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History from Below, the History of Everyday Life, and Microhistory

Andrew I Port, Wayne State University, Detroit, MI, USA


2015 Elsevier Ltd. All rights reserved.

Abstract

Peoples history focuses on the lives of ordinary people, with an eye to their struggles, everyday practices, beliefs, values, and
mentalities. Inuenced by the Annales School and cultural anthropology, but reacting against traditional social historys
emphasis on social structures and serial trends, its practitioners emphasize the importance of individual agency while trying
to demonstrate the complexity of lived experience, the uidity of identity, and the subjective nature of meaning. Important
types of peoples history include history from below, Alltagsgeschichte (the history of everyday life), and microhistory, all
of which involve a dramatic reduction of historical scale, focusing on a single individual, community, or spectacular event.

The Origins, Characteristics, and Goals of Peoples Immersing themselves like detectives in seemingly mundane
History sources related to themes such as everyday family life, gender
relations, leisure activities, and popular culture, they search for
Peoples history marks a radical departure from traditional and try to tease out the meaning of various clues, signs, and
mainstream historiography, which long tended to concentrate symptoms all in the belief that microscopic observation will
on high-level politics and diplomacy, warfare, and the lives of uncover and explain the previously unobserved, as well as
great statesmen. The move away from this focus on the high other revealing phenomena lost to the type of conventional
and mighty began most systematically during the period analysis that takes a more comprehensive birds-eye view (Levi,
between the two world wars. Trying to understand social 1991: 97, 106; Brewer, 2010: 97; Muir, 1991: xvixvii). The
dynamics and the ways in which societies change, the members focus on spectacular stories and obscure people are, in short,
of the French Annales School embraced an interdisciplinary, devices to get at larger issues (Lepore, 2001: 144) while the
materialist approach that looked to the social sciences for lingering over mere details represents an innovative attempt to
inspiration. At the same time, they shifted their attention away achieve the old dream of a total history, but this time recon-
from major events and powerful individuals to underlying structed from the bottom up (Steege et al., 2008: 375; Revel,
structural forces, mentalities, and the masses. Similar concerns 1995: 497).
and methods inspired a group of Marxist historians active in Such histories usually fall into one of two categories: the
the United Kingdom after World War II, as well as a number of episodic and the systematic (Gregory, 1999: 102). The rst
historians working later in the United States. Turning their type, which tends to take a narrative approach and rely heavily
attention to the lives and struggles of ordinary people, they on thick description, focuses on a single, spectacular episode
focused on social relations at the grass roots, popular forms of or event usually involving one person or a small group of
protest, everyday activities such as work and leisure, as well as individuals such as the investigation of a heretical sixteenth-
attitudes, beliefs, practices, and behavior. This became known century Italian miller by Inquisition ofcials (Ginzburg, 1980),
in the 1960s as history from below. the elaborately staged murder of dozens of cats by disgruntled
It was out of this tradition, which signicantly broadened apprentice printers in Paris in the 1730s (Darnton, 1984), or an
the array of legitimate topics considered worthy of historio- antisemitic riot incited by accusations of blood libel in a small
graphical investigation, that new variations of peoples history Prussian town in the early twentieth century (Smith, 2002). The
Alltagsgeschichte (the history of everyday life) in Germany, other type assiduously reconstructs the complex web of familial
microhistory in Italy and France emerged in the 1970s and and extrafamilial social relations in a small community.
1980s. Despite some differences in their method and use of Prominent examples include Giovanni Levis study of social
sources, the two share a number of essential characteristics. In interaction in a village in the Piedmont in the 1690s a banal
the rst place, their practitioners focus on the qualitative, place and an undistinguished story, in the words of the author
quotidian, lived experiences of ordinary people, i.e., on the (Levi, 1988) and David Sabeans dense studies of property,
actions, practices, habits, values, beliefs, mentalities, and feel- production, and kinship in the southern German village
ings of the oppressed, excluded, pauperized, and marginalized: Neckarhausen from 1700 to 1870 (Sabean, 1990, 1998).
those who have traditionally been excluded from historical The goals and value of such studies are manifold. In the rst
accounts and remained largely anonymous in history the place, they are at pains to demonstrate the ways in which
nameless multitudes in their workaday trials and tribulations ordinary people had agency and were not merely the victims of
(Ldtke, 1995: 4). large, amorphous, impersonal forces, i.e., that they were the
To that end, they dramatically reduce the scale of their active subjects of their own lives not just the passive objects of
historical investigation, conning it to a single individual, history. A great deal of attention is thus paid to their ability to
small community, or seemingly obscure event which is then withstand hegemonic forms of dominance and control, i.e., to
subject to painstaking microscopic analysis involving an an individuals constant negotiation, manipulation, choices
intensive study of the available documentary material. and decisions in the face of a normative reality which,

