Professional Documents
Culture Documents
Information
Memorandum
and application form
Open Ended Equity / Hybrid Schemes
Canara Robeco Infrastructure Canara Robeco Equity Diversified
Canara Robeco Balance Canara Robeco Emerging Equities
Canara Robeco Nifty Index Canara Robeco Equity Tax Saver
Canara Robeco F.O.R.C.E Fund
This Key Information Memorandum (KIM) sets forth the information, which a prospective investor ought to know before investing. For further details of the scheme/Mutual
Fund, due diligence certificate by the AMC, Key Personnel, investors' rights & services, risk factors, penalties & pending litigations etc. investors should, before investment,
refer to the Scheme Information Document and Statement of Additional Information available free of cost at any of the Investor Service Centres or distributors or from the
website: www.canararobeco.com.
The Scheme particulars have been prepared in accordance with Securities and Exchange Board of India (Mutual Funds) Regulations 1996, as amended till date, and filed
with Securities and Exchange Board of India (SEBI). The units being offered for public subscription have not been approved or disapproved by SEBI, nor has SEBI certified the
accuracy or adequacy of this Key Information Memorandum.
This Key Information Memorandum (KIM) dated as on 1st April, 2010.
Canara Robeco Infrastructure Canara Robeco Equity Diversified Canara Robeco Emerging Equities
Type & Category : Open Ended Equity Scheme Type & Category : Open Ended Equity Scheme Type & Category :Open Ended Equity Scheme
Investment Objective : To generate income/capital Investment Objective : To generate capital Investment Objective :To generate capital appreciation
appreciation by investing in equities and equity related appreciation by investing in equity and equity related by primarily investing in diversified mid cap stocks.
instruments of companies in the infrastructure sector. securities.
Investment Strategy: Canara Robeco Infrastructure is Investment Strategy: The Scheme would adopt a Investment Strategy: The Scheme is an open-ended
an open-end Scheme having a primary objective to bottom-up approach to investing with an aim of scheme with an objective to generate long term capital
generate income / capital appreciation by investing in identifying companies with strong competitive position appreciation by primarily investing in diversified mid
equities / equity related instruments of companies in in good business and having quality management. cap stocks that have potential to emerge as the bigger
the infrastructure sector. Essentially, the focus would be on fundamentally strong Corporates with higher performance. The scheme is
The Association of Mutual Funds in India (AMFI) has laid companies with scope for good growth over time. Some designed to invest in shares of those companies, which
down classification of industries which is treated as a key factors such as Fundamentals of the business, the hold high potential to emerge as the better performers
base list for classification of industries under the quality of management, the financial strength of the in the future.
Infrastructure Sector. However, the list of industries is company, etc. would be considered at the time of stock Indian Corporates have emerged as globally
indicative and the AMC may add such other industries / selection. The AMC would incorporate adequate competitive, cost conscious, profit oriented enterprises
sectors which broadly satisfy the category of safeguards for controlling risks in portfolio construction with the built-in capacity to exploit the global
infrastructure industries. The Indian economy has been process at the time of investing. Stock specific risk will opportunities. With such robust business model,
among the fastest growing economies in the world. If be minimized by investing only in those companies that though they are mid-sized / small sized in terms of
the growth rate has to be sustained over a longer have been thoroughly analyzed by the AMC. The AMC market capitalization today, they have the potential to
period, the country needs huge infrastructure will also monitor and control maximum exposures to emerge as blue chips of tomorrow. The dynamically
spending. One of the key constraints for the Indian any one security. changing and fastest growing Indian economy is
corporates to become globally competitive is enabling entrepreneurs to capitalize on the growth
inadequate infrastructure. Realising the urgency and opportunities. Such companies command low P/E ratio
importance of infrastructure development, the as compared to industry P/E. When they achieve higher
government has initiated a number of measures. The growth rate, automatically the value get unlocked and
government has created a positive regulatory and consequently the P/E ratio would improve thereby
policy environment like implementation of the facilitating wealth creation to the shareholders. They
Electricity Act, Telecom policies, etc. The country needs have the potential of becoming the blue chips of the
additional Power, Telecom, Aviation and the Maritime market tomorrow. Such companies offer good scope
sectors etc. The government is finding innovative ways for investments.
of funding through Public-Private Partnership
initiatives, imposition of cess, etc. There are good
investments happening in roads, seaports, airports,
power, oil and gas sectors, water supply, sewerage, etc.
Hence one of the key economic growth drivers today is
the huge infrastructure spending.
With the spending, many companies in the
infrastructure sector stand to benefit by way of
increased turnover and higher earnings. This presents
ideal opportunities in the stock market, as the market
capitalization of these companies will also grow in tune
with the earnings growth. The scheme is designed to
invest in shares of those companies, which hold high
potential to benefit from such infrastructure spending.
The scheme will look for companies, which are
reasonably valued and are having high earnings growth
potential in the infrastructure sector.
Asset Under Management (31.03.2010) (INR crs) : Asset Under Management (31.03.2010) (INR crs) : Asset Under Management (31.03.2010) (INR crs) :
173.79 289.43 26.73
Number of Live Folios : 39447 Number of Live Folios : 124575 Number of Live Folios : 6239
Comparison with Other Schemes : Canara Robeco Comparison with Other Schemes : Canara Robeco Comparison with Other Schemes : Canara Robeco
Infrastructure captures the opportunity created by huge Equity Diversified follows a predominantly bottom-up Emerging Equities provides a portfolio of well diversfied
growth in capital formation in the economy, through a investment approach with a focus on fundamentally growth oriented companies within small and midcap
predominantly large-cap oriented portfolio. The fund sound companies which are likely to deliver superior universe. The Fund identifies stars of tommorrow within
follows a thematic approach towards Infrastructure capital appreciation over the medium-term. The fund the segment.
with a 'Growth' style of investing. The fund has a bias has a predominant focus on large caps with select high
towards concentrated holdings on high conviction conviction mid cap ideas. The fund provides a blend of
ideas. 'Growth' and 'Value' style of investing.
Canara Robeco Infrastructure Canara Robeco Equity Diversified Canara Robeco Emerging Equities
Returns : CAGR Past performance may or may not be Returns : CAGR Past performance may or may not be Returns : CAGR Past performance may or may not be
sustained in future. sustained in future. sustained in future.
Returns (%)
Returns (%)
60 100
40
40
20 50
20
0
0 0
-20 -20
-50
-40 -40
-60 -60 -100
31 Mar 31 Mar 31 Mar 31 Mar 31 Mar 31 Mar 31 Mar 31 Mar 31 Mar 31 Mar 31 Mar 31 Mar 31 Mar 31 Mar 31 Mar
06 07 08 09 10 06 07 08 09 10 06 07 08 09 10
YoY absolute returns Benchmark YoY absolute returns Benchmark YoY absolute returns Benchmark
Actual Recurring Expenses for the previous financial Actual Recurring Expenses for the previous financial Actual Recurring Expenses for the previous financial
year ended September 30,2009 : 2.42% year ended September 30,2009 : 2.37% year ended September 30,2009 : 2.50%
Canara Robeco Canara Robeco Balance Canara Robeco Canara Robeco F.O.R.C.E
Equity Tax Saver Nifty Index Fund
Type & Category : Open Ended Equity Type & Category : Open Ended Balanced Type & Category :Open Ended Nifty Type & Category :Open Ended Equity
Linked Tax Saving Scheme Scheme Linked Equity Scheme Scheme
Investment Objective : ELSS seeking to Investment Objective : To seek to Investment Objective : To generate Investment Objective : The objective of
provide long term capital appreciation generate long term capital appreciation income/capital appreciation by the Fund is to provide long - term capital
by predominantly investing in equities and / or income from a portfolio investing in companies whose securities appreciation by primarily investing in
and to facilitate the subscribers to seek constituted of equity and equity related are included in the S & P CNX Nifty. equity and equity related securities of
tax benefits as provided under Section securities as well as fixed income companies in the Finance, Retail &
securities (debt and money market Entertainment sectors.
