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Practical advice on campus personnel issues from United Educators Reciprocal Risk Retention Group
Inside: From Select Counsel: Juror Attitudes in Harassment and Discrimination Suits .......page 2
UEs Recommended On-line Courses for Preventing Harassment.............................page 6
New Video Recommendation: Sexual Harassment for Education ...........................page 7
Have You Bookmarked the New UE Web Site? ..........................................................page 7
Short Takes.....................................................................................................................page 8
Steven Gerber (left photo) is United Educators Select Counsel
for New Jersey and is a founding partner of Gerber & Samson,
LLC. Dan Gallipeau, Ph.D., (right photo) regularly assists in
FROM
defending educational institutions throughout the country.
SELECT He is president and co-founder of Dispute Dynamics Inc., a
trial consulting firm in Torrance, California that has advised
COUNSEL
attorneys in more than 3,000 cases. Steven is a member of
the National Association of College and University Attorneys,
and Dan is one of the few non-lawyers invited to speak at
the organizations 2002 annual conference.
2 Employment Action
notice to the employer to satisfy many Juror Attitudes Are Stacked denial challenges, the data illustrate that
jurors. Finally, in spite of whatever pleas universities must educate juries about the
Against Institutions in
the victim makes about not wanting any- meaning of tenure; explain to juries the
thing done, the research demonstrates Tenure Disputes relative weight of research and teaching
that the employer must act. Failure to do Tenure litigation is one of the most as promotion criteria; and overcome the
so creates the potential for disaster at trial. expensive, divisive, and time-consuming natural tendency of jurors to side with a
risks that educational institutions face. professor over the university.
Jurors Believe Harassment Despite the fact that colleges and univer-
Often Goes Unreported sities are non-profit organizations that Risk Management Measures
engage in significant community service, Educational instiutions can take numer-
Juror attitudes on sexual harassment
most jurors come into trial with a neutral ous steps to overcome the biases of
create a conundrum for employers.
rather than favorable attitude toward jurors and strengthen their cases should
On the one hand, most jurors believe that
universities. In addition, more than a employment disputes ever go to trial:
sexual harassment in the workplace is
third of prospective jurors believe that
common. On the other hand, they believe In assessing cases, look ahead and
a university should be more sensitive to
that harassment is not reported. evaluate jury attitudes early in the case
employee concerns than corporations
before deciding whether to invest
Sexual harassment is a common and that university personnel should be
significant time and money in lengthy
occurrence in the workplace. held to a higher standard than their
litigation.
corporate counterparts. Trials in tenure
Agree 72% Train employees on harassment and
denial cases present difficult challenges
Disagree 28% for universities. discrimination prevention. Since jurors
believe that harassment is common
Do women report sexual harassment to In a dispute between a university and many employer policies are not
their employers if it has occurred? professor and university, whom would followed, your efforts to eradicate
you tend to believe? harassment through training will show
Yes 17%
Professor 81% that you take the issue seriously.
No 83%
Dont promise confidentiality. Once
University 19%
Many employers incorrectly believe that an institution learns of potential
if a woman did not complain about How well do you understand the term wrongdoing, it has a legal obligation
sexual harassment, it is more likely that academic tenure? to investigate. Assure complainants
her complaint lacks a factual basis. Most that they are protected from retalia-
Understand tion, that you will be discrete, and that
jurors, however, do not agree. While the
and can explain you will share information only with
courts have limited, to some extent, the
to others 21% people who need to know.
employers damage exposure if it can
establish that an employee failed to Understand but Keep complainants apprised of the
complain internally when the employer cant explain progress of investigations into work-
had a well-established and publicized it 45% place misconduct.
complaint mechanism and anti-sexual Make sure that investigators are
Do not under-
harassment policy, most jurors will well-trained, or consider hiring an
stand 34%
forgive a plaintiff for a long delay in experienced outside investigator if
reporting harassment or discrimination. Above all else, the function of a profes- no one on campus is qualified to
They may ascribe this to embarrassment sor is to teach students. investigate a situation.
at being a victim, fear of job loss, or an
Agree or Outline your tenure process in clear,
attempt to fit in with coworkers. On the
Strongly easy-to-understand language that will
flip side, the more serious the allega- educate a jury as to how and why your
Agree 87%
tions, the less receptive most jurors are institution makes its tenure decisions.
