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Periodontal Disease and Upper Genital Tract

Inflammation in Early Spontaneous Preterm Birth


Alice R. Goepfert, MD, Marjorie K. Jeffcoat, DMD, William W. Andrews, PhD, MD,
Ona Faye-Petersen, MD, Suzanne P. Cliver, Robert L. Goldenberg, MD, and John C. Hauth, MD

OBJECTIVE: To estimate the relationship between mater- than women with indicated preterm birth or term birth.
nal periodontal disease and both early spontaneous pre- Periodontal disease was not associated with selected mark-
term birth and selected markers of upper genital tract ers of upper genital tract inflammation. (Obstet Gynecol
inflammation. 2004;104:777 83. 2004 by The American College of
METHODS: In this case-control study, periodontal assess- Obstetricians and Gynecologists.)
ment was performed in 59 women who experienced an LEVEL OF EVIDENCE: II-2
early spontaneous preterm birth at less than 32 weeks of
gestation, in a control population of 36 women who expe- Preterm birth complicates 12% of all pregnancies in the
rienced an early indicated preterm birth at less than 32 United States and is one of the leading causes of infant
weeks of gestation, and in 44 women with an uncompli- morbidity and mortality.12 Evidence indicates that ma-
cated birth at term (> 37 weeks). Periodontal disease was ternal infection and inflammation of the lower and upper
defined by the degree of attachment loss. Cultures of the
genital tract, as well as at sites distant from the pelvis,
placenta and umbilical cord blood, cord interleukin-6 lev-
play a major role in the etiology of preterm birth in some
els, and histopathologic examination of the placenta were
performed for all women.
women.35
Periodontal disease is a chronic anaerobic inflamma-
RESULTS: Severe periodontal disease was more common in
tory condition that affects as many as 50% of pregnant
the spontaneous preterm birth group (49%) than in the
women in the United States.6 8 Emerging evidence sup-
indicated preterm (25%, P .02) and term control groups
(30%, P .045). Multivariable analyses, controlling for
ports a relationship between periodontal disease and
possible confounders, supported the association between other systemic conditions, including cardiovascular dis-
severe periodontal disease and spontaneous preterm birth ease and diabetes mellitus.9 11 Recent studies in the
(odds ratio 3.4, 95% confidence interval 1.57.7). Neither United States have demonstrated an association between
histologic chorioamnionitis, a positive placental culture, maternal periodontal disease and multiple adverse preg-
nor an elevated cord plasma interleukin-6 level was signif- nancy outcomes, including preterm birth, low birth
icantly associated with periodontal disease (80% power to weight, fetal growth restriction, preeclampsia, and peri-
detect a 50% difference in rate of histological chorioamnio- natal mortality.6 8,1216 The mechanisms by which peri-
nitis, 0.05). odontal disease and preterm birth are associated are not
CONCLUSION: Women with early spontaneous preterm clear. It has been hypothesized that in the presence of
birth were more likely to have severe periodontal disease severe periodontal disease, oral organisms can dissemi-
nate hematogenously to target the placenta, membranes,
From The Center for Research in Womens Health and the Department of
and fetus.1718 This bacterial challenge may result in
Obstetrics and Gynecology, The University of Alabama at Birmingham, Birming- increased cytokine expression and precipitate preterm
ham, Alabama; Department of Periodontology, The University of Pennsylvania labor.
School of Dental Medicine, Philadelphia, Pennsylvania; and Department of We sought to determine if women who have a sponta-
Pathology, The University of Alabama at Birmingham, Birmingham, Alabama.
neous preterm birth at less than 32 weeks of gestation are
This study is supported by the National Institute for Child Health and Human more likely to have periodontal disease than women who
Development, grants P01 HD 33927 and K12 HD01258. have either an indicated preterm birth at less than 32 weeks
Presented at the 22nd Annual Meeting of the Society for Maternal-Fetal Medicine, of gestation or a term birth. In addition, we sought to
January 14 19, 2002, New Orleans, Louisiana. determine whether selected markers of upper genital tract
The authors thank Nico C. Geurs, DMD, and Janatha Grant, RN, for their work inflammation were associated with periodontal disease in
on this project. these women.

