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144

SECTION C
SHEAR WALLS OF LIMITED DUCTILITY

L.M. Robinson*

ABSTRACT:

The design and detailing of earthquake resistant reinforced


concrete shear walls of limited ductility designed by a modified
strength design method are discussed. Suitable methods for the
evaluation of actions and the determination of internal actions
are advanced, having regard to energy dissipation and the con-
sequences of heavy damage or of collapse. Discussion is not
restricted to uniform walls, but is extended to walls with openings,
for which a suggested classification and treatment is presented,
thus allowing for suitable design techniques for walls transitional
between uniform walls and frames to be determined. Applications
of the proposals are illustrated in an Appendix.

INTRODUCTION: deep. When elastic response design is


employed, using S=6, all detailing and
Preamble: Requirements of NZS 420 3 dimensional limitations are waived. In
either case, capacity design is not
NZS 4203 provides for a variety of required.
structural type factors S which are depend-
ent principally on the anticipated mode General: Scope of Discussion
of behaviour and the ability of the wall
to dissipate significant amounts of seismic Walls of limited ductility might be
energy. defined as those which, at the maximum ant-
icipated structural displacement, do not
Cantilever walls are additionally form flexurally ductile plastic hinges
categorised, in the same manner as ductile which would limit seismic actions. The
frames, according to the redundancy of the total resistance of such walls may be
horizontal force resisting system. governed by shear strength rather than by
Accordingly a single ductile cantilever flexural strength.
wall is assigned a structural type factor
of S=1.2, while two or more parallel ductile It is clear that in spite of the
cantilever walls are assigned a structural designers initial intentions, a flexurally
type factor of S=1.0. ductile plastic hinge may not be able to
form because of a gross overstrength in
To qualify as "ductile cantilever flexure brought about by material code(2)
shear walls walls must have a height to minimum reinforcement requirements, including
depth aspect ratio of at least 2.0. This vertical web reinforcement especially in
provision infers a reservation that ductile squat walls, or constructional restraints
flexural yielding, the energy dissipation such as the presence of walls framing in
mechanism generally sought, cannot be from other directions. Such an over-
assured whenever this ratio is not greater strength may occur regardless of the S factor
than 2.0. assigned to the element. It may not be
appropriate then to detail the potential
When the aspect ratio is 2.0, or less, hinge region as though such a hinge would
walls must be designed for loadings derived develop. Nor would it appear appropriate
from S=1.6. Walls designed at S=1.6 to pursue the philosophy of capacity design
must be "suitably detailed" to ensure: to the extent that for instance shear
strength is matched to a very high flexural
a) adequate confinement of concrete at strength.
potential hinges to provide limited
ductile flexural yielding; and The waiver of capacity design require-
ments for all walls designed for S=1.6, however,
b) that in walls with height to depth appears to be dangerous, especially for
ratio less than or equal to 2, under walls of large aspect ratio, and is inconsist-
earthquake attack, a distributed ent with the general philosophy attaching to
system of { shear} cracking of seismic resistance. Recognition must however
controlled width will form so as to be given to alternative mechanisms of
preclude premature shear failure. energy dissipation such as shear related
No limit is placed on the height to deformations, especially those in squat walls.
depth ratio of such walls, and the
requirements of capacity design are This paper attempts to introduce a
waived. suitable approach to such questions as:
upper limits of design shear force; the
Frames of limited ductility are assigned degree to which controlled shear related
a structural type factor S=2.4 unless the deformations can be relied upon to limit
seismic design coefficient exceeds 0.36, seismic actions; the apportionment of
in which case a smaller value is applied. shear resistance to the concrete; the
Such frames must have vertical members at degree of confinement required; and
lease 800 mm wide or beams at least 750 mm detailing. Discussion is restricted to
those walls which may be proportioned and
* Consulting Engineer, Dunedin designed by strength methods alone. In
B U L L E T I N OF THE NEW Z E A L A N D N A T I O N A L SOCIETY FOR E A R T H Q U A K E E N G I N E E R I N G , V O L . 13 NO. 2 JUNE 1980
145

addition, the important issue of the Inelastic Shear Deformations


transition of structural elements from
uniform walls through walls with holes In addition to the above considerations
to frames is discussed and a suggested it is recognised that, particularly in
classification and treatment presented. squat walls, some dissipation of energy
may occur due to processes other than
DESIGN LIMITS FOR SEISMIC ACTIONS: ductile flexural yielding, such as inelastic
shear deformation. Quantification of
General Considerations the dissipation occurring in such processes
is difficult, however, and there appears
Where ductile flexural hinges do not to be no reliable method currently available
form, seismically induced shear forces which would allow assessment of the result-
are not then reliably limited by structural ing degree of attenuation of seismic
capacity, but may be by some upper bound actions to be made with any precision.
on anticipated structural displacement. Further the total seismic displacement
Such an upper bound might be based on an ductility required of short period
assumed elastic response design spectrum. structures designed to the loading
specified in NZS 4203 may be very large ,
The design spectrum specified in and therefore large inelastic strains
NZS 4203 corresponds to between one-quarter are to be expected.
and one-sixth peak response relating to
systems which remain elastic, with 5% While such large inelastic shear
to 10% of critical damping, under the displacements may be attainable for
N-S component of the 194 0 El Centro monotonic loading, achievement of them
earthquake and similar type ground motions. for cyclic loading is unlikely due to
Depending on the adequacy of reinforcement the presence of wide diagonal cracks and
and the degree of damage acceptable the subsequent breakdown of the concrete.
appropriate upper bound might then be An inelastic mode involving yielding of
assumed to be approximately four times the shear reinforcement will provide energy
shear derived from loadings specified in dissipation only if the shear displacements
NZS 4203. This is not unduly conservative, are greater than in all previous inelastic
especially for short period structures cycles. Shear yielding is therefore
which are expected to form the bulk of an unsatisfactory mechanism if a significant
structures under discussion, as the amount of energy dissipation is required
spectrum specified in NZS 420 3 for short such as in short period structures with
period structures is in the order of one- local shear displacement "ductility"
sixth of the elastic spectrum of El Centro requirements in excess of two. It
type motions. It is expected however, should also be noted that short period
that higher damping than customarily structures are more likely to be subjected
assumed will follow damage making the to a greater number of yield excursions
suggested limitation appropriate. in a given earthquake than long period
structures having yield strengths of
In an analytical investigation similar fractions of spectral values.
Murakami and Penzien^ ) carried out
3
Consequently the cumulative ductility
nondeterministic response analyses using demand, which has some relevance to
a stochastic model to represent the expected damage potential is high.
ground motion. Twenty each of five
different types of artificial earthquake Because of the severe stiffness
accelerograms were generated for computing and strength degradation associated with
nonlinear response spectra of structural inelastic shear deformation , and the
models representing reinforced concrete unreliability of this phenomenon in
buildings. The structural models were attenuation of response, the concept has
identified by hysteresis loops character- been ignored, but it is recognised that
istic of member cross-sections subjected if displacement response corresponding
to extensive damage but at levels of deform- to S > 3.2 is encountered in structures
ation not involving yielding of reinforce- with high flexural strength, this source
ment . These nonlinear elastic response of ductility and damping may prove
spectra indicated that loads corresponding decisive in avoiding sudden failure.
to S=3.2 for shear-failing systems or
S=2.4 for systems involving stiffness ANALYSIS:
degrading flexural failure modes, represent
the 85 per-centile level of response, Structural Type Factors
when reinforcement does not yield, and
where the damage criteria suggested by Uniform walls (walls without openings)
Umemura(^) are met.
Where uniform walls are proportioned
The trend of these results may also and designed according to the strength
be deduced from examination of linear method alone it is suggested that flexural
response spectra drawn for systems strength be based on a structural type
possessing high viscous damping. Equivalent factor equal to 1.6, for all values of
viscous damping in the range 10-2 5% of the aspect ratio, in recognition of the
critical were identified in the study for poorer anticipated performance of these
those systems exhibiting load-deflection walls. At such high loading, and because
hysteresis loops typical of systems failing wall-like elements, particularly the
in a flexural mode and displaying stiffness squatter types, tend to form sub-structures
degradation. prior to complete failure the question of
(3)
146