80 C of the Income Tax Act, 1961 securities)
Investment Strategy : The Scheme aims Investment Strategy : Canara Robeco Investment Strategy : Canara Robeco Investment Strategy : Canara Robeco
to achieve long term capital Balance is an open ended equity based Nifty Index being an index linked scheme F.O.R.C.E Fund (Financial Opportunities,
appreciation by predominantly Scheme with partial allocation to Debt follows passive style of management Retail Consumption & Entertainment
investing in equities to facilitate the Instruments. The Scheme is positioned and is subject to tracking errors. The Fund) is an open-end Scheme having a
subscribers to seek tax benefits as as a lower risk alternative to a pure Scheme may invest in other indices primary objective to generate income /
provided under Section 80 C of the equities scheme, while retaining some managed by the AMC or in the index capital appreciation by investing in
Income Tax Act, 1961. Given the lock-in of the upside potential from equities schemes of any other Mutual Funds, equities / equity related instruments of
feature of the Scheme, the fund exposure. The Scheme provides the provided it is conformity to the companies in the Finance, Retail &
manager is entrusted with the levy to Investment Manager with the flexibility investment objectives of the Scheme Entertainment sectors. The Scheme
engage in long term investing with no to shift allocations within the prescribed and in terms of the prevailing would aim to capture opportunities
sudden liquidity pressures. The asset allocation brackets in the event of Regulations. within the above said sectors primarily
investment emphasis of the scheme will a change in view regarding an asset The Scheme will be managed passively apart focusing on other sectors.
be in identifying companies with strong class. with investments in stocks in a Some Opportunities in the financial
competitive position in good business The Equity Investment philosophy would proportion that is as close as possible to sector include - Banks – Public & Private,
and having quality management. The bottom-up stock picking with the aim to the weightage of these stocks in the Investment Banks, Distribution Houses,
AMC will follow an active investment invest in companies with strong respective index. The investment Listed asset management companies,
style supported by in-house research. competitive position in good business strategy would revolve around reducing Insurance Companies, Brokerage
and having quality management. the tracking error to the least possible Houses, etc. Opportunities in the
Essentially, the focus would be on through regular rebalancing of the entertainment sector include –
fundamentally strong companies with portfolio, taking into account the Broadcasting, Electronic and Print
scope for good growth over time. Some change in weights of stocks in the index. Media, Content providers, Multiplexes,
key factors such as Fundamentals of the In addition, the Investment Manager etc. On the Retail Side, Organized
business, the quality of management, will study the macro economic players facilitating Retail Consumption
the financial strength of the company, conditions, including the political, provide a wide array of investment
etc. would be considered at the time of economic environment and factors opportunities going forward.
stock selection. affecting liquidity and interest rates. The The investment emphasis of the scheme
On the remaining portion of the Investment Manager would use this will be in identifying companies with
portfolio, the Scheme would invest analysis to assess the likely direction of strong competitive position in good
some portion of the portfolio in Money interest rates and position the portfolio business and having quality
Market Instruments so as to meet the appropriately to take advantage of the management. The AMC will follow an
normal repurchase requirements. The same on the fixed income portion of the active investment style supported by in-
remaining investment will be made in portfolio. house research. Essentially, the focus
securities which are either expected to would be on fundamentally strong
be reasonably liquid or of varying companies with scope for good growth
maturity. However, the NAV of the over time. The AMC, in selecting the
Scheme may be affected, if the securities scrips will focus on the fundamentals of
invested in are rendered illiquid after the business, the industry structure, the
investment. In addition, the Investment quality of management sensitivity to
Manager will study the macro economic economic factors, the financial strength
conditions, including the political, of the company and the key earnings
economic environment and factors drivers.
affecting liquidity and interest rates.
Asset Under Management (31.03.2010) Asset Under Management (31.03.2010) Asset Under Management (31.03.2010) Asset Under Management (31.03.2010)
(INR crs) : 154.68 (INR crs) : 164.49 (INR crs) : 9.03 (INR crs) : 194.46
Number of Live Folios : 72197 Number of Live Folios : 64216 Number of Live Folios : 1942 Number of Live Folios : 12129
Comparison with Other Schemes : Comparison with Other Schemes : Comparison with Other Schemes : Comparison with Other Schemes :
Canara Robeco Equity Tax Saver is an Canara Robeco Balance aims to Canara Robeco Nifty Index is an index Canara Robeco FORCE Fund is an open
ELSS with a 3 year lock-in period generating long-term capital fund following passive style of investing ended thematic fund predominantly
providing Tax Benefits under Sec 80 C of appreciation through a prudent mix of by tracking S&P Nifty. investing in 3 sectors benefitting from
Income Tax Act. The fund benefits from equity and debt portfolio, suitable for the rising and stable domestic demand
long term investing due to its lock-in and the average investor as it takes away the i.e. Financial Services, Retail
has a balanced portfolio of large and burden of focusing on asset allocation Consumption and Media &
mid cap stocks with a 'Growth' style of between equity & debt. The fund invests Entertainment. The fund will also look
investing. in a careful blend of select stocks and for opportunity to invest in few other
debt securities which effectively spreads companies which benefit from this
the risk. theme not covered in the sectors
mentioned above. The fund will invest in
stocks across the Market Capitalisation
range and will look to follow 'Growth'
style of investing.
Canara Robeco Canara Robeco Balance Canara Robeco Canara Robeco F.O.R.C.E
Equity Tax Saver Nifty Index Fund
Asset Allocation Asset Allocation Asset Allocation Asset Allocation
Instruments % of Investible Instruments % of Investible Instruments % of Investible Instruments % of Investible
Funds (Indicative) Funds (Indicative) Funds (Indicative) Funds (Indicative)
Min Max Min Max Min Max Min Max
Equity and Equity Equity and Equity Equities covered by # Equity and equity
related 80 100 related 40 75 the Nifty in the related instruments
Instruments. instruments same of companies in the
Money Market percentage Finance, Retail &
Debt Securities
instruments. 0 20 weightage as in Entertainment
including
the Nifty (including 90 100 sector 65 100
Securitized debt
Exchange Traded Other Equity and
having
Equity Derivatives equity related
rating above AA or 25 60
on the instruments 0 35
equivalent,Money
S&P CNX Nifty).
Market Domestic Debt and
Instruments, Govt. Money Market Money Market
Securities Instruments 0 10 instruments
including Call (Including
Money. securitised debt up
to 10% of net assets) 0 35
Institutional Plan :
Growth Option
Growth option with automatic repurchase
Dividend Option - Dividend Reinvestment
- Dividend payout
Minimum Investment : Minimum Investment: Lumpsum : Rs. Minimum Investment : Minimum Investment :
Lumpsum : Rs. 500 in multiples of Rs. 1 5000 in multiples of Rs. 1 thereafter. Lumpsum : Rs. 5000 in multiples of Rs. 1 Retail Plan : Rs.
thereafter NRI/FII/OCBs : Rs.50,000 & in multiples thereafter 5,000.00 and multiples of Re.1.00
SIP/STP : For monthly frequency - Rs. of Rs.1,000. Corporates/Trusts & SIP/STP : For monthly frequency - Rs. thereafter. Subsequent purchases:
Institutional Investors : Rs.50,000 & in
500 and in multiples of Rs. 1 thereafter multiples of Rs.10,000 1000 and in multiples of Rs. 1 thereafter Minimum amount of Rs. 500.00 and
For quarterly frequency - Rs. 1000 and SIP/STP : For monthly frequency - Rs. For quarterly frequency - Rs. 2000 and in multiples of Re. 1.00 thereafter.
in multiples of Rs. 1 thereafter 1000 and in multiples of Rs. 1 thereafter. multiples of Rs. 1 thereafter Institutional Plan :
For quarterly frequency - Rs. 2000 and in Rs. 5,00,00,000.00(Rs. 5 cr) and
multiples of Rs. 1 thereafter multiples of Re. 1 thereafter. Subsequent
purchases: Minimum amount of
Rs.5,00,000.00 (Rs Five Lakhs) and
multiples of Re.1.00 thereafter.