108 International Encyclopedia of the Social & Behavioral Sciences, 2nd edition, Volume 11 http://dx.doi.org/10.1016/B978-0-08-097086-8.62156-6
History from Below, the History of Everyday Life, and Microhistory 109

though pervasive, nevertheless offers many possibilities for Those who practice various types of peoples history also
personal interpretations and freedoms (Levi, 1991: 94). This question the seemingly uniform, homogeneous way in which
focus on obscure individuals and the business of coping social science history has portrayed social life across different
(Bucur et al., 2009: 206) is also important because it vividly societies, as well as within any single society. They point instead
reveals the multiplicity and extreme complexity of lived to the great variety and complexity of social relations, experi-
experience, especially its more subjective dimensions in ences, behavior, and identities at the grass roots. This, they
concrete life situations. Such close-up investigations which claim, is something that a focus on aggregate trends, large-scale
combine the warmth of the narrators intimate glance and processes, as well as overarching categories and groups (such as
the coldness of the scientists detached observation workers) is, by its very nature, unable to grasp. They draw
(Ginzburg, 1993: 16) lay bare the social production and attention to other supposed weaknesses of social science
construction of meaning by individuals themselves in ways history as well: its reliance, for example, on documents
that can hold up against the ruling discourses of a particular usually produced by those in positions of power containing
society, the ambiguities and contradictions of perceptions material that can be serialized. What about documents and
and behavior, as well as the way in which power relations documented practices, they ask, that do not readily lend
are reproduced and challenged in everyday exchanges (Eley, themselves to quantication, or those that are documentarily
1989: 315, 322323; Bucur et al., 2009: 195196). unique what Franois Furet has suggestively referred to as
the hapax legomenon (Ginzburg, 1993: 21). The claim here is
that seemingly unique events and actions, as well as single
The Role of Agency and the Reaction against cases or episodes, that violate norms can, in fact, illustrate
Structures, Serials, and Teleologies underlying social structures, behaviors, and practices that
would otherwise remain undetected.
Peoples history in all its forms traces its intellectual heritage to Besides criticizing the methodological shortcomings of
Annales, but it is at the same time a conscious reaction against the quantitative social science history and its macro approach,
work of that school, as well as against the type of interdisci- which is seen as too deterministic and mechanistic, the prac-
plinary social science history it inspired in France, the United titioners of peoples history have also strenuously objected to
States, and Germany beginning in the 1950s and 1960s. The the way it embraces grand narratives of progress above all
latter, as practiced by leading historians such as Fernand Braudel those associated with modernization theory and its single,
in France and later Hans-Ulrich Wehler in Germany, relied linear progressive model.against which all societies are
heavily on sociological theories and techniques, focusing on measured. The gold standard of development has been
aggregate trends and numerical series (e.g., births, marriages, Western afuence and the triumph of modern consumer
deaths, prices, occupations) in an attempt to uncover long- society (Brewer, 2010: 9394). By turning their attention to
term, large-scale, measurable regularities, formulate historical the ways in which the losers of history and the casualties of
laws, and arrive at blanket generalizations about human progress experienced modernity in all its facets, as well as to
behavior (Revel, 1995; Eley, 2005). fragmentation, contradictions, and plurality of viewpoints,
Those who became disillusioned with this quantitative microhistorians and historians of the everyday look at social
approach launched a multipronged critique. They objected, in strategies and concrete experiences that buck general trends
the rst place, to the way it seemingly crushed all individuals and thus fail to accord with the grand contours of history
to insignicance under the weight of vast impersonal structures identied by those who take a more capacious view of
and forces (Muir, 1991: xxi) and thus failed to take into historical developments. This allows them to emphasize the
account the agency of ordinary people. Instead of consigning importance of contingency and uncover, furthermore, the
the so-called masses to historical impotence, history from social context in which an apparently anomalous or
below tries to show how they themselves contribute to, insignicant fact assumes meaning, thus revealing the
appropriate, and shape broad supraindividual forces and hidden incoherences of an apparently unied social system
structures. They see historical change and continuity, in other (Levi, 1991: 107; Ldtke, 1995: ix, 7).
words, as the result of actions by groups and individuals who
are simultaneously both objects of history and its subjects
(Ldtke, 1995: 68). Political Sensibilities and Intellectual Influences
In a sense, the way in which they problematize the rela-
tionship between agency and the iron cage of structure is The foregoing suggests the political agenda of everyday history
reminiscent of studies by so-called new cultural historians, who and microhistory, whose practitioners while highly critical of
question Marxist claims about the primacy of the material and Marxist structural history share Marxist critiques of liberal
the social in the complicated relationship between base and conceptions of modernity and the steamroller effects of
superstructure (Hunt, 1989). That said, historians of everyday capitalism, industrialization, and bureaucracy on the
life and mirohistorians have been just as critical of downtrodden (Gregory, 1999: 101). Coming from a leftist
postmodernism, which the new cultural historians have background, their political sensibilities were (re)formed in the
strongly embraced, as they have been of structuralism. crucible of the 1970s, a period of political inertia and
Whereas the latter seemingly erased the role of individuals, economic stagnation that not only marked the end of the
the former has tried to kill off the subject completely (Steege trentes glorieuses in the West, but also called into question
et al., 2008: 377) and thus call into question all claims about following the turbulence of the late 1960s Marxisms
human agency. scientic premises and promises about the progressive nature
110 History from Below, the History of Everyday Life, and Microhistory

