Professional Documents
Culture Documents
Contents
2 History 11
2.1 The Patrician era (509367 BC) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
2.1.1 The executive magistrates . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
2.1.2 The senate and legislative assemblies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12
2.2 The Conict of the Orders (367287 BC) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
2.2.1 The Plebeians and the magistrates . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
2.2.2 The Ovinian law and the new aristocracy . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
2.2.3 The failure of the Conict of the Orders . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
2.3 The supremacy of the new nobility (287133 BC) . . . . . . . . . . . . . . . . . . . . . . . . . . 14
2.3.1 The Senate . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
2.3.2 The Plebeians and the aristocracy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
2.4 From the Gracchi to Caesar (13349 BC) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
2.4.1 Tiberius and Gaius Gracchus . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
2.4.2 Sullas Constitutional Reforms . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
2.4.3 The First Triumvirate . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
2.5 The period of transition (4927 BC) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
2.5.1 Julius Caesars constitutional reforms . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
i
ii CONTENTS
3 Senate 22
3.1 Venue and ethical standards . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22
3.2 Debates . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
3.3 Delaying and obstructive tactics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24
3.4 Votes and the Tribunes Vote . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24
3.5 See also . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25
3.6 Notes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25
3.7 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25
3.8 Further reading . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26
3.9 External links . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26
4 Legislative Assemblies 27
4.1 Assembly procedure . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27
4.2 Assembly of the Curiae . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28
4.3 Assembly of the Centuries . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28
4.4 Assembly of the Tribes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29
4.5 Plebeian Council . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30
4.6 See also . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30
4.7 Notes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30
4.8 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31
4.9 Further reading . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31
4.10 External links . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31
5 Executive Magistrates 32
5.1 Ranks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32
5.2 Powers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32
5.3 Ordinary magistrates . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33
5.4 Plebeian magistrates . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34
5.5 Extraordinary Magistrates . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35
5.6 See also . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 36
5.7 Notes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 36
5.8 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37
5.9 Further reading . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37
5.10 External links . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37
5.11 Text and image sources, contributors, and licenses . . . . . . . . . . . . . . . . . . . . . . . . . . 38
CONTENTS iii
5.11.1 Text . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38
5.11.2 Images . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39
5.11.3 Content license . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39
Chapter 1
The constitution of the Roman Republic was a set the Sullan dictatorship),[11] and the use of violence, com-
of unwritten norms and customs, which together with bined with exploitation of the suitably bribed or intimi-
various written laws,[1] guided the manner by which dated 'sovereign' assemblies, to grant supreme authority
the Roman Republic was governed. The constitution to victorious commanders.[12] The increasing legitimisa-
emerged out of that of the Roman kingdom, evolved tion of violence and centralisation of authority into fewer
over the almost ve hundred years of the Republic, and and fewer men would, with the collapse of trust in the Re-
was transformed into the constitution of the Roman Em- publics institutions,[12] put it on a path to civil war and its
pire.[2] transformation into the autocratic Roman Empire.
The Roman republican constitution can be divided into
three main branches:[3]
1.1 Development of the constitu-
the Assemblies, composed of the people, which tion
served as the supreme repository of political power,
with the authority to elect magistrates, accepted or Main articles: History of the Roman Constitution and
rejected laws, administered justice, and declared History of the Constitution of the Roman Republic
war or peace;[4] The early republican constitution was dominated by the
the Senate, which advised the magistrates and the
state,[5] acting primarily not on legal authority per
se, but rather, its inuence, and
1
2 CHAPTER 1. CONSTITUTION OF THE ROMAN REPUBLIC
patricians, who monopolised all control of the magistra- known as plebeian aediles.[22]
cies, the Senate, and the voting blocs of the assemblies. Later, again under pressure from the plebs, a political
Generally, it slowly developed with a tendency towards compromise was reached in which the consuls and tri-
greater popular representation at the expense of the pa- bunes would give place to a commission of ten men, the
trician class.[13] The main historical sources for the ori- decemviri, who would be empowered to publish a code of
gins of the Roman political system, Livy and Dionysius laws for all Rome.[23] According to Livy, it codied all
of Halicarnassus, relied heavily on the Roman annalists, public and private law, but however, its promulgation did
who supplemented what little written history existed with not grant further political rights to the plebs, as it enshired
oral history. This lack of evidence poses problems for
into the tables a law banning intermarriage between ple-
the reliability of the traditional account of the republicsbeians and patricians.[24] With a short attempt to establish
origins.[14]
a tyranny by the decemviri, they were overthrown by the
According to this traditional account, Rome had been second secession of the army, restoring the old republic
ruled by a succession of kings. The Romans believed that and preventing the creation of a new constitution based
this era, that of the Roman kingdom, began in 753 BC on the ten-man commission.[25]
and ended in 510 BC. After the overthrow of the monar- In 446 BC, quaestors, administrators with wide terms of
chy and the establishment of the Republic, the people of reference, were rst elected; and the oce of censor was
Rome began electing two consuls each year.[15] Accord- created to administer the census in 443 BC.[25][26] How-
ing to the consular fasti, a list of the consuls going back ever, the creation of the censors also was concurrent with
to the foundation of the Republic, the rst consuls were the practice of electing military tribunes with consular au-
chosen in 509 BC.[16] thority, which, while open to the plebs, stalled eorts to
Some scholars doubt this traditional account, arguing in- reform the consulate itself.[27]
stead that the monarchy evolved into a government led by
In 367 BC, plebeians were allowed to stand for the con-
elected magistrates.[17] Remnants of the monarchy, how- sulship, and this implicitly opened both the censorship as
ever, were reected in republican institutions, such as the
well as the dictatorship to plebeians.[28] Around this time,
religious oce of rex sacrorum (king of the sacred) the practice of electing military tribunes with consular
and the interregnum (a period of time presided over by
authority was dropped. In 366 BC, in an eort by the
an interrex when the oces of consul, praetor, and dic- patricians to reassert their inuence over the magisterial
tator were all vacant).[18] There, is, however, certainly
oces, two new oces were created. These two oces,
evidence that the early Republic was a time of violent the praetorship and the curule aedileship (so-called be-
change, with the word rex carrying the same connotations cause its holder, like consuls and praetors, had the right
as tyrant and laws which declared forfeit the life and prop- to sit in a curule seat),[29] were at rst open only to patri-
erty of any man who plotted to install himself as a king cians, but within a generation they were open to plebeians
or tyrant.[17] as well.[22]
The rst assemblies of the Republic emerged during the Beginning around the year 350 BC, the senators and the
Kingdom, with their use to ratify regal elections and the plebeian tribunes began to grow closer.[10] The Senate
repurposing of the comitia centuriata to elect the rst began giving tribunes more power, and the tribunes be-
consuls.[17] This regime was dominated by the patricians, gan to feel indebted to the Senate.[10] As the tribunes and
and the sources on the early Republic overwhelmingly fo- the senators grew closer, plebeian senators began to rou-
cus on the conicts between the patricians and the plebs, tinely secure the oce of tribune for members of their
in what is known as the Conict of the Orders.[19] own families.[30] Also, this period saw the enacting of
The early years of the Republic were a time of exter- the plebiscitum Ovinium, which transferred the power to
nal strife and periodic popular unrest. In 494 BC, under appoint new senators from the consuls to the censors.