Canara Robeco Canara Robeco Balance Canara Robeco Canara Robeco F.O.R.C.E
Equity Tax Saver Nifty Index Fund
Minimum Investment :
SIP/STP : For monthly frequency - Rs.
1000 and in multiples of Rs. 1 thereafter
For quarterly frequency - Rs. 2000 and in
multiples of Rs. 1 thereafter
Performance of the Scheme Performance of the Scheme Performance of the Scheme Performance of the Scheme
(Growth Option) (Growth Option) (Growth Option) (Growth Option)
120 100 80 16
100 80 14
60
80 12
60
Returns (%)
Returns (%)
Returns (%)
Returns (%)
60 40
10
40 40
20 8
20 20
0 0 6
0 4
-20
-20 -20
-40 2
-60 -40 -40 0
31 Mar 31 Mar 31 Mar 31 Mar 31 Mar 31 Mar 31 Mar 31 Mar 31 Mar 31 Mar 31 Jan 31 Jan 31 Jan 30 Jan 29 Jan Since Inception
06 07 08 09 10 06 07 08 09 10 06 07 08 09 10
Absolute Returns Benchmark
YoY absolute returns Benchmark YoY absolute returns Benchmark YoY absolute returns Benchmark (Note : Scheme has been not completed 1 year)
Entry Load : Nil** Entry Load : Nil** Entry Load : Nil** Entry Load : Nil
Exit Load : For all investment Exit Load : Exit Load : Exit Load : Lumpsum / SWP / SIP/STP :
amounts Lumpsum / SWP : Lumpsum / SWP / SIP/ STP : 1% - If redeemed / switched out within 1
Lump Sum/SIP/STP : Nil 1% - If redeemed / switched out within 1% - If redeemed / switched out within year from the date of allotment, Nil – if
1 year from the date of allotment 1 year from the date of allotment redeemed / switched out after 1 year
from the date of allotment
Nil – if redeemed / switched out after Nil – if redeemed / switched out after
1 year from the date of allotment 1 year from the date of allotment
SIP/STP :
1% - if redeemed / switched out within
2 years from the date of allotment
Nil – if redeemed / switched out after
2 years from the date of allotment
Actual Recurring Expenses for the Actual Recurring Expenses for the Actual Recurring Expenses for the Actual Recurring Expenses for the
previous financial year ended September previous financial year ended previous financial year ended previous financial year ended
30,2009 : 2.50% September 30,2009 : 2.43% September 30,2009 : 1.00% September 30,2009 : 2.06%
Canara Robeco Floating Canara Robeco Liquid Canara Robeco Treasury Canara Robeco
Rate - Short Term Plan Advantage Fund Monthly Income Plan
Type & Category : Open Ended Debt Type & Category : Open Ended Cash Type & Category : Open Ended Debt Type & Category : Open Ended Debt
Scheme Management Scheme Scheme Scheme
Investment Objective : To generate Investment Objective : To enhance the Investment Objective : To generate Investment Objective : To generate
income as well as capital appreciation by income, while maintaining a level of income/capital appreciation through a Income by investing in Debt instruments,
mitigating interest rate risk through liquidity through, investment in a mix of low risk strategy by investment in Debt MMI and small portion in equity.
investment in Floating and Fixed Rate MMI & Debt securities. Securities and Money Market
Debt Instruments. Instruments.
Investment Strategy : In Canara Robeco Investment Strategy : In Canara Robeco Investment Strategy : The focus of the Investment Strategy : The Scheme will
Liquid the funds will be invested in Money Liquid the funds will be invested in Money Scheme is to achieve the investment invest primarily in Debt and Money
Market Instruments (with un-expired Market Instruments (with un-expired objective through investments in market instruments with an objective to
maturity less than 91 days) offering maturity less than 91 days) offering combination of debt and money market generate regular returns. The secondary
reasonable liquidity and returns, with risk reasonable liquidity and returns, with risk instruments having varied yield and objective of the Scheme is to generate
perceived by the Investment Manager perceived by the Investment Manager maturity profile. The Scheme is long-term capital appreciation by
and a portion of the funds will also be and a portion of the funds will also be positioned as an intervening investment investing a portion of the Scheme's
invested in rated and un-rated corporate invested in rated and un-rated corporate avenue between long-term debt scheme assets in equity and equity related
bonds and debentures. bonds and debentures. and short term liquid scheme. Apart from instruments.
investment restrictions under SEBI (MF) The funds will be invested in debt and
Regulations, the Fund does not presently money market securities of different
intend to follow any internal norms vis-a- maturities and risk profiles. The
vis limiting exposure to a particular investments may be made in primary as
security or sector etc. However, the Fund well as secondary markets. As far as
may consider imposing any restrictions possible, the portfolio will be adequately
depending on the changes in the diversified to reduce the risk of
investment environment from time to underperformance, arising out of
time. unexpected security-specific factors.
The fund will be invested in debt and Investments will be made in State /
money market securities of different Central Government Securities, Treasury
maturity and risk profiles. The Bills : i) supported by the ability to borrow
investments may be made in primary as from the Treasury ii) supported by
well as secondary markets. As far as sovereign guarantee or of the State
possible, the portfolio will be adequately Government iii) supported by the
diversified to reduce the risk of under- Government of India / State Government
performance arising out of unexpected in any other manner.
security-specific factors. Investments will The Scheme being open ended, some
be made in State / Central Government portion of the portfolio may be invested
Securities, Treasury Bills : i) supported by in Money Market Instruments so as to
the ability to borrow from the Treasury ii) meet the normal repurchase
supported by sovereign guarantee or of requirements. The remaining investment
the Statement Government, iii) will be made in securities which are
supported by the Government of India / either expected to be reasonably liquid or
State Government in any other manner. of varying maturity. However, the NAV of
The Scheme will seek to underwrite the Schemes may be affected, if the
issuance of Government Securities if any, securities invested in are rendered
to the extent permitted by SEBI/RBI, illiquid after investment. The Investment
subject to the prevailing rules and Manager targets to identify securities
regulations specified in this respect. The which offer optimum level of yield at
Scheme may also participate in their lower level of risks. Rated debt
auction from time to time. In addition, instruments in which the Scheme invests
the Investment Manager will study the will be of investment grade as rated by
macro economic conditions, including the credit rating agency. In addition, the
political, economic environment and Investment Manager will monitor the
factors affecting liquidity and interest macro economic conditions, including
rates. The Investment Manager would the political, economic environment and
use this analysis to assess the likely factors affecting liquidity and interest
direction of interest rates and position rates.
the portfolio appropriately to take The Equity Investment philosophy would
advantage of the same. be bottom-up stock picking with the aim
to invest in companies with strong
competitive position in good business
and having quality management.
Essentially, the focus would be on
fundamentally strong companies with
scope for good growth over time.
