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Fort Lauderdale, Florida"A man who had been dismissed from his city job
cleaning the beaches here opened fire on his former colleagues early this morning,
killing five and seriously injuring another before turning the gun on himself,
police officers said." (New York Times, February 10, 1996).
City of Industry, California"A postal worker walked up to his boss, pulled
a gun from a paper bag and shot him dead, the latest incident in an alarming
increase in workplace violence." (Los Angeles Times, July 18, 1995).
Corpus Christi, Texas"A former employee opened fire Monday in a refin-
ery inspection company, killing the owner, his wife and three workers before
fatally shooting himself, police said." (Poughkeepsie Journal, April 4, 1995).
Direct all correspondence to: Joel H. Neuman, Department of Business Administration, State University of New
York at New Paltz, 75 South Manheim Blvd., New Paltz, NY 12561-2499.
391
392 J.H NEUMAN AND R.A. BARON
relationship between perpetrator and victim. Third, this perspective by its very
nature defines workplace aggression/violence as a unique phenomenon by delim-
iting the variables of interest.
With respect to the problem of how broadly to define violence, conceptualiz-
ing the phenomenon as workplace aggression directly addresses this issue. Specif-
ically, as generally construed in current literature on aggression, human
aggression involves any act in which one individual intentionally attempts to
harm another. Therefore, all forms of intentional harm-doing in organizations
would qualify as workplace aggression and the term violence would be applied
only to serious instances of physical assault.
Consistent with the reasoning presented above, we define workplace aggres-
sion as efforts by individuals to harm others with whom they work, or have
worked, or the organizations in which they are presently, or were previously,
employed (Baron & Neuman, 1996; Neuman & Baron, 1997a).
In excluding acts such as terrorism, domestic violence, and armed robberies
from our definition, we do not suggest that these acts be ignored; rather, we
simply suggest that there is no practical benefit or theoretical justification for
studying them as workplace aggression/violence. In fact, we believe that failure to
consider the unique underlying motives associated with these particular actions is
likely to impede progress in the prevention and management of these serious acts.
Similarly, violence related primarily to the nature and/or location of the work
being performed is, we contend, better conceptualized as "occupational violence"
(Mullen, 1997) rather than as workplace violence. This would include assaults
against law enforcement officers, attacks on health care professionals by emotion-
ally disturbed patients, and so on. Because such assaults are not related to the poli-
cies or practices of an organization, and are perfonned by "outsiders," it makes
little sense to describe them as instances of workplace violence.
Having defined our focus of attention as organization-motivated aggression,
we now tum to the many forms of such behavior, and their relative frequency of
occurrence in the workplace.
The Nature and Prevalence of Workplace Aggression
The literature on human aggression suggests that efforts by individuals to
barm others assume an amazingly diverse range of forms (e.g.. Baron & Richard-
son, 1994). Is this also true of aggression in work settings? And, if so, what forms
are most frequent? Several attempts to answer such questions have been made.
For instance, S. A. Baron (1993) suggests that aggression occurs at three levels:
(1) tbe withholding of cooperation, spreading rumors or gossip, consistent argu-
ing, belligerency, and the use of offensive language, (2) intense arguments with
supervisors, coworkers, and customers, sabotage, verbal threats and feelings of
persecution, and (3) frequent displays of intense anger resulting in recurrent
suicidal threats, physical fights, destruction of property, use of weapons, and the
commission of murder, rape, and/or arson. In a similar vein, Mantell (1994)
proposes a Workplace Violence Spectrum that considers the degree to which
employees are likely to engage in covert (e.g., anonymous letter writing, vandal-
ism), overt (e.g., intimidation), or dangerous behaviors (e.g., sabotage, assault).