harsh measures from patrician creditors, during a military This law also required the censors to appoint any newly
campaign, the plebeians under arms seceded to the Mons elected magistrate to the Senate,[31] which probably re-
Sacer outside the city and refused to ght in the campaign sulted in a signicant increase in the number of plebeian
without political concessions. With the pressure of an ex- senators.[32]
ternal threat, the patricians were forced to create the of- As the privileged status of the old patrician elite eroded
ce of plebeian tribune (Latin: tribuni plebis) who were over time, a plebeian aristocracy developed whose sta-
declared sacrosanct,[19] i.e. that they were declared invi- tus was theoretically based on merit and popular election
olable and that anyone could be summarily executed for rather than birth.[32][33] Because patricians were ineligible
violation of the sanctity of his person.[20] This was the to run for plebeian oces, the new plebeian aristocracy
basis of the tribunes ability to veto (literally translated as actually had more opportunities for advancement than
I forbid) any political act or to protect any individual their patrician counterparts.[34] Over time distinctions be-
from an injustice committed by a magistrate, known as tween patricians and plebeian aristocrats became less im-
intercessio and auxilium, respectively.[21] The people gave portant, giving rise to a new patricio-plebeian aristoc-
the tribunes, whose number is unclear,[19] two assistants racy termed the nobilitas.[32]
1.2. THE ASSEMBLIES 3
In 287 BC, the plebeians again seceded. To end the se- be argued, however, that the Assembly was more a rep-
cession, the lex Hortensia was passed, which required that resentative group of Romans rather than a simple direct
plebiscites, laws passed by the Plebeian Council, be bind- democracy.[38]
ing on the whole Roman people.[13] The Hortensian law
resolved the last great political question of the earlier era;
the electoral and legislative sovereignty of the assemblies 1.2.1 Procedure
was conrmed and would remain part of the constitu-
tion until the demise of the Republic.[13] As a whole, the There were three types of gatherings, the comitia, the con-
outcome of the political struggles of the early republic cilium, and the contio or conventio. The rst two were
was to eliminate the privileged status of patricians in the formal gatherings where legal decisions were made. The
constitution and grant the plebs recognition of their own rst, the comitia (or comitiatus), was an assembly of all
ocers.[33] The institution of the Senate was also now ar- Roman citizens convened to take a legal action, such as
guably stronger, as it became a repository of former mag- enacting laws, electing magistrates, and trying judicial
istrates rather than a body of hereditary nobles.[33] cases.[38][39] The second type of legislative meeting was
the council (Latin: concilium), which was a gathering of
a specic group of citizens. For example, the concilium
1.2 The Assemblies Plebis, or Plebeian council, was for meetings of plebeians
only.[40]
Main article: Legislative Assemblies of the Roman Re- The third type of gathering, the convention (Latin: con-
public tio or conventio), was an unocial forum for communi-
Further information: Roman assemblies cation where citizens gathered to hear public announce-
In Roman constitutional law, the assemblies are a ments and arguments debated in speeches as well to wit-
ness the examination or execution of criminals. In con-
trast to the formal assembly or council, no legal decisions
were made by the convention.[40] Voters met in conven-
tions to deliberate prior to meeting in assemblies or coun-
cils to vote.[41]
Assemblies and councils operated according to estab-
lished procedures overseen by the augurs. They could
only be convened by magistrates, and citizens only voted
on matters proposed by the presiding magistrate.[4][40]
Over the years, laws were passed which mandated a writ-
ten ballot, attempted to reduce voter intimidation, and
established procedures to watch over voting and prevent
voter fraud.[42] For elections, it was not a matter of who
Chart showing the checks and balances of the Constitution of the received the most votes, but rather who could rst be ap-
Roman Republic proved by a majority of the voting blocs.[43] All votes had
to be completed within a single day and had to be done
[44]
sovereign authority, with the power to enact or reject any again if interrupted or abandoned.
[4]
law, confer any magistracies, and make any decision.
In fact, with a single law, they held the authority to over-
ride the norms and precedents of the Republic as well 1.2.2 Assembly types
as ancient laws long unchanged.[35] There are two nec-
essary components to any assembly: (1) the convening Roman citizens were organized into three types of vot-
magistrate and (2) the citizens in the assembly itself. As- ing units: curiae, centuria, and tribus or tribes. These
semblies did not participate or discuss matters laid before corresponded to three dierent kinds of assemblies: the
them, they heard the speakers put forth by the presiding Curiate Assembly, the Centuriate Assembly, and the
ocer. And after such discussion, the presiding ocer Tribal Assembly. Each unit (curia, century or tribe) cast
could call for a direct up or down vote.[36] Without a mag- one vote before their assembly.[43] The majority of indi-
istrate, there would be nobody to legally call upon the as- vidual votes in any century, tribe, or curia decided how
sembly; and without the citizens, there is naught but a that unit voted.[43]
magistrate. The Curiate assembly (Latin: comitia curiata) tradition-
Assemblies did not consist of the whole Roman people ally dates to the early monarchy, from 30 divisions of
(Latin: populus Romanus), not only were there restric- the city made by Romulus.[44] By the middle Republic,
tions on the vote in that only adult male citizens were per- it served only a symbolic purpose. At some point, the
mitted to participate. Until the Social War around 90 BC, 30 curiae ceased to actually meet and were instead rep-
foreigners were prohibited from voting as well.[37] It can resented by 30 lictors. This assembly had authority over
4 CHAPTER 1. CONSTITUTION OF THE ROMAN REPUBLIC
Republic, praetors were increasingly sent out to the limited in that a tribune could not oppose the will of the
provinces to serve as provincial governors are prorogued people as a whole.[lower-alpha 4][97]
magistrates.[88] At Rome, there were primarily two kinds The aediles were in charge of various municipal
of praetor, the praetor urbanus and the praetor peregri- tasks, e.g. the upkeep of temples, streets, and the
nus, in charge of suits involving citizens and foreigners, water-supply.[98] They were also responsible for public
respectively.[89] They were also assigned, in the late Re- games,[98] and some aspects of police work in the city.[99]
public, to various permanent courts with specic criminal The quaestors were elected administrators, which could
jurisdiction.[lower-alpha 3][90] When the consuls were away,be put in charge of the treasury, the granaries, or vari-
the praetors were empowered to command armies and
ous administrative postings in Italy, with the consuls, or
serve in the place of the consuls, and so, also held author-in the provinces.[100] In the late Republic, election to the
ity to call assemblies and introduce legislation[91]
quaestorship became the basis for a life appointment to
Over time, as Romes empire grew, the two annual con- the Senate.[101]
suls ceased to be enough to command its many armies
in the eld or administer its many provinces. To solve
this problem, it became normal to prorogue the author- 1.4.2 Extraordinary magistrates
ity of current consuls and praetors beyond their normal
terms so they could continue to command in the eld.[92] There were two extraordinary magistrates: the dictator
[102]
Over time, however, with increasing need for competent and the magister equitum (literally: master of horse).
[103]
generals and administrators, prorogation of magistrates Dictators were selected by the consuls to resolve some
became the norm; [93]
and the device was used, increas- crisis threatening the republic, for a term of around six
ingly by the assemblies, to grant imperium to popular months, before they were expected to resign and re-
[104]
politicians.[93] turn their powers to the ordinary magistrates. The
magister equitum, was then appointed by the dictator as
The censor was appointed specically to conduct the cen- his lieutenant.[lower-alpha 5][105] The dictatorship was only
sus. This involved counting the Roman people, assessing used in the early and middle Republic, before falling
their property, and assigning them to their appropriate out of fashion after the end of the Second Punic War,
centuria and tribus.[93] They were elected around every before being revived during the time of Sulla as an
four or ve years.[94] After the passage of lex Ovinia, the extraconstitutional measure, not to defeat some foe or
censors were also transferred the power from the consuls quell unrest, but rather, to bring stability to the political
to control membership in the Senate.[66] Along with the order.[lower-alpha 6][104][92]
main responsibility of dealing with the census, the cen-
sors also dealt with property disputes, public contracts, The dictator had maius imperium and total authority to
and the management of public lands.[95] command the state,[103] however, since the dictator gen-
erally tried to maintain order, this did not conict with
the responsibilities of the other magistrates, who contin-
ued to function during a dictatorship.[103][107] The mag-
ister equitum had similar plenary authority, with parallel
and somewhat subordinate authority to the dictator.[105]
In the middle and later Republic, with the oce of dic-
tator falling out of fashion, the need for dictatorial au-
thority was not granted to some extraordinary magis-
trate, but rather, to the consuls, through a senatus con-
sultum ultimum, or nal decree.[92] This decree took the
form of a recommendation from the Senate to the con-
suls to take whatever actions were necessary to defend the
republic.[lower-alpha 7][109][108] Due to its general vagueness,
Gaius Gracchus, tribune of the people, presiding over the Ple- however, its use was hotly contested in the late Republic
beian Council, in an artists impression from 1799. and is still debated among scholars today, as in a strict
legal sense, the nal decree did not grant legal authority
The lower magistrates included the tribune of the plebs,
to the consuls, but rather, served as an urging from the
who was elected by the Plebeian Council, and the aediles
Senate to ignore the laws to protect the state.[110]
and quaestors, elected by the Tribal Assembly. The tri-
bune was sacrosanct, i.e. declared inviolable, with sum-
mary execution for violators of his sanctity.[20] It was
on this basis that the tribune could veto any political 1.5 Constitutional instability
act or to protect any individual from an injustice com-
mitted by a magistrate, known as intercessio and auxil- After the Second Punic War, there was a great in-
ium, respectively.[21] This power was used increasingly to crease in income inequality. While the middle class
block public business in the later republic, and was only was drafted to serve in increasingly long campaigns,
1.6. SEE ALSO 7
[2] In the middle Republic, there were one or two. By the [15] Holland, Tom (2005). Rubicon: The Last Years of the Ro-
late Republic, during the dictatorship of Caesar, this had man Republic. Random House Books. p. 2. ISBN 1-
ballooned to 18.[87] 4000-7897-0.