redundancy would appear to have little of loading patterns which may 'occur during
relevance, and therefore the value of seismic excitation; a critical condition
1.6 may be used to design structures in which may for instance lead to undesirable
which horizontal restraint is provided by failure such as flexural failure of columns,
a single wall orientated in the direction may develop. Conditions may even be such
of loading. that the preferred mechanism, or indeed
any mechanism at all if particular members
Where uniform walls of various aspect are to be absolutely safeguarded against
ratio are present, which is not uncommon failure, cannot physically form.
in buildings of the tupe for which the
strength method will find greatest Structures of limited ductility
application, the use of a constant S not proportioned according to the principles
factor obviates any complication arising of capacity design present additional
from the specification of S factors depend- problems because, unless a capacity design
ent on aspect ratio, in the overall approach is followed, identification of
analysis of the structure. a collapse mechanism, even with a correctly
assumed loading pattern, cannot be made.
Walls with openings - Where design loadings are significant
fractions of those derived from a elastic
All structural elements in reinforced response analysis, application of capacity
concrete rely on truss-like mechanisms for design principles becomes less important.
the efficient resistance of at least that Attendant on this consideration is the
part of the imposed shear characterised implication that structures which are
by (v -v ) , especially when the elements particularly vulnerable to undesirable
are subjected to reversing cyclic loading. failure mechanisms should be designed to a
Therefore detailing should be such as to higher equivalent static loading than those
allow of the formation and maintenance which are more tolerant to such conditions.
of such viable truss mechanisms.
Such structures are those which are
Such mechanisms are more difficult "frame-like", and the required increased
to enhance where structural elements are strength may be measured by higher S-factors,
penetrated by holes, not only because the and by shear amplification where appropriate.
holes may interrupt any necessary diagonal
force field but also because of unavoidable The following suggestions are made
stress concentration surrounding the holes. with reference to walls with openings,
designed by the strength method. As
Whether the holes are such to produce with uniform walls, capacity design
overall frame-like action or to enduce procedures should be applied wherever
a wall to behave essentially as a wall with practicable.
penetrations, depends on the relative
sizes of the holes and their distribution. A useful quantity in gauging the
relative size of holes is the ratio between
It is to be appreciated that there is the area of the opening A and the elevational
a gradual transition from uniform walls with area of wall.in which theopening occurs
holes, through deep-membered frames, to A . Muto has called the square root
frames of more usual proportions. It o this ratio the peripheral ratio, and this
is accordingly difficult to introduce terminology will be followed.
comprehensive guidelines to allow an
exhaustive categorisation. p = V/A~7A (C-l)
*o o w
Furthermore, the overall mode of
action may be quite distinctly different To be useful in describing the
in the inelastic range from that revealed vulnerability of walls of limited
by elastic analyses in the pre-yield ductility to undesirable failure mechanisms
range. In general, behaviour prior to the appropriate areas A and A need to be
yield will be controlled by stiffness, suitably defined.
but following yield, behaviour will be
more directly related to relative strengths It is suggested that A should be
of component members especially when the aggregate of all openings in a storey,
yielding occurs throughout the structure. and, for irregularly shaped holes, should
be based on the smallest rectangular area
with vertical sides which can encompass
For a given loading pattern, elastic the hole. Such a rectangle may also
analysis will produce a set of design envelope other holes in the neighbourhood.
actions and these will allow of a reasonable
estimate of required strength, and the
distribution of required strength throughout A should be measured in the same
the structure, to be made. For the same storey in which A is measured, and
loading pattern, the manner in which the therefore might be taken as the wall
structure will collapse can be established area within the storey. So that tall
by the identification of a critical collapse panels are not under-estimated in
mechanism. Thus any preferred collapse vulnerability, A should not be considered
mechanism can be chosen, and suitable to be greater than , that is a square
design techniques employed to ensure that panel might be taken as a basis.
such a mechanism can occur.
Examples of the application of these
suggestions are shown in figure 1.
In the real earthquake conditions,
difficulties are presented by the varieties
147

F.L. F.L

T
X X \ \ V

oj For oil these walls / > 0 > 0 - 4 , S=2-6

Po 0 2
=

Po=oe
\ \ \ \ \ \ \ ^ \ \ \ \- \ \
05 -10 -15 -20
(A /A )
0 w

Fig. 1. PROPOSED STRUCTURAL TYPE FACTOR S


FOR WALLS WITH OPENINGS

"x 1, k k x k k x V v v I

F/g.2. SECONDARY ELEMENTS.