Factor
Workplace Aggression Factors Loading" Ranking''
Expressions of Hostility
Staring, dirty looks, or other negative eye-contact .73 8
Belittling someone's opinions to others .66 4
Giving someone the silent treatment .62 6
Negative or obscene gestures toward the target .61 14
Talking behind the target's back/spreading rumors .60 1
Interrupting others when they are speaking/working .59 2
Intentionally damning with faint praise .58 9
Holding target, or this person's work, up to ridicule .57 17
Flaunting status/acting in a condescending manner .56 3
Sending unfairly negative info to higher levels in company .55 19
Leaving the work area when the target enters 54 11
Delivering unfair/negative performance appraisals .52 21
Failing to deny false rumors about the target 51 12
Verbal sexual harassment 50 7
Failing to object to false accusation about the target 45 22
Obstructionism
Failure to return phone calls or respond to memos 69 5
Causing others to delay action on important matters 68 16
Failing to warn the target of impending danger 68 24
Showing up late for meetings run by target 61 10
Failing to defend target's plans to others 60 15
Interfering with or blocking the target's work 55 23
Needlessly consuming resources needed by the target 54 18
Direct refusal to provide needed resources or equipment 54 25
Intentional work slowdowns 52 20
Overt Aggression
Attack with weapon 74 33
Physical attack/assault (e,g,, pushing, shoving, hitting) 73 31
Theft/destruction of personal property belonging to target 68 26
Threats of physical violence 68 27
Failing to protect target's welfare or safety 60 29
Damaging/sabotaging company property needed by target 52 30
Steals/removes company property needed by target 51 28
Destroying mail or messages needed by the target 47 32
Notes: ''Italics indicate factor loadings that were used to define each factor.
^Tie lower the ranking, the greater the relative frequency of occurrence,
While these classificatioti schemes are useful iti drawing attentioti to a broad array
of aggressive behaviors that may occur in work settings, they are essentially athe-
oretical in nature, and are not based on extensive empirical data.
Empirical Evidence on the Forms and Frequency of Workplace Aggression
Recently, some research has examined the prevalence of various forms of
workplace aggression and the extent to which these forms are consistent with the
typologies cited above (e.g.. Baron & Neuman, 1996, in press; Geddes, 1994;
Geddes & Baron, 1997; Neuman & Baron, 1997a). Tbese investigations have
been guided by theoretical and empirical research related to human aggression
(e.g.. Buss, 1961) and employee deviance/counterproductive behavior (e.g.,
Hogan & Hogan, 1989; Hollinger & Clark, 1983; Robinson & Bennett, 1995). In
one such study (Baron & Neuman, in press), 452 persons, employed full time,
rated the frequency with which they experienced 40 different forms of aggressive
behaviorforms identified in prior research (e.g.. Baron & Neuman, 1996).
Exploratory factor analysis of these data revealed 33 variables subsumed by the
following three dimensions (refer to Table 1): (1) expressions of hostility, (2)
obstructionism, and (3) overt aggression. We will use these three dimensions as a
convenient framework for presenting empirical evidence on the nature and preva-
lence of workplace aggression.
Expressions of Hostility. Referring to Table 1, it can be seen that this
dimension includes behaviors that are primarily verbal or symbolic in nature (e.g.,
gestures, facial expressions, and verbal assaults). Although these forms of aggres-
sion may not seem particularly lethal, they do take an emotional toll (especially
over the long term; Kinney, 1993).
Data are limited with respect to the prevalence of this form of aggression, but
what is known suggests that these behaviors are ubiquitous in organizational
settingsas they are in other social settings. The data also suggest that expressions
of hostility occur significantly more often than any other form of aggression.
Referring to the "ranking" column in Table 1, eight of the top ten most frequently
occurring forms of aggression involve expressions of hostility (Baron & Neuman,
in press). Consistent with the findings of other research (Northwestern National
Life Insurance Company, 1993), respondents rated overt behaviors (those typically
associated with workplace violence) as the least prevalent form of aggression.
In a study of workplace harassment, Bjorkqvist, Osterman and Hjelt-Back
(1994) surveyed 338 university employees in Finland. Thirty-two percent of the
respondents indicated that they had observed others being shouted at loudly or
being exposed to insulting comments, insinuating glances, negative gestures,
undue criticism, and unfairly damaging performance evaluations. Interestingly,
Geddes and Baron (1997) found that 68.9% of managers in their study reported
experiencing verbal forms of aggression in response to negative performance
evaluations (e.g., insulting comments, use of profanity, threats of retaliation,
silent treatment, spreading rumors). In another study that collected data from
3,393 municipal workers, located in three cities in the southwestern United States,
over 50% of the respondents admitted to criticizing or arguing with coworkers
(Bennett & Lehman, 1996).
rarely. When asked if they had ever personally experienced such an assault,
88.1% indicated that they had not.
Property Damage and Theft. With respect to property damage, destruction
of machinery or goods, passing on defective work, flattening tires, scratching
cars, planting computer viruses, deletion of important computer records, and writ-
ing on company furniture have all been identified as acts of sabotage and vandal-
ism in the workplace (Crino & Leap, 1989; DiBattista, 1991; Giacalone, Riordan
& Rosenfeld, 1997). In the six year longitudinal study of workplace sabotage
conducted by Analoui (1995), of the 451 acts of sabotage he identified, 93 (21%)
involved destructive practices.
