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a r t i c l e i n f o a b s t r a c t
Article history: If a project team is integrating human socio-economic development into its conservation work, there are
Received 19 October 2009 three options for structuring the project: (1) have an integrated mix of conservation and development
Received in revised form 2 June 2010 ends, (2) use development means in service of strict conservation ends, and (3) explicitly link the projects
Accepted 8 June 2010
conservation ends to broader development ends. Although Option #1 is the most common solution, in
Available online 14 July 2010
this essay I argue that careful articulation of the theories of change behind conservation strategies reveals
that it is often the worst choice. Project teams ultimately have to select either conservation or develop-
Keywords:
ment goals, or risk achieving neither, especially in cases in which there is minimal linkage between the
Biodiversity conservation
Integrated conservation and development
goals. Instead, a far better choice is Option #2 under which conservation agencies and organizations use
Social welfare the resources allocated to them by society in service of strict conservation ends. Under this option, project
Tradeoffs teams cannot ignore development concerns. Instead, they need to consider human needs in the context of
Project goal both the threats at the site and their strategies to use development means to achieve their desired con-
Results chain servation ends. Finally, in situations in which conservation teams need to increase available resources, it
may be useful to show how conservation ends can also be a means to help achieve broader development
ends over the long-term. Under Option #3, creating a clear results chain showing the teams theory of
change enables teams to explicitly explore and make use of the links between human and natural welfare
needs, and provide appropriate authorities with the information needed to weigh tradeoffs and make
required decisions.
2010 Elsevier Ltd. All rights reserved.
1. Three options for integrating development into conservation winwin strategies that simultaneously meet both human welfare
and natural system conservation needs. This has led to extensive
The new conservation debate (Miller et al., this volume) over interest in projects that for example, try to develop ecotourism
the ethics and effectiveness of integrating conservation and devel- ventures to benet local people, sustainably manage natural re-
opment is so thorny because it conates two potentially irreconcil- source harvests, or value ecosystem services. It has also led to a
able and opposing truths. On one hand, strict conservation requires corresponding movement away from parks and protected areas
eliminating or at least dramatically minimizing human use of nat- and other traditional conservation strategies.
ural systems. On the other, conservation is almost exclusively a hu- Unfortunately, although these winwin strategies are easy to
man endeavor that ultimately requires getting resource users to formulate in theory, they have proven to be much more difcult
support conservation aims, thus forcing conservation advocates to implement in practice (Adams et al. 2004; McShane and Wells
to frame their work as being in service of human welfare and 2004). This is in part because these winwin strategies are truly
development needs. challenging to implement in the complex situations in which most
Faced with the need to reconcile these two opposing views, conservation and development efforts take place (McShane et al.,
many conservation practitioners have for the past several decades this volume; Robinson, this volume). But based on recent work to
struggled to nd the middle ground, developing projects that in- develop a common language and software tools for designing,
volve an integrated mix of natural world and human welfare goals managing, monitoring, and learning from conservation efforts
(see the Glossary for denitions of key terms used in this paper). As (CMP, 2007; Miradi, 2010), the fundamental problem is that prac-
shown in Fig. 1, these practitioners have been searching for the titioners have been using vague logic that ignores real-world trade-
offs. If you are writing a high-level text description of your
* Tel.: +1 301 263 2784. ecotourism or ecosystem service strategy in a glossy brochure,
E-mail address: nick@fosonline.org you can claim that this work will simultaneously achieve both
0006-3207/$ - see front matter 2010 Elsevier Ltd. All rights reserved.
doi:10.1016/j.biocon.2010.06.003
974 N. Salafsky / Biological Conservation 144 (2011) 973978
Fig. 2. Sailing a project towards the islands of conservation and development. See text for description.
N. Salafsky / Biological Conservation 144 (2011) 973978 975
preferred by strict conservationists. As a result, there is often 3. Conservation organizations should have strict conservation
pressure to domesticate and simplify the system to produce the goals. . .
desired commodity, for example stocking salmon in a river. Ecosys-
tem service projects also face the same challenge in which for Having rejected Option #1, the question becomes should con-
example, as much or more water catchment benets can be deliv- servation organizations support development only as a means to
ered by a pine plantation as from a natural forest. And even in the conservation (Option #2), or as an end in and of itself (Option
ecotourism strategy discussed above, there is often strong pressure #3)? Answering this question rst requires understanding where
to feed or otherwise domesticate the top predators so that they a projects goals come from.