VOL. 104, NO. 4, OCTOBER 2004


2004 by The American College of Obstetricians and Gynecologists. 0029-7844/04/$30.00 777
Published by Lippincott Williams & Wilkins. doi:10.1097/01.AOG.0000139836.47777.6d
MATERIALS AND METHODS 5 Index is the proportion of sextants with an attachment
This case-control study was approved by the Institutional loss of 5 mm).20 In reporting the index, the denomi-
Review Board at the University of Alabama at Birming- nator is sextants in any group of women, not an individ-
ham. Women delivering at our institution at between 24 ual score for each woman.
0/7 and 31 6/7 weeks of gestation, as well as women At the time of delivery, the placenta and a sample of
following spontaneous vaginal delivery at term ( 37 neonatal umbilical cord blood were collected using asep-
weeks) who were enrolled in an ongoing study of risk tic technique, refrigerated, and processed for culture
factors for preterm birth at our institution (Perinatal Em- within 12 hours of delivery. Placental culture included
swabs and placental tissue for aerobic and anaerobic
phasis Research Center at the University of Alabama at
culture and culture for Mycoplasma species and Ureaplasma
Birmingham) were eligible for the study. The study
urealyticum obtained using aseptic technique. The swabs
population for this periodontal disease supplement to
were taken between the chorion and amnion in 3 sepa-
Perinatal Emphasis Research Center was a sample of
rate sites. The placental tissue was taken just beneath the
convenience, in that women were recruited only when
chorion. All placentas were then placed in formalin and
delivered during daytime business hours on weekdays.
underwent histologic examination by a single patholo-
Spontaneous preterm birth was defined as delivery following
gist. Umbilical cord blood was cultured for Mycoplasma sp
spontaneous preterm labor or spontaneous preterm pre-
and U urealyticum, and the remaining fetal cord serum was
mature rupture of membranes. Indicated preterm birth was aliquoted and stored at 70C for batched analysis.
defined as delivery for maternal or fetal indications Interleukin-6 (IL-6) levels in the cord serum were deter-
excluding chorioamnionitis. All patients enrolled in this mined by commercially available enzyme-linked immu-
periodontal disease supplement to the Perinatal Empha- nosorbent assay (ELISA) kits (R&D Systems, Inc, Min-
sis Research Center provided informed consent before neapolis, MN). The lower limit of sensitivity of the assay
participation. was 0.7 pg/mL. The intra-assay and interassay coeffi-
Study participants underwent a dental examination by cients of variation were 2.6% and 4.5%, respectively.
a periodontist from the School of Dentistry within 72 Concentrations of cord IL-6 greater than or equal to the
hours postpartum. Eighteen of the women had a dental 95th percentile for the combined indicated preterm and
examination performed at 24 weeks of gestation as part term control groups of the larger Perinatal Emphasis
of the larger Perinatal Emphasis Research Center obser- Research Center study were considered elevated. The
vational study, and the dental examination was not periodontists, laboratory personnel, and pathologist
repeated at the postpartum visit for these women. The were blinded to delivery outcome.
dental examination technique used was a modification of Maternal demographic, intrapartum, delivery, and
the Community Periodontal and Treatment Index, also postpartum information was recorded by a trained ob-
known in the United States as the Periodontal Screening stetric research nurse. Neonatal outcome data through
and Recording Index.19 Briefly, the oral cavity and den- hospital discharge or death was also recorded. Neonatal
tition were divided into 6 standard regions or sextants. systemic inflammatory response syndrome was defined as the
At least 6 areas of each tooth were examined using a presence of negative cerebrospinal fluid and blood cul-
periodontal probe. The highest score in millimeters for tures plus clinically suspected sepsis and/or a band/band
any tooth in each sextant was recorded for probing depth plus polymorphonuclear cell ratio of 0.15 or greater.
and clinical attachment level. To perform the dental Composite neonatal morbidity was defined as any one
examination, a 0.5-mm diameter probe is slipped be- or more of the following complications: neonatal sys-
tween the gingiva and the tooth until resistance is met by temic inflammatory response syndrome, intraventricu-
the probe. The distance from the cemento-enamel junc- lar hemorrhage (grades 3 or 4), periventricular leukoma-
tion and pocket base was defined as attachment loss. Any lacia, respiratory distress syndrome, bronchopulmonary
evidence of gingival inflammation, defined as bleeding on dysplasia, necrotizing enterocolitis, and/or neonatal
periodontal probing of any tooth, was recorded for each death.
sextant. Periodontal health was defined as no evidence of Based on prior studies in our pregnant patient popu-
attachment loss or gingival inflammation. Periodontal dis- lation,6 we estimated the baseline rate of severe peri-
ease was defined as 1) gingival inflammation and no odontal disease to be 20%. Using a 2-sided test of signif-
attachment loss (gingivitis); 2) 35 mm (mild periodontitis); icance with an level of 0.05 and power of 80%, we
or 3) 5 mm (severe periodontal disease) in any one sextant. estimated needing 45 cases and 45 term controls, assum-
The extent of periodontal disease was classified using an ing a 50% exposure rate in cases versus a 20% exposure
index. This Extent Index describes the proportion of rate in controls (an odds ratio of 4.0). However, because
sextants with a threshold attachment level (ie, the Extent spontaneous preterm deliveries accounted for two thirds