Asset Under Management (31.03.2010) Asset Under Management (31.03.2010) Asset Under Management (31.03.2010) Asset Under Management (31.03.2010)
(INR crs) : 47.13 (INR crs) : 1827.91 (INR crs) : 3463.72 (INR crs) :199.90
Number of Live Folios : 548 Number of Live Folios : 600 Number of Live Folios : 981 Number of Live Folios : 6116
Comparison with Other Schemes : Comparison with Other Schemes : Comparison with Other Schemes : Comparison with Other Schemes :
Canara Robeco Floating Rate offers an Canara Robeco Liquid invests in only Canara Robeco Treasury Advantage Fund Canara Robeco Monthly Income Plan is a
investment option with mix of fixed and short-term money market instruments seeks to provide consistent income and debt oriented hybrid fund which aims to
floating rate instruments in its portfolio. with an aim to generate higher return liquidity through investments made generate consistent income and stable
The fund is similar to a money market than the risk free rate of return and primarily in money market and debt performance with a small participation
fund and is less sensitive to interest rate ensuring liquidity at all the time. The fund securities following a low risk strategy. to equity investments.
fluctuations. is suitable for investments with very short The portfolio duration of the fund tends
term horizon & to park surplus moneys. to b slightly higher than a liquid fund.
Canara Robeco Floating Canara Robeco Liquid Canara Robeco Treasury Canara Robeco
Rate - Short Term Plan Advantage Fund Monthly Income Plan
Asset Allocation Asset Allocation Asset Allocation Asset Allocation
Instruments % of Investible Instruments % of Investible Instruments % of Investible Instruments % of Investible
Funds (Indicative) Funds (Indicative) Funds (Indicative) Funds (Indicative)
Min Max Min Max Min Max Min Max
MMI/Call/Debt Debt (including
Floating Rate Debt, Money Market Instruments with securitized Debt 75 90
Money Market Instruments / 65 100 residual average 20 100 with MMI)
Instruments and 65 100 Call Money maturity of equal or Equity and Equity
Derivative less than one year. related 10 25
Debt (Including 0 35
Instruments Debt Instruments instruments
Securitised Debt)
Fixed Rate Debt with residual
and Derivatives 0 35 average maturity
Instruments of more than one 0 80
year (Incl
Securitised Debt)
Benchmark Index : Crisil Liquid Fund Benchmark Index : Crisil Liquid Fund Benchmark Index : Crisil Liquid Fund Benchmark Index : Crisil MIP Blended
Index Index Index Index
Plans/ Options : Plans / Options : Retail Plan : Plans / Options : Retail Plan : Plans/ Options :
Short Term Plan : Growth Option , Dividend Option : Growth Option, Dividend Option : Growth Option
Growth, Daily Divi. Reinvestment, Weekly Divi. Daily Divi. Reinvestment, Growth Option with
Dividend Option - Weekly Dividend Reinvestment, Fortnightly Divi. Weekly Divi. Reinvestment, Automatic Repurchase
Reinvestment, Reinvestment, Monthly Div. Fortnightly Divi. Reinvestment, Dividend Option
Daily Dividend Reinvestment Reinvestment. Monthly Div. Reinvestment. Monthly Div Payout/Reinvest.
Institutional Plan : Growth Option Institutional Plan : Growth Option Quarterly Div Payout/Reinvest.
,Dividend Option : Daily Dividend /,Dividend Option : D a i l y D i v i d e n d
Reinvestment, Weekly Dividend Reinvestment, W e e k l y D i v i d e n d
Reinvestment,Fortnightly Div. Reinvestment,F o r t n i g h t l y D i v .
Reinvestment, Monthly Div. Payout / Reinvestment, Monthly Div. Payout /
Reinvestment, Quarterly Div Reinvestment, Q u a r t e r l y D i v
Payout/Reinvestment. Payout/Reinvestment.
Super Institutional Plan : Growth Super Institutional Plan : Growth Option,
Option , Dividend Option : Daily Div. Dividend Option : Daily Div.
Reinvestment, Weekly Div. Payout / Reinvestment, Weekly Div. Payout /
Reinvestment, Fortnightly Div. Reinvestment, Fortnightly Div.
Reinvestment, Monthly Div. Payout / Reinvestment, Monthly Div. Payout /
Reinvestment Reinvestment
Minimum Investment : Minimum Investment : Minimum Investment : Minimum Investment :
Short Term Plan Lumpsum : Retail Plan : Rs 5000/- under Lumpsum : Retail Plan : Rs 5000 under Lumpsum : Rs. 5000 in multiples of Rs. 1
Lumpsum : Rs. 5000 in multiples of Rs. 1 each option and in multiples of Re. 1 each option and in multiples of Re.1 thereafter
thereafter thereafter. Institutional Plan : Rs 1 cr thereafter. Institutional Plan : Rs 1 cr SIP/STP : For monthly frequency - Rs.
SIP/STP : For monthly frequency - Rs. under each option and in multiples of Re. under each option and in multiples of 1000 and in multiples of Rs. 1 thereafter
1000 and in multiples of Rs. 1 thereafter 1 thereafter. Super Institutional Plan : Rs Re.1 thereafter. Super Institutional Plan : For quarterly frequency - Rs. 2000 and in
For quarterly frequency - Rs. 2000 and in 5 crs under each option and in multiples Rs 5 crs under each option and in multiples of Rs. 1 thereafter
multiples of Rs. 1 thereafter of Re. 1 thereafter. Systematic multiples of Re. 1 thereafter. Systematic
Investment Plan (SIP) :Minimum Investment Plan (SIP): Minimum
instalment amount - Rs. 1,000 and Rs. instalment amount - Rs. 1,000 and Rs.
2,000 respectively for Monthly and 2,000 respectively for Monthly and
Quarterly frequency respectively and in Quarterly frequency respectively and in
multiples of Re 1 thereafter. Systematic multiples of Re 1 thereafter. Systematic
Transfer Plan (STP)/ Systematic Transfer Plan (STP)/Systematic
withdrawal plan (SWP): Minimum withdrawal plan(SWP): Minimum
installment amount - Rs. 1,000 and Rs. installment amount - Rs. 1,000 and Rs.
2,000 for Monthly and Quarterly 2,000 for Monthly and Quarterly
frequency respectively and in multiples of frequency respectively and in multiples of
Re 1 thereafter. Re 1 thereafter.
Performance of the Scheme Performance of the Scheme Performance of the Scheme Performance of the Scheme
(Compounded Annualized Returns) (Compounded Annualized Returns) (Compounded Annualized Returns) (Compounded Annualized Returns)
Performance of the Scheme Performance of the Scheme Performance of the Scheme Performance of the Scheme
(Growth Option) Returns (%) (Growth Option) Returns (%) (Growth Option) Returns (%) (Growth Option) Returns (%)
10 10 10
30
8 8 8 25
6 6 6 20
15
4 4 4
10
2 2 2
5
0 0 0
0
31 Mar 31 Mar 31 Mar 31 Mar 31 Mar 31 Mar 31 Mar 31 Mar 31 Mar 31 Mar 31 Mar 31 Mar 31 Mar 31 Mar 31 Mar 31 Mar 31 Mar 31 Mar 31 Mar 31 Mar
06 07 08 09 10 06 07 08 09 10 06 07 08 09 10 06 07 08 09 10
YoY absolute returns Benchmark YoY absolute returns Benchmark YoY absolute returns Benchmark YoY absolute returns Benchmark
Entry Load : Nil** Entry Load : Nil** Entry Load : Nil** Entry Load : Nil**
Exit Load : Lumpsum / SIP/STP : Short Exit Load : Lumpsum / SIP/ STP : Nil Exit Load : For all investment amounts Exit Load : Lumpsum /SWP / SIP/STP :
Term Plan - Nil Retail, Institutional & Super Institutional 1% - if redeemed/switched out within 1
Plan – Lump Sum/SIP/STP – Nil year from the date of allotment,
Nil – if redeemed / switched out after 1
years from the date of allotment.
