Professional Documents
Culture Documents
CONTRIBUTIONS TO PHENOMENOLOGY
IN COOPERATION WITH
THE CENTER FOR ADVANCED RESEARCH IN PHENOMENOLOGY
Volume 34
Editor:
Editorial Board:
Elizabeth A. Behnke
David Carr, Emory University
Stephen Crowell, Rice University
Lester Embree, Florida Atlantic University
J. Claude Evans, Washington University
Jose Huertas-Jourda, Wilfrid Laurier University
Joseph J. Kockelmans., The Pennsylvania State University
William R. McKenna, Miami University
Algis Mickunas, Ohio University
J. N. Mohanty, Temple University
Tom Nenon, The University of Memphis
Thomas M. Seebohm, Johannes Gutenberg-Universitiit, Mainz
Gail Soffer, New School for Social Research, New York
Elisabeth Straker, Philosophisches Seminarium der Universitiit Koln
Richard M. Zaner, Vanderbilt University
Scope
The purpose of this series is to foster the development of phenomenological philosophy through
creative research. Contemporary issues in philosophy, other disciplines and in culture generally,
offer opportunities for the application of phenomenological methods that call for creative responses.
Although the work of several generations of thinkers has provided phenomenology with many results
with which to approach these challenges. a truly successful response to them will require building on
this work with new analyses and methodological innovations.
SELF-AWARENESS,
TEMPORALITY,
AND ALTERITY
edited by
DANZAHAVI
University of Copenhagen,
Denmark
Preface . . ........... , . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 7
Part I
The Self or the Cogito in Kinaesthesis
Yorihiro Yamagata . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 9
The Fracture in Self-Awareness
Dan Zahavi . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 21
James and Husserl: Time-consciousness and the Intentionality of
Presence and Absence
Richard Cobb-Stevens .... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 41
Intentionality, Phenomenality, and Light
James G. Hart ............................................ 59
Can I Anticipate Myself? Self-affection and Temporality
Natalie Depraz . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 83
The Physis of Consciousness and Metaphysics
Torn Tani ................................................ 99
The Horizon of the Self: Husserl on Indexicals
Denis Fisette . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 119
Part II
My Time and the Time of the Other
Rudolf Bernet . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 137
Temporality and the Point: The Origins and Crisis of Continental Philosophy
Anthony Steinbock . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 151
The Shadow of the Other
Linda Fisher. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 169
The Ethos of Democracy from a Phenomenological Point of View
Klaus Held .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 193
The Foreignness of a Foreign Culture
Dieter Lohmar .... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 207
Stromdichtung and Subjectivity in the later Heidegger
R. Philip Buckley ......................................... 223
Y orihiro Yamagata
Osaka University-Japan
The concept of flesh is capital in Merleau-Ponty's last works, L'(i/ et l'esprit and
Le visible et l'invisible. The author uses it to elaborate once more the concept of the
body he presented in Phenomenologie de la perception. In his last book, the flesh
signifies primarily our living body.
What is the flesh? The word is defined as the reversibility of the seer and
the visible, and generally speaking, of the sentient and the sensible. The body as
flesh is both sentient and sensible, and more particularly the seer and the visible
simultaneously.
But what experience induced the author of Le visible et l'invisible to build
up a concept that allows the body to be seen from this angle of reversibility? As he
has asserted in Phenomenologie de la perception, it is the movement ofthe look
that can see an object. The look enfolds, touches, feels the visible; it moves "as
though it were in a relation of pre-established harmony with them, as though it
knew them before knowing them."! On what is based this relation between the seer
and the visible that Merleau-Ponty poetically describes as an "intimacy as close as
between the sea and the strand"(VI,130-131)? It lies in the simple fact that the body
is visible. If this seeing body can prepossess the visible so as to enter into a pre-
established harmonious relationship with it, this is because it is also a visible thing,
possessed by the visible, "is ofit"(VI, 135).
In order better to understand this prepossession of the visible by the seer,
one must reexamine a tactile experience. To see, for Merleau-Ponty, is to let the
look, by its movement, touch, and in this sense it is merely a variant of a tactile
experience. Vision is the look's touch. Tactile experiences involve the same type of
relationship as the eye's movement in relation to the visible, but in a more palpable
way, like the hand exploring a texture it will discover to be smooth or rough. This
agreement between touching and the information given by touching, says Merleau-
Ponty,
... can happen only if my hand, while it is felt from within, is also
accessible from without, itself tangible, for my other hand, for example,
if it takes its place among the things it touches, is in a sense one of them,
opens finally upon a tangible being of which it is also a part. (VI, 133)
9
D. Zahavi (ed.), Self-awareness, Temporality, and Alterity, 9-19.
1998 Kluwer Academic Publishers.
10 THE SELF OR THE COGITO IN KINAESTHESIS
The concept of flesh as the reversibility of the sentient and the sensible is
thus based on the banal tactile experience consisting of touching with the left hand
the right hand touching an object. But can one conclude that the reversibility of the
concept of flesh signifies the identity, or concordance, of the touching and the
touched, the seer and the seen? Does the concept offlesh imply that the seer and the
visible coincide, and consequently that the thinker finds himself in and by reflection
as a thought? No, the reversibility of the flesh never consists in the identity of the
touching and the touched; if they can be reversed, it is not because they are
identical. As Merleau-Ponty puts it,
We will therefore never be able to catch the movement of the look or the
hand at the exact moment it acts upon the sensory, whether touched or seen. For
Merleau-Ponty, who since Phenomenofogie de fa perception has been inclined to
look for the origins of reflection in the dual tactile sensation, should this everlasting
non-realization not imply the incapacity of reflection to reach reality, however one
defines the reality, whether as phenomenal body or transcendental SUbjectivity? By
no means, because, quite simply, it is in no way a failure, but rather a success in
failure. This failure has a positive meaning, "for," says Merleau-Ponty,
if these experiences never exactly overlap, if they slip away at the very
moment they are about to rejoin, ifthere is always a 'shift', a 'spread',
between them, this is precisely because my two hands are part of the
same body, because it moves itself in the world, because I hear myself
both from within and from without. I experience-and as often as I
wish-the transition and the metamorphosis of the one experience into
the other, and it is only as though the hinge between them, solid,
unshakable, remained irremediably hidden from me. (VI, 148)
This imminent but never realized superposition that I try to effect between
my touching and the touched hand reveals the existence of the something that
makes the transmutation of the touching into the touched possible. This something,
Yorihiro Yamagata 11
this "'element' ofBeing"(VI, 139) guarantees the reversibility of the touching and
the touched like a hinge. And this "element of Being" is precisely what Merleau-
Ponty calls flesh. The body's reflexivity that one experiences between touching and
touched indicates the existence of the flesh, their common texture. Or rather, what
is substantial is the flesh; touching and the touched, seeing and the visible are but
the verso and the recto of the same tissue of flesh.
Why does the Sich bewegen only perceive itself as an absence of self, as
the reverse of its perception? It is precisely because
Wahmehmen and Sich bewegen are synonymous: it is for this reason that
the Wahmehmen never rejoins the Sich bewegen it wishes to apprehend:
it is another of the same. But, this failure, this invisible, precisely attests
that Wahmehmen is Sich bewegen, there is here a success in the failure.
Wahrnehmen fails to apprehend Sich bewegen (and I am for myself a
zero of movement even during movement, I do not move away from
myself) precisely because they are homogeneous, and this failure is the
proof of this homogeneity: Wahrnehmen and Sich bewegen emerge from
one another. A sort of reflection by Ec-stasy, they are the same tuft.
(VI,2SS)
Malebranche, we, who cannot apprehend the soul, are endowed with its feelings.
So let us direct our search for the self of kinaesthesis in this direction.
der sich Bewegende 'weill' seine Bewegung als die seine, aber nicht in
der Weise einer Reflexion. Es ist vielmehr eine unmittelbare GewiBheit
des Vollzugs im Vollzug und daher nicht wie die Reflexion ein
'Nachgewahren', als das sie von Husserl charaketerisiert wird. (PAD,
78)
It is this same unity, or passive and prereflexive synthesis in kinaesthesis, that was
designated with the concept of immanence by Michel Henry, in his first work
L'Essence de ta manifestation. In this we read that,
himself and which is possible as such, as that very thing which does not
surpass but remains rather in itself, as immanence. Thus, the act of
'surpassing itself toward' which defines the possibility of a relationship
in the transcendental sense finds its condition in the 'not surpassing
oneself which qualifies transcendence in its essence 5
''the affirmation that the being of this movement, of this action and of this power
is precisely the being of a cogito"(pPB, 54).
The heart of the problem is to know how bodily movement takes on the
quality of subjectivity so as to appear as one of the cogito' s modes. It does so in a
modality of ap}X'M3l1Ce that Maine de Biran calls immediate apperception. By and
in this apperception, our voluntary living force, our voluntary movement, reveals
itself to us as a feeling of effort. According to Maine de Biran, in this feeling of
effort we perceive not only our self, our ipseity, but also and simultaneously the
outside world as a resistant continuum. Our experiences of self and the world are
two moments which make up the feeling of effort alone. Michel Henry has given
an account of the ontological mechanism of Biranian immediate apperception
through the operating modality of immanence, according to which living bodily
movement is received in absolute passivity and so appears as self and as such in the
feeling of effort.
Immediate apperception gives us movement as a mode of the cogito, as a
feeling, in immanence, immediately, without the intervention of transcendentally
deployed ecstatic time. As such, says Henry, "our body is an immediate knowledge
of self'(PPB, 92). We know our body's movement in immanence, not as an object
or a process in the world but, on the contrary, as conditions of possibility according
to which the world reveals itself to us. We feel our movement, for example our
hand's movement when it takes an object, to be our capability to grasp it. Our
original knowledge of the body is not empirical, but transcendental. Moreover, or
consequently, this transcendental knowledge of the act by which I now take a cup
of tea on the table is not the knowledge exclusively determined in the instantaneous
and individual act taking place here and now. It is also the knowledge of a general,
everlasting and permanent act, or more precisely, the knowledge of being able to
grasp something, anything.
itself to reach the experience of the cogito. For Henry's ontology of immanence,
every transcendental act manifests itself to itself as ego, by receiving itself in an
absolute passivity which determines the ontological function of immanence. Henry
shows, when he interprets the Cartesian cogito in his Geneafogie de fa
psychanafyse, that every cogito, that is to say every experience of self, consists in
the fact that the transcendental act or rather, more generally, the intentionality,
receives itself, without either leaving or going beyond itself. Kinaesthesis' essential
characteristic of remaining within itself expresses the original reflexivity that
kinaesthesis forms by receiving itself in immanence.
To conclude, let us consider the relationship that links kinaesthetic self and
power, in so far as kinaesthesis also includes the Ich kann. When we move, we
experience not only this movement but also, simultaneously, our capability to move.
What does this dual experience, proper to kinaesthesis, mean in terms of the
formation of the kinaesthetic self?
Let us turn to Maine de Biran again, and to his conception of reflection.
Reflection, according to him, "a son origine dans cette aperception interne de
l'effort ou des mouvements que la volonte determine."? "Mais cette conscience de
I' effort s'enveloppe dans les affections passives avec qui elle se trouve unie des
l'origine." "Ainsi nous nous regardons comme passifs dans des perceptions qui
resultent du deploiement de l'activire la plus expresse"(MB,477). The apperception
of movement merges with perception, with the visible, so that Merleau-Ponty
mistakenly thinks them synonymous or non-different. The task of reflection is to
uncover the apperception of movement or kinaesthesis that has been blotted out by
perception or perceptible consequences the movement has induced. It will therefore
be indispensable, so as to make reflection possible, for the apperception of
movement to be clearly distinguished from perception. In order to realize this
distinction, one only needs to apprehend movement as the cause of perception, and
to avoid mistaking it for its result: the perceptible.
Maine de Biran shows that there is in nature an organ fulfilling both these
conditions: the sense of hearing linked to voice: "Le sens de l'oule, considere dans
son union intime avec la voix, reunit aussi eminemment les deux fonctions sensitive
et mottice, mais ici elles se trouvent naturellement separees"(MB, 479). Let us take
a concrete example. When I speak, I hear my voice, I hear myself speaking. I know
it is I who am speaking, the voice I hear is mine, it is the voice I produce. My
articulatory movement is the cause of my voice, and my voice is the effect of this
movement. Why is this distinction obvious for the sense of hearing associated with
the organ of speech? It is firstly because the organ of speech on which the will acts
directly is separate from the organ of hearing that registers the effects of the action:
this separation in the disposition of the organs prevents the voluntary action from
merging with its effects. Secondly, it is because these two distinct organs unite in
18 THE SELF OR THE COGITO IN KINAESTHESIS
a particularly intimate and close way: "L 'union du sens [de I' owe] avec son organe
mobile repetiteur est tout interieur et n'admet aucun intermediaire"(MB, 480).
Maine de Biran thinks that the experience of hearing oneself speak
represents the archtype of reflection. Descartes has already stated that "this
proposition, I am, I exist, is necessarily true whenever it is put forward by me or
conceived in my mind."8 If to hear oneself speak is one of the cogi to's experiences,
it is because one hears one's own voice as one articulates the words. But how, then,
can one identify the voice one hears as one's own? Maine de Biran answers,
Similarly, when I myself speak, the sound, the voice I hear is mentally imitated and
reduplicated by the organ of speech; I repeat what I hear. When I hear myself speak,
the movement of speaking and the movement of repeating coincide. How does this
coincidence come about? By comparing the two movements or by judgement? No.
It is a kinaesthetic identification, it is more ancient and more radical than
intellectual synthesis. It is based on the fact that speaking as self-moving is by
essence repetitive, and this repetitive characteristic is what determines the structure
of kinaesthesis. Every self-movement, every kinaesthesis manifests itself from the
start as capable of repetition, that is to say, as a habit. In this sense kinaesthesis is
identical to the Jch kann. We have now reached our conclusion. Kinaesthesis' self
and its Jch kann are one and the same. Insofar as the kinaesthetic cogito consists in
a repetitive movement, the Jch kann expresses the pre-reflexive self of kinaesthesis.
NOTES
1. Maurice Merleau-Ponty, The Visible and the Invisible, trans!. by Alphonso Lingis
(Northwestern University Press, 1968), 133. Hereafter referred to as VI.
2. Dan Zahavi, "Self-awareness and affection," Alterity and Facticity-New Perspectives on
Husserl, ed. Natalie Depraz and Dan Zahavi (Dordrecht: Kluwer, 1998).
3. Ulrich Claesges, "Zeit und kinaesthetisches BewuBtsein. Bemerkungen zu einer These
Ludwig Landgrebes," Phiinomenologische Forschungen 14 (1983), 138.
4. Ludwig Landgrebe, "Phiinomenologische Analyse und Dialektik," Phiinomenologische
Forschungen 10 (1980). Herafter referred to as PAD.
Yorihiro Yamagata 19
5. Michel Henry, The Essence of Manifestation, trans\. by Girard Etzkorn (The Hague:
Martinus Nijhoft: 1973),257.
6. Michel Henry, Philosophy and Phenomenology of the Body, trans\. by Girard Etzkorn (The
Hague: Martinus Nijhotf, 1975), 53. Hereafter referred to as PPB.
7. Maine de Biran, (Euvres completes, VIII-lX (Geneve-Paris: Slatkine, 1982), 477.
Hereafter referred to as MB.
8. Descartes, The Philosophical Writings ofDescartes, trans\. by J. Cottingham, R. Stoothotf
and D. Murdoch (Cambridge University Press, 1984), vo\. II, 17.
The Fracture in Self-Awareness
Dan Zahavi
University of Copenhagen-Denmark
meant to explain: namely, self-awareness?3 The reflection theory claims that self-
awareness is the result of a reflection, that is, that an act of perception, in order to
become self-aware (and not merely remain unconscious), must await its
objectivation by a subsequent act of reflection. In order to speak of self-awareness
it is, however, not sufficient that the act in question be reflexively thematized and
made into an object. It must be grasped as being identical with the act of reflection.
In order to be a case of self-awareness, it is not sufficient that A is conscious of B;
A must be conscious ofB as being identical with A. In other words: To count as a
case of self-awareness the act of perception must be grasped as being identical with
the act of reflection (and since a numerical identity is excluded in advance, the
identity in question must be that of belonging to the same subject or being part of
the same stream of consciousness). This poses a difficulty, however, for how can
the act of reflection (which lacks self-awareness) be in a position to realize that the
act of perception belongs to the same subjectivity as itself? If it is to encounter
something as itself, if it is to recognize or identify something as itself, it needs a
prior acquaintance with itself. Self-awareness cannot be the result of the encounter
between two unconscious acts. Consequently, the act of reflection must either await
a further act of reflection in order to become self-aware, in which case we are
confronted with a vicious infinite regress, or it must be admitted that it is itself
already in a state of self-awareness prior to reflection, and that would of course
involve us in a circular explanation, presupposing that which was meant to be
explained, and implicitly rejecting the thesis of the reflection model of self-
awareness: That all self-awareness is brought about by reflection. 4
In the light of this criticism it should be obvious that the attempt to
conceive of self-awareness primarily through the model of reflection, and
consequently to assign it a subject-object structure must be abandoned. More
generally, Frank warns against taking original self-awareness as a relation, be it a
relation between two acts or a relation between the act and itself. 5 Every relation
entails a distinction between two (or more) relata, and according to Frank it would
be impossible to account for the immediacy and infallibility of self-awareness
(particularly its so-called immunity to the error of misidentification), if it were in
any way a mediated process. Thus, self-awareness cannot be the result of reflection
understood as a procedure of introspective self-identification, since every
identification implies the possibility of misidentification, and self-awareness is not
prone to that error. If I am dizzy, I cannot be mistaken about who the subject of that
experience is, and it is nonsensical to ask whether I am sure that I am the one who
is dizzy, or to demand a specification of the criteria being used in determining
whether or not the felt dizziness is really mine.
Against this background Frank concludes that self-awareness cannot come
about as the result of a self-identification, a reflection, an inner vision or
Dan Zahavi 23
*
Frank's theory of self-awareness can hardly be called phenomenological.
On the contrary, he and the other members of the so-called Heidelberg School of
self-awareness, that is, Henrich, Cramer and Pothast, are markedly critical toward
phenomenology, which they ultimately accuse of never having managed to escape
the reflection-theoretical paradigm of self-awareness. 8 Their own theory is also
distinguished by its formalistic, regressive and negative character. Rather than
giving a positive description of the phenomenon of self-awareness, it focuses upon
the aporetica1 consequences of the reflection theory of self-awareness, and provides
an instructive and systematic analysis of how not to conceive of self-awareness.
Now, the crucial question is of course whether Frank's account is
convincing. As I will attempt to show shortly, there is in fact a discrepancy between
his characterization of the structure of self-awareness and the one to be found in for
instance Husserl, Sartre, Derrida and Merleau-Ponty. But interestingly enough,
there is also one phenomenologist who quite on his own has reached some
conclusions very similar to Frank's. Let me try to give a brief presentation of
Michel Henry's reflections, since they might provide us with further arguments in
support of Frank's central thesis: that self-awareness is strictly irrelational.
In his books L 'essence de la manifestation, Philosophie et
phenomenologie du corps and Phenomenologie materiel/e, Michel Henry has
developed a theory of self-awareness which to a certain extent represents a
surprising turn within phenomenology.9 Whereas post-Husserlian phenomenologists
24 THE FRACTURE IN SELF -AWARENESS
have generally criticized Husserl for having disregarded genuine exteriority, Henry
accuses Husser! of never having analyzed the immanence and interiority of
subjectivity in a sufficiently radical and pure manner. 10
For Henry the true task of a radical phenomenology is not to describe the
phenomena in all their ontic diversity, but to examine their very phenomenality, and
its condition of possibility. As he says, the task of phenomenology is to disclose the
very essence of manifestation. 11 Given that the appearance of different objects, say
penknives and apples, has a condition of possibility, a classical problem, with which
already Kant was faced, has been whether this principle of revelation can itself be
brought to givenness. Can the condition of possibility for all manifestation manifest
itself? Can that which conditions all phenomena become a phenomenon itself?12
Whereas a traditional reply has been no-if the principle of revelation were to
become a phenomenon itself, it would no longer be that which conditions, but
something that would itselfbe conditioned-Henry's answer is different. According
to Henry, the entire history of Western thought has been dominated by what he calls
an ontological monism, that is, by the assumption that there is only one type of
manifestation. Thus it has been taken for granted that to be given, to appear, was
always to be given as an object. Needless to say, it is exactly this presupposition
which has been behind the persistent attempts to interpret self-awareness as a
reflection or an introspection, that is, to understand self-awareness as the result of
an objectifying, intentional activity, and to conceive of it as yet another object-
manifestation. 13
For Henry, this entire approach is fundamentally mistaken. According to
him, there are in fact two absolutely heterogeneous types of phenomenality, the
phenomenality of constituted objects, and the phenomenality of self-manifesting
subjectivity. And Henry claims that it is the latter which is the most fundamental
type of manifestation. It is self-awareness which is the ultimate principle of
revelation, it is self-awareness which permits, conditions and founds all object-
manifestation. 14
Henry's disclosure of this unconditioned self-manifestation is not to be
taken as a regressive deduction of a transcendental precondition, but as a
description of an actual and incontestable dimension in lived subjectivity. This is
clear from what might be Henry's central thesis, namely that the self-manifestation
of subjectivity is an immediate, non-objectifying and passive occurrence, and
therefore best described as a self-afJection. 15
As illustration, Henry calls attention to the way in which we are aware of
our feelings. When we are in pain, anxious, embarrassed, stubborn or happy, we do
not feel it through the intervention of a sense or an intentional act, but are
immediately aware of it. 16 There is no distance or separation between the feeling of
pain or happiness and our awareness (of) it, since it is given in and through itself.
Dan Zahavi 25
*
Having now presented some central elements in Frank's and Henry's
theories of self-awareness, I would like to focus upon one single question: Is it
correct to describe original self-awareness as an immediate self-presence, which
excludes all types of alterity, difference and fracture?33 Basically, I wish to argue
that a consideration of the intentionality, temporality, intersubjectivity, corporeality,
and reflexiVity of subjectivity is bound to raise difficulties for this view. Let me try
briefly to sketch out the line of thought, using arguments to be found in Husserl,
Sartre, Merleau-Ponty, and Derrida. 34
Let me start with Merleau-Ponty, who has repeatedly insisted-correctly
I believe-that self-awareness should not be understood as a preoccupation with
Dan Zahavi 27
self that excludes or impedes the contact with transcendent being. On the contrary,
subjectivity is essentially oriented and open towards that which it is not, be it the
world or the Other, and it is exactly in this openness that it reveals itself to itself.
What is disclosed in the cogito is consequently not an enclosed immanence, a pure
interior self-presence, but an openness toward alterity, a movement of perpetual
self-transcendence. It is because we are present to the world that we are given to
ourselves. It is in our confrontation with that which we are not, that we are self-
aware. 35 A similar line of thought can be found in both Husserl and Sartre. Thus,
in his reflections concerning the relationship between self-awareness and hyletic
affection, Husserl unequivocally states that subjectivity is dependent upon and
penetrated by alterity.36 As it is formulated in the manuscript E III:
In Husserliana 14 he writes,
Dann hatten wir zu sagen, das konkrete Ich hat in seinem Leben als
Bewusstseinsleben bestiindig einen Kern von Hyle, von Nicht-Ich, aber
wesentlich ichzugehorig. Ohne ein Reich der Vorgegebenheiten, ein
Reich konstituierter Einheiten, konstituiert als Nicht-Ich, ist kein Ich
moglich.38
Thus Husserl makes it quite clear that the concrete ego cannot be thought
independently of its relation to that which is foreign to it,39 But of course, this was
already spelled out in his theory of intentionality:
Das Ich ist nicht denkbar ohne ein Nicht-Ich, auf das es sich intentional
bezieht. 40
What are Husserl's more precise arguments concerning the interdependency of self-
awareness and hetero-affection? On the one hand, it is well known that Husserl is
quite explicit in stating that inner time-consciousness taken on its own is a pure, but
abstractform.41 In concreto there can be no primal impression without hyletic data,
no inner time-consciousness, no pre-reflective self-awareness, without a temporal
content. 42 Thus, time-consciousness never appears in pure form, but always as a
pervasive sensibility, as the very sensing of the sensations. 43 As Husserl puts it in
Zur Phanomen%gie des inneren ZeitbewuJ3tseins: "Das Empfinden sehen wir an
als das ursprungliche ZeitbewuBtsein.,,44 Basically, this is the reason why Husserl
28 THE FRACTURE IN SELF-AWARENESS
insists upon the inseparability of Quer- and Langsintentionalittit. The two are given
conjointly, and can only appear in this interdependent fashion. 45
On the other hand, we find a similar interdependence of self-affection and
hetero-affection when we turn to bodily self-awareness. When it comes to the
kinaesthetic sensations, which can be interpreted as constituting embodied
subjectivity in its most original fonn, they are only conscious in their correlation to
the perceptual (hyletic) sensations (Merkmalsempjindungen or Aspektdaten), and
more generally, Husserl would claim that the body cannot appear to itself
independently of its relation to that which is foreign to it. 46 To phrase it differently,
we are aware of perceptual objects,by being aware of our own body and how the
two interact, that is, we cannot perceive physical objects without having an
accompanying bodily self-awareness, be it thematic or unthematic. But ultimately
the reverse holds true as well: the bodyollIy appears to itself when it relates to
something else-or to itself as Other. The hand cannot touch without being touched
and thereby is brought to givenness itself,47 and it is only when the hand is affected
in this way that it is given for itself. As Husserl says, the touched and the touching
are constituted in the same process. 48 A particularly striking manifestation of this
interlacing can be found in the so-called double-sensation: When one hand touches
the other, the touching hand (the perceiving organ) has a series of sensations which
are objectified and interpreted as being properties of the touched hand (the
perceived organ). However, the decisive difference between touching one's own
body and everything else, be it inanimate objects or the body of Others, is exactly
that the relation between the touching and the touched is reversible, since the
touching is touched, and the touched is touching. 49 It is the very same (part of the)
body which is feeling and which is felt, which is a self and an Other. 50
That the body is only given to itself when it relates to something else or to
itself as Other is not to say that original bodily self-awareness should be taken as
a kind of object-intentionality, but merely that it is an intentional consciousness
which is self-aware. It is when we perceive that we are aware of ourselves, it is
when we are affected, that we appear to ourselves. Thus we find the same
conclusion as found in Husserl's reflections concerning the inseparability of Quer-
and Langsintentionalitat: Self-awareness presupposes hetero-affection, since the
subject only appears to itself across its affections, as an affected, exposed and self-
transgressing subject. 51 Every affection reveals both that which affects as well as
that which is affected (but not in the same way).
Insofar as self-awareness and hetero-affection are interdependent (and
naturally, it would be erroneous to start ascribing a kind of autonomy or primacy
to the hetero-affection), it seems untenable to characterize self-awareness as a pure
self-coinciding and self-sufficient irrelationality. lf the self-givenness of the touch
is inseparable from the manifestation of the touched, and if the self-affection of the
Dan Zahavi 29
lived body is always penetrated by the affection of the world, it seems impossible
to protect the autonomy of the self-givenness against contamination by alterity. The
egoic and the non-egoic dimension of experience can be distinguished, but not
separated. As manuscript C 16 has it:
Das Ich ist nicht etwas fUr sich und das Ichfremde ein vom Ich
Getrenntes und zwischen heiden ist kein Raum fUr ein Hinwenden.
Sondern untrennhar ist Ich und sein Ichfremdes. 52
Turning to Sartre, we find the view that consciousness can only be non-
positionally aware of itself if it is positionally aware of something; that it is self-
aware exactly insofar as it is conscious of a transcendent object. 53 The being of
intentional consciousness consists for Sartre in its revelation of and presence to
transcendent being. 54 To be conscious is to posit a transcendent object, that is, an
object which is different from oneself. It is to be confronted with something which
one is not, and it entails an awareness ofthis difference, i.e., a pre-reflective self-
awareness of oneself as not being that of which one is conscious. 55 Thus
consciousness is nothing apart from not being the transcendent object which it
reveals. And it is precisely in this strong sense that consciousness needs
intentionality, needs the confrontation with something different from itself, in order
to be self-aware, otherwise it would lose every determination and dissipate as pure
nothingness. 56
[L]a presence a soi suppose qu'une fissure impalpable s'est glissee dans
I'etre. S'il est present a soi, c'est qu'il n'est pas tout a fait soi. La
presence est une degradation immediate de la cOincidence, car elle
suppose la separation. 61
Since intersubjectivity is in fact possible there must exist a bridge between my self-
awareness and my awareness of Others; my experience of my own subjectivity must
contain an anticipation of the Other, must contain the seeds of alterity. 68 When I
experience myself and when I experience an Other, there is in fact a common
denominator. In both cases I am dealing with incarnation, and one of the features
of my embodied self-awareness is that it by definition comprises an outside. To
touch oneself is a type of self-awareness that can best be described as a bodily
rejlection. 69 It is a thematic self-awareness mediated by difference and exteriority;
the single parts of the body remain separated, and they gain contact through a
surface which is exposed to the world. 70 When my left hand touches my right, I am
self-aware, but I am self-aware in a manner that anticipates both the way in which
an Other would experience me, and the way in which I would experience an Other.
The reason why I can experience Others is because I am never so close to myself
that the Other is completely and radically foreign and inaccessible. In my bodily
self-awareness, I am always already a stranger to myself, and therefore open to
Others. 71
Since pre-reflective self-awareness seems to be characterized by an inner
fracture, it is no wonder that a number of phenomenologists have chosen to speak
of the existence of a pre-temporal distance, absence, or even of a proto-rejlection
in the core of the pre-reflective self-awareness. Gerd Brand, for instance, describes
the perpetual self-affection in pre-reflective self-awareness as a "Reflexion-im-
Ansatz,,,n and Derrida has argued that a subjectivity defined by self-affection
cannot possibly be undifferentiated and self-enclosed, since the very concept of
self-affection necessarily entails a minimal self-differentiation and -division. 73 Self-
affection does promise absolute undivided self-proximity, but a closer look reveals
that it entails a minimal division or fracture in order to function. Self-affection
entails a structural difference between the affecting and the affected. As Derrida
puts it: This difference or relation to oneself as Other is the angle that enables one
to fold oneself upon oneself, but it is also the altering difference that forever
prevents one from fully coinciding with oneself. 74 Thus self-affection breaks the
self-enclosed interiority, and constitutes a fractured self. It is not only always
accompanied by hetero-affection, it is itself a hetero-affection. 75
*
Let me return to the question I raised earlier: Is it correct to describe
original self-awareness as an immediate self-presence, which excludes all types of
Dan Zahavi 33
radical thesis, or at least for a certain interpretation of it. After all, pre-reflective
self-awareness is not only always accompanied by hetero-manifestation, it also has
an inner articulation, a differentiated infrastructure. Thus one should not forget the
full ecstatic-centered structure of pre-reflective self-awareness: primal impression-
retention-protention. In the words of Sokolowski and Brough: The primal
impression is an opening towards multiple otherness: it is open to the hyletic
affection, it "geht der Zukunft entgegen, mit offenen Armen,"78 and it is
accompanied by a retention, which provides us with a direct and elementary
intuition of otherness in its most primitive form.79 To acknowledge the full impact
of this is not in itself to furnish self-awareness with the kind of fracture that exists
in reflective self-awareness, let alone in the so-called external types of reflexivity.
I discussed briefly above the difference between pre-reflective and
reflective self-awareness. It was pointed out that reflection operates with a duality
of moments. It involves a kind of self-fission. Now, even if it has been granted that
reflection cannot be the primary kind of self-awareness, it remains necessary to
explain how it can rise out of pre-reflective self-awareness. For as Sartre poignantly
reminds uS,the problem is not to find examples of the pre-reflective self-
awareness-they are everywhere-but to understand how one can pass from this
self-awareness which constitutes the being of consciousness, to the reflective
knowledge of self which is founded upon it. 80
Sartre is by no means trying to deny the difference between a reflective
and a pre-reflective self-awareness, but he nevertheless insists that the two modes
of self-awareness must share a certain affinity, a certain structural similarity.
Otherwise it would be impossible to explai:t:l how the pre-reflective cogito could
ever give rise to reflection. As Derrida puts it:
Needless to say, a theory of self-awareness which can only account for pre-
reflective self-awareness is as deficient as its counterpart, the reflection theory. To
phrase it differently, it is no coincidence that we do speak of a pre-reflective self-
awareness. The choice of words indicates that there remains a connection. 82 The
reason why reflection remains a permanent possibility is exactly that the reflexive
scissiparity exists already in nuce in the structure of the pre-reflective cogito. 83 In
fact reflection merely articulates the differentiated unity of the Living Present: its
ecstatic-centered structure of presencing, retaining, protending,84 a structure which
Husserl himself occasionally calls the inherent refleXiVity of consciousness. 85 As
Held formulates it:
Dan Zahavi 35
*
Let me conclude: When it comes to Frank's and Henry's central thesis, I
do believe it is faced with some decisive problems. Although one should not
overlook the subtle differences between their theories-and I have not really had
time to do justice to the richness of Henry's theory-both operate with the notion
of an absolutely self-sufficient, non-ecstatic, irrelational self-givenness, and they
never take into sufficient consideration the interdependency existing between self-
manifestation and hetero-manifestation. More specifically, they never manage to
explain how a subject essentially characterized by this type of complete self-
presence can simultaneously be in possession of an inner temporal articulation; how
it can simultaneously be directed intentionally toward something different from
itself; how it can be capable of recognizing other subjects (being acquainted with
subjectivity as it is through a completely unique self-presence); how it can be in
possession of a bodily exteriority; and finally how it can give rise to the self-
division found in reflection. Thus their analyses basically fail because they focus
on self-awareness in abstracto, rather than accounting for the self-awareness of the
self-transcending temporal, intentional, reflexive, corporeal and intersubjective
experiences; experiences which all contain a dimension of alterity.
