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9, SEPTEMBER 2014
AbstractA new multilevel inverter (MLI) topology is proposed of the techniques to increase the number of levels is by intro-
using a level doubling network (LDN). The LDN takes the form of ducing asymmetry in voltage ratio of the inverter cells. The
a half-bridge inverter to almost double the number of output volt- asymmetric structure of the MLI is introduced in [4] and [5]
age levels. The concept (of the proposed LDN) has the capability
of self-balancing during positive and negative cycles without any and is capable to produce a very high number of levels with
closed-loop control/algorithm, and it does not consume or supply a given switch count [2]. For a given topology, the number
any power. The topology uses a symmetric cascaded H-bridge MLI of levels depends on the configuration of the dc voltage ratio
but offers an equivalent performance of an asymmetric topology (leading to binary, trinary, and other configurations). Note that,
in terms of the number of levels. Also, it maintains the merit of in asymmetric structure, powers delivered by the various levels
uniform loading of the individual cell for a symmetric MLI. The
topology is implemented by connecting only a three-arm H-bridge are quite different [2]. While most of the power is delivered by
(only two switches per phase) with the entire three-phase inverter the highest voltage cell [6], the lower voltage cells deal with
to double the number of levels. Thus, it significantly improves the only a fraction of the same. This is a serious limitation of such
power quality, reduces the switching frequency, and reduces the configurations for applications in ac drives.
cost and size of the power filter. Operation of the circuit is verified A scheme for floating source binary MLI is presented in
by simulation result and experiments from a laboratory prototype.
[7]. In this topology, special attention is required to take care
Index TermsAC drives, converter topology, level doubling of the voltage balancing problem demanding complex control
network (LDN), multilevel inverter (MLI), power quality. algorithms. This is also not very suitable for high-power appli-
cations. In [8], higher voltage and higher number of levels are
I. I NTRODUCTION achieved using low-voltage switch-based power converters and
summing transformer. In this topology, high-voltage switches
N ONAVAILABILITY of power electronic switches capa-
ble to withstand high voltage is the main motivation
for the promotion of multilevel inverters (MLIs). Over the
are avoided at the cost of summing transformers. Neutral point
clamped (NPC)-CHB hybrid and asymmetric topology are
introduced in [9]. A CHB with a dc bus voltage lower than
years, this technology is extensively investigated and has now
NPC is connected in between the NPC terminal and the load
reached a level of maturity. MLIs are now very popular and
terminals to obtain finer and more numbers of voltage steps.
globally recognized topology for many industrial applications,
This topology also requires special attention to take care of the
like medium-voltage ac drives, renewable energy, HVDC and
voltage balancing problem.
FACTS, traction and propulsion systems, electric vehicles, etc.
As already discussed, an asymmetrical configuration has un-
In high-voltage and high-current applications, high switching
equal power sharing. This does not allow the bridges to be eas-
frequency is prohibited mainly due to switching losses and high
ily replaced (as the high side and low side bridges most likely
dV /dt. Efforts are put to achieve acceptable voltage waveform
to be made by different power devices) and hence loses the
and power quality through reduced switching frequency. The
advantage of modularity. This makes the asymmetric topology
number of voltage level that can be generated using a minimum
not very attractive for medium-voltage (MV) drives and many
number of switching devices remains very crucial for such
other applications. Recently, many hybrid multilevel topologies
topologies. A number of approaches are proposed to increase
are proposed [10][17]. However, the symmetric CHB structure
the number of levels of MLI. References [1][3] cover most of
has definite merits in high-power applications due to fault
the important modulation, control, and topological reviews.
tolerance/reliability and modularity. The recent trend is to use a
Cascaded H-bridge (CHB) MLI allows one to achieve high-
symmetric MLI fed by a multipulse rectifier [18][24] for high-
quality output voltages and input currents and also high reli-
and medium-power applications in industry. Many topologies
ability due to their intrinsic component redundancy [2]. One
were proposed with floating capacitors [example: flying ca-
pacitor (FC)-MLI] or capacitor-based voltage dividers (exam-
Manuscript received April 19, 2013; revised September 19, 2013; accepted
October 22, 2013. Date of publication November 13, 2013; date of current ple: NPC MLI) [10][17], [25][28], and (example: modular
version March 21, 2014. The laboratory prototype of this work was developed MLI) [29]. Synchronous optimal pulsewidth modulation [30]
with partial financial support from the Department of Science and Technology, is utilized for neutral point balancing in [31]. All of these
Government of India, through project Grant (No.SR/RC-UK/Solar-2(C)/2010).
