Professional Documents
Culture Documents
69
70 S E C T I O N 1 Basic Principles and Concepts
Chondrocranium at 9 weeks
Orbitosphenoid (orbital, Optic foramen
or lesser, wing of future
sphenoid bone) (vision) Greater wing of future
Crista galli sphenoid bone
Nasal capsule (olfaction) Otic capsule (audition)
Meckels cartilage
Incus
Cartilaginous Styloid process
pharyngeal Hyoid cartilage Malleus
arch skeleton Thyroid cartilage
Cricoid cartilage
Pharyngeal arch
mesenchyme for
Membrane bones at 9 weeks viscerocranium Intramembranous
Interparietal ossification (both
part of Head mesenchyme from neural crest)
occipital bone for neurocranium
Frontal bone Cartilage from
Zygomatic
pharyngeal arches
bone
Nasal bone for viscerocranium
Squamous part and neck cartilages Endochondral
Maxilla of temporal bone ossification
Cartilage from somite
Chondrocranium sclerotomes and neural
Mandible crest anteriorly for base
of neurocranium
Figure 4-1 Illustrations of the development of the skull. From www.netterimages.com. Elsevier Inc. All rights reserved.
CHAPTER 4 Hereditary, Developmental, and Environmental Influences on the Formation of Dentofacial Deformities 71
Skull of Newborn
Lambdoid suture
Ethmoid bone
Occipital bone
Orbital plate
Mastoid fontanelle
Lacrimal bone
Nasal bone
Temporal bone
Maxilla
Squamous part
Petrosquamous fissure
Zygomatic bone Sphenoid
bone Petrous part
Greater wing (mastoid process absent)
Palatine bone Lateral plate of Tympanic part (bony external
Pyramidal process pterygoid process acoustic meatus absent)
Hamulus of medial Oval (vestibular) window
plate of pterygoid
process Round (cochlear) window
Styloid process
Superior view
Mandibular fossa
Zygomatic process
Frontal bone
Anterior fontanelle
Coronal suture
Parietal bone
Sagittal suture
Posterior fontanelle
formed the styloid process, the stapes, the hyoid bone, and prominence at the midline results in the formation of the
the stylohyoid ligament. intermaxillary segment.
Face Palate
The face is formed mainly from the neural crest, which The palate is formed by the primary palate (intermaxillary
makes three swellings that surround the stomodeum segment) and the secondary palate (protrusions from the
(Fig. 4-2). The three swellings are the frontonasal promi- lateral prominences) (Fig. 4-3). The intermaxillary segment
nence, the maxillary prominence (from the first pharyngeal (primary palate) is the initial portion of the palate to
arch), and the mandibular prominence (from the first develop. It contains the central and lateral incisors. Swell-
pharyngeal arch). ings of the maxillary prominence form shelves that project
Lateral to the frontonasal prominence, there are two medially but that are separated by the tongue. When the
areas of ectoderm that form the nasal placodes, which invagi- tongue no longer occupies the space between the palatal
nate in the center to form the nasal pits. The placodes that shelves, these processes fuse together to form the secondary
invaginate create ridges of tissues on either side of the pits. palate. The primary and secondary palatal tissues all meet
The ridges are called the lateral nasal prominence and the at the incisal foramen. The primary and secondary palates
medial nasal prominence. The fusion of the medial nasal and the nasal septum fuse to form the definitive palate.
Figure 4-2 Illustrations of the development of the face. From www.netterimages.com. Elsevier Inc. All rights reserved.
CHAPTER 4 Hereditary, Developmental, and Environmental Influences on the Formation of Dentofacial Deformities 73
Auricle of ear
Auricle
of ear
Fused eyelids
Lateral nasal process
Philtrum of
Medial nasal process upper lip
Philtrum
Syndromes and Anomalies that Include holoprosencephaly), although these patients sometimes
Dentofacial Deformities have mild mental deficiencies. Syntelencephaly (the absence
or hypoplasia of the corpus callosum or absent or hypoplas-
Many of the syndromes and anomalies that involve the tic olfactory tracts and bulbs) is compatible with life and
cranio-orbito-zygomatic (upper face) region also affect the should thus be treated. Associated facial anomalies include
maxillomandibular (lower face) location.1,20,124 These condi- retinal colobomas, cleft lip, cleft palate, single maxillary
tions may involve any of the tissue components, including central incisor, and midface deficiencies. Holoprosenceph-
the skin, the muscles, the nerves, the fat, the vessels, the aly has multiple causes and includes many chromosomal
bone, the teeth, the cartilage, and the associated viscera (i.e., types, many monogenetic disorders, and at least three
brain, ears, eyes, salivary glands, sinuses). Known syndromes teratogens.
and anomalies comprise only a small proportion of the
dentofacial deformity group (see Chapters 27 through
Deficiencies and Anomalies of Neural
31).19 These conditions can be further subdivided according
Crest Origin
to etiology or tissue of origin.
Most of the tissues of the face, including the muscular and
skeletal components, are derived from the mesoderm. Inter-
Deficiencies of Midline Tissue Structures
estingly, throughout the rest of the body, these components
Holoprosencephalies involve variable deficiencies of midline (i.e., muscle and skeleton) are derived from an ectodermal
tissues. These structural deficiencies have been documented origin.19 The facial mesodermal elements develop from the
to occur early during embryologic development.16,18,23,27 neural crest and then migrate downward beside the neural
They may range from severe brain anomalies to simple tube and laterally under the surface ectoderm. When the
absence or hypoplasia of the corpus callosum. Severe facial neural crest cells have completed migration to their specific
anomalies such as cyclopia, ethmocephaly, and cebocephaly location, then facial development is dominated by specific
are always associated with severe holoprosencephaly, and growth centers, the formation of visceral structures (e.g.,
they are incompatible with life. This can also be true of brain, eyes, sinuses), and the differentiation of the tissue
premaxillary agenesis; however, in some instances, patients layers. Facial anomalies of neural crest origin are thought to
may survive for several months or even years. There are arise when the neuroepithelium has apoptosis (i.e., the
reported cases of premaxillary agenesis with normal head cells die).25 This results in less neuroepithelium to migrate
circumference and no brain abnormalities (i.e., without through into the facial locations and to ultimately
74 S E C T I O N 1 Basic Principles and Concepts
Ethmoid cartilage
Frontal bone
Ocular muscles
Eyeball Septal cartilage
Eyelid
Esophagus
Septal cartilage
Ethmoid cartilage
Eyeball
Frontal bone
Lens
Ocular muscles
Middle concha and meatus
Fused eyelids
Right nasal cavity Maxilla
Figure 4-3 Illustrations of the development of the palate. From www.netterimages.com. Elsevier Inc. All rights reserved.
CHAPTER 4 Hereditary, Developmental, and Environmental Influences on the Formation of Dentofacial Deformities 75
Left naris
Site of evagination of
Mucosa covering base of skull Rathkes pouch
differentiate. Current knowledge of Treacher Collins syn- (variations of hemifacial microsomia and Treacher
drome indicates that this is not a migration problem but Collins syndrome). Despite these known relationships,
simply a lack of cells to migrate (Figs. 4-4 and 4-5). teratogenic agents are not the most frequent causes of these
Teratogens that are known to result in head and neck syndromes.1
(neural crest) congenital anomalies include cytomegalovi- The branchial arch syndromes are neural crest anomalies
rus (microcephaly, hydrocephaly, microophthalmia); Dilan- that comprise an etiologically heterogeneous group of dis-
tin (cleft lip and palate); vitamin D excess (premature orders.14 They account for only a small percentage of the
suture closure); Valium (cleft lip and palate); Rubella virus patients who present to the surgeon or orthodontist in need
(microophthalmia, cataracts, deafness); and thalidomide of jaw reconstruction. The best known of these are
76 S E C T I O N 1 Basic Principles and Concepts
Orth
Or hoggn
nat
athic
ic Sur
Su
Surgery
ry; J.C.
ry; C. Posn
ossniiccck
o k
Orrth
O thoggn
naatthic
ic S
Su
urgery
ry; J.C
C. Pos
C. osn
niicck
ck
Orrtthhoggn
O nat
atthhiicc Su
S rgeryy; J.C.
C. Posn
oossniicck Orrth
O thogn
gnath
athic
at ic Su
Surrgeryy; J.C
C.. Poossnic
ickk
Figure 4-5 This mother and daughter demonstrate the extent of variation of expression of Treacher
Collins syndrome within a family. The mother was not aware that she carried the Treacher Collins gene
until after the birth of her daughter. From Posnick JC: Treacher Collins syndrome: perspectives in
evaluation and treatment. J Oral Maxillofac Surg 55:11201133, 1997.
hemifacial microsomia, its variant Goldenhar syndrome, monozygotic twins (35%) as compared with dizygotic twins
and Treacher Collins syndrome.14 Hemifacial microsomia (7.8%).138 Nevertheless, orofacial clefting is heterogeneous
affects aural, zygomatic, and mandibular growth at a and variable, and it is likely determined by a number of
minimum (Fig. 4-6). The disorder may be mild or severe, major genes, minor genes, environmental factors, and a
and it is generally limited to one side of the face. However, developmental threshold.37 Some syndromes associated
bilateral involvement, with more severe expression on one with clefting in which specific gene mutations have been
side, is also known to occur. Goldenhar syndrome, which is identified include van der Woude syndrome (IRF6), popli-
a variant of hemifacial microsomia, also includes epibulbar teal pterygium syndrome (IRF6), autosomal-recessive cleft
dermoids and vertebral anomalies. Involvement is often palate/ectodermal dysplasia (PVRL1), hypodontia/clefting
but not always limited to the face. There may be cardiac, (MSX1), Hay-Wells syndrome (TP63), and cleft palate/
renal, skeletal, and central nervous system anomalies ankyloglossia (TBX22). These mutations explain only about
(see Chapter 28). At a minimum, patients with Treacher 5% of clefting cases, with an additional 10% to 15% of
Collins syndrome demonstrate the physical findings cases explained by variations involving the IRF6 gene.110
of bilateral zygomatic hypoplasia, down-slanting palpebral Although orofacial clefting is caused by a malformation, the
fissures, malformed ears, and micrognathia (see Chapter development of secondary deformities of the jaws after birth
27). Inheritance occurs in an autosomal-dominant fashion, is well known (see Chapters 32, 33, and 34). For the most
and expressivity varies (see Figs. 4-4 and 4-5). The syn- part, maxillary hypoplasia in patients with orofacial clefts is
drome maps to 5q32-q33.1, and mutations in the TCOF1 felt to be the result of palate surgical interventions carried
gene are of the nonsense, insertion, deletion, or splice- out during infancy and early childhood and not from the
site types.14,30,139 primary congenital anomaly. Although van der Woude and
Stickler are just 2 of more than 100 clefting syndromes, they
demonstrate the importance of having an awareness of asso-
Clefting of the Lip and Palate
ciated anomalies to assist with family counseling and to
The most prevalent congenital defect of dentofacial devel- achieve effective reconstruction.
opment is clefting of the lip, the palate, or both (Figures 4-7
through 4-19). This condition occurs in approximately 1 in Van der Woude Syndrome
1000 whites, 1 in 500 Asians, and 1 in 2000 blacks.27 The In 1845, Demarquay was the first to report the occurrence
etiology of clefts is often complex and multifactorial. Evi- of congenital sinuses of the lower lip in combination with
dence supports the view that genetic factors are associated cleft lip and palate; this condition became known as van der
with orofacial clefting.37 In twins with cleft lips and palates, Woude syndrome. This syndrome occurs in roughly 1% to
concordance is far greater among monozygotic twins (40%) 2% of patients with lip and palatal clefts. Van der Woude
as compared with dizygotic twins (4.2%). In twins with syndrome has an autosomal-dominant inheritance pattern;
isolated cleft palate, concordance is also higher among Text continued on p. 91
78 S E C T I O N 1 Basic Principles and Concepts
Figure 4-6 A 7-year-old boy born with hemifacial microsomia and unilateral cleft lip and palate (left side) has typical malformations of the soft
tissues and skeletal structures within the first and second branchial arches on the left side. There is an absence of the left zygomatic complex and
hypoplasia of the orbit, the anterior cranial vault, and the maxilla. The mandibular malformation is a Kaban type III. The soft tissues of the left
external ear, the ear canal adnexal structures, and the cheek region are markedly deficient. A, Frontal facial and computed tomography scan views.