On the other hand, it must also be concluded that although an accentuation
of the fracture and alterity in self-awareness might help us understand how
subjectivity can be self-transcending, and relate to that which is other, it also
threatens to reintroduce a duality in the core of self-awareness that makes it hard to
preserve the difference between auto-affection and hetero-affection, between Self
and Other. To deny the alterity in the self is to deny the possibility of
intersubjectivity. To exaggerate the moment of alterity, and to overlook the
difference between intra- and intersubjective alterity, is not only to deny self-
awareness, but ultimately intersubjectivity as well, since the difference between self
and Other, between the first-person and third-person perspective, would disappear.
36 THE FRACTURE IN SELF -AWARENESS
NOTES
1. Let me emphasize that it is not only legitimate to speak of self-awareness when I realize
that I am perceiving a candle, but also when I am aware of my feeling of sorrow, or my
burning pain, or my perception of a candle, that is, whenever I am acquainted with an
experience in its first-personal mode of givenness. I am entitled to speak of self-awareness
the moment I am no longer simply conscious of a foreign object, but of my experience ofthe
object as well, for in this case my subjectivity reveals itselfto me.
2. Cf. M. Frank, Was ist Neostrukturalismus? (Suhrkamp: Frankfurt am Main, 1984); Die
Unhintergehbarkeit von Individualitiit (Suhrkamp: Frankfurt am Main, 1986); Das Sagbare
und das Unsagbare (Suhrkamp: Frankfurt am Main, 1989); ZeitbewuJ3tsein (pfullingen:
Neske, 1990); SelbstbewuJ3tsein und Selbsterkenntnis (Stuttgart: Reclam, 1991a);
SelbstbewuJ3tseinstheorien von Fichte bis Sartre (Frankfurt am Main: Suhrkamp, 1991 b).
3. Frank 1984,357.
4. Frank 1991 b, 428,529.
5. Cf. D. Henrich, "Fichtes ursprungliche Einsicht," in D. Henrich & H. Wagner (eds):
Subjektivitiit und Metaphysik. Festschrift for Wolfgang Cramer (Frankfurt am Main:
Klostermann, 1966), 188-232; "SelbstbewuBtsein, kritische Einleitung in eine Theorie" in
Bubner, Cramer, Wiehl (eds.): Hermeneutik und Dialektik (Tiibingen, 1970),257-284; K.
Cramer, "'Erlebnis.' Thesen zu Hegels Theorie des SelbstbewuBtseins mit Riicksicht auf die
Aporien eines Grundbegriffs nachhegelscher Philosophie," in H.-G. Gadamer (ed.):
Stuttgarter Hegel-Tage 1970 (Bonn, 1974), 537-603; U. Pothast, Uber einige Fragen der
Selbstbeziehung (Frankfurt am Main: Vittorio Klost~rmann, 1971).
6. Frank 1986,34,61, Frank 1991a, 71,405, Frank 1991b, 597. Actually Frank explicitly
denies that self-awareness is a "presence it soi," since he takes this expression to designate
a kind of self-presentification which is completely indebted to the reflection model (Frank
1989, 488, 1991 a, 24). However, it seems difficult to find a more perfect candidate for a pure
unmediated self-presence than the completely irrelational self-acquaintance described by
Frank, which is so close to itself that every kind of mediation is excluded.
7. Frank 1991a, 7, 161,Frank 1991b,438.
8. Cf Henrich 1966,231, Henrich 1970,261; Frank 1986,44-45,50, Frank 1991 b, 530, 536,
557,562; Cramer 1974,584,590,592.
9. M. Henry, L'essence de la manifestation (paris: P.u.F., 1963); Philosophie et
phenomenologie du corps (paris: P.U.F., 1965); "Le concept d'iime a-t-il un sens?" Revue
philosophique de Louvain 64 (1966), 5-33; "Philosophie et subjectivite," in Jacob (ed.):
Encyclopedie philosophique universelle, Bd.l.: L 'univers philosophique (Paris: P.U.F.,
1989), 46-56; Phenomenologie materielle (Paris: P.U.F., 1990); "Phenomenologie de la
naissance," Alter 2 (1994),295-312; C 'est moi la verite (paris: Seuil, 1996).
10. Henry 1989, 50.
11. Henry 1963, 14,32,64,67, Henry 1966, 5.
12. Henry 1963,36,50.
Dan Zahavi 37
Sartre, "Conscience de soi et connaissance de soi." Bulletin Soc. Fran y. de Philosophie XLll
(1948),49-91; La transcendance de ['ego (paris: J. Vrin, 193611988); L'etre et Ie miant
(paris: Tel Gallimard, 1943/1976).
35. Merleau-Ponty 1945,431-432,485,487,492, Merleau-Ponty 1966, 164-165. Cf. Sartre
1943,212, Sartre 1936,23-24.
36. Hua XV, 128,375, Xlll, 406, 459, XIV, 51-52, 337, IV, 356, Ms. E ill 2 5a, Ms. E ill
2 23a. I thank the director of the Husserl-Archives in Louvain, Belgium, Professor R. Bernet,
for permission to quote from Husserl's unpublished manuscripts.
37. Ms. E ill 2 22a. Cf. Ms. C 6 4b. Of course, it remains necessary to distinguish the alterity
of the hyletic material from the alterity of the Other, and it is important to counter the
suggestion that we are simply dealing with two different types or manifestations of one and
the same alterity. But in the present context, this separate problem can be put aside.
38. Hua XIV, 379.
39. Hua XIV, 14. Needless to say, this should not be interpreted in a realistic vein. That
which I am affected by is different from me, but it is not ontologically independent of me.
Quite to the contrary: When Husserl says that the hyle as the core of interpretations, sense-
formations, feelings and drives is inseparable from the ego, he is also saying that the hyle has
no place outside of subjectivity. Nevertheless the hyle remains foreign. It is a domain in me
which escapes my control, since it is pre-given without any active participation or
contribution by the ego (Hua Xlll, 427, XI 386). Husserl speaks of an interior non-egological
dimension, which surrounds and affects the ego (Ms. E ill 2 22b). It is an immanent type of
alterity which manifests itself directly in subjectivity, which belongs intrinsically to
subjectivity, and which subjectivity cannot do without. Both are, as Husserl says, inseparable,
both are irreducible structural moments in the process of constitution, in the process of
bringing to appearance. For a more detailed analysis of this aspect of Husserl's philosophy
see D. Zahavi, "Self-awareness and affection" in Depraz and Zahavi (eds.): Alterity and
Facticity. New Perspectives on Husserl (Dordrect: Kluwer, 1998).
40. HuaXIV, 245. Cf. HuaXlll, 92,170, XIV, 5l.
4l. Hua I, 28, Ms. L 115 3a, Husserll985, 76.
42. Hua XI, 137, Ms. A V 5 7a, Ms. L 117 9b, Ms. C 342a.
43. E. Levinas, En decouvrant l'existence avec Husserl et Heidegger (paris: Vrin, 1949),
154.
44. HuaX, 107.
45. HuaX, 80, 83,117-118.
46. Hua IV, 58, Xlll, 386.
47. Hua IV, 147.
48. Hua XIV, 75, XV, 297,301.
49. Hua XIV, 75, Ms. D 12 ill 14, 19.
50. Hua XV, 300, XIV, 457, 462, IX, 197, Xill, 263. According to Husserl, it is this double-
appearance of the body, this remarkable interplay between ipseity and alterity characterizing
our bodily self-awareness, which enables us to recognize embodied Others as other subjects
(Hua vrn, 62).
5l. J. Benoist, Autour de Husserl (paris: Vrin, 1994),57,61; R. Bernet, La vie du sujet
(Paris: P.U.F., 1994),321; P. Ricoeur, Soi-meme comme un autre (paris: Editions du Seuil,
1990),380.
Dan Zahavi 39
79. R. Sokolowski, ''Ontological Possibilities in Phenomenology: The Dyad and the One,"
Review of Metaphysics XXlX (1976), 699; J.B. Brough, "The Emergence of an Absolute
Consciousness in Husserl's Early Writings on Time-Consciousness," Man and World 5
(1972), 326.
80. Sartre 1948, 63.
81. Derrida 1967a, 76.
82. It is interesting to note that Henry takes the distinction between the reflective and the pre-
reflective cogito to be equivocal, and he himself does not use the term "pre-reflective" as a
designation of the originary self-manifestation (Henry 1965,76). Presumably, this is because
the notion betrays a certain affiliation with the paradigm of reflection. To designate self-
awareness as pre-reflective indicates that reflective self-awareness is still the yardstick.
83. Sartre 1943, 113, 194.
84. Ms. C 3 69a.
85. Hua XV, 543-544.
86. Held 1981, 192.
87. For a large-scale analysis of the structure of pre-reflective self-awareness see my Self-
awareness and Alterity (forthcoming).
James and Husserl: Time-consciousness and the
Intentionality of Presence and Absence
Richard Cobb-Stevens
Boston College-USA
During one of his visits to Heidelberg, William James was impressed by Wilhelm
Wundt's efforts to determine experimentally the duration of our immediate
consciousness of unified clusters of successive musical notes and of differently
spaced monotonous clicks. Subjects were asked to indicate the point at which they
no longer enjoyed an intuitive grasp of the series of sounds as a present whole.
They were also asked not to attempt to count the successive notes or clicks, because
counting introduces linguistic expressions which carry us away from the immediate
context by permitting reference to identities across presence and absence. Counting
might thus incline the subjects to conflate their perceptions of a series as a present
whole with a series "whose beginnings have faded from our mind, and of whose
totality we retain no sensible impression at all.'" Wundt and his students concluded
that the duration of our immediate consciousness of successive impressions varies
from five to twelve seconds, depending on our manner of grouping the strokes and
on the length of the intervals between the successive components of the whole. 2
James took these conclusions as a confirmation of his theory of the "specious
present," an expression that he borrowed from the work of a little remembered
writer, E. R Clay, who had claimed that the experienced present" .. is really a part
of the past - a recent past given as being a time that intervenes between the
[obvious] past and the future".3 The experienced present is said to be "specious" in
contrast to the allegedly "real" present which had traditionally been construed as an
indivisible point or instant that is internally free of past and future. "Considered
relatively to human apprehension," Clay observes, the "real" present is in fact
non-existent, whereas the. delayed and extended "specious" present is our most
original experience of time. The fundamental unit of time, as James puts it, is not
a "knife-edge" present but a "duration-block" within which there occurs a constant
slippage into the past and a constant yielding to the future: "The unit of composition
of our perception of time is a duration, with a bow and stern, as it were, a rearward
and forward looking end.,,4 Our original sense of pastness derives from this
experienced slippage of our experiences and their contents into the past:
quality. This is the original of our notion of past time upon which
memory and history build their systems. s
James next distinguishes between the immediately experienced just-past and the
more remote past reproduced in memory:
He also distinguishes between the changing content of the specious present and its
unchanging structure:
Its content is a constant flux, "events" dawning into its forward end as
fast as they fade out of its rearward one, and each of them changing its
time coefficient from "not yet" or "not quite yet" to "just gone" or
"gone" as it passes by. Meanwhile, the specious present, the intuited
duration, stands permanent, like the rainbow on the waterfall, with its
own quality unchanged by the events that stream through it.?
James adds that although the fonn of the specious present always remains
unchanging, the specious present is nevertheless itself a flux, since the lapsing of
experiences along with their recuperation as lapsed continually repeats itself again
and again in a succession of assimilative recapitulations. He also criticizes the
tendency of the British Empiricists to explain duration by linking it to the
succession of our ideas, thus confusing the succession of mental happenings with
the awareness of that succession: "A succession of feelings, in and of itself, is not
a feeling of succession. And since, to our successive feelings, a feeling of their own
succession is added, that must be treated as an additional fact requiring its own
special elucidation ... "8 The perception of a succession occurs within a
duration-block that includes within its span the fading past and the incoming future:
"In short, the practically cognized present is no knife-edge, but a saddle-back, with
a certain breadth of its own on which we sit perched, and from which we look in
two directions into time."9 James argues that consciousness is able to reach out
beyond the content of its present focus to its immediately past and future fringes
precisely by reason of its consciousness of its own succeeding phases:
Richard Cobb-Stevens 43
The "passing moment" is ... the minimal fact, with the "apparition of
difference" inside of it as well as outside. If we do not feel both past and
present in one field of feeling, we feel them not at all ... In every
crescendo of sensation, in every effort to recall, in every progress
towards the satisfaction of desire, the succession of an emptiness and
fullness that have reference to each other and are one flesh is the essence
of the phenomenon. 14
from five to twelve seconds? What in fact was Wundt timing? In Husserlian terms,
was it a segment of the flux of inner temporal objects, or was it a segment of the
living present, or was it something else entirely? Finally, is the project of relating
the "now" to objective time coherent or incoherent?
Let us first consider what it is precisely that we do when we time a motion
in the world. We will then be in a better position to determine whether or not it
makes sense to attempt to time the flux of conscious life. Robert Sokolowski points
out that the timing of any process or sequence requires that we hold two motions
together, a motion that is easily numbered (e.g., the sweep of the hand on a watch)
and the motion we wish to measure (e.g., a person running around a track). To
watch the motion of a clock is not in itself to time something: "For the motion to be
involved in clock timing, it has to be placed against some other motion, at least
against some vague, undifferentiated process. ,,30 Calendars, he observes, provide
a different sort of temporal measurement. Calendars assign discrete numbers to
determinate wholes (hour, days, months) which are represented as blank spaces.
These spaces invite the user to correlate the fixed or determinate wholes with
relatively indeterminate wholes (interviews, activities, meetings). Calendars may
thus be used as reminders of future events and appointments or as records of past
events and appointments. Note that the use of a calendar does not require the user
to relate one motion to another. This is because calendar timing reports on absent
motions, whereas clock timing occurs in the presence of the measuring motion and
the motion to be timed. As Sokolowski puts it, calendars relate events considered
as wholes to clocking motions that have been "deposited and settled into our
records.,,31 They do not re-present what happened in its very happening. This is the
task of memory which re-presents an expired now as then, within and in relation to
the living now. Calendars evoke absent "nows"; memory re-presents them.
In clock time, Sokolowski notes, "the present" is regarded as a
conventional unit of the clocking motion. As such, it functions in an adjectival
manner; it needs completion-as in the expression "the present sweep of the second
hand." When we are actually timing something, however, "the present" is used as
a noun rather than as an adjective. In this context, it seems that the present is neither
the precise clocking unit nor the less precise unit which is being measured (e. g., this
prolonged visit of relatives, this extended cold spell). The present seems rather to
be something that "floats ambiguously" between the determinate and indeterminate
units. 32 Sokolowski adds that philosophers have often tried to resolve this ambiguity
by attempting to relate the present to some more exact, more universal, and more
fundamental motion (e.g., atomic vibrations, the pure flow of time itself, or the
pulses of conscious life). Each of these attempts, he contends, fails to clarify what
is meant by the present. The invention of smaller unit of measurement has nothing
to do with an explanation of what measurement is or of how measurement is given
48 JAMES AND HUSSERL
as "being now." The postulate of an absolute flow of time independent of any other
motion entails an unnecessary doubling of events and sequences, and also fails to
clarify the difference between a thing-like process and a presentational dimension
of things. Finally, the pulses of conscious life (considered as minimal units
analogous to atomic vibrations) cannot be the ultimate source of our sense of the
present because each pulse of consciousness is determined as a unit not only by its
own structure but also by what is presented in it. In short, neither external motions
(the sweep of a second hand or the pulse of an atomic clock) nor psychological
motions (the sweep of attention) determine what it is to be now, for they do not
clarify how the having of that motion is itself now. 33 This is because they fail to
describe accurately the mode of appearance of the now. The now does not appear
in the manner of things, nor does it appear as a component within an objective or
subjective succession. Indeed, as John Brough puts it, relative to the presence of
things and successions of things, the now itself might be said to be absent: "To say
that the now is absent is to say that it is not itself a thing, that it is not itself the sort
of thing that appears in a temporal perspective. It is not an absence in an absolute
sense, but an absence of a particular sort ofbeing."34 This way of describing the
now, Brough obseIVes, calls attention to its oneness and its hospitality. The now is
"one" in the sense that everything of which I am now conscious as present (sounds,
shapes, memories, desires, kinesthetic adjustments) shares the same now. The now
is "hospitable" in the sense that it is always open to the new. As Husser! puts it, the
now is the place where everything new and original is welcomed. 35 If the now were
structured like a thing, it could not simultaneously accommodate such a variety and
richness. Its hospitality is made possible by its presence as a mode of presentation
and its absence as a thing. 36 Aristotle makes a similar point when he obseIVes that
the soul is like the human hand. Although the hand has its own form, its malleability
is such that it can adjust to the form of anything that it grasps. Moreover, since the
hand cannot grasp its own form, it is in its functional status formless. In an
analogous sense, says Aristotle, the soul has no discernible shape. Unrestricted with
regard to the kinds of object it embmces, its mode of being is to be everything: "The
soul is somehow all things. ,,37
It would seem, therefore, that the differences in the modes of givenness of
each of the three dimensions oftemporality (the absolute flow, the flow of inner
objects, and the flow of objective time) are such that any attempt to situate them on
the same plane would effectively blur what they are. Each dimension is what it is
by contrast with the others. Husser! obseIVes, in this regard, that it would be
inappropriate to apply the ordinary sense of simultaneity to relationships between
the various dimensions of time. Although the notion of simultaneity has its ultimate
origin in the structure of living present whose openness embraces multiple
impressions within the same nowness, the term "simultaneity" ordinarily refers to
Richard Cobb-Stevens 49
the sharing by two events of an identical temporal station within some established
time-frame, either the subjective time of the stream of consciousness, or the
objective time within which transcendent happenings are related by mean of clocks
and calendars to regular and repetitive movements. 38 Husserl concludes that it
would be a mistake to describe the "togetherness" of primal impression and
retention as simultaneous with the now. As the condition of time, this primal
concatenation of phases is not in time: "The consciousness of the now is not itself
now.,,39 Husserl thus clearly suggests that the impressional consciousness of the
absolute flux cannot be coherently situated either within the procession of inner
temporal objects. And it would seem that it would be even more proposterous to
locate the consciousness of time of clocks and calendars. Sartre puts it succinctly:
"It would be absurd to say that it is nine o'clock the For-Itself.,,40
Let us return to one of the above mentioned questions concerning the
coherence of James' project of relating the now to objective time. What was it that
Wundt and his assistants had timed in their experiments, and why did James think
that they had successfully timed the specious present? It would be inaccurate, I
think, to claim that they were dealing with nothing more than a succession of
psychic happenings considered as empirical processes. It is true that they had no
first-person access to the experiences under investigation. Their investigations were
dependent upon the subjects' reports on their experiences of the duration of the
specious present. However, this aspect of the situation is not relevant to our
problem because there is no reason in principle why the subjects could not have
carried out the experiments on themselves (for example, with the aid of a stop-
watch). The experiments were clearly designed to measure the duration in objective
time of consciously lived experiences. As reported to the investigators, the results
were no doubt already objectified in the sense that the subjects described reflexively
thematized segments of their conscious lives. Hence, the results might best be
described as objectified descriptions of originally non-objectified experiences. On
this interpretation, the indeterminate unit that was measured against the determinate
units of objective time was not the specious present as originally experienced but
rather as objectified and as having its station within the constituted stream of
consciousness. In Husserlian terms, we might say that Wundt's experiments
correlated segments of the constituted flux, taken as relatively indeterminate
wholes, with conventionally established determinate units of objective time.
Husserl's description of how memory reproduces an earlier now within
actual now is instructive in this regard. We know that his account of the
intentionality of memory was for a long time dominated by the influence of the
theory that what is immediately grasped in memory is a present image or replica of
what is past, rather than the past content itself. This theory rests on the assumption
that the object of memory, precisely because it is past, is not available for direct
50 JAMES AND HUSSERL
what accounts for our sense that the reproduced past has a temporal10cation with
respect to the living now. Ifwe had no grasp of this mode of identity and difference,
it would not be possible for us to refer to another period in calendar time. 48
Calendars in tum help us to overcome to some extent the inevitable fading that
affects the retention of retentions. Of course, even with the aid of calendars, it
would be practically impossible to actualize all of the memories that might link the
past event to the living present.
Pennit me to offer a example taken from my own experience, in order to
illustrate how clocks and calendars facilitate memory's efforts to re-present a past
now. I remember vividly a moment a few years ago when my home was struck by
lightning. I was able to record the time at which this event took place with unusual
precision because the lightning bolt stopped all of the electric clocks in the house.
It also brought an abrupt end to a conversation on the telephone. I remember with
great clarity what I had just said to my interlocutor and even what I was about to
say. In addition to the expired and anticipated words just exchanged, I also recall
the very "lingering" of their retention in the seconds following the lighting bolt. For
insurance purposes I later noted in a calendar the date and exact time at which the
lightning struck, and I might well have noted that this intense experience of the
retentional/protentional flow occurred between 11 :03 a.m. (the moment the clocks
stopped) and approximately 11 :05 (when I looked at my watch and re-entered
objective time). Of course, it does not follow from this example that objective time
has a logical or ontological priority over the living present. However, the example
does illustrate how clocks and calendars contribute to memory's re-presentation of
a past now, and how that earlier now, objectified as a relatively indeterminate whole
abstracted from the constituted flux of my inner life, may be correlated with the
more determinate units of objective time.
of just-past, suggests that it enjoys a self-awareness and a sense of the now "prior"
to its self-appropriation as just-past.
The same ambiguity also surfaces in Husserl's description of the passage
of primal impression into retention. Rudolf Bernet calls attention to passages from
Husserl's works which suggest that the elapsing of primal impression into retention
is a condition for the emergence of a full consciousness of the now. For example,
Husserl observes that the concept of the now remains incomplete without a
complementary concept of the past: "The whole now-point, the whole original
impression, undergoes the modification of the past; and only by means of this
modification have we exhausted the complete concept of the now, since it is a
relative concept and refers to a 'past' just as past refers to the 'now. ",50 Husserl thus
seems to leave open the possibility that the sense of the now emerges only in the
concatenation and differentiation of primal impression and retention. In another
passage, however, Husserl vigorously rejects the notion that consciousness ofthe
now is achieved only by retention, or that the beginning phase is unconscious:
The beginning-phase can become an object only after it has elapsed ...
by means of retention and reflection (or reproduction). But if it were
intended only by retention, then what confers on it the label "now"
would remain incomprehensible. At most, it would be distinguished
negatively from its modifications as that one phase that does not make
us retentionally conscious of any preceding phase; but the
beginning-phase is by all means characterized in consciousness in quite
positive fashion. It is just nonsense to talk about an "unconscious"
content that would subsequently become conscious. Consciousness is
necessarily consciousness in each of its phases. 51
Brough points out that even in passages such as the above: " ... Husserl never says
that we are conscious of the actual phase [of absolute consciousness] through its
moment of primal impression, which he usually describes as the consciousness of
the now-phase of the immanent object, not of the absolute flow.,,53 Husser! does
refer enigmatically to an "ultimate consciousness" (das /etzte Bewusstsein) by
reason of which we would be conscious of the actual phase of the primal flux, and
then seems to reject such a consciousness on the grounds that it would be an
"unconscious consciousness."54 He thus seems to agree with James that the "actual"
phase of the living present is "the darkest unto itself." Finally, however, Husserl's
comments on how the possibility of reflection is guaranteed by the relationship
between non-objectifying and objectified modes of experience suggest that a
non-objectifying awareness pervades absolute consciousness at every level.
Consider the following decisive passage:
NOTES
1. William James, The Principles o/Psychology, eds. Frederick Burkhardt & Fredson Bowers
(Cambridge: Harvard University Press, 1981),577, note 8.
2. Principles, 577.
3. Principles, 574 ..
4. Principles, 574. The term "specious present" was sometimes associated by followers of
Wundt with the maximum duration within which successive events can be grasped as a
unified cluster, and sometimes with the minimal duration within which successive events may
be distinguished. In either case, the specious present was always described as a duration. For
a history of the notion of the specious present, see J. D. Mabbott, "Our Direct Experience of
Time," in Richard Gale (ed.), The Philosophy o/Time (London: McMillan, 1968),304-321.
5. Principles, 570.
6. Principles, 593.
7. Principles, 593.
8. Principles, 591.
9. Principles, 574.
10. Principles, 571-572.
11. Principles, 332-352.
12. Principles, 318-323.
13. Principles, 323.
14. William James, A Pluralistic Universe (New York: Longmans, Green, 1909), 282-283.
15. H ua X, 151. Page references are to the Husser!iana edition. Husser! also mentions that
"... James' brilliant observations in the field of descriptive psychology aided my
emancipation from the psychologistic position." Hua XIX/I, 211, note.
Richard Cobb-Stevens 55
34. Brough, "Husserl and the Deconstruction of Time," The Review 0/ Metaphysics, XLVI
(1993),512.
35. HuaX, 69, 88.
36. "Husserl and the Deconstruction of Time," 513-514.
37. Aristotle, De Anima, 432a 2-3. See Stanley Rosen, "Thought and Touch: A Note on
Aristotle's De Anima," Phronesis, VI (1961), 127-137.
38. HuaX, 76-79,115.
39. Hua X, 333. See Sokolowski, Husserlian Meditations, 134, 158.
40. Jean Paul Sartre, L 'etre et Ie neant (paris: Gallimard, 1943), 168.
41. Hua X, 178-184. See John Brough, "Husserl on Memory," The Monist, LXIX (1975),
46-52; Sokolowski, Husserlian Meditations, 145-156.
42. Hua X, 311-312. See Sokolowski, Husserlian Meditations, 152-153.
43. On the Phenomenology o/the Consciousness o/Internal Time, Translator's Introduction,
LXII-LXIll.
44. Hua X, 58. See Brough, "Husserl on Memory," 54-55.
45. Hua Xl, 353. Translation by John Brough. See Brough, "Husserl on Memory," 55.
46. Brough, "Husserl on Memory," 60.
47. Sokolowski, "Timing," 124-127.
48. "Timing," 127.
49. Principles, 573-574.
50. Hua X, 68. Rudolf Bernet, "Is the Present Ever Present? Phenomenology and the
Metaphysics of Presence," Research in Phenomenology, XII, 108: "If the now cannot be
phenomenologically defined in exclusive relation to its unmodified, perceptually intuitive
mode of givenness, neither can it function any longer as the 'primorial-source-point' of the
consciousness of time. One is even tempted to reverse the fundamental relationship and
derive the possibility of the consciousness of the present now from the possibility of the
post-factually, retentionally experienced consciousness of the past now." This, as Bernet
notes, is precisely the direction taken by Jacques Derrida. See Derrida, La voix et Ie
phenomime. Introduction au probleme du signe dans la phenomenologie de Husserl (Paris:
Presses Universitaires de France, 1967),73-76,93-95.
51. HuaX, 119.
52. HuaX, 119.
53. John Brough, Review of: Edmund Husserl, Texte zur Phiinomenologie des inneren
Zeitbewusstseins (1893-1917), herausgegenben und eingeleitet von Rudolf Bernet.
Philosophische Bibliothek 362 (Hamburg: Felix Meiner Verlag, 1985), in Husserl Studies,
IV, 254-255.
54. Hua X, 382.
55. Hua X, 119-120. The content of this and similar passages is beautifully summarized by
a formulation from one ofHusserl's manuscripts from 1917: "Das letzte Bewusstsein ist nicht
anderes als der urspIiingliche Fluss, bevor sich ein reflektierendes Blick darauf richtet." Ms.
LI 2 16a. I am grateful to Dan Zahavi for calling this text to my attention, and more generally
for sharing his as yet unpublished manuscript devoted to phenomenological theories of
time-consciousness and self-awareness.
Richard Cobb-Stevens 57
James G. Hart
Indiana University-USA
The light metaphor seems inescapable in our description of the appearing of things
in the world. Indeed an elemental sense of things appearing is their coming forth
into the light or their becoming visible or luminous. Since ancient times this has
motivated an analogy between mind and light. In this paper I want to review some
of the issues, especially the special place self-consciousness has in a meditation on
appearings and light.
Let us begin with some simple observations. When the lights are out,
nothing is visible, nothing comes forth, nothing appears. Even if we are gazing
attentively but the source oflight is closed off, things remain mute. When the lights
are turned on things come forth, they appear, they disclose themselves. But, on the
other hand, if we are blind or our seeing is impaired, even if the light is radiant and
streaming in, things are not manifest, they do not appear in the open, they do not
come forth. Their manifestness will be through other forms of perception as will our
knowledge that the light is on. In which case we will be illuminated and will
illuminate in spite of the darkness of our surroundings.
In both cases, the luminosity ofthings, i.e., their power to come forth, be
visible, and disclose themselves, is dependent on several senses of light. The first
is the radiant light which propagates from things by reason of their being luminous
not in themselves but by reflecting the light emitted from sources of light which
themselves reflect or emit light. These latter, those which emit light, are the second
sense of light. A good case has been made (e.g., by James Gibson) that we never
see light itself but rather bodies or surfaces which reflect light. Furthermore, in
keeping with our visual-perceptual description, we might make use of Gibson's
notion of ambient light as a proper third sense. This is the light deriving from the
consideration that light is coming from every surface in the atmosphere and
therefore each point on every surface as well as in the air is a point of intersection
of rays of light coming from all directions. In this respect light would be
"environing" or ambient at every point. And each point mayor may not be occupied
with a creature with eyes. This consideration is of great importance for the
phenomenon of the field of perception because as Gibson notes "the field a/View
of an animal is the solid angle of the ambient light that can be registered by its
ocular system."l The fourth sense of light therefore is the problematic one of
59
D. Zahavi (ed.), Self-awareness, Temporality, and Alterity, 59-82.
1998 Kluwer Academic Publishers.
60 INTENTIONALITY, PHENOMENALITY, AND LIGHT
registering this light not as reflected light, energy or stimulus but as an appearing
("information"). And this is the one that ancient and modern philosophers had in
mind when referring to, e.g., the light of agent intellect as in Aristotle or, as in
Husserl, the Lichtstrahl emanating from the I-pole. A ftfth sense of light is that of
Lichtung or the clearing, that space which must be made free or cleared in order for
things to be manifest or not, for the light to shine in or not to shine in, and for there
to be an interplay between presence and absence. These last considerations are of
special interest to more recent philosophy, through the writings ofHeidegger and
Fink. Unless there is a clearing achieved there is also a hindrance to things
becoming manifest. Unless there is a clearing nothing comes forth in the clear. For
Heidegger and his followers the clearing is more basic than standard senses of
subjectivity. The latter too becomes manifest only as a result of its being present
within or absent from the clearing.
However, a basic question for this paper is whether self-consciousness
finds a place somewhere in these five senses, or is it a sixth sense, or is it
necessarily excluded and therefore at odds with any light metaphor. It is, of course,
true that nothing comes forth, things are not luminous in the sense of appearing,
regardless of the radial, self-Iuminating, and ambient light, or regardless of a
clearing, if there is not the light of sensibility and/or intellect. (For Heidegger Sein
and Lichtung need Dasein.) As Hedwig Conrad-Martius once put it: "Light must
meet light in order that 'there be light. ",2 Yet the nature of this "coming forth" of
things in the world as tied to the "going forth" of the light of mind is not captured,
as Michel Henry has with seemingly inexhaustible ftnesse pointed out, if the
peculiar manifestation or luminosity of mind's inherent and non-reflective self-
presence is left out of the picture. But where does this luminousness fit among the
five senses of light just highlighted? Is, as Henry proposes, the light metaphor to be
banned from this most essential consideration? The weaknesses of the only pictures
I can conjure up support Michel Henry's view that the immanent luminousness of
non-reflective self-consciousness is incompatible with the light metaphoric/meta-
physic: a molten object where, for the observer, the luminosity is not outwardly
directed and illuminating the surroundings but rather abides intensively within even
though the surroundings remain dark; or a holograph where the source of light is
contained within solely for the immanent illumination of the features of the visible
object.
Mind is, on the one hand, something that can become everything; on the
other hand, it is something which as such effects everything as a kind of
circumstance rhexis], like the light. In a certain way even the light may
be said to make the potential colors to actual existing colors. (De Anima,
III. 5)
address the issue of how it is that the ecstasy or transcendence itself is uniquely
manifest to itself so that the transcendence achieves phenomenality. The
phenomenological theory of intentionality as consciousness' being-directed
towards... moves beyond the view of in-esse of the mental species to an
understanding of mind as transcendence. This understanding of the notion of
intentionality as consciousness' being-directed towards ... rejects the temptation to
claim that intentionality is a having of appearings, noema, or senses as intervening
mental entities. But as the theme of the being-directed towards may not forget that
it is a conscious being-directed toward, so the theme of the being-directed toward
as an articulation or manifestation may not forget to account for what the conscious
being-directed toward is and what it presupposes, i.e., the phenomenality of being.
As we all know, for Husserl it is the reflection on inner-time consciousness which
makes phenomenality as such a theme.
"phenomenon of all phenomena," i.e., that through which everything else appears
and by which everything manifests itself.9
Although in the C-MSS Husserl tends most often to speak of the living
present and the primal presencing, in the earlier writings he chose a term expressing
primal sensing for the same feature, namely, "the primal impression." Similarly the
achievement of passive synthesis is rooted in the elemental "sensing" or primal
presencing which is at the origin of consciousness. This means that when passive
synthesis is not functioning in connection with perceptual hyle, the condition for
intentionality as acts of disclosure is not fulfilled. We may also put this, the central
issue of this paper, in the following way. Let us think of mind as transcendence, as
ec-stasis, and thereby as being present among the features of the beings it
illuminates by its acts of presentation. In this sense transcendence must be thought
of as going beyond an aspect of itself. What it goes beyond may be thought of as
the immanence of the self-contained realm of mind which is sensibility. Yet there
is a sense of immanence, a basic sensibility, which, if "transcended," would rob
transcendence of its feature of intentional consciousness. In this sense
transcendence never leaves immanence behind. It never leaves immanence behind
because it is always based on sensibility; but it never leaves immanence behind also
because it is basic sensibility which makes its acts acts of consciousness and
disclosure.