Although sabotage is by definition an act of aggression, such is not the case
with theft; that is, theft is probably not perceived by a majority of individuals as
an aggressive act. Rather, it is commonly viewed as an action performed for
economic gain. However, within the context of our definition, theft may some-
times qualify as aggressionintentional harm-doing. This would be the case in
situations where employees steal items they do not intend to use or sell, because
they realize that taking them will inflict economic loss on the organization or, in
other instances, will inconvenience or harm specific individuals who need these
items. For example, research by Greenberg and others (e.g., Greenberg, 1990,
1993, 1994, 1997; Greenberg & Scott, 1996) suggests that many individuals steal
from their companies because they believe they are not receiving rewards propor-
tionate to their contributions. So, to even the score, they simply appropriate
company property.
Perpetrators and Victims
With respect to data on the perpetrators and victims of workplace aggression,
little systematic research has been done and most of it has focused on workplace
homicide and is, therefore, related primarily to armed robbery. These data suggest
that the majority of perpetrators are male as are 80% of the victims. The homicide
rate for male workers is approximately three times that for women, although
homicide is the leading cause of death for women from occupational injury (CDC,
1993).
With respect to workplace aggression statistics, some research has focused
on the relationship of the perpetrator to the victim in work-related relationships.
For example. Baron and Neuman (in press) found that 44.5% of respondents
reported aggression against a coworker (peer) on some occasion as compared with
31.4% reporting aggression against a supervisor or 26.8% reporting aggression
against a subordinate. In all instances, perpetrators seem to view their own aggres-
sion as significantly more justified than the aggression of others. The finding that
the majority of aggression occurs among coworkers at the same organizational
level seems consistent in the literature.
To summarize, a wide range of aggressive behaviors has been identified in
work settings and, contrary to reports in the popular press, the majority of these
behaviors do not involve physical assault; rather, they involve aggression that is
verbal and covert in nature. Furthermore, the bulk of these acts are directed
against coworkers (peers) rather than supervisors and subordinates. Having
JOURNAL OF MANAGEMENT, VOL. 24, NO. 3, 1998
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402 J.H NEUMAN AND R.A. BARON
and as a means for illustrating how the principles and findings discussed in the
preceding section (in the context of our model of workplace aggression) can be
put to use in practical programs for managing such behavior.
Personnel Selection (Personal Determinants^
As noted previously, some individuals are predisposed to respond aggres-
sively even to minor provocations. Accordingly, a good place to identify these
individuals is before they are hired.
Personnel Screening. The use of background data as a predictor of on-the-
job performance has had a long history in employment settings (McDaniel, 1989;
Owens, 1976), and recent attention has focused on using these data in screening
for violence-prone employees (S. A. Baron, 1993; Mantell, 1994; Slora, Joy,
Jones & Tenis, 1991). The purpose of this type of investigation is not to uncover
a single, minor indiscretion in the applicant's past; rather, it is an attempt to
uncover a pattern of aggressive behavior (e.g., convictions for crimes of violence,
spousal abuse, child abuse, or workplace assaults). Many organizations contract
with firms that specialize in this type of investigation (Anfuso, 1994).
Pre-employment Testing. Even, when successful, background investiga-
tions and reference checks are only able to identify those persons who have
engaged in overtly aggressive acts or those who have been apprehended and pros-
ecuted for violence. For these reasons, some organizations have turned to other
screening devices. For example, scales designed to assess a person's predisposi-
tion to engage in violent on-the-job activities are included in some personnel
selection batteries (Slora, Joy, Jones & Terris, 1991). A version of the London
House Personnel Selection Inventory (PSI) (London House, 1980) contains scales
that measure propensity towards physical assault, intentional damage and waste,
and hostile customer relations. The Personnel Decisions Inc. (PDI) Employment
Inventory (Personnel Decisions Incorporated, 1985) contains scales that measure
trouble with authority, hostility, and thrill seeking, and the Reliability Scale of the
Hogan Personnel Selection Series (Hogan & Hogan, 1986, 1989) measures hostil-
ity to authority, thrill seeking, and social insensitivity.