[3] One court, specically mentioned by Lintott, is the quaes- [16] Lintott 2003, p. 27.
tio perpetua de repetundis, set up by lex Calpurnia to inves-
tigate extortion by Roman magistrates.[90] [17] Lintott 2003, p. 31.
[4] An example of this is Tiberius Gracchus' securing of the [18] Lintott 2003, p. 28.
removal of Marcus Octavius for opposition to his land re-
[19] Lintott 2003, p. 32.
form policies, by vote of the people.[96]
[5] Lintott writes, 'Once chosen, he could not be deposed, but [20] Abbott 1963, pp. 196-197.
his oce ceased with that of his superior. In many re-
[21] Lintott 2003, p. 33.
spects he might function in parallel to the dictator, like a
second consul, rather than as a direct subordinate. How- [22] Holland 2005, p. 5.
ever, more spectacular stories about the oce show that
his subordination was a major issue'.[105] [23] Abbott 1963, p. 30.
[6] The dierences between the early dictatorships and the [24] Lintott 2003, p. 34.
later dictatorships is quite clear. The lex Valeria of 82 BC
created Sulla dictator for the revision of the constitution, [25] Lintott 2003, p. 35.
with practically unlimited powers.[106] Caesar took a sim-
ilar dictatorship in the early 40s BC as well. These were [26] Abbott 1963, p. 37.
fundamentally political posts, with the right to name mag- [27] Abbott 1963, p. 34.
istrates, change the membership of the Senate, exercise
plenary judicial authority, and control public lands.[106] [28] Abbott 1963, p. 42.
[7] For clarication, Lintott explains that, 'It was not clear, for [29] Lintott 2003, p. 36.
example, whether it was simple recommending a limited
use of force to restore the rule of law or the extermination [30] Abbott 1963, p. 45.
of those who are thought to have disturbed the peace'.[108]
[31] Abbott 1963, p. 46.
[2] Abbott, Frank Frost (1963). A History and Descriptions [36] Lintott 2003, p. 46.
of Roman Political Institutions (3 ed.). New York: Noble
Oset Printers Inc. p. 270. [37] Lintott 2003, p. 41.
[41] Taylor, Lily Ross (1966). Roman Voting Assemblies: [76] Lintott 2003, p. 83.
From the Hannibalic War to the Dictatorship of Caesar.
The University of Michigan Press. p. 2. ISBN 0-472- [77] Abbott 1963, p. 230.
08125-X.
[78] Abbott 1963, p. 165.
[42] Lintott 2003, pp. 47-48.
[79] Abbott 1963, p. 151.
[43] Lintott 2003, p. 48. [80] Lintott 2003, p. 95.
[44] Lintott 2003, p. 49. [81] Lintott 2003, p. 96.
[45] Abbott 1963, p. 253. [82] Abbott 1963, p. 114.
[46] Botsworth, George Willis (1909). The Roman Assemblies. [83] Abbott 1963, p. 156.
New York: Cooper Square Publishers, Inc. p. 190.
[84] Abbott 1963, p. 176.
[47] Botsworth 1909, p. 192.
[85] Abbott 1963, pp. 177,187.
[48] Lintott 2003, p. 55.
[86] Abbott 1963, p. 177.
[49] Lintott 2003, p. 56.
[87] Abbott 1963, p. 188.
[50] Abbott 1963, p. 21.
[88] Abbott 1963, p. 187.
[51] Abbott 1963, pp. 74-76.
[89] Lintott 2003, p. 107.
[52] Lintott 2003, p. 61.
[90] Lintott 2003, p. 108.
[53] Abbott 1963, p. 257.
[91] Lintott 2003, p. 109.
[54] Abbott 1963, p. 259.
[92] Lintott 2003, p. 113.
[55] Lintott 2003, p. 50.
[93] Lintott 2003, p. 115.
[56] Abbott 1963, pp. 250-251.
[94] Abbott 1963, p. 191.
[57] Lintott 2003, p. 51.
[95] Lintott 2003, pp. 119-120.
[58] Abbott 1963, pp. 260-261.
[96] Abbott 1963, p. 95.
[59] Taylor 1966, p. 7.
[97] Lintott 2003, p. 128.
[60] Abbott 1963, pp. 262.
[98] Lintott 2003, p. 131.
[61] Abbott 1963, pp. 263.
[99] Lintott 2003, p. 132.
[62] Abbott 1963, p. 74.
[100] Lintott 2003, p. 133.
[63] Lintott 2003, p. 86.
[101] Lintott 2003, p. 136.
[64] Abbott 1963, p. 235.
[102] Lintott 2003, p. 110.
[65] Abbott 1963, p. 220.
[103] Abbott 1963, p. 182.
[66] Lintott 2003, p. 68.
[104] Abbott 1963, p. 183.
[67] Abbott 1963, p. 222.
[105] Lintott 2003, p. 112.
[68] Lintott 2003, p. 72.
[106] Abbott 1963, p. 218.
[69] Lintott 2003, p. 71-72.
[107] Lintott 2003, p. 111.
[70] Lintott 2003, p. 71.
[108] Lintott 2003, p. 90.
[71] Lintott 2003, p. 3.
[109] Abbott 1963, p. 242.
[72] Lintott 2003, p. 4.
[110] Lintott 2003, p. 92.
[73] Abbott 1963, p. 226.
[111] Ridley, R. T. (2016). The Fall of the Roman Republic.
[74] Lintott 2003, p. 78. Agora. 51 (1): 66.
[75] Lintott 2003, pp. 82-83. [112] Abbott 1963, pp. 103-104.
10 CHAPTER 1. CONSTITUTION OF THE ROMAN REPUBLIC
[115] Ridley 2016, p. 66. Rome at the End of the Punic Wars: An Analysis of
the Roman Government; by Polybius
[116] Lintott 2003, p. 210.
History
The history of the Constitution of the Roman Republic is According to legend, the Roman Kingdom was founded
a study of the ancient Roman Republic that traces the pro- in 753 BC, and was ruled by a succession of seven
gression of Roman political development from the found- kings.[1] The last king, Lucius Tarquinius Superbus, ruled
ing of the Roman Republic in 509 BC until the found- in a tyrannical manner[2] and, in 510 BC, his son Sextus
ing of the Roman Empire in 27 BC. The constitutional Tarquinius raped a noblewoman named Lucretia. Lucre-
history of the Roman Republic can be divided into ve tia, the wife of a senator named Lucius Tarquinius Collat-
phases. The rst phase began with the revolution which inus, committed suicide because of the rape, and this led
overthrew the Roman Kingdom in 510 BC, and the nal to a conspiracy which drove Tarquin from the city. With
phase ended with the revolution which overthrew the Ro- Tarquins expulsion, the Roman Republic was founded,
man Republic, and thus created the Roman Empire, in and the chief conspirators, Collatinus and the senator
27 BC. Throughout the history of the republic, the con- Lucius Junius Brutus, were elected as the rst Roman
stitutional evolution was driven by the struggle between Consul (chief-executive).[3][4] While this story may be
the aristocracy and the ordinary citizens. nothing more than a legend which later Romans created
The Roman aristocracy was composed of a class of cit- in order to explain their past, it[5]is likely that Rome had
izens called Patricians (Latin: patricii), while all other been ruled by a series of kings, who probably were, as
citizens were called Plebeians (Latin: plebs) . During the legends suggest, overthrown quickly.
the rst phase of political development, the Patrician
aristocracy dominated the state, and the Plebeians be- 2.1.1 The executive magistrates
gan seeking political rights. During the second phase,
the Plebeians completely overthrew the Patrician aris-
tocracy, and since the aristocracy was overthrown sim-
ply through alterations to the Roman law, this revolution
was not violent. The third phase saw the emergence of
a joint Patricio-Plebeian aristocracy, along with a dan-
gerous military situation that helped to maintain inter-
nal stability within the republic. The fourth phase began
shortly after Romes wars of expansion had ended, be-
cause without these wars, the factor that had ensured in-
ternal stability was removed. While the Plebeians sought
to address their economic misfortune through the enact-
ment of laws, the underlying problems were ultimately
caused by the organization of society. The nal phase
began when Julius Caesar crossed the Rubicon river, and
ended with the complete overthrow of the republic. This
nal revolution triggered a wholesale reorganization of
the constitution, and with it, the emergence of the Roman
Empire.