In this connection we may note with Michel Henry that most discussions
of immanence versus transcendence tend to degrade the sense of "immanence" to
a deficient form of being, i.e., one which lacks the capacity for transcendence. But
if we take this non-reflective luminosity of the mind and its acts as the foundation
for what appears, and thereby acknowledge that it is as basic as transcendence-a
central thesis of this essay-we have reason to regard this immanence as a
transcendental or ontological category and not merely an ontic one which we
juxtapose to transcendence, i.e., where we arrange beings in a regional ontological
fashion according to whether they have the capacity to go consciously beyond their
substantial borders or whether they are confined to their borders. Rather, properly
understood, something is capable of transcendence because it is "immanent" and
it is not because something is "only" immanent (i.e., remains in itself) that it is
incapable of transcendence. 10
It seems to me Husserl is not so far removed from this position when in an
early text he noted:
A more familiar version involves the use of Erlebnis in an ambiguous way, once as
an intentional act and the other as the primal sensing. Thus
And a somewhat later text shows Husserl is not especially concerned about
terminology:
The earlier talk of things coming into the light or light illuminating
surfaces or acts being directed towards or disclosing being presupposes the original
sensibility. Husserl once at least alluded to this problem when he referred to
consciousness as a medium. The context is the familiar one we have just reviewed.
Here Husserl observes that Erlebnis is a word which when applied to intentional
experiences expresses the Erlebtsein or being experienced which is always pre-
given. Every conscious having, as we also say, every experience of consciousness,
is itself again conscious, and all experiences of consciousness of an I are
encompassed by the unity of an inner consciousness and arrange themselves in the
unity of an immanent time as filling them in each time-phase with this or that
experience [Erlebnis] which has its object consciously and itself as experience
[Erlebnis] is conscious. (Hua XIV, 44-45)
James G. Hart 67
And a few pages down he notes that the I has a special place as center of relations
to "objects." An object is that which is known; it is that of which one is conscious;
but it itself is not self-conscious or known by itself. Then he notes that
Here we see that in order for things to come forth, and therefore be objects, even
for the I to actively set about articulating being, and even before the I is affected,
there must be a medium constituted by the unity of the stream of immediate self-
awareness. There must be this wakeful medium without which phenomenality
cannot happen. If this medium is collapsed into, e.g., sleep, or if it is not
functioning, there is no light, no darkness, no presence, no absence, no phenomena.
The medium is the condition for phenomenality. In what follows we want to look
in more detail at this immediate self-awareness which is a unity encompassing all
oflife's more or less discrete engagements and which, nevertheless, is prior to all
68 INTENTIONALITY, PHENOMENALITY, AND LIGHT
of them and, at the same time, enables objects to be objects, i.e., manifestations to
us of being.
When I know, I must know that I know. When I feel I must know that I
feel. When I desire I must know that I desire. The knowledge, the
feeling, the desire, are possible only under the condition of being known,
and being known by me. For if! did not know that I knew, I would not
know,-and if! did not know that I felt I would not feel,-if! did not
know that I desired, I would not desire. 12
We might say that the passage reveals that Hamilton is burdened by what Michel
Henry has termed the "monistic" sense of manifestation, i.e., a reduction of all
senses of manifestation to the sense tied to intentionality's disclosure of objects. 13
This is supported by Hamilton's later criticism of Thomas Reid who held that
consciousness is only of things in the mind and not of external things. Reid
therefore held it was improper to say that I am conscious of the world or this thing.
Yet Hamilton had a right to be disquieted by Reid's position when Reid, although
claiming consciousness was a distinct "operation of the mind" at the same time
declared that perception and consciousness have different objects.14 In Henry's
terms, Reid too succumbed to the monistic prejudice.
In spite of these deficiencies the passage from Hamilton clearly points to
the functioning of the original sensibility as essential to an intentional act. It reveals
the deficiencies of an analysis of phenomenality in terms merely of act or
intentionality. Such an account leaves out this essential feature and offers an
analysis of act merely, e.g., in terms of a relation or nexus between an act's
intention and its proposition or between the mind's articulations and being's
properties. Again, the description of the intentional act as merely being-directed
towards ... presupposes and overlooks what there is in intentionality which makes
it a manifestation. In as much as the intentional act is a disclosing through
articulation, the philosophical reflection on what first of all brings about
phenomenality may not be indefinitely postponed.
James G. Hart 69
knowing receives an exemplary form. In the essential inner luminosity of acts all
otherness of knower and known is removed. 18
And if all intentional acts are characterized by a kind of teleology, a
tendency, a basic will or Sorge, then we must say that not only is the immanent
luminosity of acts without a directedness toward but also without any will or
teleology. 19
Again: For something to be present to me 1 must be "there" too along with
what is present, i.e., 1 cannot refer to anything nor can anything be "there" for me
unless my referring itself is self-present. There is no presence of X or the horizon
of X to me unless 1 am already self-present in some way. The dative of
manifestation is not only not ultimate; it makes no sense unless there is a more basic
consideration.
To call this original self-presence a knowing, as does Hamilton, has a
legitimacy in the sense that it is inerrant in its reference. "I think, feel, see, etc."
may have endless ambiguities about whom precisely 1 mean when 1 refer with "I"
and what I refer to with the intentional verbs, yet the self-disclosure of "I" and its
intentional act does not misfire. 20 However Hamilton's calling it a knowing seems
out of place ifknowing has certain tmth-epistemic conditions, such as an intending
of something present as it was meant in its absence; or if knowing is only of
propositions; or if it involves judgment and/or reflection. Of course, the original
self-presence involves none of this.
Further, if the original being present is in any way equated with the
presence of X or my making X present, i.e., by a kind of direction of my mind
toward X, then it would seem to be just as accurate to say that phenomenality is
founded in a self-absence. But that won't do either because what is absent properly
is what is emptily intended or is what in principle can be made present, and the
original self-awareness is not something which in principle can be intended in its
absence or something that can made present. Moreover, in English, one can be
absent, as in "absent-minded" (in German one can be abwesend and "Weg") and
thereby one does not necessarily refer to not being originally self-conscious; on the
contrary, Thales's mind was so exceedingly active in its presencing of what was
absent from his perceptual surroundings that he fell in the well. And such acts, we
have seen, are necessarily acts wherein there is a self-awareness. Indeed one might
say that in the intensive actualization of some intentional acts the awareness of
oneself in such acts proportionately decreases as there is an increase in the self
being aware-just as in intense pain there is proportionately a decrease in the ability
to achieve concentrated intentional acts (the self-aware) with the increased
obtrusive awareness ofself.21
If, however, a mind is not "there," in the sense that it is in a coma, asleep
or dead, then things do not make an impression, they do not make a "dent," they are
James G. Hart 71
That ant is moving faster than this one; the ant over there! Coming out
of the big hive. It is running toward that one, it is stealing the load from
it....
experiencing that for a short while ever her bodily sensations appear to her as being
there in the world, as another realm of reality, not as unified as hers. She may think:
There on that leg is a little pain expanding down toward that foot, under
and along the movement of that ant. The itch of this knee is growing in
intensity. Now it is squashed by this finger... 25
the implicit references to the thinker are not brought out every time she
identifies an object, but are holistically built into the contents of
experience. Indexicality and contexuality are, albeit different, closely
connected. 27
I think that the difference with Husserl here is rather thin. Yet whereas Husser!
would agree that the awareness of our acts and of ourselves is not always explicit
and that there is a holistic logical-semantic and contextual implicit reference to the
thinker made evident especially by indexicals, he would insist that there was still
the experiential self-presence ongoing in all the cognitive acts-and this is not just
a matter of elucidating the contextuality of the contents of experience and the
indexicality of the language of our experience. For our purposes, because we are
tying phenomenality to the unreflective self-consciousness, this is crucial. It seems
to me that for Castafieda self-awareness in the Marybel examples of Extemus, i.e.,
James G. Hart 73
the awareness derived from indexicals and contextuality, resembles more a logical
implicit reference than an experiential one (this is how I interpret his "implicit self-
awareness of unreflective consciousness"). The Marybel cases do indeed
demonstrate a Sartrean egoless form of consciousness; but these still for Sartre
involve the immanent luminous pre- or non-reflective form of self-awareness, not
awareness of oneself-and this is not an implication but rather non-reflectively
immanently lived. 28
Nevertheless there seems to be considerable agreement with Husserl
because Castaneda's final position points not merely to the holistic implicit self-
reference through indexicality and contextuality but also to the consideration that
Externus' undeniable place is with children and animals. Proper epistemic acts, the
higher forms on his hierarchy of tiers, not only involve implicit but also the explicit
self-reference. Yet it would seem that for the Husserlian little Marybel's
articulations would have to qualify as genuine intellectual or epistemic ones, i.e.,
the fruit of agens intellectus or egological acts (and not mere passive synthesis) and
therefore require the non-reflective or pre-reflective self-awareness, not merely a
consciousness that in no way was self-aware but was still an implicit self-awareness
because of the logic of, e.g., "there" requiring "here" and because of the holistic
nature of the field of indexical experience requiring the (implicit) references to the
thinker?9 In short, although Castafieda's implicit self-reference need not exclude the
immanent non-reflective self-awareness, it is not its equivalent.
Husserl himself encouraged Externus as an eidetic variation. In an
important MS he raises the issue in a variety of ways. For example he queries: "Is
there thinkable an immanent object of the first level [i.e., in the stream of acts and
sensa] without constituting itself as a temporal object, only constituting itself,
regardless of whether it is consciously apprehended or not?,,30 Again: "Can
immanent objects be without being perceived and where their esse is not the same
as their percipi?"
In these and many other such texts Husserl is sometimes asking at the same
time the question (of Dieter Henrich and Manfred Frank) of whether the stream of
consciousness, and in particular the temporality of the stream of consciousness, is
a result of an act of reflection. In all cases his answer is that the stream of
consciousness is a result of a primal process of consciousness which itself is not
strictly speaking an act of reflection nor is it due to an act of reflection. His
arguments cannot detain us here. In these formulations he seems to hold that the
ultimate primal presencing which constitutes the temporality of the stream of acts
and sensa must itselfbe conscious: "Es muss also jedes Erlebnis bewusst und auch
das Bewusstsein von ihm bewusst sein."
74 INTENTIONALITY, PHENOMENALITY, AND LIGHT
This stream ofpresencing acts can be appreciated in reflection as the same as what
before was pre-reflectively given and not reflectively given. As Prufer puts it: "The
reflecting and the reflected are each in the horizon of the other, the reflecting in the
protentional horizon of the reflected on and the reflected on in the retentional
horizon of the reflecting. ':34
Michel Henry has argued that because the reflected on as transcendent and
noema has a completely different character than the essentially non-transcendent
manifestation of intentional life prior to reflection, and because transcendental
reflection transforms the essentially invisible, self-affecting, self-giving, and
passively undergone nature of transcendental life into what is visible, an irreal
ideality, and a dead given, the character of sameness is only nominal and
transcendental phenomenology is hardly much more that a substitution of death for
life. 35 There are many intriguing, complex and provocative aspects to Henry's
profound reading ofHusserl which we here cannot address. But on this point, may
the reader not inquire whether Henry's claim of there not being a sameness between
life understood as the immanently lived stream of consciousness and the reflected-
76 INTENTIONALITY, PHENOMENALITY, AND LIGHT
How do we reconcile the claims that the primal presencing is not itself
present nor is it present to itself (requiring another dative of manifestation, and
therefore an infinite regress) and the claim that consciousness is thoroughly
conscious and that the primal present itself could not become conscious through
retention? How to avoid the claim that the heart of consciousness has a dark
James G. Hart 77
unconscious center and the clear recognition that if consciousness were not there
from the start no relation to another, e.g., retention of a phase, could bring it about?
Sokolowski and Prufer have proposed that we think of the primal
presencing as a primal shining or showing. 37 It shows or makes shining the phases
of the stream. It is not, in tum, shining or showing to anything else; rather its
shining/showing/presencing is the luminosity of the temporal phases. The original
self-awareness of the acts and sensa is precisely this shining of the temporal phases
as they are constituted or illuminated by the primal "flow."
But is the shining/showing in any way self-luminous? Or is it a form of
Extemus? Husserl wanted to reject the latter and defend the former position.
Consider his statement:
Of course, one might argue that he is not referring to the primal presencing or
Urimpression alone but to the entire slice and unity of the primal flow with its
retentions and protentions. Of course the primal presencing is distended to its
retentions and protentions and in this respect self-aware. And of course we can say
that the primal lor flow, not its abstract moment, the primal presencing, enjoys a
self-presence or is pre-reflectively self-present because the primal I is the whole
which includes the primal presencing, retentions and protentions, the acts and sensa,
and their temporal phases; and these acts and sensa are originally self-conscious
precisely in the sense that they are manifest to the dative of manifestation (the "to
me"). This, in tum, may be seen to be founded in the primal presencing and, as
such, ontifies itself in the acts and sensa as the temporal phases of the stream of
which they are the ingredients. But ultimately "in some way" the primal presencing
itself, the original shining/showing, must be self-luminous. 38
basic issues dividing Husserl and Michel Henry. On the one hand Henry's
detennination of the "essence of manifestation" as the transcendental condition of
phenomenality in the original self-consciousness or self-manifestation argues that
the original self-manifestation is not a merely ontic matter, i.e., we do not have a
disclosure of a being among beings; but rather it is ontological because here is the
"original manifestation of Being to itself in consciousness in general [... ] the
original manifestation of Being which makes possible the manifestation of a
being.,,39 On the other hand, this is not to be taken as an appropriation of
Heidegger's light-metaphoric/metaphysic. On the contrary, the essence of
manifestation is founded not in intentionality, transcendence or a clearing but rather
in absolute immanence, which is an "auto-affection," "feeling," and a founding
sense of "life." Here there is nothing transcendent to the interior experience of self,
but only primal sensing or feeling sensing itself at all points of its being.
The self-appearance of the flow does not require a second flow, on the
contrary, it constitutes itself as a phenomenon in itself. The constituting
and the constituted coincide, and yet naturally they cannot coincide in
every respect. (Hua X, 381-382)
But Henry is also right. Husserl often is inclined to think of the ultimate self-
appearing after the model of intentionality. Yet he also battles this inclination.
Consider, e.g., the final page ofHua X where he wants to account for the awareness
of the phase of internal consciousness by an ultimate consciousness, which would
necessarily be an ''unconscious'' consciousness in the sense that it would elude an
act of attending. (Rua X, 382)
In this connection we all have reason to look forward to the publication by
RudolfBemet and Dieter Lohmar of the Bernauer Manuscripts. Here, I believe, we
James G. Hart 79
have Husserl's most valiant wrestling with these issues. And it will be of great
value to read these texts with Henry's charge of the monist prejudice in mind, i.e.,
that the meaning of manifestation is improperly confined to reference and
intentionality. Repeatedly here Husserl tests the Extemus hypothesis of an
experiential process in which there is no awareness of this experience; and
repeatedly he moves to the desired, but not satisfactorily demonstrated, position that
"each experience must be conscious and also the consciousness of it must be
conscious." But to reach this position and to avoid the infinite regress there must
be an experiential process that is innerly self-aware in such a way that it is present
to itself without requiring new processes to account for it; such would be an
ultimate primal process "whose being would be consciousness and a consciousness
of itself and its temporality. But how is that possible?" (Ms. L I 21, 11 a-II b)
NOTES
tendencies.
12. Sir William Hamilton, Lectures on Metaphysics (New York: Sheldon and Company,
1883), 133. The ancients approached this insight. See Aristotle, De Anima, ill.2, 425b 12fT;
for an excellent general discussion leading up to Plotinus' very nuanced meditations, see H.-
R. Schwyzer, "'Bewusst' und 'Unbewusst' bei Plotin," in Entretiens, Vol. V, Les Sources
de Plotin, (Geneva: Vandoeuvres, 1957), 363 fT; also lM. Rist, The Road to Reality
(Cambridge: Cambridge University Press, 1980), ch. 4.
13. See Michel Henry, The Essence o/Manifestation, Kluwer), especially, Section I, 8-16.
14. Hamilton, Lectures on Metaphysics, 154.
15. Cf. Eugen Fink, Natur, Freiheit, Welt, ed. Franz A. Schwarz (Wilrzburg: Konigshausen
und Neumann, 1992), 115-127.
16. See Michel Henry, Essence o/Manifestation, 287; 357 ofthe original French.
17. I appropriate this expression from my collaboration with Thomas Prufer in a (1965)
Master's Dissertation at Catholic University of America on self-consciousness.
18. Cf. Roderick Chisholm for whom this immediate non-reflective awareness is the primary
form of reference and "direct attribution," requiring an identity between knower and known.
See his First Person (Minneapolis: University of Minnesota Press, 1981), 37.
19. See Henry, Essence o/Manifestation, 288; 358 of original French.
20. This ground has been deftly covered by Manfred Frank's distillation of recent analytic
philosophy, especially in his Selbstbewusstsein und Selbsterkenntnis (Stuttgart: Rec1am,
1991).
21. There is a seeming unanimity on this matter in the writings of Sartre, Wittgenstein, Rilke,
and others.
22. H.-N. Castaneda, "Philosophical Method and Direct Awareness of the Self," Grazer
philosophische Studien 7/9 (1979), 10.
23. H.-N. Castaneda, "Self-Consciousness, Demonstrative Reference, and the Self-Ascription
View of Believing," Philosophical Perspectives 1, Metaphysics (1987), 426.
24. Clearly Castaneda equates unreflective consciousness with egoless consciousness in
Sartre-and perhaps in his own thought. But that equation poses a problem because for
Sartre even the egoless form of consciousness is a pre-reflective or non-reflective self-
awareness. I return to this in the text below.
25. Castaneda, "Self-Consciousness, Demonstrative Reference, and Self-Ascription View of
Believing," 427.
26. Chisholm, however, explicitly maintains that his view does not require thinking of self-
consciousness as a kind of identifying relation; this is to confuse what he calls direct and
indirect attribution. See his The First Person, 36.
27. Castaneda, "Self-Consciousness, Demonstrative Reference, and Self-Ascription View of
Believing," 440-44l.
28. Here is a text which affirms a kind of Externus attitude but which also affirms the
immanently lived non-reflective self-awareness which is not an implication. "There is
consciousness of self with the 'of underlined in the case where we have reflective knowledge
of ourselves. If on the contrary, we consider that at the moment I do not know that I exist,
that I am so absorbed that when someone brings me out of my reading I ask myself where I
am, and if we may consider that perhaps my reading implies the consciousness of my reading,
the consciousness of my reading is not able to be posited as the consciousness of the book
James G. Hart 81
before me. We will say that it is a matter of a non-conditional or non-thetic consciousness ....
This non-thetic consciousness is attained without recourse to reasoning and implications ... "J.-
P. Sartre, "Conscience de soi et connaissance de soi, Bulletin de la Societe francaise de
philosophie, Vol. 42, Paris, 1948; reprinted in Selbstbewusstseintheorien von Fichte bis
Sartre, ed. Manfred Frank (Frankfurt am Main: Suhrkamp, 1993),381.
29. The point I am making here, i.e., that there is a distinction between the implicit non-
reflexive consciousness and the immanent awareness of wakeful consciousness which is at
the heart of all sensa and acts is made by Michel Henry against Heidegger's reading of
Descartes. Henry holds that for Heidegger's Descartes, "the ego is presupposed in every
representation, not a posteriori as the discovered ob-ject, but a priori as an intrinsic part of
the field where all discovery is made, insofar as such a field is constructed precisely as
thrown by ego, before it, in-front of it-because the retro-reference to the ego is identical to
the structure and opening of that field." But this view, "for which ipseity is tributary to and
comprehensible through the structure of representation," is quite different from Descartes'
basic insight that the self-immanence of affective determination ... constitutes the site of
absolute certitude and truth, which, as self-certainty and self-referential, self-legitimizing
truth, is precisely appearance's first appearing to and in itself. We can see that representation
has nothing to do with phenomenality's original upwelling, because sensation, pain, for
example-is entirely what it is in the immanence of its affectivity without first being posed
before itseU: in-front of itself." Michel Henry, The Genealogy of Psychoanalysis (Stanford:
Stanford University Press, 1993),74 and 76.
30. See Ms. LI 21, 9a117.
31. See my "Phenomenological Time: Its Religious Significance," in Religion and Time, ed.
AN. Baslev and J.N. Mohanty (Leiden: Brill, 1993), 17-45.
32. Thomas Prufer, Recapitulations (Washington, D.C.: The Catholic University of America
Press, 1993), 53.
33. Prufer, Recapitulations, 53. This is a very difficult matter and a patient study of Husser!,
I believe, will bear out Prufer's interpretation. Yet in Cartesian Meditations, 18, he speaks
of the all encompassing inner-time consciousness as the basic form of universal synthesis
which makes possible all other syntheses of consciousness. But the issue, the phenomenology
of phenomenology, is only hinted at here. What counts as a form or eidos of the primal
streaming is what the phenomenological gaze constitutes as an identity with its own
necessities (prufer's "primal occasionality")-even though this gaze itself is being
constituted by the primal presencing which is the primal occasion. This latter is not therefore
a form or eidos but what constitutes it. That is the way I take the discussion in C II 1, 11 a ff.
Here we see that the living present is originally conscious and we are able to unpack its
marvellous structure. "Its basic essence is to constitute itself as the nunc stans of a unified
streaming through an anonymous continuity of intentional modifications of a primal mode,
which, in its regard (ihrerseits), is not fixed (starrseiende), but itself is streaming. In this
streaming there is constituted a standing and abiding primal now as the fixed form for a
content streaming through and as the primal source-point of all constituted modifications."
Husser! immediately goes on to speak of the Form of the primal-now as have a two-sided
continuity of rigid forms, those of the just having been and those of what is not yet. But I take
these forms to refer to Prufer's primal occasionality, not the primal occasion, which Husser!
here says "nicht starrseiende, sondern selbst stromende ist."
34. See Prufer, Recapitulations, 52.
82 INTENTIONALITY, PHENOMENALITY, AND LIGHT
Natalie Depraz
Lycee J. Ferry (Conflans Sainte Honorine)-France
"Nee tamen invenitur, nee est possibile quod aliquid sit causa
effieiens sui ipsius ; quia sit esset prius se ipso"l-Thoughout
my paper I am going to be addressing this: "being prior to
oneself."
What reasons might one offer for according to time a leading role in the
analysis of affection itself? It is to Heidegger that we owe the earliest and best
known interpretation of affection as time based. Merleau-Ponty follows
Heidegger's lead by strengthening the motivating impulse conferred upon time by
affection.
Natalie Depraz 85
There are two main places where Heidegger deals with the way time is related to
affection. The first is his treatment of Bejindlichkeit in Sein und Zeit (1927); the
second is the ontological commentary conducted in his so-called Kant-Buch
(1929)-based upon Kant's contention that time and space always affect the
concept through which objects are represented.
In 1927, his analysis is developed at two different moments of the work:
First, Bejindlichkeit (affectednessf is presented as the first ofthree existential
characteristics of Dasein, alongside Verstehen and Reden ( 29). The ontological
dimension of these existentialia finds its ontic parallel in Stimmungen (affection,
mood). The difference between these two levels of experience is quite clearly
illustrated thanks to the distinction made between an ontological Angst, a
Grundstimmung ( 40) devoid of any object (giving way to Sorge as the Sein des
Daseins itself), and an ontic-psychological-Furcht (which matches our everyday
way of being affected by things or people). At this stage, we have to do with an
analysis of practical experience which bestows affectedness in a way that is
profoundly constitutive for Dasein itself. Dasein is only insofar as it is an affected
being.
Nevertheless, this radical analysis of Dasein as affectedness is part of a
more general analysis whose main point is to interpret Dasein with regard to
temporality. If Zeit is to be the transcendental horizon of the question of Sein, then
the fundamental constitution of being will ultimately have to depend upon time. As
it is well-known, the first Part, at the end of which affectedness (and affection)
arises as a critical element in the constitution of being (as Sorge) as
being-in-the-world (In-der-Welt-sein), is only a preparation for that part in which
the principal interpretation of being through time is carried out, namely, the second
Part.
Therefore, both the ontological and the ontic dimensions of Bejindlichkeit
are eventually made to be dependent upon time. In Chapter III of the second Part,
temporality is said to be the ontological meaning of Sorge ( 64), and in Chapter
IV, affectedness is analyzed along with Verstehen and Reden as having its own
proper kind of temporality ( 68). Whereas Verstehen is initially grounded in the
future, Bejindlichkeit is initially temporalized with reference to a having-been ( 68
b). But a bit later in the same paragraph Heidegger makes another distinction
between Angst und Furcht with reference to their distinctive temporality:
entspringt aus der Zukunft der Entschlossenheit, die Furcht aus der
verlorenen Gegenwart, die furchtsarn die Furcht beftirchtet, urn ihr so
erst recht zu verfallen.
Despite this thesis with respect to affectedness, time, in Sein und Zeit, still
appears to play the leading role with regard to the being of the one who is
concerned with the meaning of being. Although affectedness, as Sorge, is
interpreted as the Sein des Daseins, in the end, it is grounded in a more primary
structure, that, namely, of time.
Now we can go on to ask: what is at stake, two years later, in the
Kant-interpretation? How is the latter related to the basic thesis of Sein und Zeit?
Heidegger's contention that time is the pure affection of the self is based upon his
re-interpretation of Kant's statement:
Raurn und Zeit enthalten nun ein Mannigfaltiges der reinen Anschauung
a priori, gehoren aber gleichwohl zu den Bedingungen der Rezeptivitiit
unseres Gernuts, unter denen es allein Vorstellungen von Gegenstiinden
ernpfangen kann, die rnithin auch den BegritT derselben jederzeit
affizieren rnussen (A77 fB 102).
The goal ofthe whole of 34 of the Kant-Buch is to show 1) thatthe self is itself
temporal (against Kant's main contention that the transcendental I of pure
apperception is an a priori rational form), 2) that since, even for Kant himself,
conceptual rationality is affected by time (as also space), Ajfizieren might be a
excellent way of gaining access to the temporality of the self.
As a result, affection is uncovered as a unique way of undermining the
purity of the transcendental I (justifiable with reference to Kant's own text). But
Heidegger's main purpose remains the ontological disclosure of the temporal
character of the self. Pure self-affection can be the formal structure of the self
because time itself is nothing but pure self-affection. By now it should have become
clear that, if time is able to affect the self, affection must be more than just a
superficial coloration of time, a supplementary characteristic which merely
accompanies time without "affecting" in the depths of its very being. Affection is
bound to time in a stronger sense, so strong indeed as to be capable of modifying
time itself. This does not mean that affection does not enjoy its own mode of
temporalization. But the point is that affection can not be interpreted as merely
receiving its meaning from time.
Natalie Depraz 87
B. Time as self-affection
Si, en fait, meme nos retlexions les plus pures nous apparaissent
retrospectivement dans Ie temps, s'il y a insertion dans Ie flux de nos
reflexions sur Ie flux, c'est que la conscience la plus exacte dont nous
soyons capable se trouve toujours affectee par elle-meme ou donnee it
elle-meme, et que Ie mot conscience n 'a aucun sens hors de ceUe dualite
(p. 488, my italics).
Through, and thanks to, an analysis oftime which is supported by Husserl's and
Heidegger's own analysis, Merleau-Ponty comes to the conclusion that time reveals
the passivity of the temporalized self. Through time, we get an analysis of the
self-affection of the self itself.
Nevertheless, consciousness remains primarily a time-consciousness. As
a "rapport de soi it soi," consciousness is structured by the process of
temporalization : "[ ... ] I' explosion et la dehiscence du present vers un avenir est
l'archetype du rapport de soi a soi et dessine une interiorite ou une ipseite." (p.
88 CAN I ANTICIPATE MYSELF?
Nous disons que Ie temps est queIqu'un, c'est-a-dire que Ies dimensions
temporeIles, en tant qu'elles se recouvrent perpetuellement, se
confirment l'une I' autre, ne font jamais qU'expIiciter ce qui etait
impIiquee en chacune, expriment toutes un seuI ecIatement ou une seuIe
poussee qui est Ia sUbjectivite elle-meme (p. 482-483).
Le temps (la conscience) est "affection de soi par soi" : ceIui qui affecte
est Ie temps (la conscience) comme poussee et passage vers un avenir ;
ceIui qui [est] affecte est Ie temps (la conscience) comme serie
deveIoppee des maintenants; I'affectant et l'affecte ne font qu'un, parce
que la poussee du temps (la conscience) n'est rien d'autre que Ia
transition d 'un present a un present (de soi a soi) (p. 487).
But the problem is that all through this quotation, time can be replaced by
consciousness and self.
How are we to understand this notion of self-affection? Is it immanent?
Does it preclude a form of transcendence? Is it a unity? Does it entail a duality?
Obviously, Merleau-Ponty's thought is still haunted by ambiguity: on the one hand,
time as "affection de soi par soi" is said to give rise to a strong form of unity:
"l'affectant et l'affecte ne font qu'un." On the other hand, we have already taken
note of a quoted passage in which time, as self-affection, is said to involve a duality
within consciousness. Furthermore, expressions like "rapport de soi it soi" or
"dehiscence" point to just such a dual functioning of consciousness. In another
passage, Merleau-Ponty's thinking becomes still sharper and clearer: "La
subjectivite n'est pas l'identite immobile avec soi: illui est, comme au temps,
essentiel, pour etre subjectivite, de s'ouvrir it un Autre et de sortir de soi."(p. 487)
If alterity is constitutive for both time and self-affection, is it still relevant 1) to
speak of time as a model for an affecting-affected consciousness, 2) to stick with
the word "self-affection" rather than, for instance, the expression "othered or
altered affection"?
Natalie Depraz 89
What becomes obvious with Levinas, namely, that alterity can serve as a
clue for both time and subjectivity, was already implied in Merleau-Ponty's final
analysis. In this regard, keeping the tenn "auto-affection" (self-affection) ceases to
be relevant. If we are always affected by "something other" than ourselves, in
particular another self, or even "something alien" in ourself, then self-affection is
an "hetero-affection.,,8 The primacy of alterity modifies affection into an
hetero-affection and entails a new kind of temporality which appears to be fully
dependent on both alterity and affection.
We will come back later in the third Part to the temporality which is
potentially indicated here as the emergence of radical novelty from a present that
is already past (just gone, namely, retention). The important thing for the moment
is the emphasis Levinas puts at the end of this quotation on the fact that
Urimpression, another word for UrafJektion (Urhy/e) in Husserl's later manuscripts
about time, is penetrated by a kind of passive alteration of itself.
Altering then becomes an interpretative clue for temporalization, as an
originary process that implies time without being itself temporal. But this does not
mean that time could tum out to be the sheer dis-implication of alteration. Rather
it is itself modified through the primacy of altering. It can no longer be understood
as a linear and non-reversing succession, along the lines of that succession which
still underlies the Husserlian and Heideggerian conceptions of time as composed
90 CAN I ANTICIPATE MYSELF?
In his later analysis of the Urimpression, Levinas thus comes back to his initial
intuition as expressed in the article entitled: "Intentionalite et sensation," with this
difference, that it is no longer an Husserlian interpretation. By now he has
developed his own concept of time as originary alteration.
absolutize it. For this reason, the specific place accorded to alterity in the
description of time will also only be a relative one.
Moreover, the contrast with M. Henry's philosophy of auto-affection give
us grounds for such a restriction. The author of L 'essence de la manifestation
develops his intuition of life on the basis of a concept of immanence which involves
absolutely no distance, duality, alterity of any kind. Such a paradoxical life,
deprived of any extension or development, points in the direction of an absolute
self-coincidence whose model is, obviously, the absolute itself (whether divinely
inspired or not). Accordingly, M. Henry's analysis of self-affection as form of a
self-reference without any distance or difference of any kind is not able (and even
intentionally refuses) to take time into account.13 Time is placed outside the analysis
of immanence, just like language and otherness as a whole. Time is a minimal gap
or separation which M. Henry sets aside as a weakening of the structure of
self-affection.
Like Levinas, the author of Phenomenologie materielle l4 comes back to
the Husserlian Urimpression of the Time Lectures. Unlike him (indeed, in sharp
contrast with him), he sticks to the living present as an immanent self-coinciding
sphere and interprets retention as the first (unavoidable but unsuccessful) slippage
out of the originary impression. Both phenomenologists stress the loss that retention
entails. IS Their emphasis, however, is quite different: For Levinas, the description
of time is a description of precisely that originary loss which amounts to an
originary alteration. The reality of time is to be located in the trace it leaves behind
itself after its occurrence. For M. Henry, time has no reality within our immanent
life as self-affected beings. Suffering and desiring occur outside time.
There are advantages to sticking with a straightforward interpretation of
such a radically immanental philosophy. It would enable us to proceed back to the
very source of that well-known distinction between time and eternity which so
tormented Augustine. Still, we may be warned against such an interpretation by two
"little" difficulties which compel us to re-read M. Henry's experiential (and not
only sheerly metaphysical) analysis of immanence: First, immanence is a structure.
This means that it contains certain minimal kinds of articulation which disallow the
fiction of a pure and solid unity. 16 Second, if time is excluded from the philosophy
of self-affection in 1963, it appears under a new light in C'est moi, la verite. 17 The
correlated questions are then: 1) what is the kind of minimal gap immanence can
accept without resulting in its own dissolution as immanence? 2) what kind of
temporality results from such a minimally structured immanence? In his book about
christianity, M. Henry speaks of time as an "Avant absolu". He confronts the
theological difficulty of a time that would have to exist prior to itself, the very
impossibility Thomas noticed quite early on. But he evades the problem after having
taken note of it: First, he does not really consider: "Avant absolu" or "anteriorite
92 CAN I ANTICIPATE MYSELF?
absolue" as really being time in the full sense of that word, although he does
repeatedly talk about anteriority. Second, he makes a distinction between two kinds
of self-affection: an originary one which remains timeless and simply consists of
an inner and reversible relationship between the Father and the Son within the
Plerome: at this first stage, non-duality is preserved and a kind a primary mobility
of superabundance emerges; a secondary self-affection involves a relationship
between that pleromic inner life and living beings affected through it. At this
second stage, time and hetero-affection are quite clearly operative. My conclusion
would be that, however convenient it might be to make such a distinction between
these two levels, the problem of time is not solved thereby.