and emancipatory power of the industrial proletariat (Bell, practitioners in Italy were active in the northern part of the
2002). It was in this atmosphere, characterized by a new country, which, as a whole, did not have a strong social
reticence about progress and modernity, that a certain history tradition. Carlo Ginzburg, Giovanno Levi, and other
nostalgia for the preindustrial past ourished. In fact, this Italian microhistorians coalesced around the Bolognese
backward-looking romantic opposition to capitalism and late journal Quaderni storici, which began publishing specimens of
modernity helps explain why so many pioneering the new genre in the late 1970s. Along with Lutz
microhistorical studies have looked at communities Niethammer, Gttingen historians Alf Ldtke and Hans
and mentalities during the early modern period (Ginzburg, Medick established the practice of Alltagsgeschichte north of
1993: 20). the Alps in Germany, where they published much of their
The critique of Western ethnocentrism that accompanied own innovative work, as well as that of their colleagues, in
this rejection of modernist teleology reects the strong inu- the journal Historische Anthropologie. Though they share
ence that cultural anthropology has had on the eld of comparable concerns and reect similar inuences,
everyday history. In fact, its practitioners self-consciously adopt Alltagsgeschichte and microhistory are not entirely the same
a variety of ethnographic methods and insights, such as undertaking. Whereas the latter gravitates toward the
Franz Boas and Claude Lvi-Strausss ideas about cultural spectacular and unique in order to get at lived experience
relativism, as well as concepts such as Clifford Geertzs thick itself, the former focuses on largely unconscious, routine, and
description, which emphasizes the importance of social repetitive acts in an attempt to reconstruct social
context, signs, and symbolism in understanding the cultural relationships and daily transactions which, they believe, are
meaning of human behavior and practices. Like themselves the key to understanding historical development
ethnographers, they try, by way of written documents and (Gregory, 1999: 103104).
other sources, to immerse themselves in the daily lives of There are no American or French schools strictly speaking,
those they study, with an eye to uncovering routine and but Natalie Zemon Davis, Robert Darnton, and a number of
repetitive acts that, they believe, reveal the dominant and other scholars in the United States produced a series of path-
underlying forms of a given culture. These are then decoded breaking studies that belong to this eld as did the French
or read like any text, be it written or spoken, gestured or historian Emmanuel Le Roy Ladurie, whose reconstruction of
performed (Highmore, 2002b; Rosenhaft, 1987). social life in a medieval village became a model of the genre
As the practitioners of microhistory and the history of (Le Roy Ladurie, 1978).
everyday life have pointed out themselves, there are a number of
other pan-European inuences on their work from the literary
practices of Leo Tolstoy in War and Peace to modernist authors Critiques of Microhistory and Alltagsgeschichte
such as Marcel Proust and Italo Calvino, from Siegfried
Kracauers ideas about cinema and the supposedly In their classic studies Montaillou and The Cheese and the Worms,
discontinuous nature of reality to neorealist Italian lm. Le Roy Ladurie and Carlo Ginzburg both relied heavily on
Other discernible inuences include sociologist Erving detailed interrogations of alleged heretics conducted by
Goffmans theories about the performative aspects of everyday members of the Inquisition in France and Italy. Reading these
interactions, Pierre Bourdieus theory of practical action, sources against the grain, they picked out banal details and
Henri Lefebvres evocative work on everyday life in the documentary fragments to get at larger historical issues as well
modern world, as well as Michel de Certeaus ruminations on as at more general socioeconomic and cultural patterns such
social practices and the reappropriation of cultural objects as the complex relationship between elite and popular culture.
in resistance to the rhythms and demands of consumerist Since the focus is on those who, as a rule, left behind few
modernity. Michel Foucaults work on persecution, madness, written documents themselves, other important sources have
and the oppressive nature of modern institutions, as well as included reports by police and church ofcials, teachers,
Sigmund Freuds attention to language and the way in which physicians, and factory inspectors; personal correspondence
tries, slips, and other insignicant details can alert us to and travelogues; parish registers, wills, notarial records, and
hidden meanings, have been important as well (Levi, 1991; protocols.
Brewer, 2010; Muir, 1991; Highmore, 2002b). The often ingenious use of seemingly mundane source
Among historians the greatest inuence has undoubtedly material has been widely praised by other scholars. But this
been E.P. Thompson, the doyen of self-critical Marxist reliance on documents left by the rich and powerful to get at
historians associated with the British New Left. His the lives of the poor and oppressed has also been a source of
pioneering work The Making of the English Working Class hefty criticism. For instance, many of these documents, such as
effectively launched history from below in the 1960s, with legal ones used in court cases, were designed to deceive and
its emphasis on consciousness, culture, and the everyday distort reality in ways that some historians have supposedly
conditions and practices of those obscure individuals he failed to grasp (Kuehn, 1989). The need for careful and the
hoped to rescue.from the enormous condescension of possibility of sloppy source critique is not peculiar to
posterity. Equally important were Thompsons ideas about microhistory and the history of everyday life, of course. Still,
crowd rationality and the central role of experience in its practitioners especially microhistorians have been
identity formation (Thompson, 1963, 1971; Eley, 1989: especially sensitive to the potential dangers of using
313). History from below subsequently ourished in the documents originally intended to convey information that is
United Kingdom and the United States, but it was in Italy much different from the focus of their own scholarly
and Germany that it assumed radical new forms. The main pursuits. This is why many have consciously integrated their
History from Below, the History of Everyday Life, and Microhistory 111