Actual Recurring Expenses for the Actual Recurring Expenses for the Actual Recurring Expenses for the Actual Recurring Expenses for the
previous financial year ended September previous financial year ended September previous financial year ended September previous financial year ended September
30,2009 : 0.40% 30,2009 :0.42% 30,2009 : 0.57% 30,2009 : 2.25%
Canara Robeco Income Canara Robeco Gilt PGS Canara Robeco Dynamic Canara Robeco Short
Bond Fund Term Fund
Type & Category : Open Ended Debt Type & Category : Open Ended Gilt Type & Category : Open Ended Debt Type & Category : Open Ended Debt
Scheme Scheme Fund Fund
Investment Objective : To generate Investment Objective : To provide risk Investment Objective : The objective of Investment Objective : The objective of
income through investment in debt and free return (except interest rate risk) and the Fund is to seek to generate income the Fund is to generate income from a
money market securities of different long term capital appreciation by from a portfolio of debt and money portfolio constituted of short to medium
maturity and issuers of different risk investing only in Govt. Securities. market securities. term debt and money market securities.
profiles. There is no assurance that the objective of
the Fund will be realised and the Fund
does not assure or guarantee any returns.
Investment Strategy : Canara Robeco Investment Strategy : CR Gilt PGS is an Investment Strategy : Canara Robeco Investment Strategy : Canara Robeco
Income is an open ended debt fund with open ended Gilt Fund wherein the Dynamic Bond Fund is an open ended Short Term Fund is an open ended debt
an objective to seek to generate income investments would be done only in debt fund having a primary objective to fund with an objective to seek to
from a portfolio constituted of medium Government Securities of different seek to generate income from a portfolio generate income from a portfolio
to long term debt instrument and money maturities. The investments may be of debt and money market securities. The constituted of short to medium term debt
market securities. The characteristics of made in primary as well as secondary Fund will invest in debt securities in order and money market securities. The
this product are similar to that of a debt markets. As far as possible, the portfolio to generate consistent superior risk characteristics of this product are similar
fund. The Fund will invest in debt will be adequately diversified to reduce adjusted returns as per the investment to that of a debt fund. Taking into
securities in order to generate consistent the risk of underperformance, arising out objectives of the fund. The Fund may consideration the investment profile, this
superior risk adjusted returns as per the of unexpected security-specific factors. invest a portion of the portfolio in Money fund is aimed to be positioned between
investment objectives and aims to The Scheme being open-ended, some Market Instruments and the remaining the liquid fund and the income fund. The
maintain a modified duration not portion of the portfolio will be invested in investment will be made in securities of Fund will invest in debt securities in order
exceeding two years under normal short term government securities so as to varying maturity. The asset allocation for to generate consistent superior risk
circumstances. The fund management meet the normal repurchase the Fund shall depend on prevailing adjusted returns as per the investment
team will endeavor to maintain a requirements. The remaining investment market conditions. When the market objectives and aims to maintain a
consistent performance in the scheme by will be made in securities which are outlook is bullish, the fund manager modified duration not exceeding two
maintaining a balance between safety, reasonably liquid and of varying would increase the exposure to debt years under normal circumstances.
liquidity and profitability aspects of maturity. instrument with maturity over one year The Fund may invest a portion of the
various investments. The fund manager The investment pattern of the Scheme is and likewise when the outlook is bearish, portfolio in Money Market Instruments
will try to achieve an optimal risk return indicative and may be changed by the the exposure to such long dated securities and the remaining investment will be
balance for management of the fixed Fund Manager for defensive will be reduced. The Fund shall take into made in securities of varying maturity.
income portfolios. considerations. The funds raised under account the following parameters while The asset allocation for the Fund shall
The investments in debt instruments the Scheme shall be invested only in decisions for investments are taken: depend on prevailing market conditions.
carry various risks like interest rate risk, Govt. Securities defined in Section 2(2) of Liquidity of securities, Rating, Maturity The Fund shall take into account the
liquidity risk, default risk, purchasing the Public Debt Act, 1944. profile, Company’s growth prospects, following parameters while decisions for
power risk etc. While they cannot be Quality of the security, and prevailing investments are taken: Liquidity of
done away with, they can me minimized interest rate scenario. The Fund will also securities, Rating, Maturity profile,
by diversification and effective use of take into account risk management tools Company’s growth prospects, Quality of
hedging techniques. The fund like modified duration, VAR and convexity the security, and prevailing interest rate
management team will take an active for efficient management of the Fund scenario. The Fund will also take into
view of the interest rate movement by investments. The Fund may also use account risk management tools like
keeping a close watch on various various derivatives and hedging products modified duration, VAR and convexity for
parameters of the Indian economy, as from time to time as would be available efficient management of the Fund
well as developments in global markets. and permitted by SEBI in an attempt to investments. The Fund may also use
protect the value of the portfolio and various derivatives and hedging products
enhance Unit Holder’s interest. from time to time as would be available
and permitted by SEBI in an attempt to
protect the value of the portfolio and
enhance Unit Holder’s interest.
Asset Under Management (31.03.2010) Asset Under Management (31.03.2010) Asset Under Management (31.03.2010) Asset Under Management (31.03.2010)
(INR crs) : 207.04 (INR crs) : 48.48 (INR crs) : 27.78 (INR crs) : 230.03
Number of Live Folios : 5366 Number of Live Folios : 737 Number of Live Folios : 579 Number of Live Folios : 693
Comparison with Other Schemes : Comparison with Other Schemes : Comparison with Other Schemes : Comparison with Other Schemes :
Canara Robeco Income is an actively Canara Robeco Gilt PGS invests in G-Secs Canara Robeco Dynamic Bond Fund Canara Robeco Short Term Fund is
managed debt fund wherein the fund of varying maturity issued by Reserve intends to invest and trade in G-secs and perfectly suited for an investor who has a
manager takes an active view of the Bank of India (RBI). Being invested in Corporate Debt by identifying mispriced short term investment horizon and
interest rate movements by keeping a sovereign papers, the fund does not opportunities & capturing volatility wishes to avoid high volatility but expects
close watch on various parameters of the expose its investors to Credit Risk as in trends. The fund aims at generating superior returns than liquid funds. The
Indian economy as well as the the case of other bond funds. Alpha through free-style duration fund predominantly has accrual yields on
developments in the global markets. management, allowing the fund to high quality Money Market Instruments
Based on the interest rate view, the position the modified duration of the along with an active trading strategy for
duration of the portfolio will be decided fund from 6 months to 10 years generating Alpha.
along with the asset allocation pattern depending on interest rate view.
between sovereign & corporate bonds.
Canara Robeco Income Canara Robeco Gilt PGS Canara Robeco Dynamic Canara Robeco Short
Bond Fund Term Fund
Asset Allocation Asset Allocation Asset Allocation Asset Allocation
Instruments % of Investible Instruments % of Investible Instruments % of Investible Instruments % of Investible
Funds (Indicative) Funds (Indicative) Funds (Indicative) Funds (Indicative)
Min Max Min Max Min Max Min Max
Debt (Including 80 100 Govt. Securities / 0 100 Government of Money Market 60 100
Securitised Debt) MMI/Call Money india & Corporate 0 70 Instruments
Money Market Debt Securities Government of
Instruments / Call 0 20 (including India & Debt
Money Securitised Debt) Securities 0 40
Money Market 30 100 (including
Securitised Debt)
Instruments
Benchmark Index : CRISIL Composite Benchmark Index : CRISIL I – Sec Li - Benchmark Index : CRISIL Composite Benchmark Index : Crisil Liquid Fund
Bond Fund Index Bex Index Bond Fund Index Index
Plans/ Options : Plans/ Options : Plans/ Options : Plans/ Options :
Growth Option Growth Option Retail Plan : Retail Plan :
Growth Option with Automatic Growth Option with Automatic Growth Option Growth Option, Dividend Option :
Repurchase Repurchase Growth option with automatic Weekly Divi. Reinvestment, Monthly Divi.
Dividend Option Dividend Option repurchase Reinvestment / Payout
Dividend Reinvestment Dividend Reinvestment Dividend Option Institutional Plan :
Dividend Payout Dividend Payout Dividend Reinvestment, Dividend Payout Growth Option, Dividend Option :
Bonus Option Institutional Plan : Weekly Divi. Reinvestment, Monthly Divi.