If we remain at a logical level, we are obviously confronted with an aporia.
We are then entitled to talk of a circulus vitiosus or of a regressus in infinitum. This
was Thomas' conclusion. It is also the way most readers interpret the Husserlian
Urhy/e. I would like to suggest another path. Instead of questioning the primacy of
time against affection, or vice-versa, on the one hand, and instead of contrasting
alterity and self-coincidence, on the other, would it not be more fruitful to show
how time implies both a dimension of "previousness," with regard to the self, and
a character of absolute "unexpectedness," with regard to its occurring? To describe
temporality as a lived synthesis of previousness and unexpectedness involves three
other correlative elements: 1) affection, as a constitutive part of both temporal
phases; 2) attention, as a full feature of previousness; 3) alterity, which plays an
important role with regard to unexpectedness.
affection (as violently coloured) with a leading-role (ifnot a constitutive role) in the
analysis of a previously foreseen unexpectedness. If affection in its violent
dimension plays such an important part in the second temporal phase, it is clear that
the first phase (on account of the previous organic link of both phases) is also
permeated by fluctuations of emotions, which are characterized by their lightness
and their fragility. I therefore suggest to call the manifest and fulgurant one
ajJection and the more fluctuant and therefore subtle one emotion.
At this point, we could say that the analysis of time we outlined previously
has many points in common with Heidegger's existential analysis of death in Sein
und Zeit: previousness/unexpectedness could be just another formulation for the
uncertain certainty of death: absolute un-expectedness is the specificity of death
itself, and in addition, this view of death is supported by the violence of the feelings
it arouses. The big difference, however, lies 1) in the everyday gradual and
emotional relevance we claim for this temporality: it can not be reduced to any such
single affective instance as death-no matter how mdical that instance might be. In
this respect, our possible experience of birth should also illustrate the same kind of
temporality, 2) the embodied dimension of it: to be able to foresee the unexpected.
In other words, to make the future become previous (as in the expression: "It will
have occurred"), requires a concrete, that is, embodied consciousness. To notice
this brings us to the second stage of our description. Only an analysis of the
concrete dimensions of affection, attention and alterity will enable us to transform
the present sketch into a still more concrete phenomenon.
more to do with our becoming ever more intensely conscious than with a complete
standstill. There might be moments oftotal immobility, but they are then followed
by another degree of intensity. Now, this kind of full mobility without any
conscious finality is the very structure of desire. H. Arendt has successfully
exhibited the intrinsic temporal dynamics of desire in the light of an analysis of
Augustine's concept of amor qua appetitus. 23 Even if desire also contains
breakdowns as constitutive elements, it is seen by Augustine as a force of expansion
similar to the dynamics of life itself. 24
Now, both kinds of affection are related to a particular mode of
consciousness. During the first temporal phase, we become more and more
conscious of something that might happen although we do not know what it is like.
We become more and more attentive to it, although we do not know exactly to what
we are supposed to be paying attention. In fact, we have to learn, and learn to
practice, the kind of non-directed attention which is in question here. All the same,
it is obviously an unfocussed attention. It is quite different from the perceptive
attention Husserl has to deal with when he is describing the horizonal structure of
perception. Since it cannot be a voluntary, active attention, it looks like a sort of
passive receptivity which, from the standpoint of Husserl's analysis of passive
synthesis, might well be interpreted as a progressive Weckung 25 : a uninterrupted
continuity of becoming conscious might be a good way to describe it.
As far as the second phase is concerned, we have to cope with a sudden
becoming aware. The unexpected event takes us by surprise, so that we are forced
both to concentrate upon it and to react immediately to it. The radical alteri ty of the
occurrence is the reason for such a rapid "putting oneselftogether." Whereas the
floating attentive consciousness of the first phase tries to catch the slow emergence
of something we do not know as such, the flashing self-awareness of the second
phase is immediately required if the self is to recover itself in the densest core of
itself, so as to be able to face the total alterity of the situation.
In conclusion, such an affected temporality could be summed up in the
expression: "It will have happened." The grammatical mode of the "future perfect"
is one way to try to capture this phenomenon in our language, that is, to try to
express (however briefly and inadequately) the phenomenon of an open synthesis
of previousness-unexpectedness, a synthesis composed of both attention and
alterity.
It is clear that a huge discrepancy prevails between the grammatical level
and the level of the experience itself in its intuitive givenness. Let us therefore take
the future perfect as an invitation, however simplistic, to persevere in our efforts to
describe the thing itself.
96 CAN I ANTICIPATE MYSELF?
NOTES
1. "The second way is from the nature of efficient causes: In the world of sensible things we
find there is an order of efficient causes. There is no case known (neither it is, indeed,
possible) in which a thing is found to be the efficient cause of itself; for it would be prior to
itself, which is impossible" Thomas, Summa Theologica, I. q. 2, a. 3, The Summa
Theologica, Edited with an Introduction by Anton C. Pegis (New York: Modern Library
College Edition, The Modern Library, 1948).
2. Let me mention here the article where I give evidence for this interpretation of Husserl's
late analysis of time ; "Temporalite et affection dans les manuscrits tardifs sur la temporalite
(1929-1935) de Husserl," Alter 2 (1994), 63-86.
3. One idea that might well be able to capture this kind of affection is perhaps Eckhart's and
his concept of Abgeschiedenheit. A renewed (because embodied) version of Husserl's
unbeteiligten Zuschauers could also be fitted in.
4. G. Brand, Welt, Ich und Zeit, (Den Haag: M. Nijhoff, 1955), 13-14 (die Rejlexion im
Ansatz) et K. Held, Lebendige Gegenwart (Den Haag: M. Nijhoff, 1966), 94-126
(Selbstvergemeinschaftung). See also K Held, "Phiinomenologie der Zeit nach Husserl,"
Perspektiven der Phiinomenologie, Bd. 7 (1981), 199 ff.
5. l-P. Sartre, L 'etre et Ie neant (Paris: Gallimard, 1943) and Sokolowski, The Formation
ofHusserl's Concept ofConstitution (The Hague: M. Nijhoff, 1970).
6. Let me refer here to the concept of "self-aIterity" (alterite a soi) I used in a previous work
about intersubjectivity in Husserl (Transcendance et incarnation, Ie statut de
I'intersubjectivite comme aIterite a soi chez Edmund Husserl, Paris, Vrin, 1995) in order to
account for the genetic process of intersubjectivation.
7. H. Dreyfus (cf Being in the World, MIT Press, 1991, Introd., x) suggested translating
Befindlichkeit with "affectedness". See also the most recent translation of Sein und Zeit by
Joan Stambaugh (State University of New York Press, 1995). (Th. Kiesel's choice,
"disposedness" or Marcarrie's, "disposition" seem either awkward or a bit too plain.) I thank
F. Varela for giving me access to these different choices oftranslation.
8. R. Barbaras, "Le sens de I'auto-affection chez M. Henry et Merleau-Ponty", Epokhe 2,
(1991),91-113, especially 98.
9. E. Levinas, "Intentionalite et sensation," in En decouvrant ['existence avec Husserl et
Heidegger(Paris: Vrin, 1988), 155-156.
10. E. Levinas, Le temps et ['autre (1946-47) (Paris: P.U.F., 1985), Preface (1979), 9-11.
11. E. Levinas, Autrement qu 'etre ou au dela de ['essence (den Haag: M. Nijhoff, 1978),
36-39.
12. Op. cit., 41.
13. M. Henry, L 'essence de la manifestation (1963), (paris: P.U.F., 1990),582-583.
14. M. Henry, Phenomenologie materielle (paris: P.U. F, 1990), first Part.
15. The ambivalence inherent in the concept of retention has been quite precisely shown by
R. Bernet in his articles "La presence du passe (Husserl)" and "La voix de son maitre
(Husserl et Derrida)," both recently published in La vie du sujet, Recherches sur
I'interpretation de Husserl dans la phenomenologie (paris: P.U.F., 1994).
Natalie Depraz 97
16. This has been vel)' well shown by Y. Yamagata in his article "Une autre lecture de
L .'essence de la manifestation: immanence, present vivant, alterite," Etudes philosophiques
2 (1991).
17. M. Henl)', C 'est moi, la verite, pour une philosophie du christianisme (paris: Seuil,
1996).
18. For all this, let me refer to the second Part ("Temporalite de I'auto-antecedance") of a
forthcoming book called Lucidite du corps. La chair transcendantale comme possibilite de
la phenomenologie. With regard to this point about time I am primarily endebted to F. Varela
and P. Vermersch. See N. Depraz, F. J. Varela, P. Vermersch, On becoming aware, steps
towards a phenomenological pragmatics (MIT Press, forthcoming).
19. As far as such a conception of reduction as a praxis is concerned let me refer to 1) "Das
Ethos der Reduktion als leibliche Einstellung," in Phanomenologische Ethik, ed. B.
Waldenfels (Miinchen: Fink Verlag, 1997); 2) "The phenomenological reduction as a praxis,"
Journal ofConsciousness Studies (1998).
20. J.-P. Sartre, L'etre et Ie neant (paris: Gallimard, 1943),538-612: "Liberte et facticite:
La Situation."
21. Heidegger spoke of the being of being as a wonder; just before dying, Husserl told his
wife that he had just seen something wonderful.
22. Fink mentions the reduction as a katastrophe; Levinas links the face-to-face relationship
with a timeless trauma.
23. H. Arendt, Der Liebesbegriff bei Augustin (Berlin: Springer, 1929).
24. As for such a description of that full mobility as a constitutive aspect of emotion in its
unceasing fluctuation, see my "Delimitation de i'emotion. Approche d'une phenomenologie
du creur," in Alter 7 (forthcoming).
25. Hua XI, especially the chapter about Erfollung. In The Embodied Mind (MIT Press,
1989), F. Varela (and al.) uses a vel)' well chosen word to account for this attentively passive
receptivity: he calls it "mindfulness." It was translated into French by "presence attentive."
The Physis of Consciousness and Metaphysics
Toru Tani
Josai International University-Japan
Introduction
I. Panta rhei
determination of its meaning. This is possible because the consciousness has not
only Urimpressions (primal impressions), but is also able to retain earlier
impressions which would otherwise flow away and vanish immediately. And in the
opposite direction, consciousness has also the operation of protention, which
anticipates that which arrives. Retention, primal impression and protention together
make up the triadic structure of the present.
Retentionality makes possible the constitution of an individual object as
a unity-the unity of a melody, for example. But retentionality retains not only the
object. It also retains itself. This is its second function. Husser! calls this function
of self-retention "inner retention',4 or ''vertical intentionality,"5 and distinguishes it
from "outer retention" or "horizontal intentionality," which is retention of the
object. Consciousness retains itself thanks to "inner retention." This means that the
consciousness does not immediately flow away and vanish. It keeps itself. It
appears by itself to itself. Moreover, this self-retained and self-appearing
consciousness is gathered together in "constant concurrence and unity with itself. "6
During the years of his lectures on inner time-consciousness, Husser! did not refer
to this concurring and unified self of the consciousness as the ego. But later, he
said: "In myoid doctrine of inner time-consciousness, I treated the hereby presented
intentionality precisely as intentionality ... but I did not speak of the ego, nor did I
characterize it [intentionality] as being concerned with the ego (as being, in the
widest sense, a will-intentionality). Later I introduced the latter as an [ego-
concerned] intentionality, which is founded on an intentionality ("passivity") that
has no relation to the ego."7 Thus, speaking more precisely, the "self-appearance"g
of the consciousness in vertical intentionality and its "concurrence and unity with
itself' is also to be identified with the constitution of the unity of the ego. This
means that retentionality is that which makes the ego possible.
Retentionality plays a third important role in the constitution of objective
time. Preceding appearances and the appearing entity which corresponds to those
appearances are retained in the consciousness, but there is a limit to the power of
retention. The limit of retention is the limit of the present. Are the series of
retentions which go beyond the limit ofthe present completely lost in that case?
No-we can "recall" them. When we recall a series of retentions, it also possesses
the triadic structure of retention-primal impression-protention. If we recall a second
series which further precedes the first recalled series, this second series also has the
same triadic structure of retention-primal impression-protention. In this case, the
primal impressional portion of the subsequently recalled phase is identified with the
retentional portion of the formerly recalled phase. Ifwe further recall a third phase
which further precedes the secondly recalled phase, this thirdly recalled phase also
has the same triadic structure. This time, the primal impression of the thirdly
recalled phase is identified with the retentional part of the secondly recalled phase.
102 THE PHYSIS OF CONSCIOUSNESS AND METAPHYSICS
Now, if each object depends upon the world-fonn to receive its proper
determination of Being, does the world-fonn itself also receive the detennination
of Being from somewhere else? In order for the world-fonn to receive the
determination of Being, must it not belong to a larger world-fonn? But then, are two
objective world-fonns-a larger and a smaller-possible? No. Only one objective
world-fonn is possible. But the one world-fonn can grow larger-it can expand
itself. Subsequent to such an expansion, the previous smaller world-fonn is, strictly
speaking, no more the world-fonn. It is so to speak reified. Then, after such an
expansion, is it possible for the one and only world-fonn-the self-expanded larger
world-fonn-to receive the determination of Being? Does the world as world-fonn
"exist" in the sense of its being determined as Being? Or does it not "exist?" The
answer is that it exists, but that it has another kind of Being than that of objects. It
exists independently from the act of positing [Setzen], which is the act of making
something belong to the world-fonn. This different kind of Being is expressed by
the word "basis" or "ground" [Boden]Y The world is thus the "world-ground."12
Referring to this different manner of Being, Husserl says: "Consciousness of the
world is ... not gained ... by a deliberate act of positing Being in the context of
life."13 "There is a principal difference between the way of being conscious of the
world and being conscious of things, being conscious of objects ... " 14
Now, the world-fonn is not complete from the very beginning, but is
constituted gradually. Objective world-form, namely the objective fonn of time and
space, is constituted through an active operation of consciousness. Here I will speak
only of time. As I have already mentioned, objective time-fonn is constituted by
"recalling," which is an active operation. But this operation presupposes a passive
one-that of retentionality. It is now possible to take the question a step further.
Retentionality is already an intentionality that is concerned with the ego, as Husserl
acknowledged in his later years. Retentionality is indeed passive and it is the
presupposition for active operations. But is it the ultimate presupposition? Does not
even this passive intentionality have another presupposition? According to Husserl,
it does. For here, we encounter another passivity-"primal passivity" (Urpassivitat).
Husserl says that retentionality, the ego-related intentionality, "is founded on an
intentionality ("passivity") which has no relation to the ego ... " Here we must turn
our eyes to this special kind of passivity which Husserl frames in quotation marks.
That Husser! made a study ofthis special kind of passivity in the 1930's is well
known from the study by Professor Klaus Held. Husserl himself says:
The structural analysis of the primal present (the standing living flow)
leads us to the structure of the ego and to the underlying flow that has no
relation to the ego which founds the former structure, it leads back to
00.
The valley is the lowest place between mountains and it is the place where
water flows. In the Western tradition ofpanta rhei, the water is seen to be eternally
flowing away. But what the West did not look at is the valley, which stays in place.
Lao Tzu says that the valley spirit never dies. Even when neither man nor
consciousness operates, the valley always stands. Even when the water flows away,
the valley remains. This can be said to suggest the stability of the primal world-form
in contrast to the fluidity of the panta rhei.
Cho rephrases this in the following way: "It [Tao] is impossible to grasp,
impossible to know, yet it conceals form within itself. Impossible to grasp,
impossible to know, yet it encircles power."l7 The "form" concealed in the Tao is
the primal world-form. The "things" in it are not things such as trees or stones, but
things which can be experienced in contrast to those which are imaginary. The
"power" is the function which enables the determination of the Being of objects and
threfore allows the objects to "be." This power does not depend on man; therefore
it is pure. It makes possible not only the belief in Being but also all belief. It has in
itself the condition of possibility for all belief. But the stability of the Tao as primal
world-form is not so stable as the constituted objective world-form. The former is
transitional and fluctuating in comparison to the latter. It is, so to speak, very
Torn Tani 107
fragile. It lets the original things flow away. We are conscious of this situation,
because Tao allows itself immediately to be conscious by giving itself to the
consciousness.
The words of Verse Twenty-five, also very famous, are as follows: "There
was something, without order. It was born before the heaven and earth." These
words can be said to express the Oriental concept of the Creation. In the Taoist
universe first there is chaos before heaven and earth, yet within that chaos there is
a latent form which cannot be known and yet which is the origin of all knowable
things. The latent form, which can be called the primal world-form, is given from
the beginning of all things, but as something incomplete.
Verse Twenty-five goes on:
"Great" means that the world-form can encompass all objects. "Passing
away" and "far-reaching" are also said to mean "return." This does not signify
eternal return, but in an ironical way, it means the opposite of flowing away:
standing.
It is a dangerous thing to draw parallels between ideas in Western and
Eastern thinking, since the two operate on very different concepts. I only want to
suggest here that both traditions, although from a different
perspective-specifically speaking, the panta rhei of Western philosophy and "the
valley spirit that never dies" in the writing of Lao Tzu-both point to the
metaphysical aspect of nature in the lowest dimension of our experience, where a
world is already given to us apart from any intentionality of the ego or operation of
the consciousness.
II. Metaphysics
The pure subject ... is not born and does not pass away .... If it is to make
sense to say that this ego is born or passes away, we must verify just this
possibility in pure presence, and we must be able to grasp the essential
possibility of being born and vanishing in pure intuition. But the
108 THE PHYSIS OF CONSCIOUSNESS AND METAPHYSICS
Without going into the precise relationship between the pure ego and the
transcendental ego, let me just say that the pure ego is the essential aspect of the
transcendental ego which performs intuition. Now, a phenomenologically
meaningful statement must be rooted in intuition. In order for the intuition to be
possible, there must be an ego to perform that intuition. But before the birth of the
ego and after its death, there is no ego to perform the intuition. For this reason,
Husserl insists on "the immortality of the transcendental ego-the impossibility of
the birth of the transcendental ego."19
This was Husserl's "official" position on the birth and death of the
transcendental ego. But let us re-examine here the reason for Husserl's denial of
birth and death. If all constitution depends on the ego, its death will mean the
disappearance of the world itself. This does not merely mean that a thing would
vanish, or even that all things would vanish. If the world itself vanishes, it means
that the world-form which enables all objects to "be" will vanish. The very
condition of possibility of Being itself will vanish. This would be a most terrible
event for Western thinking. For this reason, Husserl "officially" attempts to deny
it. However, if the primal world-form is given before and independently of the
constitution of the ego, we are offered a new possibility to think about the "before"
and "after" of the ego and therefore about its birth and death, and furthermore,
about generativity.
As I said at the beginning of this paper, Husserl in his later years
conceived the idea of a "metaphysics" in a new sense, and attempted to consider the
possibility of the birth and death of the ego. As I also said, Husserl' s use of the
word "metaphysics" is not unequivocal. Sometimes he uses the word critically,
sometimes positively. The first instance in which he uses the word positively is
when he speaks of a science of facts that is based upon a science of essences. In this
case, metaphysics would be equivalent to what he calls a "second philosophy." But
in his last years, Husserl arrived at the consideration of a special type of fact-the
"primal fact" -that precedes even the essence of the transcendental ego itself.
Husserl's project of a "Seventh Cartesian Meditation" was never realized, but it was
conceived as a "metaphysics" that considers facts of this type. For in any case, it is
only when one acknowledges that the donation of the primal world-form is
Torn Tani 109
independent of the ego that one can consider such "metaphysical" problems as the
birth or death of the ego.
Indeed, Husserl' s project of "metaphysics" included the following
problems: the birth and death of the ego, and thus the '''fact' of the ego,"
"historicity,"20 "generativity," "temporalization," "community of monads," "the
uniqueness of the world,"21 and so on. Husserl's writings concerning these
problems are fragmentary. In the next section, I would like to consider them in the
context of this conference.
The primal world which is given to the ego cannot be the exclusive
possession of that ego. It is open. Metaphorically speaking, it is like the openness
of land before the institution of "private land." It is open land which nobody
thematizes as his own or as someone else's possession. It lies already and always
there, in silence. The primal home-world is non-thematically open and familiar to
everyone, and precedes the thematized home-world of each individual.
Here, we must consider the monadology of HusserI. In the formation of his
theory of the Other, Husserl was influenced by three philosophers: Theodor Lipps,
Wilhelm Dilthey and Leibniz. From Lipps, Husserl critically accepted the theory of
empathy, from Dilthey the theory of the historical and social community of subjects,
and from Leibniz, the theory of the monad.
What is a monad? As is often said, a monad is more concrete than an ego-
pole. A monad is possessed of habituality. Surely. But the theory of the monad has
another and more decisive aspect: that is, the monad has a world. Thus the
monadology is also a theory of the world. We should pay more attention to this
aspect of monadology. Furthermore, what is meant when we speak of a community
of monads? It means not only that many monads belong to one common world, but
also that the many world-forms of many monads are integrated into one world-form.
If the world-form of my monad and those of other monads coincide, a common and
unique world-form is easily formed. In this common and unique world-form, what
is real for me is also real for others, what is the past for me is also the past for
others. The constitution of the world would always be successful if this were the
case.
But what happens when the world-form of each monad is different? In an
extreme case, what is neutral for me might appear to the other as reality; what is
past for me might appear to the other as present. In the worst case, even the terms
"for me" and "for the other" may become totally incomprehensible. A situation such
110 THE PHYSIS OF CONSCIOUSNESS AND METAPHYSICS
"Home and alien express a distinction of understanding. ,,28 Something that is alien
and incomprehensible appears at first as something "un-heimlich" or "un-homely"
in its literal sense. But we seldom encounter an alienness which has a different
world-form supporting a difference of Being of the objects in it. On the other hand,
we do often encounter the alienness of a different world-material, supporting a
difference of meaning of the objects in it. It is the latter which Husserl primarily
speaks of.
At this second stage, where an alien world is encountered for the first time,
we can distinguish between three levels. At the first level, the home-Iy
consciousness attempts to understand the material or meaning of the alien. Husserl
says: "Genetically each of us must at first acquire knowledge of the alien
surrounding-world as something different from our own... ,,29 Such a recognition is
gained by searching for a common meaning between the home-Iy and the alien.
Then we realize: "To be sure, even the most alien, even the most incomprehensible
has a core offamiliarity, ... "30 "A core offamiliarity" means a common meaning for
both. By finding such a common meaning, "the transition from the
incomprehensibility of the alien to comprehensibility" occurs.
At the second level, the home-Iy consciousness attempts to understand its
own material. In Husserl's words: "Becoming acquainted with many alien nations
awakens an interest in the self-understanding of one's own national existence in
contrast to the peculiarities of the alien.,,31 Here the transition from self-evidence
[Selbstverstandlichkeit] to self-understanding [Selbstverstandnis] occurs. Self-
understanding is also self-determination. Such self-determination is possible only
through an encounter with alienness and in the presence of alienness. "The universe
in its first form as home-world comes into relief only when other home-worlds,
other nations are already there on the horizon."32 The other causes the home-Iy to
be thematized as the home-Iy, the proper as proper, the self as self.
But there is also a third level. In order for the home-Iy consciousness to
thematize both the alien-world and the home-world, it must constitute the large
world which encompasses both worlds-namely, "the one identical world."33 Only
when they are encompassed into a larger world-form can specific smaller worlds be
determined as being a Greek or German or Danish world, although the naming itself
is founded on some kind of reification of these worlds.
Now how about the large world itself? It cannot be thematized as such. In
order to thematize it, an even larger world-form must be constituted. Only then can
the larger world be determined, for example, as an European world. But the largest
outermost world itself remains non-thematized.
The world as world-form expands itself and always makes itself non-
thematical when we attempt to thematize it. It is non-thematically presupposed
when the home-world and the alien-world which belong to that self-expanding
Torn Tani 113
IV. Historicity
at first given as a social-historical world. But it is historical only through the inner
historicity of each individual ... ". 34 So-called history, whose constitution is founded
on inner historicity, and the inner historicity itself are therefore analogous in
structure. In other words, it is because we have a mental experience of inner
historicity, and thus of world-constitution, that we are able to give the meaning of
"history" to our constituted world. Thus Husserl wrote at the beginning of Crisis:
"We attempt to break through the outer crust of the alienated 'historiographical
facts' of the history of philosophical thought, to question and demonstrate its inner
sense, its hidden teleology."35 It is easy to see here how Husserl developed
Dilthey's idea of mental experience, expression, and understanding in a
transcendental direction.
Husserl attempted to analyze inner historicity. But the analysis of inner
historicity is never complete, because inner historicity possesses a depth and
because our mental experience is always underway. On the other hand, if so-called
history-the historiography of facts--<:onceals within itself an inner meaning, that
meaning can be an index for the analysis of inner history. Husserl says: "Human
nature and history becomes the transcendental index of the unity of a transcendental
history ... "36 The analysis of inner historicity and that of so-called history are
therefore complementary. Phenomenology must work in a "zig-zag"37 to
accommodate this complementarity.
This approach towards so-called history is not motivated by a desire to
search for a "historiographical-factical truth." It is introduced as a method to
analyze the constitution of our whole life. For in our whole life, inner historicity
tends to teleologically constitute the Weltall-the whole world-as a regulative
idea. It is for this reason that Husserl sees a teleology at work within our so-called
history.
Conclusion
NOTES
1. "Hoher als die Wirklichkeit steht die Moglichkeit. Das Verstiindnis der Phanomenologie
liegt einzig im Ergreifen ihrer als Moglichkeit."(Sein und Zeit (Max Niemeyer: Tubingen,
1986),38)
2. Hua IX, 298f. Page references are to the Husserliana edition.
3. Hua XI, 420.
4. HuaX, 118.
5. HuaX, 81.
6. HuaX, 81.
7. "In meiner alten Lehre yom inneren Zeitbewusstsein habe ich die hierbei aufgewiesene
Intentionalitat eben als Intentionalitiit, ... behandelt, aber nicht yom Ich gesprochen, nicht sie
als ichliche (im weitesten Sinn Willensintentionalitiit) charakterisiert. Spater habe ich die
letztere als in einer ichlosen ("Passivitiit'') fundierte eingeftihrt." (Hua XV, 594f).
8. HuaX, 83.
9. "Als charakteristisches Merkmal der Realitiit genugt uns die Zeitlichkeit. Reales Sein und
zeitliches Sein sind zwar nicht identische, aber umfangsgleiche Begriffe .... so definiere man
Realitat geradezu durch Zeitlichkeit." (Hua XIX/l, 129).
10. EU, 311.
11. EU, 24; Hua V, 148.
12. Hua VI, 153.
13. "WeltbewuBtsein ist .. , nicht durch einen im Lebenszusammenhang eigens auftretenden
Akt der Seinssetzung .. , erworben." (EU, 25).
14. "Es besteht aber ein grundsatzlicher Unterschied in der Weise des Weltbewulltseins und
des DingbewuBtseins, des ObjektbewuBtseins ... " (Hua VI, 146).
15. "Die Strukturanalyse der urtumlichen Gegenwart (das stehend lebendige Stromen) ftihrt
uns auf die Ichstruktur und die sie fundierende stiindige Unterschichte des ichlosen Stromens,
... auf das radikal Vor-Ichliche zuruckleitet."(Hua XV, 598).
16. "Nun bedenke ich aber, dass in der Ruckfrage sich schliesslich die Urstruktur ergibt in
ihrem Wandel der Urhyle etc. mit den Urkinasthesen, Urgeftihlen, Urinstinkten. Danach liegt
es im Faktum, dass das Urmaterial gerade so verlauft in einer Einheitsform, die Wesensform
ist vor der Weltlichkeit. Damit scheint schon "instinktiv" die Konstitution der ganzen Welt
fur mich vorgezeichnet, wobei die ermoglichenden Funktionen selbst ihr Wesens-ABC, ihre
Wesensgrammatik im voraus haben. Also im Faktum liegt es, dass im voraus eine Teleologie
statthat." (Hua XV, 385).
17. "Unfassbar und unerkennbar ist es (Tao), aber es birgt Formen in seinem Inneren.
Unerkennbar und unfassbar ist es, aber es umschliesst Kraft" (Kah Kyung Cho, Bewufltsein
und Natursein (FreiburgIMunchen: Karl Alber, 1987), 181).
18. " ... das reine Subjekt entsteht nicht und vergeht nicht, ... Hatte es nun einen Sinn zu
sagen, dieses Ich entstehe oder vergehe, so mussten wir eben diese Moglichkeit in der reinen
Gegebenheit bewahren, in reiner Intuition mussten wir die Wesensmoglichkeit von Entstehen
und Vergehen erfassen konnen. So wie wir aber daran gehen, springt der Widersinn in die
Augen. Das reine Ich solcher Intuition selbst, ... lebte einerseits in der Kontinuitiit dieses
Zusehens, als identisches der zugehorigen Dauer, und es musste zugleich in eben dieser
Torn Tani 117
Dauer eine Zeitstrecke finden, wo es selbst nicht ware, und einen Anfangspunkt, in dem es
allererst ins Sein triite." (Hua IV, 103).
19. HuaXI, 377.
20. DokW2, 3, 8f.; cf. HuaXV,XXXIX.
2l. Ronald Bruzina: "Die Notizen Eugen Finks zur Umarbeitung von Edmund Husserls
'Cartesianischen Meditationen"', Husserl Studies 6 (1989), 103fT.
22. I introduce the term "world-material" in contrast to "world-form," which is directly
adopted from Husserl. According to Husserl's analysis, the noema has three major
components: noematical sense or meaning, the character of Being and the character of time.
These components are supported by the substratum "x." While the latter two characters relate
to world-form (especially to time-form), the noematical sense or meaning relates to world-
material. The noematical sense or meaning as the "what" of an object is constituted from the
world-material as a potential content of the object. In this usage, world-form does not mean
the form or the formal as exemplified by mathematical objects or "x."
23. HuaXV,43l.
24. "Sie [die Welt schlechthin] hat aber flir alle ein offenes, flir aile unbekanntes und 'im
allegemein' irrelevantes Draussen ... ". (Hua XV, 431).
25. EU, 9l.
26. Hua XV, 436.
27. "Das Fremde, das jetzt in erste Kenntnisnahme kommt oder kommen soli, ist nicht ein
ohne weiteres dem konkreten Stil nach Verstiindliches, ... Vielmehr ist das Fremde zuniichst
unverstiindlich Fremdes." (Hua XV, 432).
28. Hua XXIX, 42.
29. "Genetisch muss jeder von uns sich die Kenntnis der fremden Umwelt als unterschieden
von der eigenen erst erwerben ... " (Hua XV, 437).
30. "Freilich, ails noch so Fremde, noch so Unverstiindliche hat einen Kern der Bekanntheit
... " (Hua XV, 432)
31. "Die vielen [remden Volker kennenlernend, ... erwiichst ein eigenes Interesse an dem
Selbstverstiindnis des eigenen nationalen Dasein gegenuber den Eigenheiten der Fremden."
(Hua XXIX, 388).
32. "Das Universum in erster Form als Heimwelt kommt nur zur Abhebung, wenn schon
andere Heimwelten, andere Volker mit im Horizont sind." (Hua XV, 176 fn.)
33. HuaXV,436.
34. "Die historische Welt ist freilich zuniichst vorgegeben als gesellschaftlich-geschichtliche
Welt. Aber geschichtlich ist sie nur durch die innere Geschichtlichkeit jeder Einzelnen,
... "(Hua VI, 381 fn.)
35. "Wir versuchen, durch die Kruste der veriiuBerlichten 'historischen Tatsachen' der
Philosophiegeschichte durchzustoBen, deren inneren Sinn, ihre verborgene Teleologie,
befragend, aufweisend." (Hua VI, 16)
36. "Menschliche Natur und Geschichte wird zum transzendentalen Index der Einheit einer
transzendentalen Geschichte ... " (Hua XV, 392).
37. Hua VI, 59.
The Horizon of the Self: Husserl on Indexicals
Denis Fisette
Universite du Quebec a Montreal-Canada
One of the questions raised by the conference's topic, in particular the relationship
between the self and the other, a matter much discussed since Merleau-Ponty's
death, is the question of husserlian phenomenology's cartesianism. Some believe
that despite his reservations towards cartesianism, Husserl never disavowed his
commitment to the Cartesian program of a first philosophy.l In his postscript to
Ideas I, he defines phenomenology as
Descartes was pursuing the same objective with his philosophy: building a universal
science conceived as a discipline overlooking all of the sciences; founding this
universal science on an ultimate justification, which Descartes saw in the ego sum.
This thesis seems to be confirmed by the fact that Husserl credits Descartes with the
discovery of transcendental subjectivity and, for that reason, holds him responsible
for his phenomenology's transcendental turn. 2 Moreover, despite the reservations
expressed towards cartesianism at the time of the Cartesian Meditations,
reservations that, according to some, move towards a "departure from
cartesianism," it seems that Husserl slayed true to the spirit of cartesianism and has
thus inherited all its problems. That would be precisely what explains this
idealism's obsession with the questions of the relation to the other and of
inter subjectivity, issues that would remain an enigma for transcendental
phenomenology.
That being said, to address this issue I choose a well known theme in
phenomenology, the meaning ofindexicals or what the Logical Investigations call
"essentially occasional expressions." As we know, indexicals raise an important
problem for the Logical Investigations' immanentalist theory of meaning. The
problem which lead phenomenology to give up its species theory of meaning, has
to do with the fact that the meaning of indexicals, just as empirical meaning in
general, seems to depend on the circumstances of their use, i.e. on the person, its
situation and the occasion or context of utterance. We can therefore say that this
problem is an instance of the general problem of transcendence and
intersubjectivity .