research procedures and source analysis into the narrative itself. Scholars working on everyday life in Germany during the
As Ginzburg and Levi explain, the obstacles interfering with the Third Reich have, in fact, been especially adept at describing the
research, such as lacunae or misrepresentations in the sources, ambivalences and ambiguities (Eley, 1989: 325) the dark
were constituent elements of the documentation and thus side (Port, 2013) of behavior at the grass roots, pointing
became an intrinsic part of the account. Similarly, the out the ways in which ordinary Germans supported and
hypotheses, the doubts, the uncertainties, as well as the proted from the regimes discriminatory policies at the same
researchers very procedure and point of view are all included time that they bucked the system and pursued their own
in the narration (Ginzburg, 1993: 2223, 28; Levi, 1991: interests. Alf Ldtke has aptly described this practice
106). By revealing their bag of tricks, they create a sort of involving both complicity and resistance as Eigensinn,
Brechtian estrangement effect that defamiliarizes or a notoriously difcult term to translate or even dene
denaturalizes the seemingly familiar and thus offers an precisely, but one that draws attention to the sliver of
especially tting form for depicting the complexity of the autonomy (Bucur et al., 2009: 190) enjoyed by the
everyday (Highmore, 2002b: 2123). seemingly powerless and weak while, at the same time,
Another weighty critique concerns the possibility that these rightly emphasizing the ambiguous and multivalent nature of
historians will interpret sources, persons, and events in an most behavior (Ldtke, 1995). This draws attention, in turn,
anachronistic or ahistorical manner. The use of modern cate- to the way in which the everyday provides both a training
gories and discourses to describe and explain earlier experi- ground of sorts for conformity, as well as a site where
ences (instead of examining them on their own terms), as well conformity can be evaded and acts of nonconformity can
as the imposition of present sensibilities on the past, are all take place (Highmore, 2002b: 5).
potential hazards of the enterprise but again, not ones strictly Historians of everyday life and microhistorians have also
limited to the various forms of peoples history. Still, the had to contend with another criticism frequently leveled since
difculty of interpreting past behavior and understanding the local or case studies rst became popular in the 1960s: this
meaning(s) that historical actors ascribed to their actions is involves the extent to which the individual, community, or
a staggeringly difcult enterprise (Bell, 2002: 271). event at the center of a given study are truly representative of
Microhistorians and historians of the everyday also run the larger trends. All persons, communities, and historical events
risk, and have been faulted for, romanticizing the past, are in some way unique, of course. But since the adoption of
focusing on picturesque detail, and sentimentally celebrating social science methods and insights in historical research, as
ordinary people as heroes, proto-feminists, or freedom well as E.H. Carrs calls in the early 1960s for a greater emphasis
ghters; others have accused them of trivializing the crimes on causation and sophisticated historical analysis (as opposed
committed by oppressive regimes such as the Third Reich by to mere narration), historians have been at pains to make
overstating the possibilities for resistance and nonconformity larger analytical claims about the importance of their own