will appear when the tourists are present, or to alter the landscape The Conservation Measures Partnership, an association of many
to accommodate tourist needs. As a result the team needs to ulti- leading conservation organizations and agencies, has developed
mately choose which goal to aim for, which is difcult to do when the Open Standards for the Practice of Conservation (CMP, 2007), a
disparate conservation and development goals are mixed together set of best practices for designing, managing, monitoring, and
in the same vertical column of a results chain without showing the learning from conservation projects. The rst steps of the Open
relationship between them. Although Option #1 may seem like an Standards require that project implementers bound their problem
extreme strawman caricature of integrated conservation and by dening and agreeing upon the projects team, scope, vision
development efforts, the point is that effective projects need to and targets/goals. Interestingly, these elements of a project are
choose their ultimate end. not independent from one another the selection of a project team
976 N. Salafsky / Biological Conservation 144 (2011) 973978
will inuence the projects scope and targets, and vice versa. For If society values curing malaria or solving the healthcare prob-
example, in one coastal management project on the West Coast lem, then societys members will contribute resources such as indi-
of the United States, core team members initially bounded their vidual donations of funds, grants from private foundations,
project three miles out to sea at the jurisdictional boundary be- government funding, and peoples time and attention to the agen-
tween state and federal waters. This meant that their full project cies and organizations that are perceived as being able to best solve
team only had to include representatives from local and state these problems. If society provides resources to a state or federal
agencies. They soon realized, however, that the sh that they cared Environmental Protection Agency, or to a conservation organiza-
about ranged far beyond the three-mile limit and that they had to tion, however, then it does not seem too far-fetched to think that
follow their project out to the 100-fathom line, which took them society is expecting a conservation return.
into federal waters, which in turn meant that they had to expand It is important to note, however, that if a conservation project
their project team to include relevant federal agencies. adopts strict conservation ends, this does not mean that the team
The important point here is that for any given project, the members can ignore development concerns. Instead, as shown in
choice of boundaries and goals is not a scientic question, but Fig. 5, they need to consider human needs in the context of the
rather a reection of the project teams values subject to practical threats and contributing factors at the site as well as in terms of
concerns and legal and ethical constraints. For instance, members their strategies. Thus, as shown in this situation, if a forest or coral
of a given project team can decide that they want to cure malaria reef is threatened by unsustainable resource harvesting by both lo-
in Africa, conserve tigers in India, overhaul the health care system cal people and external actors, team members might well decide
in the United States, mitigate the ecological effects of economic that their best option to maintain conservation values is to help
development projects, or get Americans to stop smoking. Or like- the local people set up a sustainable harvesting system and to en-
wise, the management and board of a large internationally-focused force their resource rights. But the key here is that the conservation
private foundation can choose to fund programs aimed at arms team is using development means as the best choice for achieving
control, human rights, or the environment. All of these options conservation ends. And if the local community was unable to limit
are equally valid projects in a technical sense. The choice depends its harvesting to sustainable levels, then at some point the project
on what the team and their supporters want to do what they va- team would have to try another strategy. Or leave the site to the
lue in light of relevant ethical, legal, and practical considerations. local community to manage as they see t.
Unfortunately, as outlined in other essays in this volume (Rob- Likewise, if a project involves mitigating the negative effects of
inson, this volume; McShane et al., this volume), over the past sev- a highway, oil drilling, ood control structures, or other economic
eral decades, many conservation groups have been pressured using or social development efforts, they are effectively in a situation
the ethics card into taking an increasingly anthropocentric view of where they are trying to reduce human threats to conservation tar-
the world. As a result, these conservation groups are taking on the gets. By mapping out the relationship between these threats and
need to provide development and livelihood incentives for humans the targets, the team can nd the most optimal solutions from a
as a goal of their work. This focus on human welfare as a goal (as conservation perspective, while considering socio-economic con-
opposed to as a means) is to my mind an abrogation of their core straints. The key is not to ignore the human activities, but to under-
mission. As a simple analogy, I am on the board of my local neigh- stand how they affect the biodiversity of interest.
borhood non-prot preschool in suburban Washington DC. Imag-
ine if at the end of the year, as the board is conducting our
performance review of the teachers, we tell them that they have 4. . . . Or projects should explicitly link conservation and
done a great job in their mission of providing a warm nurturing development ends
environment for our kids. So far, so good. But then suppose we
go on to tell them that they have failed miserably in getting school Although conservation organizations need to use the nancial
parents to stop smoking or to provide health insurance for their and other resources that society provides toward strict conserva-
kids let alone curing malaria in Africa. Although these are cer- tion ends, these resources are currently woefully short of the true
tainly worthy goals (and contribute to the wellbeing of our kids), resources needed to achieve our desired ends. In addition, although
they are not within the appropriate purview of our preschool. Fig. 1 places human welfare needs in a different dimension from
We cannot do everything and need to focus on goals that are both the natural worlds welfare needs, over the long-term humans
relevant to our mission and within our capacity to accomplish. It is are part of the natural world and our respective fates are inextrica-
ridiculous for us to expect our preschool to try to solve these bly woven together.
broader social ills. But is it any less ridiculous to expect an environ- To tackle this problem in the context of shorter-term conserva-
mental organization to take on broader social ends as its goals? tion projects, we need to not ignore human welfare needs, but in-
N. Salafsky / Biological Conservation 144 (2011) 973978 977
Fig. 6. Option #3: Explicitly linking conservation and development ends. See text for description.
stead explicitly explore, understand, and make use of the links be- thus becomes a way of understanding not just where winwin sit-
tween human and natural welfare needs. To do so, we need to put uations exist, but also where these goals are in conict with one
these human ends into our project models in a way that we can another. It also gives the political decision makers more and better
make sense of the tradeoffs. information to make decisions regarding these tradeoffs.