to a long delay in reporting. Neverthless, Disagree or
jurors want to see swift punishment if Strongly
Focus on early intervention. Even with
harassment occurred. Disagree 2%
the best defense attorneys and consul-
tants, jury trials are notoriously
Supervisors who sexually harass their Neither 11% unpredictable. The best risk manage-
subordinates should be fired. ment practices resolve employment
These data show that jurors have little
disputes early and prevent them from
Agree 92% understanding of the tenure process,
escalating into litigation that puts the
Disagree 8% overwhelmingly believe that the most
fate of your institution in the hands
important role of faculty is teaching, and
of a jury.
would tend to believe a professor over a
university by a 4 to 1 margin. In tenure
Employment Action 3
When Do Attempts to Diversify Faculty Become Reverse Discrimination?
continued from page 1
tion. As a general rule, steps taken in the recently received or will soon receive a additional financial resources to
beginning of the hiring process to pro- doctoral or masters degrees. Empha- departments hiring minority candidates,
mote diversity are lower risk than steps sizing the personal touch, contact reasoning that the prospect of additional
taken during the actual selection and prospects with phone calls or personal- resources might induce decision-makers
ranking of candidates. The following are ized letters to signal your openness and to consider factors other than the qualifi-
some concrete actions: genuine interest in them. cations of the candidates.
Diverse Selection Committees
Low-Risk Measures High-Risk Measures
Many people unconsciously hire people
Expanding the Applicant Pool Deciding in Advance to Recruit
like themselves. A diverse selection com-
a Candidate of a Particular Race
Enlarging the pool of applicants to mittee can help filter out those biases
or Gender
include candidates from a wide variety and ensure that candidates are evaluated
of backgrounds entails little legal risk so based on actual job qualifications. One of the most expensive reverse dis-
long as the actual hiring decision is made crimination cases involved a philosophy
according to race- and gender-neutral Moderate-Risk Measures department that was entirely male and
criteria. Most courts recognize the decided it needed a female faculty
Creating Positions Likely to Attract
difference between inclusive affirmative member. The faculty thought they were
Underrepresented Candidates
action, which seeks to increase the doing the right thing, but the colleges
number of candidates considered for a Some institutions may create positions in legal counsel found it virtually impossi-
position, and exclusive affirmative fields such as African-American studies ble to prove that the hiring process was
action, which eliminates candidates on the theory that African-Americans are non-discriminatory. Eventually the col-
because of their race or gender. more likely to be attracted to such an lege paid an unsuccessful male candidate
opportunity. This measure is acceptable more than $100,000 to drop his case.
Outreach in the Academic Community
so long as the institution does not leap to
Giving a Plus or Extra Points
Academic institutions should locate can- the assumption that only an African-
to Candidates of a Particular Race
didates who will contribute to diversity American could hold such a position.
or Gender
and encourage them to apply. An institution must accept applicants of
all races and evaluate candidates qualifi- Recent cases suggest that even if two
Mail position announcements to groups
cations irrespective of race. candidates are equally qualified, it is not
such as the Consortium for Women in
legal to use race as a tiebreaker. For
Science, Math and Engineering or the Incentives for Departments to Hire
example a federal appellate court held
Compact for Faculty Diversity. Minority or Female Candidates
that a school facing budget cutbacks
Directly contact institutions that have The legality of departmental incentives could not use racial diversity as the rea-
strong track records of producing minor- to hire minority candidates often depends son for laying off a white teacher rather
ity or female academics in a particular on how they are structured. For example, than an equally qualified black teacher in
field and encourage them to nominate a court upheld a program that gave a the same department.
candidates. department an extra faculty slot if it
Limiting Who Can Apply for a Position
hired a minority candidate. The court
Earmark money to advertise in trade
reasoned that the institution did not An institution may specify qualifications
publications that underrepresented candi-
infringe on the rights of a similarly quali- for a position but cannot limit who can
dates are likely to read.