Growth Option Reinvestment / Payout
Growth option with automatic
repurchase
Dividend Option : Dividend
Reinvestment, Dividend Payout
Performance of the Scheme Performance of the Scheme Performance of the Scheme Performance of the Scheme
(Compounded Annualized Returns) (Compounded Annualized Returns) (Compounded Annualized Returns) (Compounded Annualized Returns)
Performance of the Scheme Performance of the Scheme Performance of the Scheme Performance of the Scheme
(Growth Option) Returns (%) (Growth Option) Returns (%) (Growth Option) (Growth Option)
35 25 8 8
30 20
25 6 6
15
20
10 4 4
15
5
10
0 2 2
5
0 -5 0 0
31 Mar 31 Mar 31 Mar 31 Mar 31 Mar 31 Mar 31 Mar 31 Mar 31 Mar 31 Mar
06 07 08 09 10 06 07 08 09 10 Since Inception Since Inception
Absolute Returns Absolute Returns
YoY absolute returns Benchmark YoY absolute returns Benchmark (Note : Scheme has been not completed 1 year (Note : Scheme has been not completed 1 year
Entry Load : Nil** Entry Load : Nil** Entry Load : Nil** Entry Load : Nil**
Exit Load: Lumpsum / SWP / SIP/STP : Exit Load : Lumpsum / SWP / SIP/STP : Exit Load : For all investment amounts Exit Load :
0.5% - if redeemed/switched out within 6 0.5% - if redeemed/switched out within 6 Retail & Institutional Plan – Lump Sum: Retail Plan & Institutional Plan - 0.25% - If
months from the date of allotment, Nil – months from the date of allotment, Nil – Nil redeemed/switched out within 1 month
if redeemed / switched out after 6 if redeemed / switched out after 6 from the date of allotment, Nil - if
Months from the date of allotment Months from the date of allotment. redeemed/switched out after 1 month
from the date of allotment
Actual Recurring Expenses for the Actual Recurring Expenses for the Actual Recurring Expenses for the Actual Recurring Expenses for the
previous financial year ended September previous financial year ended September previous financial year ended September previous financial year ended September
30,2009 : 2.07% 30,2009 : 1.95% 30,2009 : 1.51% 30,2009 : 1.14%
For Investor Grievances please contact n The AMC shall issue to the investor whose application for redemption has
been accepted, an account statement specifying the number of units
Name and Address of Registrar (s) redeemed within ten working days.
Computer Age Management Services Pvt. Ltd. n For those unitholders who have provided an e-mail address, the AMC will
send the account statement by e-mail.
(For Canara Robeco Infrastructure, Canara Robeco Emerging Equities, Canara
Robeco Nifty Index, Canara Robeco Equity Tax Saver Canara Robeco Floating n The unitholder may request for a physical account statement by
Rate, Canara Robeco Liquid, Canara Robeco Treasury Advantage Fund, Canara writing/calling the AMC/ISC/R&T.
Robeco Income, Canara Robeco Gilt PGS, Canara Robeco Dynamic Bond Fund,
Canara Robeco Short Term Fund, Canara Robeco MIP, Canara Robeco F.O.R.C.E) Annual Account Statement:
Computer Age Management Services (P) Ltd., n Mutual Fund shall provide the Account Statement to the unit holders who
have not transacted during the last six months prior to the date of
No. 148 Old Mahabalipuram Road (OMR) Adjacent to Hotel Fortune Select generation of account statements. The Account Statement shall reflect the
Palms, Okkiyam, Thuraipakkam, Chennai - 600097 latest closing balance and value of the units prior to the date of generation
Tel No. (044) 30407095/30407093. Email: enq_n@camsonline.com of the account statement
M/s. Karvy Computershare Pvt. Limited n The account statements in such cases may be generated and issued along
with the Portfolio Statement or Annual Report of the Scheme.
(For Canara Robeco Balance and Canara Robeco Equity Diversified Schemes)
“Karvy Plaza” H. No. 8-2-596 Avenue 4, Street No. 1 Banjara HillsHyderabad - Alternately, soft copy of the account statements shall be mailed to the investors'
500 034.Tel No.: (040) 23394436, 23397901, 23312454, 23320751/752 e-mail address, instead of physical statement, if so mandated.
Fax No.: (040) 23311968 Email : crmf@karvy.com
Half yearly Disclosures: Portfolio / Financial Results
Name and Address of Mutual Fund
Before expiry of one month from the close of each half year that is on 31.03 and
Canara Robeco Mutual Fund 30.09, the Fund shall publish its un-audited financial results in one national
Construction House, 4nd Floor, 5, Walchand Hirachand Marg, Ballard Estate, English daily newspaper and in a newspaper in the language of the region where
Mumbai - 400 001. Tel. No. (022) 66585000. the head office of the Fund is situated.
E-Mail ID : crmf@canararobeco.com, www.canararobeco.com These shall also be displayed on the web site of the Fund
Unitholders' Information (www.canararobeco.com) and that of AMFI (www.amfiindia.com). Full portfolio
in the prescribed format shall also be disclosed either by publishing it in the
Account Statement: newspaper or by sending to the unit holders within one month from the end of
each half year and it shall also be displayed on the web site of the Fund.
n The AMC shall issue to the investor whose application has been accepted,
an account statement specifying the number of units allotted within 10 Annual Report
working days.
An abridged Scheme-wise annual report shall be mailed to all unit holders not
n Account Statement for SIP and STP will be dispatched once every quarter. later than four months from the date of closure of the relevant accounting year
However, the first Account Statement under SIP/STP shall be issued within and the full annual report shall be made available for inspection at the Head
10 working days of the initial investment / transfer. Office of the Fund and a copy shall be made available to the unit holders on
request on payment of nominal fees, if any.
Canara Robeco Mutual Fund
Investment Manager : Canara Robeco Asset Management Co. Ltd.
Construction House, 4th Floor, 5, Walchand Hirachand Marg, Ballard Estate, Mumbai 400 001.
Tel.: 6658 5000, 6658 5086 Fax: 6658 5012 / 13 www.canararobeco.com Application No.
COMMON APPLICATION FORM FOR EQUITY SCHEMES (Please fill in BLOCK Letters)
Broker Name / ARN Sub Broker Code / ARN Bank Serial No. / Bank Stamp / Receipt Date
ARN - 33099
Upfront commission shall be paid directly by the investor to the AMFI registered Distributors based on the investors’ assessment of various factors including the service rendered by the distributor.
EXISTING UNIT HOLDER INFORMATION [Please fill in your Folio Number and proceed to Investment Details and Payment Details]
Folio No. Name of 1st Unit Holder
The details in our records under the folio number mentioned will apply for this application.
PAN AND KYC COMPLIANCE STATUS DETAILS - Mandatory [Refer Instruction Nos. 12 & 13]
PAN # (refer instruction) KYC Compliance Status** (if yes, attach proof)
First / Sole Applicant@ Yes No
Application No.
Canara Robeco Mutual Fund
Investment manager : Canara Robeco Asset Management Company Ltd.
Construction House, 4th Floor, 5, Walchand Hirachand Marg, Ballard Estate, Mumbai 400 001. Date___ / ___ / ________
PAYMENT MECHANISM (P ) Option I : Debit through ECS / Auto Debit facility (Tick this box and fill up SIP ECS / Auto Debit Facility Form)
Option II : Through Post Dated Cheques - Total Cheques_____ Cheque Nos. From To
Drawn on Bank______________________________________________________________________Branch & City____________________________________________
NOMINATION DETAILS (OPTIONAL) [Minor / HUF / POA Holder / Non Individuals cannot Nominate
I / We do here by nominate the undermentioned Nominee(s) to receive the units
to my / our credit in this folio no. in the event of my / our death. I / We also understand that all payments and settlements made to such Nominee(s) and Signature of the Nominee(s)
acknowledging receipt thereof, shall be a valid discharge by the AMC / Mutual Fund / Trustees.