778 Goepfert et al Periodontal Disease and Upper Genital Tract OBSTETRICS & GYNECOLOGY
Table 1. Demographic Factors for the Study Population
P
Spontaneous preterm birth Indicated preterm birth Term birth
(n 59) (n 36) (n 44) a vs b* a vs c
Maternal age (y) 24.4 5.8 25.0 6.7 22.3 3.8 .605 .032
African American (%) 63 42 80 .046 .065
Nulliparous (%) 47 56 43 .444 .667
Previous SPTB (%) 24 6 0 .025 .002
Smoker (%) 15 8 2 .526 .041
Education 12 y (%) 36 17 43 .056 .501
Private insurance (%) 10 28 2 .026 .234
Gestation age at delivery (wk) 28.7 2.1 29.0 1.9 39.5 1.1 .537 .001
SPTB, spontaneous preterm birth.
Data are presented as percentage or mean standard deviation.
* a vs b spontaneous compared with indicated preterm birth; 2 and Student t test.

a vs c spontaneous preterm compared with term birth; 2 and Student t test.

of the preterm births at our institution, we calculated the patient population (those receiving prenatal care and
sample size for the preterm birth groups using a 2:1 ratio delivering in our hospital) is predominantly African
of cases to controls. We estimated needing 57 spontane- American, funded by Medicaid, and younger, whereas
ous cases versus 38 indicated controls for the same maternal transfers (from across the state with an expect-
comparison as described for the term control group. We ant preterm delivery) are more likely to be older, have
therefore attempted to recruit 57 cases of spontaneous private insurance, and a higher percentage of white
preterm birth, 38 indicated preterm controls, and 45 women.
term controls for our study. We evaluated the potential association between peri-
Statistical analyses were performed using SAS 8.2 odontal disease and spontaneous preterm birth in several
software (SAS Institute, Inc, Cary, NC). Analyses were ways. The extent or the number of regions (sextants)
performed for cases and the 2 separate control groups, with mild-to-severe attachment loss is reported using the
not across all 3 groups. Unadjusted odds ratios (ORs) Extent Index.20 With a threshold attachment loss of
and their 95% confidence intervals (CIs) were calculated more than 3 mm and more than 5 mm, the Extent 3 and
separately for spontaneous cases compared with indi- 5 Index for each study group are presented in Table 2.
cated and term controls. For demographic characteris- Using either threshold for periodontal disease, the spon-
tics, groups were compared using 2 tests or Fisher exact taneous preterm birth group had significantly more
test, where appropriate. Means of continuous variables extensive periodontal disease than the term birth group,
were compared using Student t test. Distribution of IL-6 ie, more areas of the mouth were affected. The sponta-
between groups was compared using a Wilcoxon rank neous preterm birth group also had more extensive
sum test. Logistic regression analysis, adjusting for pos- periodontal disease than the indicated preterm birth
sible confounding factors, was used to calculate adjusted group, but the more than 5 mm threshold was not
ORs for spontaneous preterm birth. statistically significant.
We also evaluated whether women had evidence of
severe disease in at least one area of the mouth in relation
RESULTS
From October 1998 through May 2001, 139 maternal- Table 2. Extent of Periodontal Disease for Each Study
infant pairs were enrolled: 59 following a spontaneous Group
preterm birth, 36 following an indicated preterm birth, Extent index* SPTB IPTB Term
and 44 following uncomplicated spontaneous labor at Extent 3 (%) 48.0
33.8 29.2
term. The indicated preterm births included 31 (86%) for Extent 5 (%) 18.4 13.2 9.1
severe preeclampsia and 5 (14%) for nonreassuring fetal SPTB, spontaneous preterm birth 32 weeks of gestation; IPTB,
status. There were no significant differences in birth indicated preterm birth 32 weeks of gestation; Term, birth 37
group among the 18 women with a periodontal exami- weeks of gestation.
* Extent index is the proportion of sextants with 3 mm or 5 mm
nation at 24 weeks (n 10 term, n 6 spontaneous attachment loss. The denominator is sextants in each group, not each
preterm, n 2 indicated preterm; P .053). Selected individual.