B, Oblique facial and computed tomography scan views.
CHAPTER 4 Hereditary, Developmental, and Environmental Influences on the Formation of Dentofacial Deformities 79
Figure 4-7 Cleft lip and palate represents a spectrum of morphologic findings that are initially dependent on the
individuals specific anomalies but that are then affected by surgical intervention during growth. A newborn with a
complete (left side) unilateral cleft lip and palate is shown.
Figure 4-8 A Hispanic child was born with complete clefting of the left primary lip and palate. He was
adopted when he was approximately 1 year old, before repair. He then underwent single-stage primary
lip, nasal, and palate repair. He is shown before repair and then at the age of 2 years after single-stage
repair.
Orrth
O thogn
gnat
gnat
athiicc Su
Surgery
ry;; J.C.
C. Possnic
ick Ortth
Or
Ort hogn
gnat
athicc Su
at
ath Surgery
ry;; J.C.
C. Po
ossn
sniicck
Figure 4-9 A child was born with an incomplete cleft of the left lip that also involved the alveolar ridge back
to the incisal foramen. She is shown before primary lip and nasal reconstruction and then at the age of 5 years
before alveolar cleft grafting.
80 S E C T I O N 1 Basic Principles and Concepts
Orth
r hognathic Surgery; J.C. Posnick Orthognathic Surgery; J.C
C. Posnick
A B
C D
Figure 4-10 A child was born with a complete (left side) unilateral cleft lip and palate. He is shown before and at intervals after primary lip and
palate repair. A, He is shown before primary lip and nasal reconstruction and B, at the age of 10 months, just before cleft palate repair. C, The
same child at the age of 3 years and D, at the age of 8 years just before mixed dentition bone grafting.
CHAPTER 4 Hereditary, Developmental, and Environmental Influences on the Formation of Dentofacial Deformities 81
A B
Figure 4-11 Three newborns with bilateral cleft lip and palate (BCLP) are shown. A, A newborn with complete BCLP. B, A newborn
with BCLP but with partial attachment of the lip and the nasal floor on the left side. C, A 3-month-old infant with complete BCLP is
shown. The premaxilla is attached to the septum of the nose; it is forwardly projecting without attachment to the lateral lip segments.
The wide separation of the palatal shelves is also demonstrated by the intraoral view. D and E, A series of computed tomography
scan views of the maxillofacial complex of the infant shown in C demonstrate the skeletal anatomy associated with BCLP.
82 S E C T I O N 1 Basic Principles and Concepts
Figure 4-12 A child born with complete bilateral cleft lip and palate. He is shown
before and then 7 years after primary lip and palate repair, just before mixed dentition
bone grafting.
Orrtth
O hoggnnat
a hic S
Suurgeryy; J.C.
C. Poossniicck Orrth
O thoggnnaatthic
ic Su
Surgery
ry; J.C
C.. Pos
osniicck
ck
Figure 4-13 A child born with incomplete bilateral cleft lip and palate. He is shown before and then
8 years after primary lip and palate repair, just before mixed dentition bone grafting.
A B C
Figure 4-14 A child born with a complete cleft of the right lip and palate and incomplete clefting of the left lip. He is shown
A, before and then B, at 2 and C, 8 years after primary lip and palate repair. The last photo was taken just before mixed dentition
bone grafting.
CHAPTER 4 Hereditary, Developmental, and Environmental Influences on the Formation of Dentofacial Deformities 83
A B
Figure 4-15 A, A child born with complete clefting of the secondary palate (i.e., incisal
foramen through the uvula) is shown. B, An adult born with a complete unilateral cleft
lip and palate is also shown. He underwent lip repair during childhood, but the cleft
palate was neglected. Note the severe septal deviation that obstructs the right nasal
valve.
Figure 4-16 A teenage boy from Jamaica who was born with a bilateral cleft lip and a unilateral cleft of the
alveolar ridge and palate. He underwent rudimentary lip repair as a child. The unrepaired clefted alveolus and
palatal anatomy are shown. Note the normal growth parameters of the upper jaw when the palate is unrepaired.
With a lack of continuity of the alveolar ridge, there has been typical distorted growth of the maxilla.
84 S E C T I O N 1 Basic Principles and Concepts
B C
Figure 4-17 A woman who was born with bilateral cleft lip and palate and pitting of the lower (central) lip. At the time of her
pregnancy, an ultrasound confirmed twins, one of which was suspected of having bilateral cleft lip and palate and the other of
having unilateral cleft lip and palate. This was documented at the time of delivery. A, A family with van der Woude syndrome,
including a mother with a repaired bilateral cleft lip and palate and newborn twins. B, Twin A with bilateral cleft lip and palate. C,
Twin B with unilateral cleft lip and palate.
Orthognathic Surgery; J.C. Posnick Orthognathic Surgery; J.C. Posnick
Figure 4-18 A 16-year-old boy who was born with Stickler syndrome (type II collagen mutation). At the time of birth, Pierre Robin sequence
was appreciated. The patient underwent repair of the cleft palate before he was 1 year old. He had positive eye findings, and he required the
treatment of a retinal detachment during his teenage years. A small cataract is being followed. He arrived for the evaluation of a jaw deformity and
malocclusion characterized by maxillomandibular deficiency with anterior open-bite malocclusion. This was combined with chronic obstructive nasal
breathing and a long face growth pattern. Attempted growth modification and camouflage orthodontics earlier during life were ineffective. There
was generalized root deficiency throughout the maxillary and mandibular dentition, likely as a result of the collagenopathy. A, Frontal views in repose
before and after treatment. B, Frontal views with smile before and after treatment. Continued
86 S E C T I O N 1 Basic Principles and Concepts
Figure 4-18, contd The patient agreed to an orthodontic and surgical approach. Further orthodontic (dental) decompensation was cautiously
carried out as a result of the compromised periodontal apparatus. The procedures included maxillary Le Fort I osteotomy (vertical intrusion, hori-
zontal advancement, counterclockwise rotation, and arch expansion); bilateral sagittal split ramus osteotomies (horizontal advancement and coun-
terclockwise rotation); osseous genioplasty (vertical shortening and horizontal advancement); and septoplasty, inferior turbinate reduction, and nasal
floor recontouring. C, Oblique facial views before and after treatment. D, Profile views before and after treatment.
CHAPTER 4 Hereditary, Developmental, and Environmental Influences on the Formation of Dentofacial Deformities 87
Prior to retreatment
Pre surgery
E
After treatment
Figure 4-18, contd E, Occlusal views before retreatment, with orthodontics in progress, and after treatment.
Continued
88 S E C T I O N 1 Basic Principles and Concepts
Maxillary counter-
clockwise rotation
Arch expansion
Mandibular counter-
rotation
F
Figure 4-18, contd F, Articulated dental casts that indicate analytic model planning. G, Lateral cephalometric radiographs
before and after treatment.
CHAPTER 4 Hereditary, Developmental, and Environmental Influences on the Formation of Dentofacial Deformities 89
Prior to retreatment
H
After surgery
Figure 4-18, contd H, Panorex radiographs before and after treatment that demonstrate generalized
limited root formation. The right maxillary first molar was lost 5 years earlier as a result of limited roots.
The right maxillary first molar was lost 1 years after surgery as a result of limited root support; the right
mandibular first molar will likely be lost to similar pathology. Periodontal evaluation and treatment are
ongoing. Future plans are for the placement of dental implants in the right posterior maxilla and
mandible.
90 S E C T I O N 1 Basic Principles and Concepts
Elsevier Inc.
Orrth
O thogn
gna
gnathic
ic S
Su
urgery
ry; J.
J.C.
C. P
Po
ossn
niicck
ni
Elsevier Inc.
Ortth
Or hogna
gn
gnathic
na ic S
Su
uurrgery
ry;; JJ..C
.C.
C. Po
Possnniicck
ck
Elsevier Inc.
Orrth
O hogna
gna
gn
nathic
ic Sur
Suurgery;
ry
y; J.
J.C
C.. Po
Possn
nnic
ick
ic
Figure 4-19 A child born with Robin sequence, which consists of retrognathia with glossoptosis, clefting of the secondary
palate, and a degree of respiratory distress. A, Frontal facial and intraoral views demonstrating clefting of the secondary palate.
B, Profile facial view indicating retrognathia. Computed tomography scan demonstrating retrognathia but with all of the compo-
nents of the jaw present. For this child, the small mandible is the result of deforming forces during fetal development rather than
the result of a malformation. Catch-up growth of the mandible is anticipated during childhood. C, Profile and occlusal views when
the patient was 9 years old, with expected catch-up growth.
CHAPTER 4 Hereditary, Developmental, and Environmental Influences on the Formation of Dentofacial Deformities 91
it has approximately 90% penetrance, and it is variably Treacher Collins syndrome) may also be missing parts or
expressed (see Fig. 4-17). Manifestations of the syndrome sections of the jaw (i.e., Kaban types IIB and III) and
outside of the oral and facial regions are unusual. Generally, cannot be expected to grow out and self-correct. This is
the pits are characterized as depressions that are observed different from a deformed mandible (i.e., retrognathic at
on the vermilion border of the lower lip; they are usually birth) caused by fetal malpositioning, which can be expected
bilateral and symmetrically placed, although an asymmetri- to grow out and become relatively normal. The newborns
cal pit or single central pit may occur. Roughly 33% of respiratory compromise that occurs with Robin sequence
patients with van der Woude syndrome have pits without will vary according to the childs physical findings, and
clefting, 33% have pits with cleft lip and palate, and 33% treatment should proceed accordingly. For example, with
have lip pits with isolated cleft palate or submucous cleft spondyloepiphyseal dysplasia congenita, the causes of respi-
palate. Approximately 10% of those individuals with van ratory compromise include a small and mechanically abnor-
der Woude syndrome do not exhibit lip pits. mal chest, tracheobronchial malacia, and central apnea as a
result of cervical or medullary compression caused by cervi-
Stickler Syndrome cal instability.47 This will require a different level of airway
In 1967, Stickler and Pugh were the first to describe a management as compared with an isolated retrognathic
series of patients who had a combination of eye findings, mandible, which is simply deformed as a result of intrauter-
hearing loss, isolated cleft palate, a Marfanoid habitus, and ine compression. If the deformed (retrognathic) mandible
long-bone changes.1 It is now known that Stickler syndrome is present at birth, it is expected to catch up during growth
is associated with basic defects in collagen. These colla- and basically to self-correct. For these infants, mandibular
genopathies include mutations on type II collagen and osteotomies with advancement carried out during child-
mutations in type XI collagen.25 The inheritance pattern hood should be avoided.
with this syndrome is autosomal dominant with variable
expressivity. Cohen and others have reviewed the relation-
Achondroplasia
ship between high myopia and clefting of the secondary
palate and the other features of Stickler syndrome.19 High Achondroplasia is the most common condition associated
myopia (i.e., 8 to 18 diopters) is found in 75% of patients with severe disproportionate short stature.22 The cause of
by the time they are 5 years old. The eye findings are this condition is the failure during development of the
progressive, with vitreous and chorioretinal degeneration primary growth cartilages of the limbs and the cranial base.
and retinal detachment observed in 70% of patients by This results in short arms and legs as well as a characteristic
the time they are 20 years old. Additional eye findings midface deficiency or deformity that is most visually notable
include astigmatism, cataracts, strabismus, and glaucoma. at the nasofrontal process.
