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[THE AUTHOR]
How Does
Consciousness
Happen?
H
Christof Koch is professor of cog-
nitive and behavioral biology at ow brain processes translate to con- lem of consciousness. Rather, numerous phe-
the California Institute of Technol-
sciousness is one of the greatest un- nomena must be explained in particular, self-
ogy, where he teaches and has
conducted research on the neuro-
solved questions in science. Although consciousness (the ability to examine ones own
nal basis of visual attention and the scientic method can delineate events imme- desires and thoughts), the content of con-
JULIA BAIER ( Koch ); MATT COLLINS ( illustration )
consciousness for more than two diately after the big bang and uncover the bio- sciousness (what you are actually conscious of at
decades. He is an avid hiker and chemical nuts and bolts of the brain, it has utter- any moment), and how brain processes relate to
rock climber who has scaled sever-
ly failed to satisfactorily explain how subjective consciousness and to nonconsciousness.
al noted peaks.
experience is created. So where does the solution begin? Neurosci-
As neuroscientists, both of us have made it our entists do not yet understand enough about the
HIS THEORY: For each conscious
experience, a unique set of neu- lifes goal to try to solve this puzzle. We share brains inner workings to spell out exactly how
rons in particular brain regions many common views, including the important consciousness arises from the electrical and
res in a specic manner. acknowledgment that there is not a single prob- chemical activity of neurons. Thus, the big rst
you, what has happened in your brain? We are monality: our views stem primarily from neuro- tive diseases. Her favorite pas-
times are squash and dancing.
both trying to nd the neuronal counterpart of science, not just philosophy. We both have con-
each subjective experience that an individual sidered a tremendous amount of neuroscientic,
HER THEORY: For each conscious
may have. And this is where we differ. clinical and psychological data, and it is from experience, neurons across the
Our disagreement over the best NCC emerged these observations that our arguments arise. brain synchronize into coordi-
during a lively debate between us at the Univer- Christof Koch and Susan Greeneld nated assemblies, then disband.
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[BASIC ARGUMENTS]
STUART C. SEALFON AND POKMAN CHAN Mount Sinai School of Medicine ( mouse cortex ); MICHAEL HILL University of Oxford ( video stills); ALFRED T. KAMAJIAN ( brains)
alitions. When, say, Susan enters a crowded room
and I see her face, a coalition of neurons sudden-
ly chatters in concert for a fraction of a second or
longer. The coalition reaches from the back of the
cortex, where representations of visual stimuli
are rst processed, into the front of the cortex,
which carries out executive functions such as pro-
viding perspective and enabling planning. Such
a coalition would be reinforced if I paid attention
to the stimulus of her image on my retina, which
a b
would strengthen the amplitude or the synchro-
ny of the activity among the select neurons. The
coalition sustains itself and suppresses compet-
Cortex
ing coalitions by feeding excitatory signals back
and forth among the neurons in the back and
front of the cortex. If, suddenly, someone calls
Thalamus my name, a different coalition of neurons in the
auditory cortex arises. This coalition establishes
c d two-way communication with the front of the
brain and focuses my consciousness on the voice,
suppressing the earlier coalition representing
Susans face, which fades from my awareness.
One universal lesson from biology is that or-
ganisms evolve specic gadgets, and this is true
for the brain. Nerve cells have developed myriad
shapes and functions, along with specic wiring
patterns among them. This heterogeneity is re-
light), the more likely it will be to recruit an extensive assembly of neurons, and the more
rebral cortex known as layer 5. These cells send extensive the assembly, the more likely that you will be awakened.
out signals to, and directly receive strong excit-
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atory inputs from, another set of pyramidal neu- different content of consciousness in infants,
rons in a different region. Such an arrangement adults and animals. That any coalition can exist
could implement a positive feedback loop, a co- at all depends on the existence of arousal circuits
alition of neurons that, once triggered, would in the brain stem and thalamus (which relays sen-
keep on ring until shut off by another coalition sory inputs to the cortex) that are continuously
of neurons. These groups also re over fractions active and that perfuse the cortex and its satellite
of a second, much closer to the timescale of con- structures with neurotransmitters and other sub-
scious awareness than single-neuron rings. stances. If a persons arousal circuits are silent
This notion about networks of neurons has as they are when one is in deep sleep or under an-
received a boost from recent results by research- esthesia or when one has suffered trauma akin to
ers at the Mount Sinai School of Medicine, Co- that of Terri Schiavo, the woman who fell into a
Neuroscience lumbia University and the New York State Psy- persistent vegetative state that captivated the me-
needs a theory chiatric Institute, working under Stuart C. Seal- dia no stable coalition of cortical neurons can
that can predict fon of Mount Sinai and Jay A. Gingrich of arise and the person is not conscious.