119
D. Zahavi (ed.), Self-awareness, Temporality, and Alterity, 119-135.
1998 Kluwer Academic Publishers.
120 THE HORIZON OF THE SELF
the problem of indexicals might rather in part have been responsible for
the later Husserl' s failure to work out a theory of what would amount to
the transcendental constitution of the life-world, i.e., of the concrete
world of perception. 6
Instead oflooking for a solution to the problem of indexicals, I shall investigate the
kind of perpectives offered by phenomenology after the LI. From this perspective,
the problem is not one of choice, for instance between an ontological (noetic)
approach and a semantic (noematic) one since it can be shown that both contribute
to its "solution." The problem ofindexicals, and thus of the relation to the other,
is directly contingent on Husserl' s view on justification which, as we just said, is
one of the principles of the Cartesian program of first philosophy. It follows that
a solution to the problems related to the phenomenon of indexicals goes hand in
hand with Husserl' s late critique of the cartesian ideal of justification.
My paper, which is essentially exegetical, divides into four parts: I will
first summarize the problem of indexicals in the first Logical Investigations; I will
then examine Husserl' s arguments against the characterization of empirical
meaning as act's specie; I will then try to state the problem of indexicals from the
Denis Fisette 121
perspective of Ideas II, in emphasizing the role of the concepts of body and
motivation; I will end my paper with a reflection on Formal and Transcendental
Logic's famous passage where he attempts to solve the problem of indexicals with
his concept of horizon-intentionality.
B) Reducing the indicative function of signs. The indicative sign does not express
anything and thus has no meaning in the strict sense.
C) Reducing the physical face of signs (token). Husserl indeed comes to exclude
everything related to communication, i.e., the other and the world in general. The
soliloquy argument (8) precisely aimed to show the expression's independence for
the indicative function of signs and of tokens in general.
The end result of the groundwork is the logical concept of meaning conceived as
the essence of an act, i.e. as the property or individual moment of an act. Meaning,
then, is an ideal entity defined as the generality of essence (of extension), i.e., as
that which all acts of meaning (positional and non-positional) have in common.
It is in this perspective that Husserl is interested in the meaning of
indexicals and the question is only whether they can threaten his views on meaning
and eventually force a restriction of its scope.
If we read the word [I] without knowing who wrote it, it is perhaps not
meaningless, but is at least estranged from its normal sense. (315)
These expressions look ambiguous from the outset since one and the same
expression, for instance a deictic, refers to one object at time x and another at time
z. That's why the relation to the object does not entirely depend on the indicative
function of that expression and why, for the hearer, understanding the meaning of
such expressions depends on external factors, i.e. on real and concrete
circumstances.
They are "essentially" occasional because, contrary to cases of
ambiguousness, we cannot, as does Frege, eliminate their relativity by arbitrary
conventions without affecting their meaning. 7 To explain the indeterminacy of this
kind of expression and their dependence on circumstances, Husserl introduces a
distinction between "anzeigende Bedeutung" (meaning function) and "angezeigte
Bedeutung" (which Gurwitsch translates as "specific meaning"). For instance, the
meaning function of the word "here" consists in "naming the spatial environment
of the speaker" whereas its meaning proper, adds Husserl, "is constituted only on
the basis of the representation variable for that place." The same is true of
Denis Fisette 123
Later indications show that Husserl came to recognize that indexicals jeopardize the
LI's conception of meaning. The first indication8 signals that the failure of the
Logical Investigations is first attributable to his conception oftruth-in-itself. It is
precisely this ideal that lead him to consider the meaning of indexicals as essences
of acts and to replace them by fixed and objective expressions, provided however
we can "maintain the intention of meaning." Husserl acknowledged that this
operation, even if it seems factually impossible, was justified by "the absence of
limits to objective reason." This is precisely what the 1908 Lectures on meaning
and other writings from the same period call into question.
These texts clearly show that the problem of indexicals is directly
responsible for his critique of (empirical) meaning as essence of an act. In a
nutshell, the distinctive character of empirical meaning, as opposed to pure
meaning, is that it can only be taken from non-modified positional acts (Hua XXVI,
209). For, as Husserl explains (Hua XXVI, 209, 213), in the passing through
itnagination, what's lost is not only the possibility to maintain the object's identity
but also the determined reference to empirical objectivity. In other words, the
concept of essence cannot account for, nor guarantee, reference to a determined
object, it "can never bring about the relation to a determined object" (Hua XXVI,
219). That's why he came to clearly distinguish what is common or general, in the
sense of extension or species ("redness" for instance), from the sameness aimed at
by many acts. Thus, when one and the same object is referred to by different
124 THE HORIZON OF THE SELF
expressions, and when we are looking for meaning in the direction towards the
object (and not towards the act), it is necessary to distinguish the object referred to
(Was) from the object as referred to (Wie), what he also calls the "theme" (between
referent and reference). To take Husserl's example, the expressions "the
vanquished of Waterloo" and "the victor of Jena" certainly aim at the same object
but they say (besagen) something different. And it's precisely the phrase "a
different way of expressing" that is responsible for the fact that meaning is not only
reference to an object but reference to an object "in the very way [meaning]
prescribes it (as determined or undetermined)" (Hua XXVI, 182).
I won't insist here on the many arguments for distinguishing empirical
meaning from essence, nor on their direct consequences on the link between
phenomenology and ontology. What is important for my purpose is that the
Lectures' new concept of meaning, what he calls phenomenological meaning, must
at least satisfy the following two conditions: account for the conditions in which it
is possible to identify a determined object; be sensitive to the empirical and real
character of its referent, what Husserl expressed in the Logical Investigations in
terms of occasion, situation and the immediate surrounding of the speaker. That is
what the term "Gegebenheitsweise" also means.
IV. Self-critique
Let us take a closer look at this. I said that an expression is subjective and
essentially occasional when its meaning changes according to the occasion, the
person and her situation. The use of such expressions is therefore relative to
context. But how can this relativity and dependency be explained once it is
acknowledged that (empirical) meaning is not to be understood as the essence of
an act? The solution that Husserl proposes in his 1907 Lectures Ding und Raum
and the second book of Ideas is to understand them as a positive feature of
indexicals, as the sign of a reference system, and even before that as the sign of a
system of spatio-temporal coordinates. Indexicals must, as A. Gurwitsch suggests,
be understood as relational concepts that only exist in a mutual relationship inside
an invariant and formal system. 14 It is within this structure or reference system,
which is unchanging, that we can account for the relativity of indexicals. It is also
in this perspective that the idea of a "Leibkorper," which has been introduced to
answer the question of what is the "anchor point" around which this reference
system is organized, takes its full significance. Each and every direction in which
a member of the system is oriented depends on, and varies with, the position of a
central here borne by the body. It is in this sense that the body represents the "null
Punk!" of all these orientations. This way, each and every thing in the world of
perception gives itself as localized in the sense that its orientation depends on the
here of the proper body: close/far, highllow, left/right are directions that only make
sense relative to my own body.
126 THE HORIZON OF THE SELF
But nothing we have said so far allows us to determine whether the various
relations occuring in this reference system must be understood in terms of causal
relations. The answer to this central question of Ideas 11 depends on the way we
characterize the proper body: whether as a "part of nature in the general context of
causality" (Rna IV, 247); or "as an expression of spiritual life," in which case the
body or organism will be understood as a "person." As a person, the kind of
relation borne with other members of the network, and generally with the
surrounding world at large, is not to be understood in terms of causality, but in
terms of motivation relations (Hua IV, 189).
Some remarks are necessary in view of the importance of this concept for
the reciprocity relations we talked about earlier. First, the relation to the other
presupposes this system of spatio-temporal coordinates, which means that the other
is given from the outset, or is constituted for me here and now, only as a "medium
oflocalized sensations." Thus, he has the mode of the over-there. This orientation
of the over-there is, thanks to my kinesthetic abilities, subject to free changes. For
by moving I can transform an over-there into a here and this rests on the possibility
that my body occupies some other place. By the movement, the modes of spatial
givenness are those I would have were I occupying that place. This does not mean
that the modes of spatial appearances that belong to my here are identical to those
of another, nor that it is possible to switch the here with the over-there. For then the
other would only be my replica. It only means that there is a mutual dependence
between the near and the far (and so on), and that the other's mode of givenness is
always mediated by the place he occupies in the reference system. 15
Only when we take this presupposition into account can we understand the
role of empathy in the relation to the other. As Husserl explains:
The difficulty here is precisely to grasp how the behavior ofthe other, that of the
angry for instance, can be understood in analogy to my own. How does empathy
(comprehension), the mediate and only mediate experience I can have ofthe other,
Denis Fisette 127
give me access to some of the "determined contents" of the angry agent? The
answer to this question must be found in the very definition of empathy as
understanding of the motivation.
In Ideas II, the concept of motivation first refers to the manner in which
a person is conditioned by her physical and social environment. For instance, the
room's foul air may prompt me to open the window; something reminds me of
something similar and that prompts a comparison; the room's noise irritates me, and
that gets me to move; and so on. My behavior is so conditioned: I tend to behave
in such and such a way because, in such and such circumstances, certain things
provoke excitations or arouse my interest. It is precisely the "because-then" of
motivation that the Logical Investigations understand in terms of causality and that
we shall consider here in the context of the relations to the other. For it is with this
concept that Husserl tries to account for the connection between the behavior of the
agent and his reasons to act.
As we know, Ideas II introduces the concept of motivation in the context
of the traditional debate between Geistes- and Naturwissenschaften. Husserl
contrasts two different attitudes and two ways of grasping one and the same object,
the behavior of the angry agent for instance: the one which characterizes the
naturalistic attitude, the physician's attitude for instance, and the personal attitude
[personale Einstellung], the attitude in which we find ourselves every time we are
engaged in everyday actions. The personal attitude, which Husserl also calls the
"motivation attitude" (p.267), also characterizes the mode of apprehension
[Auffassungsweise] in the human sciences. To these two modes of apprehension
correspond different objectivities: the correlate of the naturalistic attitude is
understood as a natural object, and the behavior of the angry agent is being
described as a simple body movement, description which opens the way to an
explanation in terms of physical causal laws. On the other hand, the correlate of the
personal attitude is the person which is understood, to quote Ideas II,
The thing that stands out from the contrast between these two modes of
apprehension is the idea that one and the same behavior can be explained in many
ways and that the appropriate explanation directly depends on the way in which the
behavior is described. When described or grasped as nature, it lends itself to a
128 THE HORIZON OF THE SELF
That does not mean that phenomenology rejects the kind of explanation advocated
for the natural sciences. It only rejects the epistemological designs of positivism:
reducing every explanation to a causal explanation. The main argument of Ideas 11
for the non-reducibility of the personal mode of apprehension and of its correlate,
the life-world, essentially rests on the difference between intentional and causal
relations. The arguments of a causal relation are real (reale) objects whereas
motivation occurs between the subject and the noemata of things (Hua IV, 233).
The first relation depends on the existence of its terms whereas this is not the case
for an intentional relation. For a thing may only exercise motivation if it is given in
a certain way. Now, it is this mode of givenness that is responsible for the fact that
the thing provokes an "excitation," that it arouses an interest, and, by this interest,
a tendency to tum towards it (Hua IV, 216). Depending on whether an object is
given to me under some aspect or other, it can be pleasant or unpleasant and can
thus get me to act or not. For instance, a wine I deem excellent can get me to drink
it-whereas the same object considered only from the point of view of its physical
properties could not. This is another way of saying that this object has meaning for
me, a valued object with properties of value. The same is true for common objects,
for instance the corkscrew, and even the "sommelier."
The "because-then" of motivation thus means something other than natural
causality. Let us see how it functions in empathy towards the other. Empathy, in
Ideen 11 (Hua IV, 244), refers to this "apprehension that contains the meaning, i.e.,
that grasps the body in its meaning." In other words, there is empathy towards
Denis Fisette 129
wenn wir nach dem "Weil", nach dem Grunde eines personlichen
Verhaltens fragen, so wollen wir nichts anderes als diesen
Zusammenhang kennen lernen (Hua IV, 229).
Here is, continues Husserl, the way in which I usually grasp the others. The more
I know him, the more information I have on his preferences, his propensities, his
surrounding, an so on, the more chances I have to predict or anticipate the way he
will behave in such and such circumstances.
These few remarks around Ideen II and the concept of motivation show
in many ways how Husserl recognized what he called the a priori of
communication underlying the use of indexicals. We can find the first clue to this
recognition in the idea of a system of spatio-temporal coordinates. For even if the
body occupies its center, the network only finds its raison d'etre in the perspective
of reciprocity. We could show that the network does not reduce to spatial relations
but that it extends to all indexicals. 19 At a higher level, i.e., when the proper body
is described as a person, the motivation relations seem to testify to the mutual
belonging of the person and her surrounding world. The thing is that persons exert
130 THE HORIZON OF THE SELF
what Husserl calls a "motivational force" on each other, so that we may speak of
"intersubjective motivation."
However, the descriptions around the concept of motivation in Ideas II are
essentially mundane and we can ask whether this topic is not, at that time, a side
issue for phenomenology. In any case, it is clear that these descriptions do not have
the impact the topic of Lebenswelt will have on phenomenology a few years later.
However it may be, I would like, in closing, to return to the hypothesis that served
as a starting point: that the problem of indexicals, and of intersubjectivity in
general, directly springs from phenomenology's views on justification. We should
expect that a solution to our problem would require a (self-)critique of the
foundationalist bias inherited from the Cartesian tradition. I claim that this bias,
which made his way up until the late twenties, is directly related to one of the
fundamental principles of phenomenology. I mean the Cartesian principle of
indubitability, according to which only evidences that resist the epoche, the primary
evidences, can fulfill a justification function and thus sustain the whole of
philosophy. Two proposals of Husserl suggest that the target of this self-criticism
is precisely the conception of evidence in terms of apodicticity and adequation, a
conception that represents the Cartesian ideal of justification. Once we get rid of
what came to be understood as a bias, nothing prevents phenomenology to
appropriate the dimension of intersubjectivi~ studied in Ideen II and thus to
address, if not to resolve, the problem underlying the phenomenon of indexicals.
That would also explain why the investigation of this dimension now becomes one
of the primary tasks of phenomenology.
The two proposals I just mentioned occur in the context of the problem of
indexicals. The first, we recall, attributes the failure to the concept of truth-in-itself
of the Prolegomena. We saw that the 1908 Lectures on meaning renounce this idea
in the case of empirical meaning. The second remark, that we find in Formal and
Transcendental Logic (80), proposed a solution to the problem of indexicals based
on the idea of horizon-intentionality. Allow me to quote this passage once again:
This famous passage is first and foremost remarkable for its generality. For, as long
as we have not circumscribed the function of the concept of horizon, it is extremely
difficult to understand in what way that concept brings a solution to the problem of
indexicals. There is of course the contrast between the scientific and pragmatic
concepts of truth, what Husserl calls "the situational truths," but this lead will not
carry us very far. But then what about their subjective correlates? And to begin
with, what about the subjective correlate oftruth-in-itself, which Husser! conceives
as apodictic and adequate evidence? It is in answer to this question that we can, I
believe, appreciate the entire scope of the concept of horizon-intentionality.
Thus, Husserl defines evidence in terms of intention and fulfilment. An
evident judgment, for instance, is a judgment that contains no component that is not
only aimed at by simple anticipation, that is not given in person or as such. This
ideal of evidence corresponds to what Ideas I called "absolute givenness," i.e., the
evidence which Husser! opposes to pre-scientific experiences, obscurity, confusion
in self-givenness or in the simple grasp by image, by presentiations or by any other
image or sign representation (EU 4 and FTL 59). Husser! distinguishes two types
of evidence. The first is "adequate evidence" which is the kind of evidence we have
when there are no more components of a meaning intention that are not yet filled
by a corresponding intention. The second is "apodictic evidence" which Husser!
defines as "the absolute unimaginableness (inconceivability) of their non-being, and
thus excluding in advance every doubt as "objectless," empty. ,,21 Apodictic
evidence consequently excludes any conceivable doubt. 22
It is precisely this conception of evidence that is the focus of his critique
of truth-in-itself3, a conception that he ascribes to the modern tradition from
Descartes onward or to what he calls "objectivism." But there is a different
interpretation of evidence, which forces itself to phenomenology at that time, one
that uses the concepts of "fungierende Intentionalitat" and horizon-intentionality
that rests on the concept of pre-predicative evidence. Note that this tension between
these two interpretations is not unrelated to his critique, during the same period, of
the Cartesian way of reduction. The Cartesian way, which guided Husser! in the
first book of Ideas, proceeds from a "critique of the experience of the world by
emphasizing the possibility of its non existence." (Hua VIII, 127 and 52). His
starting point is the knowledge of the "ego sum." On the other hand, following the
132 THE HORIZON OF THE SELF
second path of reduction, the one that leads to the Lebenswelt, the issue is "the
question of inunediate evidence that [exists prior to] any science" (Hua VIII, 41).
There are many reasons to believe that Husserl came to favor the second way and
to adopt the interpretation of evidence in tenns of horizon-intentionality. According
to Husserl, this path has the advantage of providing a larger and more profound
understanding not only of sUbjectivity itself but also of its intersubjectivity (Hua
VIII, 164). Furthennore, he came to realize that the Cartesian path, and especially
the foundationalism associated with it, was only a bias (Vorurteil) and that it
transgressed the limits that phenomenology imposes on itself. In other words, that
this way was not phenomenological. 24
It is here that the concept of horizon-intentionality takes all its meaning.
For phenomenology wants to show, against the objectivist bias, that the world
"Seinsinn" is the work of pre-scientific life and that it gives itself originally to
consciousness as horizon. Husserl is more inclined to talk of a pre-givenness
[Vorgegebenheit], of the surrounding world as a "domain of what is pre-given,"
and he ascribes to pre-predicative experience a potential [latent] pre-knowledge
(Vorwissen) of the world, a "universal passive belief in the being of the world."
Correlatively, pre-predicative and pre-scientific evidence, what is always given to
consciousness, now represents "the domain of ultimate evidences" which have not
yet reached the exactness and idealization of physics and mathematics.
We understand now that phenomenological reduction, as Husserl clearly
explains at the beginning of the Meditations, never provides an apodictic evidence
of the existence of trancendental subjectivity. For, beyond what gives itself in
self-experience from the transcendental at~~ude, we only have a "presumptive
horizon" that we do not properly experience. It is precisely this presumptive
horizon, henceforth understood by Husserl as a positive feature of intentionality,
that confers its significance to the phenomenon of indexicals. To appreciate the
value of Husserl's solution, it is necessary to take into account the role of the
horizon-intentionality in his critique of foundationalist bias. The next step, that I
will not undertake here, would be to question the legitimacy of subordinating
phenomenology to the traditional ideal of a first philosophy. 25
NOTES
1. The references to Husserl are to Husserliana, and to the following translations: Cartesian
Meditations: An Introduction to Phenomenology [CM], translated by D. Cairns (The Hague,
1977); Ideas Pertaining to a pure Phenomenology and to a phenomenological Philosophy,
Book II, Studies in the Phenomenology of Constitution [Id.],translated by R. Rojcewicz and
A. Schuwer (Dordrecht: Kluwer, 1989); Formal and Transcendental Logic [FTL], translated
by D. Cairns, (the Hague, 1969); Logical Investigations (2 vols.) [U], translated by J.N.
Denis Fisette 133
Findlay (London: Routledge & Kegan Paul, 1977); Experience and Judgment: Investigations
to a Genealogy of Logic, translated by J.S. Churchill and K. Ameriks (Evanston:
Northwestern University Press, 1973).
2. See Hua I, 43, 48 and Hua VIII, 4.
3. K. Mulligan and B. Smith, "A Husserlian Theory ofIndexicality," Grazer Philosophische
Studien, 28 (1986), 134; cf. K. Schuhmann, "Husserl's Theories of Indexicals," F.M.
Kirkland et al. (eds): Phenomenology - East and West (Dordrecht: Kluwer, 1993), 111-127.
4. A. Gurwitsch, "Outlines of a Theory of 'Essentially Occasional Expressions,'" Readings
on Edmund Husserl's Logical Investigations, ed. J. N. Mohanty, (The Hague: M. Nijhoff,
1977), 112-127; D.W. Smith and R. McIntyre, Husserl and Intentionality (Dordrecht: D.
Reidel, 1982).
5. More recently, D. W. Smith used B. Russell's concept of acquaintance and argued that
consciousness, understood in that sense, could be construed as indexical: "Acquaintance is
thus an awareness of something in one's immediate presence, something in the immediate
context of one's experience, in contextual relation to oneself or one's experience. In this
sense, let us say, acquaintance is indexical awareness." Cf. D.W. Smith, The Circle of
Acquaintance: Perception, Consciousness, and Empathy (Dordrecht: Kluwer, 1989), 24.
6. Schuhmann 1993, 123. Schuhmann's skepticism is shared, for example, by Philipse. Cf.
H. Philipse, "The Problem of Occasional Expressions in Edmund Husserl's Logical
Investigations," Journal of the British Society for Phenomenology 13 (1982), 182.
7. As Husserl explains: "Strike out the essentially occasional expressions from one's
language, try to describe any subjective experience in unambiguous, objectively fixed
fashion: such an attempt is always plainly vain." (322)
8. This first indication occurs in the foreword to the second edition ofthe LI. Speaking of the
first investigation, Husserl wrote: "The manner in which it deals with empirical meanings (to
which, however, in stictness, all empirical predications belong) is a tour de force~the
enforced consequence of the imperfect conception of the essence of "truth-in-itself' in the
Prolegomena." (48)
9. M. Sommer, "Husserls gottinger Lebenswelt", Introduction to E. Husser!: Die Konstitution
der geistigen Welt (Hamburg: Meiner, 1984), xiv.
10. R. Bernet argued that Husserl gave up the Logical Investigations' concept of truth in two
steps: first in 1908 for empirical meaning and around 1920 for abstract meaning. Cf. R.
Bernet, "Bedeutung und intentionales BewuBtsein. Husserls Begriff des
Bedeutungsphanomens," Phiinomenologische Forschungen 8 (1979), 50 ff.
11. In a note to the second edition of the fourth LI, he restricted considerably the scope of
his morphology: "In the first Edition I spoke of "pure grammar," a name concieved and
expressly devise to be analogous to Kant's "pure science of nature." Since it cannot,
however, be said that pure formal semantic theory comprehends the entire a priori of general
grammar~there is, e.g., a peculiar a priori governing relations of mutual understanding
among minded persons, relations very important for grammar~ta1k of pure logical grammar
is to be preferred." (527)
12. I have in mind here this passage of Experience and Judgment: "That association can
become a general theme of phenomenological description and not merely one of objective
psychology is due to the fact that the phenomenon of indication [Anzeige] is something
which can be exhibited from the point of view of phenomenology. (this insight, worked out
as early as the Logical Investigations, already constitutes there the nucleus of genetic
134 THE HORIZON OF THE SELF
phenomenology) .... Association comes into question in this context exclusively as the purely
immanent connection of"this recalls that," "one calls attention to the other"."(74-75).
13. As we shall see, it is one and the same concept since "motivation," or its correlate, is
understood as "because" (certain things could or must exist because other things are given).
Husserl further agreed with A. Meinong in LI to dissociate motivation from causation. (273)
14. Gurwitsch 1950, 124.
15. I will not enter here into the question of self-identity in order to concentrate on otherness
and motivation. See J. Hart's careful analysis of the self in relation to indexicals and his
discussion with Castaneda in the third chapter of his book The person and the common Life
(Dordrecht: Kluwer, 1992), 155-172. See also D. W. Smith, "Mind and Guise: Castaneda's
Philosophy of Mind in the World order," Hector-Neri Castaneda, ed. J. E. Tomberlin,
(Dordrecht: Kluwer, 1986), 167-187, for a comparison of Castaneda's concept of "guise"
with Husserl's "noema."
16. CM, 120.
17. The notion "reason to act" also plays a crucial role in contemporary debates in the theory
of action. In fact, Husserl's approach in Ideas II is very similar to neo-wittgensteinians like
G. von Wright and E. Anscombe but also to D. Davidson. It would be interesting to evaluate
the contribution of a phenomenology of action to those debates. On that question, see M.
Merleau-Ponty, La structure du comportement (Paris: Presses universitaires de France,
1942/1990) and D. W. Smith, "Consciousness in Action," Synthese 90 (1992), 119-143.
18. For exemple, in the following passage of I deen II: "In allen diesen Beispielen tritt das
Wei! der Motivation auf. ( ... ) Ich als Subjekt der "Handlungspriimissen" fasse mich nicht
induktiv-real als Ursache des Ich als SUbjektes des "Handlungsschlusses", mit anderen
Worten, ich, der ich mich auf Grund der und der Motive entschlielle, fasse weder den
Entschlull als naturale Wirkung der Motive oder Motiverlebnisse, noch mich selbst als
Subjekt des Entschlusses, bewirkt durch das Ich als Subjekt der Motivierenden Erlebnisse.
( ... ) Wenn ich durch Einftlhlung diese Lage im Anderen festzustellen vermag, sage ich: "ich
verstehe, warum der Andere sich so entchlossen, warum er dieses Urteil geHillt hat" (worauf
hin). - Aile diese "Kausalitaten" sind voll anschaulich herauszustellen, da sie eben
Motivationen sind."(Hua IV, 230)
19. In Krisis (9), Husserl gives some insights for developing something like a
"Verweisungssystem." Such a system has been worked out by E. Tugendhat in his
Vorlesungen zur Einfiihrung in die sprachanalytische Philosophie (Frankfurt: Suhrkamp,
1976). On that question, see also J. Hart 1992, 165 fI.
20. FTL, 199.
21. CM, 16.
22. By those terminological remarks, one can appreciate what we can call the undoubtability
maxim which becomes for a phenomenology that defines itself as first philosophy the
principle of apodicticity: "Selbstgebung soil fUr uns Mall, und ihr absolutes Optimum das
letzte Mall sein, an dem wir aile Urteile, aile unsere Seinsmeinungen bewahren. 1m Grunde
liegt das im Sinn aile wissenschaftlichen Tuns, wir bringen es uns nur zum Bewulltsein und
machen daraus ein erstes Prinzip bewullt zwecktatiger Methode." (Hua VIII, 33). That does
not mean that evidence only belong to the sphere of jugdment since, according to the general
division of philosophy into the theoretical, the axiological and the practical, evidence also
occurs in the domain of sentiment and will. Not only does evidence exceeds the domain of
judgment, but we will see that predicative evidence only represent a derived mode of
Denis Fisette 135
givenness.
23. On the dissociation of apodictic and adequate evidence, see CM 5, ED 4 and FTL 59.
24. In his Lectures on First Philosophy, Husserl decribes this new way to phenomenology
as "eine Phanomenologie der phanomenologischen Reduktion" (Hua vm, 164).
25. I would like to thank P. Poirier and P. Buckley for their technical help with the English
version of this paper. I would also like to thank R. Cobb-Stevens and J. Hart for the
discusions we had on an earlier version of this paper. Finally, the Conseil de Recherche en
Sciences Humaines du Canada made this research possible.
My Time and the Time of the Other
Rudolf Bernet
Katholieke Universiteit Leuven-Belgium
of our lives does not depend merely and only on ourselves, we must also investigate
how other people co-determine our lives and thus alter the time of our lives. This
happens in at least two ways. Firstly, when our life inserts itself in the life of a
community that binds several generations together and turns our lifetime into an
historical time. Secondly, when we give to our life the sense of an ethical
responsibility for others that turns the time of our life into an ethical time. At the end
of our reflections we will return once more to the transition from the twentieth to the
twenty-first century and more specifically to the question of whether this transition,
besides its historical meaning, has not also an essentially ethical meaning. In making
the transition from the time of nature to the time of my life, from the time of my life
to the time of a historical and trans-generational community, and from historical
time to the ethical time of responsibility for the other and the stranger, we shall
again and again have to do with time as transition. Thus, once more it seems that
time as transition can only be clarified in the transition from one time to another.
Philosophers such as Bergson and Hussed see lifetime as a lived time and, as a
result, as a psychical or mental time. In so doing they assume that there is an
essential difference between the time of my life and the time that happens to the
things of physical nature. Unlike physical time, psychical time is, according to them,
something that contains no spatial movement and thus must be purified of all spatial
conceptions and modes of speaking. Since non-digital clocks operate with just such
a spatial representation of time, psychical time cannot be measured with such
clocks. What then of the increasing use of digital clocks? Did not Aristotle already
say that number and the psychical activity of counting is the real measure of
temporal movement? There can be no doubt, however, that if Bergson and Hussed
had known of our digital clocks they would have regarded them as just as unsuited
to the determination of psychical time as the gold watch that sat in their coat pocket.
Why? Because psychical time, unlike physical time, is not a discontinuous and
objective time. Digital clocks on the contrary, measure a time that is applicable to
everyone and everything and is divided into an infinite series of points that can can
only be distinguished from one another by the number that is attached to them. This
objective time with its scientific-objective indifference does not apply to the way in
which we experience the time of our lives. Happiness and sorrow have a duration,
but the manner of their duration cannot be measured with any clock.
Let us dwell for a moment on the two named properties of psychical time,
namely its continuity or unintenupted character and its exclusively SUbjective or
personal nature.
Rudolf Bernet 139
remembering does not occur now but belongs to the past. Remembering is thus
something other than a repetition in which I experience the same thing twice in
succession. When I remember something from my past, I do not really experience
it again, since now it is no longer there. What I now remember as belonging to the
past, is other than what I then experienced as present, precisely because I presently
experience it as something that is over. Remembering is thus a complex process and
it is not surprising that even those who do not hesitate to ascribe a memory to higher
sorts of animals, nevertheless doubt whether animals are capable of remembering.
What makes remembering so complex is the fact that it involves an experience of
time as time. The content of my present remembering being the same as the content
of my previous experience, the difference pertains only to its belonging to a present
or past time. Remembering is above all an especially complex form of time-
experience because it expressly relates two different times to each other. Unlike an
ordinary experience where the present time merely implies the past in the form of
a horizon, remembering directs itself explicitly to the past, makes it present in the
realization that it is past.
In remembering, we thus experience not only a present time that is
interwoven with the past and the future, but we experience time as the movement of
passing away. The great charm of this otherwise so complex and nostalgic
experience of the transitoriness of time has much to do with the realization that the
one who remembers somehow escapes time. Remembering thus insures not only that
there is a continuity of my lifetime, but also that there is an identity of myself
through time. The two experiences are so interwoven that it is difficult to decide if
continuity lies at the origin of my personal identity or the reverse, that personal
identity is already presupposed in the experience of the continuity of my lifetime.
In any case it is certain that remembering as an experience of the transitoriness of
time at once shows that the lost time of the past can once more be made present in
the present time. Proust's great novel A fa recherche du temps perdu, completely
dedicated to the problematic of remembering, significantly ends with a chapter that
bears the title "Le temps retrouw!." The experience of the continuity of my lifetime
and of the identity of my person through this time, is also due to the fact that
remembering does not merely occupy itself with the past from the perspective of the
present, but also occupies itself with the future from the perspective of the past. As
the work of Proust once more clearly shows, one always remembers with an eye to
the future. When Marcel remembers his past life as lost time, it is in order to finally
begin with the writing of his book and so to become the writer of which he had in
the past only dreamed of being. However, why remembering as a once again making
present of the past with an eye to a (better) future, why, for Proust and for us,
remembering as the experience of the continuity of life and the identity of one's own
personality should be such a happy experience of time, has so far remained
Rudolf Bernet 141
cases however it is so that in the present I concern myself not merely with my
present life but also with my past and future life. The sUbjective character of the
experience of this extended and flowing time thus has to do not only with the fact
that it concerns the time of my life, but also with the fact that I do not need anyone
else in order to experience my lifetime. Given that what threatens the continuity of
my life comes from myself and not from another, i.e., comes from my forgetting of
the past and from my uncertainty about the future, it is evident that I have no need
of another in order to overcome this threat. I alone can master the time of my life.
However, this mastery that makes me independent of other people, also confmes me
in my own life. When I am the only one that determines the sense of my lifetime,
then likewise I must also bear the burden of this life alone. Otherwise said, the
intervention of the other in the determination of the sense of my lifetime indeed
makes me dependent, but it is also a liberation. Only when I take distance from the
lonely mastery of my life, can the time of my life take on a sense that is much richer
than anything I can come up with on my own or what I myself could will to make
of my life.
In what follows we will be occupied with two different ways in which the
concern with other people alters my lifetime: history and ethics. The time of history
implies an enlargement of the significance of my lifetime over the borders of my
life, and the time of ethics implies a responsibility that makes of my time a time for
the other. While the time of history does not threaten my lifetime, ethical
responsibility for the other interrupts and intrudes upon the experience of my
lifetime. The question of whether the twenty-first century must be seen as a
continuation or as a break with the twentieth century, is thus dependent on the
historical or ethical perspective in which one approaches this transition.
We have seen that psychic-subjective time, despite its continuity, does not exclude
forms of distance nor even a certain alienation. Although future time becomes
present time and present time becomes past time, this flowing transition from the
one time to the other implies an irreparable alteration. But this alteration still does
not make my time the time of the other. History, on the contrary, assumes an
involvement of my lifetime in the time of others who need not even be
contemporaries. It is rather the case that what happens in the same time as my
lifetime, to a great extent withdraws from historical consideration. In history, one
is occupied with the life of previous generations and, in the end, also the life of
future generations. Historical time is thus a trans-generational time. That is to say
history deals with the life of different generations of people and thus brings together
Rudolf Bernet 143
different generations with one another. History does something about the so-called
"gap" between the generations, and when there is no time for history then that gap
grows. The ever faster changing circumstances of life and the dwindling of historical
consciousness have the consequence that the generation gap threatens to become
ever wider.
From this rough description of the time of history we can conclude two
things. The first is that history has to do with the life of human communities; the
second is that history concerns itself with the continuity between communities that
live and have lived in different times.
