where they are necessary to save the life of the woman, or for rape and
incest
Danforth (1976)
SC has held that the government may not require either spousal consent or
spousal notification as a prerequisite for a married womans obtaining an abortion
Hodgson (1990)
SC has held that a state may require parental notice and/or consent for an
unmarried minors abortion, but only if it:
o Creates an alternative procedure where a minor can obtain an abortion by
going before a judge who can approve the abortion by finding that:
It would be in the minors best interest, or
The minor is mature enough to decide for herself
Cruzan (1990)
Without using strict scrutiny, the SC upheld a state law stating that clear and
convincing evidence of a patients intent to have life-sustaining treatment
withdrawn was required in order to do so
o This states standard could apply in proceedings where a guardian seeks to
take the patient off life support as well
The 14th Amendment guarantees that no state shall make or enforce any law
denying to any person the equal protection of the laws
Scope
o Like the Due Process Clause, the Equal Protection Clause of the 14th
Amendment only regulates state action
o Even though there is not a specific Equal Protection Clause in the 5th
Amendment, the SC interprets the 5th Amendments Due Process Clause as
encompassing equal protection and therefore applies it to Federal
government action
Overview
o The issue in all equal protection cases is whether the government can
identify a sufficiently important objective for its discrimination and
whether the means it uses are sufficiently tailored
FRAMEWORK
Since 1937, the SC has made it clear that it will defer to government economic
and social regulations unless they infringe on a fundamental right or discriminate
against a discrete and insular group that warrants heightened judicial protection
Virtually any legislative goal that is not forbidden by the Constitution will be
deemed sufficient to meet the rational basis test
Under the rational basis test, laws will be upheld unless the government action is
clearly wrong, a display of arbitrary power, and not an exercise of judgment
o As a result, under the rational basis test, the SC will allow laws that are
both significantly under and over inclusive
Rational basis with teeth
o While claiming to be using rational basis review, the SC has occasionally
been more combing
o Moreno (1972)
Amendment to the Food Stamp Act excluding from participation in
the food stamp program any household containing an individual
who is unrelated to any other member in the household
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Korematsu (1944)
SC announces that it will use the strict scrutiny standard for evaluating laws that
classify individuals based on race or national origin
o It is not clear whether the SC actually applies the new standard in this case
SC holds that exclusion from a threatened area has a definite relationship to the
prevention of espionage and that the military was justified in its assertion that it
was impossible to separate the loyal from the disloyal
A second type of racial classification that can exist on the face of the law is
government action that burdens both whites and minorities
Palmore (1984)
While the objective of granting custody based on the best interests of the child
represents a substantial state interest, the effects of racial prejudice and the reality
of private bias and possible injury do not justify racial classifications
A third type of racial classification that can exist on the face of the law is a
requirement of racial separation
In several cases between 1938 and 1954, the SC found that states denied equal
protection by failing to provide educational opportunities for blacks that were
available to white
o SC did not question the doctrine of separate but equal, but rather held that
the lack of opportunities for blacks was unconstitutional
Brown II (1955)
SC held that states were to desegregate their school districts at the earliest
practical date, with prompt and reasonable compliance
This didnt do anything
Milliken (1974)
A federal court may not impose a multidistrict, area-wide remedy to a single
district segregation problem absent any finding that the other included school
districts have failed to operate unitary school systems within their districts
Dowell (1991)
No more court orders from the federal courts
Some laws that are facially neutral are administered in a manner that
discriminates against minorities or has a disproportionate impact against them
SC holds that there must be proof of a discriminatory purpose for such laws to be
treated as racial or national origin classifications
The fact that the government adopts a policy knowing discrimination will result
does not by itself satisfy the purpose requirement
Affirmative Action
Bakke (1978)
SC, without yet agreeing on which standard of scrutiny should be applied, ruled
that public colleges may use race as one factor in admissions decisions to benefit
minorities but invalidated the use of a set-aside method
Croson (1989)
The standard of review under the Equal Protection Clause is not dependent on the
race of those burdened or benefited by a particular classification
o Strict scrutiny should therefore be applied to all remedial racial
classifications
Elimination for a governments passive support for private racial discrimination in
a certain area would be a compelling government interest
o However, past societal discrimination alone may not serve as the basis for
rigid racial preferences without evidence that the city previously
systematically excluded minorities from the field of work in which
affirmative action is now trying to be used
Since no compelling purpose was shown here, the SC did not rule
on whether the means were sufficiently narrowly tailored
SC did state that racially neutral means should always be
considered and used when possible
Adarand (1995)
SC extends its holding in Croson and holds that all racial classifications, remedial
or benign, must be analyzed by a reviewing court under strict scrutiny
US v Virginia (1996)
US sued VMI alleging that its male only admissions policy violated equal
protection
o As a consequence of this case, the intermediate standard of review may be
applied more rigorously in the past in light of the exceedingly persuasive
justification the SC called for in reviewing statutes that classify based on
gender
SC has invalidated laws that benefit women and disadvantage men when the SC
perceives that the law is based on stereotypical assumptions about gender roles
Orr (1979)
Remedying past discrimination against women in marriage is invariably held to
be an important interest, but the a law that makes husbands pay alimony but not
wives is not substantially related to this compensatory end
o The states compensatory purpose here would be equally well served by a
gender neutral classification as one that classifies based on gender and
carries with it stereotypical baggage
Similarly, the SC has on several occasions, declared unconstitutional; laws that
automatically allow women economic benefits, but permitted men the same
benefits only if they proved dependence on their wives
In some cases, however, the SC has upheld laws benefiting women even though
they seem to be based on stereotypes
Michael M (1981)
SC upholds a state statutory rape law that makes men alone criminally liable for
the act of sexual intercourse challenged on equal protection grounds
A gender classification which realistically reflects the fact that the sexes are not
similarly situated in certain circumstances will be upheld
o Women suffer disproportionately from the consequences of teenage
pregnancy
The state has an important purpose in preventing such pregnancy
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Rostker (1981)
Congress reinstituted the draft in order to have a pool of people available to be
drafted, but only required men to register
o The purpose of the draft is to have combat ready forces
Generally it can be said that when a state awards public benefits to citizens, but
denies them to aliens, such classification is inherently suspect and subject to strict
scrutiny
o However, there is a broadly interpreted political function exception
Rational basis review is to be applied when analyzing laws that
contain alienage classifications related to self-government and
democratic process
There must be a rational relationship between the job and
the concerns legitimizing the objective
o When jobs call for a high degree of judgment and
discretion and substantially affect members of the
political community
SC has held that a state can bar aliens from
being teachers and state troopers, but not
from being notary publics