The authors are with the Department of Electrical Engineering, In- works overcome the voltage balancing problem of the floating
dian Institute of Technology Kharagpur, Kharagpur 721302, India (e-mail: capacitor with considerable effort, necessitating either some
sumitkc1981@gmail.com; chakraborty@ieee.org). algorithm [11][17], [26], [27], [29], [31] or external voltage
Color versions of one or more of the figures in this paper are available online
at http://ieeexplore.ieee.org. balancing network [28]. The proposed work has definite edge
Digital Object Identifier 10.1109/TIE.2013.2290751 over the existing ones as this does not require any attention to
0278-0046 2013 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission.
See http://www.ieee.org/publications_standards/publications/rights/index.html for more information.
CHATTOPADHYAY AND CHAKRABORTY: NEW MULTILEVEL INVERTER TOPOLOGY WITH SELF-BALANCING LDN 4623
Wn = V Im sin d (1)
2n1
2N
2n
bus capacitance). It is important to note that, for N number W2nd = V Im sin d. (3)
of voltage cells, the symmetry restricts the maximum voltage n=2N +1
2n1
CHATTOPADHYAY AND CHAKRABORTY: NEW MULTILEVEL INVERTER TOPOLOGY WITH SELF-BALANCING LDN 4625
4N +1 = + 1 , . . . , 8N = + 4N . (5)
Fig. 7. Requirement of LDN capacitance wrt the modulation index, with and
without third harmonic injection for the same load.
TABLE II
S IMULATION PARAMETERS
V. S IMULATION R ESULTS
The performance of the topology is evaluated by simulat-
ing the circuit in MATLAB/Simulink. A Simulink model is
developed for the three-phase version of the proposed topol-
ogy. The output voltage and current waveforms and their total
harmonic distortion (THD) are analyzed in detail. Also, the
performance of the LDN and its energy consumption are inves-
tigated. Table II shows the parameters used for simulation. The
corresponding phase and line voltages without and with LDN
are shown in Fig. 8(a) and (b), respectively. While Fig. 8(a) Fig. 9. Comparison of energy delivered by one of the H-bridges and the LDN.
shows 7 levels per phase and 13 levels line-to-line, Fig. 8(b)
confirms 13 levels per phase and 25 levels line-to-line. The
energy delivered by one of the H-bridges and the LDN is
compared in Fig. 9. The instantaneous product of the source
voltages and corresponding source currents is integrated to find
the energy delivered over a period of time. One of the H-bridges
has delivered nearly 8.7 kJ of energy in 0.5 s, while the LDN
has not delivered/absorbed any energy in the same interval (as
shown in Fig. 9). The energy-time waveform of the LDN is
zoomed in Fig. 10. As the LDN for the three-phase system
shares a common dc bus (as shown in Fig. 2), there are three Fig. 10. Zoomed waveform of the energy charge-discharge cycle of the LDN.
charging and discharging cycles over a complete cycle of
the output voltage waveform. The time period of the output As derived in Section III, the dc bus voltage of the LDN
voltage is 0.02 s (50 Hz). Therefore, there are 15 charging and should reach 47 V (vc = v/2 at steady state and V = 94 V as
discharging cycles in 0.1 s of time as shown in Fig. 10. indicated in Table II) from any initial condition. This is verified
4628 IEEE TRANSACTIONS ON INDUSTRIAL ELECTRONICS, VOL. 61, NO. 9, SEPTEMBER 2014
TABLE III
H ARDWARE S ETUP D ETAILS
Fig. 11. LDN dc bus voltage transient while reaching the desired steady-state
voltage in open loop. (a) Initial voltage is higher than the desired voltage (200%
of desired). (b) Initial voltage is lower than the desired voltage (0% of desired).
Fig. 15. Line voltage (channel 1) and line current (channel 2) of the RL load.
Fig. 16. Fig. 16 also highlights that the LDN dc bus voltage
was observed to swing within the range of 46.2-48.6 V in
the entire operating range. Discussions in Section III may be
referred to conclude that the LDN dc bus voltage should reach
47 V without any closed-loop control (under ideal condition).
The deviation is due to the nonidealities in the network, and it
will reduce further (in terms of percentage) with higher dc bus
voltage. To verify the self-balancing capability of the system
under harmonic load, the harmonic current is drawn from the
inverter output.
The harmonic current waveform and the LDN dc bus voltage
are provided in Fig. 17. Half-wave symmetry is maintained in
the harmonic current, and the LDN dc bus voltage was observed
to be within 1 V of the desired value. Self-balancing happens
through charging and discharging the capacitor when with load.