What is a community? Briefly put: it is a multitude of people whose life is
determined by a feeling of belonging together. Someone who speaks in the name of
a community says neither "I" nor "they" but "we." Communities form themselves
on the basis of a process of exclusion and inclusion. One belongs to them or one
does not. Not everyone that lives in the same period belongs to the same
community. It is true that I belong to several communities, but many of my
contemporaries belong to none of the communities of which I am a part. These
contemporaries with whom I have nothing in common are for me "strangers." It is
thus anything but obvious that there exists-as history assumes-a community
between people that belong to different generations and thus also to different times.
Such a community, then, does not simply "exist," it is much more that it is
"instituted" by historical consideration. This institution of a trans-generational
community by history is thus a disavowal of the strangeness that I experience in the
face of the many people of my own generation and of previous generations. It is
however improbable that history could succeed in making an all-inclusive universal
community of all people of all times. It is not because we are all humans that we
also all belong to the same historical community; being human does not alone
suffice to give us a feeling of historical-temporal belonging together.
The historical communities established by history are temporally variable
communities and not essential communities as is the supra-historical idea of
humanity. Historical communities persist through temporal changes only by grace
of the continuity of a community life. What a historical community has in common
is something that perdures through history or, better said, that is carried over from
one generation to the next. The key concept of history then is "tradition." What is
handed down in tradition is ultimately less important than the fact that there is
tradition. It is also important to understand well that tradition is not a one-way
traffic. A community formed by tradition is not only taken up with the concern to
pass on something to following generations, but also feels itself to be the heir of
previous generations. It passes on what it has received and it is for the sake of its
respect for, and interest in, that heritage that it will pass it on to future generations.
144 MY TIME AND THE TIME OF THE OTHER
be unethical. Fidelity to prior generations and solidarity with future ones, testifies
rather to respect and moral concern. However, a philosopher such as Levinas would
remark that we are here still dealing with an ethical responsiblity for oneself and
one's own community. For him ethics has in the first instance nothing to do with the
concern for one's own but with a responsibility for the other and for the stranger.
According to Levinas this ethical responsibility has moreover its origin not in
myself but in the need and the suffering of the other; responsibility is thus a
response, an answer to the appeal of the other. Such a responsibility does not
exclude remembering but this remembering has an ethical character only insofar as
it is not directed upon one's own past and thus is not strictly a historical
remembering.
An example of such a remembering of a foreign past out of ethical
responsibility is the commemoration of the "Shoah," the annihilation of millions of
Jews by the Nazis during the Second World War. At issue in the so-called
"Historikerstreit" in postwar Germany, was whether the Shoah could be reduced to
an object of regular historical research. Naturally, it is indispensib1e that the German
people should tum themselves to their dark past; the question is, however, whether
this is enough and whether it testifies to sufficient responsibility with regard to the
innocent victims of the extermination camps. For the remembering of these
atrocities committed by their own people makes them no more comprehensible and
does not deliver the Germans from their guilt. The commemoration of the Shoah has
thus an ethical significance that necessarily exceeds or "transcends" the historical
consciousness of a communal past of the German people.
If Levinas is right, then the ethical responsibility for future generations
cannot be fulfilled through historical tradition. For history cannot see the future
otherwise than as a continuation of the past and as the confirmation of an historical
community. In historical contemplation there is no place for a positive evaluation
of a breach in time and for a responsibility in regard to future generations that are
totally different from us. Put simply, history has a paternalistic view of the future;
it considers future generations as sons and heirs. History is blind for the otherness
offuture generations, it is deaf to its unforeseen needs, it is afraid of their new ways
of life. Such an historical approach to the future is, for all that, not irresponsible, but
its responsibility is conditional and thus in the view of Levinas, does not evidence
real ethical responsibility.
neither my time nor our time, but another time; the time of the other as other. This
is not just to say that in my relations with the other I may not force my time-
consciousness upon the other, but also that the other penetrates my time-
consciousness and thus changes it, makes it into another consciousness. Ethical
responsibility, as a response to an appeal, proceeds not from me but from the other.
This other that cannot be reduced to the representation that I have of him or to the
expectations of our community, is, therefore, always a stranger. Since this strange
other penetrates into my life with his appeal, he also alienates me, makes me into
someone that is for myself strange and unfamiliar. I no longer recognize myself in
my reponsibility for the other precisely because this responsive responsibility is
grounded not in my self-consciousness but in the appeal of the other. What the other
asks of me is nothing less than that I sacrifice myself or my self in order to meet his
suffering and his need. For Levinas, real ethical responsibility is irreconcilable with
a conservative or a paternalistic attitude towards the other; ethics assumes a radical
break with all forms of egoistic self-reference and thus with a personal memory and
an historical tradition that confirms one's own identity.
Unlike the time of memory and of tradition, the time of ethics is thus not
a continuity but an interrupted time. What is an "interrupted time"? What is
interrupted and who interrupts it? The latter is immediately clear: it is the
intervention of the other under the form of an appeal that interrupts. And what he
interrupts is the belonging of time to myself. Interrupted time is a time that passes
with interruptions, a time in which the mutual interwoveness of the future, present,
and past is dissolved, a time in which also the future, present, and past of my life no
longer belong simply and solely to me. The most discussed form of such an
interruption of my lifetime is death. Death comes not from myself but from
somewhere else, it touches the deepest foundation of my life without belonging to
me. Which is why I can neither represent nor ap-propriate death. Nor can I really
experience it, in the sense of living through it; for where death is, life is lacking.
Consequently it is also problematic to talk of "my" death. Death comes "like a thief
in the night." This saying is not entirely correct in that a thief is someone, and death
is no-one. Death comes from elsewhere but not from another, it has no recognizable
form or face, it is anonymous. Death has an express relation to the other only in two
cases: in murder and in sacrifice. On the basis of what we have already said about
Levinas, it will surprise no-one that his ethical consideration of death addresses
itself especially to the prohibition of the murder of the other and to the sacrifice of
one's own life for another.
There are, however, other forms of the interruption of my lifetime in which
the intervention of the other, and thus also the ethical significance of the
interruption, is much clearer than in the case of death. These new forms have not
only a relation to the future but also to the past and the present time. One such
Rudolf Bernet 147
We must thus keep in sight that this other who breaks through into the
continuity of my egological time and makes an ethical time of it, changes me into
an other Of, more precisely, into a subject/or the other. The other that forgives me
for a mistake from my past, at the same time summons me thereby to more
responsibility in the future. In the commemoration of the Shoah we are asked to lend
our voices to the victims, or even out of respect for their inexpressible pain, to keep
silent. The other who interrupts my life and gives me the possibility to begin a new
life, demands also that in this new life I preserve a sensibility for him and for his
needs. The manner in which he affects me, must lead to a new ethical sensibility
characterized by vulnerability in place of defensiveness. The hope that has its origin
in a gratuitous gift of the other, also carries with it new obligations in regard to him.
One cannot hope and at the same time still reckon (whether on oneself or on the
other). Hope asks for sacrifices and self-sacrifice.
The coming tum of the century has a different meaning according to
whether the twenty-first century is conceived of as an historical or as an ethical
future. The two need in no way exclude each other.
History cannot see the twenty-first century otherwise than as a prolongation
of the twentieth century. In this manner it foresees the new challenges, and they will
surely have to do with an expansion of our historical community. The forms of
ethnocentrism and nationalism that still exist today must make way for forms of
multi-cultural society. The commonality that binds together the members of a
historical community, will no longer be an obvious and natural given, but something
that must be established by history. If history does not succeed in this then we will
indeed, as some thinkers today predict, experience the "end of history."
An ethical vision of the future of the twenty-first century requires less of
future generations and more of ourselves. It does not foresee how future generations
should act, but asks that we live differently now in order not to make the other life
of future generations impossible. The ethical attitude towards the future must lead
to hope, and this hope assumes an unconditional faith in future generations and the
sacrifice of our immediate pleasure. We do not know how the future generations of
the twenty-first century shall live nor do we know what their needs shall be.
Accordingly, we owe them not just something, but everything, our whole attention
and our whole life. Ethical time as time for the other begins with the end of the
natural preoccupation with our own posterity. Our life is however never merely
ethical or natural, it is a movement between the two. The time of our lives is the
time of this transition. 2
NOTES
1. Confessions, lib. XI, cap. 14: "What, then, is time? I know well enough what it is provided
that nobody asks me; but if! am asked what it is and try to explain it, I am bamed."
2. Bibliography: G.W. Hegel, Introduction to the History ofPhilosophy (New York: Dover,
1956); M. Heidegger, Being and Time (Oxford: Blackwell, 1978); E. Husser!, On the
Phenomenology of the Consciousness of Internal Time (Dordrecht: Kluwer, 1991); E.
Levinas, Time and the Other (and additional essays) (pittsburgh: Pittsburgh University Press,
1994); E. Levinas, Totality and Infinity; An Essay on Exteriority (The Hague: Nijhoff, 1979).
Temporality and the Point:
The Origins and Crisis of Continental Philosophyl
Anthony Steinbock
Southern Illinois University at Carbondale-USA
Introduction
continental philosophy in the sense that crisis is peculiar to its own style of
thinking, and there is a crisis of continental philosophy in the sense that it is in or
undergoing a crisis.
This paper address the nature of this crisis by (1) characterizing continental
philosophy as a particular style of thinking, namely, generative thinking, (II)
examining the meaning and origins of philosophical thinking by drawing, for
strategic reasons, on one of Jacques Derrida's essays, and (III) interpreting the
crisis within continental philosophy.
II. Getting the Point: Philosophical Thinking and the Origins of Meaning
permitted a dialogue between what were later called reason and madness. "It is
therefore a matter of reaching the point at which the dialogue was broken off,
dividing itself into two soliloquies, what Foucault calls ... the Decision."
The Decision, writes Derrida, is both an originary act of order and a
schism through which reason and madness are linked and separated. He calls this
decision a "dissension" in order to emphasize the decisive activity of an
differentiation interior to meaning in general. 18
The act of Decision, the decisive act, is a creative emergence that has
developed this way peculiar to the West, and we have taken it up in such a way that
it puts us on the track that Derrida calls the history of Western metaphysics in
which-in this formulation of the situation-reason distinguishes itself from
madness, privileges itself over madness, and in its hegemonic appurtenance of
madness to reason, asserts itself as fixed (present); in so doing, it forgets the very
splitting which produced reason and madness. Foucault, on Derrida's view, risks
forgetting this splitting in his very archeology of madness, and thus risks
entrenching us even deeper in the history of Metaphysics. By tipping the scales in
the direction of a madness speaking for itself, Foucault's project appears
emancipatory. But in the excitement of the ostensible liberation of madness from
reason, one still presupposes with much more facility and insidiousness a madness
and a reason that are still subsequent and already determined, thus making it that
much easier to cover over the opening of reason and madness. Derrida:
gets us out of natural doubt and leads us to the hypothesis of the evil genius; we
move from a naive, natural phase of doubt, to a philosophical, critical phase of
doubt. 2I
In one respect, the hyperbolic Cogito is mad because it cannot be
encompassed by a subsequent reason, though it is presupposed by any rational or
mad act. This is why, writes Derrida, the Cogito is not human in the sense of
anthropological finitude, but playing on Descartes's metaphors, demonic. The
hyperbolic Cogito is super-human or iibermenchlich, to employ Nietzsche's
expression, because its effort consists in trying to grasp that which emerges in and
through humanity but which is simultaneously beyond human facticity; it wants-to-
say-the-hyperbole: the absolute opening, the historicity proper to philosophy, the
movement oftemporalization itself. Its madness is more rational than determinate
reason, for it is closer to the wellspring of sense, and by the same token, "Reason
in general" is madder than any determinate madness, because here reason is closer
to nonmeaning. 22 This Cogito is not a comforting resting point. Opening and
founding the world by exceeding it, "nothing is less reassuring than the Cogito at
its proper and inaugural moment. ,,23
Descartes's problem (and Derrida doubts whether this can ever be
completely avoided) was to have made the hyperbolic moment reassuring, in
Descartes's case, by reflecting the cogito through God; inaugural thinking is
mollified as onto-theo-Iogy: Thought, which at the height of its hyperbole,
announces itself to itself, frightens itself and reassures itself; the uneconomic,
energetic, absolute opening is taken over by economy and regulation. Such a
takeover becomes expressed historically as the determinate distinction between
controlling reason and controlled madness, which in tum leaves out of account the
"source point" as uneconomic opening. This interminable rhythm of awakening and
imprisoning Derrida understands not as an alteration in time, but as the very
movement oJtemporalization itself and perhaps the destiny ofphilosophy.24
Meaning-to-say-the-hyperbole, in any case, is a bold attempt to draw back
to a "point" in relation to which all determined oppositions between reason and
madness as actual historical structures can appear as relative, and in which meaning
and non-meaning have their common origin.25 But what does it mean to draw back
to or to return to this absolute zero-point which is temporal originality? It cannot
mean starting from zero, for this would imply ignoring temporal originality, the
process of generativity through which reason and madness have come to be for us
in this way and the way in which we, in tum, attempt to work back toward the
origin-originating as such. A total bracketing of history would always have to be
inadequate to the task because the more we try to approach the "origin," the more
the origin is originating through these actions, embroiling our efforts. Instead, it
must be a matter of how we take up the origin-originating, the style of reason,
160 TEMPORALITY AND THE POINT
thinking, or the style ofphilosophy through which we take "it" up. In his If on a
Winter's Night a Traveler, Italo Calvino expresses the effort in this way:
while "decisive," in the sense I explained above, cannot be the ultimate context of
originating-origin. And Derrida, too, says as much:
Western metaphysics, that enables him to get his foothold for a critique of Western
metaphysics from within Western metaphysics.
We have already become acutely aware in contemporary continental
philosophy that it is a profound mistake to think that we could innocently return to
a fixed origin. But our situation is different today. Today the crucial mistake lies in
assuming that because the bracketing or erasure is never complete that we can
therefore never get back to "the origin" -with the result that all thinking can only
become cynicism, and all action only random play that merely "disrupts"
hegemonic discourses. Resulting statements and reactions like these paradoxically
still hold onto Western metaphysics by presupposing the origin to be something
static, eternal, or punctual, and do not understand origin dynamically as origin-
originating. Yet the very same extent to which and the very same reason that we
can never completely return to the "origin" is the very same extent to which and the
very same reason that the "origin" is always with us, originating; hence it is as
Derrida calls it, an "'originary presence," or "fundamental permanence." Hyperbolic
thinking did not just occur back then, but can always already occur at any time, with
Descartes or with us in the present. Likewise, the same extent to which we can
never "get back" to the origin is also the same extent to which we can never escape
the origin, either. Even if we wanted to.
When contemporary continental philosophy begins to reject any talk of
origin or telos in its challenge to essentialism, foundationalism, metaphysics of
presence, etc., it denies itself implicitly the possibility of any meaningful critique
and of crisis thinking. It can only pronounce "crisis" naively, which is to say,
entrench thinking deeper in what it seeks to eS.cape. Not because it denies a simple
origin and a fixed telos, but because it assumes them, and in taking them for
granted in this way, takes them up in the form of relativism and mere play. In the
final analysis, static origin and mere play are just two expressions of the same
objectivism. One is unable to challenge metaphysics from the difference between
historicity and history, and one risks becoming totalitarian rather than
emancipatory. To risk totalitarianism in this sense would amount to acceding the
movement of historicity, radical thinking, to history and a determinate reason,
closing the gap, attempting to encompass the "absolute opening" by a closed,
determined totality. Nothing could ever be in crisis, because there would be no
prospect for the generation of meaning and the determination of new historical
structures. There would be no "point" to crisis thinking, no "point" to historical
transformation. If this happens, and it is happening, then continental philosophy is
missing the point. It is in crisis.
To employ both Husserl's and Derrida's formulation, the crisis of
contemporary continental philosophy consists in a "forgetting of origins," not just
its simple origin in the Twentieth century, but is radical, root origin, the difference
Anthony Steinbock 165
NOTES
1. A slightly different version of this paper was published as "The origins and crisis of
continental philosophy," in Man and World 30/2 (1997).
166 TEMPORALITY AND THE POINT
21. Derrida, L 'ecriture, 78, 81; Writing, 50, 52. From this point of view the sleeper or the
dreamer would really be more mad then the mad, for the latter are not always wrong, while
for the dreamer, the totality of ideas becomes suspect. This moment within a natural doubt
is only relative and prepares the reader, according to Derrida, for an absolutely hyperbolic
moment. " ... everything previously set aside as insanity is now welcomed into the most
essential interiority ofthought." Derrida, L 'ecriture, 82; Writing, 53.
22. Derrida, L 'ecriture, 95-6; Writing, 62.
23. Derrida, L 'ecriture, 87; Writing, 56.
24. Derrida, L 'ecriture, 93-6; Writing, 60-2.
25. Derrida, L 'ecriture, 86; Writing, 56.
26. Italo Calvino, !fon a Winter's Night a Traveler, trans., William Weaver (New York:
Harcourt Brace Jovanovich, 1981), 15-16.
27. See my "Phenomenological Concepts of Normality and Abnormality," Man and World,
Vol. 28 (1995), 241-260. And see my "The New 'Crisis' Contribution: A Supplementary
Edition of Edmund Husserl's Crisis Texts," in Review of Metaphysics, Vol. 47, March,
(1994), 557-584.
28. See my Home and Beyond, 194-196.
29. Edmund Husserl, Die Krisis der europaischen Wissenschaften und die transzendentale
Phanomenologie: Erganzungsband. Texte aus dem Nachlaj3 1934-1937, ed. Reinhold M.
Smid, Hua XXIX (Boston: Kluwer, 1993),399,417,419-420.
30. Jacques Derrida, De la grammatologie (Paris: Minuit, 1967), 148. And see L 'ecriture,
411-413; Writing, 280-281.
31. Derrida, De la grammatologie, 39; Jacques Derrida, Of Grammatology, trans. Gayatri
Chakravorty Spivak (Baltimore: The Johns Hopkins University Press, 1974),24.
32. Derrida, De la grammatologie, 442-443; Of Gramrna to logy, 314.
33. Derrida, L 'ecriture, 93-94; Writing, 60.
34. See for example, Derrida, L 'ecriture, 96-97; Writing, 62.
35. See my "Idolatry and the Phenomenology of the Holy: Reversing the Reversal,"
Phanomenologische Philosophie in Japan: Beitrage zur interkulturellen Gesprach, ed., T.
Ogawa, M. Lazarin, and G. Rappen, forthcoming, 1998.
The Shadow of the Other
Linda Fisher
University of Windsor-Canada
1.
Towards the end of his essay "Marxism and Philosophy" in Sense and Non-Sense,
Merleau-Ponty embarks on a short and intriguing digression about Husser!. Tracing
a short discussion of the evolution of Husserl's thinking, Merleau-Ponty ends with
this passage, heavy with insinuation:
There is a story that in the last years of his life, when Husserl wanted to
go to Belgrade to give the lectures he had been forbidden to give in
Germany, the Gestapo was assigned the task of first reading his
manuscripts. Are we in turn going to look at philosophy through the
police chiefs glasses? Philosopher Husserl, we declare you suspected
of anti-Hegelianism, and have consequently placed you under
surveillance ... l
only in tenns of his analyses of Husserl' s thought and accounts of the genesis and
development of phenomenology, but also in invoking Husserl positively in
discussions that are not first and foremost about phenomenology. His frequent
defenses of Husserl, particularly on the issue of interpretations which do not take
account of the unpublished work, along with his explicit and implicit
acknowledgements of Husserl, seem then one fairly clear aspect of his relation to
Husserl. As such, ofthe key trio of figures following Husserl-Heidegger, Sartre
and Merleau-Ponty-he is to a large extent the most Husserlian.
At the same time, we find throughout Merleau-Ponty's work various
pointed critiques of Husserl. Now it is possible of course to work within a certain
framework and still adopt critical attitudes towards aspects of that framework, but
some of the targets of Merleau-Ponty's criticism, such as his critique of the
reduction, implicate some of the most fundamental tenets of a Husserlian position.
So this would support the view that in the unfolding of his own thought, Merleau-
Ponty finds the weak links in Husserl's philosophy, and corrects, "refines" Husserl,
to use the term in a recent article comparing these two thinkers.2 Another view,
expressed frequently in the literature on Merleau-Ponty, sees a much more radical
break with the Husserlian framework. For many Merleau-Ponty scholars it is a
virtual given that Merleau-Ponty was not merely supplementing or even moving
beyond Husserl, but was breaking with him in a definitive manner. One problem
with this view from a hermeneutic standpoint would be how to render the frequent,
and not expressly negative, analyses of Husserl in Merleau-Ponty; if there is a break
from Husserl, it does not initially happen in an obvious manner. I suppose one
might argue that we always dwell on the ones we're about to leave-or simply that
it took time both for the divergences to manifest themselves, and for them to
manifest themselves to Merleau-Ponty himself.
However, once again, I think that the relation of Merleau-Ponty and
Husserl is much more complex and ambiguous than the simple tracing of a line of
influence or divergence, as the case may be. For while in one respect Merleau-
Ponty undertakes discussions of Husserl in keeping with the usual manner of
analyzing or commenting on another thinker, these discussions as well as the figure
of HusserI himself have a much broader symbolic and metaphorical function and
significance; and this broader significance serves to illuminate various complexities
of their relation. For example, ifwe consider once again the passage quoted earlier,
it is possible to unfold the multivalent symbolic personae that Husserl represents
simultaneously in that one invocation: Husserl the philosopher, Husserl the Jew,
Husserl the victim of political persecution, Husserl the Jewish philosophical victim
of persecution, Husserl the hermeneutic subject, author whose manuscripts are
read, Husserl the author of a Nachlass whose manuscripts are perhaps not read. The
Linda Fisher 171
point being, paradoxically-or perhaps all too obviously, given the nature of
surveillance-that in being placed under surveillance, Husserl is not seen.
More fundamentally, however, this passage is illustrative of the larger
metaphorical function that Husserl serves in Merleau-Ponty's thought. This story
is not merely an anecdote about a particular incident in Husserl' s life; it is clearly
a metaphor for how philosophy and the philosopher might be regarded. Husserl in
this case is not only the particular philosophical victim, but represents the potential
victimizing of philosophy; at issue is not only this particular encounter with
Husserl, but the manner in which philosophy in general is to be encountered and
engaged. In numerous places throughout Merleau-Ponty's texts, his discussions of
Husserl function as the occasion for an elaboration of the nature of philosophical
engagement: how the tradition and the history of philosophy are engaged, how the
individual philosopher is engaged, and how philosophy itself, in some sense more
fundamental than either its history or its philosophers, is engaged. Merleau-Ponty's
analyses of Husserl, seemingly operating to focus this question more acutely for
him, serve thus as the multi-layered metaphor for the engagement with philosophy,
and in this manner Merleau-Ponty's own relation to Husserl is clarified. That is, in
a dialectical movement which will be precisely characteristic of this engagement,
Merleau-Ponty's encounter with Husserl serves as the occasion to elucidate the
complex nature of philosophical engagement, while the nature of this engagement
is the framework for his encounter with Husserl.
As such, Merleau-Ponty articulates an account of how we read philosophy
and philosophers, in the widest sense possible of philosophical reading: in terms of
how we engage philosophy, and how the various moments of that activity interact
with the larger process of interpretation and reflection-that is, how philosophy
engages us. In this respect Merleau-Ponty's framework is in many ways a
hermeneutic one and his elaboration of the dynamics of these relations his
articulation of a hermeneutics of philosophical engagement. Such a hermeneutics
is at once resonant of more traditional formulations, yet is a distinctly Merleau-
Pontian hermeneutics of ambiguity, where the relation to philosophy and the history
of philosophy takes the complex and dialectical form of what could be called
construed tradition. This dialectic of construed tradition-not amended or
supplemented but construed, so that it is at once what it was and not what it
was-is indeed characteristic and demonstrative of the central insight of this
hermeneutics of engagement.
Finally, and most fundamentally for our interests at this gathering, the key
framework employed by Merleau-Ponty for exploring the dynamics of
philosophical engagement is the theme of alterity and intersubjectivity. The
problematic of the engagement with philosophy-in terms of the history of
philosophy, individual philosophers, and philosophy itself writ large-is framed as
172 THE SHADOW OF THE OTHER
II.
III.
themselves-the unpublished texts as the other to the published texts. This aiterity
of the author of texts is further deepened by historical distanciation-Husserl as
historical figure, as representative of the tradition-and thus we encounter the
alterity present in any interpretation of the history of philosophy.
Alterity in its various modes is what the interpretive act must confront, and
a large component of many hermeneutic theories consists precisely in formulating
strategies for, if not overcoming the aiterity, at least attempting to negotiate or
bridge it. The transcendence of this otherness is arguably such that the otherness
can never be entirely overcome, even when a relation is established such that the
interaction-the interpretive act-becomes possible. For while the alterity may be
negotiated, it will never be eliminated; insofar as the thought of the other is not
mine, and is in that sense alien to me, my attempt to engage that thought in
philosophical interpretation will never result in the exact coinciding of my thought
with that of the other.24 That is, there may be an interpretive interaction, and this
interaction may even take a stronger form of interweaving or interlacing, but the
elements retain their own distinctiveness in some measure, even if that
distinctiveness is difficult to articulate precisely. In slightly different language,
while commensurability may be possible, there is no identity of these elements.
How, then, does Merleau-Ponty propose to engage this alterity? In one
sense the ambiguity discussed above reveals an implicit aiterity: the fact that there
are distinctive, discrete elements within a relation, presenting an otherness within
the correlation, is precisely constitutive of the ambiguity. Yet as we saw above,
ambiguity for Merleau-Ponty is also played out in terms of various notions of
blending and interdependence-the ideas of interweaving and interlacing, blurred
boundaries and co-<ietermining elements. These notions relate in tum in significant
ways to Merleau-Ponty's analysis of intersubjectivity, and so the same character of
ambiguity that manifests alterity provides the possibility for its negotiation. In this
respect we could almost say that in unfolding both alterity and intersubjectivity, the
notion of ambiguity is itself ambiguous; however, this situation is more revealing
of the fundamental interrelationship between alterity and intersubjectivity for
Merleau-Ponty.
Intersubjectivity seeks to articulate a relation whose aim is less the
avoidance of solipsism, and more the negotiation of alterity. In other words, given
our original and inescapable situatedness in the world of perceptual experience, a
world which we share with others and in which those others are immediately
present to us, the solus ipse is not the primary issue for Merleau-Ponty. The real
task, in recognition of the other and its transcendence, is to contend theoretically
with this otherness; in particular, to articulate the intersubjective relation that
captures the primary relationality that Merleau-Ponty sees at the heart of the
interaction with the other. This account does not seek to "constitute" the other, so
Linda Fisher 179
much as articulate the possibility of the access to the other, an access based on key
relational concepts such as encroachment and compresence.
Merleau-Ponty's account of intersubjectivity is thus grounded in his
perceptual phenomenology and in particular in his well-known analysis of
embodied consciousness and our primary relation to the world, by means of the
body as our situation in and perspective on that world. As such, the perceiving mind
is an incarnated mind and against "doctrines which treat perception as a simple
result of the action of external things on our body as well as against those which
insist on the autonomy of consciousness,"25 Merleau-Ponty seeks to emphasize the
insertion of the mind in corporeality, the roots of the mind in its body and in its
world and, characteristically, "the ambiguous relation which we entertain with our
body and, correlatively, with perceived things.,,26
Merleau-Ponty's discussion of intersubjectivity in "The Philosopher and
His Shadow" is especially relevant to the theme of philosophical engagement,
because not only does it furnish a particularly crystallized account but, as noted
earlier, this account takes place in the context of an analysis of Husserl' s account
of intersubjectivity in Ideen II. Ostensibly a reflection primarily on this text, it is
framed by a consideration of the nature of interpretive reflection and the larger
problematic of what I term philosophical engagement. Given that Husserl's and
Merleau-Ponty's accounts of intersubjectivity are in their closest proximity when
the text at issue is Ideen II (indeed, it is generally thought that Merleau-Ponty's
study of that text at the Archives constituted a major influence on his thinking about
intersubjectivity), and that in "The Philosopher and His Shadow" this account is
unfolded precisely in the context of a meditation on the thinker and tradition, the
philosopher and the philosopher's shadow, then Husserl's and Merleau-Ponty's
accounts will inevitably be interwoven, with the ambiguous character of intentional
reversibility and hermeneutic construal.
Noting that what Ideen II brought to light was a "network of implications
beneath the 'objective material thing, ",27 Merleau-Ponty underscores the
relationship between the body and things, and the grounding of this relationship in
the thingly character of the body and the body's immediate insinuation in the world.
The body is "if you wish, on the side of the subject; but it is not a stranger to the
locality of things."28 Pursuing the question of the body's relation to otherness,
Merleau-Ponty invokes the famous analysis ofthe touching hands. While when
touching the left hand, the right hand initially perceives it as a "thing," the left hand
is also perceiving the right, and the "thing" becomes animate.
This sets the framework for a renewed articulation of the relation of the thing to the
world. The distinction between subject and object has become blurred in my body
(and additionally, Merleau-Ponty notes, the distinction between noesis and noema),
and as such it is also blurred in the thing, the pole of the body's operations, which
is thus "woven into the same intentional fabric as my body."30 The breakdown of
distinctions is the possibility for the blending and interlacing of elements; the
interrelation which is more than a mere interaction, but consists in an interchange
where each is articulated in terms of the other.
As such, just as my right hand was present when my left hand's sense of
touch was activated, the other's body becomes animate before me when I shake
someone's hand, or just look at him or her. 31 Denying that what is at issue here is
comparison, analogy, projection, or introjection, Merleau-Ponty states:
The reason why I have evidence of the other man's being-there when I
shake his hand is that his hand is substituted for my left hand, and my
body annexes the body of another person in that "sort of reflection" it
is paradoxically the seat of. My two hands "coexist" or are "compresent"
because they are one single body's hands. The other person appears
through an extension of that compresence 32
... this objection would ignore the very thing that Hussed wanted to say;
that is, that there is no constituting of a mind for a mind, but of a man
for a man. By the effect of a singular eloquence of the visible body,
Einfohlung goes from body to mind. 34
I shall never in all strictness be able to think the other person's thought.
I can think that he thinks; I can construct, behind this mannequin, a
presence to self modeled on my own; but it is still my self that I put in
it, and it is then that there really is "introjection." On the other hand, I
know unquestionably that that man over there sees, that my sensible
world is also his, because I am present at his seeing, it is visible in his
eyes' grasp of the scene. And when 1 say 1 see that he sees, there is no
longer here (as there is in "1 think that he thinks") the interlocking of
two propositions but the mutual unfocusing of a "main" and a
"subordinate" viewing. A form that resembles me was there, but busy at
secret tasks, possessed by an unknown dream 35
IV.
simple reversibility where the history is philosophy and the philosophy history. In
"Phenomenology and the Sciences of Man" Merleau-Ponty writes:
Yet at the same time, any interpretive act is also a matter of selection,
which aspects the interpreter chooses to highlight; these aspects are not arbitrarily
projected or invented, yet their unfolding, their manifestation, is dependent on the
interpreter's activity, is a matter of the interpreter's contribution. And this
contribution constitutes the voice of the interpreter; not just as a matter of choice,
but a choice dependent in turn on the interpreter's approach, his/her reflection and
creative input, and in this manner the interpreter's voice is inserted into the
interpretive activity. And thus a relation is established: Merleau-Ponty notes that
the interpreter takes the initiative, makes a choice-based on his/her particular
approach or way of encountering philosophy-but the initiative consists in singling
out the intention of the text. Philosophical interpretation consists of interpretation
as a grasping of the meaning, but it is also reflection as the process of
philosophizing; thus a reflective grasping is imminently a construal. There is a
quasi-constitutive activity on the part of the interpreter, but the interaction which
takes place is necessarily based on the particular givenness of the text's meaning.
As such we have moved from a notion of the author's intention, to an articulation
of the intentional relation.
In "The Philosopher and His Shadow," Merleau-Ponty formulates this
relation initially against the backdrop of the failed interpretive interaction. Speaking
from the position of attempting a commemoration of a philosopher-"The
Philosopher and His Shadow" was originally written for the commemorative
collection Edmund Husserl in 1959-Merleau-Ponty notes that in the intentional
self-other of interpreter to philosopher, it cannot be a matter of either doing the
thinker the "highly superfluous homage of our thoughts, as if we sought to gain
them a wholly unmerited warrant," or on the other hand reducing him "too strictly
to what he himself desired and said."44 In other words, philosophical engagement
will not consist in the overwhelming of the philosopher by the interpreter's thought
and projections on the one hand or "stingily" reducing her/him to what is
objectively certified on the other; neither a purely arbitrary reading---our thoughts
alone-nor a mere transcription-the author's voice alone. This opposition, framed
also as either "inevitable distortion" or "literal reproduction" is in both cases one-
sided and does not as such constitute the unfolding of philosophical thought.
Acknowledging immediately the intersubjective implications of these
formulations, Merleau-Ponty proceeds to characterize this situation as the problem
of communication between egos, noting that Husserl was well aware of these
difficulties and did not leave us to confront them without resources. That is, "I
borrow myself from others; I create others from my own thoughts. This is no failure
to perceive others; it is the perception of others. ,,45 While the relation is framed in
the terms of subjective philosophy-the standpoint in question is mine, as the
initiative belonged to the interpreter in the discussion of intentional
Linda Fisher 185
But what if the act of reflection changes the meaning of the concepts it
employs and perhaps even the nature of its questions; what if its
conclusions are merely the overall direction of a search which was
transformed into a "work" by the ever premature interruption of a life's
work? Then we could not define a philosopher's thought solely in terms
of what he had achieved. We should have to take account of what until
the very end he was struggling to bring to reflection. Naturally, this
unfinished thought (impense) must be shown to be present through the
words which circumscribe and delimit it. But then these words must be
understood through their lateral implications as much as through their
manifest or frontal significance 50
Thus philosophical engagement must necessarily take into account this impense,
understood in the dual related senses of unfinished and unthought-what the
philosopher was "struggling to bring to reflection." This relates also clearly to the
notion of the thinker's intention, as the implicit element, at once present and absent
in the thought. Moreover, the philosopher who is other to us, struggling once again
with the otherness of his own thought; now in terms of the implicit character of the
impense, at once elusive and accessible.