Individuals with Stickler syndrome may manifest any or Most affected individuals do well but attain a final height
all of a range of craniofacial findings, including mild to of only approximately 4feet. The condition is known to be
moderate midface hypoplasia, shallow orbits with eye pro- caused by mutations on the FGFR3 (fibroblast growth
ptosis, epicanthal folds, a flat nasal bridge, and submucous factor receptor 3) gene.22 Eighty percent of reported cases
or full clefting of the secondary palate. Some affected indi- are sporadic, whereas 20% are familial. Although craniosyn-
viduals will have progressive degeneration of the dental ostosis is not a typical feature, three cases with craniosyn-
roots and the associated periodontium. This is primarily ostosis have been reported.
due to the inborn error in collagen production, but it may
be exacerbated by malocclusion (secondary trauma) and
Premature Suture Closure of the Cranial Vault
orthodontic manipulations (see Fig. 4-18). Progressive
and Skull Base
neurosensory high-tone hearing loss has been reported in
80% of patients. Some patients have a Marfanoid body The flat bones of the cranial vault develop from mesenchy-
habitus, whereas others have short stature. There may be mal condensations over the developing brain (see Fig. 4-1).
progressive early joint degeneration by the mid-adult years. These bones grow primarily via the apposition of bone at
Any newborn who is found to have Robin sequence should their edges. The regions in which the cranial bony edges
undergo an initial genetic and ophthalmologic assessment collide are called sutures. In addition to appositional growth
to rule out Stickler syndrome. at the edges (i.e., suture growth), cranial vault development
also occurs through the process of remodeling (i.e., resorp-
Robin Sequence tion and deposition).17 Continued separation of the sutures
Robin sequence is commonly defined as cleft palate, micro- during the process of the apposition of bone at the edges is
gnathia, and glossoptosis (see Fig. 4-19). This sequence of also important to the normal growth of the bones of the
events can occur as a result of a variety of etiologic and cranial base and the midface.
pathogenetic conditions, and it involves a wide spectrum of Synostosis is a condition of premature fusion (i.e., the
phenotypes. The distinction must be made between a mal- arrest of appositional growth at the bone edges) that occurs
formed mandible (micrognathia) and a deformed mandible before the associated visceral structures (e.g., brain, eyes)
that is simply retrognathic. The malformed mandible (i.e., complete growth.17 When this happens, there is distortion
92 S E C T I O N 1 Basic Principles and Concepts
or deformity of the shape of the affected bones and possible Figures 4-20, 4-21, and 4-22). However, prematurely fused
compression of the underlying visceral structures (i.e., the cranial vault sutures that extend into the cranial base will
brain). Premature closure of the cranial vault sutures (cra- also affect midfacial growth and development (e.g., Crouzon,
niosynostosis) that do not extend into the cranial base will Apert, and Pfeiffer syndrome; Figures 4-23 through 4-26;
have minimal effects on the maxillofacial form (e.g., see Chapter 30).
metopic, unilateral coronal, and sagittal suture synostosis; Text continued on p. 102
Elsevier Inc.
Orrtth
O hogna
gn
naathic Su
Surrgery
y; J.
J C. Po
Posnnick
icck
B2
B1
Figure 4-20 A child born with metopic synostosis that resulted in trigonocephaly. He underwent anterior cranial vault and three-quarter orbital
osteotomies with reshaping when he was 10 months old. A, Facial and computed tomography scan views before surgery. B, Illustrations of the
craniofacial skeleton in a child with metopic synostosis that resulted in trigonocephaly before and after anterior cranial vault and three-quarter orbital
osteotomies. C, Birds-eye view of removed orbital osteotomy unit before and after reshaping. Part B modified from an original illustration by
Bill Winn.
Elsevier Inc.
Elsevier Inc. Orrtthhoggna
O na
nathic S
Suurgery
ry;; J.
J.C.
J.C
C. P
Poosnic
snnicck
Orrthhognathhic Su
O Surrgerry
y; J.
J.C.
C Po
C. Possnnic
i k
Elsevier Inc.
Orth
r hoggnnath
athic
at ic S
Suurgery
y; J.C.
C. Poossniicck
ck
B1
B2
Figure 4-21 A child born with right unilateral coronal synostosis that resulted in
anterior plagiocephaly. He underwent anterior cranial vault and three-quarter orbital
osteotomies with reshaping when he was 9 months old. A, Facial and computed
tomography scan views before reconstruction. B, Illustrations of the craniofacial
skeleton in a child with unilateral coronal synostosis that resulted in anterior pla-
giocephaly before and after anterior cranial vault and three-quarter orbital osteoto-
mies. Part B modified from an original illustration by Bill Winn.
CHAPTER 4 Hereditary, Developmental, and Environmental Influences on the Formation of Dentofacial Deformities 95
Figure 4-21, contd C, Birds-eye view of removed orbital osteotomy units before and after reshaping. D, Frontal views
before and 5 years after reconstruction. E, Oblique views 5 years after reconstruction. Continued
96 S E C T I O N 1 Basic Principles and Concepts
Figure 4-21, contd F and G, Computed tomography scan views of the cranial vault before and just after reconstruction.
CHAPTER 4 Hereditary, Developmental, and Environmental Influences on the Formation of Dentofacial Deformities 97
Figure 4-22 A child born with sagittal synostosis that resulted in a scaphocephalic shape of the cranial vault that was characterized by
increased anteroposterior length and decreased bitemporal and biparietal width. It was not until the child was 2 years old that he was diagnosed
with sagittal synostosis. After a comprehensive evaluation, he underwent total cranial vault reshaping through a coronal (scalp) incision. He is
shown before and after a single-stage reconstruction. A, Frontal facial views before and after reconstruction. B, Profile facial views before and
after reconstruction. Continued
98 S E C T I O N 1 Basic Principles and Concepts
C1
C2
Figure 4-22, contd C, Illustrations of the craniofacial skeleton in a child with sagittal synostosis that resulted in scapho-
cephaly before and after total cranial vault and upper orbital osteotomies with reconstruction. Part C modified from an original
illustration by Bill Winn.
CHAPTER 4 Hereditary, Developmental, and Environmental Influences on the Formation of Dentofacial Deformities 99
Figure 4-23 A 6-month-old girl who was born with Apert syndrome and bilateral coronal synostosis. A, Facial and computed tomography
scan views without intervention. B, Profile and computed tomography scan views without intervention.
100 S E C T I O N 1 Basic Principles and Concepts
Figure 4-24 A 28-year-old woman with uncorrected Apert syndrome. She was unable to undergo craniofacial
or extremity reconstruction in her home country. Facial and extremity views are shown.
Elsevier Inc.
Orth
Orthoggn
nat
athhic Su
urgery
ry; J.C.
C. Pos
osniicck
c
Figure 4-25 A 50-year-old man who was born with Crouzon syn-
drome. His dysmorphic features include oxycephaly, orbital dystopia
with eye proptosis, and midface deficiency with an Angle Class III
malocclusion. Despite these difficulties, he is married and employed
as a taxicab driver; he also has a son with Crouzon syndrome.
CHAPTER 4 Hereditary, Developmental, and Environmental Influences on the Formation of Dentofacial Deformities 101
Figure 4-26 A 2-month-old child who was born with Pfeiffer syndrome (type I). She has bilateral coronal
synostosis that resulted in brachycephaly but without the suggestion of midface deficiency. A, Profile facial and
computed tomography (CT) scan views before intervention. B, Oblique facial and CT scan views before interven-
tion. C, Frontal facial and CT scan views before intervention. Continued
102 S E C T I O N 1 Basic Principles and Concepts
Orrtth
hoggn
natthiicc Su
Surrgeryy; J.C.
C. Pos
osnic
i k
Orrth
O thogn
gnat
athiicc S
Suur
urgerry
y; J.C.
C.. Pos
C o nic
ickk
Figure 4-27 A middle-aged woman who presented for the orthodontic evaluation of a progressive malocclusion. She had a
normal occlusion, average facial features, and no distortions of the extremities earlier during life. Gradually, over the prior 5 years,
malocclusion and changes in facial and extremity morphology had occurred. At presentation to the orthodontist, standard records
were taken (lateral cephalometric and Panorex radiographs and dental models). The patient was then seen for surgical evaluation.
A review of the lateral cephalometric radiograph showed an enlarged sella turcica. An endocrinology consult confirmed the
diagnosis of acromegaly. Appropriate treatment was undertaken without further worsening of the facial or extremity deformities.
A, Facial and occlusal views at presentation indicate growth hormone changes. B, Profile and lateral cephalometric views at
presentation. Note the enlarged sella turcica. C, A view of the dorsal aspects of hands indicates growth hormone changes.
Orrtthhoggnnaatthic
O ic Su
Surgery
r ; J.C.
C. Pos
osnic
ick Ortthhogn
Orth
Or gnat
athic
ic Sur
Suurgery
S y; J.C. Pos
osnic
ickk
Ortthhoggnnaatthic
Or ic Sur
urgery
ryy;; J.C.
C. Posnic
C. i k Orrth
O thognatthiicc S
Su
uurrgery
ry; J.C.
C. Poossnic
ickk
Figure 4-28 Biologic identical twin sisters are shown during their teenage years to confirm a hereditary tendency toward the
occurrence of developmental jaw deformities with malocclusion. A, Facial and occlusal views of Twin A demonstrating bimaxillary
dental protrusion with jaw disharmony and anterior open-bite malocclusion. B, Facial and occlusal views of Twin B demonstrating
bimaxillary dental protrusion with jaw disharmony and anterior open-bite malocclusion.
CHAPTER 4 Hereditary, Developmental, and Environmental Influences on the Formation of Dentofacial Deformities 105
dento-alveolar morphology is commonly affected by thumb such as the sternocleidomastoid (i.e., torticollis) may result
sucking and other para-oral habits (i.e., environmental in the deformation of the growing bones (i.e., cranial vault,
influences; Figures 4-31 and 4-32). The more severe the orbit, and zygoma; Fig. 4-34).71
dentofacial deformity, the more likely that inheritance plays
at least a partial role. Maxillary deficiency with relative
Muscle and Soft-Tissue Effects on
mandibular excess (i.e., a Class III skeletal pattern) and
Skeletal Growth
maxillomandibular deficiency (i.e., the short face growth
pattern) are both thought to have a significant hereditary Experimental animal research and clinical observational
component.31,36,58,79,116,120,137 studies confirm that the influences of the mandibular rest
posture, the neck rest posture, and the tongue and lip rest posi-
tion of the affected individuals eventual facial morphology
Environmental and Neuromotor Effects are real and more important than the effects of intermittent
on Skeletal Growth muscle contracture (see Chapters 8 and 10).128-130 It is also
known that functional stresses that are placed on the skel-
The mandible can be viewed as a somewhat malleable block eton will increase bone density.113,114,118 Acorollary is that,
of hard tissue that is adjacent to the skull base. It is separated during periods of inactivity (e.g., mandibular and neck rest
from the skull by working temporomandibular joints. It posture), skeletal demineralization occurs.
houses the inferior alveolar neurovascular bundle, and it Erupting teeth carry alveolar bone with them. Therefore,
provides a matrix for the formation, eruption, and eventual forces that counteract the normal eruption of teeth can
alignment of the teeth. Muscular activity in the head and shape the dental arches and the alveolar processes of both
neck can directly affect skeletal growth through one of the the maxilla and the mandible.5,101-105,107,109,111,126,140 Experi-
following mechanisms: 1) hyperactivity of muscles at the mental studies confirm that pressure against the active erup-
point of attachment may cause excessive skeletal remodeling tion of the teeth that is maintained for 4 to 6 hours can
or contour deformities (as discussed later in this chapter) affect tooth movement and initiate bone remodeling (see
2) hypoactivity of the masticatory muscles may cause distor- Chapter 5). Habits such as finger or thumb sucking, which
tions of the normal skeletal growth (i.e., long face growth apply consistent pressure against the teeth, can have the
pattern; Fig. 4-33) and 3) hyperactivity of specific muscles Text continued on p. 113
Orrthhognat
O
Orth gnatthic
gn ic Su
Surgery
ry; J.C
C.. Poossnic
ickk Orrth
O thogn
gnat
athiicc Su
Surgery
ry; J.C.
ry; C Pos
C. osniicck
Figure 4-29 A father and his biologic daughters are shown during the daughters teenage years to confirm a hereditary ten-
dency toward the occurrence of developmental jaw deformities with malocclusion. A, Facial and occlusal views of the father that
demonstrate a Class III skeletal pattern. Continued
106 S E C T I O N 1 Basic Principles and Concepts
Orrth
O thoggn
nathhicc Sur
Surgery
Su ry; J.C
C. Poossnic
C. i k Orrthhoggn
O natthic
ic S
Suurgery
ry; J.C
C.. Pos
osnnicck
Orrtthhogn
O g at
athic
athi Suurgery
y; J.C.