148

For p > 0.4, Muto has suggested Since detailing in accordance with
that the aStion of the walls with holes generally acceptable practice for gravity
partakes largely of the action of deep load effects and wind loading will not
membered fraires. Thus when p > 0.4, usually be adequate for seismic situations
S=2.4 might be considered apprSpriate. unless the strength of the structure is
high, the use of S=4 in reinforced concrete
Wall action might be considered to structures not designed for at least
predominate when p < 0.2, corresponds to limited ductility is valid.
the holes occupying about 4% of any storey.
Then S=l.5 would appear to be relevant. The appropriateness of 1.6 ^ S ^ 2.4
is dependent on the structure being able
For intermediate cases S might be to sustain significant damage without a
assumed equal to 0.8 + 4p . Q corresponding severe erosion of strength.
Clearly this condition can only be met
It is therefore proposed that the where appropriate detailing is employed.
structural type factor to be applied to
walls with holes, and which are exempt The application of the elastic
from capacity design, should be assessed response design procedure for concrete
in accordance with wall structures will not be widespread.
Its use will tend to be limited to
1.6 4 S = 0.8 + 4 p 2.4
Q (C-2) structures possessing, by their nature
and position, a high intrinsic strength,
Where p > 0.4 the walls should be
Q such as fire walls between adjoining
analysed and designed in accordance with residential units in apartment buildings.
the requirements for frames. Discussions
of frames is beyond the scope of this Where the elastic response design
paper. procedure is employed, no special
detailing or analysis will be required.
Treatment of some elements as secondary
by excluding them from the primary system Mixed structures -
should be permissible. It is therefore
appropriate to allow of relaxation of the Common configurations and arrange-
provisions of the foregoing where a pene- ments of wall elements in buildings will
trated wall can be rationalised into often mean that different values of S
uniform walls by the exclusion of such factors will be assigned to various
elements. Generally this should be resisting elements. It is appropriate
restricted to beams excluded by the than that suggestions be made as to how
removal of flexural continuity, but columns the overall analysis of the structure is
could be treated similarly. Examples to be performed.
of this approach are shown in figure 2.
The following suggestions are there-
Thus the increases in S factors or fore offered to form a tentative basis
the restriction on p > 0.4 need not be for treatment of such mixed structures,
applied where a penetrated wall can be pending further in-depth study of the
rationalised into a series of uniform wide range of mixed structures met with
walls by the exclusion of elements, in practice. The suggestions should be
providing that such excluded elements are used with caution, especially because of
treated as secondary elements and are the manner in which torsional response
designed for the resultant deformations may be affected.
imposed on them by the primary elements.
Recommendations for the design of secondary (a) The analysis of the entire structure
elements are presented in Reference 8. is performed using a value of S
The effect of the resultant reactions on and of M equal to unity for all
the primary structure should be allowed elements, and the loads on each
for. load-resisting element are derived.

Elastic response design procedure - (b) Each load-resisting element in turn


is designed for the loads found in
The structural type factor specified (a) multiplied by the product SM
in NZS 420 3 for structures designed relevent to it.
by the elastic response design procedure,
is S=6. Such a high figure was selected An alternative analysis procedure
as appropriate by consideration of some can also be performed in one step, by
special forms of structures, such as first modifying all stiffness terms of
cross-braced tankstands constructed each element by multiplying by SM
of structural steel, in which detailing appropriate to that element, to derive
for even limited ductility might not be equivalent stiffness terms for each
appropriate or economically justified. element. These equivalent stiffnesses
The section on Design Limits for are then used in the analysis, in which
Seismic Actions suggests an upper limit case the loads appropriate to each element
on design actions corresponding to S=4, on are determined directly. It may be shown
the basis of significant effective damping that the loads thus determined are identical
being achieved, and on the basis of to those derived by the analysis performed
analytical studies and non-linear response under (a) and (b) above.
spectra derived from these studies(3).
Such behaviour can be expected of normally Analytical procedures -
detailed reinforced concrete structures.
The procedure to be followed in
149

analysis is common to walls of all types, Where the length of the wall is
and therefore the recommendation contained less than four times the thickness of the
in Reference 9 should be followed. No web, dimensional limitations relevant to
differentiation between structures designed columns may be more appropriate, and it is
by the capacity design procedures or the suggested that in these cases such limits
strength method need be made in the analytical be observed.
evaluation of design actions. It may be
assumed that the design and detailing DESIGN FOR FLEXURE AND AXIAL LOADS
measures suggested later in this paper will
permit sufficient ductile action to allow General Considerations
for redistribution of actions derived from
the elastic analysis of the structure. The theory for the design of cross-
sections subjected to flexure, with or
Where moment redistribution is without axial load, is well established,
employed, it may be assumed that the and may be applied directly to the design
actions requiring amplification subsequently of walls particularly in view of the extensive
suggested are those associated with the and satisfactory testing (11) of walls
redistributed moments. It is appreciated designed to existing c o d e d ) requirements.
0