Fig. 6 shows an example of such an approach that has been Perhaps most interestingly, although most of Fig. 6 shows how
adapted from ongoing efforts to manage a very large coastal area conservation ends are in service of development ends, the recur-
and its surrounding watershed in the United States. This work sive loop at the top also conveys the inverse relationship. In this
was put into motion by enabling state legislation that specied case, if humans become more aware of the value of the natural
three sets of high-level ends for the project: protection of species world to their own welfare, they may be willing to expand the re-
and their habitats, provision of clean abundant water, and sources and willpower available for conservation ends. This is the
improvements to human health and economic wellbeing. The chal- core model being proposed by advocates of the social ecology ap-
lenge facing the implementing agencies and organizations on the proach for resource management (Sarkar and Montoya, this
project team is to translate these legislative ends into meaningful volume).
operational goals and then to develop appropriate strategies and
performance metrics.
Using the Open Standards for the Practice of Conservation (CMP,
2007), the project team is laying out the relationship between hu-
man and natural world welfare goals as shown in Fig. 6. The key in- 5. One immediate practical application of these options
sight is that rather than mix these goals in one linear column (i.e.,
following Option #1), they are instead putting the goals in relation- One immediate and practical application of the issues discussed
ship to each other (Option #3). In this case, they can show that hu- in this paper is in the development of Miradi Software (2010)
man health (one component of human welfare) ultimately depends which is being used to help implement the Conservation Measures
on having healthy species and habitat and clean abundant water. Partnerships Open Standards, and to create the results chain dia-
As a result, a pollution abatement strategy can be a conservation grams shown in this paper. When the Miradi development team
action but also contributes to human welfare. But the project initially designed the software, we only allowed conservation tar-
team can also decide and then show that they are not going to ad- gets/goals in models of conservation projects. After receiving many
dress all aspects of human health. For example, as shown in the user requests to add the ability to show human welfare targets/
diagram the team will not tackle smoking or xing the health care goals, we had to decide whether to allow them, and whether we
system these important tasks are the responsibility of other sec- should inuence where they are put in the diagrams either through
tors of society. And if there are conicts, then the appropriate polit- hard-wired restrictions (the software will not allow certain cong-
ically accountable authorities can weigh the tradeoffs and make urations), or in the default layout (the software initially places the
whatever decisions are required. Creating this explicit diagram targets/goals in a specic location). Our three options were:
978 N. Salafsky / Biological Conservation 144 (2011) 973978
Option A. Allow practitioners to mix human welfare and ecolog- man, J. Segre, C. Stem, V. Swaminathan, and two anonymous
ical targets/goals as they choose. reviewers for comments and feedback on various drafts of this
essay.
Option B. Not allow human welfare targets and only allow eco-
logical/goals targets. References
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to being spatially placed only to the left or the right of ecolog- B., Wolmer, W., 2004. Biodiversity conservation and the eradication of poverty.
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Daly, H.E., 1977. Steady-state Economics: The Economics of Biophysical Equilibrium
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Hopefully at this point these options should look familiar. Based FOS., 2007. Using Results Chains to Improve Strategy Effectiveness. Foundations of
in large part on the logic presented in this paper, we decided to al- Success. <http://fosonline.org/Site_Documents/Grouped/FOS_Results_Chain_
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McShane, T.O., Wells, M.P. (Eds.), 2004. Getting Biodiversity Projects to Work:
model and results chain diagrams. Furthermore, although we have Towards More Effective Conservation and Development. Columbia University
not hard-wired their position in the diagram, we have also have Press, New York.
them initially appear to the far right of the ecological targets and McShane et al, this volume.
Miller et al., this volume.
developed the capacity to show how they relate to the ecological
Miradi, 2010. Miradi Adaptive Management Software for Conservation Projects.
targets/goals as shown in Fig. 6. It will be interesting to see how <www.miradi.org>.
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Salafsky, N., Wollenberg, E., 2000. Linking livelihoods and conservation: a
At the start of this essay, I proposed three options for conserva- conceptual framework and scale for assessing the integration of human needs
tion project teams seeking to integrate development into their and biodiversity. World Development 28, 14211438.
work. Sarkar and Montoya, this volume.