2.1 The Patrician era (509367 BC) The constitutional changes which occurred immediately
after the revolution were probably not as extensive as
See also: Patrician (ancient Rome), Plebeian, Secessio, the legends suggest, as the most important constitutional
and Roman Kingdom change probably concerned the chief executive. Before
the revolution, a king (rex) was elected by the sena-
11
12 CHAPTER 2. HISTORY
tors (patres or fathers) for a life term, but now two attempts by the Plebeians to achieve political equality
Praetores (leaders) were elected by the citizens for an with the Patricians. Starting around the year 400 BC, a
annual term.[1] These magistrates were eventually called series of wars were fought, and while the Patrician aris-
"Consuls" (Latin for those who walk together), and each tocracy enjoyed the fruits of the resulting conquests,[11]
Consul checked his colleague, while their limited term the Plebeians in the army became exhausted and bit-
in oce opened them up to prosecution if they abused ter. They demanded real concessions, and so in 367 BC
the powers of their oce.[5] The chief executive was still a law was passed (the "Licinio-Sextian law")[14] which
vested with the same grade of imperium (command) dealt with the economic plight of the Plebeians. How-
powers as was the old king, and the powers of each of ever, the law also required the election of at least one
the two Consuls, when exercised together, were no dier- Plebeian Consul each year.[8] The opening of the Con-
ent than were those of the old king.[6] In the immediate sulship to the Plebeians was probably the cause behind
aftermath of the revolution, the Roman Senate and the the concession of 366 BC, in which the Praetorship and
Roman assemblies were nearly as powerless as they had Curule Aedileship were both created,[10] but opened only
been under the monarchy.[6] to Patricians.[15][16]
During the years of the monarchy, only Patricians (patres
or fathers) were admitted to the Roman Senate. The 2.1.2 The senate and legislative assemblies
revolution of 510 BC so depleted the ranks of the sen-
ate, however, that a group of Plebeians were drafted (con- Main article: Centuriate Assembly
scripti) to ll the vacancies. The old senate of Patricians
(patres) transitioned into a senate of patres et conscripti
(fathers and conscripted men). These new Plebeian Shortly after the founding of the republic, the Centuriate
senators, however, could neither vote on an auctoritas pa- Assembly became the principle Roman assembly in
trum (authority of the fathers or authority of the Patri- which magistrates were elected, laws were passed, and tri-
cian senators), nor be elected interrex.[6] In the year 494 als occurred. During his Consulship in 509 BC, Publius
BC, the city was at war,[7] but the Plebeian soldiers re- Valerius Publicola enacted a law (the lex Valeria) which
fused to march against the enemy, and instead seceded to guaranteed due process rights to every Roman citizen.
the Aventine Hill.[8] The Patricians quickly became des- Any condemned citizen could evoke his right of Provoca-
perate to end what was, in eect, a labor strike,[8] and tio, which appealed any condemnation to the Centuriate
thus they quickly agreed to the demands of the Plebeians, Assembly,[17][18][19] and which was a precursor to habeas
that they be given the right to elect their own ocials.[7] corpus. Also around this time, the Plebeians assembled
The Plebeians named these new ocials Plebeian Tri- into an informal Plebeian Curiate Assembly, which was
bunes (tribuni plebis), and gave them two assistants, the the original Plebeian Council. Since they were organized
Plebeian Aediles (aediles plebi).[9][10] on the basis of the Curia[20][21] (and thus by clan), they re-
mained dependent on their Patrician patrons. In 471 BC,
During the early years of the republic, the Plebeians were a law was passed due to the eorts of the Tribune Volero
not allowed to hold ordinary political oce. In 445 BC, Publilius,[22] which allowed the Plebeians to organize by
the Plebeians demanded the right to stand for election to Tribe, rather than by Curia. Thus, the Plebeian Curiate
the Consulship,[11] but the senate refused to grant them Assembly became the Plebeian Tribal Assembly, and the
this right. After a long resistance to the new demands, Plebeians became politically independent.[22]
the Senate (454) sent a commission of three patricians
to Greece to study and report on the legislation of Solon During the regal period, the king nominated two
and other lawmakers.[12][13] When they returned, the As- Quaestors to serve as his assistants, and after the
sembly (451) chose ten mendecemvirito formulate a overthrow of the monarchy, the Consuls retained this
new code, and gave them supreme governmental power authority.[9] However, in 447 BC, Cicero recorded that
in Rome for two years. This commission, under the the Quaestors began to be elected[10] by a tribal assem-
presidency of a resolute reactionary, Appius Claudius, bly that was presided over by a magistrate.[23] It seems
transformed the old customary law of Rome into the fa- as though this was the rst instance of a joint Patricio-
mous Twelve Tables, submitted them to the Assembly Plebeian Tribal Assembly, and thus was probably an
(which passed them with some changes), and displayed enormous gain for the Plebeians. While Patricians were
them in the Forum for all who would and could to read. able to vote in a joint assembly, there were never very
The Twelve Tables recognised certain rights and gave many Patricians in Rome. Thus, most of the electors
the plebs their own representatives, the tribunes. How- were Plebeians, and yet any magistrate elected by a joint
ever the Consulship remained closed to the Plebeians. assembly had jurisdiction over both Plebeians and Patri-
Consular command authority (imperium) was granted to cians. Therefore, for the rst time, the Plebeians seemed
a select number of Military Tribunes. These individ- to have indirectly acquired authority over Patricians.[23]
uals, the so-called Consular Tribunes, were elected by During the 4th century BC,[24] a series of reforms were
the Centuriate Assembly, and the senate had the power passed (the leges Valeriae Horatiae), which ultimately re-
to veto any such election.[11] This was the rst of many quired that any law passed by the Plebeian Council have
the full force of law over both Plebeians and Patricians.
2.2. THE CONFLICT OF THE ORDERS (367287 BC) 13
This gave the Plebeian Tribunes, who presided over the to hold oce for several years at a time. This problem
Plebeian Council, a positive character for the rst time. was resolved with the creation of the pro-magisterial of-
Before these laws were passed, Tribunes could only inter- ces, so that when an individuals term in oce ended,
his command might be prorogued (prorogatio imperii).[32]
pose the sacrosanctity of their person (intercessio) to veto
acts of the senate, assemblies, or magistrates.[25] It was In eect, when a magistrates term ended, his imperium
a modication to the Valerian law[26] in 449 BC which was extended,[32] and he usually held the title of either
rst allowed acts of the Plebeian Council to have the full Proconsul or Propraetor.[33] This constitutional device
force of law, but eventually the nal law in the series waswas not in harmony with the underlying genius of the
passed (the "Hortensian Law"), which removed the last Roman constitution, and its frequent usage eventually
check that the Patricians in the senate had over this power.
paved the way for the empire. In addition, during these
years, the Plebeian Tribunes and the senators grew in-
creasingly close.[32] The senate realized the need to use
2.2 The Conict of the Orders Plebeian ocials to accomplish desired goals,[32] and so
to win over the Tribunes, the senators gave the Tribunes
(367287 BC) a great deal of power, and unsurprisingly, the Tribunes
began to feel obligated to the senate. As the Tribunes
Main articles: Conict of the Orders and Samnite Wars and the senators grew closer, Plebeian senators were of-
ten able to secure the Tribunate for members of their
[34]
In the decades following the passage of the Licinio- own families. In time, the Tribunate became a step-
Sextian law of 367 BC, which required the election of ping stone to higher oce.[34]
at least one Plebeian Consul each year, a series of laws
were passed which ultimately granted Plebeians political
equality with Patricians.[27] The Patrician era came to a 2.2.2 The Ovinian law and the new aristoc-
complete end in 287 BC, with the passage of the Hort- racy
[27]
ensian law. This era was also marked with signicant
external developments. Up until 295 BC, the Samnites
and the Kelts had been Romes chief rivals, but that year,
at the Battle of Sentinum, the Romans defeated the com-
bined armies of the Samnites and the Kelts. This bat-
tle was followed by the complete submission of both the
Samnites and the Kelts to the Romans, and the emergence
of Rome as the unchallenged mistress of Italy.[27][28]
known family to enter the senate.[36] Several factors sembly. The importance of the Hortensian Law was in
made it dicult for individuals from unknown families that it removed from the senate its nal check over the
to be elected to high oce, in particular the very pres- Plebeian Council (the principal popular assembly).[41] It
ence of a long-standing nobility, as this appealed to the should therefore not be viewed as the nal triumph of
deeply rooted Roman respect for the past.[36] Ultimately, democracy over aristocracy,[41] since, through the Tri-
a new Patricio-Plebeian aristocracy emerged,[37] which bunes, the senate could still control the Plebeian Coun-
replaced the old Patrician nobility. It was the dominance cil. Thus, the ultimate signicance of this law was in
of the long-standing Patrician nobility which ultimately the fact that it robbed the Patricians of their nal weapon
forced the Plebeians to wage their long struggle for polit- over the Plebeians. The result was that the ultimate con-
ical power. The new nobility, however, was fundamen- trol over the state fell, not onto the shoulders of democ-
tally dierent from the old nobility.[38] The old nobility racy, but onto the shoulders of the new Patricio-Plebeian
existed through the force of law, because only Patricians aristocracy.[41]
were allowed to stand for high oce, and it was ultimately
overthrown after those laws were changed. Now, how-
ever, the new nobility existed due to the organization of 2.3 The supremacy of the new no-
society, and as such, it could only be overthrown through
a revolution.[38] bility (287133 BC)
See also: Punic Wars
2.2.3 The failure of the Conict of the Or-
ders The great accomplishment of the Hortensian Law was in
that it deprived the Patricians of their nal weapon over
The Conict of the Orders was nally coming to an end,
the Plebeians. Therefore, the new Patricio-Plebeian aris-
since the Plebeians had achieved political equality with
tocracy replaced the old Patrician aristocracy, and the last
the Patricians.[38] A small number of Plebeian families
great political question of the earlier era had been re-
had achieved the same standing that the old aristocratic
solved. As such, no important political changes occurred
Patrician families had always had, but these new Plebeian
between 287 BC and 133 BC.[42] This entire era was
aristocrats were as uninterested in the plight of the aver-
dominated by foreign wars, which eliminated the need
age Plebeian as the old Patrician aristocrats had always
to address the aws in the current political system, since
been.[38] During this time period, the Plebeian plight had
the patriotism of the Plebeians suppressed their desire for
been mitigated due to the constant state of war that Rome
further reforms. However, this era created new problems,
was in.[24] These wars provided employment, income,
which began to be realized near the end of the 2nd century
and glory for the average Plebeian, and the sense of pa-
BC. For example, the nature of Romes military comman-
triotism that resulted from these wars also eliminated any
ders changed. Roman soldiers of earlier eras fought short
real threat of Plebeian unrest. The lex Publilia, which
wars, and then returned to their farms. Since their gener-
had required the election of at least one Plebeian Cen-
als did the same thing, the soldiers came to view their gen-
sor every ve years, contained another provision. Before
erals as being nothing more than fellow citizen-soldiers.