that redistribution may be carried out to In this respect there is no need to take
reduce shear demands for instance, as much into account the deep-beam nature of squat
as to reduce flexural demands, and this walls; all reinforcement including web
suggestion allows for this possibility. reinforcement required for temperature and
Where gravity load effects are significant shrinkage control or for shear may be
it will be necessary to deduce the seismic assumed to contribute fully to the required
actions associated with the redistribution flexural strength. The strength reduction
by more general analysis. factor used in design should be that
customarily used in the design of members
Deflections - to resist gravity load or wind, and there-
fore will lie in the range 0.7 ^ $ 0.9,
Recommendations for the calculation of depending on the level of axial stress.
deflections are presented by Paulay and
Williams. Smaller degradation of Because inelastic rotations will tend
stiffness due to inelastic deformations to concentrate at isolated localities within
are to be anticipated in walls with higher the wall, it is important to identify these
intrinsic strengths; but it is likely critical locations and to detail them
that the greater number of stress reversals accordingly. While the use of S=l.6, as a
associated with shorter periods of vibration minimum, will reduce flexural ductility
anticipated for walls of limited ductility, demand, it will not eliminate it, the
will generally have a roughly compensating level of demand remaining high. Thus,
contrary effect. while detailing measures for confinement
and for the prevention of buckling of principal
It is therefore recommended that the flexural reinforcement can be somewhat
procedures suggested in Reference 9 be relaxed below those obtaining in walls
followed. Where the shear deformation designed to be fully ductile, certain
components contribute significantly to total minimum requirements remain.
displacements it is suggested that these
be computed separately and not be combined Away from regions of potential
with flexural displacements, for instance flexural yielding, the additional
by working with equivalent second moments requirements, above those employed in non-
of area. Other sources of displacement seismic applications, need not be met.
might also be separately computed in many In order to reduce the likelihood of
instances. flexural hinging away from the identified
hinging regions, flexural strength should
The reason for computing these sources be suitably increased. For this purpose
of deflection separately becomes particularly a margin of about 50 percent appears to
apparent in relation to such secondary be suitable and realistic. This is
elements as beams framing into squat shear compatible with a flexural overstrength
wall structures, where shear deformations factor of 1.5 in the designated end-
in the walls for instance may not contribute regions , and for S=l.6 walls, corresponds
greatly to the actions induced in the beams. to designing regions outside of the
designated end-regions for S=2.4 , compatible
DIMENSIONAL LIMITATIONS: with the flexural strength found appropriate
in Reference 3.
As will be subsequently established,
considerations of confinement in potential A margin of 50 percent will not
plastic hinge regions will generally ensure safeguard these regions against yielding
that the neutral axis depth will be less should the designated hinge regions be
than 0.3& . Therefore the dimensional conservatively designed, pointing to the
limitations suggested in Reference 9 for need to use realistic, and minimum
walls proportioned according to capacity reinforcement in ghe hinge localities,
design procedures need not be complied with. and to locate the potential hinges in
In accordance with the lower limit suggested areas where strength and performance can
in Reference 10, it is recommended that the be reliably preducted. Nor will such a
minimum thickness b be equal to I /25, but margin necessarily safeguard against yielding
it should not generally be less than 125 mm due to higher mode dynamic effects, but
for practical reasons such as to facilitate these effects are not likely to produce
concrete placement. high ductility demands because of the small
150

component of total energy associated with position, and, in any event, especially
the higher modes of vibration in structures in view of the approximations used else-
possessing a short fundamental period. where , simple procedures are to be
preferred. Furthermore it is preferable
Potential plastic hinge zone - for other reasons, such as in ensuring that
lateral instability is not a critical design
' The critical section of the wall will criterion, to restrict the neutral axis
normally be located at the base. The depth to the critical value or less,
assurance that yielding will not occur particularly in view of the relative ease
to any great degree elsewhere, and the with which this objective can be accomplished.
height to which the potential hinge region Several simplifying assumptions can be made,
will extend up the wall, will depend on the in particular assumptions of compressive
design and detailing at levels above the failures, effective depths, efficacy of
base. To this end the following flanges if present, and the like.
suggestions are made:
A simplified approach based on the
(a) Where the suggestions concerning the recommendations of References 9 and 12 is
termination of flexural reinforcement as follows, as applying to the end regions
in the section Termination of
1
only:
flexural reinforcement (b)' are not
adopted, the height of the end region (a) Where the value of y calculated in
should be assumed to be the full accordance with equation (C-3)exceeds
height of the wall. 1.0, that region defined by A* should
be confined as for columns buS with
(b) Where the suggestions concerning reduced confining steel in accordance
the Termination of flexural reinforce-
1
with (b) and (c)
ment (b) are followed, with conse-
1

quential adoption of the increased


concrete shear resistance and y = M +0.3PuAw ^
u
3.0 (C-3)
restriction of confinement detailing, 0.6 fi A g w
S

the height of the end-region may be


assumed to be the greater of the where M is the moment demand
u

horizontal length of the wall, or derived from coded) loading referred


one-sixth the height of the wall. to the mid-depth axis of the wall
cross-section, P is the axial load^ u

Termination of flexural reinforcement - acting simultaneously with M and Ag u

is the area of concrete bounded by


(a) In general, the flexural reinforcement the compression edge of the section
may be terminated in accordance with and by a line parallel to and located
the bending moments derived from the
application of loads specified in the
loadings code(D, and in accordance The definition of thus, avoids
with the anchorage provisions of the algebraic complexity, but may require
materials code( *10' .
2
minor transformation because design
moments will generally be related to
(b) However, to take advantage of concess- the centroidal axis, which may not
ions proposed for confinement and for coincide with the mid-depth axis of
concrete shear resistance outside of the wall section.
the end-region defined in Potential
1

Plastic Hinge Zone , it is recommended


1
(b) The quantity of confinement rein-
that the flexural reinforcement not forcement, A , consisting of hoops
g h

be terminated unless the continuing and/or supp1ementary cross-ties ,


bars provide a dependable moment of in each set spaced at s, , is given
resistance of at least 1.5 times the by
moment derived from the loadings code,
taking 1.6 < S ^ 2.4. In many cases = R (0.02s, I c ) (C-4) f

this requires reasonably small exten- ^shc h w


sions of flexural reinforcement above yh
cut-off points required in accordance (c) The reduction factor, R , is depend- c

with (a) above. The anchorage ent on the value of the moment and
provisions of the code(2,10) need axial load on the section, as
still be met. measured by y, and on the quantity
on compressive reinforcement within
The suggestions of Potential Plastic Hinge
1
Ag, given by As, expressed as the
Zone' and 'Termination of Flexural Rein- ratio As/Ag = p
forcement ' are illustrated in figure 3.
R = Y 4 1.0 (C-5)
Confinement in the end-region - c
l+p*m

Since capacity design is not required,"


it is inappropriate to enforce calculation in which m equals f /0. 85 f^. In all
cases the relation between y, p* and
of overstrength flexural capacity. With-
m should be such that R does not
out this any rule relating to neutral axis exceed unity.
Q

depth as in Reference 9 is also inapprop-


riate.
In no case should y exceed 3.0.
when y exceeds 1.0, walls with a
It is doubtful that complex analytical single layer of reinforcement should
procedures will shed much light on the true
151

(i) End Region (ii) Termination of Flexural


0.5.2(a) Reinforcement 0.5.3(a)