fied white candidate because the depart- apply, even at the request of a donor
Review the Minority and Women ment used its additional faculty slot to creating the position. For example, an
Doctoral Directory, which collects the hire the white candidate as well as the institution cannot require that a womens
names and contact information of 4,500 minority candidate. In contrast, a court studies position endowed by a prominent
employment candidates who have either struck down a program that provided feminist be filled by a woman, but it can
4 Employment Action
lege president. The president soon
The Role of the Office of decided that the negative publicity,
Federal Contract Compliance Programs polarization within the department, and
risk of a significant adverse verdict
The Office of Federal Contract Compliance Programs (OFCCP) requires all employers were not worth continuing the litigation.
with federal government contracts in excess of $50,000 a year to develop affirma- Consequently, the institution settled with
tive action plans. OFCCP looks hard at whether employers make efforts to expand the visiting professor and paid him
the pool of applicants for positions in which women or minorities are underutilized $250,000 to drop his case.
relative to their availability in the workforce. However, OFCCP does not suggest that
employers consider race or gender in hiring decisions, and institutions may not rely Conclusion
on OFCCP requirements as a legal defense if they are sued for reverse discrimination.
The increasing legal restrictions on con-
sideration of race and gender in hiring
require that the professor be knowledge- candidate created the potential for signif- pose significant challenges for institu-
able in feminist theory and an activist in icant liability. As the litigation dragged tions seeking to diversify their faculty.
womens rights. on, faculty members gave contradictory Nevertheless, institutions can engage in a
testimony in depositions as to whether wide array of effective measures to pro-
A Typical Reverse the visiting professor or the successful mote faculty diversity. Institutions need
Discrimination Claim candidate was more qualified. The fac- to review their current initiatives, decide
Involving Faculty Hiring ulty became polarized over the issue. The on which measures to continue and
new professor felt like she was thrust which measures to add, and then coordi-
The following is a composite based on into a controversy she did not create and nate future diversification efforts with
several recent claims brought against openly started to question her decision to legal counsel to maximize effectiveness
United Educators members. come to the institution. The case became while minimizing the litigation risks.
The only tenured female faculty member national news, which distressed the col-
in a colleges engineering department left
the institution for a high-paying job in Additional Resources
private industry. She had been the first
woman in the engineering department, Diversifying the Faculty: A Guidebook for Search Committees, by Caroline
and her national prominence attracted Sotello Viernes Turner. The guidebook provides practical advice on conducting the
four additional female faculty. In turn, the search process, includes a checklist of best practices, and provides helpful listings
dynamic group of female faculty lured of institutions that produce large number of minority and female doctoral candi-
many top female engineering students. dates. Available from the Association of American Colleges & Universities,
www.aacu-edu.org/issues/diversity.cfm.
The Dean publicly promised to do what-
ever it took to bring a female engineer Minority and Women Doctoral Directory. This registry maintains up-to-date
of similar reputation to the department. information on employment candidates who have recently received, or are soon
Within days, he found a strong female to receive, a doctoral or masters degree. www.mwdd.com.
candidate. The colleges faculty hand- When Color-Blind is Color-Bland: Ensuring Faculty Diversity in Higher Edu-
book required that all tenured positions cation by Jonathan Alger, 10 Stanford Law and Policy Review 191 (Spring 1999).
be advertised and that departments form
a search committee. However, the Dean Selected Court Cases
bypassed normal procedures and invited
her to interview two weeks later. The Stern v. Trustees of Columbia University, 131 F.3d 305 (2d Cir. 1997) (a professor
interview went well, and the faculty alleging he was denied the directorship of a Spanish program because of his
voted to offer her a tenured position, national origin was entitled to a jury trial)
which she accepted. Taxman v. Board of Education of Township of Piscataway, 91 F.3d 1457 (3d Cir.
A male visiting professor sued, alleging 1996) (striking down consideration of race as a factor in deciding which of two
that he should have received the opportu- equally qualified teachers to lay off)
nity to interview for the open position University and Community College System of Nevada v. Farmer, 930 P.2d 730
but was excluded solely because of his (Nev. S. Ct. 1997) (upholding a plan that gave an extra faculty position to depart-
gender. The Dean wanted to fight the suit ments that hired a minority candidate)
and believed he had done nothing wrong.