This groUl)ds, then, the aspect of construed tradition which I noted at the
very outset-now deepened in view of the dimensions of intersubjectivity,
historicity of thought, intentional reading, and finally the visible/invisible of the
impense-which constitutes the being of philosophical engagement. In another
essay from Signs, "On the Phenomenology of Language," Merleau-Ponty states:
"This problem [of language] ... permits us better than any other to question
phenomenology and not only to repeat Husserl but to continue his work, to take up
again the movement of his thought rather than to repeat his doctrines. ,,53 There is
a nice dialectic to this formulation of repeating Husserl, but carrying his work
forward, taking up the movement of his thought, rather than repeating his doctrines;
there is a repeating in the movement forward, but in the continuation of someone' s
thought, there is also no repetition. "Taking up the movement of his thought" -this
might support the commentators' claim of a less-than-accurate reading of Husserl,
so that it is really the "spirit" of Husserl more than Husserl himself, and that spirit
filtered through Merleau-Ponty's particular vision. But what is philosophizing if not
this? Repeating the doctrines constitutes part of the project of the carrying forward
of tradition, so that in one respect Merleau-Ponty is working from Husserl; he is
reading Husserl; but as he says in the first line of "The Philosopher and His
Shadow," "establishing a tradition means forgetting its origins, [the aging Husserl
used to say.]" In a typically subtle and brilliant touch, Merleau-Ponty attributes this
view (rightly or wrongly? "accurately" or "inaccurately"?) to Husserl, the "aging
Husserl" ["Ie demier Husserl"-the later Husserl?] But while repeating the
doctrines is a necessary component, it cannot merely be about repeating the
doctrines-this would not be philosophy, or history of philosophy, but
philosophical reportage; merely a transcription and not philosophizing. So Merleau-
Ponty is working from Husserl; he is reading Husserl. Consider once more
Merleau-Ponty's citation of Heidegger, quoted above: '''When we are considering
a man's thought,' Heidegger says in effect, 'the greater the work accomplished ... the
richer the unthought-of element in that work.",54 (italics mine). And Merleau-Ponty
footnotes this quotation. 55 But note that despite footnoting the passage and using
quotation marks, he still qualifies it with "Heidegger says in effect." Once again,
repeating the doctrine, but carrying it forward in such a way that the doctrine is
188 THE SHADOW OF THE OTHER
repeated, but not repeated-it is the same, but not the same doctrine. In other
words, it is the construal of philosophical engagement.
Finally, Merleau-Ponty says that "we should like to try to evoke this
unthought-of element in Husserl's thought in the margin of some old pages.,,56
Thought in the margins; the marginal thoughts in some old pages, some old
manuscripts, in an academic culture where something that is not published is not
thought-hence the apparent reluctance of Merleau-Ponty's contemporaries to
investigate the aspects of Husserl's thought represented by the manuscripts. The
hermeneutic middle-ground of philosophical engagement invoked earlier is
reframed spatially in terms of a marginal thought-the impense of the author, but
also the marginal observations, notations, and formulations of the interpreter, in the
interweaving and reversibility of thinkers and thought. The margin constitutes the
space of alterity; it is that which is outside and other to the text, yet clearly part of
and conditioning of the text. It is thus the constituting space. As such it is the sense
of the space between things which is significant; this will be the true sense ofthe
middle-ground, as the dialectic of invisible and visible. Drawing an analogy with
his perceptual analyses, Merleau-Ponty concludes:
The visible is conditioned by the invisible, which of course is never truly invisible;
as a conditioning shadow the invisible participates in visibility-and at any rate, as
we know, it is possible to see shadows.
*
Is there anything left to say, finally, about the Philosopher and the
Shadow? On one level, of course, Husserl is the Philosopher, and his shadow the
shadow cast by his philosophy. 58 On another level, as we have seen, the shadow is
philosophy, the other thinker, the philosophical tradition. Yet it is also the impense,
the unthought, which is not there, but is yet there-having in this case the
additional poignancy of two deaths that brought aspects of the unthought into relief,
as the unfinished thought-the thought that was not thought due to premature
departures. Because of a death that preempted the movement from unthought to
Linda Fisher 189
thought, the unthought is brought into relief and, given the nature of philosophical
engagement, this enables the unthought to be thought.
Husserl as seen and not-seen-Husserl placed under surveillance, yet not
seen; or seen within the framework of not being seen. But it is also the case that
Merleau-Ponty is the Philosopher and Husserl the Shadow-Husserl the other to
Merleau-Ponty, the representative of a tradition, an historical distanciation, and
hermeneutic alterity. Yet again, in this intersubjective hermeneutics, there is a co-
mingling where difference is sustained but not enshrined in the interrelated
reversibility of the repeated doctrine which is carried forward. In the fundamental
ambiguity and possibility of philosophical engagement, Husserl engages Merleau-
Ponty as Merleau-Ponty engages Husserl. As Merleau-Ponty says,
The impense is the shadow to the pense; it is there while not being there, absent in
its presence and present in its absence. In the same manner the pense is the shadow
to the impense; the explicit which is somehow less explicit than the implicit. It is,
finally, about being both shadow and not shadow in the gray ambiguity that
constitutes at once the rich and complex hermeneutic dimension and the ineluctable
character of philosophizing within a tradition.
NOTES
17. "Marxism and Philosophy," 135. Interestingly, in the context of this point, Merleau-
Ponty states that Husserl "or his collaborator, E. Fink, introduced ... philosophy as 'infinite
meditation or dialogue.'" Clearly, the distinction between Husserl and Fink becomes blurred,
much as does that between Merleau-Ponty and Hussert. Indeed, Merleau-Ponty makes
numerous references to and acknowledgements of Fink; this point and earlier questions about
Merleau-Ponty's Husserl interpretation prompts Gary Madison to suggest that, to a large
extent, Merleau-Ponty reads Husserl through the eyes of Fink.
18. Merleau-Ponty, "Philosophy as Interrogation," [Themes from the Lectures at the College
de France, 1952-1960] in In Praise 0/ Philosophy and Other Essays, trans. John Wild and
James Edie, John O'Neill (Evanston: Northwestern University Press, 1970), 173.
19. "Marxism and Philosophy," 135.
20. "Marxism and Philosophy," 135.
21. "Marxism and Philosophy," 135.
22. "Philosophy as Interrogation," 173.
23. It is also doubtless possible to make the case of this alterity with respect to Husserl's
personal life as well; for example, his conversion to Christianity.
24. In the context of Merleau-Ponty's later writings, a similar point is expressed with respect
to the relation to the visible wherein, he states, there is no coinciding of the seer with the
visible. Merleau-Ponty, The Visible and the Invisible, trans. Alphonso Lingis (Evanston:
Northwestern University Press, 1968),261.
25. "An Unpublished Text," in The Primacy o/Perception, 3-4.
26. "An Unpublished Text," 4.
27. Merleau-Ponty, "The Philosopher and His Shadow," in Signs, trans. Richard C.
McCleary (Evanston: Northwestern University Press, 1964), 166. The original French
version of this essay can be found in Signes (Paris: Gallimard, 1960).
28. "The Philosopher and His Shadow," 166.
29. "The Philosopher and His Shadow," 166.
30. "The Philosopher and His Shadow," 167.
31. -'The Philosopher and His Shadow," 168.
32. "The Philosopher and His Shadow," 168.
33. "The Philosopher and His Shadow," 168-69.
34. "The Philosopher and His Shadow," 169.
35. "The Philosopher and His Shadow," 169.
36. "The Philosopher and His Shadow," 170.
37. "The Philosopher and His Shadow," 170.
38. For another account of Merleau-Ponty's hermeneutics as a "hermeneutics of ambiguity,"
see Shaun Gallagher, "Introduction: The Hermeneutics of Ambiguity," in Merleau-Ponty,
Hermeneutics and Postrnodernism, ed. Thomas W. Busch and Shaun Gallagher (Albany:
SUNY Press, 1992),3-12.
39. "Phenomenology and the Sciences of Man," 46.
40. "Phenomenology and the Sciences of Man," 46.
41. "Phenomenology and the Sciences of Man," 45.
192 THE SHADOW OF THE OTHER
Klaus Held
University of Wuppertal-Germany
What we understand today by the word democracy is not univocal. But one basis
of modern democracy, "human rights," is recognized worldwide, at least verbally.
One can, of course, dispute which rights are meant for particular situations, but
such a dispute would not be possible if the validity of one human right was not
considered self-evident: the right to the free expression of one's own opinion. This
right accords with the basic significance of freedom of speech already operating in
history's first democracy with the Greeks. According to Aristotle, humans are
meant to live together in a democratic polis because they possess the capacity to
reciprocally give accounts (AOYOV 8t86v(x,t) of their dealings, and these accounts
are carried out in speaking freely with one another. So one can say that since
antiquity, democracy is fundamentally founded on the respect for freedom of
opinion.
Political opinions always refer to the way in which matters are to be
treated in a shared, political life-space. But because in this life-space decisions need
to be made, controversy can arise among opinions. This controversy, however, will
only be highlighted as controversy if the speakers do not talk past each other.
Therefore, in the controversy concerning possibilities for action, something
common or shared is needed so that one may meet another in speaking; one needs
a basis for mutual understanding. The only possible basis is that of shared standards
counted as unquestionably self-evident, for it is through these standards that it is
decided in advance which possibilities for action can at all appear as open to
discussion. Even when a fundamentally new possibility for action is championed,
this can only be justified in connection with those standards already accepted by all;
otherwise, one would at the outset fall upon deaf ears. Each involved party must be
allowed to justifiably assume that all others are convinced of the binding force of
shared standards; otherwise, controversy cannot occur.
But standards, the validity of which are formulated in the form of
opinions, cannot claim such a binding force; for, opinions as such are objects of
possible discussions, and for this reason there is no assurance that all participants
will concur with them. But standards for action can also possess binding force by
becoming, in a community, habituated codes of conduct, by rising to self-evidence
out of lived rules of conduct. The Greeks characterized this as ethos. Indeed, the
ethos includes standards for action for a community, but in distinction from what
is "moral," we are not aware of these standards as objectively represented
imperatives, commands, or duties. The ethos appears rather as what is pre-
193
D. Zahavi (ed.), Self-awareness, Temporality, and Alterity, 193-205.
1998 Kluwer Academic Publishers.
194 THE ETHOS OF DEMOCRACY
custom. The break with originary custom therefore cannot imply putting it aside or
replacing it with other customs, but can only entail robbing it of its self-evidence.
Since customs usually depend upon the will, in repealing the self-evidence
of this primal custom, we are lead to the presumption that there is a will possessing
the power to repeal the primal custom. But that is impossible, since primal custom
is not a matter of the will. The subjectivistic representation that one can emancipate
oneself from the ethos, from primal custom in the realm of action, is the modem
revolt in response to the unrepealability of primal custom. If a nonsubjectivistic
understanding of the right to freedom of opinion should be possible, it would be
possible only by reverting to the independence of primal custom from the will.
What follows is the attempt to develop such an understanding.
Every attitude is a relation-to-something; every attitude has a correlate.
The correlate to the natural attitude is the world, according to Husserl's
pathbreaking "fundamental consideration" in the first volume of his "Ideen zu einer
reinen Phtinomenologie." Because in the natural attitude it remains concealed from
us that we indeed inhabit an attitude, we are not explicitly aware of its correlate.
The natural attitude is defined by the fact that our attention is not directed to the
world as world; the world is not an object over against us that becomes a theme for
our thinking and speaking. Early Greek thinking begins with the thematization of
the world as cosmos because at this point primal custom steps out of its
inconspicuousness.
The world is unthematically familiar to us in primal custom as the
background that lets each appearance approach us out of referential contexts. The
world is according to Husserl the horizon for all these horizons. In the natural
attitude we know "of' the one world as universal horizon because it is possible for
us to cross over from each horizon that respectively determines our thinking and
action to other horizons. But in this case, because we do not inquire into what
enables us to cross over, the world as such never becomes a "theme." With the
world concealed to us as the enabling-ground of the mobility between horizons, we
have the tendency to adhere to our own inhabited horizons; we orient ourselves in
our conduct-to coin a phrase from the late Husserl 6-within "particular worlds,"
each of which provide a measure for us, and we, so to speak, fade the other
horizons out.
Although this bias forms an essential feature of the natural attitude, we
know "of' other horizons beyond our own particular worlds, albeit in an
indeterminate way. Due to this knowing, we can in conversation qualify the validity
of our judgments through such humbling formulations as the English "it appears to
me," the German "mir scheint," or other phrases in other languages corresponding
to the Greek 80Ksl J.l.ot, to which the concept 86~a is related. With these phrases
we express our vague awareness of the horizons of others, which supersede our
198 THE ETHOS OF DEMOCRACY
own horizons for judging. Of course, as long as the natural attitude remains entirely
intact, we are not especially interested in visualizing these horizons. This disinterest
has the consequence that we constantly talk past one another and do not really listen
to one another. When this is the case, there is no real controversy.
But the natural attitude does not completely captivate us, for within the
natural attitude we still have the freedom to pass over from an unthematic
awareness (as expressed in the aforementioned humbling formulations) into an
explicit representation of the horizons of others. The possibility of this transition
is described in par. 40 of the Critique ofJudgment which concerns the "expanded
way of thinking" (enveiterte Denkungsart) by which one is able to overcome the
subjective, private conditions of judgment, "between which so many others are
caught."? Phenomenologically, one can interpret these private conditions as the
lived horizons that are one's own (Kant himself interprets this differently). As long
as we are "caught" in them, i.e. as long as the bias ofthe natural attitude has not
slackened, not even in a preliminary way, the possibility of moving back and forth
between our own and other horizons is known to us but not pursued.
This expanded way of thinking is already in place within the natural
attitude when, in forming a judgment (as Kant formulates it), "I put myself in the
place of every other," i.e. phenomenologically formulated, when I visualize to
myself the horizons that form the background for the judgments of others. I must
reflect upon the relation of my opinion to those of the others, so that this opinion
may be heard by the others; only then can I-as Kant puts it so nicely-suggest
(ansinnen) it to the others. Because in a genuine controversy the confrontation of
political opinions can occur only through a "self-consciousness" directed to the
"alterity" of others, that is, only through reflective judgment, Kant's insights have
far-reaching implications as well for the interpretation of political controversy.B It
was Hannah Arendt who first saw this clearly, although admittedly she would not
have used the phenomenological world- and horizon-concept for a deeper,
systematic understanding. 9
The expansion of one's way of thinking is the fundamental possibility by
which one can, already within the natural attitude, open oneself to the world.
Through democratic controversy conducted in the expanded way of thinking, the
world opens itself up as a political world. The opinions in this controversy relate
to the concerns common, and in this sense "universal," to all citizens. Only a
reflective use of judgment that does not remain biased by the particularity of
particular-world horizons, can do justice to this universality. It is not the case,
however, that this use of judgment could completely emancipate itself from its tie
to these particular horizons. If the judgments of those involved were not determined
by a particular-world heritage, the "expansion" of thinking would at the outset be
Klaus Held 199
unnecessary, and there would be no danger of talking past one another in political
controversy.
The world that I share with others is concretely accessible to me only from
my own horizons. For this reason, I inevitably have the experience that I cannot be
acquainted with the horizons of others in advance; I must be prepared to be
surprised by them. Because foreign horizons are not accessible to me in the same
way as my own, I must make an effort to reflect on the judgments I form starting
with my own horizons, i.e. my opening horizons. I achieve this by getting involved
in the opening horizons of others and this, in turn, is achieved by visualizing their
judgments. In this moment of "alterity" in the reflective use of judgment,
democratic controversy remains imprinted, so to speak, by the tie back to the
particular-world opening horizons.
Due to this tie, there is always the temptation, with regard to the decisions
that must be made in a democracy, to push through possibilities of action that
appear to be the right ones from one's particular perspective, without opening
oneself in the expanded way of thinking to the horizons of others. Whoever gives
into this temptation is in principle prepared to be violent (Gewalt), which following
Hannah Arendt, should be distinguished from political power (Macht). 10 Power is
the potential of freely granted assent. Political controversy is a struggle for power,
i.e. a competition for the maximum claim' attainable for one's own opinions.
Whoever resorts to violence is capable of acting against others recklessly because
this person is not interested in opening up to the horizons of others. With violence,
the entirely intact natural attitude, the complete bias entailed in one's own particular
worlds, becomes a social reality. Striving for power has nothing to do with this
because such a striving is already rooted in the expansion of thinking, that is, in
first overcoming the bias of particular worlds.
Striving for power in democratic controversy presupposes an "emotional"
readiness to renounce violence against others. The Greeks named this feeling
exi8WC;, "awe." Aidos is a way of holding to one's own appearing in the world that
gives room to the appearing of others. In the political world, aidos becomes a
retreat with respect to the claim of others to judge and act starting with their own
horizons. Such a feeling cannot be engendered by humans but rather comes over
one; it is an experience of "passion" in the sense of passivity, expressed in Greek:
of 1t(x8oC;. The aidos, however, does not necessarily maintain this passive character.
One can also have this experience through an act by which one makes the effort to
ready oneself, in one's way of forming judgments, to continually cross over to the
expanded way of thinking. In this way, the pathos of awe becomes a habitus, a
ES tC;; it habitualizes itself as good custom, that is, as an element of the ethos.
Democratic controversy meant, for the Greeks, that the ethos of the polis
rested on the attitude of aidos. As pathos, awe maintains a contingent character: it
200 THE ETHOS OF DEMOCRACY
can remain limited to singular others and is not necessarily enduring. But when awe
becomes ethical habitus, it is valid for all involved in democratic controversy and,
indeed, for the duration. Consequently, it is through awe that the interest in a public
free-space arises. This is a space guaranteeing to all others the opportunity to
express the opinions stemming from their respective particular-world horizons at
any time, and this space effectively protects all from a possible violence thwarting
all of this. The institutionalization of this free-space and the ethical habitualization
of the pathos of awe, therefore, go hand in hand.
The ethos of awe secures a commonality in which controversy concerning
power can be peacefully carried out. This peace, however, should not be confused
with a lack of tension by which not only violence, but also controversy would be
forbidden. The open space for controversy must be held open as space, must be
achieved as dimension. Such a "spacing" (Dimensionierung) requires a tension
between conflicting moments, and these are the political opinions in the context at
hand. But prerequisite for the conflict between these opinions is the preservation
of their plurality.
What is said here should be understood in contrast to the controversy in
modern science. The controversy in modern science may be factically endless but
thought idea/iter, it can end because the particularity of the many horizons from
which various scientists come to form their opinions, loses all meaning when one
reaches insight into the scientific universal. The unity of this universal, in which
one finds harmony without difference and the disappearance of plurality, makes the
binding force of scientific knowledge possible. In contrast to this, the binding force
of political opinions is grounded, literally, in what "binds" citizens, namely in the
interest, based in awe, that judging does not cease its ties with the plurality of
opening horizons.
The modern understanding of democracy tends to measure political
discussion by the binding force of episteme. This notion is echoed today in the
assumed ideal "communication community" of Karl-Otto Apel and Jiirgen
Habermas. According to this ideal, discussion can be held until all differences of
opinion are dispelled. One can only consider this an ideal by assuming that the
harmony of political judgments free from the plurality of horizons-as one finds
in episteme-is desirable. This is a curious "communication," a communication that
is not interested in adhering to the plurality of those "communicating." The most
extreme escalation of the denial of plurality is the violent repression of controversy
for the sake of supposedly saving or newly establishing the ethos. Because the
democratic establishment of controversy is rooted in the habitualization of awe, it
is no coincidence that the totalitarian regimes of our century have cast off all awe
and have annihilated, like vermin, human groups deemed unpleasant.
Klaus Held 201
Husserl, in his last work "The Crisis of the European Sciences and the
Transcendental Phenomenology," diagnosed the complete denial, in modem
science, ofjudgment's tie to its opening horizons as the oblivion of the lifeworld.
But he did not see that such an oblivion also rules today's understanding of
democracy to a large extent. Consequently, a central task of phenomenology is to
show how the recollection of lifeworld horizons can also be fruitful for the
interpretation of the political world. But even Husserl' s own understanding of the
horizons was an obstacle to such a recollection. His attention was onesidedly
directed to the subjective character that the horizons have inasmuch as they are not
independent from our conduct.
As referential contexts, the horizons in fact open themselves up when we,
in thinking and acting, seize possibilities by which we follow the pre-scriptions
(Vorzeichnungen) that offer themselves out of the horizonal references. Such
possibilities are modes of our ability (Vermogen in the sense of Konnen), of a
potentiality (Mog/ichkeit) that belongs to us as subjects; for this reason, Husserl
fittingly characterizes them as "potentiabilities" ("Vermog/ichkeiten"). This
subjective character is confirmed through the fact that the capacity to transgress
every current, authoritative horizon belongs fundamentally, intimately to the
horizons. Our freedom, i.e. that which constitutes subjectivity, begins with this
mobility. Therefore, the freedom of citizens in a democracy is rooted in the
escalation ofthis mobility in controversy to the expanded way of thinking. Given
that the horizons are only at our disposal in that we freely seize potentiabilities, they
are-and to this extent, Husserl is correct-subjective possibilities for the
unfolding of our consciousness.
But although they senre as the subjective clearances of our potentiabilities,
the horizons are not unrestrictedly at our disposal. Because no conduct could take
place independent of all referential contexts, they are also always pregiven. No
conduct can emancipate itself from the fact that it is pregiven through horizonal
pre-scriptions; it is impossible to overtake this pregivenness. This pregivenness
does not cancel the subjective character of the horizons, but it does restrict the
freedom of our facultative potentiability. We experience this especially then when
we make use of freedom to transcend our current, authoritative horizons through
the reflective use of judgment. It is exactly at this point that we run up against
relational contexts that surprise us.
These surprises become possible through the way in which horizons form
themselves. The referential clearances we have for our conduct depends on which
potentiabilities we have become so used to, that they are there for us without having
to become a theme. We are concretely but unthematically aware of a horizon when
we, in our conduct, follow any of the pre-scriptions given in this horizon and
thereby adapt ourselves to a corresponding custom. Our horizons can change when
202 THE ETHOS OF DEMOCRACY
happening without being deluded by the idea that the ethos can be produced, in that
we become ready for this chance, for this new way. This pathos cannot habitualize
itself as good custom without this readiness, which shows itself in two ways: in the
untiring rehearsal of the "expanded way of thinking," and in the intervention
against every instance of violence threatening democratic controversy.
NOTES
1. I would like to express my thanks to Amy Morgenstern for translating this article.
2. Aristotle, Nichomachean Ethics, 1103aI7-18.
3. Related to this, cf. from the author, "Authentic Existence and the Political World, in:
"Research in Phenomenology," Volume XXVI (1996).
4. Cf. above all the Heraclitean fragment "~SoC; <iVSp~7tOl oaillOlV" (DielslKranz B 119);
with respect to this, cf. from the same author, Heraklit, Parmenides und der Anfang von
Philosophie und Wissenschaft. Eine phiinomenologische Besinning (Berlin, 1980),447 fT.
S. It is thanks to the work of Christian Meier ("Die Entstehung des Politischen bei den
Griechen," Frankfurt a.M., 1983) that this interrelation has been shown in its fully historical
breadth.
6. Hua VI, 459 fT.
7. "are caught": "eingeklemmt"; Kant says "eingeklammert," what in modern German means:
"put in brackets," "left aside"; but this is not what Kant has in mind.
8. Cf. from the author, "Die Zweideutigkeit der Doxa und die Verwirklichung des modernen
Rechtstaats" in Meinungsfreiheit. Grundgedanken und Geschichte in Europa und USA, eds.
J. Schwart1iinder and D. Willoweit (Kehl a. Rh., 1986), Tiibinger Universitiilsschriften, vol.
6, Forschungsproject Menschenrechte.
9. Cf. Hannah Arendt, Das Urteilen. Texte zu Kanis politischer Philosoph ie, ed. with an
essay by R. Beiner (Munchen/Zurich, 1985).
10. Cf. Hannah Arendt, Macht und Gewalt (Munchen, 1970).
11. Note from the translator: the German equivalent for "shy away" is "wir scheuen uns," an
expression that echoes the word "Scheu," the German translation for aidos.
12. Which, with Heidegger in mind, has the character ofa "basic mood" (Grundstimmung)
determining an entire epoch. To this, cf. from the author, "Intercultural Understanding and
the Role of Europe," in The Monist, January 1995, and "Fundamental Moods and Heidegger's
Critique of Contemporary Culture," in Reading Heidegger. Commemorations, ed. J. Sallis
(Bloomingtoniindianapolis, 1993).
The Foreignness of a Foreign Culture
Dieter Lohmar
University of Cologne-Germany
dealing with everyday objects we "carry on" their cultural sense in our
apperception. Without being confirmed and improved in corresponding acts this
sense "lives" in our intentions. The corresponding explicit fulfillments of the
cultural senses are performed in acts of communication in which we show our
agreement. But this explicit affirmation by means of communicative acts occurs
rather seldom in everyday life. Nevertheless, the possibility of such an explicit
affirmation is a constant element of the cultural sense. In each and every case the
cultural sense is intended together with the object but it is affirmed explicitly only
in rare situations. It is precisely this character of self-evident validity in our
home-world that is mirrored in the fact that it does not have to be confirmed on
every occasion. Therefore, in the encounter with a foreign culture there must be
more than only non-fulfillment of these intentions because in most everyday
situations the intention of the cultural sense is also not fulfilled or only implicitly
affirmed.
In the first part, I explain the concepts of "home-world" and "foreign
world." In this context, I will work out the advantages of Husserl' s model of
oriented constitution in contrast to some alternative models of inquiry. In the
second part, I discuss Husserl' s analysis of the extension of a home-world to the
point of contact with a foreign world. In analyzing this movement, we will be able
to register the role of the "concrete typology" [konkrete Typik] in which we
apperceive the home-world-things. The multiple dimensions of expectations which
are elements of the "typus" open up a field of equally many possible
disappointments. An analysis of the disappointments (of our expectations) in the
encounter with a foreign world leads to the th~s that there is a specific experience
of the foreignness of a foreign culture. In the third part, I thematize the ultimate
common grounds of human communities which enable us to understand a foreign
world. In the fourth part, I analyze how the expectations of a cultural sense arise
and in which way disappointment must occur in the experience of foreignness. In
the last part, I anticipate some consequences of my investigations.
aims of persons. Additional conditions of this familiarity are the same language, the
same gestures and even the same dialect. Our home-world is the community in
which we are born, grow up, and live our everyday life. Something which appears
as foreign because we do not know it can appear unfamiliar and perhaps even
threatening. In every home-world there are circles of closeness in practical and
emotional respects. My family is the most central circle. The next circle consists of
persons who are connected with us through everyday actions and communications. 2
In our home-world we know what is expected from us and what we could
reasonably expect from others. We know the moral standards, the ethos.
Husserl analyzes the process of extending my concrete surroundings with
the help of the model of "oriented constitution" [orientierte Konstitution], whose
center and starting point is my body.3 The result are concentric circles of
surroundings. Each relative surrounding indicates further experiences of the same
concrete style. It is this situation which makes the model of oriented constitution
appropriate to the question of the foreignness of foreign worlds. Foreignness can
only appear in the asymmetric "oriented constitution" which naively prefers one
element as the valid starting point.-Surely this model has to face possible
objections which present themselves as opposite models.
If we do not recognize the fact that our world-constitution starts from a
bounded point of view it might happen that the experience of foreignness becomes
unintelligible. If I choose the neutralized and functionalized point of view of the
structural anthropology of Levi-Strauss I might be able to view the unusual and
perhaps exotic characteristics of our own home-world as such. It might be possible,
as Merleau-Ponty suggests, for us to become "ethnologists (anthropologists) of our
own society."4 The point of view of such a structuralist insight is situated outside
of every home-world. In a certain, seemingly therapeutical, attitude of the
structuralist view there is "nothing human unfamiliar" ["ihm ist nichts
Menschliches fremd"). In this attitude-which is intentionally detached from all
convictions of our own society-all forms of symbolic exchange are placed in an
equal and abstract distance to the subject of ethnological experience. Thus the
abstractive ethnological attitude makes our real experience of foreignness
unintelligible. All forms of beliefs concerning world and subject are apprehended,
from a structuralist point of view, only abstractly as equivalently possible forms of
organizing the symbolic exchange. In this way, modem democracy, myths,
totemism, the belief in gods, and psychoanalysis have equal justification as methods
for understanding the world and organizing everyday life. Besides the advantages
of such a structuralist sight there is at least one major disadvantage, because we
loose the possibility of understanding foreignness as a dimension of our own
experience. The "view from nowhere," i.e., the subject without home-worldly and
210 THE FOREIGNNESS OF A FOREIGN CULTURE
generally feel "at home" in European cities. They expect a confirmation of the
commonly shared expectations of the cultural sense together with an enhancement
of communication.
Thus it seems hard to locate the source of foreignness of a foreign culture
in this multidimensional field of disappointment of the concrete analogy of the
home-world. Often we find only gradual alterations which do not enable us to
determine a clear frontier between familiarity and foreignness. There are minor
variants of home-worlds belonging to the same cultural circle which are very
difficult to distinguish. Thus it seems as if we could only speak of a "weak" form
offoreignness within the encounter of neighboring nations. Factual similarities and
overlappings could make it doubtful whether it is possible to give a clear and sharp
determination of the point from which on the experience of foreignness becomes
detectable. It seems as if there are only gradual differences. But even this does not
make a conceptual determination of this experience superfluous.
Therefore I will try to make clear the thesis that in the encounter with the
inMbitants of a foreign home-world the concrete analogy is breached in a special
way which allows us to speak of an experience of foreignness. The experimental
ground for this breach of the concrete analogy-which cannot be initiated by
everyday foreignness-lies in the process of incipient understanding. In the
encounter with a foreign world we loose a certain sense which every object bears
implicitly in the context of this foreign world. We notice that an unknown unity of
sense is mirrored in the sense of every single object. In this case K. Held speaks
very appropriately ofthe "Welthaltigkeit" of objects, which means that the sense
of single objects also contains, in a certain way, a complete view of the world. 8 Not
only are there single exotic objects or persons and their alienating actions, but we
also notice that the foreign persons understand the world and everything in it in a
way different from the way in which we do. In everyday life all real things are
conceived together with a cultural sense which could be different in our
home-world and in another. This cultural sense of objects is acquired by the subject
growing up in his home-world. 9
As long as we find only objects in nature which are unknown to us
because we have not yet seen such things, for example, trees, animals, and flowers,
we have not reached the specific cultural dimension of foreignness. The cultural
sense and even the conscious experience of missing this cultural sense cannot be
given on the level of sensuality alone.
Only in a personal meeting, in the encounter with persons of this foreign
world-and by observing their concrete use of things-do we conceive that on
many occasions we miss the cultural sense, i.e., the sense which everything draws
from the whole of the culture. This experience of missing the cultural sense is only
possible upon the foundation of conceiving the world-character of the foreign
214 THE FOREIGNNESS OF A FOREIGN CULTURE
world. I cannot conceive this world-character merely by observing things, but rather
only in understanding the gestures of consent and other signs of self-evident
agreement between the inhabitants of this foreign world. From a phenomenological
perspective, we can interpret their conflict-free collective acting in concert as a sign
of the intersubjective constitution of sense.
In this way, the apparent paradox of how something which evades my
observation can show itself is solved. Even prior to every communication on the
level of language I can understand that there is an intersubjective dimension of
sense which is commonly shared in this foreign world. In the gestures of consent
and their conflict-free cooperation I conceive the characteristic agreement of
intersubjective constitution. I conceive as well that I am missing the cultural
dimension of the things in this home-world because I do not know this world.
We are missing primarily the value of things and actions and the
interwovenness of their cultural sense with other senses. But the dimension of sense
which I am missing shows itself only indirectly. In this respect, there is no
difference between our home-world and this foreign world. In the direct contact
with others we sometimes overlook their sorrow, their animosity, their love, and
their lies, which might only be revealed in further behavior.
A hammer presents itself as something which is employed in a certain use and with
a certain aim. But the modus of "being at hand" [Zuhandenheit] is not limited to
tools. Every object in our home-world is thought of in this way. The wood is
thought of as forest, the mountain as quarry, the river as waterway, the wind as
"wind in the sails" i.e., "fair wind" or "head wind". The idea of an object which
exists only in space and time is an artificial abstraction which springs from modem
natural science and technology.
It is not only Husserl who believes that there is a kind of presentation of
objects which is independent of the respective culture and in this way a common
basis of all human experience. Merleau-Ponty, too, presents a similar thesis in the
context of methodological considerations on the structural anthropology of C.
Levi-Strauss. If we are only interested in the universal structures of symbolic and
economic exchange which are common to persons of all different home-worlds,
then we have to find a common ground of all these worlds which guarantees their
comparability. This ground of comparability Merleau-Ponty finds in a "savage
region of myself' ["region sauvage de lui-meme"], that is, in a realm of experience
which is not yet embraced by our own culture and not yet interpreted by our
culturally determined and formed language. II Following Merleau-Ponty,
B. Waldenfels has taken up this thesis of a "region sauvage" as an ultimate ground
for understanding a foreign world. 12
All human beings have in common the fact that they act according to
regular needs like eating, drinking, sleeping, etc., which Husserl calls the
"arc-generative" [das Urgenerative, Hua XV, 433-436]. We understand this kind
of actions because we share the same organisation of our body. In addition, the
conflict-free acting in concert with its characteristic gestures of agreement, laughing
and seriousness, excitement and unexcited passing of everyday actions, provide the
first clues for understanding the cultural sense of objects in a foreign world. Prior
to all communication in language we are always already understanding each other
in our bodily performances. 13
Furthermore, all human beings have in common the fact that as inhabitants
of a home-world they are always and everywhere in a process of formation and
implicit education to gain the cultural sense of the things in their home-world. If
Husserl speaks of a process of "cultural formation" [Bildungsprozefi, Hua XV, 157
f, 227, 443] in this regard, we must not think of higher education-rather, what is
meant is that we just want "to have a say" in ordinary matters. As this kind of
formation is a presupposition for an active participation in social life, every human
being always strives for such a "formation."