(a) Permitted Procedure

(b) Suggested Procedure

Fig 3. THE INFLUENCE of TERMINATION of FLEXURAL


REINFORCEMENT on HEIGHT of END REGION
152

not be used. v. = i ^ 0 . 83/f


b d
Figure 4 defines the relevant quantities. w
It is easily established that confine- in which d should be assumed equal to 0 . 8 .
ment will seldom be required for squat
walls; it will tend to be required in tall
walls or in walls which are subjected to Shear Resisted by the Concrete
high axial load - walls which are 'column
like .8
Even where the possibility of The most important phenomenon respons-
the need for confinement is indicated ible for the deterioration of the shear
through computing y greater than unity, it strength of the concrete in the end region
is likely that the provision of a small of a shear wall, as measured by v , is the
ratio of compression reinforcement p* will extent of flexural yielding during reversed
enable R to be made zero, thus obviating
c
cyclic seismic loading. The degradation is
confinement. further accentuated by the number of
occasions when such flexural inelastic
Where confining reinforcement is excursions are encountered during an
required it should be satisfactorily earthquake. It can therefore be expected
arranged as suggested in 'Lateral tying of that the value of v , to be relied upon in
c

longitudinal reinforcement' and * Spacing the design, will diminish with small values
of confinement reinforcement'. of S. As the flexural capacity of the
critical wall section increases, as when
For rectangular sections, or T or L larger values of S are specified, both the
shaped sections in which the flange is in demand for flexural yielding and the number
tension, the foregoing equations can be of inelastic displacement excursions will
greatiy simplified. The resulting be reduced. Consequently the contribution
criteria are shown in figure 5. of the concrete to the shear strength of the
end region will increase.
DESIGN FOR SHEAR;
With the value of S set at a minimum
Design Shear Force - value of 1.6 it is to be expected that a
significant fraction of v specified in
The performance of structures exposed non-seismic applications may be considered
to recent damaging earthquakes in Japan, furnished, especially since the shear strength,
and the analysis relating to the observed including the contribution from v , will be
performance, suggest empirical rules high, in accordance with Design shear force . 1 1

appropriate to the level of shear resistance


required of walls not specifically designed (a) Conservatively it may be assumed that
and detailed for flexural ductility. in the end region the concrete affords
These observations and the corresponding one-half of the contribution specified
approach appropriate to the review of for elements subjected to gravity
structures are reported by Glogau^-3) loading only.
who draws comparisons with the existing
requirements of NZS 4203 f ) . 1 Where the minimum axial compressive
stress N /A on the wall, to be
In accordance with the principles considered Concurrently with earth-
discussed in "Design Limits for Seismic quake actions, exceeds 2MPa, the
Actions", and as generally verified by value of v need not be considered
this Japanese experience, the code derived less than
shear forces need to be amplified to account
for the limited amount of inelastic shear v = 0.4/A Jc (C-8)
deformation which can be relied on to limit
C
(A 20 ;

9
peak response.
These suggestions are shown in
The shear strength furnished should figure 6 for the value of f = 20MPa. c

therefore be sufficient to resist loads


corresponding to S=3.2. It is to be (b) Outside of the end-region, extensive
noted that the amplification is therefore flexural yielding is not expected.
required on the seismic component of the The design for shear in the wall
total shear only, so that the required may therefore proceed as for gravity
ideal shear strength is given by load conditions. The requirements
are specified in ACI318 do) .
V. > (%2 . ^ 1 . 3 V ) / 0 <C-6a)
Design for Horizontal Shear Reinforcement
+ V d + AR

or V > (~ .V + 0.9V ) / cf> (C-6b) The ratio of horizontal shear


e d
reinforcement may be determined as
in which <j> should be taken as 0.85. usual,

Maximum Design Shear Stress P h = !i^c ^ (C-9)


f
yh Y h

It is great importance to avoid


failures induced by diagonal compression, in which v depends on the location of the
and therefore, in accordance with design section, either within or outside
established practice, the design shear of the end-region.
stress should not exceed 0.83/fc
153

All compression reinforcement within A* - A - pA*

Fig. 4. DEFINITION DIAGRAM FOR A


TYPICAL SHEAR WALL CROSS-SECT/ON
_A
f
c b
w'w

Fig.5. INTERACWN DIAGRAM for CONFINEMENT


REQUIREMENTS IN RECTANGULAR WALL
CROSS-SECTIONS.
154
v (MPa)
0-27 IfT+tk.
c

i -Maximum vr =0-5
UA
1-2
T
1-1

10

09 Minimum v =0
c

. \ 9 A
I
0-8 for N >0-1fc
u A g

0-7
N,,
0-6
o-osJW* -jr. s
-
0 5 -0-5
v
u'w
0U\

03 fc=20MPa
S>16
02- :
Minimum v c =0-5 [p-17 J^~j
I
0-1 -
I
u
(MPa)
1 2 3 4 5 6 7 8 9

Fig. 6. CONCRETE SHEAR CONTRIBUTION, V , i n END-REGION c

(Bracketted terms C 1 from ACI 318'77 ) (10)

L =100
R kN

' \7 ^V =1MN

HI
. i .
code
-v*

f =2 OMFb
c DIG-175. C
75 MPa
r 6 1-D16
j 8*
N
Example Wall
D16-

/Bo. sement Fbunaatk m Wail ,


/ / / / s / \7
y y y\ ' / / / / / /
m
7 000 v
V / / / / J

(a) Wall Assemblage And (b) Reinforcement


Design Loading for Wall

Fig. 7 SHEAR WALL IN DESIGN EXAMPLE!