this time, any bill passed by an assembly (either by the
Now, however, wars were becoming longer and of a larger
Plebeian Council, the Tribal Assembly, or the Centuriate
scale. Thus, this period saw a growing anity between
Assembly) could only become a law after the Patrician
the average citizen and his general, while the generals ac-
senators gave their approval. This approval came in the
quired more power than they had ever held before.[43]
form of an auctoritas patrum (authority of the fathers
or authority of the Patrician senators). The lex Publilia
modied this process, requiring the auctoritas patrum to 2.3.1 The Senate
be passed before a law could be voted on by one of the as-
semblies, rather than after the law had already been voted When the lex Hortensia was enacted into law, Rome the-
on.[39] It is not known why, but this modication seems oretically became a democracy (insofar as the landown-
to have made the auctoritas patrum irrelevant.[26] ers were concerned, anyway). In reality, however, Rome
By 287 BC, the economic condition of the average remained an oligarchy, since the critical laws were still
Plebeian had become poor, and the result was the - enacted by the Roman Senate.[44] In eect, democracy
nal Plebeian secession. The Plebeians seceded to the was satised with the possession of power, but did not
Janiculum hill, and to end the secession, a Dictator named care to actually use it. The senate was supreme dur-
Quintus Hortensius was appointed. Hortensius, a Ple- ing this era because the era was dominated by foreign
beian, passed a law called the Hortensian Law (Lex policy.[45] While upwards of 300,000 citizens were eli-
Hortensia), which ended the requirement that an auctori- gible to vote,[45] many of these individuals lived a great
tas patrum be passed before any bill could be considered distance from Rome, and so calling them all together in
by either the Plebeian Council or the Tribal Assembly.[40] a short period of time was impossible. The foreign af-
The requirement was not changed for the Centuriate As- fairs questions often required quick answers, and three-
2.3. THE SUPREMACY OF THE NEW NOBILITY (287133 BC) 15
hundred senators were more capable of quick action than pensive slave labor, which the landed aristocrats used to
were thousands of electors. The questions were also more sta their new farms.[49] Soon the masses of unemployed
complex than were the questions of the earlier era, and the Plebeians began to ood into Rome, and into the ranks of
average citizen was not adequately informed as to these the legislative assemblies.[50]
issues.[45] The senators, in contrast, were usually quite At the same time, the aristocracy was becoming ex-
experienced,[45] and the fact that they had income sources tremely rich.[51] Several Italian towns had sided with Han-
that were independent of their political roles made it eas-nibal during the Second Punic War, and these towns were
ier for them to involve themselves in policy questions overultimately punished for their disloyalty, which opened
extended periods of time.[46]
up even more cheap farmland for the aristocrats. With
the destruction of Romes great commercial rival of
Carthage, even more opportunities for prot became
available. With so many new territories, tax collection
(which had always been outsourced to private individu-
als) also became extremely protable.[51] While the aris-
tocrats spent their time exploiting new opportunities for
prot, Rome was conquering new civilizations in the east.
These civilizations were often highly developed, and as
such they opened up a world of luxury to the Romans. Up
until this point, most Romans had only known a simple
life,[50] but as both wealth and eastern luxuries became
available at the same time, an era of ruinous decadence
Modern representation of a sitting of the Roman Senate
followed.[50] The sums that were spent on these luxuries
had no precedent in prior Roman history. Several laws
Since most senators were former magistrates, the senate were enacted to stem this tide of decadence, but these
became bound together by a strong sense of collegiality. laws had no eect, and attempts by the[50] Censors to miti-
At any given point in time, many of the senates most se- gate this decadence were equally futile.
nior members were ex-Consuls, which facilitated the cre- By the end of this era, Rome had become full of
ation of a bond between the presiding Consul and those unemployed Plebeians. They then began lling the ranks
senior members.[3] In addition, the Consul was always of the assemblies, and the fact that they were no longer
chosen from senate, and as such he usually held similar away from Rome made it easier for them to vote. In
ideals as did his fellow senators. When his annual term the principle legislative assembly, the Plebeian Coun-
ended, he returned to their ranks, and so he was unlikely cil,[52] any individual voted in the Tribe that his ances-
to stand against his fellow senators. Before the enactment tors had belonged to.[53] Thus, most of these newly un-
of the Ovinian Law, Consuls appointed new senators, employed Plebeians belonged to one of the thirty-one
but after the enactment of this law, Censors appointed rural Tribes, rather than one of the four urban Tribes,
new senators,[47] which caused the senate to become even and the unemployed Plebeians soon acquired so much
more independent of the presiding Consul. In addition, political power that the Plebeian Council became highly
the Ovinian Law all but required that ex-magistrates be populist.[50] These Plebeians were often angry with the
appointed to the senate, and as such, the process by which aristocracy, which further exacerbated the class tensions.