The self-balancing capability of the LDN dc bus voltage
under transient condition is experimented and illustrated in
Fig. 18. An initial voltage of 75 V is applied to the LDN capac-
itor as observed in Fig. 18(a), and it reaches the desired voltage
without any closed-loop control. Similarly, in Fig. 18(b), the
LDN voltage starts rising from an initial voltage much lower
Fig. 16. LDN voltage is stable under different modulation indexes and
than the desired voltage and finally gets settled at the desired frequencies.
value.
both symmetric and asymmetric topologies. However, when
applied with a symmetric topology, this has not only increased
VII. C ONCLUSION
the levels but also maintained uniform power loading of the
This paper has presented a new concept to increase the individual cell of the cascaded configuration. The dc bus of
number of levels in a cascaded MLI. A three-phase bridge the H-bridge block ideally remains in self-balancing condition.
network is used to almost double the number of levels of the The operating principle of the circuit is explained. A detailed
three-phase cascaded MLI. The concept may be applied for simulation is presented using MATLAB/Simulink. A laboratory
4630 IEEE TRANSACTIONS ON INDUSTRIAL ELECTRONICS, VOL. 61, NO. 9, SEPTEMBER 2014
[31] T. Boller, J. Holtz, and A. K. Rathore, Neutral point potential balancing Chandan Chakraborty (SM01) received the B.E.
using synchronous optimal pulsewidth modulation of multilevel invert- and M.E. degrees in electrical engineering from
ers in medium voltage high power ac drives, in Proc. IEEE ECCE, Jadavpur University, Kolkata, India, in 1987 and
Sep. 1520, 2012, pp. 48024807. 1989, respectively, and the Ph.D. degrees from
[32] M. Perez, J. Rodriguez, J. Pontt, and S. Kouro, Power distribution in the Indian Institute of Technology Kharagpur,
hybrid multi-cell converter with nearest level modulation, in Proc. IEEE Kharagpur, India, and Mie University, Tsu, Japan, in
ISIE, Jun. 47, 2007, pp. 736741. 1997 and 2000, respectively.
He is currently a Professor with the Department
of Electrical Engineering, Indian Institute of Tech-
Sumit K. Chattopadhyay (S11) received the B.E. nology Kharagpur. His research interest includes
degree in electrical engineering from Burdwan Uni- power converters, motor drives, electric vehicles, and
versity, Bardhaman, India, in 2004 and the M.Tech. renewable energy.
degree in industrial electrical systems from the Na- Dr. Chakraborty is a fellow of the Indian National Academy of Engineering.
tional Institute of Technology Durgapur, Durgapur, He is currently the Chair of the Power Electronics Technical Committee of the
India, in 2006. He has been working toward the IEEE Industrial Electronics Society (IES). He is an ADCOM member of the
Ph.D. degree in the Department of Electrical Engi- IEEE-IES. He is one of the Technical Program Chairs of IECON2014 to be held
neering, Indian Institute of Technology Kharagpur, in Dallas, TX, USA. He was the Technical Program Chair/Cochair of ICIT2006,
Kharagpur, India, since January 2010. ICIT2008, ICIT2010, and IECON2012, held in Mumbai, Melbourne, Chile,
From September 2006 to January 2010, he was a and Montreal, respectively. He has been regularly associated with IECONs and
Design Engineer of power electronic system design ISIEs as a track chair in the areas of power electronics and electrical machines.
with Larsen & Toubro Ltd., Navi Mumbai, India, where he was responsible for He is one of the Associate Editors of the IEEE T RANSACTIONS ON I NDUS -
power electronic system design of multiple industrial and mission-critical naval TRIAL E LECTRONICS and IEEE I NDUSTRIAL E LECTRONICS M AGAZINE ,
projects executed for the first time in India with foreign collaboration. His area and an Editor of the IEEE T RANSACTIONS ON S USTAINABLE E NERGY. He
of research is power electronic converter for grid-connected photovoltaic sys- is the Founding Editor-in-Chief of IE Technology News, a web-only publication
tems. His research interests also include converter topologies, machine drives, of IEEE-IES. He was awarded the JSPS Fellowship to work at the University
field-programmable gate array-based embedded system design, economic uti- of Tokyo (at Hongo Campus) in 2000-2002. He received the Bimal Bose award
lization of upcoming power electronic devices, and power electronic converters. in power electronics from the IETE, India, in 2006.