155
D = 610 kN
S -1-6
L =
D 300kN
H
f' = 20MPa.
c

f -275MPa
. Vcode = 150 kN y

f5-D16 D12 5-D16


R10-150

5-D16 5-Die
r5
R10-100
7 R6 -10c/
o

R10-100 R6-100 cross ties


through end region only

///////, 7777777777 77777


rooo
(a) Wall Details and Loading
,Unreinforced Section.
,10-016 and 2-D12

Design Loads*

0-8 * Over strength


- 1000-*

(b) Ideal Interaction Diagram


Fig. 8. SHEAR WALL IN DESIGN EXAMPLE. 2.
156
3 000

Centroid
6W 200

Boundary Wall

R6-175, ties Core Wall

o 1

in

D10-175, EE D12-350, E& 2-D20

Lintol
I over
012-200, E.W-

s = 1-6
fc = 20MPa
f
y = 275 MP a

R6-175 6-D20 L.D10-175

(a) Wall Cross Sectbn


Pj(MN) A

si

Referred to _

^ Referred to Centroid

7 Mj(MNm)

(b) Ideal Interaction Diagrams


Fig 9. SHEAR WALL OF DESIGN EXAMPLE. 3.
157

Design of Vertical Web Reinforcement code ^ requirements specified for walls


resisting gravity or wind load.
Reinforcement for diagonal tension -
Lateral Tying of Longitudinal Reinforcement
Where failure is in a shear mode,
considerations of equilibrium of internal When the ratio of longitudinal
'truss mechanisms suggest that p = p, , when reinforcement in walls with two layers of
aggregate interlock is ignored. Shear
n
steel exceeds 3/f , transverse reinforcement
failure however is assumed to be suppressed satisfying the requirements for gravity
by the foregoing suggestions, and therefore loaded columns( ) should be used, provided
10

existing material code requirements^0) that in the end-regions the spacing of this
are not considered appropriate. In reinforcement along the longitudinal bars
conformity with established practice should not exceed 10 times the longitudinal
however a minimum ratio of reinforcement bar diameter nor the thickness of the wall.
should be provided, and accordingly
Spacing of Confinement Reinforcement
0.7
f (C-10)
The vertical spacing of hoops or
yn supplementary cross-ties should not exceed
The adoption of this suggestion will 10 longitudinal bar diameters nor one-half
do much to alleviate the problems associated the thickness of the wall. Spacing of
with flexural overstrength in squat walls cross-legs horizontally should not exceed
generated by the inclusion of excessive the thickness of the wall, and should be
vertical web reinforcement, which makes so arranged that they engage longitudinal
the attainment of a desirable hierarchy bars spaced not further apart between
of failure difficult. This reinforcement centres of 200 mm.
should be considered to contribute to the
required flexural strength of the wall. Ties provided under 'Lateral Tying
of Longitudinal Reinforcement' may be
Reinforcement for sliding shear - assumed to contribute to the required
confinement steel.
It is recommended that the suggestions
of Reference 9 be followed, according to NOTATION:
which the ratio of reinforcement crossing
a construction joint at right angles is 2 All lengths are in mm, areas in
given by mm , forces in N, moments in N-mm, and
stresses in MPa.
p _ > (v. - u \ (C-ll)
vf 1 = '
yn Ag = gross area of the cross-section

Ag = gross area of concrete located


where N is the minimum design compressive between the compressive edge of
force on the wall.
1
For tension, N should the section and a line 0.21^
be taken as negative. u therefrom

Where the value of p exceeds the


f
A = aggregate elevational area of all
minimum value of p suggested in ' Reinforce- openings in a storey
ment for diagonal tension , it should be
1

terminated as quickly as possible beyond A* = area of all vertical reinforcement


the construction joint, or alternative contained within Ag
means of inhibiting sliding should be
utilised. For example, the use of
A
sh ~ "tal effective area of hoop bars
to

diagonal wall reinforcement has been and supplementary cross ties in


suggested in Reference 9. direction under consideration within
spacing s^
DETAILS OF REINFORCEMENT:
A = elevational area of wall within
Longitudinal Reinforcement a^storey, but not greater than

The ratio of longitudinal reinforcement


over any part of the cross-section should b = width of compression edge or face,
not be less than 0.7/f , nor more than 16/f . or thickness of a member
In calculating the maximum reinforcement ^
ratio, the gross area of the concrete may b = thickness of wall or web
be taken as the square of the thickness w
of the wall at the locality, or as the c = neutral axis depth
product b^s, whichever is greater.
d = effective depth, equal to the
The diameter of bars used should not distance from the compressive
exceed one-eighth of the wall thickness edge to the centre of all
at the bar locality. In regions within reinforcement in tension
A* where confinement is required, the
spacing between centres of bars should f = specified compressive strength of
not exceed 200 mm. concrete

Otherwise the longitudinal reinforce- f = specified yield strength of


ment may be placed in accordance with the ^ reinforcement
specified yield strength of hoop p = ratio of vertical shear reinforce-
or supplementary cross-tie ment area to the gross concrete
reinforcement, or of horizontal area of a horizontal section
web reinforcement
cj) = strength reduction factor
height of the wall
Reinforcement Notation Used in Examples
clear height of wall within a
storey C - centrally placed

horizontal length of wall parallel D = deformed bar


to the applied shear.
E.F = each face
material factor specified in
NZS 4 2 0 3 )
(1
E.W = each way

ideal moment of resistance R = plain round bar

moment demand resulting from REFERENCES:


loading combination U
1. NZS 4203:1976, "Code of Practice
M referred to mid-depth of wall for General Structural Design and
cross-section Design Loadings for Buildings",
Standards Association of New Zealand,
f /0.85f' 80 pp.
y/
c 2. DZ 3101: Part 1 and Part 2, Draft
design axial load acting together New Zealand Code of Practice for the
with V^, and due to loading U Design of Concrete Structures,
design axial load, due to loading U Standards Association of New Zealand,
1978.
^A^/A^ = peripheral ratio of 3. Murakami, M, and Penzien, J., "Non-
openings Linear Response Spectra for Probabil-
istic Seismic Design of Reinforced
reduction factor for confinement Concrete Structures" Seventh World
Conference on Earthquake Enqineerinq,
structural type factor pp 3.73.78.

spacing of hoops and/or 4. Umemura, H, et al., "Earthquake


supplementary cross tie reinforce- Resistant Design of Reinforced
ment sets Concrete Buildings, Accounting for
the Dynamic Effects of Earthquakes",
design load combination specified Giho-Do, Tokyo, Japan, 197 3 (in
in NZS 4203 Japanese).

code specified dead load shear 5. Thompson, K.J., "Ductility of


Concrete Frames Under Seismic
code specified earthquake shear Loading", Ph.D Thesis, University
demand of Canterbury, Civil Engineering
Department, Research Report No 75-14,
ideal shear strength of section 19 75, 341 pp and Appendices.