C Possniicck Ortthhognat
Or gnaatthic
gn ic S
Suurgery
ry;; J.C.
C. Pos
C. osnicck
Figure 4-29, contd B, Daughter A with a similar class III skeletal pattern. C, Daughter B with a similar Class III skeletal pattern.
CHAPTER 4 Hereditary, Developmental, and Environmental Influences on the Formation of Dentofacial Deformities 107
Orrth
O thogn
gnat
athicc Suurgery
y; J.C.
C. Posn
osniicck
os Ortthhogn
Or gnaatthic
ic S
Suurgery
ry; J.C. Possnic
ickk
Orth
Orthogn
gnat
athiicc Surgery
y; J.C
C.. Poossniicck Orth
Or
rth
thogn
gnatthiicc S
Suurgery
ry; J.C.
C. Pos
osnic
i k
Figure 4-30 Biologic twin sisters are shown during their teenage years to confirm a hereditary tendency toward the occurrence
of developmental jaw deformities with malocclusion. A, Facial and occlusal views of Twin A demonstrating a long face Class III
growth pattern. B, Facial and occlusal views of Twin B demonstrating a similar long face Class III growth pattern.
Orth
Orthogn
nat
athhicc Suurgery
y; J.C
C. Poossnic
ick
Figure 4-31 A 10-year-old girl with a severe anterior open bite. She demonstrates how a para-oral
habit (thumb sucking) can exert the long duration of light force at the periodontal ligament that is
required to move the teeth. This patient was a consistent and constant thumb sucker from soon
after her birth and throughout the mixed dentition.
Orrtth
O hoggn
nat
ath
thic Su
S rgerry
y; J.C
C.. Pos
osniicck
Figure 4-32 A 12-year-old girl was referred by an orthodontist for surgical evaluation. She had persistently sucked her
thumb since infancy. This parafunctional habit resulted in the severe deformity of her maxilla and mandible. The upper jaw
has a constricted arch width and an excessive curve of Spee, whereas the mandible has a Class III reversed curve of Spee.
A severe anterior open-bite malocclusion is also present.
CHAPTER 4 Hereditary, Developmental, and Environmental Influences on the Formation of Dentofacial Deformities 109
Figure 4-33 A teenage girl with a lifelong history of obstructed nasal breathing demonstrates the resulting long face growth pattern. The nasal
obstruction resulted in forced mouth breathing with an open-mouth posture. This in turn is associated with maxillary dental hypereruption (i.e.,
hypereruption of the molars greater than the incisors), a steep mandibular plane, anterior open-bite Class II malocclusion, and increased lower
anterior facial height. Clinically, there is a gummy smile, lip incompetence, and a flat, long face. A, Frontal views with smile before and after
reconstruction. B, Profile views before and after reconstruction. Continued
110 S E C T I O N 1 Basic Principles and Concepts
Prior to retreatment
Pre surgery
C
After treatment
Figure 4-33, contd C, Occlusal views before retreatment, with orthodontic decompensation in progress, and after the completion
of treatment.
CHAPTER 4 Hereditary, Developmental, and Environmental Influences on the Formation of Dentofacial Deformities 111
Maxillary counter-
clockwise rotation
Arch expansion
Mandibular counter-
clockwise rotation
Figure 4-33, contd D, Articulated dental casts that indicate analytic model planning. E, Cephalometric radiographs before and after surgery.
Orrth
O thogn
gnaatthic
ic S
Suurgery
ry; J.C.
C. Pos
osnic
i k
Ortth
Or hoggn
nat
athic Sur
Surgery;
Su ry
y; J.C.
C. Poossnic
ick Orthhoggn
Or nath
athic Suurgery
at y; J.C
C.. Poossniicck
Figure 4-34 A child with right-sided congenital muscular torticollis and C1-C2 rotary subluxation. Ipsilateral right fronto-orbital flat-
tening and contralateral left occipitoparietal flattening were noted. The right sternocleidomastoid muscle (SCM) remained tight when the
patient was 2 years old. He underwent surgical release of the SCM, and this was followed by neck range-of-motion exercises with
good maintenance of function. A degree of right fronto-orbital flattening (skull molding) remains. A, Frontal view with the neck in a relaxed
position before treatment indicated a head tilt. Computed tomography scan views indicate fronto-orbitozygomatic asymmetry as a result
of skull molding. B, Intraoperative view of the tight SCM and the proposed incision site, and a close-up view of the exposed SCM
before release. C, Frontal views before and 2 years after neck muscle release. Residual fronto-orbital (skull molding) flattening remains.
From Slate RK, Posnick JC, Armstrong DC, etal: Cervical spine subluxation associated with congenital muscular torticollis and cranio-
facial asymmetry. Plast Reconstr Surg 91:11871195, 1993.
CHAPTER 4 Hereditary, Developmental, and Environmental Influences on the Formation of Dentofacial Deformities 113
same effect on the shaping of the dental arches (see Figs. tongue is juxtaposed with intrinsic weaker bilabial (i.e.,
4-31 and 4-32). It seems as though the intensity (i.e., the upper and lower lip) muscle tone forces.135 This results in
amount of force) against the teeth is less important than the the predictable dental compensations (i.e., proclined maxil-
duration (i.e., the number of hours per day) with regard to lary and mandibular incisors) observed in patients with
causing this effect. bimaxillary dento-alveolar protrusion (see Chapter 24). This
It has been confirmed that the postural position of the also explains the consistent dental compensations that are
tongue at rest (e.g., the mandible open with the constant typically observed in patients with specific developmental
protrusion of the tongue) rather than where the tongue is dentofacial deformities such as long face growth pattern (see
placed during function (e.g., a tongue-thrust swallowing Chapter 21 and Fig. 4-33) or isolated mandibular defi-
habit) is most important for determining the eventual posi- ciency (see Chapter 19).122
tion of the teeth and the morphology of the dento-alveolar Severe scar contracture of the anterior neck and lower lip
complex.61,121 The intermittent forces that are generated soft tissues from a burn that occurred during childhood will
against the teeth during chewing, swallowing, and speaking also affect mandibular morphology. The soft-tissue contrac-
are documented to be more than heavy enough to produce ture will distort ongoing skeletal growth and cause the
tooth movement. However, during these normal functions, mandible to be retrusive, with an obtuse angle. The chin
the force is not maintained long enough at any point in time region of the mandible will grow with increased vertical
to have an appreciable effect on the position of the teeth or length and without sagittal prominence, and there will be
the morphology of the bone.35 Even repetitive intermittent an anterior open-bite malocclusion. This deformity and its
abnormal tongue and lip contraction with resulting pres- surgical correction were first described by Simon Hullihen
sure on the teeth during swallowing and speaking (i.e., in 1849 (see Chapter 2 and Fig. 2-19).
tongue thrusting)despite their frequencydo not sum up When an electric burn to an oral commissure occurs during
to the number of hours of force required to produce a patho- childhood and results in soft-tissue contracture with micro-
logic effect. By contrast, even very light forces sustained for somia, the constant soft-tissue forces against the teeth will
a long duration (i.e., the tonic contracture of masticatory distort the shape of the dental arch and the alveolar process.
muscles to maintain mandibular posture) can affect both the There will be anterior dental crowding, tipping of the inci-
path of tooth eruption and jaw development.8,94 sors, and malocclusion.
It is known that muscles of different size and force that With the congenital absence of part or most of the tongue,
attach to the mandible at specific locations will result in there will be a characteristic V-shaped deficiency or dysmor-
characteristic ridges and contours (e.g., gonial angles, coro- phology of the mandibular dental arch (e.g., hypoglossia
noid process, genial tubercle).12,13 For patients with the hypodactylia syndrome; Fig. 4-35).15 In the presence of a
condition known as masseteric muscle hypertrophy, there is volumetrically enlarged tongue (e.g., vascular malforma-
excess bone proliferation at the masseter muscles point tion, hemangioma, neurofibromatosis, Proteus syndrome,
of attachment along the inferior border of the mandible (i.e., Beckwith-Wiedemann syndrome), there will be dento-
the gonial angle ridge) in response to greater than average alveolar effects that result in spaces between the teeth (Fig.
muscle forces.43 By contrast, in patients with muscular dys- 4-36). The lower anterior teeth will be flared, and the overall
trophies (i.e., hypotonic cerebral palsy, Moebius syndrome mandibular arch form will be enlarged. The important
with cranial nerve palsy), the ramus may be short, and the factor that causes these dental compensations and arch form
gonial angles appear to be underdeveloped as a result of the deformities is the sustained and constant rest forces of the
limited muscle forces applied to these same regions.100 oversized tongue on the teeth and bone and not what the
The lips, cheeks, and tongue contain muscles in their tongue does when it is in motion.
deep layers that exert varied pressures against the teeth and In the individual with a normal tongue volume and
the alveolar process. They normally do so with a constant neuromotor capability, it is known that the rest position of
level of tone while at rest as well as during dynamic func- the tongue in the mouth is primarily influenced by respira-
tion. These light (tone) forces applied for a long duration tory factors.73 It is the rest position of the tongue that influ-
are known to cause tooth movement and remodeling of the ences the pattern of dentofacial development rather than
alveolar process. It is the resting postural pressures of these the position of the tongue during function.
structures (i.e., lips, cheeks, tongue, and muscles), the pres- In the presence of chronic nasal obstruction, a typical long
ence of para-oral habits (i.e., thumb sucking, pencil biting; face growth pattern with anterior open-bite malocclusion is
see Figs. 4-31 and 4-32), and the man-made and controlled likely to occur. In these circumstances, a speech therapist
orthodontic pressure that can exert the long duration of may have success with teaching the individual altered move-
light force at the periodontal ligament that is required to ment of the tongue for the formation of more accurate
move teeth.55 When the difference between applied ortho voluntary independent speech sounds.90 However, unless
dontic forces and pressures of the tongue, cheek, and lips the anterior open bite and the nasal obstruction are cor-
that counteract those forces applied to the periodontal liga- rected, the myofunctional therapy will not allow the indi-
ment becomes great enough for sustained periods of time, vidual to reliably position his or her tongue, lips, teeth, and
tooth movement will occur. Another example of dental mandible for correct articulation during rapid conversa-
adaptation is seen when the constant strong force of the tional speech (see Chapter 8).
114 S E C T I O N 1 Basic Principles and Concepts
Orrth
O thogn
gnat
athicc Su
ath Surgery
ry; J.C.
C Poosssnnicck
Figure 4-35 A 10-year-old girl who was eventually diagnosed with hypoglossiahypodactylia syndrome. In this photo, she dem-
onstrates how the congenital absence of part or most of the tongue will result in a characteristic V-shaped deficiency and dysmor-
phology of the mandibular dental arch and how this will negatively affect the maxillary arch form.
Elsevier Inc.
Orth
Orthoggnnaatthicc Su
Surgery
ry;; J.C
C.. Poosssnniicck
Figure 4-36 A 3-year-old child with a congenitally enlarged tongue is shown. The secondary
effects on the oral cavity include a Class III anterior open-bite malocclusion and a lateral cross-
bite malocclusion.