maternal demographics are presented in Table 1. Most P .001 compared with IPTB, and P .001 compared with term;
2
test.
of the differences noted among the birth groups reflect
P .116 compared with IPTB, and P .001 compared with term;
the demographics of our patient population. Our local 2 test.

VOL. 104, NO. 4, OCTOBER 2004 Goepfert et al Periodontal Disease and Upper Genital Tract 779
Table 3. Rates of Severe Periodontal Disease by Birth without severe periodontal disease had similar rates of
Group positive placental cultures, positive umbilical cord cul-
Severe periodontal tures for U urealyticum and Mycoplasma species, histologic
disease* chorioamnionitis, funisitis, median cord IL-6 level, and
Birth group Yes (%) No (%) an elevated umbilical cord IL-6 level ( 95% or 41.2
Spontaneous preterm birth (n 59) 49
51 pg/mL). These findings were true in the overall popula-
Indicated preterm birth (n 36) 25 75 tion as well as within each birth group (Table 5, data for
Term birth (n 44) 30 70 indicated preterm and term birth not shown). Using the
* Severe periodontal disease is defined as an attachment loss of 5 mm number of participants in the overall population with
in any one oral sextant. and without periodontal disease (n 51 and n 88,

P .02 versus periodontal disease in the indicated preterm birth
group, and P .045 versus periodontal disease in the term birth group; respectively), we determined that we had 80% power
2
test. ( 0.05) to detect a significant difference between
groups (baseline rate of histological chorioamnionitis of
to birth group. None of the women had completely 50% in the group with periodontal disease, compared
healthy gums. Women with a spontaneous preterm birth with 25% in the group without periodontal disease).
at less than 32 weeks of gestation had higher rates of Organisms that are known periodontal pathogens were
severe periodontal disease than both the indicated pre- identified by placental culture in only 5 of the women (2
term birth or term birth groups (Table 3). Multivariable women with spontaneous preterm birth and 3 women
analyses were performed, controlling for maternal age, with a term birth) and included Peptostreptococcus micros,
race, education, insurance status, parity, history of a Streptococcus constellatus, and Eubacterium species.21
spontaneous preterm birth, and smoking. The unad- None of the infants delivered at term had any of the
justed and adjusted ORs for spontaneous preterm birth adverse neonatal outcomes assessed in this study. Neo-
in women with periodontal disease compared with natal outcome and presence or absence of severe peri-
women without severe periodontal disease are presented odontal disease in the preterm population (spontaneous
in Table 4. Each regression model included the sponta- and indicated) are presented in Table 6. All of the
neous preterm birth group as well as one or both of the adverse neonatal outcomes evaluated were represented
control groups. Severe periodontal disease was associ- similarly among women with and without periodontal
ated with an almost 3-fold risk for spontaneous preterm disease.
birth compared with the combined controls, indicated
preterm birth, and term birth (OR 2.6, 95% CI 1.1 6.2).
Because periodontal disease may be in the causal path- DISCUSSION
way in each of a womans pregnancies, we repeated the The results of our study demonstrate an association
logistic regression adjusting for the same factors but between severe periodontal disease and spontaneous
excluding history of preterm birth. Again, severe peri- preterm birth at less than 32 weeks of gestation. Others
odontal disease was associated with a 3-fold risk for have shown an association between periodontal disease
spontaneous preterm birth (OR 3.4, 95% CI 1.57.7; and preterm birth.6 8,1216 In a case-control study of 124
Table 4). women, Offenbacher and colleagues12 found that pre-
The association between markers of upper genital term low birth weight cases had significantly worse
tract inflammation at the time of delivery and periodon- periodontal disease than control women with normal
tal disease is presented in Table 5. Women with and birth weight infants. Cases were defined as women with