No. Nominee(s) Name Date of Birth (in case of Minor) Name of the Guardian (in case of Minor) Relationship with Unit Holder @
% of Share
1 D D M M Y Y Y Y
2 D D M M Y Y Y Y
3 D D M M Y Y Y Y
Signature of 1st Nominee / Guardian Signature of 2nd Nominee / Guardian Signature of 3rd Nominee / Guardian
@ If the percentage of share is not mentioned then the claim will be settled equally amongst all the indicated nominee(s)
DECLARATION APPLICATIONS ENCLOSED (Please P
)
To the trustees Canara Robeco Mutual Fund. I / We have read and understood the contents of the SID and Key Information Memorandum of the Scheme. I/We hereby apply to the
Trustees of Canara Robeco Mutual Fund for allotment of units of the Scheme, as indicated above and agree to abide by the terms, conditions, rules and regulations of the Scheme. I /
We hereby confirm and certify that the source of these funds is not directly / indirectly a result of “proceeds of crime” as defined in “The Prevention of Money Laundering Act, 2002”
and we undertake to provide all necessary proof / documentation, if any, required to substantiate the facts of this undertaking. I have not received nor been induced by any rebate or
gifts, directly or indirectly in making this investment. I / We authorize the Fund to disclose details of my/our account and all my/our transactions to the intermediately whose stamp
appears on the application form. I also authorize the Fund to disclose details as necessary, to the Fund's and investor's bankers for the purpose of effecting payments to me / us.
Applicable to NRIs only : I/We confirm that I am/we are Non-Resident of Indian Nationality/Origin and I/We hereby confirm that the funds for subscription have been remitted from
abroad through approved banking channels or from funds in my/our Non-Resident External / Ordinary Account / FCNR / NRSR Account. Investment in the scheme is made by me / us
on: ¨ Repatriation basis ¨ Non Repatriation basis.
The ARN holder has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him for the different competing Schemes of various
Mutual Funds from amongst which the Scheme is being recommended to me/us.
To, The Trustees of Canara Robeco Mutual Fund, Sub : Our Subscription to the Schemes of Canara Robeco Mutual Fund.
We, the undersigned, being the partner of M/s. ____________________________________________________ a Partnership firm formed under Indian Partnership Act, 1932
do hereby jointly and severally authorise Mr. ____________________________________________________ to subscribe an amount of Rs. _____________ for allotment of
units of ____________________ Scheme on behalf of and in the name of our firm. He is / They are also authorised to encash / disinvest the above units. We undertake to intimate
you in writing about any change in the constitution or composition of our firm and upon such change, also arrange to lodge the specimen signatures of the partners authorised to
deal with the above units. We enclose the copy of the Partnership Deed alongwith this application for subscription.
Name of the partners Signatures
Growth Option (1) Growth Option with Income / Bonus (4) Total Amount
Automatic Repurchase (2) Dividend Option (3) Invested (5=1+2+3+4)
Rs. Rs. Rs. Rs. Rs.
Cheque / DD No. : _______________ Date : _________________ Amount : Rs._________________ Bank and Branch: _________________________________________
REGISTRAR & TRANSFER AGENTS
M/s. Karvy Computershare Pvt. Limited “Karvy Plaza” Computer Age Management Services (P) Ltd.,
(For Canara Robeco Balance and Canara Robeco Equity Diversified Schemes) (For all other Schemes)
H. No. 8-2-596 Avenue 4, Street No. 1, Banjara Hills, Hyderabad - 500 034. No. 148 Old Mahabalipuram Road (OMR), Adjacent to Hotel Fortune Select Palms
Tel No.: (040) 23394436, 23397901, 23312454, Okkiyam, Thuraipakkam, Chennai - 600097
Fax No.: (040) 23311968, Email : crmf@karvy.com Tel No.: (044) 30407095/30407093 Email : enq_n@camsonline.com
Canara Robeco Mutual Fund
Investment Manager : Canara Robeco Asset Management Co. Ltd.
Construction House, 4th Floor, 5, Walchand Hirachand Marg, Ballard Estate, Mumbai 400 001. Application No.
Tel.: 6658 5000, 6658 5086 Fax: 6658 5012 / 13 www.canararobeco.com
COMMON APPLICATION FORM FOR DEBT SCHEMES (Please fill in BLOCK Letters)
Broker Name / ARN Sub Broker Code / ARN Bank Serial No. / Bank Stamp / Receipt Date
ARN - 33099
Upfront commission shall be paid directly by the investor to the AMFI registered Distributors based on the investors’ assessment of various factors including the service rendered by the distributor.
EXISTING UNIT HOLDER INFORMATION [Please fill in your Folio Number and proceed to Investment Details and Payment Details]
Folio No. Name of 1st Unit Holder
The details in our records under the folio number mentioned will apply for this application.
PAN AND KYC COMPLIANCE STATUS DETAILS - Mandatory [Refer Instruction Nos. 12 & 13]
PAN # (refer instruction) KYC Compliance Status** (if yes, attach proof)
First / Sole Applicant@ Yes No
Application No.
Canara Robeco Mutual Fund
Investment manager : Canara Robeco Asset Management Company Ltd.
Construction House, 4th Floor, 5, Walchand Hirachand Marg, Ballard Estate, Mumbai 400 001. Date___ / ___ / ________
No. Nominee(s) Name Date of Birth (in case of Minor) Name of the Guardian (in case of Minor) Relationship with Unit Holder @
% of Share
1 D D M M Y Y Y Y
2 D D M M Y Y Y Y
3 D D M M Y Y Y Y
Signature of 1st Nominee / Guardian Signature of 2nd Nominee / Guardian Signature of 3rd Nominee / Guardian
@ If the percentage of share is not mentioned then the claim will be settled equally amongst all the indicated nominee(s)
DECLARATION APPLICATIONS ENCLOSED (Please P )
To the trustees Canara Robeco Mutual Fund. I / We have read and understood the contents of the SID and Key Information Memorandum of the Scheme. I/We hereby apply to the
Trustees of Canara Robeco Mutual Fund for allotment of units of the Scheme, as indicated above and agree to abide by the terms, conditions, rules and regulations of the Scheme. I /
We hereby confirm and certify that the source of these funds is not directly / indirectly a result of “proceeds of crime” as defined in “The Prevention of Money Laundering Act, 2002”
and we undertake to provide all necessary proof / documentation, if any, required to substantiate the facts of this undertaking. I have not received nor been induced by any rebate or
gifts, directly or indirectly in making this investment. I / We authorize the Fund to disclose details of my/our account and all my/our transactions to the intermediately whose stamp
appears on the application form. I also authorize the Fund to disclose details as necessary, to the Fund's and investor's bankers for the purpose of effecting payments to me / us.
Applicable to NRIs only : I/We confirm that I am/we are Non-Resident of Indian Nationality/Origin and I/We hereby confirm that the funds for subscription have been remitted from
abroad through approved banking channels or from funds in my/our Non-Resident External / Ordinary Account / FCNR / NRSR Account. Investment in the scheme is made by me /us
on: ¨ Repatriation basis ¨ Non Repatriation basis.
The ARN holder has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him for the different competing Schemes of various
Mutual Funds from amongst which the Scheme is being recommended to me/us.
To, The Trustees of Canara Robeco Mutual Fund, Sub : Our Subscription to the Schemes of Canara Robeco Mutual Fund.