6. Barda, F., "Shear Strength of Low-Rise


code specified reduce live load Walls with Boundary Elements", Ph.D
shear dissertation, Lehigh University,
Bethlehem Pensylvania, 1972, 278 pp.
ideal shear stress provided by
the concrete 7. Muto, K., "Seismic Design of Rein-
forced Concrete B u i l d i n g s S k o k o k u -
minimum ideal shear stress Sha Japan, 1965 (revised Edition),
required of the section 149 pp.

shear stress due to V 8. Allardice, N.W., "Parts, Portions and


u Secondary Elements in Shear Wall
Structures", Section E of the Shear
strength parameter used for Wall Study Group of the New Zealand
confinement criteria National Society for Earthquake
Engineering, The Bulletin of the
Ag/Ag = compressive reinforcement New Zealand National Society for
ratio Earthquake Engineering, Vol.13, No.3,
1980.
ratio of reinforcement crossing
construction joint 9. Paulay, T., and Williams, R.L.,
"The Analysis and Design of and the
ratio of horizontal shear Evaluation of Design Actions for
reinforcement area to the gross Reinforced Concrete Ductile Shear
concrete area of a vertical section Wall Structures", Section B of the
159

Shear Wall Study Group of the New (b)


Zealand National Society for u,mm 0. 887
Earthquake Engineering, The Bulletin
of the New Zealand National Society P. = 203 kN, M. = 3.95 MNm
for Earthquake Engineering Vol.13, x i
No.2, 1980. Minimum reinforcement of D16-400,C will
be used ( p = 0.0025), and an additional
10. ACI Committee 318, "Building Code D16 centred 50 mm from each end will be
Requirements for Reinforced Concrete, added to meet the minimum trim reinforce-
(ACI 318-77)", American Concrete ment requirements of the material code
Institute, Detroit, 1977, 102 pp. DZ 3101 (2mm per mm wall thickness).

11. Portland Cement Association, Research The web reinforcement contributes


and Development Laboratories, Skokie, an ideal strength, in the presence of P.
Illinois, 19 76, "Earthquake equal to 1

Resistant Structural Walls - Tests


of Isolated Walls", 44 pp plus M = 4 . 4 4 MNm (for P. = 377 kN)>4.00MNm
w X
Appendices.
and M = 3.89 MNm (for P. = 203 kN)>3.95MNm
w i
12. Park, R., "Columns Subjected to
Flexure and Axial Load", Bulletin of
The added bars contribute an additional
New Zealand National Society for
380 kNm, so that the total ideal strength
Earthquake Engineering, Vol.10,
furnished is
No.2, 1977, pp 95-105.
M, = 4.82 MNm (for P. = 377kN)
13. Glogau, O.A., "Low Rise Reinforced l l
Concrete Buildings of Limited
and M. = 4.27 MNm (for P. = 203kN)
Ductility - Some Lessons from Recent l x
Earthquake Damage", The Bulletin
The strength demand is therefore met with
of the New Zealand National Society minimum reinforcement.
of Earthquake Engineering Vol.13,
No.2, 1980. Use D16-4Q0, C plus 1-D16 each end
APPENDIX I Confinement
EXAMPLES OF THE STRENGTH DESIGN OF SHEAR From Section on 'Confinement in the
WALLS OF LIMITED DUCTILITY: End-Region'(a) and Eq(C-3)
Example No. 1: Design of a Squat Wall = M u + 0.3 P u w = m
u + 0-3P u w
Y
Figure 7(a) shows the example wall 0 . 6 d ) fR-c^g^w
AaS^V 0.12cf)fcb 2
w w

and its design loadings. It will be


assumed that the basement foundation wall = 0.20 < 1.00
is such as to preclude treatment of the
wall as on a rocking foundation. No confinement steel is needed
In accordance with NZS 4203, two Shear
loading combinations with the code
specified lateral loading need be considered. From 'Design Shear Force 1
and Eq(C-6),
Accordingly with S=1.6~

U = D + 1.3L R V ^ 2 x 1/0.85 = 2.35 MN

and U = 0.9D v. = 2 . 1 0 MPa < 0 . 8 3/fc = 3 . 7 1 MPa


x
whence in accordance with 'Maximum Design Shear
P = 330kN Stress'.
u, max
P . = 180kN From 'Shear Resisted by the Concrete',
u, mxn
or directly from Figure 6,

Flexure - v c = 0.5(0.27v/fc + N / 4 A ) u g

The required ideal strength is = 0 . 6 2 MPa


determined in accordance with cf> calculated
from From 'Design for Horizontal shear
Reinforcement' and Eq(C-9)
0.9>4> = 0.9 - 2P /f"cA u > 0.7
p h = (2.10 - 0.62)/275 = 0.0054
so that the two conditions are:
Use D16-175, C (0.0057)
(a) P..
u, max = 0.876 The wall details are shown in figure 7(b),

377kN, M = 4.00 MNm Comparison

It is of interest to compare the above


160

results with those obtained from the with either


application of the capacity design procedure
of Section B. P.l,max = 1000/0.7 = 1430 kN
'
It is to be noted that the vertical
(flexural) reinforcement cannot be
reduced. In accordance with NZS 4203
Amendment A.2, only the combination D and
p
-; ^ = 549/0.7 = 785 kN
D + L need be considered in capacity
R

design. The heavier axial load will The loading combinations are marked on
produce the larger flexural strength which the interaction diagram thus *. The
is section is seen to be satisfactory.