Table 4. Odds Ratios and 95% Confidence Intervals for Spontaneous Preterm Birth in Women With and Without Severe
Periodontal Disease*
OR (95% CI) for spontaneous preterm birth
Control group combined with spontaneous Unadjusted Adjusted OR for Adjusted OR for
preterm birth group OR Model I Model II
Indicated preterm birth 2.9 (1.27.2) 2.6 (0.97.8) 3.2 (1.19.3)
Term birth 2.3 (1.05.3) 2.5 (0.97.4) 3.2 (1.28.8)
Indicated preterm plus term birth 2.5 (1.35.2) 2.7 (1.26.5) 3.4 (1.57.7)
OR, odds ratio; CI, confidence interval.
* Severe periodontal disease is defined as an attachment loss of 5 mm in any one oral sextant.

Model I is adjusted for maternal age 20 years, black race, education level ( 12th grade), type of insurance, parity, prior spontaneous preterm
birth history, and smoking.

Model II is adjusted for the same factors as Model I, excluding history of prior spontaneous preterm birth.

780 Goepfert et al Periodontal Disease and Upper Genital Tract OBSTETRICS & GYNECOLOGY
Table 5. Upper Genital Tract Inflammatory Markers in Women With and Without Severe Periodontal Disease*
Periodontal disease in spontaneous Periodontal disease in overall study
preterm birth group population
Yes No Yes No
Inflammatory marker (n 29) (n 30) P (n 51) (n 88) P
Positive placental culture (%) 69 70 .93 67 58 .31
Positive umbilical cord culture (%) 21 25 .73 14 11 .63
Histological chorioamnionitis (%) 76 73 .82 45 52 .41
Funisitis (%) 38 62 .07 26 29 .65
Elevated cord interleukin 6 (%) 35 37 .85 20 17 .68
Median cord interleukin 6 level 21.9 (5.7, 221.4) 17.1 (4.9, 147) .92 87 (1.6, 26.7) 4.6 (1.6, 18.3) .78
(25%, 75%)
* Severe periodontal disease is defined as an attachment loss of 5 mm in any one oral sextant.

Overall study population included all women (spontaneous preterm, indicated preterm, and term birth).

Chi squared or Fisher exact test for significance used unless otherwise designated.

Cultured for Ureaplasma urealyticum and Mycoplasma species.

Picograms per milliliter, Wilcoxon rank sums.