In the skeletal Class III adult patient (i.e., a retrusive Clinical observation confirms that, when an individual
maxilla with relative mandibular excess) who undergoes with a longstanding dentofacial deformity undergoes suc-
successful orthognathic correction, a normal oral cavity cessful reconstruction, it is generally not necessary to retrain
volume and a normal occlusion are established. Interest- the tongue with active myofunctional therapy. This only
ingly, in most cases, the tongue position and lip posture will needs to occur under the following conditions: 1) when
then naturally adapt to the new morphology.80,81 the tongue volume is truly excessive (e.g., vascular
CHAPTER 4 Hereditary, Developmental, and Environmental Influences on the Formation of Dentofacial Deformities 115
malformation, neurofibromatosis) 2) when there is the pres- apposition on the condyles in association with the forced
ence of intrinsic neuromotor dysfunction (e.g., cerebral oral respiratory pattern. The apposition of new bone on the
palsy) or 3) when the nasal airway remains obstructed and condyles continued (in the usual way) independently of
a failure of tongue adaptation is seen.63 aberrant mandibular positioning or open-mouth posture.107
In review, the growing experimental animals studied by
Harvold coped with nasal obstruction by changing neck,
Respiration Patterns and Their Effects on
tongue, facial, and masticatory muscle tone, thereby result-
Skeletal Growth
ing in alterations in mandibular posture and tongue posi-
Harvold conducted primate experiments that were designed tion.44,45,55 The animals typically did this in one of two
to test hypotheses regarding the relationship between nasal different ways but always with the goal of maintaining
obstruction, mouth breathing, mandibular rest posture, tongue adequate respiration. This resulted in varied but consistent
rest position, jaw growth, and dental malocclusion.49-54 He secondary changes in the maxillomandibular morphology
created an experimental model in growing rhesus monkeys (i.e., developmental jaw deformity) and dental compensa-
(Macaca mulatta) to study these relationships. To do this, he tions (i.e., malocclusion). The measured lower facial height
completely obstructed the nasal passages in the study sub- increase that occurred in the presence of a constant open-
jects with silicone nose plugs. The experiments showed that mouth posture was primarily the result of maxillary molar
the monkeys adapt to total nasal obstruction in two different and, to a lesser extent, incisor dentalhypereruption (e.g.,
ways. Predominantly, the experimental animals maintained long face growth pattern).
an open-mouth posture with tongue protrusion. Interest- Harvold also reviewed the human observation studies of
ingly, some adapted to a forced oral airway by holding the Linder-Aronson and colleagues and found that they paral-
upper and lower teeth close together but with wide lip sepa- leled his experimental animal research.68-70,75-78 Their clinical
ration. Nevertheless, both adaptive mandibular, tongue, and research established that nasal obstruction with forced mouth
lip positioning patterns gradually resulted in maxilloman- breathing (i.e., open-mouth posture) in humans is fre-
dibular dysmorphology and dental malocclusion that was quently associated with maxillary dental extrusion, a steeper
notably different from that seen in the control animals. than normal mandibular plane, anterior open-bite maloc-
In the experimental animals, morphologic changes that clusion (i.e., the hypereruption of the molars is greater than
occurred in the lips, tongue, dentition, jaws, and mandibu- that of the incisors), and increased lower anterior facial
lar posture were documented by the research team through height. Similar to Harvolds experimental monkeys, growing
cephalometric measurements as well as through electromyo- humans may develop different neuromotor adaptations
graphic and behavioral findings. Harvolds cephalometric to cope with nasal obstruction and the need to maintain
findings documented changes in facial height (e.g., of the adequate respiration. The secondary skeletal and dental
naso-palatal plane and the symphysis-palatal plane) and morphologic deviations will therefore vary, but they tend
alterations in mandibular morphology. to occur in a predictable long face growth pattern (see
As stated, a minority of animals adapted to the nasal Chapter 21).39,125,133,134
airway blockage by holding their teeth together with wide Humans with severe hypoplasia of the maxilla, a retropo-
lip separation (rather than maintaining an open-mouth sitioned palate and a restricted nasal airway, as are seen in
posture with tongue protrusion) while still breathing patients with Crouzon or Apert syndrome, also become
through their mouths. This subgroup showed the least dependent on oral respiration (see Chapter 30).4 With
change in jaw morphology and dental alignment. Crouzon or Apert syndrome, the individuals neck is often
The observed morphologic and occlusal changes were maintained in hyperextension with an open-mouth posture,
most extreme when the mandible constantly remained the protrusion of the tongue, and the clockwise rotation of
open, with tongue protrusion (i.e., an open-mouth posture). the mandible; this head and neck posture is compensatory
The adaptive lowering of the mandible (with clockwise rota- to support respiration. During the day, this compensatory
tion) to achieve effective oral respiration was followed by posture may be sufficient, but it becomes inadequate at night
secondary changes in the maxilla, including a downward and results in obstructive sleep apnea (see Chapter 26).4
displacement (i.e., vertical lengthening) of the alveolar When these compensatory adaptive changes occur during
process in conjunction with excess extrusion of the teeth. childhood, they contribute to additional secondary maxil-
When molar (posterior) hypereruption was significantly lomandibular skeletal dysmorphology with growth that
greater than incisor hypereruption, an anterior open-bite further affects the occlusion (see Chapter 30).7,33,115 This is
malocclusion developed (Fig. 4-37).127 an example of a congenital midface deformity that is further
It became apparent to Harvold that the changes in man- influenced by the environment.
dibular shape and the direction of mandibular growth (i.e.,
clockwise rotation) observed in a majority of the experimen-
Congenital Myopathies and Effects on
tal monkeys were dependent on the adaptive activity of the
Skeletal Growth
facial, tongue, jaw, and neck muscles in response to respira-
tory need. Interestingly, in Harvolds experimental animal Individuals with congenital myopathies constitute
model, there was no indication of abnormal bony a heterogeneous subgroup of patients with congenital
116 S E C T I O N 1 Basic Principles and Concepts
Figure 4-37 A 16-year-old with a nonprogressive congenital myopathy that resulted in a constant open-mouth posture. He developed a long
face growth pattern that was characterized by severe maxillary vertical excess and protrusion, a retrusive mandible, and an Angle Class II maloc-
clusion. He underwent a combined orthodontic and surgical approach. Orthodontic manipulation was limited as a result of hygiene control. The
surgery included a maxillary Le Fort I osteotomy (vertical intrusion, first bicuspid extractions, and alveolar bone removal with premaxillary setback
and cant correction) and sagittal split osteotomies of the mandible (clockwise rotation and asymmetric correction). A, Frontal views with smile
before and after reconstruction. B, Oblique facial views before and after reconstruction. C, Occlusal views before and after reconstruction.
CHAPTER 4 Hereditary, Developmental, and Environmental Influences on the Formation of Dentofacial Deformities 117
Figure 4-37, contd D and E, Articulated dental casts that indicates analytic model planning.
F, Lateral cephalometric radiographs before and after reconstruction.
118 S E C T I O N 1 Basic Principles and Concepts
neuromuscular disorders in which the pathology is attribut- 4-20). Unless upper airway obstruction with obstructive
able to defects in the muscle fibers rather than in the sleep apnea is confirmed, the degree of maxillomandibular
neurons. Congenital fiber-type disproportions are rare con- deficiency is such that a surgical consult is generally not
genital myopathies that are considered slow or nonprogres- requested.
sive. Patients with these conditions, like those with other An infant, child, or young adolescent who sustains injury
types of primary myopathies, will generally exhibit facial to the craniofacial skeleton has the potential for growth dis-
features that often result in what is described as a myo- turbance of the injured bones. This is in addition to any
pathic face. The myopathic face has many similarities to skeletal deformity that remains if the fracture was not fully
the adenoid face that is seen in children with a blocked reduced with satisfactory initial healing (see Chapter 35).
nasal airway due to enlarged adenoids and other intranasal During some difficult deliveries through the vaginal canal,
obstructions, which result in an open-mouth posture. These especially those that require forceps, damage to one or both
abnormal human maxillomandibular growth patterns are of the temporomandibular joints or fracture of the man-
also consistent with the findings reported by Harvold when dible can occur. In modern times, with good prenatal care
rhesus monkeys were forced to maintain an open-mouth and skilled obstetrics support being available at the time
posture during jaw growth, as described previously in this of delivery, birth trauma to the mandible has become a
chapter. The myopathic face findings described by rare event.
Lehman and colleagues include characteristics of an A childhood injury to the cartilage of the nasal septum
increased lower anterior facial height, incompetent lips, a may result in nasal deformity. It may also lead to deficient
high-arched palate, and often anterior open-bite malocclu- midface growth (see Fig. 35-2).38 This has been confirmed
sion (Figs. 4-37 and 4-38).66 Clinical human and animal in experimental animals and documented through clinical
model studies confirm that these features are to be expected observation in humans.28 In experimental animals, when
in the presence of an open-mouth posture during jaw the cartilage of the nasal septum is removed before growth
growth, no matter what the cause. Although blocked nasal is complete, there will be a dramatic decrease in the hori-
breathing is the most common cause of an open-mouth zontal and vertical growth of the midface. Whether this is
posture during growth, clearly congenital myopathies that the result of a mechanical collapse with a secondary loss of
also result in an open-mouth posture will produce the same growth velocity of the maxilla or an intrinsic growth restric-
facial dysmorphology. tion of the upper jaw remains open to question.
Trauma to the growing mandible that is severe enough to
Effects of Trauma on Skeletal Growth cause fracture and the displacement of the fragments is also
known to result in secondary progressive growth deformi-
Intrauterine compressive force against the developing face is ties, at least in some cases. There are thought to be three
a form of trauma that can lead to deformations of the cra- major sites of mandibular growth that may be affected:
niofacial skeleton that are visually present at the time of
birth. For example, when there is a decrease in the volume 1. The mandibular condyle: Proliferating cartilage at the
of amniotic fluid, the fetus head is typically flexed tightly base of the fibrocartilage layer that covers the articular
against his or her chest in utero. The compressive forces to surface results in mandibular growth. At the completion
the chin will prevent the mandible from achieving its full of mandibular growth, the fibrocartilage layer is replaced
prenatal growth potential. The normally developing tongue by bone.
is then forced to rest high in the mouth, thereby preventing 2. The outer surfaces of the ramus: Extensive remodeling
approximation and fusion of the lateral maxillary processes. of the mandible through the apposition of bone on the
At the time of birth, clefting of the secondary palate is posterior and outer surfaces along with resorption on the
recognized. A pathologic process continues after birth, and anterior and inner surfaces is known to occur and is
this includes retrognathia, a cleft of the secondary palate, influenced by muscle forces and the compression of the
and varying degrees of respiratory distress as a result of the associated soft tissues (e.g., tongue volume) within the
otherwise normal tongue resting superior and posterior in mouth.
the mouth. This intrauterine deformation is responsible for 3. The alveolar process: New alveolar bone is added only as
approximately two thirds of those individuals with observed individual teeth develop and erupt into the arch.
Robin sequence at the time of birth. Significant but incom-
plete catch-up mandibular growth is expected. In general, In individuals who sustain a displaced condylar neck frac-
there will be sufficient mandibular growth in combination ture, a sequence of events generally occurs that includes the
with an expected degree of maxillary growth inhibition contraction of the lateral pterygoid muscle with the dis-
from cleft palate repair during childhood that results in placement of the condylar fragment anteriorly and medially
maxillomandibular harmony but at least mild horizontal (Fig. 4-39). The displaced fragment (i.e., the medial pole of
deficiency and the clockwise rotation of both jaws. Indi- the condyle or the total condyle) has a tendency toward a
viduals with these features are typically managed with degree of resorption and malunion. This may then result in
orthodontics to achieve an acceptable occlusion, but this a loss of posterior facial height, with a shift of the ipsilateral
does result in a degree of facial dysmorphology (see Fig. Text continued on p. 124
CHAPTER 4 Hereditary, Developmental, and Environmental Influences on the Formation of Dentofacial Deformities 119
Prior to treatment
D
After treatment including 4 bicuspid extractions
Figure 4-38, contd D, Occlusal views before and after reconstruction. E, Articulated dental casts that indicate analytic
model planning. F, Lateral cephalometric radiographs before and after surgery.