Censors appointed new members to the senate became Their economic state usually led them to vote for the can-
quite objective. This further enhanced the competence, didate who oered the most for them, or at least for the
and thus the prestige, of the senate.[48] candidate whose games or whose bribes were the most
magnicent. The fact that they were usually uninformed
as to the issues before them didn't matter, because they
2.3.2 The Plebeians and the aristocracy usually sold their votes to the highest bidder anyway.[50]
Bribery became such a problem that major reforms were
The nal decades of this era saw a worsening economic ultimately passed, in particular the requirement that all
situation for many Plebeians.[49] The long military cam- votes be by secret ballot. A new culture of dependency
paigns had forced citizens to leave their farms, which was emerging, which would look to any populist leader
often caused those farms to fall into a state of disre- for relief.[54]
pair. This situation was made worse during the Second
Punic War, when Hannibal fought the Romans through-
out Italy, and the Romans adopted a strategy of attrition
and guerrilla warfare in response. When the soldiers re-
turned from the battleeld, they often had to sell their
farms to pay their debts, and the landed aristocracy
quickly bought these farms at discounted prices. The
wars had also brought to Rome a great surplus of inex-
16 CHAPTER 2. HISTORY
the city again.[68] Sulla and his supporters then slaugh- rejected these laws, and so he then submitted them
tered most of Marius supporters,[67] although one such to the assemblies. Bibulus attempted to obstruct the
supporter, a 17-year-old populare (and the son-in-law of enactment of these laws, and so Caesar used violent (and
Cinna) named Julius Caesar, was ultimately spared. thus illegal) means to ensure their passage.[76] Caesar
Sulla, who had observed the violent results of radical was then given command of four legions, and promised
populare reforms (in particular those under Marius and the governorship of three provinces (Cisalpine Gaul,
Cinna), was naturally conservative, and so his conser- Transalpine Gaul, and Illyricum). This appointment
vatism was more reactionary than it was visionary.[67] As was to begin on March 1, 59 BC, while he was still
Consul. Caesar did not wish to leave the senate in
such, he sought to strengthen the aristocracy, and thus the
senate.[69] After being appointed Roman Dictator[70] in the hands of such unskillful politicians as Pompey and
Crassus before he had crushed the spirit of the senate
82 BC, he enacted a series of constitutional reforms.[71]
He resigned the Dictatorship in 80 BC, retired in 79 BC, and deprived it of its two most dangerous leaders, Cato
and Cicero.[77] Therefore, he sent Cato on a mission
and died a year later. While he thought that he had
rmly established aristocratic rule, his own career had to Cyprus, which was likely to ruin his reputation,[77]
and then facilitated the election of the former Patrician
illustrated the fatal weaknesses in the constitution. Ulti-
mately, it was the army, and not the senate, which dictated Clodius to the Tribunate for 58 BC. Clodius, a dangerous
the fortunes of the state.[72] demagogue,[77] secured the passage of several laws for
his coming attack on Cicero.[77] One law banned the
In 77 BC, the senate sent one of Sullas former lieu- use of omens (auspices) as an obstructive device in the
tenants, Gnaeus Pompey Magnus,[73] to put down an Plebeian Council, while the second law made certain
uprising in Spain. By 71 BC, Pompey returned to clubs of a semi-political nature (i.e. armed gangs)
Rome after having completed his mission, and around the lawful.[77] Clodius then passed two laws which banished
same time, another of Sullas former lieutenants, Marcus Cicero, on the grounds that he had deprived several of
Licinius Crassus,[73] had just put down a slave revolt in Catilines conspirators of their due process (provocatio)
Italy. Upon their return, Pompey and Crassus found the rights when he had them executed upon a mere decree
populare party ercely attacking Sullas constitution,[74] of the senate.[77]
and so they attempted to forge an agreement with the pop-
ulare party. If both Pompey and Crassus were elected Pompey and Crassus proved themselves to be as incom-
Consul in 70 BC, they would dismantle the more obnox- petent as Caesar had hoped.[77] Clodius terrorized the city
ious components of Sullas constitution.[75] The promise with his armed gangs, and agitated Pompey to such a de-
gree that Pompey was able to secure the passage of a
of both Pompey and Crassus, aided by the presence
of both of their armies outside of the gates of Rome, law in 57 BC which recalled Cicero from his exile.[77]
This was more of a triumph for the senate than it was
helped to 'persuade' the populares to elect the two to the
Consulship.[75] As soon as they were elected, they dis- for Pompey, however, since Pompey was allied with Cae-
sar. Pompey was so inept that the senate decided to over-
mantled most of Sullas constitution.[75]
ride him,[77] and rescind the land laws that Caesar had
passed in 59 BC for Pompeys veterans.[78] This forced
2.4.3 The First Triumvirate a renewal of the triumvirate: Pompey and Crassus were
promised the Consulship in 55 BC and Caesars term as
Main article: First Triumvirate governor was extended for ve years. Caesars daughter,
and Pompeys wife, Julia, soon died in childbirth, and a
year later, Crassus was killed during his invasion of the
In 62 BC, Pompey returned victorious from Asia, but Parthian Empire. These two events severed the last re-
the senate refused to ratify the arrangements that he had maining bond between Pompey and Caesar.
made with his soldiers.[76] Pompey, in eect, became
powerless, and thus when Julius Caesar returned from Beginning in the summer of 54 BC, a wave [78]
of politi-
his governorship in Spain in 61 BC, he found it easy to cal corruption and violence swept Rome. This chaos
[76]
make an arrangement with Pompey. Caesar and Pom- reached a climax in January 52 BC, when Clodius was
pey, along with Crassus, established a private agreement, murdered in a gang war. In addition, the civil unrest had
known as the First Triumvirate. Under the agreement, caused the calendar to become neglected. The calendar
Pompeys arrangements in Asia were to be ratied, and required annual adjustments to prevent its drift relative to
his soldiers were to be given land. Caesar was to be any Spring Equinox, and so to correct the misalignment of
elected Consul in 59 BC, and then serve as governor of the calendar, an intercalary month was inserted at the end
Gaul for ve years. Crassus was to be promised a future of February 52 BC, and Pompey was elected sole Consul
Consulship.[76] for that month. This elevation to extraordinary power was
the last straw for Caesar,[78] and with Crassus dead, Pom-
Caesar became Consul in 59 BC, but his col- pey was looking for any excuse with which to crush Cae-
league, Marcus Calpurnius Bibulus, was an extreme sar, and establish himself as the master of the state.[78] On
aristocrat.[76] Caesar submitted the laws that he had January 1, 49 BC, an agent of Caesar named Gaius Scri-
promised Pompey to the Roman Senate, but the senate
18 CHAPTER 2. HISTORY
Abbott, Frank Frost (1901). A History and Descrip- Millar, F. The Emperor in the Roman World, (Duck-
tion of Roman Political Institutions. Elibron Classics. worth, 1977, 1992).
ISBN 0-543-92749-0. Mommsen, Theodor. Roman Constitutional Law.
18711888
Byrd, Robert (1995). The Senate of the Roman
Republic. U.S. Government Printing Oce Senate Polybius. The Histories
Document 10323.
Tighe, Ambrose. The Development of the Roman
Cicero, Marcus Tullius (1841). The Political Works Constitution. D. Apple & Co. 1886.
of Marcus Tullius Cicero: Comprising his Treatise on Von Fritz, Kurt. The Theory of the Mixed Constitu-
the Commonwealth; and his Treatise on the Laws. tion in Antiquity. Columbia University Press, New
vol. 1 (Translated from the original, with Dis- York. 1975.
sertations and Notes in Two Volumes By Francis
Barham, Esq ed.). London: Edmund Spettigue.
Senate
22
3.2. DEBATES 23
3.2 Debates ing with a speech (the verba fecit),[9] which was usually
brief, but was sometimes a lengthy oration. The presiding
Meetings usually began at dawn, although occasionally magistrate would then begin a discussion by referring an
certain events (such as festivals) might delay the begin- issue to the senators, who would discuss the issue, one at
ning of a meeting. A magistrate who wished to summon a time, by order of seniority, with the rst to speak, the
the Senate had to issue a compulsory order (a cogere), and most senior senator, known as the princeps senatus (leader
senators could be punished if they failed to appear with- of the Senate),[1] who was then followed by ex-consuls
out reasonable cause. In 44 BC for example, consul Mark (consulares), and then the praetors and ex-praetors (prae-
Antony threatened to demolish the house of the former torii). This continued, until the most junior senators had
consul Cicero for this very reason.[7] The Senate meetings spoken.[1] Senators who had held magisterial oce al-
were technically public[1] because the doors were usually ways spoke before those who had not, and if a patrician
left open, which allowed people to look in, but only sena- was of equal seniority as a plebeian, the patrician would
tors could speak. The Senate was directed by a presiding always speak rst.[10]
magistrate, who was usually either a consul (the highest- A senator could make a brief statement, discuss the mat-
ranking magistrate) or, if the consul was unavailable, a ter in detail, or talk about an unrelated topic. All sena-
Praetor (the second-highest ranking magistrate).[8] By the tors had to speak before a vote could be held, and since
late Republic, another type of magistrate, a plebeian tri- all meetings had to end by nightfall,[11] a senator could
bune, would sometimes preside.[1] talk a proposal to death (a libuster or diem consumere)
While in session, the Senate had the power to act on its if they could keep the debate going until nightfall.[9] It
own, and even against the will of the presiding magistrate is known, for example, that the senator Cato the Younger
if it wished. The presiding magistrate began each meet- once libustered in an attempt to prevent the Senate from
24 CHAPTER 3. SENATE
Senate did not comply. If the Senate did not comply, he [3] Lintott, 72
could physically prevent the Senate from acting, and any
resistance could be criminally prosecuted as constituting [4] Byrd, 36
a violation of his sacrosanctity. If the vetoed motion was [5] Lintott, 70
proposed the next day, and the plebeian tribune who had
vetoed it the day before was not present to interpose him- [6] Ceccarelli, L., in Bell, S., and Carpino, A., A, (Editors)
self, the motion could be passed. In general, the plebeian A Companion to the Etruscans (Blackwell Companions to
tribune had to physically be present at the Senate meet- the Ancient World), Blackwell Publishing, 2016, p. 33
ing, otherwise his physical threat of interposing his per-
[7] Lintott, 75
son had no meaning. Ultimately, the plebeian tribunes
veto was based in a promise of physical force.[16] [8] Byrd, 42
Once a vote occurred, and a measure passed, he could [9] Lintott, 78
do nothing, since his promise to physically interpose his
person against the senators was now meaningless. In ad- [10] Abbott, 228
dition, during a couple of instances between the end of
[11] Byrd, 44
the Second Punic War in 201 BC and the beginning of the
Social War in 91 BC, although they had no legal power [12] Cato, the Younger Biography | Encyclopedia of World
to do so, several Consuls were known to have vetoed acts Biography Biography. Bookrags.com. Retrieved 2008-
of the Senate. Ultimately, if there was no veto, and the 09-19.
matter was of minor importance, it could be voted on by
a voice vote or by a show of hands. If there was no veto, [13] Lintott, 82
and the matter was of a signicant nature, there was usu- [14] Byrd, 112
ally a physical division of the house, where senators voted
by taking a place on either side of the chamber.[1] [15] Byrd, 133
Any motion that had the support of the Senate but was [16] Lintott, 83
vetoed was recorded in the annals as a senatus auctori-
tas, while any motion that was passed and not vetoed was [17] Lintott, 85
recorded as a senatus consultum. After the vote, each
[18] Abbott, 233
senatus consultum and each senatus auctoritas was tran-
scribed into a nal document by the presiding magistrate.