Elevated cord interleukin 6 defined as 95th percentile ( 41.2 pg/mL) for combined term and indicated preterm birth groups.

a current or previous history of a birth in which the CI 2.29.2) and less than 32 weeks of gestation (adjusted
infant ( 2,500 g) was delivered after preterm labor or OR 7.1, 95% CI 1.727.4). Our results are consistent
premature rupture of membranes. In their multivariable with these findings, with the added strength of compar-
analysis in that study, the OR for periodontal disease in ing well-defined cases of spontaneous preterm birth at
cases was 7.5 (95% CI 1.9528.8). These investigators less than 32 weeks of gestation and 2 control groups: one
also demonstrated a significant association between peri- of preterm birth following maternal or fetal indications
odontal disease and preterm birth in a larger prospective and one of term birth.
study (n 814) in which 9% of women delivering at less The mechanisms by which periodontal disease and
than 37 weeks and 13.6% of women at less than 32 weeks preterm birth are associated are not clear. It has been
of gestation had moderate-severe periodontal disease, hypothesized that, in the presence of severe periodontal
compared with 4.5% of women delivering at term.8 In a disease, cytokines produced by the infected periodon-
large prospective cohort study of 1,313 women at our tium may appear in the systemic circulation and target
institution, Jeffcoat and colleagues6 showed that women the placenta and fetus, precipitating preterm labor. Alter-
with severe periodontal disease at 2124 weeks of gesta- natively, oral organisms can disseminate hematog-
tion had a higher OR for subsequent spontaneous pre- enously to target the placenta, membranes, and fetus.
term birth at less than 37 weeks (adjusted OR 4.5, 95% This infectious challenge may result in increased cyto-
kine expression and precipitate preterm labor.1718 In the
Table 6. Neonatal Outcome in Women With and Without prospective study by Offenbacher and colleagues8 de-
Periodontal Disease* scribed above, maternal immunoglobulin (Ig)G and fetal
Severe periodontal disease n IgM directed against known periodontal pathogens were
(%) measured at the time of delivery.22 The highest risk for
Outcome Yes (n 38) No (n 57) P preterm birth was observed among mothers without
SIRS 7 (19) 13 (23) .65 evidence of a protective IgG response combined with a
IVH (III or IV) 5 (14) 2 (4) .08 fetus with an IgM response (OR 10.3, P .001).22 These
RDS 19 (50) 36 (63) .20 data would suggest that when the fetal-placental unit is
BPD 9 (24) 9 (16) .34
exposed to the periodontal pathogens in the absence of
NEC 5 (13) 6 (11) .75
Death 3 (8) 3 (5) .68 maternal antibody protection, this may precipitate pre-
Composite morbidity 25 (66) 41 (72) .52 term birth.
SIRS, neonatal systemic inflammatory response syndrome; IVH, in- Previous reports have documented a consistent rela-
traventricular hemorrhage (grade III or IV); RDS, respiratory distress tionship between upper genital tract infection/inflamma-
syndrome; BPD, bronchopulmonary dysplasia; NEC, necrotizing
enterocolitis. tion and preterm birth, particularly early spontaneous
Data are expressed as n (%). preterm birth.35 Previous studies have not evaluated the
* The population for this table includes preterm births only (spon- presence of upper genital tract inflammation at the time
taneous plus indicated preterm birth, n 95).

Chi squared test. of delivery and the potential association with periodontal

Composite morbidity is any one or more of the above outcomes. disease. In our study, we could not demonstrate any

VOL. 104, NO. 4, OCTOBER 2004 Goepfert et al Periodontal Disease and Upper Genital Tract 781
association between markers of upper genital tract in- 2. Martin JA, Hamilton BE, Sutton PD, Ventura SJ,
flammation at the time of birth and moderate-to-severe Menacker F, Munson ML. Births: final data for 2002. Natl
periodontal disease in cases of spontaneous preterm Vital Stat Rep. 2003;52(10):116.
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colonization and subsequent inflammation precipitating related risk factors predictive of spontaneous preterm
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represents sampling error. However, we sampled multi- 2001;132:875 80.
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for culture in these women. It is possible that the organ- Hauth JC. Current evidence regarding periodontal disease
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for cerebral palsy: a meta-analysis. JAMA 2000;284: Received April 29, 2004. Received in revised form June 27, 2004.
141724. Accepted July 1, 2004.

VOL. 104, NO. 4, OCTOBER 2004 Goepfert et al Periodontal Disease and Upper Genital Tract 783

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