Another method for identifying potentially aggressive employees is through
carefully structured job interviews. In addition to questions designed to assess an
applicant's job-related knowledge, skills, and abilities, Mantell (1994) strongly
recommends asking every applicant a series of questions designed to assess
whether he/she has ever been treated unfairly and how he/she responded to this
unfair treatment. Indications of continuous unfair treatment ("everyone is out to
get me") or aggressive/violent responses to unfair treatment may suggest cause
for concern. A similar interview strategy involves the use of situational, or behav-
ioral response, interviews in which the candidate is asked how he or she would
deal with a particular work-related (potentially frustrating) situation.
Security (Situational Antecedents)
Depending on the nature of the business and the size of the facility, securify
practices will vary greatly. For example, the USPS has 47,000 facilities that range
from one-person post offices to large plants employing more than 4,000 workers.
Security practices vary from simple awareness training to the installation of secu-
rity cameras, employee access badges, alarm and intercom systems, and security
guards. Clearly, the majority of these precautions are designed to guard against
"outsiders." However, security impacts tbe workplace in other ways. For exam-
ple, if employees feel unsafe at work they may be inclined to carry weapons for
tbeir own protection. Paradoxically, this may contribute to acts of violence.
Workplace Aggression/Violence Policies (Situational/Social Antecedents and
Cognitive Appraisal)
Organizations must clearly articulate that aggression will not be tolerated
and provide defmitions of inappropriate bebavior. Not only will this serve to
establish norms of appropriate bebavior, but also it may dispel the belief that
certain forms of aggression are part-of-the-job. In addition, a good workplace
aggression/violence policy outlines procedures for reporting inappropriate bebav-
ior and specifies sanctions for policy violations.
Organizational Climate (Social, Situational, Environmental Antecedents and
Internal States)
Driven by the idea that a healthy workplace is a safe workplace, many orga-
nizations are focusing attention on organizational climate.
Fair Treatment. Since aggression is most frequently associated with
perceptions of intentional provocation by others (Mantell, 1994; Torestad, 1990)
and witb feelings of exploitation (HoUinger & Clark, 1983), strategies that mini-
mize these perceptions should prove useful in reducing aggression. Support for
tbis reasoning is provided by research demonstrating a relationship between
perceptions of unfair treatment and increased theft rates (Greenberg, 1990, 1994)
and negative reactions to employee layoffs (Brockner et al., 1994). Fairness and
respect for the individual is a cornerstone of well-designed prevention programs
(e.g., Anfuso, 1994; Nicoletti & Spooner, 1996).
Environmental Factors. As noted previously, poor air quality, high noise
levels, crowding, poor lighting, uncomfortably high or low temperature, and high
humidity are factors that are associated witb negative affect (unpleasant internal
states), increased levels of stress, and aggression. Aside from normal occupational
safety and health concerns, efforts should be made to ensure comfort whenever
possible. Clearly, there are situations in which employees must work in less than
ideal (even hostile) conditions. Whenever this occurs, employees should be
provided with protective clothing and equipment to offer them as much protection
as possible. Additionally, appropriate rest periods and/or carefully designed shifts
should be employed. With respect to shift work, these can be the basis for quite a
bit of stress and frustration, especially as relates to rotating shifts and associated
sleep deprivation. While we have no data demonstrating a relationship between
shift work and aggression, this might be a fruitful area of research.
Organizational Culture. Organizational culture and the resulting climate
bas a strong effect in shaping bebavior. While the workplace aggression policy
defmes appropriate and inappropriate bebavior, Bpye and Jones (1997) suggest
that modifying several elements of organizational climate can help reduce coun-
for confrontation and reduce the level of stress and anxiety associated with these
unpleasant situations. All of these factors, as we have argued previously, may
serve as antecedents to aggression.
Employee Separation
Terminations are extremely stressful events for those being discharged, those
who must carry out the dismissals, and, in many instances, those left behind.
While terminations for economic or disciplinary reasons are often necessary,
organizations should give careful consideration to alternatives to downsizing
(Anfuso, 1996) and the procedures they employ when reductions in force are
necessary. Consideration must also be given to the individuals being terminated,
with respect to their potential for violence. Should this potential exist, health care
professionals and security personnel should be consulted.
As noted previously, employees must be treated with respect and dignity,
especially during a time when their dignity is being so severely threatened. In the
case of planned downsizings and layoffs, many organizations have committed
significant resources in an effort to help employees with outplacement, counsel-
ing, and other related services. Not only is this beneficial for those leaving the
organization, but also those remaining behindthe "survivors." Recent evidence
suggests that after reductions in force, survivors look to each other for cues as to
how to respond (Brockner et al., 1997). To the extent that this is true, unfair treat-
ment may result in widespread discontent and, potentially, increased levels of
aggression.