Use 10-D16 and 2D12


M. 4.58 MNm (for P. 300 kN)
and the neutral axis depth is found to be Away from the region of height 1.000m,
400 mm. reduced reinforcement is possible. As
the shear reinforcement is quite heavy and
<$> = 1. 25 x 4. 20/3. 5 = 1.64 since confinement is required (see later),
Q
termination of flexural reinforcement
will follow the suggestions of 'Termination
co = 1 . 0 0 assumed for single storey of Flexural Reinforcement'(b), so that
building additional detailing is then limited to
the end-region of height 1.000m. In
and V. > OJ cf) V = 1.64 x 1.00 x 1.00 = 1.64MN practice no termination would be attempted
l v o u x y

except, from consideration of congestment,


because 1.00 is suggested, near the top of the wall.
and v. = 1.46 MPa
I Confinement
v = 0 , assumed with N
< 0.1fpA a
From Eq(C-3)
c u y c

and so p h = 1.34/275 = 0.0053 375 x 1 0 + 0.3 x 1000 x 1 0 x 10006 3

Y = 0.12 x 0.7 x 20 x 200 x 1000^


Thus the required horizontal reinforcement
would be some 2% less by the capacity = 2.01
design procedure.
which is greater than 1.00 but less than
Since c = 400 m m < c = 0 . 1 0 SI - 1,680 mm, 3.00.
capacity design(9) cSnfirms Sha confine-
ment would not be required. From Eq(c-5), with p * = (5 x 201)/(200 x 200)
Example No. 2: Design of a Slender Wall and m = 16.2,
R - 2.01
Figure 8(a) shows the example wall and c 1 = 0.43
its design loadings. It is deliberately 1 + 0.41
chosen to be column-like in its proportions.
This is less than unity, as required.
Flexure -
From Eq(C-4)
The relevant load combinations are as in
Ex. 1. At the base M = 150 x 2.5 = 375 kNm
A
sh = 0 e 4 3
20/275)
( 0
' 0 2 x 1 0 0 0 x 1 0 0 0 x

and is to be combined with either 2


= 625 mm /m
P = P , + 1 . 3P = 1,000 kN
u,max d R
0TD
Half of this will need to be by a supple-
mentary cross-tie to uniformly confine
or P 0.9P. = 549kN the concrete. (Stirrup reinforcement alone
u,mm d is not satisfactory). These cross-ties
will engage the inner D16 bars, so the
The strength reduction factor ( |
) = 0.7 maximum spacing will be 160 mm, in
because P /f A exceeds 0.10 for both loads.
C
accordance with 'Spacing of Confinement
The smaller axxal loads will control the Reinforcement'.
required strength, and reference to an
appropriate design chart with <J> = 0. 7 2
indicates that 9 50 mm^ at both ends of
the wall will be satisfactory. The Use R6 -100 cross-ties (332 mm /m)
maximum bar diameter permitted is one-
eighth the wall thickness, and 5 bars are Shear
a practical configuration, so 5-D16 will From 'Design Shear Force and Eq(C-6) , 1

be used (1005 mn\2) . Interaction diagrams with S-1.6,


drawn for 0 = 1 are more useful and
are now available. Figure 8 (b) is such V > 2x 150/0.85 = 353 kN
an interaction diagram drawn to include
the 2-D12 at mid-depth. For this diagram whence
the appropriate (i.e. ideal) strengths v. = 2.21 MPa
I
are given by
Using N = 549 kN, N /A = 2.75 MPa,
M = 375/0.7 = 536 kNm
y
u u' g
whence from Figure 6
161

v c = 0.38 MPa, in the end region. For confinement these are related
to the mid-depth axis by elementary trans-
Therefore formation producing
P h > (2.21 - 0.38)/275 = 0.0067 M* = 1.1 MNm
Use R10-100 stirrups (0.0079) in the end- p
u,max = 1-4 MN
region
Figure 9(b) is a portion of the ideal (<J>=1)
Beyond the end-region, interaction diagram. The bold line refers
to the centroidal axis, and the thin line
v = 0.76 MPa to the mid-depth axis. The section is seen
c
to be adequate for flexure and axial load for
whence the relevant loading combinations referred
P h = (2.21 - 0.76)/275 = 0.00527 to the centroidal axis, shown thus *.

Use R10-15Q stirrups (0.00523) beyond Confinement


the end-region.
From 'Confinement in the End-Region'
Comparisons and Eq(C-3)
1.1 x 1 0 + 0.3 x 1.4 x 1Q x 3000
9 6

It is of interest, but not a design Y


0.12 x 20 x 250 x 3000^ x 0.8
requirement for the strength method, to
determine the overstrength flexural capacity = 0.55, with 4> = 0.8, (P / f ^ A g = 0.05)
and the corresponding neutral axis depths.
For this condition, only axial loads due No confinement is required.
to D or D + L need be considered in
accordance with NZS 420 3 - Amendment A2. The ratio of vertical reinforcement at the
These values (i.e. 610 kN and 910 kN) end of the web
are plotted thus o on the interaction
diagram. The critical load is D + L P = 6 x 314/250 x 250 = 0.03
= 910 kN when M. = 580 kNm at c = 335 mm.
Thus <|> = 580 x l . 25/375 = 1. 93
X
Since this is greater than 3/f , in accordance
approximately. The corresponding critical with 'Spacing of Confinement Reinforcement'
neutral axis depth is c = 0.10x1.93x1.6x1000 tying as for columns is required. In the
= 30 9 mm, confirming thSt confinement would end-region, spacing should not exceed 200 mm.
be required. (Away from the end region 16 longitudinal
bar diameters, 4 8 tie bar diameters, or
However, if the capacity design the wall thickness, whichever is least, would
procedure had been applied, significant suffice).
reductions could have been gained because
a smaller S would have been used, and <f> The closed R6 ties shown, spaced at
for flexure = 0 . 9 would apply. In addition 175 mm to suit the horizontal shear
shear demand would have been reduced and v c reinforcement spacing, will be satisfactory.
could have been taken equal to v = 0 . 6 8
MPa minimum, for Nu = 610 kN, in the hinge Shear
zone.
From 'Design Shear Force'
For the present example c/b^ = 1.7,
and c/ = 0.34 so that lateral instability V ^ 2 x 330/0.85 = 776 kN
(9) is not likely to be a problem.
whence ^
Example No. 3: Design of T-Shaped Shear
Wall: v i = 776 x 10/250 x 0.8 x 3000
Figure 9(a) shows the cross section = 1.29 MPa
of the example wall, for which the aspect
ratio h /I equals 3.0. Preliminary flex- v c = 0.38 MPa in the end-region
ural design indicates that the quantity
of vertical reinforcement shown to be P h = (1.29 - 0.38)/275 = 0.0033
required. Design for confinement and for
shear in the end region will be carried Use D10-175, EF (0.0036)
out using the strength design method, for
the load direction producing tension in the
flange. Note that analysis has used the
geometrical centroid for the reference axis
and has derived the following critical
design actions

M = 2 . 0 MNm
u
P . = 800 kN
u, m m
P = 1.4 MN
u,max
V = V = 330 kN
u e

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