at the grass roots (Ldtke, 1995: 1012). often narrowly focused studies and relate the particular to the
All of this draws attention to one of the great philosophical general, i.e., to larger historical trends and developments.
debates that microhistory and the history of everyday life bring Microhistorians have been especially cognizant of this
front and center: the relationship between structure and agency, thorny challenge, given the radically reduced scale of their
between free will and determinism. In fact, one of the greatest investigations, as well as their resolute insistence on context.
challenges of the genre is navigating between the Scylla of blind Some concede the need for a comparative dimension, i.e., the
historical forces that determine individual behaviors, and the need to compare their ndings and conclusions to other
Charybdis of a romanticized self-determination by radically free similarly circumscribed studies. But they rightly insist that
historical actors (Gregory, 1999: 105) i.e., not exaggerating or some issues can best be understood at the micro level and
distorting the possibilities of agency in highly repressive societies others, for that matter, at the macro level. Institutions and
(or in ones that used more rened methods of repression and institutional power, for example, would fall into the latter
surveillance in an effort to ensure conformity), or of category, intimate relationships within the family and the
downplaying the extent to which larger structures and very uidity of identity in the other. A focus on formal power
institutional forces shape the lives of ordinary individuals. As relations, institutions, and high-level policy often fails to
Karl Marx famously put it in The Eighteenth Brumaire of Louis comprehend or explain how and why things developed as
Bonaparte (1852), Men make their own history, but they do they did on the ground often in ways not intended by
not make it just as they please; they do not make it under authorities and elites, as recent research on everyday life in
circumstances chosen by themselves, but under circumstances the Soviet bloc has revealed (Port, 2007). In other words, the
already existing, given, and transmitted from the past. But microphysics of power at the grass roots can effectively serve
historians of everyday life try to show the ways in which to undermine and mitigate against the power of larger
collective phenomena are themselves the very result of structural forces and processes (Steege et al., 2008: 361). Still,
individual agency and the actions of ordinary people: The integrating and relating those two levels in a meaningful
systems that presumably govern the world are not alien to manner balancing intimacy and distance, establishing
everyday life but immanent in it; the living of everyday life causal connections is one of the greatest challenges faced
itself is itself part and parcel of the process by which structure by microhistorians and historians of the everyday. The
and ideology are reproduced and transformed. In other following cartographic analogy is useful for making this
words, ordinary people themselves supposedly hold the lions point: it is a mistake to hand someone an architectural
share of responsibility for making that collective world blueprint if he or she wants to drive to another city. The key
(Steege et al., 2008: 367368, 372). is knowing which map we need in a particular instance, and
112 History from Below, the History of Everyday Life, and Microhistory