CHAPTER 4 Hereditary, Developmental, and Environmental Influences on the Formation of Dentofacial Deformities 121
Orrthhogn
O gnaatthicc Su
Surgery
ry; J.C.
C. Pos
ossnnic
ick
Ortthhoggn
Or nat
athic
ic S
Suuurrgery
ry; J.C
C.. Possnicck
Figure 4-39 A 5-year-old girl sustained a right condyle fracture of the mandible and then presented as a teenager
with resulting facial asymmetry involving the maxilla and the mandible. She had full painless mandibular mobility.
She then underwent a combined orthodontic and orthognathic approach that included a Le Fort I osteotomy (cant
correction), bilateral sagittal split ramus osteotomies (asymmetry correction), an osseous genioplasty (horizontal
advancement), and intranasal procedures (septoplasty, inferior turbinate reduction, and nasal recontouring) during
her teenage years (see Chapter 35). A, Frontal view when the patient was 6 years old, which was 1 year after the
right condyle fracture. The anteroposterior facial radiograph indicates a medially displaced right condyle fracture.
B, Frontal view when the patient was 15 years old. An anteroposterior cephalometric radiograph confirms the result-
ing facial asymmetry that primarily involved the mandible but that now also involves the secondary deformity of the
maxilla and the chin. Continued
122 S E C T I O N 1 Basic Principles and Concepts
Orth
Orthogn
gnat
athic
athic S
Suurgerryy; J.C.
C Poosssnnick
ick
ic Orrtthhogn
O gnat
a hic
ic Su
Sur
urgery
ryy;; J.C
C.. Poossnic
ick
Figure 4-39, contd C, Articulated dental casts that indicate analytic model planning. D, Frontal views before and after
reconstruction.
CHAPTER 4 Hereditary, Developmental, and Environmental Influences on the Formation of Dentofacial Deformities 123
Ortthhogn
Orth
Or g at
a hic
i Suurgerry
y; J.C
C.. Pos
osnic
ick Orrrth
O thogn
th gnaatthic
ic S
Su
urgerryy; J.C.
C Posnick
Figure 4-39, contd E, Profile views before and after reconstruction. F, Occlusal views before and after
reconstruction. G, Posteroanterior cephalometric radiographs before and after reconstruction.
124 S E C T I O N 1 Basic Principles and Concepts
mandible toward the affected side. In these cases, an asym- posterior facial height, ipsilateral mandibular hypoplasia,
metric retrusive lower jaw and predictable malocclusion can and secondary deformity of the contralateral side of the
be documented when the jaw is placed in centric relation. mandible, the maxilla, and the chin region. This sequence
Experimental and clinical studies confirm that the ability of of events results in significant maxillomandibular asymme-
the individuals mandible and masticatory muscles to adapt try and disproportion (see Fig. 35-8). There are also numer-
will determine the degree of eventual jaw deformity and ous reported examples of bony ankylosis of the condylar
residual malocclusion as well as what treatment is needed stump to the glenoid fossa after the fracture of the condyle
(see Chapter 35). (see Fig. 35-1).
When significant condylar trauma occurs during child-
hood, with or without fracture, there will have been injury
to the fibrocartilage, with a potential effect on growth. If in Effects of Tumors and Growths on
fact the condylar cartilagepush theory of mandibular Skeletal Growth
growth is all important, a devastating growth distortion
should occur over time in all affected individuals. Walker The presence of a sustained expansile mass (e.g., cyst, cellular
tested this theory by deliberately producing condylar frac- tumor, skeletal mass) will distort the normal growth and
tures in young monkeys and then observing the effect of morphology of the bones that are being compressed or exp
these fracture on subsequent growth.131,132 He was unable anded.1,6,9,20,24,26,34,46,87-89,95-99 Frequent examples of this
to document a consistent progressive mandibular deficiency occurrence in the maxillofacial region include the effects of
or deformity with malocclusion. Mandibular growth that neurofibromatosis, vascular malformations, Proteus syn-
approximated normal occurred in the majority of experi- drome, fibrous dysplasia, and odontogenic tumors and cysts
mental animals. Late postmortem gross and histologic (Fig. 4-40). In the adult, the compressive forces of a tumor
evaluation confirmed that there was regeneration of the mass may cause resorption and even result in pathologic
condylar process with a new layer of cartilage over the fracture. The tumor mass may also compress visceral struc-
articular surface that was identical to the contralateral (non- tures and cavities, thereby causing an impairment of func-
injured) side. Clinical studies on a series of human children tion. Depending on the tumors location, volume, and
who sustained similar condylar neck fractures confirmed the velocity of expansion, there may be alterations in cognitive
potential to regenerate bone that approximated the lost function, vision, speech, breathing, swallowing, chewing,
(injured) condyle adverse effects on growth in many of the lip control, hearing, neck range of motion, or mandibular
cases.42,74 It also became evident from these studies that a range of motion. When radiation therapy is required for the
notable minority (approximately 25%) of affected individu- management of a malignancy, damage to the adjacent soft
als do sustain significant growth disturbances (i.e., man- tissues and skeletal structures frequently occurs. The arrest
dibular hypoplasia or asymmetry) after a condylar injury, of growth in irradiated immature bones may result in orbital
often with secondary deformity in the growing maxilla (see dysplasia, zygomatic hypoplasia jaw deformity with maloc-
Fig. 4-39). The explanation for this variation in human clusion, and damage to the developing teeth and periodon-
response (i.e., repair versus deformity) is likely dependent tium (Fig. 4-41).
on the following: 1) the extent of initial injury; 2) the extent
of resulting scarring or the lack of regenerative potential; 3)
the variable importance of the condyle as a growth center Conclusions
in each individual child; and 4) the variable adaptive ability
of the muscles of mastication (see Chapter 35). The term dentofacial deformity is generally used to describe
Over the decades, clinicians have confirmed the work of a significant disproportion of the jaws that is associated with
Gilhuus-Moe 42 and Lund74 by documenting a spectrum of malocclusion. Knowing the etiologic factors of a jaw defor-
possible outcomes after condylar fracture. Reports confirm mity can be important to the fundamental understanding
instances in which the fracture dislocation of a condylar of how and when to treat the problem. According to current
process has occurred and is followed by a continued normal knowledge, factors that are known to cause or result in
downward and forward translation of the mandibular dentofacial deformities can be subdivided to include known
body with regeneration of a neocondyle back to baseline. syndromes and anomalies, hereditary tendencies, environ-
Other clinical reports show a complete loss of the condylar mental and neuromotor effects, effects of trauma, and
morphology without regeneration followed by decreased effects of tumors and growths.
CHAPTER 4 Hereditary, Developmental, and Environmental Influences on the Formation of Dentofacial Deformities 125
Elsevier Inc.
Ortthhoggnnaatthic
Or ic Sur
Surgery
Su ry; J.C.
C. Pos
osniicck
Elsevier Inc. Elsevier Inc. Figure 4-40 A 5-year-old girl with poly-
ostotic fibrous dysplasia with massive
Orrth
O thoggnnaatthic
ic Su
Surgery
ry; J.C
C.. Posn
oossnick
iicck Orrtth
O hogn
gnaatthic
ic Su
Surgery
ry; J.C.
C. Poossn
snic
ickk
involvement of the maxilla and mandible
bilaterally. An asymmetric swelling of the
mandible (left greater than right) was
first recognized when the child was 18
months old; it rapidly enlarged, and maxil-
lary involvement became evident with
the deterioration of breathing, chewing,
speech, and swallowing. Pathologic frac-
tures were sustained in all four extremities
as a result of the involvement of fibrous
dysplasia. A, Frontal and computed
tomography scan views before surgery.
B, Oblique facial views before and after
reconstruction. C, Profile facial views
C
before and after reconstruction.
Continued
126 S E C T I O N 1 Basic Principles and Concepts
Figure 4-40, contd D and E, Computed tomography views before and after a debulking procedure. From
Posnick JC, Hughes CA, Milmoe G, etal: Polyostotic fibrous dysplasia: an unusual presentation in childhood. J Oral
Maxillofac Surg 54:14581464, 1996.
CHAPTER 4 Hereditary, Developmental, and Environmental Influences on the Formation of Dentofacial Deformities 127
Orthhoggnnat
Or athhiicc Su
Surrgery
y; J.C
C.. Poossniicck
Orrtthhogn
gnat
athicc Su
Surgery
ry; J.C
C.. Poossnic
ick
Figure 4-41 A teenage girl who at 9 years of age was found to have a malignancy of the parameningeal region. Biopsy confirmed the
diagnosis of rhabdomyosarcoma. She was treated with surgical debulking, chemotherapy, and radiation according to intergroup protocols.
There was resulting radiation growth disturbance of the skeletal and soft-tissue structures. The patient underwent staged reconstruction,
including stage I serratus muscle microvascular transfer to the left temporal region in combination with full-thickness autogenous cranial
graft reconstruction of the left zygomatic orbital complex when she was 13 years old. This was followed when she was 16 years old by
further staged orthognathic reconstruction to manage the jaw deformity and the malocclusion. The orthodontic portion of her treatment was
carried out cautiously, because there was radiation injury to her left posterior maxillary and mandibular dentition. The procedures included
maxillary Le Fort I osteotomy in two segments with interpositional autogenous iliac (hip) grafting, bilateral sagittal split ramus osteotomies
of the mandible, and an osseous genioplasty. Septoplasty, inferior turbinate reduction, and recontouring of the floor of the nose were also
carried out to open the airway. A, Facial and occlusal views are shown when the patient was 12 years old, before reconstruction. B, Oblique
facial and computed tomography scan views when the patient was 12 years old, before reconstruction. Continued
128 S E C T I O N 1 Basic Principles and Concepts
Orbito-zygoma hypoplasia
Orthogn
Or gnat
nat
a hiicc Su
Surgery
ry; J.C
C.. Posn
osnic
os ick
Maxillary
hypoplasia
Mandibular
C hypoplasia
Orrtthhoggn
nath
athic
at ic Su
Surgery
ry; J.C
C.. Pos
osnick
ick
ic Orrth
thogn
gnaatthic
ic Su
S rgery
y; J.C
C.. Poossniicck
Orrrth
O thoggnnat
th athiicc Su
ath S rgery
ry; J.C
C.. Poossniicck
Figure 4-41, contd C, Profile facial and computed tomography scan views when the patient was 12 years old, before
reconstruction. D, Before and 1 year after left zygomatic and orbital cranial graft reconstruction and serratus muscle
free-tissue transfer reconstruction. E, Frontal and occlusal views when the patient was 13 years old, with orthodontics
in progress in preparation for jaw reconstruction.
CHAPTER 4 Hereditary, Developmental, and Environmental Influences on the Formation of Dentofacial Deformities 129
Maxillary counter-
clockwise rotation
Arch expansion
Mandibular counter-
clockwise rotation
G
Orrthhoggnnathicc Suurgery
O ry
y; J.C
C. Pos
osniicck Orth
Orthoggnnat
athhicc Sur
Suurgery
y; J.C.
C Pos
osnic
icckk
Figure 4-41, contd F, Panorex radiograph when the patient was 13 years old, with preoperative orthodontics complete
in preparation for jaw reconstruction. Note the short dental roots on the left side. G, Articulated dental casts that indicate
analytic model planning. H, Frontal facial views in repose before and after reconstruction. Continued
130 S E C T I O N 1 Basic Principles and Concepts
Orrth
O thoggn
nat
athhiicc Su
Surrgery
ry;; J.C.
C Poossnic
ick
ick Ortth
Or hoggnna
nat
athic Su
Surrgery
ry;; J.C.