This document included the name of the presiding mag-
istrate, the place of the assembly, the dates involved, the 3.7 References
number of senators who were present at time the motion
was passed, the names of witnesses to the drafting of the Abbott, Frank Frost (1901). A History and Descrip-
motion, and the substance of the act. In addition, if the tion of Roman Political Institutions. Elibron Classics.
motion was a senatus consultum, a capital letter C was ISBN 0-543-92749-0.
stamped on the document, to verify that the motion had
been approved by the Senate.[17] Byrd, Robert (1995). The Senate of the Roman Re-
public. US Government Printing Oce Senate Doc-
The document was then deposited in the temple that ument 10323. ISBN 0-16-058996-7.
housed the Treasury (the aerarium).[11] While a senatus
auctoritas (vetoed Senate motion) had no legal value, it Cicero, Marcus Tullius (1841). The Political Works
did serve to show the opinion of the Senate. If a senatus of Marcus Tullius Cicero: Comprising his Treatise on
consultum conicted with a law (lex) that was passed by a the Commonwealth; and his Treatise on the Laws.
Roman Assembly, the law overrode the senatus consultum, Vol. 1 (Translated from the original, with Dis-
because the senatus consultum had its authority based in sertations and Notes in Two Volumes By Francis
precedent, and not in law. A senatus consultum, however, Barham, Esq ed.). London: Edmund Spettigue.
could serve to interpret a law.[18]
Holland, Tom (2005). Rubicon: The Last Years of
the Roman Republic. Random House Books. ISBN
1-4000-7897-0.
3.5 See also
Lintott, Andrew (1999). The Constitution of the Ro-
man Republic. Oxford University Press. ISBN 0-
3.6 Notes 19-926108-3.
Legislative Assemblies
27
28 CHAPTER 4. LEGISLATIVE ASSEMBLIES
for oce used the Convention to campaign.[6] During the sembly voted on were mostly symbolic and usually in the
Convention, the bill to be voted upon was read to the as- armative.[12] At one point, possibly as early as 218 BC,
sembly by an ocer known as a Herald. Then, if the the Curiate Assemblys thirty Curia were abolished, and
assembly was composed of Tribes, the order of the vote replaced with thirty lictors, one from each of the original
had to be determined. A Plebeian Tribune could use his Patrician clans.[12] Since the Curia had always been orga-
veto against pending legislation until the point when the nized on the basis of the Roman family,[13] the Curiate
order of the vote was determined.[7] Assembly actually retained jurisdiction over clan matters
The electors were then told to break up the Convention even after the fall of the Roman Republic in 27 BC.[14]
Under the presidency of the Pontifex Maximus,[11] it wit-
and assemble into the formal Assembly or Council. The
electors voted by placing a pebble or written ballot into an nessed wills and ratied adoptions,[11] inaugurated cer-
tain priests, and transferred citizens from Patrician class
appropriate jar.[4][8] The baskets that held the votes were
watched by specic ocers, who then counted the bal- to Plebeian class (or vice versa). In 44 BC, for exam-
ple, it ratied the will of Julius Caesar, and with it Cae-
lots, and reported the results to the presiding magistrate.
The majority of votes in any Curia, Tribe, or Century sars adoption of his nephew Gaius Octavian (the future
Roman emperor Augustus) as his son and heir.[12] How-
decided how that Curia, Tribe, or Century voted. Each
Curia, Tribe, or Century received one vote, regardless of ever, this might not have been the comitia curiata but in-
how many electors each Tribe or Century held. Once stead the comitia calata.
a majority of Curiae, Tribes, or Centuries voted in the
same way on a given measure, the voting ended, and the
matter was decided.[9] 4.3 Assembly of the Centuries
If a law was passed in violation of proper procedures
(such as failing to wait 17 days before voting on a law), Main article: Centuriate Assembly
the Senate could declare the law nonbinding.[10] See also: Servian constitution
The Centuriate Assembly (comitia centuriata or Army
The Tribal Assembly (comitia populi tributa) of the also organized on the basis of the Tribes) was that the
Roman Republic was the democratic assembly of Roman Tribes of the Plebeian Council only included Plebeians,
citizens. The Tribal Assembly was organized as an As- whereas the Tribes of the Tribal Assembly included both
sembly, and not as a Council. During the years of the Plebeians and Patricians.[29]
Roman Republic, citizens were organized on the basis The Plebeian Council elected two 'Plebeian Magistrates,
of thirty-ve Tribes which included patricians and ple- the Plebeian Tribunes and the Plebeian Aediles.[33] Usu-
beians. The Tribes gathered into the Tribal Assembly for ally the Plebeian Tribune presided over the assem-
legislative, electoral, and judicial purposes. The presi- bly, although the Plebeian Aedile sometimes did as
dent of the Tribal Assembly was usually either a Consul
well. Originally, statutes passed by the Plebeian Coun-
(the highest ranking Roman Magistrate) or a Praetor (the cil ("Plebiscites") only applied to Plebeians.[34] However,
second-highest ranking Roman Magistrate). The Tribal
in 449 BC, a statute of an Assembly was passed which
Assembly elected three dierent magistrates: Quaestors, gave Plebiscites the full force of law over all Romans (Ple-
Curule Aediles, and Military Tribunes.[28] The Tribal As-
beians and Patricians).[35] It was not until 287 BC, how-
sembly also had the power to try judicial cases.[29] ever, that the last mechanism which allowed the Roman
The thirty-ve Tribes were not ethnic or kinship groups, Senate to veto acts of the Plebeian Council was revoked.
but rather a generic division into which Roman citizens After this point, almost all domestic legislation came out
were distributed. When the Tribes were created the divi- of the Plebeian Council.
sions were geographical, similar to modern Parliamentary
constituencies. However, since one joined the same Tribe
that ones father belonged to, the geographical distinc- 4.6 See also
tions were eventually lost.[30] The order that the 35 Tribes
voted in was selected randomly by lot. The order was not
chosen at once, and after each Tribe had voted, a lot was 4.7 Notes
used to determine which Tribe should vote next.[31] The
rst Tribe selected was usually the most important Tribe, [1] Lintott, 44
because it often decided the matter. It was believed that
the order of the lot was chosen by the Gods, and thus, [2] Taylor, 63
that the position held by the early voting Tribes was the [3] Taylor, 96
position of the Gods.[32] Once a majority of Tribes had
voted the same way, voting ended.[9] [4] Taylor, 2
[5] Lintott, 45
[6] Taylor, 16
4.5 Plebeian Council
[7] Lintott, 46
[9] Taylor, 40
The Plebeian Council (concilium plebis) was the principal
popular gathering of the Roman Republic. As the name [10] Lintott, 62
suggests, the Plebeian Council was organized as a Coun-
[11] Byrd, 33
cil, and not as an Assembly. It functioned as a gather-
ing through which the Plebeians (commoners) could pass [12] Taylor, 34
laws, elect magistrates, and try judicial cases. This coun-
cil had no political power until the oces of Plebeian Tri- [13] Abbott, 250
bune and Plebeian Aedile were created in 494 BC, due to [14] Abbott, 253
the Plebeian Secession that year.[29]
[15] Holland, 5
According to legend, the Roman King Servius Tullius en-
acted a series of constitutional reforms in the 6th cen- [16] McCullough, 943
tury BC. One of these reforms resulted in the creation of
a new organizational unit with which to divide citizens. [17] Abbott, 257
This unit, the Tribe, was based on geography rather than [18] Taylor, 85
family, and was created to assist in future reorganizations
of the army.[20] In 471 BC,[33] a law was passed which [19] Taylor, 87
allowed the Plebeians to begin organizing by Tribe. Be-
[20] Abbott, 21
fore this point, they had organized on the basis of the Cu-
ria.[29] The only dierence between the Plebeian Council [21] E. S. Staveley. Greek and Roman Voting and Elections.
after 471 BC and the ordinary Tribal Assembly (which Cornell University Press, 1972 pg. 126.