how to combine harmoniously maps of different scales cannot alone. It shows, in short, that even under regimes
(Gregory, 1999: 109). Siegfried Kracauer believed that Marc where the power relationship between the rulers and ruled
Bloch, one of the founders of the Annales School, offered was clearly asymmetrical, developments at the micro level
a venerable model in his two-volume Feudal Society could and did have a major inuence on those at the macro.
(193940), which provides a constant back and forth It is a truism that contemporary politics can have a signi-
between micro- and macrohistory, between close-ups and cant effect on the types of history pursued by a given genera-
extreme long shots (Levi, 1991: 27). tion, as well as on the research topics that interest its members.
In response to the issue of representativeness, micro- The sudden popularity of history from below in the 1960s
historians in particular have embraced the concept of the especially the interest in ordinary people, social protest, and
normal exception, a term originally coined by Edoardo the behavior of crowds clearly reected the political
Grendi. These are forms of seemingly unusual behavior that turmoil, social upheaval, and critical atmosphere of that
defy prevailing norms, which is the very reason they leave traces decade. Changing political sensibilities and disappointments
in the archives. But they do so on a regular basis, and though have since then marked a dramatic shift away from an
contrary to what those in power and other elites consider to be interest in the plight of the working classes to that of other
normal behavior are completely normal for ordinary groups, including women, ethnic minorities, and colonial
individuals, especially those on the socioeconomic margins subjects. As Wendy Goldman has noted, Today, historians
of society. Such transgressions are, in fact, perfectly seem more interested in identity, nationality, ethnicity,
representative of their own social milieu (Muir, 1991: xiv). globalisation, and transnational histories, which reect in
Of course, the ability to recognize something as a normal turn preoccupations of our contemporary world (Bucur
exception in the rst place posits an a priori grasp of larger et al., 2009: 199). That is undoubtedly true, yet recent
patterns only afforded by a macro view. The focus on that political developments in a world increasingly dominated by
which fails to t into grand frameworks or narratives, that global nancial institutions and structures seemingly beyond
throws a wrench in the relentless search for regularity and the control of ordinary individuals from the Arab Spring
predictability, highlights, in short, the complexity of reality, in the Middle East to the emergence of the Occupy
of the really real which is, after all, what everyday life at Movement in the West might very well spark a renewed
the grass roots truly claims to represent, or at least one interest in peoples history and the emphasis it places on the
signicant aspect of it. power and agency of ordinary individuals.

See also: Annales School; Anthropology and History; Boas,


The Future of Peoples History Franz (18581942); Cultural History; Ethnography; Everyday
Life, Anthropology of; Family and Kinship, History of; Foucault,
The history of everyday life and microhistory enjoyed tremen- Michel (192684); Geertz, Clifford (19262006); Goffman,
dous popularity in the 1980s. Alltagsgeschichte itself was hailed Erving (19221982); Lesbian, Gay, Bisexual, Transgender,
at the time as the most important new departure in West Queer: Bear and Leather Subcultures; Levi-Strauss, Claude
German historiography (Eley, 1989: 297). But by the end of the (19082009); Life-style, History of the Concept; Materiality and
following decade, it, along with social history as a whole, had Culture; Thick Description: Methodology.
been largely eclipsed by the new cultural history popular in
the United States, which looked to the insights of post-
modernism and the so-called linguistic turn for inspiration. Bibliography
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