The procedures outlined above are common to many prevention strategies in
use at this time (Anfuso, 1994; Nicoletti & Spooner, 1996). With the exception of
security issues, which deal primarily with organizational outsiders, most of the
approaches described may well prove useful across the entire range of behaviors
associated with workplace aggression.
Before concluding this section, it is important to note a few important legal
considerations with respect to prevention programs in general and personnel
screening and selection procedures in particular. Under the legal doctrines of
"respondent superior, negligent hiring practices, or duty to warn," employers may
be held liable for the actions of their agents (employees) if the employer knows
or should have knownthat a person was at risk for committing violence against
others (Ryan & Lasek, 1991; Anfuso, 1994). In this regard, violence prevention
programs and employee screening may limit an employer's legal liability.
However, some of the information obtained during the screening process may
violate the applicant's right to privacy or the American's with Disabilites Act
(Felsenthal, 1995; When laws collide, 1995). Accordingly, organizations should
sohcit guidance from legal experts in their particular jurisdictions prior to engag-
ing in related activities.
Conclusion
In this paper, we have focused on a limited number of issues related to work-
place aggression and violence. Central to our efforts has been a focus on what we
believe are important questions that have been largely ignored in the literature.
First, we addressed the tremendous range and variety of acts of workplace aggres-
sion and provided empirical evidence as to their nature and relative frequency.
Second, we demonstrated that contrary to popular belief, the vast majority of
aggressive acts in work settings do not involve physical assault; rather, they are
verbal/symbolic, covert, and/or passive in nature. Third, we provided a model of
workplace aggression that is based on contemporary theories of human aggres-
sion. Such a model, we believe is essential if we are to make progress in the study
of this important topic. Fourth, we provided theoretical and empirical evidence
linking a broad range of social, situational, and environmental factors to the
occurrence of workplace aggression. In this context, data were presented suggest-
ing that many contemporary business practices (e.g., downsizing, contingent
employment practices, increased workforce diversity) may contribute to work-
place aggression. Fifth, we discussed several strategies that may prove effective in
the prevention and control of aggression and violence in work settingsstrategies
based on current theories of human aggression. Finally, we called attention to
several unresolved issues in the rapidly growing literature on workplace aggres-
sion and violence and proposed an agenda for future research on these topics.
If there is a major theme to this paper, it can be stated as follows: Workplace
aggression is, in the final analysis, human aggression occurring in a specific
contextthe varied locations where people work. Since conditions in workplaces
are, in some respects, unique (e.g., employees interact with one another more
frequently and over longer periods of time than is true of many other social
settings), some of the variables that infiuence workplace aggression, too, may be
unique. However, it is our view that many of the factors that have been found to
infiuence human aggression generally may also play a role in the occurrence of
workplace aggression. For this reason, a primary task for researchers working in
this field is that of building conceptual and empirical bridges between their ongo-
ing research and existing literature on human aggression. Doing so, we believe, is
not only required by basic rules of science; it is also the most efficient hieans for
making rapid progress toward the dual goals of understanding and effectively
managing such behavior.
Notes
1. The National Crime Victimization Survey (NCVS) measures the violent crimes of rape, robbery, aggravated
and simple assault; personal thefts; and the household crimes of burglary, larceny, and motor vehicle theft.
Survey estimates are based on data obtained from a stratified, multi-stage cluster sample of approximately
26,200 housing units (drawn from 60,500 housing units selected to participate). Since crime victims are asked
directly about crime, all crimes are measured, whether or not they were reported to police.
2. Space limitations prevent a thorough discussion of the causes of aggression and the model presented in Figure
1. The reader is directed to Baron and Richardson, 1994, Berkowitz, 1994, and Gcen, 1991 for discussions
related to the causes of aggression. For information related to the theoretical bases for the aggression model,
as well as the underlying mechanisms which play a role in the occurrence of aggression. Readers are directed
to research by Anderson, Deuser and DeNeve, 1995, Berkowitz, 1989, Geen, 1991, Lazarus and Folkman,
1984. The reader is further directed to a body of work relating negative affect to cognition and behavior (cf.,
Forgas, 1995). For additional examples of the application of aggression theories to the study of workplace
aggression, refer to research by Martinko and Zellars (1996) and O'Leary-Kelly, Paetzold and Griffin (1995).
3. Parenthetical references, in the following section headings, indicate the stages of the aggression model to
which each particular strategy relates.
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