We, the undersigned, being the partner of M/s. ____________________________________________________ a Partnership firm formed under Indian Partnership Act, 1932
do hereby jointly and severally authorise Mr. ____________________________________________________ to subscribe an amount of Rs. _____________ for allotment of
units of ____________________ Scheme on behalf of and in the name of our firm. He is / They are also authorised to encash / disinvest the above units. We undertake to intimate
you in writing about any change in the constitution or composition of our firm and upon such change, also arrange to lodge the specimen signatures of the partners authorised to
deal with the above units. We enclose the copy of the Partnership Deed alongwith this application for subscription.
Name of the partners Signatures
Cheque / DD No. : _______________ Date : _________________ Amount : Rs._________________ Bank and Branch: _________________________________________
Scheme
Sole / First Applicant / Guardian Second Applicant / Guardian Third Applicant / Guardian
PAN (Provide attested copy)
In case of Micro SIP (Refer Instruction 1)
First Account Holder’s Signature Second Account Holder’s Signature Third Account Holder’s Signature
For office use only (not to be filled in by investor)
Recorded on Scheme Code
Recorded by Credit Account Number
Bank use Mandate Ref. No. Customer Ref. No.
Authorisation of the Bank Account Holder (to be signed by the Account Holder)
This is to inform that I/We have registered for the RBI’s Electronic Clearing Service (Debit Clearing) / Auto Debit Facility and that my payment towards
my investment in Canara Robeco Mutual Fund shall be made from my/our below mentioned bank account with your bank. I/We authorize the
representative, (M/s. Tech Process Solutions Ltd.) carrying this ECS/Auto Debit to account mandate Form to get it verified and executed. Bank Account Number
First Account Holder’s Signature Second Account Holder’s Signature Third Account Holder’s Signature
(As in Bank Records) (As in Bank Records) (As in Bank Records)
SIP Auto Debit/STP/SWP Form No.
First Account Holder’s Signature Second Account Holder’s Signature Third Account Holder’s Signature
For office use only (not to be filled in by investor)
Recorded on Scheme Code
Recorded by Credit Account Number
Bank use Mandate Ref. No. Customer Ref. No.
Authorisation of the Bank Account Holder (to be signed by the Account Holder)
This is to inform that I/We have registered for the RBI’s Electronic Clearing Service (Debit Clearing) / Auto Debit Facility and that my payment towards
my investment in Canara Robeco Mutual Fund shall be made from my/our below mentioned bank account with your bank. I/We authorize the
representative, (M/s. Tech Process Solutions Ltd.) carrying this ECS/Auto Debit to account mandate Form to get it verified and executed. Bank Account Number
First Account Holder’s Signature Second Account Holder’s Signature Third Account Holder’s Signature
(As in Bank Records) (As in Bank Records) (As in Bank Records)
MICRO SIP/SIP Auto Debit Facility: Terms & Conditions
SIP Payment through Electronic Clearing Service (Debit Clearing) of the Reserve Bank of India (RBI)
ECS Centres : Agra, Ahmedabad, Allahabad, Amritsar, Asansol,Aurangabad, Bangalore, Bardwan, Baroda, Belgaum, Bhopal, Bhubaneshwar, Bhilwara, Calicut,
Chennai, Chandigarh, Cochin, Coimbatore, Delhi, Dehradun, Dhanbad, Durgapur, Erode, Gadag, Gorakhpur, Guwahati, Gwalior, Hubli, Hyderabad, Indore,
Jabalpur, Jalandhar, Jaipur, Jamshedpur, Jammu, Jamnagar, Jodhpur, Kakinada, Kanpur, Kolhapur, Kolkata, Lucknow, Ludhiana, Mangalore, Madurai, Mumbai,
Mysore, Nagpur, Nasik, Nellore, Panjim, Patna, Pondicherry, Pune, Rajkot, Raipur, Ranchi, Salem, Sholapur, Surat, Siliguri, Shimla, Tirupati, Trichy, Thirupur,
Trichur, Trivandrum, Udupi, Udaipur, Varanasi, Vijaywada, Vizag, Bijapur, Bikaner, Cuttack, Davangeree, Gulbarga, Mandya, Raichur, Shimoga.
1. PAN is needed and advisable for all investments including SIP. However, Micro transactions in units of the Schemes irrespective of the amount of transaction
SIPs of upto Rs 50,000 per year per investor are exempted from PAN (Not applicable for Micro SIP investments).
requirements. In such a case, all unit holders, who do not have a PAN, need to 11. From 2nd February, 2008, it is mandatory to comply with 'Know Your
submit a valid and self attested identification proof and mention the details in the Customer' (KYC) norms in respect of the applications for investment of
space provided. Lists of acceptable ID proofs can be taken from any official point Rs. 50,000/- and above for all the investors / applicants including NRI,
of collection. If while registering the Micro SIP, it is found that the identification guardians (in case of minors) and power of attorney holders.
proof is not in order or the registration will result in aggregate of SIP investments 12. SIP auto debit facility is available only on specific dates. Post dated SIP
exceeding the limit of Rs. 50,000 per year per investor without PAN, then the SIP cheques should be dated either the 01st or 5th or 15th or 20th or 25th of every
will get rejected. month/quarter.
2. Auto Debit facility is offered to the Investors having bank accounts in select cities 13. For Systematic Withdrawal Plan (SWP)/ Systematic Transfer Plan (STP), kindly
mentioned above. The cities in the list may be modified / updated / changed / provide the SWP/STP amount you would like to redeem / Transfer, the
removed at any time in future entirely at the discretion of Canara Robeco Mutual frequency and date. The dates should be either the 1st or 5th or 15th or 20th
Fund without assigning any reason or prior notice. If any city is removed, SIP 25th of every month/quarter. (SWP/STP plans not applicable for Micro SIP
instructions for investors in such cities via ECS (Debit) route will be discontinued investments).
without prior notice. 14. Investor will not hold Canara Robeco Mutual Fund, its registrars and
3. New Investors who wish to enroll for SIP through Auto Debit should fill the SIP other service providers responsible if the transaction is delayed or not effected
Auto Debit Form in addition to the SIP Application Form provided with the Key or the investor bank account is debited in advance or after the specific SIP date
Information Memorandum. due to various clearing cycles of ECS.
4. Completed Application Form, SIP Auto Debit Form and the first cheque should be 15. Canara Robeco Asset Management Co. Ltd. (CRAMC), Canara Robeco Mutual
submitted at least Fifteen Days before the first transaction date. Fund, Registrars, and other service providers shall not be responsible and
5. The Investor agree to abide by the terms and conditions of ECS facility of Reserve liable for any damages/compensation for any loss, damage etc., incurred by
Bank of India (RBI). the investor. The investor assumes the entire risk of using this facility and
6. Investors should compulsorily give a cheque for the first transaction. takes full responsibility.
The cheque should be drawn on the same bank account which is to be registered 16. Please refer the Key Information Memorandum and detailed Schemes
for ECS (Debit). Information Document (SID) for applicable NAV, risk factors, load and other
7. The bank account provided for ECS (Debit) should participate in information on respective Scheme/Plan before investing.
local MICR clearing. 17. New Investors need to submit an application form and cheque (for the first
8. The cheque should be drawn in favour of Canara Robeco Mutual Fund and instalment) in addition to the Auto Debit Form. Existing investors are required
Crossed “A/c payee only”. All cheques accompanying the SIP enrolment form to submit the Transaction Form indicating the existing folio number and SIP
should contain the SIP enrolment number on its reverse. details along with a cheque (for the first instalment) in addition to this form.
9. Minimum investment for Monthly SIP is Rs. 1,000/- and for quarterly 18. Investor can choose to discontinue this facility by giving 15 days written notice
SIP is Rs. 2,000/-. to our Branch Offices of CRAMC.
10. It is mandatory from January 01, 2008, for all applicant (s) (including resident 19. Canara Robeco Mutual Fund / AMC, reserves the right to reject any
and non-resident investors), guardians (in case of minors) and power of attorney application inter alia in the absence of fulfillment of regulatory
holders to provide PAN, along with a certified copy the PAN card for all requirements.