C. Poossnic
ick
Orrtthhogn
gnath
athiicc Su
at Surgery
ry; J.C
C.. Poossnick
ick
ic Orrth
thogn
g atthic
ic Su
Surgery
ry; J.C
C.. Poossnic
ick
Orth
Or
rthhogn
gnatthiicc Su
Surgery
ry; J.C
C.. Poossnic
ick Orth
Or
rthhogn
gnaatthic
ic S
Suurgery
ry; J.C
C.. Poossnick
ick
ic
Prior to retreatment
L
After treatment
Figure 4-41, contd L, Occlusal views before and after orthodontics and orthognathic surgery. M, Lateral cephalometric
radiographs before and after reconstruction.
References
1. Adamides IP, Spyropoulos MN: The effects obstructive sleep apnea syndrome. Cleft 8. Brudevold F: A basic study of the chewing
of lymphadenoid hypertrophy on the Palate J 25:374378, 1988. forces of a denture wearer. J Am Dent Assoc
position of the tongue, the mandible and the 5. Behrents RG: The biological basis for 43:4551, 1951.
hyoid bone. Eur J Orthod 5:287294, 1983. understanding craniofacial growth during 9. Burns AJ, Kaplan LC, Mulliken JB: Is there
2. Allwright WC, Bundred WH: A survey of adulthood. Prog Clin Biol Res 187:307319, association between hemangioma and
handicapping dentofacial anomalies among 1985. syndromes with dysmorphic features?
Chinese in Hong Kong. Int Dent J 6. Bradley JP, Zide BM, Berenstein A, Longaker Pediatrics 88:12571267, 1991.
14:505519, 1964. MT: Large arteriovenous malformations of 10. Burton PR, Tobin MD, Hopper JL: Key
3. Bachrach FH, Young M: A comparison of the face: aesthetic results with recurrence concepts in genetic epidemiology. Lancet
the degree of resemblance in dental control. Plast Reconstr Surg 103:351361, 366:941951, 2005.
characteristics shown in pairs of twins of 1999. 11. Chung CS, Runck DW, Niswander JD, et
identical and fraternal types. Br Dent J 7. Bresolin D, Shapiro PA, Shapiro GG, et al: al: Genetic and epidemiologic studies of oral
21:12931304, 1927. Mouth breathing in allergic children: its characteristics in Hawaiis schoolchildren. I.
4. Bacon WH, Turlet JC, Krieger J, Stierle JL: relationship to dentofacial development. Am Caries and periodontal disease. J Dent Res
Craniofacial characteristics in patients with J Orthod 84:334340, 1983. 49:13741385, 1970.
132 S E C T I O N 1 Basic Principles and Concepts
12. Cleall JF: Deglutition: a study of form and 30. Edwards SJ, Gladwin AJ, Dixon MJ: The 47. Harding CO, Green CG, Perloff WH:
function. Am J Orthod 51:566594, 1965. mutational spectrum in Treacher Collins Respiratory complications in children with
13. Close RJ: Dynamic properties of mammalian syndrome reveals a predominance of spondyloepiphyseal dysplasia congenital.
skeletal muscle. Physiol Rev 52:129197, mutations that create a premature Pediatr Pulmonol 9:4954, 1990.
1972. termination codon. Am J Hum Genet 48. Harris EF, Johnson MG: Heritability of
14. Cohen MM, Jr, Rollnick BR, Kaye CL: 60:515524, 1997. crainiometric and occlusal variables: a
Oculoauriculovertebral spectrum: an updated 31. El-Gheriani AA, Maher BS, El-Gheriani AS, longitudinal sib analysis. Am J Orthod
critique. Cleft Palate J 26:276286, 1989. et al: Segregation analysis of mandibular Dentofac Orthop 99:258268. 1991.
15. Cohen MM, Jr: The child with multiple birth prognathism in Libya. J Dent Res 82:523 49. Harvold EP: The role of function in the
defects, ed 2, New York, 1997, Oxford 527, 2003. etiology and treatment of malocclusion. Am
University Press. 32. Emrich RE, Brodie AG, Blayney JR: J Orthod 54:883898, 1968.
16. Cohen MM, Jr: Holoprosencephaly survival Prevalence of class I, class II, and class III 50. Harvold EP, Chierici G, Varervik K:
and performance. Am J Med Genet (Semin malocclusions (Angle) in an urban Experiments on the development of dental
Med Genet) 89:116120, 1999. population: an epidemiological study. J Dent malocclusion. Am J Orthod 61:3844, 1972.
17. Cohen MM, Jr, MacClean RE: Res 44:947953, 1965. 51. Harvold EP, Vargervik K, Chierici G:
Craniosynostosis: diagnosis, evaluation, and 33. Enache AM, Nimigean VR, Mihaltan F, et Primate experiments on oral sensation and
management, New York, 2000, Oxford al: Assessment of sagittal and vertical skeletal dental malocclusion. Am J Orthod
University Press. patterns in Romanian patients with Dentofacial Orthop 63:494508, 1973.
18. Cohen MM, Jr: Problems in the definition obstructive sleep apnea. Rom J Morphol 52. Harvold EP: Centric relation: a study of
of holoprosencephaly. Am J Med Genet Embryol 51:505508, 2010. pressure and tension systems in bone
103:183187, 2001. 34. Enjolras O, Mulliken JB: Vascular tumors modeling and mandibular positioning. Dent
19. Cohen MM, Jr: Perspectives on craniofacial and vascular malformations. Adv Dermatol Clin North Am 19:473484, 1975.
anomalies, syndromes, and other disorders. 13:375423, 1998. 53. Harvold EP, Tomer BS, Varervik K, Chierici
In Lin KY, Ogle RC, Jane JA, editors: 35. Finn RA: Relationship of vertical maxillary G: Primate experiments on oral respiration.
Craniofacial surgery: science and surgical dysplasias, bite force, and integrated EMG. Am J Orthod 79:359372, 1981.
technique, Philadelphia, 2002, W.B. Saunders In Abstracts of Conference on Craniofacial 54. Harvold EP, Chierici G, Vargervik K,
Company, Chapter 1, pp 338. Research, Ann Arbor, Mich, 1978, University editors: Treatment of hemifacial microsomia,
20. Cohen MM, Jr: Vasculogenesis, angiogenesis, of Michigan Center for Human Growth and New York, 1983, Alan R. Liss.
hemangiomas, and vascular malformations. Development. 55. Haryett RD, Hansen FC, Davidson PO:
Am J Med Genet 108:265274, 2002. 36. Fox RR, Crary DD: Mandibular Chronic thumb sucking: the psychological
21. Cohen MM, Jr, Neri G, Weksberg R: prognathism in the rabbit. J Hered effects and relative effectiveness of various
Overgrowth syndromes, New York, 2002, 62:2327, 1971. methods of treatment. Am J Orthod
Oxford University Press. 37. Fraser FC: Liability, thresholds, Dentofacial Orthop 53:569585, 1967.
22. Cohen MM, Jr: FGFs/FGFRs and associated malformations, and syndromes. Am J Med 56. Holmberg H, Linder-Aronson S:
disorders. In Epstein CJ, Erickson RP, Genet 66:7576, 1996. Cephalometric radiographs as a means of
Wynshaw-Boris A, editors: Inborn errors of 38. Freng A, Kvam E: Facial sagittal growth evaluating the capacity of the nasal and
development, New York, 2004, Oxford following partial basal resection of the nasal nasopharyngeal airway. Am J Orthod
University Press, Chapter 33, pp 380400. septum: a retrospective study in man. Eur J 76:479490, 1979.
23. Cohen MM, Jr: Holoprosencephaly: clinical, Orthod 1:8996, 1979. 57. Horowitz SL, Osborne RH, Degeorge FV: A
anatomic, and molecular dimensions. Birth 39. Freng A: Dentofacial development in the cephalometric study of craniofacial variation
Defects Res A Clin Mol Teratol 76:658673, long-lasting nasal stenosis. Scand J Dent Res in adult twins. Angle Orthod 30:15, 1960.
2006. 89:260267, 1979. 58. Huang CM, Mi MP, Vogt DW: Mandibular
24. Cohen MM, Jr: Vascular update: 40. Garner LD, Butt MH: Malocclusion in prognathism in the rabbit: discrimination
morphogenesis, tumors, malformations, and black American and Nyeri Kenyans, an between single-locus and multifactorial
molecular dimensions. Am J Med Genet epidemiologic study. Angle Orthod models of inheritance. J Hered 72:296298,
140A:20132038, 2006. 55:139146, 1985. 1981.
25. Cohen MM, Jr: Craniofacial disorders. In 41. Gass JR, Valiathan M, Tiwari HK, et al: 59. Hunt EE: The continuing evolution of
Rimoin DL, Conner JM, Pyeritz RE, Korf Familial correlations and heritability of modern man. Cold Spring Harb Symp Quant
BR, editors: Emory and Rimoins principles maxillary midline diastema. Am J Orthod Biol 24:245254, 1959.
and practice of medical genetics, ed 5, Dentofacial Orthop 123:3539, 2003. 60. Iwagake H: Hereditary influence of
Philadelphia, 2007, Elsevier, Chapter 151, 42. Gilhus-Moe O: Fractures of the mandibular malocclusion. Am J Orthod Oral Surg
pp 33033348. condyle in the growth period, Stockholm, 24:328336, 1938.
26. Cohen MM, Jr: Craniofacial abnormalities. 1969, Scandinavian University Books, 61. Johnson AL: The constitutional factor in
In Gilbert-Barness E, editor: Potters Universitatsforlaget. skull form and dental occlusion. Am J
pathology of the fetus, infant, and child, ed 2, 43. Graf H, Grassl J, Aeberhard H: A method Orthod Oral Surg 26:627663, 1940.
vol 1, Philadelphia, 2007, Mosby/Elsevier, for measurement of occlusal force in three 62. Kraus BS, Wise WJ, Frie RA: Heredity and
Chapter 20, pp 885918. directions. Helv Odont Acta 18:711, 1974. the craniofacial complex. Am J Orthod
27. Cohen MM, Jr: Holoprosencephaly: a 44. Grewe JM, Cervenka J, Shapiro BL, et al: 45:172217, 1959.
mythologic and teratologic distillate. Am J Prevalence of malocclusion in Chippewa 63. Kreiborg S, Jensen BL, Mller E, Bjrk A:
Med Genet Part C Semin Med Genet Indian children. J Dent Res 47:302305, Craniofacial growth in a case of congenital
154C:812, 2010. 1968. muscular dystrophy. Am J Orthod 74:207
28. DAscanio L, Lancione C, Pompa G, et al: 45. Handelman CS, Osborne G: Growth on 215, 1978.
Craniofacial growth in children with nasal nasopharynx and adenoid development from 64. Krogman WM: The role of urbanization in
septum deviation: a cephalometric one to eighteen years. Angle Orthod the dentition of various population groups.
comparative study. Int J Pediatr 46:243258, 1976. Zf Rassenkunde 9:4172, 1938.
Otorhinolaryngol 74:11801183, 2010. 46. Hannuksela A: The effects of moderate and 65. Lear CSC, Moorrees CFA: Bucco-lingual
29. Downs WG: Studies in the causes of dental severe atopy on the facial skeleton. Eur J muscle force and dental arch form. Am J
anomalies. J Dent Res 16:367379, 1928. Orthod 3:187193, 1981. Orthod Dentofacial Orthop 56:379, 1969.