The process of becoming familiar with a foreign world and its cultural
sense operates in a way similar to this formation which is striving to attain the
cultural sense in our own home-world. In each object of culture, for example, in a
216 THE FOREIGNNESS OF A FOREIGN CULTURE
piece of music, there are traditional and innovative forms, quotations, indications,
etc. In our own culture we learn this cultural sense of things from our parents or
teachers. Even in our own home-world it happens that we do not know, for
example, the full meaning of special ceremonies of our religion. We only know
indistinctly that there is such a sense and that we will in principle be able to acquire
this sense by asking the respective experts.
The cultural sense is not only communicated in explicit articulation but
also in an implicit way. For example, when we speak of a nearby woods then the
cultural sense of this concrete woods is always implicitly involved in a meaningful
way in our communication and behavior. We speak of the woods as a relaxation
promenade, as a useless thicket, as a component of trade or as a biotope. Without
explicitly mentioning the connected possible use and the context we are able to
grasp implicitly the meaning of the object mentioned. First and foremost we
encounter the cultural sense in this enigmatic, implicit form of communication.
Implicit communication is not in the first instance interested in explicit information.
In the fact that implicit communication trivially passes by and in the irritating fact
that precisely the cultural sense does not have to be mentioned explicitly, it shows
its intersubjective validity.
disappointed, and, even more, this expectation is nullified by the tacit agreement of
all the members of the family. -There are COlUltries in which I can immediately feel
resentment if I say that I would like to be alone. Here I am confronted with a
valuation that I could not expect in my own home-world.
Already in noticing this disappointment we see that we had expected the
same (or at least a similar) cultural sense as in our home-world. As in a negative
judgment, in a disappointment of more or less unconscious expectations I get to
know my habitual expectations. If we analyze carefully the genesis of a negative
judgment like "This door is not red," then we comprehend that such a judgment
expresses, on the one hand, the state of affairs which I had expected, i.e., the door
being red. On the other hand, the negative judgment expresses that it is not as
I-following my former experiences--did expect it to be. If we transfer this insight
to the encounter with a foreign home-world, then we reflexively comprehend that
our concrete expectation of the cultural sense is bound to our home-world. As in
the case of a negative judgment, it requires a reflective attitude to discover (from
this disappointment) the function of our own expectations according to the concrete
analogy of own home-world.
habits to expect cultural senses, have to change. I must get familiar with this foreign
home-world.
In several contributions B. Waldenfels has claimed a kind of "disowning
hermeneutics" for the encounter with a foreign home-world. It seems to me that he
wants to make precisely just the above mentioned personal change a criterium for
successful understanding. 17 Against the background of our analyses, we now
comprehend that his criterium, which is very impressive on first sight, exceeds the
limit of first level intellectual understanding towards the second level of personal
alteration.
But with this second level of personal alteration we obviously exceed the
aim of understanding a foreign home-world and culture. On the second level of
understanding, I have already become mentally a civilian [geistiger Burger] of this
home-world. But, to understand the cultural sense of a foreign home-world, it is
enough to know cognitively about it and its interwovenness with other senses.
The experience of the foreignness of a foreign home-world consists in
grasping that there is a unity of sense in the intersubjective agreement of the
inhabitants of this foreign home-world. This occurs together with a breaching of my
concrete, analogical expectations concerning the cultural sense of things. But it is
still possible, nevertheless, to overcome this foreignness and to understand the
cultural sense.
NOTES
1. Both concepts are introduced in Husserl's Manuscripts of 1931/32, which are found in
Husserliana vol. xv. All references to Husserl's works refer to the critical Edition of
Husserl's Works in the Husserliana. I mention some important articles for my theme: K.
Held, "Heimweit, Fremdwelt, die eine Welt," Phiin. Forschungen 24/25 (1991), 305-337,
and K. Held, "Husserls These von der Europiiisierung der Menschheit," Phiinomenoiogie im
Widerstreit, ed. Chr. Jamme and o. Poggeler (Frankfurt, 1989), 13-39. Cf. also the
contributions of B. Waldenfels, "Erfahrung des Fremden in Husserls Phiinomenologie,"
Phiin. Forschungen 22 (1989), 39-62 and L. Landgrebe, "Weit als phiinomenologisches
Problem," Der Weg der Phiinomenoiogie (Giitersloh, 1978), 50. In Hua XV we can find
other concepts of the world: nearworld (Nahwelt, Hua XV, 428), world of experience
(Erfahrungswelt, Hua XV, 196,217,229 fT.), personal world (personale Welt, Hua XV, 142),
cultural world (Kulturweit, Hua XV, 142,205,214), life-world (Lebensweit, Hua XV, 197,
205,215,411), surrounding life-world (Lebensumwelt, Hua XV, 215, 232), every-day-world
(Alltagsweit, Hua XV, 411).
2. Cf. Hua XV, 205, 221,428 fT., 627 f.
3. On the concept of oriented constitution cf. Husserl's investigations on the constitution of
other persons in my primordial sphere in the Cartesian Meditations (Hua I, 42-62) and
the observations of K. Held in: "Heimwelt, Fremdwelt, die eine Welt," and E. Tugendhat,
Der Wahrheitsbegriffbei Husseri und Heidegger (Berlin, 1970),224 fT.
220 THE FOREIGNNESS OF A FOREIGN CULTURE
R. Philip Buckley
McGill University-Canada
A not uncommon way to mark both the development of Heidegger' s thought and
the distinction between the so-called "early" and "later" Heidegger is to focus on
his philosophy of the subject. A frequently expressed view of Heidegger is that
while Sein und Zeit offers a profound critique of the Cartesian subject, the
existential analysis of Dasein still remains within the bounds of a traditional or
"modem" view of the subject. This latent, modem view of the subject is said not
only to be detectable within the language of "authenticity" and "resoluteness," but
also to rise to an unfortunate climax in the Rektoratsrede of 1933. Heidegger's
subsequent "tum" (Kehre) is hence linked to a dramatic self-realization about the
"subjectivist" nature of his early work and an effort to expunge this latent
philosophy of the subject from his later thought. This particular reading of
Heidegger, already present in the literature of the late 1940's, became rather
canonical, or at least, it became the passively understood framework from which
to understand the development of Heidegger's thought. Indeed, after William
Richardson's highly influential study of Heidegger, this reading not only became
the way to grasp the distinction between what Richardson named "Heidegger I" and
"Heidegger II," but as is implied by the title of his book-Martin Heidegger:
Through Phenomenology to Thought1-phenomenology itself is identified with a
subjectivist perspective.
This reading of the early Heidegger has enjoyed somewhat of a
reactivation in the past few years as a sort of defense mechanism within the context
of the debate about Heidegger and politics. From a particular "post-modem"
perspective, the early Heidegger becomes a subtle captive of a "modem" view of
the subject, and the unfortunate results of such captivity are present for all to see
in 1933. Fortunately, Heidegger is said to have seen the errors of his ways and this
insight pushes him to become the "later Heidegger." It is this "innocent" (or at
least, less guilty) later Heidegger who is then put forward as the genuine source for
a truly post-modem perspective. This reading might be called the "amputation"
approach for short--cut off the gangrenous, early Heidegger to save the later
Heidegger. Such a reading has obvious strategic advantages in debates about the
connection between Heidegger' s early thought and his involvement with National
Socialism. It also correctly identifies a link in Heidegger's work between an
analysis of individual Dasein and the possibility of political philosophy, or an
implicit acceptance in his work of the ancient Platonic analogy between an "I" and
a "We." In its surgical brutality, however, this reading does away with all the
phenomenological richness of Heidegger's description of the life of the subject in
223
D. Zahavi (ed.), Self-awareness, Temporality, andAlterity, 223-238.
1998 Kluwer Academic Publishers.
224 STROMDICHTUNG AND SUBJECTIVITY
Sein und Zeit. Moreover, it simultaneously implies a turn away from politics in
Heidegger's later thought, a political quietism and a withdrawal from speaking
about a "We" because the "I" which functions as its analogical base has been
rejected, or as Ricoeur puts it, has "faded" away. My contention in this paper is that
some recent publications in the Gesamtausgabe can be used to pointedly call such
a reading into question. I want to propose a different sort of approach, which
accentuates Heidegger's positive contribution to a philosophy of the subject
precisely by tracing through his on-going engagement with the question of the "I"
and the "We." In this way, I attempt from the perspective of the later Heidegger an
authentic recollection of the subjectivity of the subject in Being and Time, a
subjectivity characterized by its fluidity and its constant and paradoxical self-
displacement. In the first part of the paper, I outline the parameters of Heidegger' s
early view of the subject and how the question of the "I" is intimately linked to a
question about the "We." In the second part of the paper, I investigate the
connection of this linkage to National Socialism. In the final part of the paper, I
select a somewhat surprising perspective from which to consider Heidegger's
ongoing concern with a phenomenology of the subject and in particular his
phenomenology of a plural subject-of a "We". This perspective is found in his
lectures from 1934 and 1942 on Holderlin's hymns which exemplify what he calls
Stromdichtung-river poetry. I suggest that Heidegger's later thinking shows itself
not as a rejection of the philosophy of subjectivity of his early work, but as a deeper
understanding of the subject as fluctuating and self-displacing. Such a recollection
not only reveals that Heidegger's 1933 thinking is an aberration from his early
thought rather than a fatal culmination, but it also holds open the possibility of a
fruitful recollection of the Platonic analogy itself.
It may seem surprising to claim that the Platonic analogy between the
individual and community, between an "I" and a "We" is at work in Being and
Time. Indeed, if there is a phenomenologist who gives the analogy an apparently
more prominent role, it is Husserl, and it is useful to take him as a point of
departure. For Husserl, the analogy between the "I" and the "We" is clearly
traceable back to Plato but it is, he claims, "by no means the spirited invention of
an eccentric philosopher who soars beyond natural thinking." To the contrary, he
states that this tendency to think about a collectivity as an "individual writ large"
arises in everyday apperception. If there is a theory of community in Husserl it is
found in his treatment of this first person plural entity which he calls "personality
of higher-order." Different sorts of communities ranging from the family to the
R. Philip Buckley 225
dramatic consequences on the communal level. It would seek such an intense being-
with-another (or as Husserl himself does put it strongly at places-"being-in-one-
another")6 that the ensuing unity is so complete it is hard to imagine difference. A
"We" corresponding to this type of "I" would seem to exclude the conflict and
struggle which characterizes, defines, and at times, enriches human life.
There are, however, many other possible readings of Husserl' s view of the
'T': an 'T' unthinkable without the "Not I"; the "I" which contains a foundational
layer of passivity (Urhyte) that cannot be reappropriated; an "I" penetrated by some
sort of "alterity"; an "I" for whom the "splitting" mentioned in the manuscript
above is the paradoxical condition of its own appearance; and hence an "I" for
whom the crisis of division can just as easily be considered a gift rather than a loss. 7
While the notion of this divided subject is evident in Husserl, it is in the subsequent
phenomenological tradition that it has been more clearly articulated. s Various
thinkers who are in many respects remarkably diverse-Heidegger, Sartre, Lacan,
Levinas, Merleau-Ponty, Derrida-seem to hold in common the view that whatever
the "crisis" of the subject might be, it is not the loss of the primordial unity or
identity which authenticity is traditionally thought to be. To the contrary, self-
identity is rooted in a fundamental division of the subject. A sense of self emerges
not out of an experience of unity, but out of the "dividedness" we encounter at
various levels of our being (e.g. temporal, linguistic, social). For these thinkers,
much of human activity consists of various ways of fleeing the vulnerable and
fragmented beings we are, and seeking a stable, fixed and unified self. To do so is
to flee the gift of one's own humanity.
In the early Heidegger, the sense of the divided self is expressed by the co-
constitutive nature of inauthenticity and authenticity, or an oscillation or being
thrown back and forth between these two modes of being which are equiprimordial
for Dasein. The co-constitutive or equiprimordial nature of authenticity and
inauthenticity leads to the paradoxical situation that forces Heidegger to speak in
apparent contradictions. At one point in Being and Time, Heidegger declares that
"inauthenticity is based on the possibility of authenticity." Taken by itself such a
statement would seem to suggest that there is a primordial authenticity upon which
the possibility of its loss is based, an original self-possession from which the self-
loss and self-separation of inauthenticity come about; a view that I am claiming his
early thought calls radically into question. At other times we read that authenticity
is itself a "modification" of inauthenticity.9 Putting these two assertions together,
the conclusion is that authenticity is both condition of possibility and modification
of inauthenticity. Rudolf Bernet summarizes wonderfully the paradoxical or
ambivalent nature of Dasein's life by saying: "This divided manner of existence
belongs irreducibly to the essence of Dasein; Dasein is its own dividedness. Having
a conscience is therefore also a fundamental form of self-experience because it
228 STROMDICHTUNG AND SUBJECTIVITY
relates the two ways of existing to each other without annulling their difference. In
having a conscience, the authentic self addresses the anonymous self, but this latter
self does not recognize in this voice its own hidden self. On the other hand, it is
also true that the authentic self requires the opposition with the anonymous self in
order to begin the address. If Dasein were always nothing other than its own self,
then the subject would neither speak nor listen, neither gain nor lose, neither give
nor receive. Dasein experiences itself as a subject that is divided, that is, as a
subject that neither fully coincides with itself nor completely falls apart. Dasein is
neither its own self nor the anonymous self; it is both and yet not in the same
way."\O
What do we end up with when, following the Platonic analogy, we extend
to a "We" this reconceptualized "I," or at least, the "I" which seems to have been
uncovered within the phenomenological movement. For certain, the dividedness,
foreignness or "otherness" in the individual subject radically alters our view of the
"personality of a higher order." I would go so far as to suggest that only on the
basis of such an "I" is the "I" -"We" analogy able to be salvaged. Or at the very
least, if we use such an analogy it is only on such a basis that a community can be
imagined that is genuinely pluralistic, non-homogenizing, open to the risk of
conflict and genuine debate within itself as constitutive of its own being. It would
be saying too much to imply that Heidegger achieves such an image in chapter five
of Being and Time; but I do think he pushes in that direction. A community
historizes in that it goes back to its own past as the ground of authentic possibility
for that community. Such communal historizing only takes place through
participation and struggle. Only by entering into conflict with the others who
nonetheless share a certain horizon can a community historize. The struggle to
escape from the clutch ofthe "das Man," to free oneself from the past as actuality
is the mark of a vibrant, living community, as well as the sign of an authentic, free
individual. Participation and struggle are able to be brought together in the notion
of "dialogue." Authentic dialogue requires listening, true engagement, a desire to
grasp what the other has to offer. But true dialogue also requires a reply, in honesty
and respect, a reply which considers what has been offered and which expresses not
what is "expected," but something which takes the topic in new directions, reveals
its possibilities. This dialogicality, often underplayed in readings of Heidegger, is
the best way to understand the destructuring of the tradition of ontology. The
tradition is both possibility and threat for Heidegger, the place to tum for the
reawakening of the question of Being and the greatest impediment to the posing of
that question. The tradition must be both entered into, and fought against.
In going back to the history of ontology, philosophy is certainly not trying
to cling to an old understanding of Being. Nor is philosophy trying to champion its
own "modem" viewpoint over the "ancient" viewpoint. Indeed, such comparisons
R. Philip Buckley 229
II. Heidegger and the "We" of National Socialism: Or, what went wrong?
Greek "science" which is the questioning of Being is so far advanced that it seems
that if it were not checked, it would simply drift to an end. 14 The only way to stop
this "drift," this self-evident decay, is to "decide" to stop it. Thus, the distance of
the rectorial address from Being and Time in terms of seeing the crisis solely as
decay is matched by its outspoken "decisionism," by what Karl Lowith calls its
"Promethean willing," or as Derrida has named it, its "massive voluntarism." In the
rectorial address, it is willing and decision-making which occupy centre-stage. All
that is great is associated with decision and resoluteness; a simple "letting things
happen" means decline. 15
How is one to account for this Verfallsgeschichte and massive voluntarism
in the rectorial address? No doubt, there is already a sense of decline in the
Heidegger of the 1920's, but it is a decline that is inevitable, necessary to the life
of Dasein and the tradition. It is a decline that nonetheless can be understood
positively. There is a sense in Being and Time that Dasein must actively struggle
to overcome the forgetfulness of Being which characterizes the decline, but the
actual recollecting comes about only through a fundamental affectivity; Dasein is
"taken over" by the anxiety which, if endured, reveals Dasein to itself as that being
with the potentiality to raise the question of Being. By isolating and highlighting
the elements of decline (solely as negative, as unfortunate loss) and willed, active
struggle (with little reference to affectivity) the Heidegger of 1933 gives a clear-cut,
unambiguous and non-paradoxical view of his epoch as one wherein the
forgetfulness of Being is increasing, and where only a decisive action will suffice
in overcoming this forgetfulness. Moreover, by isolating precisely these elements,
and subduing the aspects which render them paradoxical, Heidegger placed himself
in a line of thought which had essential similarities with National Socialism.
What might have perpetrated this shift, this loss of ambiguity, with such
dire results? What led Heidegger to see the situation so differently, that is, so
clearly in 1933? A possible response to the question just posed can be found
through an analysis of what Karl Lowith described very early on as the
"translation" of individual Dasein into national Dasein,16 that is, precisely the
movement from an "I" to a "We." Lowith seems to call into question the Platonic
analogy itself, suggesting that one cannot suddenly develop a theory of community
on the basis of the life of individual Dasein. From this standpoint, there is an
emphasis on the lack ofa theory of community in Being and Time, and it is due to
this lacuna that Heidegger fell prey to the type of "hasty" reflections found in the
Rektoratsrede. But there are other possible readings: could we not also say that it
is the analogy itself which is lacking in the rectorial address? Or perhaps more
precisely, that the analogy is not thought through properly, that Heidegger failed to
seize on the positive possibilities of his analysis of Dasein as the analogical base
for a thinking of a "we?" Let us examine these possibilities.
R. Philip Buckley 231
and mind is already assumed. Those who do not wish to "reform" the German
university, or who perhaps had radically different ideas of possible reform seem to
have little place in Heidegger's Kampfgemeinschaft. Second, there is missing the
fundamentally positive approach to the past which constitutes the framework of
Being and Time. As was mentioned at the outset of this section, the portrayal
Heidegger gives of "recollection" in the rectorial address is one of complete
newness, of a new beginning which truly breaks with the past. Finally, this notion
of struggle is subsumed within the framework of the Fuhrer principle. It is not a
struggle between equals, but a struggle between those who lead and those who
follow. 27 Ultimately, Heidegger's notion of struggle in the rectorial address does not
seem to be the conflict among equal members attempting to appropriate the past as
possibility, but the struggle to see who has the will to lead.
There can be no downplaying the disturbing aspects of Heidegger's
adoption of a Fuhrer principle. And it does point to lacunae in his reflections on
community. Some might say that it reveals the weakness of the Platonic analogy in
the first place. Collectivities just are not to be thought of as "individual writ
large," -perhaps to think in such a way is what Ryle would call a category
mistake-a mistake with dramatic consequences. I have tried to suggest here that
quite to the contrary, what Heidegger lacks in 1933 is enough thought about an
analogy which may well be at work in all reflection about community. Moreover,
implicit in the discussion above is an argument against the view that the
Rektoratsrede reveals that the analogical terminus "I" is a totalitarian entity. I have
tried to suggest that in failing to think through the analogy properly, Heidegger
failed to seize upon the potentially positive components of his reflection on
community in Being and Time, and that he too quickly imported an unambiguous
view of Dasein to the communal level; in short, he failed to seize the subjectivity
of the subject as disclosed in his own early work as a possible analogical basis for
a view of the "we" which would oppose National Socialism. It remains true that the
considerations on communal destiny in Being and Time can only be considered
sketchy at best. But it is also interesting to note that rather than rejecting the
Platonic analogy as a result of the catastrophe of 1933, Heidegger immediately goes
about thinking seriously about the 'T' and the "We" in a new vein, and in doing so,
recaptures some of the paradoxical features of his own early thought.
Hymne "der Ister."28 In the earlier lecture, it becomes immediately clear that
Heidegger has not rejected political thinking even in the immediate aftermath of the
rectorial fiasco. Indeed, the quick tum to poetry reveals itself precisely as a thinking
of the political from a new angle. The historical life of a people arises out of
poetry,29 and the poetry of Holderlin is given particular pride of place for the
historical life of the German Volk. Though the gods have fled, HOlderlin hopes that
"Germanien" will be the land of the other day of the gods, and Heidegger says of
such poetry that "Wenn die Dichtung eine soIehe Macht ist, bedeutet die Frage, wie
ein Volk zu ihr steht, einfach die Frage: Wie steht es mit diesen Yolk selbst." One
can not only be struck by the rapidity with which Heidegger saw, in the wake of the
rectorial address, that "die Frage nach dem "Wir" ... " must be posed explicitly.
Moreover-such a question can receive no definitive answer. As Heidegger says,
"Wir wissen nicht, wer wir sind." Even though we discover later on that the
German Volk may know very well what it is, Heidegger is clear that to know" Was
wir siner is not to know "wer wir sind." I take this to be a direct criticism of his
reflection on the three services in the Rektoratsrede where the services formed a
definitive answer to the never properly posed question "wer sind wir?". Here,
Heidegger is almost derogatory with the identification of the "who" of one's being
with such activity: This person makes shoes and is thereby a shoemaker. Another
conducts lessons and education and is accordingly, what he does, teacher. Another
exercises the service of arms, and is then soldier. Another is busy with the putting
together of books which appear in the public index of book shops under the
"rubric" "Philosophie" and is therefore a "philosopher." Heidegger goes on to say:
Woran einer jeweils standig teilnimmt, was er betreibt, das bestimmt, was er ist.
Aber wenn wir wissen, was wir sind, wissen wir dann, wer wir sind? Nein. ,,30 It is
noteworthy that in Being and Time the phrase "sie sind das, was sie betreiben" is
a definition of the mode of encounter that is definitive of das Man. 31
The answer to the question regarding the "who" of a Volk is found in
poetry, and Heidegger reflects a long time on the nature of poetry, speaking of its
weaknesses, it swirling and shifting character, and eventually linking up the
prototypical poet-Holderlin-with the Heraclitian philosophy of flux. The
reflections on "Germanien" thus are linked to, and serve, as a general introduction
to the specific task performed by Stromdichtung. This poetry seems to be the most
essential poetry because its content reflects its form. It is only through this poetry
that wayward Germany may (re)appropriate what constitutes its proper heimisch
source and essence as a nation-that is, properly deal with the question "wer sind
wir." And yet, the image of the river as reflecting national identity yields a
completely different sense than the type of fixed and stable national identity
proposed in 1933. In a phrase from the 1942 lecture which best sums up what
Heidegger sees in the river, he says it "is place (Ortschaft) AND wandering
R. Philip Buckley 235
(Wanderschaft) at once."32 For Heidegger, the "Ister" (which is the Greek name for
the Danube, the Donau) is genuinely the river of "homecoming." And yet any
"homecoming" requires a setting forth, and that setting forth is just as essential to
the "homecoming" as the "home," the source (QueUe) which has been left. The
hymn "Der Ister" is about dwelling and journeying, a flowing forth and a fading
away, a leaving and a returning, an essential progression and regression. The river
is the "dwelling of journeying because it establishes the "there" where the
becoming at-home is established, yet from where, as becoming at-home, it also
takes its point of departure" ... and "yet the river now is just as essentially the
journeying of the dwelling place."33 A circling or doubling here that is highly
reminiscent of the self-circling temporality that is the ontological meaning of
Dasein in Being and Time. Indeed, in a line which is the perfect mirror of the
equiprimordiality, of the oscillation and co-constitutive relationship between
authenticity and inauthenticity in Being and Time: "The former place remains
preserved in the subsequent one, and the subsequent one has already determined the
former."34 Just as the river can become itself by both leaving the source and yet, as
Heidegger says, this "river as wandering can never forget the source,,35 so too
Dasein can only be itself by going forth in the world of das Man and also equally
experiencing itself as not merely wandering about in the mode of the "they" -self.
Heidegger is thinking of nothing less than the subjectivity of the subject in these
lectures, only here indeed it is the subjectivity of the first-person plural.
I have suggested here a positive recollection of Heidegger's view of the
subjectivity of subject in his earlier work precisely from the standpoint of his later
thought which is often claimed to reject such SUbjectivity. The Heraclitean image
of an identity through fluctuation which permeates his reading of Holderlin seems
to me to be an authentic recollection of the being of the subject as put forth in
Being and Time. From this standpoint, it can also be said that Heidegger has
thought through the underdeveloped "I" -"We" analogy present in his earliest work.
Perhaps too, we have thought the "reversal" in Heidegger's thought, moving from
the analogy of the "I" -"We" to an analogy of the "We" -"I" with the point of
departure being the "we" addressed in his reading of Holderlin's hymns. Taking the
idea of "reversal" seriously seems particularly appropriate in the context of
Heidegger's treatment of "Der Ister:" this river which in its going forth doubles
back to its source, indeed, this river which viewed from the standpoint of the poet
can itself can be taken as flowing "backwards."36 In thinking the Platonic analogy
either backwards or forwards, the "subject" does not disappear, but precisely
appears in and through its disappearance. The "subject," both first-person singular
and plural is determined by its essential fluctuation, by its doubling back, by being
something that issues from a source or origin in which it must abide but also to
which it can never completely return.
236 STROMDICHTUNG AND SUBJECTIVITY
NOTES
11. Martin Heidegger, Die Selbstbehauptung der Deutschen Universitiit, Das Rektorat
1933/34 (Frankfurt a.M.: Vittorio Klostermann, 1983), 19; "The Self-Assertion of the
German University and the Rectorate 1933/34: Facts and Thoughts." Trans. Karsten Harries.
The Review a/Metaphysics 38 (March, 1985),479-480.
12.SB, 10, 15;SA,471,475.
13. "Aber ich war damals allerdings auch der Dberzeugung, dass durch selbststandige
Mitarbeit der Geistigen viele wesentlichen Ansiltze der "NS. Bewegung" vertieft und
gewandelt konnten, urn die Bewegung so in den Stand zu setzen, in ihrer Weise mitzuhelfen,
die verwirrte Lage Europas und die Krisis des abendlilndischen Geistes zu uberwinden."
Letter to the rectorate of Freiburg, November 4, 1945. Printed in the unpublished doctoral
thesis of Karl A. Moehling, "Martin Heidegger and the Nazi Party: An Examination," (Diss.,
Northern lllinois University, 1972),264-268. One is tempted to be sceptical of Heidegger's
concern for the health of the West: in his rectorial address, mention of the "West" is made
only once; for the rest, the crisis seems to have been a peculiarly "German" affair.
14. SB, 10-11; SA, 471.
15.SB,14;SA,475.
16. Lowith,Mein Leben in Deutschland, 32ff.
17. "Schicksal des deutschen Volkes." SB, 9,10,15,16-17; SA, 470, 471, 475, 477.
18. SZ, 41-43; BT, 67-68.
19. SB, 11;SA,472.
20. Nevertheless, as Philippe Lacoue-Labarthe points out, a principled opposition to anti-
semitism did not prevent Heidegger from cooperating with a movement for which anti-
semitism was a principle issue. See Philippe Lacoue-Labarthe, "La fiction du politique," in
Heidegger: Questions ouvertes, ed. 1. Derrida and E. Levinas (Paris: Osiris, 1988), 190. This
text is an extract of his full-length book, La fiction du politique (Paris: Christian Bourgois,
1988).
21. Of course, this is still Heidegger's belief that the German people have a "special" mission
as the heirs of Greek science; this leads leads Derrida to suggest that Heidegger's thought
displays a sort of "metaphysical racism." Derrida, De ['esprit, 118-119; O/Spirit, 74.
22. The most evident similarity with the "formation" from below which marks Husserl's use
of the "I"-"We" analogy is that Heidegger too sees the need for a middle step along the way
towards authentic community. For Husserl, this middle step is the community of
philosophers; for Heidegger, the university. For a reform of the German university to take
place, the German student-body must will it, decide it resolutely, determine the essence of
the university as the place where science, the questioning of Being, will take place. And as
the German university is the place where the "leaders and guardians ofthe fate of the German
people are educated and disciplined" (SB, 10; SA, 471), it is the decision taken within the
German university which lays the basis for the decision ofthe German nation.
23. On the one hand, the Fuhrer, says Heidegger, does not determine the willing of the
people, but is led by that willing (SB, 9; SA, 470.). On the other hand, the most damning
statement from Heidegger's involvement with National Socialism remains: "The Fuhrer alone
is the present and future German reality and its law." Cf. Martin Heidegger, "Aufruf an die
Deutschen Studenten" (3. Nov. 1933), printed in Martin Heidegger und das Dritte Reich, ed.
B. Martin, (Darmstadt: Wissenschaftliche Buchgesellschaft, 1989), 177.
238 STROMDICHTUNG AND SUBJECTIVITY
24. The desire for the unity ofthe university is seen in Heidegger's continuous attack on what
he sees as the artificial division of the sciences (SB, 13, 15, 17; SA, 473, 474, 478); the
subsequent desire for the unity of the German nation at large in the call for all the
"services"-"Labour Service (Arbeitsdienst), Armed Service (Wehrdienst), Knowledge
Service (Wissensdienst)-<to> primordially coalesce and become one formative force)" (SB,
18; SA, 479).
25.SB,18;SA,479.
26. SB, 28-29; SA, 488-489.
27. SB, 18-19; SA, 479.
28. Martin Heidegger, Ho/derlins Hymnen "Germanien" und "der Rhein", ed. S. Ziegeler,
Gesamtausgabe 39 (Frankfurt am Main: Vittorio Klostermann, 1989); Ho/derlins Hymne
"der Ister", ed. W. Biemel, Gesamtausgabe 53 (Frankfurt am Main: Vittorio Klostermann,
1984).
29. GA 39, 20tT.
30. GA 39,57-58.
3I.BT, 163;SZ, 126.
32. GA 53, 178.
33. GA 53,41-42.
34. GA 53,42.
35. GA 53, 178.
36. GA 53,42-43.
INDEX
Anscombe, G.E.M. 129 Di1they, W. 109, 113
Ape1, K.-O. 200 Dreyfus, H. 85
Arendt, H. 95, 152, 198, 199 Drummond, J. J. 77
Aristotle, 48, 62, 63, 68, 77, 129, 138, Dummett, M. 152
193, 194 Eckhart, 83
Augustine, 91, 95, 137, 139 Edie, J. 187
Barbaras, R. 33, 89 Evans, J. C. 77
Bas1ev, A.N. 74 Fink,E.60,69, 94,176
Beauvoir, S. de 152 Foucault, M. 151, 156-158
Benoist, J. 28 Frank,M. 21-23,26, 35, 70, 73, 75
Bergson, H. 138, 139, 153 Frege, G.F.L. 122
Bernet, R 28, 52, 53, 77, 78, 91, 124, Freud, S. 152
227 Gadamer, H.-G. 22
Biran, M. de 15-18 Gale, R 41
Brand, G. 32, 84 Gallagher, S. 182
Breda, H.L. van 175 Gibson, lJ. 59
Brough, J.B. 34, 44, 48, 50, 53 Gurwitsch, A. 120, 122, 125
Bruzina, R 109 Habermas, J. 152,200
Bubner, R 22 Hamilton, W. 68-70
Buckley, P. 132 Hart, J.G. 32, 77, 126, 132
Calvino, I. 160 Hegel, G.W.F. 144, 148, 152, 154,
Carr, D. 188 161, 194
Castaneda, H.N. 71-73,126 Heidegger, M. 26, 60, 77, 78, 84-87,
Chisholm, RM. 70-72 94, 99, 139, 148,
Cho, KK 105, 106 152, 153, 170, 186,
C1aesges, U. 13 187, 204, 214,
Clay, E.R 41 223-236
Cobb-Stevens, R. 132 Held, K. 13, 32, 34, 35, 46, 84, 103,
Conrad-Martius, H. 60 105,208,213
Cramer, K. 22, 23 Henrich, D. 22, 23, 73
Crowell, S. G. 155 Henry, M. 14-17, 23-26, 34, 35, 60,
Davidson, D. 129 65, 68, 75, 76, 78,
Depraz, N. 15, 92 84, 91
Derrida, J. 23, 26, 32, 33, 52-54, 90, Heraclitus, 195,232
151-152, 155-159, Holderlin, F. 224, 233-235
162-164, 227, 230, Husserl, E. 11, 13, 23-28, 33, 34,
231 43-46, 48-50, 52-54,
Descartes, R 18, 119, 131, 156, 158, 60,61,64-67, 71-73,
159, 161 75-79, 83, 84, 87,
240 INDEX
Sommer, M. 124
Spiegelberg, H. 173, 174
Tenge1yi, L. 215
Thales,70
Thomas Aquinas, 91, 92
Tuedio, J. 170
Tugendhat, E. 129, 209
Varela, F. 85, 92, 95
Vermersch, P. 92
Waelhens, A. de 173
Wagner, H. 22
Wa1denfels, B. 208, 210, 211, 215,
219
Wieh1, R. 22
Wittgenstein, L. 70, 152
Wollstonecraft, M. 161
Wright, G.H. von 129
Wundt, W. 41,46,47, 49
Yamagata, Y. 33,91
Yorck, P. 229
Young, I.M. 173
Zahavi, D. 11,27,53,65, 77
Contributions to Phenomenology
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