Honadle v. University of Vermont, 56 F.Supp.2d 419 (D. Vt. 1999) (finding that finan-
He also believed that the recently hired
cial incentives to departments to hire minority candidates were unconstitutional)
female faculty member had better
qualifications than the visiting professor. Shuford v. Alabama State Board of Education, 897 F. Supp. 1535 (M.D.Ala. 1995)
The colleges attorney felt otherwise. (efforts to broaden the pool of qualified applicants for faculty positions are
She believed that bypassing the normal constitutional)
search process and interviewing only one
Employment Action 5
UEs Recommended On-line Courses for Preventing Harassment
6 Employment Action
New Video Recommendation: Sexual Harassment for Education
Students harassing another student
O nly occasionally does a commer-
cially produced video for sexual
harassment training apply well to the
A staff member harassing a student
Training Leaders Guide provides good
materials and advice for structuring a
workshop around the 15-minute video.
A faculty member harassing a student
campus environment. United Educators Although the video is produced in both
is pleased to recommend Sexual A student harassing a faculty member student and administration versions, the
Harassment for Education, a video Harassment via email vignettes used in each version are almost
developed by American Media, Dating situations identical.
Incorporated, one of the nations leading Same-sex harassment Preview: Free
producer of training materials. Filmed on
college campuses, the video presents ten After each vignette, the video asks view- Cost: $295 per version
vignettes of students, faculty, and staff ers whether the conduct shown consti-
tutes sexual harassment. An attorney then Contact: Richardson Company
interacting in realistic college situations.
breaks down the action and explains Training Media;
The vignettes address common harass-
whether or not it was illegal. The 1-800-488-0319
ment scenarios such as
www.rctm.com
Employment Action 7
was prejudiced by your failure to notify, discrimination based on sex, and Title
Short Takes she may still be entitled to additional
FMLA leave. Furthermore, the
VI, which prohibits discrimination
based on race, and Section 504 of the
Department of Labor still retains the Rehabilitation Act, which prohibits
Getting Faculty right to sanction employers with penal- discrimination based on disability.
to Training ties or fines if they do not properly des- Under the Barnes ruling, plaintiffs can
ignate FMLA leave. no longer recover punitive damages in
Some campuses experience difficulty
suits brought under those laws.
convincing faculty to attend training ses-
sions on issues such as harassment and Supreme Court Eliminates
discrimination. One educational institu- Punitive Damage Awards Supreme Court Limits
tion found a very effective method. It
Against Recipients of ADA Again
raffled off a graduate assistantship slot at
a faculty training session. The catch: fac- Federal Funds In a unanimous decision, the Supreme
ulty members had to be present to win. In a little noticed but very important Court held that Chevron Corporation
decision, the Supreme Court ruled that was not required to hire an oil refinery
individuals may not recover punitive worker whose chronic liver disease could
Ignore this Decision be exacerbated by chemicals commonly
damages in suits brought under laws
Do not change your Family and Medical prohibiting discrimination by entities used in the workplace. In doing so, the
Leave Act (FMLA) procedures because receiving federal funds. The case, Barnes Court upheld an EEOC regulation that
of the Supreme Courts decision in v. Gorman, involved a paraplegic who employers can refuse to hired individuals
Ragsdale v. Wolverine Worldwide. In was arrested outside a nightclub for who would pose a direct threat to the
March, the Court held that an employer arguing with a bouncer. The plaintiff won health and safety of themselves or others
was not required to provide an employee $1.2 million in punitive damages against in the workplace. The case marked the
additional sick leave, even thought it the police because he suffered injuries third time this year that the Supreme
failed to designate the employees 30 resulting from transport in van that did Court has limited the reach of the
weeks of time off due to illness as count- not accommodate his disability. The Americans with Disabilities Act in the
ing towards her FMLA leave. This deci- Supreme Court threw out the punitive employment context. Watch for the fall
sion is not a license to ignore your oblig- damages award, but the importance of issue of Employment Action, which will
ation to notify employees as soon as they the case extends far beyond disabilities focus on disabilities in the workplace
go on leave that the time could count law. Educational institutions receiving and give you practical advice for
towards their 12-week FMLA entitle- federal funds are subject to numerous dealing with the rapidly changing law
ment. If the employee can show he or she laws, such as Title IX, which prohibits in this area.
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Employment Action is published quarterly by United Educators Reciprocal
Risk Retention Group The newsletter is distributed to Educators Legal
Liability policyholders. Questions regarding the content should be directed
to the editor, Frank Vinik, at fvinik@ue.org.