CHAPTER 4 Hereditary, Developmental, and Environmental Influences on the Formation of Dentofacial Deformities 133
66. Lehman H, Harari D, Tarazi E, et al: editor: Dental anthropology, New York, 1963, 99. Posnick JC: Pediatric craniomaxillofacial
Orthognathic surgery in primary Macmillan, pp 2951. tumors. Oral Maxillofac Surg Clin North Am
myopathies: severe case of congenital fiber 83. Mills LF: Epidemiologic studies of occlusion: 197210, 1994.
type disproportion with long-term follow-up IV. The prevalence of malocclusion in a 100. Proffit WR, Gamble JW, Christiansen RL:
and review of the literature. J Oral Maxillofac population of 1,455 school children. J Dent Generalized muscular weakness with severe
Surg 70:16361642, 2012. Res 45:332336, 1966. anterior open bite. Am J Orthod 54:104
67. Lew KK, Foong WC, Loh E: Malocclusion 84. Miotti A: Rassegna bibliografica sulleziologia 110, 1968.
prevalence in an ethnic Chinese population. ed epidemiologia del prognatismo 101. Proffit WR, Norton LA: The tongue and oral
Aust Dent J 38:442449, 1993. mandibolare. Dent Cadmos 50:2932, 1982. morphology: influences of tongue activity
68. Linder Aronson S, Aschan G: Nasal 85. Morton NE, Chung CS, Mi MP: Genetics of during speech and swallowing. J Speech Hear
resistance to breathing and palatal height interracial crosses in Hawaii, Basel, 1967, Res 5:106, 1970.
before and after expansion of the median Karger. 102. Proffit WR: Muscle pressures and tooth
palatine suture. Odontol Rev 14:254270, 86. Mossey PA: The heritability of malocclusion: position: North American whites and
1963. Part 1Genetics, principles and terminology. Australian aborigines. Angle Orthod 45:111,
69. Linder-Aronson S: Adenoids: their effect on Br J Orthod 26:103113, 1999. 1975.
mode of breathing and nasal airflow and 87. Mulliken JB, Glowacki J: Hemangiomas and 103. Proffit WR, Sellers KT: The effect of
their relationship to characteristics of the vascular malformations in infants and intermittent forces on eruption of the rabbit
facial skeleton and the dentition: a children: a classification based on endothelial incisor. J Dent Res 65:118122, 1986.
biometric, rhino-manometric and characteristics. Plast Reconstr Surg 69:412 104. Proffit WR, Phillips C: Adaptations in lip
cephalometro-radiographic study on children 422, 1982. posture and pressure following orthognathic
with and without adenoids. Acta Otolaryngol 88. Mulliken JB: Cutaneous vascular anomalies. surgery. Am J Orthod 93:294304, 1988.
Suppl 265:1132, 1970. Semin Vasc Surg 6:204218, 1993. 105. Proffit WR, Phillips C, Fields HW, Turvey
70. Linder-Aronson S, Lindgren J: The skeletal 89. Mulliken JB: Vascular anomalies. In Aston TA: The effect of orthognathic surgery on
and dental effects of rapid maxillary SJ, Beasley RW, Thorne CHM, editors: occlusal force. J Oral Maxillofac Surg
expansion. Br J Orthod 6:2529, Grabb and Smiths plastic surgery, ed 5, 47:457463, 1989.
1979. Philadelphia, 1997, Lippincott-Raven, p 106. Samman N, Tong AC, Cheung LK, et al:
71. Linderholm H, Wennstrom A: Isometric bite 191. Analysis of 300 dentofacial deformities in
force and its relation to general force and 90. Nagan P, Fields HW: Open bite: a review of Hong Kong. Int J Adult Orthodon
body build. Acta Odontol Scand 28:679689, etiology and management. Pediatr Dent Orthognath Surg 7:181185, 1992.
1970. 19:9198, 1997. 107. Schudy FF: The rotation of the mandible
72. Linderholm H, Lindquist B, Ringquist M, 91. Newman GV: The Eskimos dentofacial resulting from growth: its implications in
Wennstrom A: Isometric bite force in complex; effects of environmental and orthodontic treatment. Angle Orthod
children and its relation to body build and genetic factors. U S Armed Forces Med J 35:3650, 1965.
general muscle force. Acta Odontol Scand 3:16531662, 1952. 108. Schull WJ, Neel JV: The effects of inbreeding
29:563568, 1971. 92. Niswander JD, Sujaku C: Congenital on Japanese children, New York, 1965,
73. Litton SF, Ackerman LV, Issacson RJ, anomalies of teeth in Japanese children. Am J Harper & Row.
Shapiro BL: A genetic study of Class III Phys Anthropol 21:569574, 1963. 109. Seigel ML: Mechanisms of early maxillary
malocclusion. Am J Orthod 58:565577, 93. Niswander JD: Further studies on the growth: implications for surgery. J Oral Surg
1970. Xavante Indians: VII. The oral status of the 34:106112, 1976.
74. Lund K: Mandibular growth and remodeling Xavante of Simes Lopes. Am J Hum Genet 110. Shprintzen RJ: Pierre Robin, micrognathia,
processes after mandibular fractures. Acta 19:543553, 1967. and airway obstruction: the dependency of
Odontol Scand Suppl 32:64, 1974. 94. Nordstrom SW, Yemm R: The relationship treatment on accurate diagnosis. Int
75. Lundstrm A: The importance of genetic between jaw position and isometric active Anesthesiol Clin 26:6471, 1988.
and non-genetic factors in the facial skeleton tension produced by direct stimulation of 111. Sillman JH: Dimensional changes in the
studies in 100 pairs of twins. Trans Eur the rat masseter muscle. Arch Oral Biol dental arches: longitudinal study from birth
Orthod Soc 1954. 19:353359, 1974. to 25 years. Am J Orthod Dentofacial Orthop
76. Lundstrm A: The significance of genetic 95. Posnick JC, Cleland HJ, Zuker RM, Mock 50:824, 1964.
and non-genetic factors in the profile of the D: Recurrent giant cell lesion of the 112. Singh GD, McNamara JA, Jr, Lozanoff S:
facial skeleton. Am J Orthod 41:910916, nasomaxillary region in a child: excision and Procrustes, Euclidean and cephalometric
1955. immediate reconstruction with a free rectus analysis of the morphology of the mandible
77. Lundstrm A, Woodside DG: Individual abdominis muscle transfer. J Oral Maxillofac in human class III malocclusions. Arch Oral
variation in growth directions expressed at Surg 50:10091015, 1992. Biol 43:535543, 1998.
the chin and the midface. Eur J Orthod 96. Posnick JC, Al-Qattan MM, Zuker RM: 113. Singh GD: Morphologic determinants in the
2:6579, 1980. Large vascular malformation of the face etiology of class III malocclusion: a review.
78. Lundstrm A: Nature versus nature. Eur J undergoing resection with facial nerve Clin Anat 12:382405, 1999.
Orthod 1986. preservation in infancy. Ann Plast Surg 114. Siriwat PP, Jarabak JR: Malocclusion and
79. Mah J: Genetics of the Habsburg jaw, Eur 30(1):6770, 1993. facial morphology: is there a relationship?
Orthod Soc Res 1:18, 2001. 97. Posnick JC, Chen P, Zuker R, et al: Angle Orthod 55:127138, 1985.
80. Mason RM, Proffit WR: The tongue thrust Extensive malignant melanoma of the uvea 115. Sousa JB, Anselmo-Lima WT, Valera FC, et
controversy: background and in childhood: resection and immediate al: Cephalometric assessment of the
recommendations. J Speech Hear Disord reconstruction with microsurgical and mandibular growth pattern in mouth-
39:115132, 1974. craniofacial techniques. Ann Plast Surg breathing children. Int J Pediatr
81. McNamara JA, Jr: Neuromuscular and 31(3):265270, 1993. Otorhinolaryngol 69:311317, 2005.
skeletal adaptation to altered function in the 98. Posnick JC, Wells MD, Drake JM, et al: 116. Stiles KA, Luke JE: The inheritance of
orofacial region. Am J Orthod 64:578606, Childhood fibrous dysplasia presenting as malocclusion due to mandibular
1973. blindness: a skull base approach for resection prognathism. J Hered 44:241245, 1953.
82. Mills JRE: Occlusion and malocclusion of and immediate reconstruction. Pediatr 117. Stockard CR: The genetic and endocrine basis
the teeth of primates. In Brothwell DR, Neurosurg 19(5):260266, 1993. for differences in form and behavior as
134 S E C T I O N 1 Basic Principles and Concepts
elucidated by studies of contrasted pure-line dog 126. Tweed CH: Clinical orthodontics, St. Louis, 134. Wenzel A, Henriksen J, Melsen B: Nasal
breeds and their hybrids, Philadelphia, 1941, 1966, Mosby. respiratory resistance and head posture: effect
Wistar Institute. 127. Valera FC, Travitzki LV, Mattar SE, et al: of intra-nasal corticosteroid (Budesonide) in
118. Subtelny JD: Oral respiration: facial Muscular, functional and orthodontic children with asthma and perennial rhinitis.
maldevelopment and corrective dentofacial changes in preschool children with enlarged Am J Orthod 84:422426, 1983.
orthopedics. Angle Orthod 50:147164, adenoids and tonsils. Int J Pediatr 135. Wickwire NA, White RP, Proffit WR:
1980. Otorhinolaryngol 67:761770, 2003. The effect of mandibular osteotomy on
119. Tenczar P, Bader RS: Maternal effect in 128. Vargervik K, Miller AJ, Chierici G, et al: tongue position. J Oral Surg 30:184190,
dental traits of the house mouse. Science Morphologic response to changes in 1972.
15:13981400, 1966. neuromuscular patterns experimentally 136. Williams MD, Sarver DM, Sadowsky PL,
120. Thompson EM, Winter RM: Another family induced by altered mode of respiration. Am J Bradley E: Combined rapid maxillary
with the Habsburg jaw, J Med Genet Orthod 85:115124, 1984. expansion and protraction facemask in the
25:838842, 1988. 129. Vargervik K: Relationship between bone and treatment of Class III malocclusion in
121. Thompson JR, Broadie AG: Factors in the muscles of mastication in hemifacial growing children: a prospective long-term
position of the mandible. J Am Dent Assoc microsomia [discussion]. Plast Reconstr Surg study. Semin Orthod 3:265274,
29:925941, 1942. 99:998999, 1997. 1997.
122. Throckmorton G, Finn R, Bell W: 130. Vargervik K, Mill AJ, Chierici G, et al: 137. Wollf G, Wienker TF, Sander H: On the
Biomechanics of differences in lower face Morphologic response to changes in genetics of mandibular prognathism: analysis
height. Am J Orthod 77:410420, 1980. neuromuscular patterns experimentally of large European noble families. J Med
123. Tollaro I, Baccetti T, Franchi L: Class III induce by altered mode of respiration. Am J Genet 30:112116, 1993.
malocclusion in the deciduous dentition: a Orthod 85:115124, 1984. 138. Wyszynski DF, Beaty TH, Maestri NE:
morphological and correlation study. Eur J 131. Walker RV: Traumatic mandibular condyle Genetics of nonsyndromic oral clefts
Orthod 16:401408, 1994. fracture dislocations. Effect on growth in the revisited. Cleft Palate Craniofac J 33:406
124. Treacher Collins Syndrome Collaborative Macaca rhesus monkey. Am J Surg 417, 1996.
Group: Positional cloning of a gene involved 100:850863, 1960. 139. Yamaguchi T, Park SB, Narita A, et al:
in pathogenesis of Treacher Collins 132. Walker RV: Condylar abnormalities. In Genome-wide linkage analysis of mandibular
syndrome. Nat Genet 12:130136, Transactions of the 2nd International prognathism in Korean and Japanese
1996. Conference on Oral Surgery, Copenhagen, patients. J Dent Res 84:255259,
125. Turvey TA, Hall DJ, Warren DW: 1965, Munksgaard Copenhagen, pp 8196. 2005.
Alterations in nasal airway resistance 133. Warren DW, Hershey HG, Turvey TA, et al: 140. Yurkstas A, Curby W: Force analysis of
following superior repositioning of the The nasal airway following maxillary prosthetic appliance during function.
maxilla. Am J Orthod 85:109115, 1984. expansion. Am J Orthod 91:111116, 1987. J Prosthet Dent 3:8287, 1953.