4.9. FURTHER READING 31
[25] E. S. Staveley. Greek and Roman Voting and Elections. Cambridge Ancient History, Volumes 913.
Cornell University Press, 1972 pg. 127.
Cameron, A. The Later Roman Empire, (Fontana
[26] Rachel Feig Vishnia. Roman Elections in the Age of Ci- Press, 1993).
cero: Society, Government, and Voting. Routledge, Mar
12, 2012 pg. 123 Crawford, M. The Roman Republic, (Fontana Press,
1978).
[27] Abbott, 107
Executive Magistrates
The executive magistrates of the Roman Republic to obstruct the lower-ranking magistrate. By denition,
were ocials of the ancient Roman Republic (c. 510 plebeian tribunes and plebeian aediles were technically
BC 44 BC), elected by the People of Rome. Ordi- not magistrates[4] since they were elected only by the
nary magistrates (magistratus) were divided into several plebeians.[1] As such, no ordinary magistrate could veto
ranks according to their role and the power they wielded: any of their actions.
censors, consuls (who functioned as the regular head of
state), praetors, curule aediles, and nally quaestor. Any
magistrate could obstruct (veto) an action that was be-
ing taken by a magistrate with an equal or lower degree
5.2 Powers
of magisterial powers. By denition, plebeian tribunes
and plebeian aediles were technically not magistrates as Only Roman citizens (both plebeians and patricians) had
they were elected only by the plebeians, but no ordinary the right to confer magisterial powers (potestas) on any
magistrate could veto any of their actions. Dictator was individual magistrate.[5] The most important power was
an extraordinary magistrate normally elected in times of imperium, which was held by consuls (the chief magis-
emergency (usually military) for a short period. During trates) and by praetors (the second highest-ranking or-
this period, the dictators power over the Roman govern- dinary magistrate). Dened narrowly, imperium simply
ment was absolute, as they were not checked by any in- gave a magistrate the authority to command a military
stitution or magistrate. force. Dened more broadly, however, imperium gave a
magistrate the constitutional authority to issue commands
(military, diplomatic, civil, or otherwise). A magistrates
imperium was at its apex while the magistrate was abroad.
5.1 Ranks While the magistrate was in the city of Rome itself, how-
ever, he had to completely surrender his imperium, so that
The magistrates (magistratus) were elected by the People liberty (libertas) was maximized.[6] Magistrates with im-
of Rome, which consisted of plebeians (commoners) and perium sat in a curule chair, and were attended by lictors
patricians (aristocrats). Each magistrate was vested with (bodyguards) who carried axes called fasces which sym-
a degree of power, called major powers or maior potes- bolized the power of the state to punish and to execute.[7]
tas.[1] dictators had more major powers than any other Only a magistrate with imperium could wear a bordered
magistrate, and thus they outranked all other magistrates; toga, or be awarded a triumph.[8]
but were originally intended only to be a temporary tool All magistrates had the power of coercion (coercitio),
for times of state emergency. Thereafter in descending which was used by magistrates to maintain public or-
order came the censor (who, while the highest-ranking der.[9] A magistrate had many ways with which to en-
ordinary magistrate by virtue of his prestige, held little force this power. Examples include ogging, imprison-
real power), the consul, the praetor, the curule aedile, and ment, nes, mandating pledges and oaths, enslavement,
the quaestor. Any magistrate could obstruct (veto) an ac- banishment, and sometimes even the destruction of a per-
tion that was being taken by a magistrate with an equal or sons house.[10] While in Rome, all citizens had an ab-
lower degree of magisterial powers. If this obstruction solute protection against Coercion. This protection was
occurred between two magistrates of equal rank, such called "Provocatio" (see below), which allowed any cit-
as two praetors, then it was called par potestas (negation izen to appeal any punishment. However, the power of
of powers).[2] To prevent this, magistrates used a prin- Coercion outside the city of Rome was absolute. Magis-
ciple of alteration, assigned responsibilities by lot or se- trates also had both the power and the duty to look for
niority, or gave certain magistrates control over certain omens from the Gods (auspicia), which could be used
functions.[3] If this obstruction occurred against a mag- to obstruct political opponents. By claiming to witness
istrate of a lower rank, then it was called intercessio,[2] an omen, a magistrate could justify the decision to end
where the magistrate literally interposed his higher rank a legislative or senate meeting, or the decision to veto
32
5.3. ORDINARY MAGISTRATES 33
ten performed similar duties as did the curule aediles (dis- of the senate, the assemblies, or the magistrates, he could
cussed above). In time, however, the dierences between only veto the act, and not the actual measure. Therefore,
the plebeian aediles and the curule aediles disappeared. he had to physically be present when the act was occur-
ring. As soon as that tribune was no longer present, the act
could be completed as if there had never been a veto.[37]
Tribunes, the only true representatives of the people, had
the authority to enforce the right of Provocatio, which was
a theoretical guarantee of due process, and a precursor
to our own habeas corpus. If a magistrate was threaten-
ing to take action against a citizen, that citizen could yell
"provoco ad populum", which would appeal the magis-
trates decision to a tribune.[38] A tribune had to assess
the situation, and give the magistrate his approval before
the magistrate could carry out the action. Sometimes the
tribune brought the case before the College of tribunes or
the Plebeian Council for a trial. Any action taken in spite
of a valid provocatio was on its face illegal.[39]
of a dictator, the senate specied who was to be the Mas- [15] Lintott, p. 113
ter of the Horse. In many respects, he functioned more
as a parallel magistrate (like an inferior co-consul) than [16] Lintott, p. 100
he did as a direct subordinate.[44] Whenever a dictators
term ended, the term of his Master of the Horse ended [17] Byrd, p. 110
as well.[43] Often, the dictator functioned principally as
the master of the infantry (and thus the legions), while [18] Byrd, p. 179
the Master of the Horse (as the name implies) functioned
as the master of the cavalry.[43] The dictator, while not [19] Lintott, p. 21
elected by the people, was technically a magistrate since
[20] Byrd, p. 32
he was nominated by an elected consul. The Master of
the Horse was also technically a magistrate, since he was
[21] Lintott, pp. 107-109
nominated by the dictator.[1] Thus, both of these magis-
trates were referred to as Extraordinary Magistrates.
[22] Lintott, p. 109
The last ordinary dictator was appointed in 202 BC. Af-
ter 202 BC, extreme emergencies were addressed through [23] Lintott, p. 116
the passage of the senatus consultum ultimum (ultimate
decree of the senate) which suspended civil government, [24] Lintott, p. 120
and declared something analogous to martial law.[45]
It declared "videant consules ne res publica detrimenti [25] Byrd, p. 26
capiat" (let the consuls see to it that the state suer no
harm) which, in eect, vested the consuls with dictato- [26] Lintott, pp. 118-120
rial powers. There were several reasons for this change.
[27] Lintott, p. 119
Up until 202 BC, dictators were often appointed to ght
plebeian unrest. In 217 BC, a law was passed that gave the
[28] Byrd, p. 31
popular assemblies the right to nominate dictators. This,
in eect, eliminated the monopoly that the aristocracy
[29] Lintott, p. 130
had over this power. In addition, a series of laws were
passed, which placed additional checks on the power of [30] Lintott, pp. 129-131
the dictator.[45]
[31] Lintott, p. 136
[10] Lintott, p. 99
[42] Lintott, p. 111
[11] Lintott, pp. 102-104
[43] Byrd, p. 42
[12] Lintott, p. 101
[44] Lintott, p. 112
[13] Lintott, p. 94
Byrd, Robert (1995). The Senate of the Roman Re- What a Terrorist Incident in Ancient Rome Can
public. U.S. Government Printing Oce, Senate Teach Us
Document 103-23. ISBN 0-16-058996-7.
Rome at the End of the Punic Wars: An Analysis of
Cicero, Marcus Tullius (1841). The Political Works the Roman Government; by Polybius
of Marcus Tullius Cicero: Comprising his Treatise on
the Commonwealth; and his Treatise on the Laws. Considerations on the Causes of the Greatness of the
Translated from the original, with Dissertations and Romans and their Decline, by Montesquieu
Notes in Two Volumes. volume 1. translated by
Francis Barham. Esq. London: Edmund Spettigue.
Lintott, Andrew (1999). The Constitution of the Ro-
man Republic. Oxford University Press. ISBN 0-
19-926108-3. OCLC 179708792.
Taylor, Lily Ross (1966). Roman Voting Assemblies:
From the Hannibalic War to the Dictatorship of Cae-
sar. The University of Michigan Press. ISBN 0-
472-08125-X. OCLC 23708165.
5.11.2 Images
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