Columbia. Sealfons and Gingrichs teams have Although this model can be tested by physio-
whether a fruit demonstrated in genetically modied mice that logical experiments, a valid criticism is that it is
y, a dog, an hallucinogens such as LSD, psilocybin (an in- not a theory built from a set of principles that
unresponsive gredient of mushrooms) and mescaline act on is, it cannot predict what type of system has con-
Alzheimers a type of molecule, called a serotonin receptor, scious experiences. Neuroscience needs a theory
found on the pyramidal cells that cluster in layer that predicts, based on physical measurements,
patient or the 5. The hypothesis that the mind-bending effects which of the following organisms is conscious: a
World Wide Web of hallucinogenic compounds come from activa- fruit y, a dog, a human fetus ve months after
is conscious. tion of one receptor type on a specic set of neu- conception, an unresponsive Alzheimers patient,
rons rather than from messing up the brains the World Wide Web, and so on.
circuits in some holistic manner can be further Some experts, including Giulio Tononi of the
tested with molecular tools that can toggle layer University of WisconsinMadison, are working
5 pyramidal cells on and off until the exact set of on such theories. But we are still so ignorant
neurons being affected is identied. about the brain that we can only speculate. Spe-
A second proposal for how NCC underlie cic hypotheses that can be tested with todays
consciousness involves the claustrum, a sheet- technology will help. As Francis was fond of say-
like structure within the cortex. Remarkably the ing, what drove his and James Watsons 1953
neurons composing this structure receive input discovery of the double-helical structure of DNA
from almost all regions of the cortex and project were experiments, not a theory of how genetic
back to almost all as well. This structure may be information might be encoded in molecules.
perfectly situated to bind the activity of the sen- Fundamentally, my explanation is that quali-
sory cortices into a single, coherent percept. tative, not quantitative, differences in neuronal
To advance these ideas, neuroscientists must activity give rise to consciousness. What matters
sample the chattering electrical activity of a very is not the sheer number of neurons involved, as
large number of neurons at many locations. This Susan stresses, but the informational complex-
work is delicate and difcult, but the miniatur- ity that they represent. A specic network of
ization of electrodes is making it possible. Pre- neurons is needed for a specic percept, not any
liminary efforts conrm that specic groups of random collection of neurons that become high-
neurons express the types of perceptions that ly active. Furthermore, for full consciousness, a
form our daily experiences. coalition of neurons must encompass both senso-
None of these insights imply that one, 100 or ry representation at the back of the cortex as well
even one million neurons living in a lab dish as frontal structures involved in memory, plan-
could be conscious. Neurons are part of vast ning and language. The brain works not by dint
networks and can generate consciousness only of its bulk properties but because neurons are
in that context. An analogy is helpful: although wired up in amazingly specic and idiosyncratic
DNA molecules in a cell spell out the composi- patterns. These patterns reect the accumulated
tion of the proteins in our bodies, many other information an organism has learned over its
molecules must also be present in the cell to con- lifetime, as well as that of its ancestors, whose
struct and maintain those proteins. information is represented in genes. It is not cru-
The varying extent and provenance, or origin, cial that a sufcient number of neurons are ac-
of coalitions of neurons can also account for the tive together but that the right ones are active.
phenomena, including the efcacy of an alarm in the holistic functioning of the brain. Con-
clock, the action of anesthetics, the distinction sciousness grows as brains grow.
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[POINT/COUNTERPOINT]
But what is the key neuronal mechanism in
this process? The attempt to show a process-re-
lated correlate of consciousness has been in-
spired by various ndings, including those of
German neurophysiologist Wolf Singer. Singer
demonstrated that a huge population of neu-
rons between the thalamus and the cerebral cor-
tex transiently re together at a frequency of 40
times a second. But because the same activity
can arise in this tissue kept alive in a lab dish, an
additional condition must be a prerequisite for
consciousness.
Neuroscientist Rodolfo Llinas of New York
University Medical Center more recently sug-
gested that this coordinated, transient ring sets
up two complementary loops between the thal-
amus and the cerebral cortex that work in con-
junction to maintain consciousness: a specic
system relating to the content of consciousness
and a nonspecic system relating to the arous-
al and alertness of consciousness. This account
does indeed provide an explanation for why the
strong sensory input of an alarm clock triggers
full consciousness. Moreover, Llinass model
distinguishes between the consciousness of
dreams and that of wakefulness; in dreams,
there is no sensory input to feed the arousal loop,
so only the content loop functions.
checks and balances that normally characterize adult cognition when awake.
chronous assembly. Dreams and wakefulness
differ because dreams result from a small assem-
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